0001140361-16-052358.txt : 20160212
0001140361-16-052358.hdr.sgml : 20160212
20160212165543
ACCESSION NUMBER: 0001140361-16-052358
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15027
FILM NUMBER: 161420359
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER COMPANY:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001053906
XXXXXXXX
12-31-2015
12-31-2015
Artal Group S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
13F HOLDINGS REPORT
028-15027
Y
The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities.
Anne Goffard
Authorized Person
352224259-1
/s/ Anne Goffard
Luxembourg
N4
02-12-2016
5
81
5327058
false
1
0001460840
028-15028
Stichting Administratiekantoor Westend
2
0001283968
028-15029
Westend S.A.
3
0001522131
028-15031
Artal International Management S.A.
4
0001218180
028-15033
Artal International S.C.A.
5
0001340096
028-11522
Invus Public Equities Advisors, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AGENUS INC
COM NEW
00847G705
2497
550000
SH
DFND
1,2,3,4,5
550000
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
17853
275000
SH
DFND
1,2,3,4,5
275000
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
6492
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
24381
300000
SH
DFND
1,2,3,4,5
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
24381
300000
SH
Call
DFND
1,2,3,4,5
300000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
44717
475000
SH
DFND
1,2,3,4,5
475000
0
0
AMERICAN EXPRESS CO
COM
258161090
13910
200000
SH
Call
DFND
1,2,3,4,5
200000
0
0
APPLE INC
COM
378331000
63156
600000
SH
Call
DFND
1,2,3,4,5
600000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
15656
3710000
SH
DFND
1,2,3,4,5
3710000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
1266
300000
SH
Call
DFND
1,2,3,4,5
300000
0
0
BANK AMER CORP
COM
605051040
16830
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
BANK AMER CORP
COM
605051040
67320
4000000
SH
Call
DFND
1,2,3,4,5
4000000
0
0
BIOGEN INC
COM
09062X103
107223
350000
SH
Call
DFND
1,2,3,4,5
350000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
28809
275000
SH
DFND
1,2,3,4,5
275000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
10476
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
BIOTIME INC
COM
09066L105
5256
1282050
SH
DFND
1,2,3,4,5
1282050
0
0
BLUEBIRD BIO INC
COM
09609G100
23119
360000
SH
DFND
1,2,3,4,5
360000
0
0
BLUEBIRD BIO INC
COM
09609G100
3211
50000
SH
Call
DFND
1,2,3,4,5
50000
0
0
BLUE BUFFALO PET PRODS INC
COM
09531U102
2151417
114987547
SH
DFND
1,2,3,4
114987547
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
34395
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
CELGENE CORP
COM
151020104
11976
100000
SH
DFND
1,2,3,4,5
100000
0
0
CELGENE CORP
COM
151020104
95808
800000
SH
Call
DFND
1,2,3,4,5
800000
0
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
5880
375000
SH
DFND
1,2,3,4,5
375000
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
6516
210000
SH
DFND
1,2,3,4,5
210000
0
0
CERES INC
COM NEW
156773400
338
1024020
SH
DFND
1,2,3,4
1024020
0
0
CHEMOCENTRYX INC
COM
16383L106
7290
900000
SH
DFND
1,2,3,4,5
900000
0
0
CITIGROUP INC
COM NEW
172967424
12938
250000
SH
Call
DFND
1,2,3,4,5
250000
0
0
COLUCID PHARMACEUTICALS INC
COM
19716T101
47
5575
SH
DFND
1,2,3,4
5575
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
8573
100000
SH
DFND
1,2,3,4,5
100000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5069
100000
SH
DFND
1,2,3,4,5
100000
0
0
DIMENSION THERAPEUTICS INC
COM
25433V105
1974
175000
SH
DFND
1,2,3,4,5
175000
0
0
ENDO INTL PLC
SHS
G30401106
18366
300000
SH
Call
DFND
1,2,3,4,5
300000
0
0
GENERAL ELECTRIC CO
COM
369604103
15575
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
GENERAL MTRS CO
COM
37045V100
13604
400000
SH
DFND
1,2,3,4,5
400000
0
0
GENERAL MTRS CO
COM
37045V100
34010
1000000
SH
Call
DFND
1,2,3,4,5
1000000
0
0
GILEAD SCIENCES INC
COM
375558103
30357
300000
SH
Call
DFND
1,2,3,4,5
300000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
135173
750000
SH
Call
DFND
1,2,3,4,5
750000
0
0
IGNYTA INC
COM
451731103
6365
475000
SH
DFND
1,2,3,4,5
475000
0
0
INCYTE CORP
COM
45337C102
61817
570000
SH
DFND
1,2,3,4,5
570000
0
0
INCYTE CORP
COM
45337C102
5423
50000
SH
Call
DFND
1,2,3,4,5
50000
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
21676
350000
SH
DFND
1,2,3,4,5
350000
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
6193
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
2514
216879
SH
DFND
1,2,3,4
216879
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
33833
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
JPMORGAN CHASE & CO
COM
46625H100
13206
200000
SH
DFND
1,2,3,4,5
200000
0
0
JPMORGAN CHASE & CO
COM
46625H100
56126
850000
SH
Call
DFND
1,2,3,4,5
850000
0
0
JUMEI INTL HLDG LTD
SPONSORED ADR
48138L107
4530
500000
SH
DFND
1,2,3,4,5
500000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
8354
190000
SH
DFND
1,2,3,4,5
190000
0
0
KITE PHARMA INC
COM
49803L109
21567
350000
SH
DFND
1,2,3,4,5
350000
0
0
KITE PHARMA INC
COM
49803L109
9243
150000
SH
Call
DFND
1,2,3,4,5
150000
0
0
LENDINGCLUB CORP
COM
52603A109
11879
1075000
SH
DFND
1,2,3,4,5
1075000
0
0
LENDINGCLUB CORP
COM
52603A109
3591
325000
SH
Call
DFND
1,2,3,4,5
325000
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
10559
793327
SH
DFND
1,2,3,4,5
793327
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
755005
56724650
SH
DFND
1,2,3,4
56724650
0
0
LINKEDIN CORP
COM CL A
53578A108
22508
100000
SH
DFND
1,2,3,4,5
100000
0
0
MASTERCARD INC
CL A
57636Q104
29208
300000
SH
DFND
1,2,3,4,5
300000
0
0
MERCK & CO INC NEW
COM
58933Y105
26410
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
METLIFE INC
COM
59156R108
72315
1500000
SH
Call
DFND
1,2,3,4,5
1500000
0
0
MICRON TECHNOLOGY INC
COM
595112103
14160
1000000
SH
Call
DFND
1,2,3,4,5
1000000
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
14798
350000
SH
DFND
1,2,3,4,5
350000
0
0
MORGAN STANLEY
COM NEW
617446448
9543
300000
SH
DFND
1,2,3,4,5
300000
0
0
MORGAN STANLEY
COM NEW
617446448
31810
1000000
SH
Call
DFND
1,2,3,4,5
1000000
0
0
NANTKWEST INC
COM
63016Q102
3899
225000
SH
DFND
1,2,3,4,5
225000
0
0
NEKTAR THERAPEUTICS
COM
640268108
26960
1600000
SH
DFND
1,2,3,4,5
1600000
0
0
PARNELL PHARMACEUT HLDGS LTD
SHS
Q73622104
1940
500000
SH
DFND
1,2,3,4,5
500000
0
0
QUALCOMM INC
COM
747525103
8223
164500
SH
DFND
1,2,3,4,5
164500
0
0
QUALCOMM INC
COM
747525103
24993
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
REGENXBIO INC
COM
75901B107
2656
160000
SH
DFND
1,2,3,4,5
160000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
3858
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
SERES THERAPEUTICS INC
COM
81750R102
6141
175000
SH
DFND
1,2,3,4,5
175000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
50968
250000
SH
Call
DFND
1,2,3,4,5
250000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
10530
150000
SH
Call
DFND
1,2,3,4,5
150000
0
0
SPECTRANETICS CORP
COM
84760C107
1506
100000
SH
DFND
1,2,3,4,5
100000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
29538
450000
SH
Call
DFND
1,2,3,4,5
450000
0
0
TIME WARNER INC
COM NEW
887317303
9701
150000
SH
Call
DFND
1,2,3,4,5
150000
0
0
VISA INC
COM CL A
92826C839
13571
175000
SH
DFND
1,2,3,4,5
175000
0
0
WAL-MART STORES INC
COM
931142103
102065
1665000
SH
Call
DFND
1,2,3,4,5
1665000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
671307
29443300
SH
DFND
1,2,3,4
29443300
0
0
XOMA CORP DEL
COM
98419J107
532
400000
SH
Call
DFND
1,2,3,4,5
400000
0
0
YUM BRANDS INC
COM
988498101
21915
300000
SH
DFND
1,2,3,4,5
300000
0
0
YUM BRANDS INC
COM
988498101
18263
250000
SH
Call
DFND
1,2,3,4,5
250000
0
0