0001181431-14-023284.txt : 20140624 0001181431-14-023284.hdr.sgml : 20140624 20140609160816 ACCESSION NUMBER: 0001181431-14-023284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OMEGA PROTEIN CORP CENTRAL INDEX KEY: 0001053650 STANDARD INDUSTRIAL CLASSIFICATION: FATS & OILS [2070] IRS NUMBER: 760438393 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BLVD. STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 713-623-0060 MAIL ADDRESS: STREET 1: 2105 CITY WEST BLVD. STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Mark Edward CENTRAL INDEX KEY: 0001468431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14003 FILM NUMBER: 14899309 MAIL ADDRESS: STREET 1: 2105 CITY WEST BLVD., SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 rrd411241.xml PURSUANT TO TRADING PLAN (SEC RULE 10B5-1) X0306 4 2014-06-05 0 0001053650 OMEGA PROTEIN CORP OME 0001468431 Griffin Mark Edward 2105 CITY WEST BOULEVARD SUITE 500 HOUSTON TX 77042 0 1 0 0 President-Animal Nutrition Div Common Stock 2014-06-05 4 M 0 5335 4.65 A 89918 D Common Stock 2014-06-05 4 S 0 5335 14.74 D 84583 D Common Stock 2014-06-06 4 M 0 4157 4.65 D 88740 D Common Stock 2014-06-06 4 S 0 4157 14.74 D 84583 D Stock Option (right to buy) 4.65 2014-06-05 4 M 0 5335 0 D 2011-01-04 2020-01-04 Common Stock 5335 77999 D Stock Option (right to buy) 4.65 2014-06-06 4 M 0 4157 0 D 2011-01-04 2020-01-04 Common Stock 4157 73842 D Stock Option exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1) Value represents transactions with a weighted average sales price ranging from $14.72 to $14.75. Full information regarding the number of shares purchased or sold at each separate price will be provided by the filer to the Commission staff, the issuer, or a security holder of the issuer upon request. Value represents transactions with a weighted average sales price ranging from $14.72 to $14.77. Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 01/04/2010. Dr. Mark E. Griffin by John D. Held, Attorney-in-Fact 2014-06-09