Authorized Person

0001053906-20-000004.txt : 20200213 0001053906-20-000004.hdr.sgml : 20200213 20200213153334 ACCESSION NUMBER: 0001053906-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 20609990 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 12-31-2019 12-31-2019 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 02-13-2020 7 99 2588429 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001766952 028-19088 Artal Treasury Ltd 6 0001340096 028-11522 Invus Public Equities Advisors, LLC 7 0001053905 028-19506 Artal Luxembourg S. A. INFORMATION TABLE 2 infotable.xml 111 INC ADS 68247Q102 4375 650000 SH DFND 1,2,3,4,5,6 650000 0 0 AC IMMUNE SA SHS H00263105 8520 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 10140 600000 SH DFND 1,2,3,4,5,6 600000 0 0 ACCELERON PHARMA INC COM 00434H108 63624 1200000 SH DFND 1,2,3,4,5,6 1200000 0 0 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 4488 150000 SH DFND 1,2,3,4,5,6 150000 0 0 ADURO BIOTECH INC COM 00739L101 1180 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 2292 300000 SH DFND 1,2,3,4,5,6 300000 0 0 AGENUS INC COM NEW 00847G705 10175 2500000 SH DFND 1,2,3,4,5,6 2500000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 28650 600000 SH DFND 1,2,3,4,5,6 600000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 2686 425000 SH DFND 1,2,3,4,5,6 425000 0 0 ALBIREO PHARMA INC COM 01345P106 11444 450200 SH DFND 1,2,3,4,5,6 450200 0 0 ALECTOR INC COM 014442107 3877 225000 SH DFND 1,2,3,4,5,6 225000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 95445 450000 SH DFND 1,2,3,4,5,6 450000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 115170 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 14340 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 29220 3000000 SH DFND 1,2,3,4,5,6 3000000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 4870 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 ARAVIVE INC COM 03890D108 18455 1350000 SH DFND 1,2,3,4,5,6 1350000 0 0 ARGENX SE SPONSORED ADR 04016X101 56182 350000 SH DFND 1,2,3,4,5,6 350000 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 13912 100000 SH DFND 1,2,3,4,5,6 100000 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 28823 1750000 SH DFND 1,2,3,4,5,6 1750000 0 0 AUTOLUS THERAPEUTICS PLC SPONSORED ADS 05280R100 6600 500000 SH DFND 1,2,3,4,5,6 500000 0 0 AVANTOR INC COM 05352A100 86213 4750000 SH DFND 1,2,3,4,5,6 4750000 0 0 AXCELLA HEALTH INC COM 05454B105 1805 450000 SH DFND 1,2,3,4,5,6 450000 0 0 BEIGENE LTD SPONSORED ADR 07725L102 106086 640000 SH DFND 1,2,3,4,5,6 640000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 8455 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 BIONTECH SE SPONSORED ADS 09075V102 75489 2228130 SH DFND 1,2,3,4 2228130 0 0 BIONTECH SE SPONSORED ADS 09075V102 13552 400000 SH DFND 1,2,3,4,5,6 400000 0 0 BLUEBIRD BIO INC COM 09609G100 8775 100000 SH DFND 1,2,3,4,5,6 100000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 32044 400000 SH DFND 1,2,3,4,5,6 400000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 8011 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 BRIDGEBIO PHARMA INC COM 10806X102 7010 200000 SH DFND 1,2,3,4,5,6 200000 0 0 CLOVIS ONCOLOGY INC COM 189464100 10425 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 CLOVIS ONCOLOGY INC COM 189464100 7819 750000 SH Call DFND 1,2,3,4,5,6 750000 0 0 CURIS INC COM NEW 231269200 2550 1500000 SH DFND 1,2,3,4,5,6 1500000 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 3673 1350531 SH DFND 1,2,3,4,5,6 1350531 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 30 11053 SH DFND 1,2,3,4 11053 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 15560 250000 SH DFND 1,2,3,4,5,6 250000 0 0 DENALI THERAPEUTICS INC COM 24823R105 6968 400000 SH DFND 1,2,3,4,5,6 400000 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 11015 500000 SH DFND 1,2,3,4,5,6 500000 0 0 DOUYU INTERNATIONAL HLDNGS L SPONSORED ADS 25985W105 3388 400000 SH DFND 1,2,3,4,5,6 400000 0 0 EPIZYME INC COM 29428V104 55350 2250000 SH DFND 1,2,3,4,5,6 2250000 0 0 FATE THERAPEUTICS INC COM 31189P102 39140 2000000 SH DFND 1,2,3,4,5,6 2000000 0 0 FATE THERAPEUTICS INC COM 31189P102 3914 200000 SH Call DFND 1,2,3,4,5,6 200000 0 0 FIBROGEN INC COM 31572Q808 17156 400000 SH DFND 1,2,3,4,5,6 400000 0 0 GOSSAMER BIO INC COM 38341P102 25148 1608968 SH DFND 1,2,3,4,5,6 1608968 0 0 HARPOON THERAPEUTICS INC COM 41358P106 12572 850000 SH DFND 1,2,3,4,5,6 850000 0 0 HOOKIPA PHARMA INC COM 43906K100 12291 1004987 SH DFND 1,2,3,4,5,6 1004987 0 0 IGM BIOSCIENCES INC COM 449585108 5724 150000 SH DFND 1,2,3,4,5,6 150000 0 0 IMMUNIC INC COM 4525EP101 6111 630019 SH DFND 1,2,3,4,5,6 630019 0 0 INCYTE CORP COM 45337C102 8732 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 2930 199700 SH DFND 1,2,3,4,5,6 199700 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 13840 500000 SH DFND 1,2,3,4,5,6 500000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1471 110532 SH DFND 1,2,3,4 110532 0 0 KALEIDO BIOSCIENCES INC COM 483347100 2513 500500 SH DFND 1,2,3,4,5,6 500500 0 0 KARUNA THERAPEUTICS INC COM 48576A100 3767 50000 SH DFND 1,2,3,4,5,6 50000 0 0 KRYSTAL BIOTECH INC COM 501147102 4430 80000 SH DFND 1,2,3,4,5,6 80000 0 0 KURA ONCOLOGY INC COM 50127T109 5500 400000 SH DFND 1,2,3,4,5,6 400000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 14592 3516214 SH DFND 1,2,3,4,5,6 3516214 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 235407 56724650 SH DFND 1,2,3,4 61045868 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 5330 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 MERUS N V COM N5749R100 7040 500000 SH DFND 1,2,3,4,5,6 500000 0 0 MINERVA NEUROSCIENCES INC COM 603380106 7110 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 MODERNA INC COM 60770K107 90099 4606298 SH DFND 1,2,3,4,5,6 4606298 0 0 MODERNA INC COM 60770K107 9780 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 MORGAN STANLEY COM NEW 617446448 102240 2000000 SH Call DFND 1,2,3,4,5,6 2000000 0 0 MORPHIC HLDG INC COM 61775R105 31217 1819186 SH DFND 1,2,3,4,5,6 1319186 0 0 NEKTAR THERAPEUTICS COM 640268108 10793 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 NIO INC SPONSORED ADS 62914V106 7035 1750000 SH Call DFND 1,2,3,4,5,6 1750000 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 4813 350000 SH DFND 1,2,3,4,5,6 350000 0 0 PAYPAL HLDGS INC COM 70450Y103 21634 200000 SH DFND 1,2,3,4,5,6 200000 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 12883 1300000 SH DFND 1,2,3,4,5,6 1300000 0 0 PROTHENA CORP PLC SHS G72800108 4749 300000 SH DFND 1,2,3,4,5,6 300000 0 0 THE REALREAL INC COM 88339P101 3770 200000 SH DFND 1,2,3,4,5,6 200000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 10222 50000 SH DFND 1,2,3,4,5,6 50000 0 0 REGENXBIO INC COM 75901B107 5941 145000 SH DFND 1,2,3,4,5,6 145000 0 0 REPLIMUNE GROUP INC COM 76029N106 8610 600000 SH DFND 1,2,3,4,5,6 600000 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 26921 2833791 SH DFND 1,2,3,4,5,6 2833791 0 0 SAGE THERAPEUTICS INC COM 78667J108 10829 150000 SH DFND 1,2,3,4,5,6 150000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 3390 405000 SH DFND 1,2,3,4,5,6 405000 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 33557 2546040 SH DFND 1,2,3,4,5,6 2546040 0 0 SELECTA BIOSCIENCES INC COM 816212104 8124 3413629 SH DFND 1,2,3,4,5,6 3413629 0 0 SOLID BIOSCIENCES INC COM 83422E105 8010 1800000 SH DFND 1,2,3,4,5,6 1800000 0 0 SPERO THERAPEUTICS INC COM 84833T103 4808 500000 SH DFND 1,2,3,4,5,6 500000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 13472 350000 SH DFND 1,2,3,4,5,6 350000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 3827 360000 SH DFND 1,2,3,4,5,6 360000 0 0 STONECO LTD COM CL A G85158106 15956 400000 SH DFND 1,2,3,4,5,6 400000 0 0 TCR2 THERAPEUTICS INC COM 87808K106 5712 400000 SH DFND 1,2,3,4,5,6 400000 0 0 TG THERAPEUTICS INC COM 88322Q108 7215 650000 SH DFND 1,2,3,4,5,6 650000 0 0 TRANSLATE BIO INC COM 89374L104 5291 650000 SH DFND 1,2,3,4,5,6 650000 0 0 TRICIDA INC COM 89610F101 13586 360000 SH DFND 1,2,3,4,5,6 360000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 18687 300000 SH DFND 1,2,3,4,5,6 300000 0 0 TWIST BIOSCIENCE CORP COM 90184D100 2100 100000 SH DFND 1,2,3,4,5,6 100000 0 0 UBER TECHNOLOGIES INC COM 90353T100 14870 500000 SH DFND 1,2,3,4,5,6 500000 0 0 VIKING THERAPEUTICS INC COM 92686J106 2807 350000 SH DFND 1,2,3,4,5,6 350000 0 0 WW INTL INC COM 98262P101 566207 14818300 SH DFND 1,2,3,4,7 14818300 0 0 XENCOR INC COM 98401F105 18915 550000 SH DFND 1,2,3,4,5,6 550000 0 0 Y MABS THERAPEUTICS INC COM 984241109 12500 400000 SH DFND 1,2,3,4,5,6 400000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 34455 750000 SH DFND 1,2,3,4,5,6 750000 0 0