-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQFpxtH3aU/P4TCEtVtRrxYy2egrOOA8uRIVITNVy05A/m9cqpwydNUN2EZKyC3k XPmClo0GKguTWoSuDzOQkQ== 0001053912-09-000008.txt : 20091110 0001053912-09-000008.hdr.sgml : 20091110 20091110151547 ACCESSION NUMBER: 0001053912-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELEFANTE MICHAEL B CENTRAL INDEX KEY: 0001053912 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06281 FILM NUMBER: 091171753 MAIL ADDRESS: STREET 1: HEMENWAY & BARNES LLP STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 mbe13f3rdqtr2009final.txt MBE 3RD QTR 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Michael B. Elefante Address:Hemenway & Barnes LLP 60 State Street Boston, MA 02109 Form 13F File Number: 28-06281 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sveta Y. Bartsch Title: Duly Authorized Phone: 617-557-9751 Signature, Place, and Date of Signing: Sveta Y. Bartsch Boston, MA November 10, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-_____ [Repeat as necessary.] Report Summary: Number of Other Included Managers: 6 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: 133985004 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11136 Brian C. Broderick 2 28-06169 Timothy F. Fidgeon 3 28-471 Fiduciary Trust Company 4 28-4145 Gannett, Welsh and Kotler 5 28-10379 Kurt F. Somerville 6 28-4052 US Trust Company AS OF SEPTEMBER 30, 2009 FORM 13F SEC FILE # MICHAEL B ELEFANTE / 28-06281
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C) AMOUNT (A) (B) (C) SOLE SHARED NONE ABB LTD SPONSORED 000375204 4950882 247050 XX 122775 ADR XX 12 5500 XX 32 103675 XX 35 4100 XX 12,32 3000 XX 32,35 8000 A E S CORP COMMON STOCK 00130H105 313073 21125 XX 21125 AT&T INC COMMON STOCK 00206R102 224561 8314 XX 5954 XX 32 2360 ABBOTT LABS COMMON STOCK 002824100 1841917 37233 XX 1250 XX 12 1650 XX 32 26833 XX 12,32 500 XX 32,35 7000 ALNYLAM COMMON STOCK 02043Q107 289170 12750 XX 6950 PHARMACEUTICALS INC XX 32 5800 ANSYS INC COMMON STOCK 03662Q105 224894 6010 XX 6010 APPLE, INC. COMMON STOCK 037833100 1345641 7260 XX 5025 XX 12 75 XX 32 1910 XX 12,32 50 XX 32,35 200 APPLIED MATERIALS INC COMMON STOCK 038222105 2645962 197755 XX 114155 XX 32 72100 XX 12,32 2500 XX 32,35 9000 APTARGROUP INC COMMON STOCK 038336103 4560797 122077 XX 46727 XX 12 3600 XX 32 64750 XX 35 1000 XX 12,32 2000 XX 32,35 4000 ARCHER DANIELS COMMON STOCK 039483102 353562 12100 XX 10600 MIDLAND CO XX 32 1500 AUTOMATIC DATA COMMON STOCK 053015103 408327 10390 XX 1162 PROCESSING XX 32 4928 XX 12,32 1600 XX 32,35 2700 B P PLC ADR COMMON STOCK 055622104 1338415 25144 XX 5800 XX 12 600 XX 32 15144 XX 12,32 600 XX 32,35 3000 BERKSHIRE HATHAWAY INC CLASS B 084670207 465220 140 XX 63 XX 32 62 XX 12,32 15 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 332395 14760 XX 1660 XX 32 13100 CVS CAREMARK COMMON STOCK 126650100 4391874 122884 XX 65234 CORPORATION XX 12 1200 XX 32 48700 XX 35 2150 XX 12,32 1600 XX 32,35 4000 CANADIAN NATIONAL COMMON STOCK 136375102 5088591 103870 XX 42704 RAILWAY CO XX 12 3400 XX 32 50266 XX 35 1800 XX 12,32 2200 XX 32,35 3500 CEDAR FAIR L P COMMON STOCK 150185106 117831 11190 XX 11190 CHEVRON CORP COMMON STOCK 166764100 1262528 17926 XX 200 XX 32 10426 XX 32,35 7300 CISCO SYS INC COMMON STOCK 17275R102 1987906 84448 XX 28051 XX 12 1000 XX 32 52849 XX 12,32 2548 COCA COLA CO COMMON STOCK 191216100 206852 3852 XX 2975 XX 32 877 DEERE & COMPANY COMMON STOCK 244199105 3101828 72270 XX 36895 XX 12 1900 XX 32 28975 XX 35 2100 XX 12,32 1200 XX 32,35 1200 DEVON ENERGY CORP COMMON STOCK 25179M103 2476397 36780 XX 18805 XX 12 150 XX 32 15275 XX 35 1350 XX 32,35 1200 DEVRY INC COMMON STOCK 251893103 239536 4330 XX 4330 DOMINION RESOURCES INC COMMON STOCK 25746U109 758448 21984 XX 6160 V A NEW XX 32 15824 E I DU PONT DE COMMON STOCK 263534109 368003 11450 XX 4150 NEMOURS & CO XX 32 7300 E M C CORP COMMON STOCK 268648102 4221302 247729 XX 126685 XX 12 2000 XX 32 106144 XX 35 1000 XX 12,32 3900 XX 32,35 8000 EATON CORP COMMON STOCK 278058102 925247 16350 XX 12450 XX 32 3900 EMERSON ELECTRIC CO COMMON STOCK 291011104 5846470 145870 XX 60289 XX 12 4100 XX 32 72481 XX 35 2100 XX 12,32 1900 XX 32,35 5000 ENCANA CORP COMMON STOCK 292505104 5931929 102967 XX 48095 XX 12 3200 XX 32 44822 XX 35 1350 XX 12,32 2100 XX 32,35 3400 EXXON MOBIL CORP COMMON STOCK 30231G102 5290380 77108 XX 9218 XX 12 2250 XX 32 63240 XX 12,32 2400 F P L GROUP INC COMMON STOCK 302571104 253782 4595 XX 2995 XX 12 1600 GENERAL ELECTRIC CO COMMON STOCK 369604103 2708775 164968 XX 44393 XX 12 5200 XX 32 80375 XX 35 33000 XX 12,32 2000 GENERAL MILLS INC COMMON STOCK 370334104 1693516 26305 XX 4005 XX 32 22300 GENTEX CORP COMMON STOCK 371901109 169022 11945 XX 11945 GOLDMAN SACHS GROUP COMMON STOCK 38141G104 200942 1090 XX 1090 GOOGLE INC-CL A COMMON STOCK 38259P508 235033 474 XX 474 HMS HOLDINGS CORP COMMON STOCK 40425J101 246966 6460 XX 6460 HELMERICH & PAYNE INC COMMON STOCK 423452101 901877 22815 XX 17640 XX 32 4975 XX 12,32 200 HOME DEPOT INC COMMON STOCK 437076102 479120 17985 XX 6870 XX 32 9115 XX 32,35 2000 HONEYWELL COMMON STOCK 438516106 594734 16009 XX 4155 INTERNATIONAL INC XX 32 11854 INTEL CORPORATION COMMON STOCK 458140100 4234009 216352 XX 92075 XX 12 5300 XX 32 97077 XX 35 1000 XX 12,32 4400 XX 32,35 16500 INTL BUSINESS MACHINES COMMON STOCK 459200101 1004844 8401 XX 1051 XX 12 650 XX 32 3500 XX 32,35 3200 J P MORGAN CHASE & CO COMMON STOCK 46625H100 438200 10000 XX 32 10000 JOHNSON & JOHNSON COMMON STOCK 478160104 7079802 116272 XX 49272 XX 12 2850 XX 32 56700 XX 35 1350 XX 12,32 2400 XX 32,35 3700 KINDER MORGAN ENERGY UT LTD PARTNER 494550106 240929 4460 XX 4460 LIFE TECHNOLOGIES CORP COMMON STOCK 53217V109 694992 14930 XX 3890 XX 32 7040 XX 32,35 4000 MAXWELL COMMON STOCK 577767106 493003 26750 XX 13750 TECHNOLOGIES INC XX 32 13000 MERCK & CO INC COMMON STOCK 589331107 1284241 40602 XX 10290 XX 12 1200 XX 32 28312 XX 12,32 800 MICROSOFT CORP COMMON STOCK 594918104 2161483 84039 XX 28905 XX 12 400 XX 32 52834 XX 12,32 1900 MONSANTO CO NEW COMMON STOCK 61166W101 2413719 31185 XX 15145 XX 12 600 XX 32 12890 XX 35 750 XX 12,32 600 XX 32,35 1200 NOKIA CORP ADR A COMMON STOCK 654902204 819451 56050 XX 21900 XX 32 34150 NOVARTIS AG ADR COMMON STOCK 66987V109 5308541 105370 XX 49815 XX 12 2300 XX 32 46205 XX 35 2050 XX 12,32 1500 XX 32,35 3500 NOVO NORDISK A/S ADR COMMON STOCK 670100205 463438 7362 XX 32 7362 OYO GEOSPACE CORP COMMON STOCK 671074102 352838 13660 XX 7550 XX 32 6110 ORACLE CORP COMMON STOCK 68389X105 3188520 153000 XX 71575 XX 32 73925 XX 12,32 1500 XX 32,35 6000 PEPSICO INC COMMON STOCK 713448108 4556767 77681 XX 34581 XX 12 1650 XX 32 37700 XX 35 1350 XX 12,32 900 XX 32,35 1500 PFIZER INC COMMON STOCK 717081103 915612 55324 XX 9210 XX 12 3000 XX 32 43114 PORTLAND GENERAL COMMON STOCK 736508847 1622443 82274 XX 29224 ELECTRIC CO XX 12 3300 XX 32 44750 XX 32,35 5000 PRECISION CASTPARTS COMMON STOCK 740189105 235829 2315 XX 2315 CORP PROCTER & GAMBLE CO COMMON STOCK 742718109 5900890 101880 XX 36080 XX 12 3150 XX 32 57450 XX 35 1350 XX 12,32 850 XX 32,35 3000 QUESTAR CORP COMMON STOCK 748356102 357571 9520 XX 9270 XX 32 250 ROCKWELL AUTOMATION COMMON STOCK 773903109 359970 8450 XX 3450 INC XX 32 5000 ROCKWELL COLLINS INC COMMON STOCK 774341101 653390 12862 XX 7862 XX 32 5000 SCHLUMBERGER LTD COMMON STOCK 806857108 1945642 32645 XX 14695 XX 32 15400 XX 35 1350 XX 32,35 1200 SIMS METAL SPONSORED 829160100 3360298 168605 XX 81505 MANAGEMENT LTD ADR XX 12 4200 XX 32 72200 XX 35 2000 XX 12,32 1700 XX 32,35 7000 SONOSITE INC COMMON STOCK 83568G104 448656 16956 XX 9330 XX 32 7626 SPIRE CORP COMMON STOCK 848565107 132396 23600 XX 16100 XX 32 7500 STATE STREET CORP COMMON STOCK 857477103 1759417 33449 XX 8369 XX 12 600 XX 32 19880 XX 12,32 600 XX 32,35 4000 TALISMAN ENERGY INC COMMON STOCK 87425E103 1122765 64750 XX 44100 XX 12 300 XX 32 20350 TEVA PHARMACEUTICAL SPONSORED 881624209 258362 5110 XX 4210 INDS LTD ADR XX 32 900 3 M COMPANY COMMON STOCK 88579Y101 5680017 76965 XX 22535 XX 12 2700 XX 32 43680 XX 35 1350 XX 12,32 1300 XX 32,35 5400 UNION PACIFIC CORP COMMON STOCK 907818108 746880 12800 XX 12 800 XX 32 11000 XX 12,32 1000 UNIVERSAL FOREST COMMON STOCK 913543104 313707 7950 XX 7950 PRODUCTS WALGREEN CO COMMON STOCK 931422109 222197 5930 XX 5630 XX 32 300 WELLS FARGO & CO COMMON STOCK 949746101 344529 12226 XX 12 298 XX 32 11928 WYETH COMMON STOCK 983024100 254899 5247 XX 900 XX 32 4347 COVIDIEN PLC COMMON STOCK G2554F105 3413214 78900 XX 44230 XX 12 300 XX 32 29670 XX 35 500 XX 12,32 1200 XX 32,35 3000 TRANSOCEAN LTD COMMON STOCK H8817H100 207838 2430 XX 2430
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