Authorized Person

0001053906-18-000011.txt : 20180810 0001053906-18-000011.hdr.sgml : 20180810 20180810135101 ACCESSION NUMBER: 0001053906-18-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 181008237 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 06-30-2018 06-30-2018 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 08-10-2018 5 106 4705099 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 infotable.xml AC IMMUNE SA SHS H00263105 5592 600000 SH DFND 1,2,3,4,5 600000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 11150 500000 SH DFND 1,2,3,4,5 500000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 11150 500000 SH Call DFND 1,2,3,4,5 500000 0 0 ACCELERON PHARMA INC COM 00434H108 48520 1000000 SH DFND 1,2,3,4,5 1000000 0 0 ACCELERON PHARMA INC COM 00434H108 4852 100000 SH Call DFND 1,2,3,4,5 100000 0 0 ADURO BIOTECH INC COM 00739L101 3850 550000 SH DFND 1,2,3,4,5 550000 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 2120 400000 SH DFND 1,2,3,4,5 400000 0 0 AERPIO PHARMACEUTICALS INC COM 00810B105 6467 1558400 SH DFND 1,2,3,4,5 1558400 0 0 AGENUS INC COM NEW 00847G705 6243 2750000 SH DFND 1,2,3,4,5 2750000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 29481 350000 SH DFND 1,2,3,4,5 350000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 4212 50000 SH Call DFND 1,2,3,4,5 50000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 4741 475000 SH DFND 1,2,3,4,5 475000 0 0 ALBIREO PHARMA INC COM 01345P106 17750 500000 SH DFND 1,2,3,4,5 500000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 64019 650000 SH DFND 1,2,3,4,5 650000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 9849 100000 SH Call DFND 1,2,3,4,5 100000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 45298 2900000 SH DFND 1,2,3,4,5 2900000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 7810 500000 SH Call DFND 1,2,3,4,5 500000 0 0 ANAPTYSBIO INC COM 032724106 14208 200000 SH DFND 1,2,3,4,5 200000 0 0 ARCUS BIOSCIENCES INC COM 03969F109 3672 300000 SH DFND 1,2,3,4,5 300000 0 0 ARGENX SE SPONSORED ADR 04016X101 12429 150000 SH DFND 1,2,3,4,5 150000 0 0 ARRAY BIOPHARMA INC COM 04269X105 33560 2000000 SH DFND 1,2,3,4,5 2000000 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 36750 1000000 SH DFND 1,2,3,4,5 1000000 0 0 ATYR PHARMA INC COM 002120103 455 500000 SH DFND 1,2,3,4,5 500000 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 9018 236000 SH DFND 1,2,3,4,5 236000 0 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 14065 525000 SH DFND 1,2,3,4,5 525000 0 0 AVROBIO INC COM 05455M100 3570 125000 SH DFND 1,2,3,4,5 125000 0 0 BANK AMER CORP COM 060505104 179007 6350000 SH Call DFND 1,2,3,4,5 6350000 0 0 BEIGENE LTD SPONSORED ADR 07725L102 103768 675000 SH DFND 1,2,3,4,5 675000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 18840 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BLUEBIRD BIO INC COM 09609G100 26682 170000 SH DFND 1,2,3,4,5 170000 0 0 BLUEBIRD BIO INC COM 09609G100 7848 50000 SH Call DFND 1,2,3,4,5 50000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 44436 700000 SH DFND 1,2,3,4,5 700000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 12696 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 69175 1250000 SH Call DFND 1,2,3,4,5 1250000 0 0 CELGENE CORP COM 151020104 158840 2000000 SH Call DFND 1,2,3,4,5 2000000 0 0 CHIMERIX INC COM 16934W106 2380 500000 SH DFND 1,2,3,4,5 500000 0 0 CLEMENTIA PHARMACEUTICALS IN COM 185575107 2632 200000 SH DFND 1,2,3,4,5 200000 0 0 CLOVIS ONCOLOGY INC COM 189464100 4547 100000 SH Call DFND 1,2,3,4,5 100000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 2938 50000 SH DFND 1,2,3,4,5 50000 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 10736 800000 SH DFND 1,2,3,4,5 800000 0 0 DENALI THERAPEUTICS INC COM 24823R105 7625 500000 SH DFND 1,2,3,4,5 500000 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 5206 425000 SH DFND 1,2,3,4,5 425000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 3813 250000 SH Call DFND 1,2,3,4,5 250000 0 0 EXELIXIS INC COM 30161Q104 10760 500000 SH Call DFND 1,2,3,4,5 500000 0 0 FATE THERAPEUTICS INC COM 31189P102 19278 1700000 SH DFND 1,2,3,4,5 1700000 0 0 FIBROGEN INC COM 31572Q808 15650 250000 SH DFND 1,2,3,4,5 250000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 17260 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 GENERAL MTRS CO COM 37045V100 59100 1500000 SH Call DFND 1,2,3,4,5 1500000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 9040 200000 SH DFND 1,2,3,4,5 200000 0 0 GLYCOMIMETICS INC COM 38000Q102 4033 250000 SH DFND 1,2,3,4,5 250000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 66171 300000 SH Call DFND 1,2,3,4,5 300000 0 0 HOMOLOGY MEDICINES INC COM 438083107 2040 100000 SH DFND 1,2,3,4,5 100000 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 3630 2750000 SH DFND 1,2,3,4,5 2750000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 4147 216879 SH DFND 1,2,3,4 216879 0 0 INFLARX NV COM N44821101 16125 500000 SH DFND 1,2,3,4,5 500000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 2462 90000 SH DFND 1,2,3,4,5 90000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 8960 700000 SH DFND 1,2,3,4,5 700000 0 0 ISHARES TR NASDAQ BIOTECH 464287556 49419 450000 SH Call 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