Authorized Person

0001140361-16-086272.txt : 20161114 0001140361-16-086272.hdr.sgml : 20161111 20161114140706 ACCESSION NUMBER: 0001140361-16-086272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 161993541 BUSINESS ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 09-30-2016 09-30-2016 Artal Group S.A.

10-12 AVENUE PASTEUR LUXEMBOURG N4 L-2310

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 11-10-2016 5 94 5050578 false 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml AC IMMUNE SA SHS H00263105 2471 150000 SH DFND 1,2,3,4,5 150000 0 0 ACCELERON PHARMA INC COM 00434H108 6333 175000 SH DFND 1,2,3,4,5 175000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 1410 200000 SH DFND 1,2,3,4,5 200000 0 0 ADURO BIOTECH INC COM 00739L101 1243 100000 SH DFND 1,2,3,4,5 100000 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 2970 1000000 SH DFND 1,2,3,4,5 1000000 0 0 AGENUS INC COM NEW 00847G705 7180 1000000 SH DFND 1,2,3,4,5 1000000 0 0 AGENUS INC COM NEW 00847G705 3590 500000 SH Call DFND 1,2,3,4,5 500000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 21128 400000 SH DFND 1,2,3,4,5 400000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 26410 500000 SH Call DFND 1,2,3,4,5 500000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 30635 250000 SH Call DFND 1,2,3,4,5 250000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 31737 300000 SH DFND 1,2,3,4,5 300000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 40668 600000 SH DFND 1,2,3,4,5 600000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 6778 100000 SH Call DFND 1,2,3,4,5 100000 0 0 ALPHABET INC CAP STK CL A 02079K305 32162 40000 SH Call DFND 1,2,3,4,5 40000 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 7353 300000 SH DFND 1,2,3,4,5 300000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 14060 1900000 SH DFND 1,2,3,4,5 1900000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 4810 650000 SH Call DFND 1,2,3,4,5 650000 0 0 ARRAY BIOPHARMA INC COM 04269X105 23625 3500000 SH DFND 1,2,3,4,5 3500000 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 4813 225000 SH DFND 1,2,3,4,5 225000 0 0 AVEXIS INC COM 05366U100 8242 200000 SH DFND 1,2,3,4,5 200000 0 0 AXOVANT SCIENCES LTD COM G0750W104 3500 250000 SH DFND 1,2,3,4,5 250000 0 0 BANK AMER CORP COM 060505104 15650 1000000 SH DFND 1,2,3,4,5 1000000 0 0 BANK AMER CORP COM 060505104 78250 5000000 SH Call DFND 1,2,3,4,5 5000000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 4952 200000 SH DFND 1,2,3,4,5 200000 0 0 BIOGEN INC COM 09062X103 46955 150000 SH Call DFND 1,2,3,4,5 150000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 27756 300000 SH DFND 1,2,3,4,5 300000 0 0 BIOTIME INC COM 09066L105 5000 1282050 SH DFND 1,2,3,4,5 1282050 0 0 BLUEBIRD BIO INC COM 09609G100 26095 385000 SH DFND 1,2,3,4,5 385000 0 0 BLUEBIRD BIO INC COM 09609G100 3389 50000 SH Call DFND 1,2,3,4,5 50000 0 0 BLUE BUFFALO PET PRODS INC COM 09531U102 2078070 87460875 SH DFND 1,2,3,4 87460875 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 43136 800000 SH Call DFND 1,2,3,4,5 800000 0 0 CELGENE CORP COM 151020104 73171 700000 SH Call DFND 1,2,3,4,5 700000 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 2727 675000 SH DFND 1,2,3,4,5 675000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 3612 150000 SH DFND 1,2,3,4,5 150000 0 0 CEMPRA INC COM 15130J109 4840 200000 SH DFND 1,2,3,4,5 200000 0 0 CHEMOCENTRYX INC COM 16383L106 7248 1200000 SH DFND 1,2,3,4,5 1200000 0 0 CHIMERIX INC COM 16934W106 2770 500000 SH DFND 1,2,3,4,5 500000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 31763 75000 SH Call DFND 1,2,3,4,5 75000 0 0 COLUCID PHARMACEUTICALS INC COM 19716T101 1908 50000 SH DFND 1,2,3,4,5 50000 0 0 COLUCID PHARMACEUTICALS INC COM 19716T101 213 5575 SH DFND 1,2,3,4 5575 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 4657 100000 SH DFND 1,2,3,4,5 100000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 10698 150000 SH DFND 1,2,3,4,5 150000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1761 100000 SH DFND 1,2,3,4,5 100000 0 0 DIMENSION THERAPEUTICS INC COM 25433V105 1874 234493 SH DFND 1,2,3,4,5 234493 0 0 E L F BEAUTY INC COM 26856L103 4218 150000 SH DFND 1,2,3,4,5 150000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 2305 100000 SH DFND 1,2,3,4,5 100000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 32254 200000 SH DFND 1,2,3,4,5 200000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 443493 2750000 SH Call DFND 1,2,3,4,5 2750000 0 0 HORIZON PHARMA PLC SHS G4617B105 6346 350000 SH DFND 1,2,3,4,5 350000 0 0 IGNYTA INC COM 451731103 5347 850000 SH DFND 1,2,3,4,5 850000 0 0 INCYTE CORP COM 45337C102 56574 600000 SH DFND 1,2,3,4,5 600000 0 0 INCYTE CORP COM 45337C102 9429 100000 SH Call DFND 1,2,3,4,5 100000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 3489 205000 SH DFND 1,2,3,4,5 205000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 15885 100000 SH Call DFND 1,2,3,4,5 100000 0 0 IONIS PHARMACEUTICALS INC COM 462222100 7328 200000 SH Call DFND 1,2,3,4,5 200000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 3444 216879 SH DFND 1,2,3,4 216879 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 38010 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 JD COM INC SPON ADR CL A 47215P106 6523 250000 SH Call DFND 1,2,3,4,5 250000 0 0 JPMORGAN CHASE & CO COM 46625H100 16648 250000 SH Call DFND 1,2,3,4,5 250000 0 0 JUNO THERAPEUTICS INC COM 48205A109 6002 200000 SH DFND 1,2,3,4,5 200000 0 0 JUNO THERAPEUTICS INC COM 48205A109 3001 100000 SH Call DFND 1,2,3,4,5 100000 0 0 KITE PHARMA INC COM 49803L109 17596 315000 SH DFND 1,2,3,4,5 315000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 14335 793327 SH DFND 1,2,3,4,5 793327 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 1025014 56724650 SH DFND 1,2,3,4 56724650 0 0 LOXO ONCOLOGY INC COM 548862101 1964 75000 SH DFND 1,2,3,4,5 75000 0 0 MACROGENICS INC COM 556099109 4487 150000 SH DFND 1,2,3,4,5 150000 0 0 METLIFE INC COM 59156R108 7775 175000 SH DFND 1,2,3,4,5 175000 0 0 METLIFE INC COM 59156R108 33323 750000 SH Call DFND 1,2,3,4,5 750000 0 0 MINERVA NEUROSCIENCES INC COM 603380106 2823 200000 SH DFND 1,2,3,4,5 200000 0 0 MORGAN STANLEY COM NEW 617446448 11221 350000 SH DFND 1,2,3,4,5 350000 0 0 NANTKWEST INC COM 63016Q102 1751 225000 SH DFND 1,2,3,4,5 225000 0 0 NEKTAR THERAPEUTICS COM 640268108 17180 1000000 SH DFND 1,2,3,4,5 1000000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 5064 100000 SH DFND 1,2,3,4,5 100000 0 0 NOVAVAX INC COM 670002104 1040 500000 SH DFND 1,2,3,4,5 500000 0 0 ONCOCYTE CORPORATION COM 68235C107 323 64102 SH DFND 1,2,3,4,5 64102 0 0 OPHTHOTECH CORP COM 683745103 1384 30000 SH DFND 1,2,3,4,5 30000 0 0 PFIZER INC COM 717081103 16935 500000 SH Call DFND 1,2,3,4,5 500000 0 0 RADIUS HEALTH INC COM NEW 750469207 2705 50000 SH DFND 1,2,3,4,5 50000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 40202 100000 SH Call DFND 1,2,3,4,5 100000 0 0 REGENXBIO INC COM 75901B107 4203 300000 SH DFND 1,2,3,4,5 300000 0 0 SAGE THERAPEUTICS INC COM 78667J108 9210 200000 SH DFND 1,2,3,4,5 200000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 12282 200000 SH DFND 1,2,3,4,5 200000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 6141 100000 SH Call DFND 1,2,3,4,5 100000 0 0 SERES THERAPEUTICS INC COM 81750R102 6145 500000 SH DFND 1,2,3,4,5 500000 0 0 SPARK THERAPEUTICS INC COM 84652J103 3003 50000 SH DFND 1,2,3,4,5 50000 0 0 SPECTRANETICS CORP COM 84760C107 5018 200000 SH DFND 1,2,3,4,5 200000 0 0 TESLA MTRS INC COM 88160R101 10202 50000 SH DFND 1,2,3,4,5 50000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 3547 50000 SH DFND 1,2,3,4,5 50000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 3547 50000 SH Call DFND 1,2,3,4,5 50000 0 0 US FOODS HLDG CORP COM 912008109 5312 225000 SH DFND 1,2,3,4,5 225000 0 0 VALVOLINE INC COM 92047W101 3524 150000 SH DFND 1,2,3,4,5 150000 0 0 WAL-MART STORES INC COM 931142103 36060 500000 SH Call DFND 1,2,3,4,5 500000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 303855 29443300 SH DFND 1,2,3,4 29443300 0 0 WELLS FARGO & CO NEW COM 949746101 15498 350000 SH Call DFND 1,2,3,4,5 350000 0 0