Authorized Person

0001140361-15-019395.txt : 20150513 0001140361-15-019395.hdr.sgml : 20150513 20150513162005 ACCESSION NUMBER: 0001140361-15-019395 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 EFFECTIVENESS DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 15858687 BUSINESS ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 03-31-2015 03-31-2015 Artal Group S.A.

10-12 AVENUE PASTEUR LUXEMBOURG N4 L-2310

13F HOLDINGS REPORT 028-15027 Y * The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 05-12-2015 5 72 2163078 false 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml ACORDA THERAPEUTICS INC COM 00484M106 8320 250000 SH DFND 1,2,3,4,5 250000 0 0 ACORDA THERAPEUTICS INC COM 00484M106 4992 150000 SH Call DFND 1,2,3,4,5 150000 0 0 AGENUS INC COM NEW 00847G705 2104 410130 SH DFND 1,2,3,4,5 410130 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 13202 140000 SH DFND 1,2,3,4,5 140000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 47863 575000 SH DFND 1,2,3,4,5 575000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 8324 100000 SH Call DFND 1,2,3,4,5 100000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 49077 470000 SH DFND 1,2,3,4,5 470000 0 0 AMAZON COM INC COM 023135106 18605 50000 SH DFND 1,2,3,4,5 50000 0 0 AMAZON COM INC COM 023135106 18605 50000 SH Call DFND 1,2,3,4,5 50000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 19177 350000 SH DFND 1,2,3,4,5 350000 0 0 ARRAY BIOPHARMA INC COM 04269X105 27343 3710000 SH DFND 1,2,3,4,5 3710000 0 0 AVALANCHE BIOTECHNOLOGIES IN COM 05337G107 4052 100000 SH DFND 1,2,3,4,5 100000 0 0 BANK AMER CORP COM 060505104 18468 1200000 SH DFND 1,2,3,4,5 1200000 0 0 BANK AMER CORP COM 060505104 76950 5000000 SH Call DFND 1,2,3,4,5 5000000 0 0 BIOGEN INC COM 09062X103 99226 235000 SH Call DFND 1,2,3,4,5 235000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 59818 480000 SH DFND 1,2,3,4,5 480000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 24924 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BIOTIME INC COM 09066L105 6372 1282050 SH DFND 1,2,3,4,5 1282050 0 0 BIOTIME INC COM 09066L105 1988 400000 SH Call DFND 1,2,3,4,5 400000 0 0 BLUEBIRD BIO INC COM 09609G100 42270 350000 SH DFND 1,2,3,4,5 350000 0 0 BRF SA SPONSORED ADR 10552T107 4945 250000 SH DFND 1,2,3,4,5 250000 0 0 BRF SA SPONSORED ADR 10552T107 19780 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 1940 250000 SH DFND 1,2,3,4,5 250000 0 0 CELGENE CORP COM 151020104 34584 300000 SH Call DFND 1,2,3,4,5 300000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 3458 100000 SH DFND 1,2,3,4,5 100000 0 0 CERES INC COM 156773103 2703 8192167 SH DFND 1,2,3,4 8192167 0 0 CHEMOCENTRYX INC COM 16383L106 6040 800000 SH DFND 1,2,3,4,5 800000 0 0 CITIZENS FINL GROUP INC COM 174610105 18098 750000 SH DFND 1,2,3,4,5 750000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 15948 200000 SH DFND 1,2,3,4,5 200000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 7974 100000 SH Call DFND 1,2,3,4,5 100000 0 0 GENERAL ELECTRIC CO COM 369604103 24810 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 GENERAL MTRS CO COM 37045V100 15000 400000 SH DFND 1,2,3,4,5 400000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 18797 100000 SH Call DFND 1,2,3,4,5 100000 0 0 GOOGLE INC CL C 38259P706 49320 90000 SH DFND 1,2,3,4,5 90000 0 0 HARLEY DAVIDSON INC COM 412822108 6074 100000 SH DFND 1,2,3,4,5 100000 0 0 HARLEY DAVIDSON INC COM 412822108 6074 100000 SH Call DFND 1,2,3,4,5 100000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 8886 300000 SH DFND 1,2,3,4,5 300000 0 0 IGNYTA INC COM 451731103 4229 425000 SH DFND 1,2,3,4,5 425000 0 0 IMMUNOGEN INC COM 45253H101 5370 600000 SH Call DFND 1,2,3,4,5 600000 0 0 INCYTE CORP COM 45337C102 46747 510000 SH DFND 1,2,3,4,5 510000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 3470 216879 SH DFND 1,2,3,4 216879 0 0 ISHARES US HOME CONS ETF 464288752 2823 100000 SH DFND 1,2,3,4,5 100000 0 0 ISIS PHARMACEUTICALS INC COM 464330109 25468 400000 SH DFND 1,2,3,4,5 400000 0 0 JPMORGAN CHASE & CO COM 46625H100 54522 900000 SH Call DFND 1,2,3,4,5 900000 0 0 JUNO THERAPEUTICS INC COM 48205A109 7886 130000 SH DFND 1,2,3,4,5 130000 0 0 KITE PHARMA INC COM 49803L109 21630 375000 SH DFND 1,2,3,4,5 375000 0 0 LENDINGCLUB CORP COM 52603A109 9825 500000 SH DFND 1,2,3,4,5 500000 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 5244 5553292 SH DFND 1,2,3,4,5 5553292 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 373248 397072574 SH DFND 1,2,3,4 397072574 0 0 LINKEDIN CORP COM CL A 53578A108 27485 110000 SH DFND 1,2,3,4,5 110000 0 0 MASTERCARD INC CL A 57636Q104 30237 350000 SH DFND 1,2,3,4,5 350000 0 0 MCDONALDS CORP COM 580135101 38976 400000 SH Call DFND 1,2,3,4,5 400000 0 0 MERCK & CO INC NEW COM 58933Y105 97716 1700000 SH Call DFND 1,2,3,4,5 1700000 0 0 METLIFE INC COM 59156R108 20220 400000 SH DFND 1,2,3,4,5 400000 0 0 METLIFE INC COM 59156R108 55605 1100000 SH Call DFND 1,2,3,4,5 1100000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 7330 250000 SH DFND 1,2,3,4,5 250000 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 14711 350000 SH DFND 1,2,3,4,5 350000 0 0 MORGAN STANLEY COM NEW 617446448 12492 350000 SH DFND 1,2,3,4,5 350000 0 0 NEKTAR THERAPEUTICS COM 640268108 18700 1700000 SH DFND 1,2,3,4,5 1700000 0 0 NEKTAR THERAPEUTICS COM 640268108 3300 300000 SH Call DFND 1,2,3,4,5 300000 0 0 PARNELL PHARMACEUT HLDGS LTD SHS Q73622104 2455 500000 SH DFND 1,2,3,4,5 500000 0 0 REALOGY HLDGS CORP COM 75605Y106 10233 225000 SH DFND 1,2,3,4,5 225000 0 0 SPARK THERAPEUTICS INC COM 84652J103 4650 60000 SH DFND 1,2,3,4,5 60000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 103215 500000 SH Call DFND 1,2,3,4,5 500000 0 0 TESLA MTRS INC COM 88160R101 7551 40000 SH DFND 1,2,3,4,5 40000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 37380 600000 SH Call DFND 1,2,3,4,5 600000 0 0 UNITED CONTL HLDGS INC COM 910047109 10088 150000 SH DFND 1,2,3,4,5 150000 0 0 WAL-MART STORES INC COM 931142103 24675 300000 SH Call DFND 1,2,3,4,5 300000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 205809 29443300 SH DFND 1,2,3,4 29443300 0 0 XOMA CORP DEL COM 98419J107 4368 1200000 SH DFND 1,2,3,4,5 1200000 0 0 YELP INC CL A 985817105 14205 300000 SH DFND 1,2,3,4,5 300000 0 0 YUM BRANDS INC COM 988498101 55104 700000 SH Call DFND 1,2,3,4,5 700000 0 0