Authorized Person

0001053906-19-000008.txt : 20190809 0001053906-19-000008.hdr.sgml : 20190809 20190809143415 ACCESSION NUMBER: 0001053906-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 EFFECTIVENESS DATE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 191012574 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 06-30-2019 06-30-2019 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 08-09-2019 7 109 2472555 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001766952 028-19088 Artal Treasury Ltd 6 0001340096 028-11522 Invus Public Equities Advisors, LLC 7 0001053905 028-19506 Artal Luxembourg S. A. INFORMATION TABLE 2 infotable.xml 111 INC ADS 68247Q102 2502 450000 SH DFND 1,2,3,4,5,6 450000 0 0 AC IMMUNE SA SHS H00263105 5550 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 10296 450000 SH DFND 1,2,3,4,5,6 450000 0 0 ACCELERON PHARMA INC COM 00434H108 61620 1500000 SH DFND 1,2,3,4,5,6 1500000 0 0 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 9660 200000 SH DFND 1,2,3,4,5,6 200000 0 0 ADURO BIOTECH INC COM 00739L101 1540 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 1157 168954 SH DFND 1,2,3,4,5,6 168954 0 0 AGENUS INC COM NEW 00847G705 7500 2500000 SH DFND 1,2,3,4,5,6 2500000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 24940 500000 SH DFND 1,2,3,4,5,6 500000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 4988 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 2057 425000 SH DFND 1,2,3,4,5,6 425000 0 0 ALBIREO PHARMA INC COM 01345P106 14508 450000 SH DFND 1,2,3,4,5,6 450000 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 10005 850000 SH DFND 1,2,3,4,5,6 850000 0 0 ALECTOR INC COM 014442107 4275 225000 SH DFND 1,2,3,4,5,6 225000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 76253 450000 SH DFND 1,2,3,4,5,6 450000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 33890 200000 SH Call DFND 1,2,3,4,5,6 200000 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 5370 200000 SH DFND 1,2,3,4,5,6 200000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 29024 400000 SH DFND 1,2,3,4,5,6 400000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 10884 150000 SH Call DFND 1,2,3,4,5,6 150000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 16305 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 31200 2500000 SH DFND 1,2,3,4,5,6 2500000 0 0 ARAVIVE INC COM 03890D108 1845 307466 SH DFND 1,2,3,4,5,6 307466 0 0 ARCUS BIOSCIENCES INC COM 03969F109 2147 270000 SH DFND 1,2,3,4,5,6 270000 0 0 ARGENX SE SPONSORED ADR 04016X101 31148 220000 SH DFND 1,2,3,4,5,6 220000 0 0 ARQULE INC COM 04269E107 7707 700000 SH DFND 1,2,3,4,5,6 700000 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 17273 150000 SH DFND 1,2,3,4,5,6 150000 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 23127 1150000 SH DFND 1,2,3,4,5,6 1150000 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 13251 350000 SH DFND 1,2,3,4,5,6 350000 0 0 AUTOLUS THERAPEUTICS PLC SPONSORED ADS 05280R100 8050 500000 SH DFND 1,2,3,4,5,6 500000 0 0 AVANTOR INC COM 05352A100 133630 7000000 SH DFND 1,2,3,4,5,6 7000000 0 0 AVROBIO INC COM 05455M100 1463 90000 SH DFND 1,2,3,4,5,6 90000 0 0 AXCELLA HEALTH INC COM 05454B105 3628 389741 SH DFND 1,2,3,4,5,6 389741 0 0 BEIGENE LTD SPONSORED ADR 07725L102 80568 650000 SH DFND 1,2,3,4,5,6 650000 0 0 BLUEBIRD BIO INC COM 09609G100 12720 100000 SH DFND 1,2,3,4,5,6 100000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 70748 750000 SH DFND 1,2,3,4,5,6 750000 0 0 BRIDGEBIO PHARMA INC COM 10806X102 5394 200000 SH DFND 1,2,3,4,5,6 200000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 102038 2250000 SH Call DFND 1,2,3,4,5,6 2250000 0 0 CHANGE HEALTHCARE INC COM 15912K100 10950 750000 SH DFND 1,2,3,4,5,6 750000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 4710 100000 SH DFND 1,2,3,4,5,6 100000 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 6829 100000 SH DFND 1,2,3,4,5,6 100000 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 15590 1361584 SH DFND 1,2,3,4 1361584 0 0 DENALI THERAPEUTICS INC COM 24823R105 8304 400000 SH DFND 1,2,3,4,5,6 400000 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 15750 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 EPIZYME INC COM 29428V104 20708 1650000 SH DFND 1,2,3,4,5,6 1650000 0 0 FATE THERAPEUTICS INC COM 31189P102 30450 1500000 SH DFND 1,2,3,4,5,6 1500000 0 0 FIBROGEN INC COM 31572Q808 8132 180000 SH DFND 1,2,3,4,5,6 180000 0 0 FRONTDOOR INC COM 35905A109 4355 100000 SH DFND 1,2,3,4,5,6 100000 0 0 GENERAL MTRS CO COM 37045V100 38530 1000000 SH Call DFND 1,2,3,4,5,6 1000000 0 0 GOSSAMER BIO INC COM 38341P102 8872 400000 SH DFND 1,2,3,4,5,6 400000 0 0 GOSSAMER BIO INC COM 38341P102 26815 1208968 SH DFND 1,2,3,4 1208968 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 5570 500000 SH DFND 1,2,3,4,5,6 500000 0 0 HOOKIPA PHARMA INC COM 43906K100 3601 535000 SH DFND 1,2,3,4,5,6 535000 0 0 HOOKIPA PHARMA INC COM 43906K100 4035 599616 SH DFND 1,2,3,4 599616 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 12688 350000 SH DFND 1,2,3,4,5,6 350000 0 0 INCYTE CORP COM 45337C102 21240 250000 SH Call DFND 1,2,3,4,5,6 250000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 17164 700000 SH DFND 1,2,3,4,5,6 700000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1209 110532 SH DFND 1,2,3,4 110532 0 0 KALEIDO BIOSCIENCES INC COM 483347100 4640 400000 SH DFND 1,2,3,4,5,6 400000 0 0 KALEIDO BIOSCIENCES INC COM 483347100 5806 500500 SH DFND 1,2,3,4 500500 0 0 KRYSTAL BIOTECH INC COM 501147102 12081 300000 SH DFND 1,2,3,4,5,6 300000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 22117 3516214 SH DFND 1,2,3,4,5,6 3516214 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 356798 56724650 SH DFND 1,2,3,4 56724650 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 3668 35000 SH DFND 1,2,3,4,5,6 35000 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 347 23524 SH DFND 1,2,3,4,5,6 23524 0 0 MEDICINES CO COM 584688105 36470 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 21720 1000000 SH Call DFND 1,2,3,4,5,6 1000000 0 0 MERUS N V COM N5749R100 5128 350000 SH DFND 1,2,3,4,5,6 350000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 15450 150000 SH DFND 1,2,3,4,5,6 150000 0 0 MODERNA INC COM 60770K107 7320 500000 SH Call DFND 1,2,3,4,5,6 500000 0 0 MODERNA INC COM 60770K107 67436 4606298 SH DFND 1,2,3,4 4606298 0 0 MORPHIC HLDG INC COM 61775R105 9910 500000 SH DFND 1,2,3,4,5,6 500000 0 0 NEKTAR THERAPEUTICS COM 640268108 24906 700000 SH DFND 1,2,3,4,5,6 700000 0 0 NEKTAR THERAPEUTICS COM 640268108 3558 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 16886 200000 SH Call DFND 1,2,3,4,5,6 200000 0 0 NGM BIOPHARMACEUTICALS INC COM 62921N105 1464 100000 SH DFND 1,2,3,4,5,6 100000 0 0 NIO INC SPONSORED ADS 62914V106 12368 4850000 SH DFND 1,2,3,4,5,6 4850000 0 0 NIO INC SPONSORED ADS 62914V106 4463 1750000 SH Call DFND 1,2,3,4,5,6 1750000 0 0 NVIDIA CORP COM 67066G104 68977 420000 SH DFND 1,2,3,4,5,6 420000 0 0 NVIDIA CORP COM 67066G104 16423 100000 SH Call DFND 1,2,3,4,5,6 100000 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 4897 350000 SH DFND 1,2,3,4,5,6 350000 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 11830 1300000 SH DFND 1,2,3,4,5,6 1300000 0 0 THE REALREAL INC COM 88339P101 578 20000 SH DFND 1,2,3,4,5,6 20000 0 0 REGENXBIO INC COM 75901B107 7449 145000 SH DFND 1,2,3,4,5,6 145000 0 0 REPLIMUNE GROUP INC COM 76029N106 8796 600000 SH DFND 1,2,3,4,5,6 600000 0 0 RESTORBIO INC COM 76133L103 3672 360000 SH DFND 1,2,3,4,5,6 360000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 5400 360000 SH DFND 1,2,3,4,5,6 360000 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 7079 450000 SH DFND 1,2,3,4,5,6 450000 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 37497 2383791 SH DFND 1,2,3,4 2383791 0 0 SAGE THERAPEUTICS INC COM 78667J108 27464 150000 SH DFND 1,2,3,4,5,6 150000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 4362 405000 SH DFND 1,2,3,4,5,6 405000 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 6344 400000 SH DFND 1,2,3,4,5,6 400000 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 30864 1946040 SH DFND 1,2,3,4 1946040 0 0 SELECTA BIOSCIENCES INC COM 816212104 3759 2100000 SH DFND 1,2,3,4,5,6 2100000 0 0 SOLID BIOSCIENCES INC COM 83422E105 6900 1200000 SH DFND 1,2,3,4,5,6 1200000 0 0 SPERO THERAPEUTICS INC COM 84833T103 6215 540000 SH DFND 1,2,3,4,5,6 540000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 5515 360000 SH DFND 1,2,3,4,5,6 360000 0 0 STONECO LTD COM CL A G85158106 8874 300000 SH DFND 1,2,3,4,5,6 300000 0 0 TCR2 THERAPEUTICS INC COM 87808K106 7012 490000 SH DFND 1,2,3,4,5,6 490000 0 0 TG THERAPEUTICS INC COM 88322Q108 7785 900000 SH DFND 1,2,3,4,5,6 900000 0 0 TRANSLATE BIO INC COM 89374L104 9473 750000 SH DFND 1,2,3,4,5,6 750000 0 0 TRICIDA INC COM 89610F101 14206 360000 SH DFND 1,2,3,4,5,6 360000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 8140 200000 SH DFND 1,2,3,4,5,6 200000 0 0 TWIST BIOSCIENCE CORP COM 90184D100 2901 100000 SH DFND 1,2,3,4,5,6 100000 0 0 UBER TECHNOLOGIES INC COM 90353T100 23190 500000 SH DFND 1,2,3,4,5,6 500000 0 0 VIKING THERAPEUTICS INC COM 92686J106 830 100000 SH DFND 1,2,3,4,5,6 100000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 283030 14818300 SH DFND 1,2,3,4,7 14818300 0 0 XENCOR INC COM 98401F105 11256 275000 SH DFND 1,2,3,4,5,6 275000 0 0 Y MABS THERAPEUTICS INC COM 984241109 9148 400000 SH DFND 1,2,3,4,5,6 400000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 46390 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0