Authorized Person

0001140361-14-021444.txt : 20140515 0001140361-14-021444.hdr.sgml : 20140515 20140515145406 ACCESSION NUMBER: 0001140361-14-021444 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 14846387 BUSINESS ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 03-31-2014 03-31-2014 Artal Group S.A.

10-12 AVENUE PASTEUR LUXEMBOURG N4 L-2310

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 05-15-2014 5 95 2762599 false 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml ACORDA THERAPEUTICS INC COM 00484M106 13269 350000 SH DFND 1,2,3,4,5 350000 0 0 AGENUS INC COM NEW 00847G705 1300 410130 SH DFND 1,2,3,4,5 410130 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 3915 100000 SH DFND 1,2,3,4,5 100000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 13764 205000 SH DFND 1,2,3,4,5 205000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 905 500000 SH Call DFND 1,2,3,4,5 500000 0 0 AMAZON COM INC COM 023135106 50455 150000 SH Call DFND 1,2,3,4,5 150000 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 2280 250000 SH DFND 1,2,3,4,5 250000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 42509 850000 SH Call DFND 1,2,3,4,5 850000 0 0 AMGEN INC COM 031162100 18501 150000 SH DFND 1,2,3,4,5 150000 0 0 AMGEN INC COM 031162100 12334 100000 SH Call DFND 1,2,3,4,5 100000 0 0 ARRAY BIOPHARMA INC COM 04269X105 14100 3000000 SH DFND 1,2,3,4,5 3000000 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 37373 1375000 SH DFND 1,2,3,4,5 1375000 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 24462 900000 SH Call DFND 1,2,3,4,5 900000 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 3303 900000 SH DFND 1,2,3,4,5 900000 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 4771 1300000 SH Call DFND 1,2,3,4,5 1300000 0 0 BANK OF AMERICA CORPORATION COM 060505104 17200 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 BIOGEN IDEC INC COM 09062X103 22940 75000 SH Call DFND 1,2,3,4,5 75000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 35810 525000 SH DFND 1,2,3,4,5 525000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 13642 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BLUEBIRD BIO INC COM 09609G100 3411 150000 SH DFND 1,2,3,4,5 150000 0 0 BRF SA SPONSORED ADR 10552T107 8929 446900 SH DFND 1,2,3,4,5 446900 0 0 BRF SA SPONSORED ADR 10552T107 29970 1500000 SH Call DFND 1,2,3,4,5 1500000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 25975 500000 SH Call DFND 1,2,3,4,5 500000 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 2122 100000 SH DFND 1,2,3,4,5 100000 0 0 CEMENTOS PACASMAYO S A A SPON ADR REP 5 15126Q109 2251 256975 SH DFND 1,2,3,4,5 256975 0 0 CHEMOCENTRYX INC COM 16383L106 1823 275000 SH DFND 1,2,3,4,5 275000 0 0 CIT GROUP INC COM NEW 125581801 36765 750000 SH Call DFND 1,2,3,4,5 750000 0 0 CITIGROUP INC COM NEW 172967424 14280 300000 SH DFND 1,2,3,4,5 300000 0 0 CITIGROUP INC COM NEW 172967424 88060 1850000 SH Call DFND 1,2,3,4,5 1850000 0 0 CERES INC COM 156773103 7209 8192167 SH DFND 1,2,3,4 8192167 0 0 COLGATE PALMOLIVE CO COM 194162103 16218 250000 SH Call DFND 1,2,3,4,5 250000 0 0 COMCAST CORP NEW CL A SPL 20030N200 3658 75000 SH DFND 1,2,3,4,5 75000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 10179 150000 SH DFND 1,2,3,4,5 150000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 16965 250000 SH Call DFND 1,2,3,4,5 250000 0 0 DOLLAR GEN CORP NEW COM 256677105 13870 250000 SH DFND 1,2,3,4,5 250000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6614 200000 SH Call DFND 1,2,3,4,5 200000 0 0 FURIEX PHARMACEUTICALS INC COM 36106P101 69504 798900 SH DFND 1,2,3,4,5 798900 0 0 FURIEX PHARMACEUTICALS INC COM 36106P101 8700 100000 SH Call DFND 1,2,3,4,5 100000 0 0 GENERAL ELECTRIC CO COM 369604103 38835 1500000 SH Call DFND 1,2,3,4,5 1500000 0 0 GENERAL MTRS CO COM 37045V100 12047 350000 SH DFND 1,2,3,4,5 350000 0 0 GENERAL MTRS CO COM 37045V100 43025 1250000 SH Call DFND 1,2,3,4,5 1250000 0 0 GILEAD SCIENCES INC COM 375558103 17715 250000 SH Call DFND 1,2,3,4,5 250000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 20481 125000 SH Call DFND 1,2,3,4,5 125000 0 0 GOOGLE INC CL A 38259P508 50153 45000 SH Call DFND 1,2,3,4,5 45000 0 0 HALLIBURTON CO COM 406216101 8834 150000 SH Call DFND 1,2,3,4,5 150000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 17635 500000 SH Call DFND 1,2,3,4,5 500000 0 0 IGNYTA INC COM 451731103 2490 300000 SH DFND 1,2,3,4,5 300000 0 0 IMMUNOGEN INC COM 45253H101 19409 1300000 SH DFND 1,2,3,4,5 1300000 0 0 IMMUNOGEN INC COM 45253H101 5226 350000 SH Call DFND 1,2,3,4,5 350000 0 0 INCYTE CORP COM 45337C102 5352 100000 SH DFND 1,2,3,4,5 100000 0 0 INTEL CORP COM 458140100 19361 750000 SH Call DFND 1,2,3,4,5 750000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 2672 216879 SH DFND 1,2,3,4 216879 0 0 ISHARES CHINA LG-CAP ETF 464287184 7156 200000 SH Call DFND 1,2,3,4,5 200000 0 0 ISHARES MSCI MEX CAP ETF 464286822 9593 150000 SH Call DFND 1,2,3,4,5 150000 0 0 ISHARES NASDQ BIOTEC ETF 464287556 70920 300000 SH Call DFND 1,2,3,4,5 300000 0 0 ISHARES US HOME CONS ETF 464288752 18165 750000 SH Call DFND 1,2,3,4,5 750000 0 0 ISIS PHARMACEUTICALS INC COM 464330109 4321 100000 SH DFND 1,2,3,4,5 100000 0 0 JPMORGAN CHASE & CO COM 46625H100 15178 250000 SH Call DFND 1,2,3,4,5 250000 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 9607 5553292 SH DFND 1,2,3,4,5 5553292 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 428727 247818843 SH DFND 1,2,3,4 247818843 0 0 LILLY ELI & CO COM 532457108 11772 200000 SH Call DFND 1,2,3,4,5 200000 0 0 MACYS INC COM 55616P104 5929 100000 SH Call DFND 1,2,3,4,5 100000 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 12583 250000 SH Call DFND 1,2,3,4,5 250000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 12471 150000 SH DFND 1,2,3,4,5 150000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 8314 100000 SH Call DFND 1,2,3,4,5 100000 0 0 MERCK & CO INC NEW COM 58933Y105 73801 1300000 SH Call DFND 1,2,3,4,5 1300000 0 0 MERITOR INC COM 59001K100 3675 300000 SH DFND 1,2,3,4,5 300000 0 0 METLIFE INC COM 59156R108 26400 500000 SH Call DFND 1,2,3,4,5 500000 0 0 MGIC INVT CORP WIS COM 552848103 5112 600000 SH DFND 1,2,3,4,5 600000 0 0 MICRON TECHNOLOGY INC COM 595112103 9464 400000 SH Call DFND 1,2,3,4,5 400000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 4768 250000 SH DFND 1,2,3,4,5 250000 0 0 MORGAN STANLEY COM NEW 617446448 4676 150000 SH Call DFND 1,2,3,4,5 150000 0 0 NEKTAR THERAPEUTICS COM 640268108 15756 1300000 SH DFND 1,2,3,4,5 1300000 0 0 NEKTAR THERAPEUTICS COM 640268108 3636 300000 SH Call DFND 1,2,3,4,5 300000 0 0 NEOGEN CORP COM 640491106 2248 50000 SH DFND 1,2,3,4,5 50000 0 0 NOVAGOLD RES INC COM NEW 66987E206 4332 1200000 SH Call DFND 1,2,3,4,5 1200000 0 0 NVIDIA CORP COM 67066G104 17910 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 OCWEN FINL CORP COM NEW 675746309 21549 550000 SH Call DFND 1,2,3,4,5 550000 0 0 PEPSICO INC COM 713448108 50100 600000 SH Call DFND 1,2,3,4,5 600000 0 0 PHARMACYCLICS INC COM 716933106 21046 210000 SH DFND 1,2,3,4,5 210000 0 0 PHARMACYCLICS INC COM 716933106 9020 90000 SH Call DFND 1,2,3,4,5 90000 0 0 QUALCOMM INC COM 747525103 43373 550000 SH Call DFND 1,2,3,4,5 550000 0 0 RALPH LAUREN CORP CL A 751212101 8047 50000 SH DFND 1,2,3,4,5 50000 0 0 RALPH LAUREN CORP CL A 751212101 8047 50000 SH Call DFND 1,2,3,4,5 50000 0 0 REALOGY HLDGS CORP COM 75605Y106 6518 150000 SH DFND 1,2,3,4,5 150000 0 0 SOPHIRIS BIO INC COM NEW 83578Q209 3330 1000000 SH DFND 1,2,3,4,5 1000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 130907 700000 SH Call DFND 1,2,3,4,5 700000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 3156 155000 SH DFND 1,2,3,4,5 155000 0 0 TEREX CORP NEW COM 880779103 2215 50000 SH DFND 1,2,3,4,5 50000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31704 600000 SH Call DFND 1,2,3,4,5 600000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 590506 28749089 SH DFND 1,2,3,4 28749089 0 0 WELLS FARGO & CO NEW COM 949746101 24870 500000 SH Call DFND 1,2,3,4,5 500000 0 0 XOMA CORP DEL COM 98419J107 5210 1000000 SH DFND 1,2,3,4,5 1000000 0 0 YUM BRANDS INC COM 988498101 45234 600000 SH Call DFND 1,2,3,4,5 600000 0 0 ZOETIS INC CL A 98978V103 8682 300000 SH Call DFND 1,2,3,4,5 300000 0 0