0001140361-16-064880.txt : 20160512
0001140361-16-064880.hdr.sgml : 20160512
20160512172040
ACCESSION NUMBER: 0001140361-16-064880
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15027
FILM NUMBER: 161645005
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER COMPANY:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001053906
XXXXXXXX
03-31-2016
03-31-2016
Artal Group S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
13F HOLDINGS REPORT
028-15027
Y
* The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned ?Other Managers? relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities.
Anne Goffard
Authorized Person
352224259-1
/s/ Anne Goffard
Luxembourg
N4
05-12-2016
5
61
5126338
true
1
0001460840
028-15028
Stichting Administratiekantoor Westend
2
0001283968
028-15029
Westend S.A.
3
0001522131
028-15031
Artal International Management S.A.
4
0001218180
028-15033
Artal International S.C.A.
5
0001340096
028-11522
Invus Public Equities Advisors, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AGENUS INC
COM NEW
00847G705
3120
750000
SH
DFND
1,2,3,4,5
750000
0
0
AGENUS INC
COM NEW
00847G705
2080
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
13601
335000
SH
DFND
1,2,3,4,5
335000
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
8120
200000
SH
Call
DFND
1,2,3,4,5
200000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
29636
375000
SH
DFND
1,2,3,4,5
375000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
37662
600000
SH
DFND
1,2,3,4,5
600000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
9416
150000
SH
Call
DFND
1,2,3,4,5
150000
0
0
APPLE INC
COM
037833100
43596
400000
SH
Call
DFND
1,2,3,4,5
400000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
10945
3710000
SH
DFND
1,2,3,4,5
3710000
0
0
AVEXIS INC
COM
05366U100
4767
175000
SH
DFND
1,2,3,4,5
175000
0
0
BANK AMER CORP
COM
060505104
13520
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
BANK AMER CORP
COM
060505104
60840
4500000
SH
Call
DFND
1,2,3,4,5
4500000
0
0
BIOGEN INC
COM
09062X103
104128
400000
SH
Call
DFND
1,2,3,4,5
400000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
32992
400000
SH
DFND
1,2,3,4,5
400000
0
0
BIOTIME INC
COM
09066L105
3679
1282050
SH
DFND
1,2,3,4,5
1282050
0
0
BLUEBIRD BIO INC
COM
09609G100
21250
500000
SH
DFND
1,2,3,4,5
500000
0
0
BLUE BUFFALO PET PRODS INC
COM
09531U102
2950580
114987547
SH
DFND
1,2,3,4
114987547
0
0
CELGENE CORP
COM
151020104
36032
360000
SH
DFND
1,2,3,4,5
360000
0
0
CELGENE CORP
COM
151020104
30027
300000
SH
Call
DFND
1,2,3,4,5
300000
0
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
2552
675000
SH
DFND
1,2,3,4,5
675000
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
5775
210000
SH
DFND
1,2,3,4,5
210000
0
0
CERES INC
COM NEW
156773400
225
1024020
SH
DFND
1,2,3,4
1024020
0
0
CHEMOCENTRYX INC
COM
16383L106
2241
900000
SH
DFND
1,2,3,4,5
900000
0
0
CITIGROUP INC
COM NEW
172967424
10438
250000
SH
DFND
1,2,3,4,5
250000
0
0
CITIGROUP INC
COM NEW
172967424
20875
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
COLUCID PHARMACEUTICALS INC
COM
19716T101
35
5575
SH
DFND
1,2,3,4
5575
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
20631
275000
SH
DFND
1,2,3,4,5
275000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
9736
200000
SH
DFND
1,2,3,4,5
200000
0
0
DIMENSION THERAPEUTICS INC
COM
25433V105
2153
275000
SH
DFND
1,2,3,4,5
275000
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
2100
70000
SH
DFND
1,2,3,4,5
70000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
31396
200000
SH
DFND
1,2,3,4,5
200000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
156980
1000000
SH
Call
DFND
1,2,3,4,5
1000000
0
0
IGNYTA INC
COM
451731103
3385
500000
SH
DFND
1,2,3,4,5
500000
0
0
INCYTE CORP
COM
45337C102
43482
600000
SH
DFND
1,2,3,4,5
600000
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
14175
350000
SH
DFND
1,2,3,4,5
350000
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
2373
216879
SH
DFND
1,2,3,4
216879
0
0
JPMORGAN CHASE & CO
COM
46625H100
11844
200000
SH
DFND
1,2,3,4,5
200000
0
0
JPMORGAN CHASE & CO
COM
46625H100
14805
250000
SH
Call
DFND
1,2,3,4,5
250000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
10094
265000
SH
DFND
1,2,3,4,5
265000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
3809
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
KITE PHARMA INC
COM
49803L109
22266
485000
SH
DFND
1,2,3,4,5
485000
0
0
LENDINGCLUB CORP
COM
52603A109
9338
1125000
SH
DFND
1,2,3,4,5
1125000
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
9480
793327
SH
DFND
1,2,3,4,5
793327
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
677860
56724650
SH
DFND
1,2,3,4
56724650
0
0
MASTERCARD INC
CL A
57636Q104
18900
200000
SH
DFND
1,2,3,4,5
200000
0
0
METLIFE INC
COM
59156R108
10326
235000
SH
DFND
1,2,3,4,5
235000
0
0
METLIFE INC
COM
59156R108
32955
750000
SH
Call
DFND
1,2,3,4,5
750000
0
0
MORGAN STANLEY
COM NEW
617446448
12505
500000
SH
DFND
1,2,3,4,5
500000
0
0
NANTKWEST INC
COM
63016Q102
1850
225000
SH
DFND
1,2,3,4,5
225000
0
0
NEKTAR THERAPEUTICS
COM
640268108
27500
2000000
SH
DFND
1,2,3,4,5
2000000
0
0
ONCOCYTE CORPORATION
COM
68235C107
296
64102
SH
DFND
1,2,3,4,5
64102
0
0
PALO ALTO NETWORKS INC
COM
697435105
3263
20000
SH
DFND
1,2,3,4,5
20000
0
0
PARNELL PHARMACEUT HLDGS LTD
SHS
Q73622104
1065
500000
SH
DFND
1,2,3,4,5
500000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
10813
30000
SH
Call
DFND
1,2,3,4,5
30000
0
0
REGENXBIO INC
COM
75901B107
1728
160000
SH
DFND
1,2,3,4,5
160000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
3904
200000
SH
Call
DFND
1,2,3,4,5
200000
0
0
SERES THERAPEUTICS INC
COM
81750R102
5976
225000
SH
DFND
1,2,3,4,5
225000
0
0
SPECTRANETICS CORP
COM
84760C107
5082
350000
SH
DFND
1,2,3,4,5
350000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
24080
450000
SH
Call
DFND
1,2,3,4,5
450000
0
0
WAL-MART STORES INC
COM
931142103
34245
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
427811
29443300
SH
DFND
1,2,3,4
29443300
0
0