Authorized Person

0001140361-16-075939.txt : 20160811 0001140361-16-075939.hdr.sgml : 20160811 20160811171757 ACCESSION NUMBER: 0001140361-16-075939 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 161825481 BUSINESS ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 06-30-2016 06-30-2016 Artal Group S.A.

10-12 AVENUE PASTEUR LUXEMBOURG N4 L-2310

13F HOLDINGS REPORT 028-15027 Y * The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 08-11-2016 5 70 4844538 false 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml ACCELERON PHARMA INC COM 00434H108 3398 100000 SH DFND 1,2,3,4,5 100000 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 1490 1000000 SH DFND 1,2,3,4,5 1000000 0 0 AGENUS INC COM NEW 00847G705 4050 1000000 SH DFND 1,2,3,4,5 1000000 0 0 AGENUS INC COM NEW 00847G705 2025 500000 SH Call DFND 1,2,3,4,5 500000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 15711 375000 SH DFND 1,2,3,4,5 375000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 31812 400000 SH DFND 1,2,3,4,5 400000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 39398 710000 SH DFND 1,2,3,4,5 710000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 16647 300000 SH Call DFND 1,2,3,4,5 300000 0 0 ALPHABET INC CAP STK CL A 02079K305 28141 40000 SH Call DFND 1,2,3,4,5 40000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 6825 1250000 SH DFND 1,2,3,4,5 1250000 0 0 ARRAY BIOPHARMA INC COM 04269X105 13777 3870000 SH DFND 1,2,3,4,5 3870000 0 0 AVEXIS INC COM 05366U100 6155 161900 SH DFND 1,2,3,4,5 161900 0 0 BANK AMER CORP COM 060505104 14597 1100000 SH DFND 1,2,3,4,5 1100000 0 0 BANK AMER CORP COM 060505104 66350 5000000 SH Call DFND 1,2,3,4,5 5000000 0 0 BIOGEN INC COM 09062X103 36273 150000 SH Call DFND 1,2,3,4,5 150000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 27230 350000 SH DFND 1,2,3,4,5 350000 0 0 BIOTIME INC COM 09066L105 3346 1282050 SH DFND 1,2,3,4,5 1282050 0 0 BLUEBIRD BIO INC COM 09609G100 19481 450000 SH DFND 1,2,3,4,5 450000 0 0 BLUEBIRD BIO INC COM 09609G100 4329 100000 SH Call DFND 1,2,3,4,5 100000 0 0 BLUE BUFFALO PET PRODS INC COM 09531U102 2683809 114987547 SH DFND 1,2,3,4 114987547 0 0 CELGENE CORP COM 151020104 19726 200000 SH Call DFND 1,2,3,4,5 200000 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 2963 675000 SH DFND 1,2,3,4,5 675000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 5584 210000 SH DFND 1,2,3,4,5 210000 0 0 CEMPRA INC COM 15130J109 1649 100000 SH DFND 1,2,3,4,5 100000 0 0 CERES INC COM NEW 156773400 400 1024020 SH DFND 1,2,3,4 1024020 0 0 CHEMOCENTRYX INC COM 16383L106 4041 900000 SH DFND 1,2,3,4,5 900000 0 0 CITIGROUP INC COM NEW 172967424 10598 250000 SH DFND 1,2,3,4,5 250000 0 0 COLUCID PHARMACEUTICALS INC COM 19716T101 46 5575 SH DFND 1,2,3,4 5575 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 17215 275000 SH DFND 1,2,3,4,5 275000 0 0 DIMENSION THERAPEUTICS INC COM 25433V105 1650 275000 SH DFND 1,2,3,4,5 275000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 2074 125000 SH DFND 1,2,3,4,5 125000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 29716 200000 SH DFND 1,2,3,4,5 200000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 185725 1250000 SH Call DFND 1,2,3,4,5 1250000 0 0 HORIZON PHARMA PLC SHS G4617B105 5765 350000 SH DFND 1,2,3,4,5 350000 0 0 IGNYTA INC COM 451731103 4065 750000 SH DFND 1,2,3,4,5 750000 0 0 INCYTE CORP COM 45337C102 49988 625000 SH DFND 1,2,3,4,5 625000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 4804 225000 SH DFND 1,2,3,4,5 225000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 15178 100000 SH Call DFND 1,2,3,4,5 100000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 2836 216879 SH DFND 1,2,3,4 216879 0 0 JD COM INC SPON ADR CL A 47215P106 5308 250000 SH Call DFND 1,2,3,4,5 250000 0 0 JPMORGAN CHASE & CO COM 46625H100 15535 250000 SH Call DFND 1,2,3,4,5 250000 0 0 JUNO THERAPEUTICS INC COM 48205A109 7688 200000 SH DFND 1,2,3,4,5 200000 0 0 JUNO THERAPEUTICS INC COM 48205A109 1922 50000 SH Call DFND 1,2,3,4,5 50000 0 0 KITE PHARMA INC COM 49803L109 16250 325000 SH DFND 1,2,3,4,5 325000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 11384 793327 SH DFND 1,2,3,4,5 793327 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 813999 56724650 SH DFND 1,2,3,4 56724650 0 0 METLIFE INC COM 59156R108 9958 250000 SH DFND 1,2,3,4,5 250000 0 0 METLIFE INC COM 59156R108 19915 500000 SH Call DFND 1,2,3,4,5 500000 0 0 MORGAN STANLEY COM NEW 617446448 10392 400000 SH DFND 1,2,3,4,5 400000 0 0 NANTKWEST INC COM 63016Q102 1400 225000 SH DFND 1,2,3,4,5 225000 0 0 NEKTAR THERAPEUTICS COM 640268108 19922 1400000 SH DFND 1,2,3,4,5 1400000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 4318 95000 SH DFND 1,2,3,4,5 95000 0 0 ONCOCYTE CORPORATION COM 68235C107 228 64102 SH DFND 1,2,3,4,5 64102 0 0 OPHTHOTECH CORP COM 683745103 2552 50000 SH DFND 1,2,3,4,5 50000 0 0 RADIUS HEALTH INC COM NEW 750469207 3675 100000 SH DFND 1,2,3,4,5 100000 0 0 RADIUS HEALTH INC COM NEW 750469207 3675 100000 SH Call DFND 1,2,3,4,5 100000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 17462 50000 SH DFND 1,2,3,4,5 50000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 41908 120000 SH Call DFND 1,2,3,4,5 120000 0 0 REGENXBIO INC COM 75901B107 1600 200000 SH DFND 1,2,3,4,5 200000 0 0 SAGE THERAPEUTICS INC COM 78667J108 3013 100000 SH Call DFND 1,2,3,4,5 100000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1907 100000 SH Call DFND 1,2,3,4,5 100000 0 0 SERES THERAPEUTICS INC COM 81750R102 9006 310000 SH DFND 1,2,3,4,5 310000 0 0 SPARK THERAPEUTICS INC COM 84652J103 2557 50000 SH DFND 1,2,3,4,5 50000 0 0 SPECTRANETICS CORP COM 84760C107 6549 350000 SH DFND 1,2,3,4,5 350000 0 0 TESLA MTRS INC COM 88160R101 15921 75000 SH DFND 1,2,3,4,5 75000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 3668 75000 SH DFND 1,2,3,4,5 75000 0 0 US FOODS HLDG CORP COM 912008109 12120 500000 SH DFND 1,2,3,4,5 500000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 12903 150000 SH Call DFND 1,2,3,4,5 150000 0 0 WAL-MART STORES INC COM 931142103 36510 500000 SH Call DFND 1,2,3,4,5 500000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 342426 29443300 SH DFND 1,2,3,4 29443300 0 0