N-PX 1 b61937a1nvpx.txt THE HARTFORD SERIES FUND, INC. Form N - PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT Investment Company Form N - PX Investment Company Act file number: 811-08629 (Exact name of registrant as specified in charter) Hartford Series Fund, Inc. (Address of principle executive offices) P. O. Box 2999, Hartford, Connecticut 06104-2999 (Name and address of agent for service) Edward P. Macdonald, Esquire Life Law Unit The Hartford Financial Services Group, Inc. 200 Hopmeadow Street Simsbury, CT 06089 Registrant 's telephone number, including area code: (860)843-9934 Date of Fiscal year-end: DECEMBER 31 Date of reporting period: 07/01/2005 - 06/30/2006 Item 1. Proxy Voting Record Page 1 Hartford Advisers HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 192 UNASSIGNED 3M COMPANY SECURITY: 88579Y101 AGENDA NUMBER: 932463893 TICKER: MMM MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 EDWARD M. LIDDY Mgmt For For 3 ROBERT S. MORRISON Mgmt For For 4 AULANA L. PETERS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND THE CERTIFICATE Mgmt For For OF INCORPORATION TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS 04 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For EXECUTIVE COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For ANIMAL WELFARE POLICY 06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For BUSINESS OPERATIONS IN CHINA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 192 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 192 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 192 UNASSIGNED ALCOA INC. SECURITY: 013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 192 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 192 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 192 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 192 UNASSIGNED AMERICAN STANDARD COMPANIES, INC. SECURITY: 029712106 AGENDA NUMBER: 932453006 TICKER: ASD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN F. GOLDSTONE Mgmt For For 2 KIRK S. HACHIGIAN Mgmt For For 3 EDWARD E. HAGENLOCKER Mgmt For For 4 DALE F. MORRISON Mgmt For For 02 DIRECTORS PROPOSAL - RATIFICATION Mgmt For For OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 192 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 192 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK Mgmt Against For RETENTION GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 Mgmt Against For (EXECUTIVE COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 Shr For Against (SHAREHOLDER RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL Shr Against For WELFARE POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 Shr For For (CORPORATE POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 192 UNASSIGNED APPLIED MATERIALS, INC. SECURITY: 038222105 AGENDA NUMBER: 932441518 TICKER: AMAT MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL H. ARMACOST Mgmt For For 2 DEBORAH A. COLEMAN Mgmt For For 3 PHILIP V. GERDINE Mgmt For For 4 THOMAS J. IANNOTTI Mgmt For For 5 CHARLES Y.S. LIU Mgmt For For 6 JAMES C. MORGAN Mgmt For For 7 GERHARD H. PARKER Mgmt For For 8 WILLEM P. ROELANDTS Mgmt For For 9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS APPLIED MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 192 UNASSIGNED ARCHER-DANIELS-MIDLAND COMPANY SECURITY: 039483102 AGENDA NUMBER: 932399632 TICKER: ADM MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G.A. ANDREAS Mgmt Withheld Against 2 A.L. BOECKMANN Mgmt For For 3 M.H. CARTER Mgmt Withheld Against 4 R.S. JOSLIN Mgmt Withheld Against 5 P.J. MOORE Mgmt For For 6 M.B. MULRONEY Mgmt Withheld Against 7 T.F. O'NEILL Mgmt Withheld Against 8 O.G. WEBB Mgmt Withheld Against 9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For (REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD.)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 192 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 192 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 192 UNASSIGNED AUTODESK, INC. SECURITY: 052769106 AGENDA NUMBER: 932514587 TICKER: ADSK MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. BARTZ Mgmt For For 2 CARL BASS Mgmt For For 3 MARK A. BERTELSEN Mgmt For For 4 CRAWFORD W. BEVERIDGE Mgmt For For 5 J. HALLAM DAWSON Mgmt For For 6 MICHAEL J. FISTER Mgmt For For 7 PER-KRISTIAN HALVORSEN Mgmt For For 8 STEVEN L. SCHEID Mgmt For For 9 MARY ALICE TAYLOR Mgmt For For 10 LARRY W. WANGBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUTODESK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 192 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY Shr For Against VOTING IN DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- Mgmt For Against INDEPENDENT BOARD CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL Shr Against For EMPLOYMENT OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 192 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 192 UNASSIGNED BEST BUY CO., INC. SECURITY: 086516101 AGENDA NUMBER: 932537232 TICKER: BBY MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRADBURY H. ANDERSON Mgmt Withheld Against 2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against 3 ALLEN U. LENZMEIER Mgmt Withheld Against 4 FRANK D. TRESTMAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 192 UNASSIGNED BHP BILLITON LIMITED SECURITY: 088606108 AGENDA NUMBER: 932400233 TICKER: BHP MEETING TYPE: Annual ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON PLC. T 02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON LIMITED. T 03 DIRECTOR T 1 MR C A S CORDEIRO* Mgmt For For 2 MR C A S CORDEIRO** Mgmt For For 3 HON. E G DE PLANQUE* Mgmt For For 4 HON. E G DE PLANQUE** Mgmt For For 5 MR D A CRAWFORD* Mgmt For For 6 MR D A CRAWFORD** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7 DR D A L JENKINS* Mgmt For For 8 DR D A L JENKINS** Mgmt For For 9 MR M SALAMON* Mgmt For For 10 MR M SALAMON** Mgmt For For 13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For PLC. T 14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For SHARES IN BHP BILLITON PLC. T 15 TO RENEW THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN BHP BILLITON PLC. T 16 TO APPROVE THE RE-PURCHASE OF SHARES IN Mgmt For For BHP BILLITON PLC. T 17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For GOODYEAR UNDER THE GIS AND THE LTIP. T 19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For SALAMON UNDER THE GIS AND THE LTIP. T 20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. T 21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For CONSTITUTION OF BHP BILLITON LIMITED. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 192 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932446087 TICKER: BSX MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY FROM 1,200,000,000 TO 2,000,000,000. 02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For COMMON STOCK OF THE COMPANY TO THE SHAREHOLDERS OF GUIDANT CORPORATION PURSUANT TO THE TERMS OF THE MERGER AGREEMENT, DATED AS OF JANUARY 25, 2006, BETWEEN THE COMPANY, GALAXY MERGER SUB, INC. AND GUIDANT CORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 192 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN Mgmt For For DEPARLE 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 192 UNASSIGNED BRISTOL-MYERS SQUIBB COMPANY SECURITY: 110122108 AGENDA NUMBER: 932457206 TICKER: BMY MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.E. ALLEN Mgmt For For 2 L.B. CAMPBELL Mgmt For For 3 V.D. COFFMAN Mgmt For For 4 J.M. CORNELIUS Mgmt For For 5 P.R. DOLAN Mgmt For For 6 L.J. FREEH Mgmt For For 7 L.H. GLIMCHER, M.D. Mgmt For For 8 L. JOHANSSON Mgmt For For 9 J.D. ROBINSON III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For 04 CUMULATIVE VOTING Shr Against For 05 RECOUPMENT Shr Against For 06 ANIMAL TREATMENT Shr Against For 07 TERM LIMITS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 192 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 192 UNASSIGNED CARNIVAL CORPORATION SECURITY: 143658300 AGENDA NUMBER: 932445162 TICKER: CCL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICKY ARISON Mgmt For For 2 AMB RICHARD G. CAPEN JR Mgmt For For 3 ROBERT H. DICKINSON Mgmt For For 4 ARNOLD W. DONALD Mgmt For For 5 PIER LUIGI FOSCHI Mgmt For For 6 HOWARD S. FRANK Mgmt For For 7 RICHARD J. GLASIER Mgmt For For 8 BARONESS HOGG Mgmt For For 9 A. KIRK LANTERMAN Mgmt For For 10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIR JOHN PARKER Mgmt For For 12 PETER G. RATCLIFFE Mgmt For For 13 STUART SUBOTNICK Mgmt For For 14 UZI ZUCKER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. 04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. 05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT OF CARNIVAL PLC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 192 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 192 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 192 UNASSIGNED CLEAR CHANNEL COMMUNICATIONS, INC. SECURITY: 184502102 AGENDA NUMBER: 932453450 TICKER: CCU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN D. FELD Mgmt For For 2 PERRY J. LEWIS Mgmt For For 3 L. LOWRY MAYS Mgmt For For 4 MARK P. MAYS Mgmt For For 5 RANDALL T. MAYS Mgmt For For 6 B.J. MCCOMBS Mgmt For For 7 PHYLLIS B. RIGGINS Mgmt For For 8 THEODORE H. STRAUSS Mgmt For For 9 J.C. WATTS Mgmt For For 10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN B. ZACHRY Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against PROPOSAL REGARDING CORPORATE POLITICAL CONTRIBUTIONS. 04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against PROPOSAL REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 192 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 192 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES Shr Against For 06 ENVIRONMENTAL ACCOUNTABILITY TO COMMUNITIES Mgmt For Against 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 192 UNASSIGNED COSTCO WHOLESALE CORPORATION SECURITY: 22160K105 AGENDA NUMBER: 932425398 TICKER: COST MEETING TYPE: Annual ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES D. SINEGAL Mgmt No vote 2 JEFFREY H. BROTMAN Mgmt No vote 3 RICHARD A. GALANTI Mgmt No vote 4 DANIEL J. EVANS Mgmt No vote 02 AMENDMENTS TO THE RESTATED 2002 STOCK Mgmt No vote INCENTIVE PLAN. 03 SHAREHOLDER PROPOSAL TO HOLD ANNUAL Shr No vote ELECTIONS FOR ALL DIRECTORS. 04 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr No vote CODE OF CONDUCT. 05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 192 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 192 UNASSIGNED DOLLAR GENERAL CORPORATION SECURITY: 256669102 AGENDA NUMBER: 932499456 TICKER: DG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID L. BERE Mgmt For For 2 DENNIS C. BOTTORFF Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 REGINALD D. DICKSON Mgmt For For 5 E. GORDON GEE Mgmt For For 6 BARBARA M. KNUCKLES Mgmt For For 7 DAVID A. PERDUE Mgmt For For 8 J. NEAL PURCELL Mgmt For For 9 JAMES D. ROBBINS Mgmt For For 10 DAVID M. WILDS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For GENERAL CORPORATION 1998 STOCK INCENTIVE PLAN 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 192 UNASSIGNED DOMINION RESOURCES, INC. SECURITY: 25746U109 AGENDA NUMBER: 932453032 TICKER: D MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER W. BROWN Mgmt For For 2 RONALD J. CALISE Mgmt For For 3 THOS. E. CAPPS Mgmt For For 4 GEORGE A. DAVIDSON, JR. Mgmt For For 5 THOMAS F. FARRELL, II Mgmt For For 6 JOHN W. HARRIS Mgmt For For 7 ROBERT S. JEPSON, JR. Mgmt For For 8 MARK J. KINGTON Mgmt For For 9 BENJAMIN J. LAMBERT III Mgmt For For 10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARGARET A. MCKENNA Mgmt For For 12 FRANK S. ROYAL Mgmt For For 13 S. DALLAS SIMMONS Mgmt For For 14 DAVID A. WOLLARD Mgmt For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2006 FINANCIAL STATEMENTS. 03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD 04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For REPORT 05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 192 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 192 UNASSIGNED E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF SECURITY: D24909109 AGENDA NUMBER: 700895797 TICKER: MEETING TYPE: AGM ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the adopted financial Non-Voting No vote statements for the 2005 financial year along with the Combined Review of Operations for E.ON AG and the E.ON Group andm Bericht des Aufsichtsrats sowie Vorlage des gebilligten Konzernabschlusses ed Consolidated Financial Statements 2. Verwendung des Bilanzgewinns aus dem Mgmt For * Geschaeftsjahr 2005 on of the distributable profit of EUR 4,614,074,864 as follows: payment of a dividend of EUR 2.75 plus a bonus of EUR 4.25 per entitled share ex-dividend and payable date: 05 MAY 2006 3. Discharge of the Board of Management for Mgmt For * the 2005 FY 4. Discharge of the Supervisory Board for Mgmt For * the 2005 FY 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien up to 10% of its share capital, on or before 04 NOV 2007 and the shares may be acquired through the stock exchange at a price neither more than 10% above nor more than 20% below the market price of the shares, by way of a public repurchase offer to all shareholders or by means of a public offer for the exchange of liquid shares which are admitted to trading on an organized market at a price not differing more than 20% from the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- market price of the shares and by using derivatives in the form of call or put options if the exercise price is neither more than 10% above nor more than 20% below the market price of the shares; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or for satisfying existing convertible or option rights, to offer the shares to executives and employees of the Company and its affiliates and to retire the shares 6. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Zwoelfte Verwaltungs GmbH 1 DEC 2011 7. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Dreizehnte Verwaltungs GmbH 31 DEC 2011 8. Change of the Articles of Association Mgmt For * regarding the shareholders right to speaaufgrund der Einfuegung von Paragraph 131 Abs. 2 Satz 2 AktG durch das Gesetz German Stock Corporation Act AKTG through the Law on Corporate Integrity and Modernization of the Right of Avoidane UMAG 9. Elect the Auditors for the 2006 FY: Mgmt For * PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 192 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 192 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 192 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 192 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 192 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO Mgmt For For AMENDED AND RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT Mgmt For For ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM Mgmt For For INCENTIVE PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE Mgmt For For ANNUAL MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 192 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For ACCOUNTANT 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 192 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For AUDITORS (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT Shr Against For (PAGE 43) 10 EXECUTIVE COMPENSATION CRITERIA Mgmt Against For (PAGE 45) 11 POLITICAL CONTRIBUTIONS REPORT Shr Against For (PAGE 47) 12 CORPORATE SPONSORSHIPS REPORT Shr Against For (PAGE 49) 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT Shr Against For (PAGE 53)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 192 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932364540 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For COMMON STOCK PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2005, BY AND AMONG THE MAY DEPARTMENT STORES COMPANY, FEDERATED AND MILAN ACQUISITION LLC., PURSUANT TO WHICH MAY WILL MERGE WITH MILAN ACQUISITION LLC. ON THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE MERGER AGREEMENT. 02 DIRECTOR 1 MEYER FELDBERG Mgmt For For 2 TERRY J. LUNDGREN Mgmt For For 3 MARNA C. WHITTINGTON Mgmt For For 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006. 05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For OF THE FEDERATED ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE FEDERATED ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 192 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932499773 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOYCE M. ROCHE Mgmt For For 2 WILLIAM P. STIRITZ Mgmt For For 3 CRAIG E. WEATHERUP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION. 04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For EQUITY INCENTIVE PLAN. 05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For ADOPT A POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 192 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 192 UNASSIGNED GAP, INC. SECURITY: 364760108 AGENDA NUMBER: 932463603 TICKER: GPS MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD P. BEHAR Mgmt For For 2 ADRIAN D. P. BELLAMY Mgmt For For 3 DOMENICO DE SOLE Mgmt For For 4 DONALD G. FISHER Mgmt For For 5 DORIS F. FISHER Mgmt For For 6 ROBERT J. FISHER Mgmt For For 7 PENELOPE L. HUGHES Mgmt For For 8 BOB L. MARTIN Mgmt For For 9 JORGE P. MONTOYA Mgmt For For 10 PAUL S. PRESSLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 MAYO A. SHATTUCK III Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR 1996 STOCK OPTION AND AWARD PLAN TO BE KNOWN THEREAFTER AS THE 2006 LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 192 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF Mgmt For For INDEPENDENT AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF Shr Against For RETIREES 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE Shr Against For STANDARD 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 192 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 192 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST Shr For Against THAT THE BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 192 UNASSIGNED ILLINOIS TOOL WORKS INC. SECURITY: 452308109 AGENDA NUMBER: 932467980 TICKER: ITW MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER Mgmt For For 2 MICHAEL J. BIRCK Mgmt For For 3 MARVIN D. BRAILSFORD Mgmt For For 4 SUSAN CROWN Mgmt For For 5 DON H. DAVIS, JR. Mgmt For For 6 ROBERT C. MCCORMACK Mgmt For For 7 ROBERT S. MORRISON Mgmt For For 8 JAMES A. SKINNER Mgmt For For 9 HAROLD B. SMITH Mgmt For For 10 DAVID B. SPEER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 03 APPROVAL OF THE ILLINOIS TOOL Mgmt For For WORKS INC. 2006 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP. 05 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For REGUIRING IMPLEMENTATION OF CERTAIN BUSINESS PRINCIPLES FOR WORKERS IN CHINA. 06 TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against REQUIRING A MAJORITY VOTE FOR ELECTION OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 192 UNASSIGNED INGERSOLL-RAND COMPANY LIMITED SECURITY: G4776G101 AGENDA NUMBER: 932509625 TICKER: IR MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T.E. MARTIN Mgmt For For 2 P. NACHTIGAL Mgmt For For 3 R.J. SWIFT Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 192 UNASSIGNED KLA-TENCOR CORPORATION SECURITY: 482480100 AGENDA NUMBER: 932391167 TICKER: KLAC MEETING TYPE: Annual ISIN: MEETING DATE: 04-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH LEVY Mgmt For For 2 JON D. TOMPKINS Mgmt For For 3 LIDA URBANEK Mgmt For For 02 TO APPROVE THE COMPANY S INTERNAL Mgmt For For REVENUE CODE SECTION 162(M) PERFORMANCE BONUS PLAN. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 04 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING FOR DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 192 UNASSIGNED LEXMARK INTERNATIONAL, INC. SECURITY: 529771107 AGENDA NUMBER: 932449590 TICKER: LXK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. MAPLES Mgmt For For 2 STEPHEN R. HARDIS Mgmt For For 3 WILLIAM R. FIELDS Mgmt For For 4 ROBERT HOLLAND, JR. Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 192 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 192 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 192 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 192 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 192 UNASSIGNED MITTAL STEEL COMPANY N.V. SECURITY: 60684P101 AGENDA NUMBER: 932509358 TICKER: MT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO APPROVE THE MIXED CASH AND Mgmt For For EXCHANGE OFFER FOR THE ISSUED AND OUTSTANDING SHARE CAPITAL AND EQUITY SECURITIES OF ARCELOR S.A. PURSUANT TO ARTICLE 2:107A DUTCH CIVIL CODE (THE OFFER) 03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For For ISSUED SHARE CAPITAL, SUCH REDUCTION BEING CONDITIONAL UPON CLOSING OF THE OFFER AND THE EXCHANGE OF NEWLY ISSUED CLASS A SHARES FOR CERTAIN ARCELOR SECURITIES PURSUANT THERETO, AND WITH EFFECT FROM THE DATE OF AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION REFERRED TO IN THE AGENDA ITEM 4, BY REDUCING THE NOMINAL VALUE OF EACH CLASS B SHARE FROM EUR 0.10 PER SHARE, TO EURO 0.02 PER SHARE, WITHOUT REPAYMENT OF THE DIFFERENCE OF EUR 0.08 PER SHARE TO THE HOLDERS OF CLASS B SHARES. 04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For For OF ASSOCIATION, SUCH AMENDMENT BEING CONDITIONAL UPON COMPLETION OF THE OFFER, AND TO AUTHORISE EACH MEMBER OF THE MANAGING BOARD AS WELL AS EACH LAWYER AND PARALEGAL PRACTICING WITH NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5A PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO SUCH NUMBER OF CLASS A SHARES TO BE ISSUED PURSUANT TO THE OFFER, SUCH ISSUANCE BEING CONDITIONAL UPON CLOSING OF THE OFFER. 5B PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO TEN PERCENT (10%) OF THE UNISSUED CLASS A SHARES IN WHICH THE AUTHORISED SHARE CAPITAL IS DIVIDED INTO AT THE TIME THE RESOLUTION TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WILL BE TAKEN BY THE MANAGING BOARD. 07 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For FOR FISCAL 2005. 09 PROPOSAL TO CONTINUE TO PAY A QUARTERLY Mgmt For For DIVIDEND OF US$0.125 PER SHARE, SUBJECT TO FINAL DETERMINATION BY THE MANAGING BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 PROPOSAL TO APPROVE THE MANAGEMENT Mgmt For For PERFORMED BY THE DIRECTORS A OF THE MANAGING BOARD DURING FISCAL 2005,INCLUDING DISCHARGE OF THE DIRECTORS A OF THE MANAGING BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING FISCAL 2005. 11 PROPOSAL TO APPROVE THE SUPERVISION Mgmt For For PERFORMED BY THE DIRECTORS C OF THE MANAGING BOARD DURING FISCAL 2005, INCLUDING DISCHARGE OF THE DIRECTORS C OF THE MANAGING BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING FISCAL 2005. 12 PROPOSAL BY THE HOLDERS OF THE CLASS B Mgmt For For SHARES (IN COMPLIANCE WITH ARTICLE 18.4 OF THE COMPANY S ARTICLES OF ASSOCIATION) TO RE-APPOINT MESSRS. ANDRES ROZENTAL, NARAYANAN VAGHUL, MUNI KRISHNA T. REDDY AND RENE GERARD LOPEZ, LEWIS B. KADEN AND WILBUR LOUIS ROSS AS DIRECTORS C, ALL FOR A ONE YEAR TERM ENDING ON THE DATEOF THE ANNUAL MEETING TO BE HELD IN 2007. 13 PROPOSAL TO DESIGNATE MRS. USHA MITTAL, Mgmt For For AS THE PERSON REFERRED TO IN ARTICLE 23 OF THE COMPANY S ARTICLES OF ASSOCIATION. 14 PROPOSAL TO RE-APPOINT DELOITTE Mgmt For For ACCOUNTANTS AS THE REGISTERED ACCOUNTANTS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15 PROPOSAL TO DESIGINATE THE MANAGING Mgmt For For BOARD AS AUTHORISED CORPORATE BODY (ORGAAN) TO REPURCHASE CLASS A SHARES IN THE CAPITAL OF THE COMPANY UNTIL 8 NOVEMBER 2007. 16 PROPOSAL TO AMEND THE COMPANY S STOCK Mgmt For For OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARDS GRANTED UNDER THE PLAN TO 20,000,000 CLASS A SHARES. 17 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO LIMIT OR EXECUTE THE PRE-EMPTIVE RIGHTS TO CLASS A SHARES IN THE CAPITAL OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 192 UNASSIGNED MITTAL STEEL COMPANY N.V. SECURITY: 60684P101 AGENDA NUMBER: 932552549 TICKER: MT MEETING TYPE: Special ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE THE MIXED CASH AND EXCHANGE Mgmt For OFFER FOR THE ISSUED AND OUTSTANDING SHARE CAPITAL AND EQUITY SECURITIES OF ARCELOR S.A. 03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For ISSUED SHARE CAPITAL, SUCH REDUCTION WITH EFFECT FROM THE DATE OF AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION REFERRED TO IN AGENDA ITEM 4. 04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For OF ASSOCIATION AND TO AUTHORIZE EACH MEMBER OF THE MANAGING BOARD AS WELL AS EACH LAWYER AND PARALEGAL PRACTICING WITH NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION. 05 PROPOSAL TO EXTEND THE AUTHORITY Mgmt Mgmt For For OF THE MANAGING BOARD FOR A PERIOD OF ONE YEAR TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO SUCH NUMBER OF CLASS A SHARES TO BE ISSUED PURSUANT TO THE OFFER, SUCH ISSUANCE BEING CONDITIONAL UPON CLOSING OF THE OFFER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL BY THE MANAGING BOARD TO Mgmt For APPOINT MR. FRANCOIS H. PINAULT AS DIRECTOR C, FOR A ONE YEAR TERM ENDING ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 192 UNASSIGNED MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, SECURITY: D55535104 AGENDA NUMBER: 700894822 TICKER: MEETING TYPE: AGM ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Submission of the adopted Company Non-Voting No vote financial statements and management report fchaeftsjahr 2005, des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 sowie des Berichts des Aufsichtsrats the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * net retained profits from the business year 2005 3. Resolution to approve the actions of the Mgmt For * members of the Board of Management in respect of the business year 2005 4. Resolution to approve the actions of the Mgmt For * members of the Supervisory Board in respect of the business year 2005 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Aufhebung des bestehenden Genehmigten Mgmt For * Kapitals 2001 und Schaffung eines neuen al under Authorised Capital Increase 2001, to replace this with a new authorien sowie entsprechende Satzungsaenderung nd to make the relevant amendments to the Articles of Association 7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FfOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 192 UNASSIGNED NEWMONT MINING CORPORATION SECURITY: 651639106 AGENDA NUMBER: 932459123 TICKER: NEM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G.A. BARTON Mgmt For For 2 V.A. CALARCO Mgmt For For 3 N. DOYLE Mgmt For For 4 V.M. HAGEN Mgmt For For 5 M.S. HAMSON Mgmt For For 6 L.I. HIGDON, JR. Mgmt For For 7 P. LASSONDE Mgmt For For 8 R.J. MILLER Mgmt For For 9 W.W. MURDY Mgmt For For 10 R.A. PLUMBRIDGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.B. PRESCOTT Mgmt For For 12 D.C. ROTH Mgmt For For 13 S. SCHULICH Mgmt For For 14 J.V. TARANIK Mgmt For For 02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For INDEPENDENT BOARD CHAIRMAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 192 UNASSIGNED OCCIDENTAL PETROLEUM CORPORATION SECURITY: 674599105 AGENDA NUMBER: 932457597 TICKER: OXY MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SPENCER ABRAHAM Mgmt For For 2 RONALD W. BURKLE Mgmt Withheld Against 3 JOHN S. CHALSTY Mgmt For For 4 EDWARD P. DJEREJIAN Mgmt For For 5 R. CHAD DREIER Mgmt For For 6 JOHN E. FEICK Mgmt For For 7 RAY R. IRANI Mgmt For For 8 IRVIN W. MALONEY Mgmt For For 9 RODOLFO SEGOVIA Mgmt For For 10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROSEMARY TOMICH Mgmt For For 12 WALTER L. WEISMAN Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG AS INDEPENDENT AUDITORS. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For CAPITAL STOCK. 04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For 05 SCIENTIFIC REPORT ON GLOBAL Shr Against For WARMING/COOLING. 06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 192 UNASSIGNED PEPSICO, INC. SECURITY: 713448108 AGENDA NUMBER: 932461142 TICKER: PEP MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.F. AKERS Mgmt For For 2 R.E. ALLEN Mgmt For For 3 D. DUBLON Mgmt For For 4 V.J. DZAU Mgmt For For 5 R.L. HUNT Mgmt For For 6 A. IBARGUEN Mgmt For For 7 A.C. MARTINEZ Mgmt For For 8 I.K. NOOYI Mgmt For For 9 S.S REINEMUND Mgmt For For 10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.J. SCHIRO Mgmt For For 12 F.A. THOMAS Mgmt For For 13 C.M. TRUDELL Mgmt For For 14 D. VASELLA Mgmt For For 15 M.D. WHITE Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS 03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 23) 04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 192 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 192 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 192 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 192 UNASSIGNED SHARP CORPORATION SECURITY: J71434112 AGENDA NUMBER: 700984683 TICKER: MEETING TYPE: AGM ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 12, Corporate Officers bonuses JPY 468,000,000 (including JPY 33,000,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Authorized Capital, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt Against * 3.2 Appoint a Director Mgmt Against * 3.3 Appoint a Director Mgmt Against * 3.4 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt Against * 3.6 Appoint a Director Mgmt Against * 3.7 Appoint a Director Mgmt Against * 3.8 Appoint a Director Mgmt Against * 3.9 Appoint a Director Mgmt Against * 3.10 Appoint a Director Mgmt Against * 3.11 Appoint a Director Mgmt Against * 3.12 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt Against * 3.14 Appoint a Director Mgmt Against * 3.15 Appoint a Director Mgmt Against * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt Against * 3.18 Appoint a Director Mgmt Against * 3.19 Appoint a Director Mgmt Against * 3.20 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt Against * 3.22 Appoint a Director Mgmt Against * 3.23 Appoint a Director Mgmt Against * 3.24 Appoint a Director Mgmt Against * 3.25 Appoint a Director Mgmt Against * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 192 UNASSIGNED SHIONOGI & CO LTD SECURITY: J74229105 AGENDA NUMBER: 701006050 TICKER: MEETING TYPE: AGM ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 192 UNASSIGNED SONY CORPORATION SECURITY: J76379106 AGENDA NUMBER: 700990484 TICKER: MEETING TYPE: AGM ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code; Change of Official Company Location 2.1 Appoint a Director Mgmt For * 2.2 Appoint a Director Mgmt For * 2.3 Appoint a Director Mgmt For * 2.4 Appoint a Director Mgmt For * 2.5 Appoint a Director Mgmt For * 2.6 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.7 Appoint a Director Mgmt For * 2.8 Appoint a Director Mgmt For * 2.9 Appoint a Director Mgmt For * 2.10 Appoint a Director Mgmt For * 2.11 Appoint a Director Mgmt For * 2.12 Appoint a Director Mgmt For * 2.13 Appoint a Director Mgmt For * 2.14 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3 Authorize Use of Stock Options Other For * 4 Shareholder Proposal: Amend Articles to Shr For * Require Company to Disclose Individual Director Compensation Amounts to Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 192 UNASSIGNED SOUTHWEST AIRLINES CO. SECURITY: 844741108 AGENDA NUMBER: 932487704 TICKER: LUV MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 COLLEEN C. BARRETT Mgmt For For 2 GARY C. KELLY Mgmt For For 3 JOHN T. MONTFORD Mgmt For For 4 WILLIAM H. CUNNINGHAM Mgmt For For 5 LOUIS E. CALDERA Mgmt For For 6 NANCY B. LOEFFLER Mgmt For For 7 DAVID W. BIEGLER Mgmt For For 02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against IF THE PROPOSAL IS PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 192 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 192 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL Shr For Against CONCERNING MAJORITY VOTING. 04 SHAREHOLDER PROPOSAL Shr Against For CONCERNING CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 192 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 192 UNASSIGNED TAIWAN SEMICONDUCTOR MFG. CO. LTD. SECURITY: 874039100 AGENDA NUMBER: 932504182 TICKER: TSM MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ACCEPT 2005 BUSINESS REPORT AND Mgmt For For FINANCIAL STATEMENTS. 02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For OF 2005 PROFITS. 03 TO APPROVE THE CAPITALIZATION OF 2005 Mgmt For For DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. 04 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For INCORPORATION. 05 DIRECTOR 1 MORRIS CHANG* Mgmt For For 2 J.C. LOBBEZOO*+ Mgmt For For 3 F.C. TSENG* Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 STAN SHIH* Mgmt For For 5 CHINTAY SHIH*++ Mgmt For For 6 SIR PETER L. BONFIELD* Mgmt For For 7 LESTER CARL THUROW* Mgmt For For 8 RICK TSAI* Mgmt For For 9 CARLETON S. FIORINA* Mgmt For For 10 JAMES C. HO**++ Mgmt For For 11 MICHAEL E. PORTER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 192 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 192 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932417719 TICKER: KO MEETING TYPE: Consent ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote COCA-COLA COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 192 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932446570 TICKER: KO MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HERBERT A. ALLEN Mgmt For For 2 RONALD W. ALLEN Mgmt For For 3 CATHLEEN P. BLACK Mgmt For For 4 BARRY DILLER Mgmt For For 5 E. NEVILLE ISDELL Mgmt For For 6 DONALD R. KEOUGH Mgmt For For 7 DONALD F. MCHENRY Mgmt For For 8 SAM NUNN Mgmt For For 9 JAMES D. ROBINSON III Mgmt For For 10 PETER V. UEBERROTH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES B. WILLIAMS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS 03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For RESTRICTED STOCK AWARD PLAN OF THE COCA-COLA COMPANY 04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For CONTRIBUTIONS 05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For ON IMPLEMENTATION OF BEVERAGE CONTAINER RECYCLING STRATEGY 06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For STOCK 07 SHAREOWNER PROPOSAL REGARDING Shr Against For ENVIRONMENTAL IMPACTS OF OPERATIONS IN INDIA 08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For INDEPENDENT DELEGATION OF INQUIRY TO COLOMBIA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 192 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 192 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 192 UNASSIGNED THE HOME DEPOT, INC. SECURITY: 437076102 AGENDA NUMBER: 932490307 TICKER: HD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY D. BRENNEMAN Mgmt Withheld Against 2 JOHN L. CLENDENIN Mgmt Withheld Against 3 CLAUDIO X. GONZALEZ Mgmt Withheld Against 4 MILLEDGE A. HART, III Mgmt Withheld Against 5 BONNIE G. HILL Mgmt Withheld Against 6 LABAN P. JACKSON, JR. Mgmt Withheld Against 7 LAWRENCE R. JOHNSTON Mgmt Withheld Against 8 KENNETH G. LANGONE Mgmt Withheld Against 9 ANGELO R. MOZILO Mgmt For For 10 ROBERT L. NARDELLI Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 THOMAS J. RIDGE Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006. 03 SHAREHOLDER PROPOSAL REGARDING COMMITTEE Shr For Against REPORT. 04 SHAREHOLDER PROPOSAL REGARDING Mgmt Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE. 05 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN Mgmt Against For AND CEO. 06 SHAREHOLDER PROPOSAL REGARDING METHOD OF Shr For Against VOTING FOR DIRECTORS. 07 SHAREHOLDER PROPOSAL REGARDING Shr For Against RETIREMENT BENEFITS. 08 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. 09 SHAREHOLDER PROPOSAL REGARDING GOVERNING Shr Against For DOCUMENTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For NONPARTISANSHIP.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 192 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 192 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 192 UNASSIGNED THE ST. PAUL TRAVELERS COMPANIES, IN SECURITY: 792860108 AGENDA NUMBER: 932455810 TICKER: STA MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. DASBURG Mgmt For For 2 LESLIE B. DISHAROON Mgmt For For 3 JANET M. DOLAN Mgmt For For 4 KENNETH M. DUBERSTEIN Mgmt For For 5 JAY S. FISHMAN Mgmt For For 6 LAWRENCE G. GRAEV Mgmt For For 7 THOMAS R. HODGSON Mgmt For For 8 ROBERT I. LIPP Mgmt For For 9 BLYTHE J. MCGARVIE Mgmt For For 10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 LAURIE J. THOMSEN Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against VOTE REQUIRED TO ELECT DIRECTORS. 04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 192 UNASSIGNED THE WALT DISNEY COMPANY SECURITY: 254687106 AGENDA NUMBER: 932429170 TICKER: DIS MEETING TYPE: Annual ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. BRYSON Mgmt For For 2 JOHN S. CHEN Mgmt For For 3 JUDITH L. ESTRIN Mgmt For For 4 ROBERT A. IGER Mgmt For For 5 FRED H. LANGHAMMER Mgmt For For 6 AYLWIN B. LEWIS Mgmt For For 7 MONICA C. LOZANO Mgmt For For 8 ROBERT W. MATSCHULLAT Mgmt For For 9 GEORGE J. MITCHELL Mgmt For For 10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN E. PEPPER, JR. Mgmt For For 12 ORIN C. SMITH Mgmt For For 13 GARY L. WILSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO GREENMAIL. 04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO CHINA LABOR STANDARDS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 192 UNASSIGNED THE WILLIAMS COMPANIES, INC. SECURITY: 969457100 AGENDA NUMBER: 932487968 TICKER: WMB MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 IRL. F. ENGELHARDT Mgmt For For 2 WILLIAM R. GRANBERRY Mgmt For For 3 WILLIAM E. GREEN Mgmt For For 4 W.R. HOWELL Mgmt For For 5 GEORGE A. LORCH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS FOR 2006. 03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against ON DIRECTOR NOMINEES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 192 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 192 UNASSIGNED TYCO INTERNATIONAL LTD. SECURITY: 902124106 AGENDA NUMBER: 932432773 TICKER: TYC MEETING TYPE: Annual ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A SET THE MAXIMUM NUMBER OF DIRECTORS Mgmt For For AT 12 1B DIRECTOR 1 DENNIS C. BLAIR Mgmt For For 2 EDWARD D. BREEN Mgmt For For 3 BRIAN DUPERREAULT Mgmt For For 4 BRUCE S. GORDON Mgmt For For 5 RAJIV L. GUPTA Mgmt For For 6 JOHN A. KROL Mgmt For For 7 MACKEY J. MCDONALD Mgmt For For 8 H. CARL MCCALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9 BRENDAN R. O'NEILL Mgmt For For 10 SANDRA S. WIJNBERG Mgmt For For 11 JEROME B. YORK Mgmt For For 1C AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For TO APPOINT AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED TO BE CREATED ON THE BOARD 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 192 UNASSIGNED UNICREDITO ITALIANO SPA, GENOVA SECURITY: T95132105 AGENDA NUMBER: 700770781 TICKER: MEETING TYPE: MIX ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 JUL 2005 AND THIRD CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU O.1 Approve to state the Internal Auditors Mgmt For * and their Chairman s salary as per the Legislative Decree 231/2001 E.1 Approve the capital increase as per the Mgmt For * Article 2441 comma 4 and 6 of the Italian Civil Code, for a maximum amount of EUR 2,343,642,931.00 by issuing maximum No. 4,687,285,862 ordinary shares to be paid up through HVB, Bank of Austria and BPH and amend the Article 5 of the Bylaw E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 192 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 192 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 192 UNASSIGNED WASHINGTON MUTUAL, INC. SECURITY: 939322103 AGENDA NUMBER: 932456002 TICKER: WM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KERRY K. KILLINGER* Mgmt For For 2 THOMAS C. LEPPERT* Mgmt For For 3 CHARLES M. LILLIS* Mgmt For For 4 MICHAEL K. MURPHY* Mgmt For For 5 ORIN C. SMITH* Mgmt For For 6 REGINA MONTOYA** Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER 04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN 05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For DISCLOSURE OF THE COMPANY S POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 192 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 192 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 192 UNASSIGNED XM SATELLITE RADIO HOLDINGS INC. SECURITY: 983759101 AGENDA NUMBER: 932517812 TICKER: XMSR MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY M. PARSONS Mgmt For For 2 HUGH PANERO Mgmt For For 3 NATHANIEL A. DAVIS Mgmt For For 4 THOMAS J. DONOHUE Mgmt For For 5 EDDY W. HARTENSTEIN Mgmt For For 6 GEORGE W. HAYWOOD Mgmt For For 7 CHESTER A. HUBER, JR. Mgmt For For 8 JOHN MENDEL Mgmt For For 9 JARL MOHN Mgmt For For 10 JACK SHAW Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 192
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JEFFREY D. ZIENTS Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 192 UNASSIGNED XTO ENERGY INC. SECURITY: 98385X106 AGENDA NUMBER: 932497717 TICKER: XTO MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP R. KEVIL* Mgmt For For 2 HERBERT D. SIMONS* Mgmt For For 3 VAUGHN O VENNERBERG II* Mgmt For For 4 LANE G. COLLINS** Mgmt For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO 1,000,000,000. 03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For AND RESTATED 2004 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Hartford Capital Appreciation HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 215 UNASSIGNED 3M COMPANY SECURITY: 88579Y101 AGENDA NUMBER: 932463893 TICKER: MMM MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 EDWARD M. LIDDY Mgmt For For 3 ROBERT S. MORRISON Mgmt For For 4 AULANA L. PETERS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS 04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For ANIMAL WELFARE POLICY 06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For BUSINESS OPERATIONS IN CHINA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 215 UNASSIGNED ACE AVIATION HOLDINGS INC. SECURITY: 00440P201 AGENDA NUMBER: 932397551 TICKER: ACEAF MEETING TYPE: Annual ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ELECTION OF DIRECTORS. THE NOMINEES Mgmt Abstain Against PROPOSED BY THE MANAGEMENT OF ACE AVIATION ARE DETAILED IN THE MANAGEMENT PROXY CIRCULAR 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITOR 03 PASSING A SPECIAL RESOLUTION, ATTACHED Mgmt For For AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR, AUTHORIZING THE DIRECTORS TO EFFECT A REDUCTION IN THE STATED CAPITAL OF THE CLASS A VARIABLE VOTING SHARES, CLASS B VOTING SHARES AND PREFERRED SHARES 04 PASSING A SPECIAL RESOLUTION, ATTACHED Mgmt For For AS SCHEDULE B TO THE MANAGEMENT PROXY CIRCULAR, INCREASING THE NUMBER OF SHARES THAT ARE AVAILABLE FOR ISSUANCE UNDER THE STOCK OPTION PLAN OF ACE AVIATION 05 THE UNDERSIGNED CERTIFIES THAT IT HAS Mgmt For Against MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE BENEFICIAL OWNER OF THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM AND HAS READ THE DEFINITIONS FOUND ON THE REVERSE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- SIDE SO AS TO MAKE AN ACCURATE DECLARATION OF CANADIAN STATUS, THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE, OWNED AND CONTROLLED BY A CANADIAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 215 UNASSIGNED ACE AVIATION HOLDINGS INC. SECURITY: 00440P201 AGENDA NUMBER: 932486877 TICKER: ACEAF MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ELECTION OF DIRECTORS - THE NOMINEES Mgmt For For PROPOSED BY THE MANAGEMENT OF ACE AVIATION ARE DETAILED IN THE MANAGEMENT PROXY CIRCULAR 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITOR 03 DECLARATION OF CANADIAN STATUS - THE Mgmt Abstain Against UNDERSIGNED CERTIFIES THAT IT HAS MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE BENEFICIAL OWNER OF THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM (VIF) AND HAS READ THE DEFINITIONS ENCLOSED SO AS TO MAKE AN ACCURATE DECLARATION OF CANADIAN STATUS. THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES REPRESENTED BY THIS VIF ARE OWNED AND CONTROLLED BY A CANADIAN. SEE APPLICABLE DEFINITIONS ON INSERT ACCOMPANYING THIS FORM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 215 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 215 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 215 UNASSIGNED AIR CHINA LTD SECURITY: Y002A6104 AGENDA NUMBER: 700876052 TICKER: MEETING TYPE: EGM ISIN: CN000A0DNWD6 MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1.1 Approve the public offering of A Mgmt For * shares by the Company in the PRC A Share issue on the condition of class of shares: RMB denominated ordinary shares i.e. A Shares S.1.2 Approve the public offering of A Mgmt For * shares by the Company in the PRC A Share issue on the condition of nominal value: RMB 1.00 each S.1.3 Approve the public offering of A Mgmt For * shares by the Company in the PRC A Share issue on the condition of total number of A Shares to be issued: not more than 2,700,000,000 A Shares S.1.4 Approve the public offering of A Mgmt For * shares by the Company in the PRC A Share issue on the condition of target subscribers: qualified institutional investors as approved by CSRC and the places through online offering based on market share value and subscribers allowed by the regulatory bodies and by the applicable Laws and regulations at the time of A Share issue
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1.5 Approve the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition of issue price: the issue price shall be determined based on the PRC securities market conditions at the time when the A Share Issue takes place and in accordance with the applicable regulations S.1.6 Approve the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition of place of Listing: Shanghai Stock Exchange S.1.7 Approve the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition of the existing and new shareholders of the Company after completion of the A Share Issue whose names appear on the register of Members of the Company shall be entitled to sharing the Company s undistributed retained profits immediately prior to the completion of the A Share Issue S.1.8 Approve the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition: authorize the Board of Directors of the Company to determine and deal with at its discretion and with full authority, the matters in relation to the A Share Issue including but not limited to the specific timing of issue, number of A Shares to be issued, offering mechanism, pricing mechanism, issue mechanism, target subscribers and the numbers and proportion of A Shares to be issued to each subscriber S.1.9 Approve the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition: authorize the Board of Directors of the Company to at its discretion and with full authority sign or execute all necessary documents including but not limited to the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- preliminary prospectus, the prospectus, underwriting agreement, listing agreement and any related announcement, effect and carry out necessary formalities including but not limited to procedures for listing of the A Shares on Shanghai Stock Exchange, and to take all other necessary actions in connection with the A Share Issue, as well as to handle all registration requirements in relation to changes in the registered capital of the Company following the completion of the A Share Issue S1.10 Approve, the public offering of A shares Mgmt For * by the Company in the PRC A Share Issue on the condition: Approve the A Share Issue by the Domestic Shareholders Class Meeting and Foreign Shareholders Class Meeting, respectively, shall be effective for a period of 12 months from the date of the approval by the EGM, Domestic Shareholders Class Meeting and Foreign Shareholders Class Meeting whichever is the last; the implementation of S.1.10 is subject to the approval by the China Securities Regulatory Commission CSRC S.2 Approve, subject to the passing Mgmt For * Resolution S.1 and subject to approval by China Securities Regulatory Commission CSRC, the proceeds from the A Share Issue to be used for the purchase of 20 Airbus A330-200 aircraft, 15 Boeing 787 aircraft and 10 Boeing 737-800 aircraft and Air China s project relating to expansion of existing operating support facilities at the Beijing Capital International Airport, by applying to any payment due in relation to the projects above or to repay any outstanding bank loan in relation to the projects above occurred before the completion of the A Share issue; after above prescript use of the proceeds, any balance of it shall apply to the working capital of the Company, and authorize the Board of Directors of the Company, subject to the scope of use of proceeds set out in this Special Resolution 2, to determine and adjust with full authority the projects, the priority and
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the actual project investment amounts and bank loan repayment amounts to which the proceeds from the A Share Issue shall be applied S.3 Amend, subject to the passing Resolution Mgmt For * S.1 and conditional upon the completion of the A Share Issue, the Articles of Association as specified and authorize the Board to make further amendments which in its opinion may be necessary, desirable and expedient in accordance with the mandatory requirements of the applicable laws and regulations and as Government authorities of the PRC may require and to apply for approvals from the relevant Government authorities after the completion of the A Share Issue; the amended Articles of Association of this resolution will come into effect after approvals from the relevant authorities are obtained S.4.1 Approve and adopt, subject to the Mgmt For * passing of Resolution S.1 and conditional upon the completion of the A Share Issue, the Rules and Procedures for Shareholders General Meetings, Rules and Procedures for Board Meetings and Rules and Procedures for Meetings of Supervisors, as amended; the amended Articles of Association and shall come into effect upon the effectiveness of the amendments to the Articles of Association in the Resolution S.3 S.4.2 Approve and adopt, subject to the Mgmt For * passing of Resolution S.1 and conditional upon the completion of the A Share Issue, the Rules and Procedures for Board Meetings, Rules and Procedures for Board Meetings and Rules and Procedures for Meetings of Supervisors, as amended; the amended
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Articles of Association and shall come into effect upon the effectiveness of the amendments to the Articles of Association in the Resolution S.3 S.4.3 Approve and adopt, subject to the Mgmt For * passing of Resolution S.1 and conditional upon the completion of the A Share Issue, the Rules and Procedures for Meetings of Supervisors, Rules and Procedures for Board Meetings and Rules and Procedures for Meetings of Supervisors, as amended; the amended Articles of Association and shall come into effect upon the effectiveness of the amendments to the Articles of Association in the Resolution S.3 S.5 Amend Article 93 of Article of Mgmt For * Association as specified; the effectiveness of this resolution is subject to the approval of PRC Government authorities 6. Appoint, subject to Resolution S.5 being Mgmt For * passed at the EGM and approved by PRC Government Authorities, Mr. Jia Kang as an Independent Non-Executive Director for a term from the date of approval of the amendments to Article 93 relating to the number of directors by the relevant Government Authorities to the expiry date of the term of the current session of the Board and authorize the Board to fix Mr. Jia Kangs emoluments
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Approve and adopt the Connected Mgmt For * Transaction Decision Making System as specified and that Connected Transaction Decision Making System shall come into effect upon the effectiveness of the amendments to the Articles of Association in Resolution S.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 215 UNASSIGNED AIR CHINA LTD SECURITY: Y002A6104 AGENDA NUMBER: 700876139 TICKER: MEETING TYPE: CLS ISIN: CN000A0DNWD6 MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 Approve, conditional upon the approval Mgmt For * of the same by the Domestic Shareholders Class Meeting and by shareholders of the Company at the EGM, the public offering of not more than 2.7 billion A Shares by the Company in the PRC
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 215 UNASSIGNED AIR CHINA LTD SECURITY: Y002A6104 AGENDA NUMBER: 700959907 TICKER: MEETING TYPE: AGM ISIN: CN000A0DNWD6 MEETING DATE: 12-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the report of the Board of Mgmt For * Directors of the Company for the year 2005 2. Approve the report of the Supervisory Mgmt For * Committee of the Company for the year 2005 3. Approve the audited consolidated Mgmt For * financial statements of the Company for the year 2005 4. Approve the profit distribution for the Mgmt For * year 2005 as recommended by the Board of Directors of the Company 5. Elect Mr. Christopher Dale Pratt as a Mgmt For * Non-Executive Director of the Company 6. Re-appoint Ernst & Young as the Company Mgmt For * s International Auditors and Ernst & Young Hua Ming CPAs Limited Company as the Company s Domestic Auditors for the YE 31 DEC 2006 and authorize the Board of Directors of the Company to fix their remuneration thereof
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.7.A Authorize the Board of Directors of the Mgmt For * Company to allot, issue and deal with additional shares of the Company the Shares and make or grant offers, agreements and options, during and after the relevant period, the amount of additional domestic shares and overseas- listed foreign invested shares H Shares as the case may be allotted, issued and dealt with or agreed conditionally or unconditionally to be allotted, issued and dealt with either separately or concurrently by the Board of Directors of the Company, otherwise than pursuant to: i) a Rights Issue as specified; or ii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on Shares in accordance with the Articles of Association of the Company, shall not exceed 20% of each of the Company s existing Domestic Shares and H Shares as the case may be in issue at the date of passing this special resolution; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the 12 month period following the passing of Resolution S.7.A S.7.B Authorize the Board of Directors of the Mgmt For * Company to increase the registered capital of the Company to reflect the issue of shares authorized under Resolution S.7.A, and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect such increase of the registered capital of the Company S.7.C Amend Article 12 of the Articles of Mgmt For * Association of the Company as specified
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 215 UNASSIGNED ALUMINUM CORPORATION OF CHINA LTD SECURITY: Y0094N109 AGENDA NUMBER: 700899757 TICKER: MEETING TYPE: AGM ISIN: CN0007659070 MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the report of the Directors of Mgmt For * the Company for the YE 31 DEC 2005 2. Approve the report of the Supervisory Mgmt For * Committee of the Company for the YE 31 DEC 2005 3. Approve the report of the International Mgmt For * Auditors and the audited financial statements of the Group and the Company for the YE 31 DEC 2005 4. Approve the Profit Distribution Plan and Mgmt For * the Final Dividend Distribution Plan of the Company for the YE 31 DEC 2005 and authorize the Board of Directors of the Company to distribute such dividend to its shareholders 5. Approve to determine the remuneration of Mgmt For * the Directors and the Supervisors of the Company for the YE 31 DEC 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint PricewaterhouseCoopers, Hong Mgmt For * Kong Certified Public Accountatnt, and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company s international and PRC Auditors, respectively, until the conclusion of the following AGM and authorize the Audit Committee of the Board of Directors of the Company to determine their remuneration 7. Approve the proposals if any put forward Mgmt Against * at such meeting by any shareholder(s) holding 5% or more of the shares carrying the right to propose resolutions at such meeting S.8 Authorize the Company to issue Mgmt For * short-term bonds the Short-term Bonds in the PRC with a principle amount of CNY 5 billion during the period from the date when approval from the Company s shareholders is obtained, authority expires at the conclusion of the AGM of the Company for the YE 31 DEC 2006 the Proposed Short-term Bond Issue; authorize the Chairman the Chairman of the Board of Directors of the Company the Board or any person authorized by the Chairman to determine and finalize the terms and conditions of and any relevant matters in relation to the Proposed Short-term Bond Issue based on the needs of the Company and the market conditions at the time of the issuance, including determining and finalizing the final principal amount and interest rates of the Short-term Bonds; and Authorize the Board to execute all necessary documents, to conduct appropriate information disclosures and/or to do all such things and acts as are considered necessary or expedient and in the interests of the Company and for the purpose of effecting or otherwise in connection with its Proposed Short-term Bond Issue or any matter incidental thereto
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.9 Approve to issue by the Company of A Mgmt For * shares, subject to the following conditions: 1) the Company will issue a maximum of 1,500,000,000 A Shares 19.35% of all issued domestic shares of the Company as at the date of the passing of this resolution to the PRC public; 2) the nominal value is CNY 1.00 per A Share; 3) the A Shares issued under the proposed issue of A Shares will be listed on Shanghai Stock Exchange of the PRC; 4) the target subscribers of the A Shares are PRC individuals and institutional investors including qualified foreign institutional investors recognized in the PRC having A Share accounts with Shanghai Stock Exchange of the PRC, except those prohibited under PRC laws and regulations; 5) authorize the Board of Directors to determined the issue price per A shares in accordance with market principles based on the PRC securities market condition at the time when the proposed issue of A Shares takes place, and in compliance with relevant regulatory requirements; 6) following completion of the proposed issue of A Shares, the shares of the Company s currently in issue and the A Shares to be issued will rank equally in respect of all of the Company s undistributed retained profits at the time when the proposed issue of A Shares takes place; 7) authorize the Board of Directors of the Company to determine and deal with at its discretion: a) all matters in relation to the proposed issue of A Shares including but not limited to the specific timing of issue, number of A Shares to be issued, issue mechanism, pricing, issue price, target subscribers and the number and proportion of A Shares to be issued to each subscriber; b) to sign or execute all necessary documents including but not limited to the preliminary prospectus, the prospectus, underwriting agreement(s), the listing agreement and various related announcements); c) to effect and carry out necessary formalities including but not limited to procedures for listing of the A Shares on Shanghai Stock Exchange; d) to take all other necessary actions in connection with the proposed issue of A Shares, as well as to handle all registration required in relation to changes in the registered capital of the Company following the completion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- proposed issue of A Shares; and 8) authority expires on 12 months from the date when the respective resolutions are passed, subject to the approval of China Securities Regulatory Committee; and approve to issue A Shares, subject to approval of China Securities Regulatory Committee, as follows: 1) approximately CNY 1,974 million will be used to fund an alumina Brownfield Project of the Company s Henan branch; 2) approximately CNY 538 million will be used to fund a project of alumina production-line of the Company s Zhongzhou branch; 3) approximately CNY 1,724 million will be used to fund an alumina Brownfield and Environmental Enhancement Project of the Company s Guizhou branch; 4) approximately CNY 120 million will be used to invest in Shanxi Huaze Aluminum and Power Company Limited, which investment is expected to be used to fund and develop its aluminium and power generating project; 5) approximately CNY 2,000 million will be used to fund the third phase of alumina brown field project of the Company s Guangxi branch; 6) approximately CNY 98 million will be used to fund a greenfield project of pseudoboehmite production of the Company s Shandong branch; 7) approximately CNY 105 million will be used to fund a greenfield project of zeolite production of the Company s Shandong branch; 8) approximately CNY 150 million will be used to fund Longmenshan limestone improvement project of the Company s Shanxi branch; 9) approximately CNY 150 million will be used to fund an alumina improvement project of the Company s Shanxi branch; 10) authorize the Board of Directors of the Company to adjust and finalize the Company s proposal regarding its use of proceeds from the proposed issue of A Shares including the specific projects to be invested, the priority and the relevant amounts required) by reference to the then budgeted financing needs of the projects and the relevant industry and regulatory approval requirements and other relevant circumstances; and 11) if the proceeds from the proposed issue of A Shares are insufficient to fund all or any of the intended
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- projects, to fund any deficit will be funded out of the Company s internal resources, and any balance of the proceeds will be used as the Company s general working capital S.10 Amend the Articles of Association of the Mgmt For * Company as specified; and authorize the Board to make further amendments to the Article of Association of the Company to meet the specific conditions of the public offer of the proposed issue of A shares and in accordance with the option, notices and requirements of the relevant law and regulations in force at the time of the proposed issue of A Shares or to make all neccesary fillings and registrations of the amended Article of Association for the Company with PRC, Hong Kong and other authorites S.11 Authorize the Board of Directors of the Mgmt Against * Company an unconditional general mandate to issue, allot and deal with additional H Shares in the capital of the Company, to make or grant offers, agreements and options in respect thereof, subject to the following conditions: a) such mandate shall not extend beyond the Relevant Period save that the Board of Directors of the Company may during the Relevant Period make or grant offers, agreements or options which might require the exercise of such powers after the end of the Relevant Period; b) the aggregate nominal amount of shares allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Board of Directors of the Company shall not exceed 20% of the aggregate nominal amount of H Shares in issue as at the date of this Resolution; and c) the Board of Directors will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- are obtained; Authorize the Board of Directors to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such new shares including, without limitation, the time and place of issue, making all necessary applications to the relevant authorities, entering into an underwriting agreement or any other agreement; b) to determine the use of proceeds and to make all necessary filings and registrations with the relevant PRC, Hong Kong and other authorities; and c) to increase the registered capital of the Company in accordance with the actual increase of capital by issuing shares pursuant to this Resolution, to register the increased capital with the relevant authorities in the PRC and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increase in registered capital of the Company; Authority expires earlier of the conclusion of the next AGM of the Company following the passing of this Resolution or the date on which the authority as specified in this resolution PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 215 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 215 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 215 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 215 UNASSIGNED ANALOG DEVICES, INC. SECURITY: 032654105 AGENDA NUMBER: 932438713 TICKER: ADI MEETING TYPE: Annual ISIN: MEETING DATE: 14-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. CHAMPY Mgmt For For 2 KENTON J. SICCHITANO Mgmt For For 3 LESTER C. THUROW Mgmt For For 02 TO APPROVE THE COMPANY S 2006 STOCK Mgmt For For INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2006. 04 SHAREHOLDER PROPOSAL TO INITIATE THE Shr For Against APPROPRIATE PROCESS TO AMEND THE COMPANY S GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 215 UNASSIGNED ARCH COAL, INC. SECURITY: 039380100 AGENDA NUMBER: 932459173 TICKER: ACI MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK M. BURKE Mgmt For For 2 JOHN W. EAVES Mgmt For For 3 PATRICIA F. GODLEY Mgmt For For 4 THOMAS A. LOCKHART Mgmt For For 5 WESLEY M. TAYLOR Mgmt For For 02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE AUTHORIZED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 215 UNASSIGNED ASSURANT, INC. SECURITY: 04621X108 AGENDA NUMBER: 932492654 TICKER: AIZ MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. CARROLL MACKIN Mgmt For For 2 MICHELE COLEMAN MAYES Mgmt For For 3 CHARLES JOHN KOCH Mgmt For For 4 ROBERT B. POLLOCK Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 215 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 215 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 215 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL-MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL-INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL-EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 215 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 215 UNASSIGNED BHP BILLITON LIMITED SECURITY: 088606108 AGENDA NUMBER: 932400233 TICKER: BHP MEETING TYPE: Annual ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON PLC. T 02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON LIMITED. T 03 DIRECTOR T 1 MR C A S CORDEIRO* Mgmt For For 2 MR C A S CORDEIRO** Mgmt For For 3 HON. E G DE PLANQUE* Mgmt For For 4 HON. E G DE PLANQUE** Mgmt For For 5 MR D A CRAWFORD* Mgmt For For 6 MR D A CRAWFORD** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7 DR D A L JENKINS* Mgmt For For 8 DR D A L JENKINS** Mgmt For For 9 MR M SALAMON* Mgmt For For 10 MR M SALAMON** Mgmt For For 13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For PLC. T 14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For SHARES IN BHP BILLITON PLC. T 15 TO RENEW THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN BHP BILLITON PLC. T 16 TO APPROVE THE RE-PURCHASE OF SHARES IN Mgmt For For BHP BILLITON PLC. T 17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For GOODYEAR UNDER THE GIS AND THE LTIP. T 19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For SALAMON UNDER THE GIS AND THE LTIP. T 20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. T 21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For CONSTITUTION OF BHP BILLITON LIMITED. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 215 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 215 UNASSIGNED BUNGE LIMITED SECURITY: G16962105 AGENDA NUMBER: 932495840 TICKER: BG MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For COPPINGER 1B ELECT CLASS II DIRECTOR: ALBERTO WEISSER Mgmt For For 02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For BUNGE LIMITED S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS FEES. 03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For BYE-LAWS OF BUNGE LIMITED AS SET FORTH IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 215 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 215 UNASSIGNED CANADIAN NATURAL RESOURCES LIMITED SECURITY: 136385101 AGENDA NUMBER: 932463805 TICKER: CNQ MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CATHERINE M. BEST Mgmt For For 2 N. MURRAY EDWARDS Mgmt For For 3 HON. GARY A. FILMON Mgmt For For 4 AMB. GORDON D. GIFFIN Mgmt For For 5 JOHN G. LANGILLE Mgmt For For 6 KEITH A.J. MACPHAIL Mgmt For For 7 ALLAN P. MARKIN Mgmt For For 8 NORMAN F. MCINTYRE Mgmt For For 9 JAMES S. PALMER Mgmt For For 10 ELDON R. SMITH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DAVID A. TUER Mgmt For For 02 THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 215 UNASSIGNED CAPITAL ONE FINANCIAL CORPORATION SECURITY: 14040H105 AGENDA NUMBER: 932458777 TICKER: COF MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD D. FAIRBANK Mgmt For For 2 E.R. CAMPBELL Mgmt For For 3 STANLEY WESTREICH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2006. 03 APPROVAL AND ADOPTION OF THE Mgmt For For AMENDED AND RESTATED CAPITAL ONE 2004 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL: DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 215 UNASSIGNED CARNIVAL CORPORATION SECURITY: 143658300 AGENDA NUMBER: 932445162 TICKER: CCL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICKY ARISON Mgmt For For 2 AMB RICHARD G. CAPEN JR Mgmt For For 3 ROBERT H. DICKINSON Mgmt For For 4 ARNOLD W. DONALD Mgmt For For 5 PIER LUIGI FOSCHI Mgmt For For 6 HOWARD S. FRANK Mgmt For For 7 RICHARD J. GLASIER Mgmt For For 8 BARONESS HOGG Mgmt For For 9 A. KIRK LANTERMAN Mgmt For For 10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIR JOHN PARKER Mgmt For For 12 PETER G. RATCLIFFE Mgmt For For 13 STUART SUBOTNICK Mgmt For For 14 UZI ZUCKER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE Mgmt For For OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. 04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. 05 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT OF CARNIVAL PLC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO APPROVE LIMITS ON THE AUTHORITY Mgmt For For TO ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 08 TO APPROVE A GENERAL AUTHORITY Mgmt For For FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 215 UNASSIGNED CATERPILLAR INC. SECURITY: 149123101 AGENDA NUMBER: 932517379 TICKER: CAT MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID R. GOODE Mgmt For For 2 JAMES W. OWENS Mgmt For For 3 CHARLES D. POWELL Mgmt For For 4 JOSHUA I. SMITH Mgmt For For 02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against 03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against 04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For 05 RATIFY AUDITORS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL - Mgmt For Against DECLASSIFY BOARD 07 STOCKHOLDER PROPOSAL - SEPARATE Mgmt For Against CEO & CHAIR 08 STOCKHOLDER PROPOSAL - MAJORITY Shr For Against VOTE STANDARD
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 215 UNASSIGNED CHINA LIFE INSURANCE CO LTD SECURITY: Y1477R204 AGENDA NUMBER: 700862837 TICKER: MEETING TYPE: EGM ISIN: CN0003580601 MEETING DATE: 16-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Appoint Mr. Ma Yongwei as an additional Mgmt For * Director of the Company 2. Appoint Ms. Xia Zhihua as an additional Mgmt For * Supervisor of the Company S.3 Amend Article 88 of the Articles of Mgmt For * Association of the Company as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 215 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE Mgmt Against Against 2005 STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 215 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION Mgmt For For OF KPMG LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH Mgmt For For OF THE RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH Mgmt For For OF THE RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF Mgmt For For THE RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING Shr Against For NO FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING Shr For Against THE ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING Shr Against For THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING Shr Against For THE RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 215 UNASSIGNED CLEAR CHANNEL COMMUNICATIONS, INC. SECURITY: 184502102 AGENDA NUMBER: 932453450 TICKER: CCU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN D. FELD Mgmt For For 2 PERRY J. LEWIS Mgmt For For 3 L. LOWRY MAYS Mgmt For For 4 MARK P. MAYS Mgmt For For 5 RANDALL T. MAYS Mgmt For For 6 B.J. MCCOMBS Mgmt For For 7 PHYLLIS B. RIGGINS Mgmt For For 8 THEODORE H. STRAUSS Mgmt For For 9 J.C. WATTS Mgmt For For 10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN B. ZACHRY Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL AND ADOPTION OF THE Shr For Against SHAREHOLDER PROPOSAL REGARDING CORPORATE POLITICAL CONTRIBUTIONS. 04 APPROVAL AND ADOPTION OF THE Shr For Against SHAREHOLDER PROPOSAL REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 215 UNASSIGNED COGNEX CORPORATION SECURITY: 192422103 AGENDA NUMBER: 932448613 TICKER: CGNX MEETING TYPE: Special ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. SHILLMAN Mgmt For For 2 REUBEN WASSERMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 215 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE Mgmt For For COMPANY S BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 215 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932458551 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I TO APPROVE THE TERMS, CONDITIONS AND Mgmt For For REASONS (THE PROTOCOLO E JUSTIFICACAO) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, PURSUANT TO ARTICLE 252 OF THE BRAZILIAN CORPORATE LAW. II TO RATIFY THE APPOINTMENT OF THE EXPERTS Mgmt For For WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For PREPARED BY THE EXPERTS. IV TO APPROVE THE MERGER OF ALL OF Mgmt For For THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- V TO APPROVE CVRD CAPITAL INCREASE WITHIN Mgmt For For THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 215 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932500956 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPRECIATION OF THE MANAGEMENTS REPORT Mgmt For For AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 O2 PROPOSAL FOR THE DESTINATION OF PROFITS Mgmt For For OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT O3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For FISCAL COUNCIL O4 ESTABLISHMENT OF THE Mgmt For For REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS E1 PROPOSAL FOR A FORWARD SPLIT, ALL Mgmt For For AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16; C) ADD ITEM IV TO ARTICLE 21; AND D) ALTERATION OF THE HEADING OF ARTICLE 25, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E3 CONSOLIDATION OF THE AMENDMENTS Mgmt For For TO CVRD S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 215 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON- Mgmt For Against EMPLOYEE DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 215 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE Mgmt For For 2002 WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE Mgmt For For 2006 VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE Mgmt For For 2003 EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO Mgmt For Against THE ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 215 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE Mgmt For For COMPANY S 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 215 UNASSIGNED DOLLAR GENERAL CORPORATION SECURITY: 256669102 AGENDA NUMBER: 932499456 TICKER: DG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID L. BERE Mgmt For For 2 DENNIS C. BOTTORFF Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 REGINALD D. DICKSON Mgmt For For 5 E. GORDON GEE Mgmt For For 6 BARBARA M. KNUCKLES Mgmt For For 7 DAVID A. PERDUE Mgmt For For 8 J. NEAL PURCELL Mgmt For For 9 JAMES D. ROBBINS Mgmt For For 10 DAVID M. WILDS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AMENDMENTS TO THE Mgmt For For DOLLAR GENERAL CORPORATION 1998 STOCK INCENTIVE PLAN 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 215 UNASSIGNED EBAY INC. SECURITY: 278642103 AGENDA NUMBER: 932514323 TICKER: EBAY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. FORD, JR. Mgmt For For 2 DAWN G. LEPORE Mgmt For For 3 PIERRE M. OMIDYAR Mgmt For For 4 R.T. SCHLOSBERG, III Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 30,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 215 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY Mgmt For For INCENTIVE PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 215 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON Mgmt For Against SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON Mgmt For Against ANNUAL ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON Shr For Against ELECTION OF DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 215 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER Mgmt Against For PROPOSAL RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER Mgmt For Against PROPOSAL RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 215 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For ACCOUNTANT 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 215 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932364540 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For COMMON STOCK PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2005, BY AND AMONG THE MAY DEPARTMENT STORES COMPANY, FEDERATED AND MILAN ACQUISITION LLC., PURSUANT TO WHICH MAY WILL MERGE WITH MILAN ACQUISITION LLC. ON THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE MERGER AGREEMENT. 02 DIRECTOR 1 MEYER FELDBERG Mgmt For For 2 TERRY J. LUNDGREN Mgmt For For 3 MARNA C. WHITTINGTON Mgmt For For 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006. 05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For OF THE FEDERATED ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE FEDERATED ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 215 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932499773 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOYCE M. ROCHE Mgmt For For 2 WILLIAM P. STIRITZ Mgmt For For 3 CRAIG E. WEATHERUP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. 03 TO ADOPT AN AMENDMENT TO Mgmt For For FEDERATED S CERTIFICATE OF INCORPORATION. 04 TO AMEND FEDERATED S 1995 Mgmt For For EXECUTIVE EQUITY INCENTIVE PLAN. 05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For ADOPT A POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 215 UNASSIGNED FLUOR CORPORATION SECURITY: 343412102 AGENDA NUMBER: 932451088 TICKER: FLR MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN L. BOECKMANN Mgmt For For 2 VILMA S. MARTINEZ Mgmt For For 3 DEAN R. O'HARE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUDITORS FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO Shr Against For PERFORMANCE BASED STOCK OPTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 215 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 215 UNASSIGNED FREEPORT-MCMORAN COPPER & GOLD INC. SECURITY: 35671D857 AGENDA NUMBER: 932463590 TICKER: FCX MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. ALLISON, JR. Mgmt For For 2 ROBERT A. DAY Mgmt For For 3 GERALD J. FORD Mgmt For For 4 H. DEVON GRAHAM, JR. Mgmt For For 5 J. BENNETT JOHNSTON Mgmt For For 6 BOBBY LEE LACKEY Mgmt For For 7 GABRIELLE K. MCDONALD Mgmt For For 8 JAMES R. MOFFETT Mgmt For For 9 B.M. RANKIN, JR. Mgmt For For 10 J. STAPLETON ROY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J. TAYLOR WHARTON Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. 03 APPROVAL OF THE PROPOSED 2006 Mgmt For For STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING Shr Against For REVIEW OF POLICIES RELATING TO FINANCIAL SUPPORT OF INDONESIAN GOVERNMENT SECURITY PERSONNEL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 215 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 215 UNASSIGNED GENERAL GROWTH PROPERTIES, INC. SECURITY: 370021107 AGENDA NUMBER: 932487021 TICKER: GGP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ADAM METZ Mgmt For For 2 ROBERT MICHAELS Mgmt For For 3 THOMAS NOLAN Mgmt For For 4 JOHN RIORDAN Mgmt For For 02 AMENDMENT OF THE 2003 INCENTIVE STOCK Mgmt For For PLAN TO PROVIDE FOR AN ANNUAL AWARD OF RESTRICTED STOCK TO OUR NON-EMPLOYEE DIRECTORS AND TO PERMIT ISSUANCES UNDER THE PLAN TO BE EFFECTED ELECTRONICALLY. 03 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 215 UNASSIGNED GENERAL MOTORS CORPORATION SECURITY: 370442105 AGENDA NUMBER: 932512139 TICKER: GM MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 P.N. BARNEVIK Mgmt For For 2 E.B. BOWLES Mgmt For For 3 J.H. BRYAN Mgmt For For 4 A.M. CODINA Mgmt For For 5 G.M.C. FISHER Mgmt For For 6 K. KATEN Mgmt For For 7 K. KRESA Mgmt For For 8 E.J. KULLMAN Mgmt For For 9 P.A. LASKAWY Mgmt For For 10 E. PFEIFFER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G.R. WAGONER, JR. Mgmt For For 12 J.B. YORK Mgmt For For 02 DIRECTORS RECOMMEND: A VOTE FOR THE Mgmt For For RATIFICATION OF AUDITORS. RATIFICATION OF SELECTION OF DELOITTE & TOUCHE FOR THE YEAR 2006 03 STOCKHOLDER PROPOSAL - PROHIBITION ON Shr Against For AWARDING, REPRICING, OR RENEWING STOCK OPTIONS 04 STOCKHOLDER PROPOSAL - PUBLICATION OF A Shr Against For REPORT ON GLOBAL WARMING/COOLING 05 STOCKHOLDER PROPOSAL - SEPARATION OF Mgmt Against For ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER 06 STOCKHOLDER PROPOSAL - RECOUPING Mgmt Against For UNEARNED INCENTIVE BONUSES 07 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For 08 STOCKHOLDER PROPOSAL - MAJORITY VOTING Shr For Against FOR ELECTION OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 215 UNASSIGNED GENWORTH FINANCIAL, INC. SECURITY: 37247D106 AGENDA NUMBER: 932475103 TICKER: GNW MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK J. BORELLI Mgmt For For 2 MICHAEL D. FRAIZER Mgmt For For 3 NANCY J. KARCH Mgmt For For 4 J. ROBERT 'BOB' KERREY Mgmt For For 5 SAIYID T. NAQVI Mgmt For For 6 JAMES A. PARKE Mgmt For For 7 JAMES S. RIEPE Mgmt For For 8 THOMAS B. WHEELER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 215 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 215 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700812399 TICKER: MEETING TYPE: EGM ISIN: GRS419003009 MEETING DATE: 25-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote 31, 49, 52, 53, 54, 55 and 56 of Company s Statute 2. Elect the Board of Director s Members Mgmt No vote according to Paragraphs 2, 3 and 4 of the Articles 14 of the law 3336/2005 3. Elect the Independent Non-Executive Mgmt No vote Members of the Board of Director according to the law 3016/2002 4. Amend the Company s collaboration Mgmt No vote contract of the Company s Managing Director 5. Approve to modify the Company s Mgmt No vote sponsorship programme for the FY 2005 and initial approval of the same for the FYE 2006 6. Miscellaneous announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 215 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700826893 TICKER: MEETING TYPE: EGM ISIN: GRS419003009 MEETING DATE: 14-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote 31, 49, 52, 53, 54, 55 and 56 of Company s Statute as specified 2. Elect the Board of Director s Members Mgmt No vote according to Paragraphs 2, 3 and 4 of the Articles 14 of the Law 3336/2005 3. Elect the Independent Non-Executive Mgmt No vote Members of the Board of Director according to the Law 3016/2002 4. Amend the Company s Collaboration Mgmt No vote Contract of the Company s Managing Director 5. Approve to modify the Company s Mgmt No vote sponsorship programme for the FY 2005 and initial approval of the same for the FYE 2006 6. Miscellaneous announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 215 UNASSIGNED GUIDANT CORPORATION SECURITY: 401698105 AGENDA NUMBER: 932445009 TICKER: GDT MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF JANUARY 25, 2006, AMONG BOSTON SCIENTIFIC CORPORATION, GALAXY MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF BOSTON SCIENTIFIC CORPORATION, AND GUIDANT CORPORATION, PURSUANT TO WHICH GALAXY MERGER SUB, INC. WILL MERGE WITH AND INTO GUIDANT CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT/PROSPECTUS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 215 UNASSIGNED HALLIBURTON COMPANY SECURITY: 406216101 AGENDA NUMBER: 932505689 TICKER: HAL MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.M. BENNETT Mgmt For For 2 J.R. BOYD Mgmt For For 3 R.L. CRANDALL Mgmt For For 4 K.T DERR Mgmt For For 5 S.M. GILLIS Mgmt For For 6 W.R. HOWELL Mgmt For For 7 R.L. HUNT Mgmt For For 8 D.J. LESAR Mgmt For For 9 J.L.MARTIN Mgmt For For 10 J.A. PRECOURT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For SELECTION OF AUDITORS. 03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For INCORPORATION. 04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For 05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For 06 PROPOSAL ON DIRECTOR ELECTION VOTE Shr For Against THRESHOLD. 07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 215 UNASSIGNED HEWLETT-PACKARD COMPANY SECURITY: 428236103 AGENDA NUMBER: 932433876 TICKER: HPQ MEETING TYPE: Annual ISIN: MEETING DATE: 15-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 P.C. DUNN Mgmt For For 2 L.T. BABBIO, JR. Mgmt For For 3 S.M. BALDAUF Mgmt For For 4 R.A. HACKBORN Mgmt For For 5 J.H. HAMMERGREN Mgmt For For 6 M.V. HURD Mgmt For For 7 G.A. KEYWORTH II Mgmt For For 8 T.J. PERKINS Mgmt For For 9 R.L. RYAN Mgmt For For 10 L.S. SALHANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 R.P. WAYMAN Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2006. 03 PROPOSAL TO APPROVE THE HEWLETT-PACKARD Mgmt For For COMPANY 2005 PAY-FOR- RESULTS PLAN. 04 STOCKHOLDER PROPOSAL ENTITLED DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD PROPOSAL. 05 STOCKHOLDER PROPOSAL ENTITLED RECOUP Shr Against For UNEARNED MANAGEMENT BONUSES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 215 UNASSIGNED HILTON HOTELS CORPORATION SECURITY: 432848109 AGENDA NUMBER: 932512216 TICKER: HLT MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHRISTINE GARVEY Mgmt For For 2 PETER M. GEORGE Mgmt For For 3 BARRON HILTON Mgmt For For 4 JOHN L. NOTTER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 A STOCKHOLDER PROPOSAL CONCERNING VOTING Shr For Against STANDARDS FOR THE ELECTION OF DIRECTORS. 04 A STOCKHOLDER PROPOSAL CONCERNING THE Shr For Against COMPANY S STOCKHOLDER RIGHTS PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 215 UNASSIGNED HON HAI PRECISION IND LTD SECURITY: Y36861105 AGENDA NUMBER: 700942495 TICKER: MEETING TYPE: AGM ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- a.1 Receive the 2005 business operations Mgmt For * A.2 Receive the 2005 audited reports Mgmt Against * A.3 Approve the indirect investment in Mgmt For * People s Republic of China A.4 Other Presentations Other For * B.1.1 Approve the 2005 financial statements Mgmt For * B.1.2 Approve the 2005 profit distribution; Mgmt For * cash dividend: TWD 3 per share B.1.3 Approve the issuance of new shares from Mgmt For * retained earnings; stock dividend: 200 for 1,000 shares held
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B.1.4 Approve the capital injection to issue Mgmt For * global depositary receipt B.2.1 Approve to revise the procedures of Mgmt Against * endorsements and guarantees B.2.2 Approve to revise the procedures of Mgmt Against * funds lending to third parties B.2.3 Amend the Articles of Incorporation Mgmt Against * B.3 Other proposals and extraordinary Other Against * motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 215 UNASSIGNED HUNTSMAN CORPORATION SECURITY: 447011107 AGENDA NUMBER: 932404849 TICKER: HUN MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JON M. HUNTSMAN Mgmt Withheld Against 2 MARSHA J. EVANS Mgmt Withheld Against 3 DAVID J. MATLIN Mgmt Withheld Against 4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 215 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 215 UNASSIGNED INGERSOLL-RAND COMPANY LIMITED SECURITY: G4776G101 AGENDA NUMBER: 932509625 TICKER: IR MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T.E. MARTIN Mgmt For For 2 P. NACHTIGAL Mgmt For For 3 R.J. SWIFT Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 215 UNASSIGNED INTERNATIONAL BUSINESS MACHINES CORP SECURITY: 459200101 AGENDA NUMBER: 932448904 TICKER: IBM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. BLACK Mgmt For For 2 K.I. CHENAULT Mgmt For For 3 J. DORMANN Mgmt For For 4 M.L. ESKEW Mgmt Withheld Against 5 S.A. JACKSON Mgmt For For 6 M. MAKIHARA Mgmt For For 7 L.A. NOTO Mgmt For For 8 J.W. OWENS Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 J.E. SPERO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. TAUREL Mgmt For For 12 C.M. VEST Mgmt For For 13 L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. (PAGE 26) 03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For VOTING (PAGE 27) 04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 27) 05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against COMPENSATION (PAGE 29) 06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For EXECUTIVE COMPENSATION (PAGE 29) 07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For (PAGE 30)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For PRINCIPLES (PAGE 32) 09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For CONTRIBUTIONS (PAGE 33) 10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For FOR DIRECTORS (PAGE 34) 11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against VOTE (PAGE 35)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 215 UNASSIGNED IVAX CORPORATION SECURITY: 465823102 AGENDA NUMBER: 932370923 TICKER: IVX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETTY G. AMOS Mgmt For For 2 MARK ANDREWS Mgmt For For 3 JACK FISHMAN PH.D. Mgmt For For 4 NEIL FLANZRAICH Mgmt For For 5 PHILLIP FROST M.D. Mgmt For For 6 JANE HSIAO PH.D. Mgmt For For 7 RICHARD M. KRASNO PH.D. Mgmt For For 8 DAVID A. LIEBERMAN Mgmt For For 9 RICHARD C. PFENNIGER JR Mgmt For For 10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 215 UNASSIGNED JSC MMC NORILSK NICKEL SECURITY: 46626D108 AGENDA NUMBER: 932393262 TICKER: NILSY MEETING TYPE: Special ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO CARRY OUT THE RESTRUCTURING OF MMC Mgmt For NORILSK NICKEL IN THE FORM OF SPINOFF AS DESCRIBED IN THE SPIN-OFF PROCEDURE AND CONDITIONS (SEE THE SPIN-OFF SECTION IN THE INFORMATION STATEMENT).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 215 UNASSIGNED LAM RESEARCH CORPORATION SECURITY: 512807108 AGENDA NUMBER: 932401425 TICKER: LRCX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES W. BAGLEY Mgmt For For 2 DAVID G. ARSCOTT Mgmt For For 3 ROBERT M. BERDAHL Mgmt For For 4 RICHARD J. ELKUS, JR. Mgmt For For 5 JACK R. HARRIS Mgmt For For 6 GRANT M. INMAN Mgmt For For 7 STEPHEN G. NEWBERRY Mgmt For For 8 SEIICHI WATANABE Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 215 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 215 UNASSIGNED LYONDELL CHEMICAL COMPANY SECURITY: 552078107 AGENDA NUMBER: 932461180 TICKER: LYO MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. ANDERSON Mgmt For For 2 WILLIAM T. BUTLER Mgmt For For 3 STEPHEN I. CHAZEN Mgmt For For 4 TRAVIS ENGEN Mgmt For For 5 PAUL S. HALATA Mgmt For For 6 DANNY W. HUFF Mgmt For For 7 DAVID J. LESAR Mgmt For For 8 DAVID J.P. MEACHIN Mgmt For For 9 DANIEL J. MURPHY Mgmt For For 10 DAN F. SMITH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WILLIAM R. SPIVEY Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S AUDITORS FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 215 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 215 UNASSIGNED MCKESSON CORPORATION SECURITY: 58155Q103 AGENDA NUMBER: 932371280 TICKER: MCK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARIE L. KNOWLES Mgmt For For 2 JANE E. SHAW Mgmt For For 3 RICHARD F. SYRON Mgmt For For 02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For 03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against INCENTIVE PLAN. 04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CHAIRMANSHIP OF BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 215 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 215 UNASSIGNED MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, SECURITY: D55535104 AGENDA NUMBER: 700894822 TICKER: MEETING TYPE: AGM ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Submission of the adopted Company Non-Voting No vote financial statements and management report fchaeftsjahr 2005, des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 sowie des Berichts des Aufsichtsrats the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * net retained profits from the business year 2005 3. Resolution to approve the actions of the Mgmt For * members of the Board of Management in respect of the business year 2005 4. Resolution to approve the actions of the Mgmt For * members of the Supervisory Board in respect of the business year 2005 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Aufhebung des bestehenden Genehmigten Mgmt For * Kapitals 2001 und Schaffung eines neuen al under Authorised Capital Increase 2001, to replace this with a new authorien sowie entsprechende Satzungsaenderung nd to make the relevant amendments to the Articles of Association 7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 215 UNASSIGNED NABORS INDUSTRIES LTD. SECURITY: G6359F103 AGENDA NUMBER: 932443687 TICKER: NBR MEETING TYPE: Special ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For BYE-LAWS TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 215 UNASSIGNED NATIONAL OILWELL VARCO, INC. SECURITY: 637071101 AGENDA NUMBER: 932371709 TICKER: NOV MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT E. BEAUCHAMP Mgmt For For 2 JEFFERY A. SMISEK Mgmt For For 3 JAMES D. WOODS Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 215 UNASSIGNED NATIONAL OILWELL VARCO, INC. SECURITY: 637071101 AGENDA NUMBER: 932493339 TICKER: NOV MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREG L. ARMSTRONG Mgmt For For 2 DAVID D. HARRISON Mgmt For For 3 MERRILL A. MILLER, JR. Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 215 UNASSIGNED NEWMONT MINING CORPORATION SECURITY: 651639106 AGENDA NUMBER: 932459123 TICKER: NEM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G. A. BARTON Mgmt For For 2 V. A. CALARCO Mgmt For For 3 N. DOYLE Mgmt For For 4 V. M. HAGEN Mgmt For For 5 M. S. HAMSON Mgmt For For 6 L. I. HIGDON, JR. Mgmt For For 7 P. LASSONDE Mgmt For For 8 R. J. MILLER Mgmt For For 9 W. W. MURDY Mgmt For For 10 R. A. PLUMBRIDGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J. B. PRESCOTT Mgmt For For 12 D. C. ROTH Mgmt For For 13 S. SCHULICH Mgmt For For 14 J. V. TARANIK Mgmt For For 02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For INDEPENDENT BOARD CHAIRMAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 215 UNASSIGNED OCCIDENTAL PETROLEUM CORPORATION SECURITY: 674599105 AGENDA NUMBER: 932457597 TICKER: OXY MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SPENCER ABRAHAM Mgmt For For 2 RONALD W. BURKLE Mgmt Withheld Against 3 JOHN S. CHALSTY Mgmt For For 4 EDWARD P. DJEREJIAN Mgmt For For 5 R. CHAD DREIER Mgmt For For 6 JOHN E. FEICK Mgmt For For 7 RAY R. IRANI Mgmt For For 8 IRVIN W. MALONEY Mgmt For For 9 RODOLFO SEGOVIA Mgmt For For 10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROSEMARY TOMICH Mgmt For For 12 WALTER L. WEISMAN Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG AS INDEPENDENT AUDITORS. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For CAPITAL STOCK. 04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For 05 SCIENTIFIC REPORT ON GLOBAL Shr Against For WARMING/COOLING. 06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 215 UNASSIGNED PARKER-HANNIFIN CORPORATION SECURITY: 701094104 AGENDA NUMBER: 932396903 TICKER: PH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM E. KASSLING Mgmt For For 2 PETER W. LIKINS Mgmt For For 3 JOSEPH M. SCAMINACE Mgmt For For 4 WOLFGANG R. SCHMITT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY06. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For CORPORATION PERFORMANCE BONUS PLAN. 04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 215 UNASSIGNED PEABODY ENERGY CORPORATION SECURITY: 704549104 AGENDA NUMBER: 932471193 TICKER: BTU MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY H. BOYCE Mgmt For For 2 WILLIAM E. JAMES Mgmt For For 3 ROBERT B. KARN III Mgmt For For 4 HENRY E. LENTZ Mgmt For For 5 BLANCHE M. TOUHILL Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For SHARES OF COMMON STOCK. 04 SHAREHOLDER PROPOSAL REGARDING FORMATION Mgmt Against For OF SPECIAL COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING. 06 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against DECLASSIFICATION. 07 SHAREHOLDER PROPOSAL REGARDING WATER Shr Against For USE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 215 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 215 UNASSIGNED RIO TINTO PLC SECURITY: G75754104 AGENDA NUMBER: 700895444 TICKER: MEETING TYPE: AGM ISIN: GB0007188757 MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Grant authority to issue equity or Mgmt For * equity linked securities with pre-emptive rights up to an aggregate nominal amount of GBP 34,860,000 S.2 Grant authority to issue equity or Mgmt For * equity linked securities without pre-emptive rights up to an aggregate nominal amount of GBP 6,750,000 S.3 Grant authority to purchase 106,500,000 Mgmt For * Rio Tinto Plc ordinary shares by the Company or Rio Tinto Limited S.4 Adopt new Articles of Association of Rio Mgmt Against * Tinto PLC and amend to constitution of Rio Tinto Limited 5. Elect Mr. Tom Albanese Mgmt For * 6. Elect Sir Rod Eddington Mgmt For * 7. Re-elect Sir David Clementi Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. Leigh Clifford Mgmt For * 9. Re-elect Mr. Andrew Gould Mgmt Against * 10. Re-elect Mr. David Mayhew Mgmt For * 11. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors and authorize the Audit Committee to set the Auditors remuneration 12. Approve the remuneration report Mgmt For * 13. Receive the annual report and the Mgmt For * financial statements for the YE 31 DEC 2005 PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO DETAILED AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 215 UNASSIGNED ROYAL CARIBBEAN CRUISES LTD. SECURITY: V7780T103 AGENDA NUMBER: 932505590 TICKER: RCL MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BERNARD W. ARONSON Mgmt For For 2 RICHARD D. FAIN Mgmt For For 3 ARVID GRUNDEKJOEN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 215 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 215 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 215 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857108 AGENDA NUMBER: 932447736 TICKER: SLB MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 215 UNASSIGNED SHINSEI BANK, LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 215 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 215 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 215 UNASSIGNED STARWOOD HOTELS & RESORTS WORLDWIDE, SECURITY: 85590A203 AGENDA NUMBER: 932488302 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HEYER Mgmt Withheld Against 2 BARSHEFSKY Mgmt Withheld Against 3 CHAPUS Mgmt Withheld Against 4 DUNCAN Mgmt Withheld Against 5 GALBREATH Mgmt For For 6 HIPPEAU Mgmt Withheld Against 7 QUAZZO Mgmt Withheld Against 8 RYDER Mgmt Withheld Against 9 YIH Mgmt Withheld Against 10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 215 UNASSIGNED TECK COMINCO LIMITED SECURITY: 878742204 AGENDA NUMBER: 932457369 TICKER: TCKBF MEETING TYPE: Special ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ELECT AS DIRECTORS ALL NOMINEES NAMED Mgmt Abstain Against IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION. 03 TO APPROVE THE AMENDMENT TO THE 2001 Mgmt For For STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 215 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932374945 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AND THE CONSOLIDATED STATEMENTS OF INCOME 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2004 03 TO APPOINT DR. LEORA (RUBIN) MERIDOR AS Mgmt For For A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS 4A TO ELECT ELI HURVITZ TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 4B TO ELECT RUTH CHESHIN TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 4C TO ELECT PROF. MICHAEL SELA TO SERVE FOR Mgmt For For AN ADDITIONAL THREE-YEAR TERM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4D TO ELECT HAROLD SNYDER TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY 06 TO APPROVE THE COMPANY S 2005 OMNIBUS Mgmt For For LONG-TERM SHARE INCENTIVE PLAN 07 TO APPROVE AN AMENDMENT TO PROVISIONS OF Mgmt For For THE COMPANY S ARTICLES RELATING TO THE INDEMNIFICATION OF DIRECTORS AND OFFICERS 08 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For ARTICLES THAT WOULD INCREASE THE REGISTERED SHARE CAPITAL OF THE COMPANY 09 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt Against Against MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO DETERMINE THEIR COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 215 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932401615 TICKER: TEVA MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 215 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932481548 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. 03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. 4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DR. PHILLIP FROST 4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: CARLO SALVI 4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. 06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For OF THE COMPANY S ARTICLES OF ASSOCIATION. 07 TO APPROVE AN INCREASE IN THE Mgmt For For REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). 08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 215 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 215 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 215 UNASSIGNED THE GILLETTE COMPANY SECURITY: 375766102 AGENDA NUMBER: 932362774 TICKER: G MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG PROCTER & GAMBLE, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND GILLETTE AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 215 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 215 UNASSIGNED THE WALT DISNEY COMPANY SECURITY: 254687106 AGENDA NUMBER: 932429170 TICKER: DIS MEETING TYPE: Annual ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. BRYSON Mgmt For For 2 JOHN S. CHEN Mgmt For For 3 JUDITH L. ESTRIN Mgmt For For 4 ROBERT A. IGER Mgmt For For 5 FRED H. LANGHAMMER Mgmt For For 6 AYLWIN B. LEWIS Mgmt For For 7 MONICA C. LOZANO Mgmt For For 8 ROBERT W. MATSCHULLAT Mgmt For For 9 GEORGE J. MITCHELL Mgmt For For 10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN E. PEPPER, JR. Mgmt For For 12 ORIN C. SMITH Mgmt For For 13 GARY L. WILSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO GREENMAIL. 04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO CHINA LABOR STANDARDS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 215 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 215 UNASSIGNED TURKCELL ILETISIM HIZMETLERI A.S. SECURITY: 900111204 AGENDA NUMBER: 932482158 TICKER: TKC MEETING TYPE: Special ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For BOARD. 02 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For THE MINUTES OF THE MEETING. 04 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For BALANCE SHEET AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2005. 05 RELEASE OF THE BOARD MEMBERS AND Mgmt For For AUDITORS FROM ACTIVITIES AND OPERATIONS OF THE COMPANY IN YEAR 2005. 06 RE-ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against MEMBERS AND DETERMINATION OF THEIR REMUNERATION. 07 ELECTION OF AUDITORS FOR A PERIOD OF ONE Mgmt Against Against YEAR AND DETERMINATION OF THEIR REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 DISCUSSION OF AND DECISION ON THE BOARD Mgmt Against Against OF DIRECTORS PROPOSAL CONCERNING THE DISTRIBUTION OF PROFIT FOR YEAR 2005. 10 DISCUSSION OF AND APPROVAL OF THE Mgmt Against Against ELECTION OF THE INDEPENDENT AUDIT FIRM REALIZED BY THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 11 DECISION PERMITTING THE BOARD MEMBERS Mgmt For For TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY S AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 334 AND 335 OF THE TURKISH COMMERCIAL CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 215 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 196 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 197 of 215 UNASSIGNED UNICREDITO ITALIANO SPA, GENOVA SECURITY: T95132105 AGENDA NUMBER: 700770781 TICKER: MEETING TYPE: MIX ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 JUL 2005 AND THIRD CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU O.1 Approve to state the Internal Auditors Mgmt For * and their Chairman s salary as per the Legislative Decree 231/2001 E.1 Approve the capital increase as per the Mgmt For * Article 2441 comma 4 and 6 of the Italian Civil Code, for a maximum amount of EUR 2,343,642,931.00 by issuing maximum No. 4,687,285,862 ordinary shares to be paid up through HVB, Bank of Austria and BPH and amend the Article 5 of the Bylaw E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 198 of 215 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 199 of 215 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932414244 TICKER: VLO MEETING TYPE: Special ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, THAT VALERO HAS THE AUTHORITY TO ISSUE FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 200 of 215 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932460809 TICKER: VLO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JERRY D. CHOATE Mgmt For For 2 WILLIAM R. KLESSE Mgmt For For 3 DONALD L. NICKLES Mgmt For For 4 SUSAN KAUFMAN PURCELL Mgmt For For 02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 201 of 215 UNASSIGNED WASHINGTON MUTUAL, INC. SECURITY: 939322103 AGENDA NUMBER: 932456002 TICKER: WM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KERRY K. KILLINGER* Mgmt For For 2 THOMAS C. LEPPERT* Mgmt For For 3 CHARLES M. LILLIS* Mgmt For For 4 MICHAEL K. MURPHY* Mgmt For For 5 ORIN C. SMITH* Mgmt For For 6 REGINA MONTOYA** Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 202 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER 04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN 05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For DISCLOSURE OF THE COMPANY S POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 203 of 215 UNASSIGNED WEATHERFORD INTERNATIONAL LTD. SECURITY: G95089101 AGENDA NUMBER: 932481144 TICKER: WFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NICHOLAS F. BRADY Mgmt For For 2 WILLIAM E. MACAULAY Mgmt For For 3 DAVID J. BUTTERS Mgmt For For 4 ROBERT B. MILLARD Mgmt For For 5 BERNARD J. DUROC-DANNER Mgmt For For 6 ROBERT K. MOSES, JR. Mgmt For For 7 SHELDON B. LUBAR Mgmt For For 8 ROBERT A. RAYNE Mgmt For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (WHICH CONSTITUTES THE AUDITORS FOR PURPOSES OF BERMUDA LAW) FOR THE YEAR ENDING DECEMBER 31, 2006, AND
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 204 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. 03 APPROVAL OF THE WEATHERFORD Mgmt For For INTERNATIONAL LTD. 2006 OMNIBUS INCENTIVE PLAN. 04 APPROVAL OF AN INCREASE IN THE COMPANY S Mgmt For For AUTHORIZED SHARE CAPITAL FROM $510,000,000, CONSISTING OF 500,000,000 COMMON SHARES AND 10,000,000 PREFERENCE SHARES, TO $1,010,000,000, BY THE CREATION OF 500,000,000 ADDITIONAL COMMON SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 205 of 215 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 206 of 215 UNASSIGNED WPP GROUP PLC ORD 10P SECURITY: G9787H105 AGENDA NUMBER: 701004981 TICKER: MEETING TYPE: AGM ISIN: GB00B0J6N107 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve, to adopt the Mgmt For * Company s accounts for the FYE 31 DEC 2005 together with the last Directors report, the last Directors remuneration report and the Auditors report on those accounts and the auditable part of the remuneration report 2. Declare a final dividend of 6.34 pence Mgmt For * per ordinary share to be payable to the share owners on the register at the close of business on 02 JUN 2006 as recommended by the Directors for the YE 31 DEC 2005 3. Elect Mr. Colin Day as a Director Mgmt For * 4. Elect Mr. Philip Lader as a Director Mgmt For * 5. Elect Mr. Esther Dyson as a Director Mgmt For * 6. Elect Mr. Orit Gadiesh as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 207 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Elect Mr. David Komansky as a Director Mgmt For * 8. Elect Mr. Christopher Mackenzie as a Mgmt For * Director 9. Elect Mr. Stanley Morten as a Director Mgmt For * 10. Elect Mr. Koichiro Naganuma as a Mgmt For * Director 11. Elect Mr. Lubna Olayan as a Director Mgmt For * 12. Elect Mr. John Quelch as a Director Mgmt For * 13. Elect Mr. Jeffrey Rosen as a Director Mgmt For * 14. Elect Mr. Paul Spencer as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 208 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15. Re-appoint Deloitte & Touche LLP, as the Mgmt For * Auditors of the Company until the conclusion of the next meeting at which the accounts are laid before the Company and authorize the Directors to determine their remuneration 16. Authorize the Directors, in accordance Mgmt For * with Article 6 of the Company s Articles of Association, to allot relevant securities up to a maximum nominal amount of GBP 48,704,061.37; Authority expires on 27 JUN 2011; and that all previous authorities under Section 80 of the Companies Act 1985 shall cease to have effect S.17 Authorize the Company, in accordance Mgmt For * with Artilce 11 of the Company s Articles of Association and the Companies Act 1985, to make market purchases Section 163(3) of the Companies Act 1985 of up to 125,022,397 ordinary shares of 10 pence each in the Company may from time to time determine, at a minimum price of 10 pence and up to 105% of the average middle market quotations for an ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires at the conclusion of the AGM of the Company held in 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 209 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.18 Authorize the Directors, in accordance Mgmt For * with Article 7 of the Company s Articles of Association, to allot equity securities for cash and that for the purposes of the Paragraph (1)(b) of Article 7 up to the nominal amount GBP 6,251,119.84; Authority expires on 27 JUN 2011; and all previous authorities under Section 95 of the Companies Act 1985 shall cease to have effect 19. Approve the WPP Directors remuneration Mgmt For * report as specified in the report of the Compensation Committee contained in the 2005 report and the accounts
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 210 of 215 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 211 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 212 of 215 UNASSIGNED XEROX CORPORATION SECURITY: 984121103 AGENDA NUMBER: 932486118 TICKER: XRX MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLENN A. BRITT Mgmt For For 2 RICHARD J. HARRINGTON Mgmt For For 3 WILLIAM CURT HUNTER Mgmt For For 4 VERNON E. JORDAN, JR. Mgmt For For 5 HILMAR KOPPER Mgmt For For 6 RALPH S. LARSEN Mgmt For For 7 ROBERT A. MCDONALD Mgmt For For 8 ANNE M. MULCAHY Mgmt For For 9 N.J. NICHOLAS, JR. Mgmt For For 10 ANN N. REESE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 213 of 215
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY AGNES WILDEROTTER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against ELECTION OF DIRECTORS BY MAJORITY VOTE. 04 SHAREHOLDER PROPOSAL RELATING TO SENIOR Shr Against For EXECUTIVE BONUSES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 214 of 215 UNASSIGNED XTO ENERGY INC. SECURITY: 98385X106 AGENDA NUMBER: 932497717 TICKER: XTO MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP R. KEVIL* Mgmt For For 2 HERBERT D. SIMONS* Mgmt For For 3 VAUGHN O VENNERBERG II* Mgmt For For 4 LANE G. COLLINS** Mgmt For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO 1,000,000,000. 03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For AND RESTATED 2004 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 215 of 215 UNASSIGNED ZTE CORPORATION SECURITY: Y0004F105 AGENDA NUMBER: 700796139 TICKER: MEETING TYPE: EGM ISIN: CN000A0DNMQ9 MEETING DATE: 12-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Appoint Ernst & Young Hua Ming as the Mgmt For * PRC Auditors of the Company for 2005 for a term of one year following the expiry of the term of appointment for Shenzhen Dahua Tiancheng Certified Public Accountants as the Company s PRC Auditors on 01 SEP 2005 with view to more effective coordination between the international and PRC Auditors of the Company and authorize the Board of Directors to determine the Auditors fee of Ernst & Young Hua Ming for 2005 based on actual circumstances 2. Approve the execution between the Mgmt For * Company and AIU Insurance Company Shenzhen Branch of an insurance contract for a maximum annual indemnity amount of RMB 10 million for a term of 1 year in connection with the Company s plan to purchase liability insurance for Directors, Supervisors and Senior Management of the Company with a view to encouraging better performance of their duties and authorize the Board of Directors to negotiate with AIU Insurance Company Shenzhen Branch the renewal or amendment of such insurance contract upon or prior to the expiry of the same
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Hartford Disciplined Equity HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 147 UNASSIGNED 3M COMPANY SECURITY: 88579Y101 AGENDA NUMBER: 932463893 TICKER: MMM MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 EDWARD M. LIDDY Mgmt For For 3 ROBERT S. MORRISON Mgmt For For 4 AULANA L. PETERS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS 04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For ANIMAL WELFARE POLICY 06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For BUSINESS OPERATIONS IN CHINA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 147 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 147 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 147 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 147 UNASSIGNED AETNA INC. SECURITY: 00817Y108 AGENDA NUMBER: 932451519 TICKER: AET MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETSY Z. COHEN Mgmt For For 2 MOLLY J. COYE, M.D. Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 JEFFREY E. GARTEN Mgmt For For 5 EARL G. GRAVES Mgmt For For 6 GERALD GREENWALD Mgmt For For 7 ELLEN M. HANCOCK Mgmt For For 8 MICHAEL H. JORDAN Mgmt For For 9 EDWARD J. LUDWIG Mgmt For For 10 JOSEPH P. NEWHOUSE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN W. ROWE, M.D. Mgmt For For 12 RONALD A. WILLIAMS Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF 2006 EMPLOYEE STOCK PURCHASE Mgmt For For PLAN 04 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr Against For VOTING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 147 UNASSIGNED ALLTEL CORPORATION SECURITY: 020039103 AGENDA NUMBER: 932450872 TICKER: AT MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. CROWN Mgmt For For 2 JOE T. FORD Mgmt For For 3 JOHN P. MCCONNELL Mgmt For For 4 JOSIE C. NATORI Mgmt For For 02 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For PERFORMANCE INCENTIVE COMPENSATION PLAN 03 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For LONG-TERM PERFORMANCE INCENTIVE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 147 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 147 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 147 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 147 UNASSIGNED ARCHER-DANIELS-MIDLAND COMPANY SECURITY: 039483102 AGENDA NUMBER: 932399632 TICKER: ADM MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G.A. ANDREAS Mgmt Withheld Against 2 A.L. BOECKMANN Mgmt For For 3 M.H. CARTER Mgmt Withheld Against 4 R.S. JOSLIN Mgmt Withheld Against 5 P.J. MOORE Mgmt For For 6 M.B. MULRONEY Mgmt Withheld Against 7 T.F. O'NEILL Mgmt Withheld Against 8 O.G. WEBB Mgmt Withheld Against 9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For (REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD.)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 147 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 147 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 147 UNASSIGNED CAPITAL ONE FINANCIAL CORPORATION SECURITY: 14040H105 AGENDA NUMBER: 932458777 TICKER: COF MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD D. FAIRBANK Mgmt For For 2 E.R. CAMPBELL Mgmt For For 3 STANLEY WESTREICH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE CORPORATION FOR 2006. 03 APPROVAL AND ADOPTION OF THE AMENDED AND Mgmt For For RESTATED CAPITAL ONE 2004 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 147 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 147 UNASSIGNED CATERPILLAR INC. SECURITY: 149123101 AGENDA NUMBER: 932517379 TICKER: CAT MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID R. GOODE Mgmt For For 2 JAMES W. OWENS Mgmt For For 3 CHARLES D. POWELL Mgmt For For 4 JOSHUA I. SMITH Mgmt For For 02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against 03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against 04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For 05 RATIFY AUDITORS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against 07 STOCKHOLDER PROPOSAL - SEPARATE CEO & CHAIR Mgmt For Against 08 STOCKHOLDER PROPOSAL - MAJORITY VOTE STANDARD Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 147 UNASSIGNED CENTEX CORPORATION SECURITY: 152312104 AGENDA NUMBER: 932369184 TICKER: CTX MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER* Mgmt For For 2 JUAN L. ELEK* Mgmt For For 3 TIMOTHY R. ELLER* Mgmt For For 4 JAMES J. POSTL* Mgmt For For 5 URSULA O. FAIRBAIRN** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 147 UNASSIGNED CENTURYTEL, INC. SECURITY: 156700106 AGENDA NUMBER: 932481726 TICKER: CTL MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED R. NICHOLS Mgmt For For 2 HARVEY P. PERRY Mgmt For For 3 JIM D. REPPOND Mgmt For For 4 JOSEPH R. ZIMMEL Mgmt For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 147 UNASSIGNED CEPHALON, INC. SECURITY: 156708109 AGENDA NUMBER: 932494646 TICKER: CEPH MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK BALDINO, JR., PHD Mgmt For For 2 WILLIAM P. EGAN Mgmt For For 3 MARTYN D. GREENACRE Mgmt For For 4 VAUGHN M. KAILIAN Mgmt For For 5 CHARLES A. SANDERS, M.D Mgmt For For 6 GAIL R. WILENSKY, PH.D. Mgmt For For 7 DENNIS L. WINGER Mgmt For For 02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For OF INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 147 UNASSIGNED CHESAPEAKE ENERGY CORPORATION SECURITY: 165167107 AGENDA NUMBER: 932517646 TICKER: CHK MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD K. DAVIDSON Mgmt For For 2 BREENE M. KERR Mgmt For For 3 CHARLES T. MAXWELL Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 03 TO APPROVE AN AMENDMENT TO THE Mgmt For For CHESAPEAKE ENERGY CORPORATION LONG TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 147 UNASSIGNED CHEVRON CORPORATION SECURITY: 166764100 AGENDA NUMBER: 932454399 TICKER: CVX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S.H. ARMACOST Mgmt For For 2 L.F. DEILY Mgmt For For 3 R.E. DENHAM Mgmt For For 4 R.J. EATON Mgmt For For 5 S. GINN Mgmt For For 6 F.G. JENIFER Mgmt For For 7 S. NUNN Mgmt For For 8 D.J. O'REILLY Mgmt For For 9 D.B. RICE Mgmt For For 10 P.J. ROBERTSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.R. SHOEMATE Mgmt For For 12 R.D. SUGAR Mgmt For For 13 C. WARE Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 AMEND COMPANY BY-LAWS TO INCLUDE Mgmt Against For PROPONENT REIMBURSEMENT 04 REPORT ON OIL & GAS DRILLING IN Shr Against For PROTECTED AREAS 05 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For 06 ADOPT AN ANIMAL WELFARE POLICY Shr Against For 07 REPORT ON HUMAN RIGHTS Shr Against For 08 REPORT ON ECUADOR Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 147 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 147 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 147 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE Mgmt Against For BOARD NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE Shr Against For SHAREHOLDER COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 147 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON- Mgmt For Against EMPLOYEE DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 147 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE Mgmt For For 2002 WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE Mgmt For For 2006 VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 147 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 147 UNASSIGNED D.R. HORTON, INC. SECURITY: 23331A109 AGENDA NUMBER: 932422556 TICKER: DHI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD R. HORTON Mgmt For For 2 BRADLEY S. ANDERSON Mgmt For For 3 MICHAEL R. BUCHANAN Mgmt For For 4 RICHARD I. GALLAND Mgmt For For 5 MICHAEL W. HEWATT Mgmt For For 6 DONALD J. TOMNITZ Mgmt For For 7 BILL W. WHEAT Mgmt For For 02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO OUR CHARTER Mgmt For For INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 04 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For CONCERNING AN ENERGY EFFICIENCY ASSESSMENT. 05 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt Abstain Against BROUGHT BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 147 UNASSIGNED DELL INC. SECURITY: 24702R101 AGENDA NUMBER: 932362243 TICKER: DELL MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. CARTY Mgmt For For 2 MICHAEL S. DELL Mgmt For For 3 WILLIAM H. GRAY, III Mgmt For For 4 JUDY C. LEWENT Mgmt For For 5 THOMAS W. LUCE, III Mgmt For For 6 KLAUS S. LUFT Mgmt For For 7 ALEX J. MANDL Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 SAMUEL A. NUNN, JR. Mgmt For For 10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 147 UNASSIGNED DEVON ENERGY CORPORATION SECURITY: 25179M103 AGENDA NUMBER: 932515743 TICKER: DVN MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT L. HOWARD Mgmt For For 2 MICHAEL M. KANOVSKY Mgmt For For 3 J. TODD MITCHELL Mgmt For For 4 J. LARRY NICHOLS Mgmt For For 02 RATIFY THE APPOINTMENT OF THE COMPANY S Mgmt For For INDEPENDENT AUDITORS FOR 2006 03 ADOPTION OF THE AMENDMENT TO THE DEVON Mgmt For For ENERGY CORPORATION 2005 LONG-TERM INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 147 UNASSIGNED EVEREST RE GROUP, LTD. SECURITY: G3223R108 AGENDA NUMBER: 932497351 TICKER: RE MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN ABRAHAMS Mgmt For For 2 JOHN R. DUNNE Mgmt For For 3 JOHN A. WEBER Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. 03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For RE GROUP, LTD. 2002 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 147 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 147 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 147 UNASSIGNED FEDERAL HOME LOAN MORTGAGE CORPORATI SECURITY: 313400301 AGENDA NUMBER: 932368637 TICKER: FRE MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER Mgmt For For 2 GEOFFREY T. BOISI Mgmt For For 3 JOAN E. DONOGHUE Mgmt For For 4 MICHELLE ENGLER Mgmt For For 5 RICHARD KARL GOELTZ Mgmt For For 6 THOMAS S. JOHNSON Mgmt For For 7 WILLIAM M. LEWIS, JR. Mgmt For For 8 EUGENE M. MCQUADE Mgmt For For 9 SHAUN F. O'MALLEY Mgmt For For 10 RONALD F. POE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN A. ROSS Mgmt For For 12 RICHARD F. SYRON Mgmt For For 13 WILLIAM J. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 147 UNASSIGNED FIRST DATA CORPORATION SECURITY: 319963104 AGENDA NUMBER: 932465431 TICKER: FDC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL P. BURNHAM Mgmt For For 2 JACK M. GREENBERG Mgmt For For 3 COURTNEY F. JONES Mgmt For For 4 CHARLES T. RUSSELL Mgmt For For 02 THE RATIFICATION OF THE ELECTION OF Mgmt For For DAVID A. COULTER AS A DIRECTOR. 03 THE RATIFICATION OF THE ELECTION OF Mgmt For For HENRY C. DUQUES AS A DIRECTOR. 04 THE RATIFICATION OF THE ELECTION OF Mgmt For For PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 THE RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 147 UNASSIGNED FIRSTENERGY CORP. SECURITY: 337932107 AGENDA NUMBER: 932474656 TICKER: FE MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANTHONY J. ALEXANDER Mgmt For For 2 DR. CAROL A. CARTWRIGHT Mgmt For For 3 WILLIAM T. COTTLE Mgmt For For 4 ROBERT B. HEISLER, JR. Mgmt For For 5 RUSSELL W. MAIER Mgmt For For 6 GEORGE M. SMART Mgmt For For 7 WES M. TAYLOR Mgmt For For 8 JESSE T. WILLIAMS, SR. Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 SHAREHOLDER PROPOSAL Shr For Against 04 SHAREHOLDER PROPOSAL Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 147 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 147 UNASSIGNED GENERAL DYNAMICS CORPORATION SECURITY: 369550108 AGENDA NUMBER: 932471876 TICKER: GD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 N.D. CHABRAJA Mgmt For For 2 J.S. CROWN Mgmt For For 3 W.P. FRICKS Mgmt For For 4 C.H. GOODMAN Mgmt For For 5 J.L. JOHNSON Mgmt For For 6 G.A. JOULWAN Mgmt For For 7 P.G. KAMINSKI Mgmt For For 8 J.M. KEANE Mgmt For For 9 D.J. LUCAS Mgmt For For 10 L.L. LYLES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.E. MUNDY, JR. Mgmt For For 12 R. WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against MAJORITY VOTE STANDARD FOR ELECTION OF DIRECTORS 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For AUTOMATIC DISQUALIFICATION OF DIRECTORS WHO FAIL TO RECEIVE A MAJORITY OF AFFIRMATIVE VOTES CAST 05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For INDEPENDENT BOARD CHAIRMAN 06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For CORPORATE POLITICAL CONTRIBUTIONS 07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 147 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 147 UNASSIGNED GENZYME CORPORATION SECURITY: 372917104 AGENDA NUMBER: 932491272 TICKER: GENZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. VICTOR DZAU Mgmt For For 2 SENATOR CONNIE MACK Mgmt For For 3 HENRI A. TERMEER Mgmt For For 02 A PROPOSAL TO AMEND THE 2004 EQUITY Mgmt For For INCENTIVE PLAN TO PROVIDE FOR THE GRANT OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS AND INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 7,000,000 SHARES. 03 A PROPOSAL TO AMEND THE 1998 DIRECTOR Mgmt For For STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 300,000 SHARES. 04 THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For RESTATED ARTICLES OF ORGANIZATION TO DECLASSIFY OUR BOARD SO THAT, BEGINNING IN 2007, ALL DIRECTORS ARE ELECTED FOR ONE- YEAR TERMS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS FOR 2006. 06 A SHAREHOLDER PROPOSAL THAT EXECUTIVE Shr For Against SEVERANCE ARRANGEMENTS BE APPROVED BY SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 147 UNASSIGNED GILEAD SCIENCES, INC. SECURITY: 375558103 AGENDA NUMBER: 932465493 TICKER: GILD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL BERG Mgmt For For 2 JOHN F. COGAN Mgmt For For 3 ETIENNE F. DAVIGNON Mgmt For For 4 JAMES M. DENNY Mgmt For For 5 JOHN W. MADIGAN Mgmt For For 6 JOHN C. MARTIN Mgmt For For 7 GORDON E. MOORE Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 GAYLE E. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE AN AMENDMENT TO GILEAD S 2004 Mgmt For For EQUITY INCENTIVE PLAN. 04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For BONUS PLAN AND CERTAIN PERFORMANCE-BASED PROVISIONS THEREUNDER. 05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF GILEAD S COMMON STOCK FROM 700,000,000 TO 1,400,000,000 SHARES. 06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For REQUESTING A REPORT ON THE HIV/AIDS, TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 147 UNASSIGNED IMS HEALTH INCORPORATED SECURITY: 449934108 AGENDA NUMBER: 932465974 TICKER: RX MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. IMLAY, JR. Mgmt For For 2 ROBERT J. KAMERSCHEN Mgmt For For 3 H. EUGENE LOCKHART Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For IMS HEALTH INCORPORATED EMPLOYEES STOCK INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE, (II) PROVIDE THAT SHARES CAN BE USED FOR ALL TYPES OF AWARDS, (III) EXTEND THE TERMINATION DATE OF THE PLAN, AND (IV) CONFORM THE PLAN TO NEW SECTION 409A OF THE INTERNAL REVENUE CODE, AS FULLY DESCRIBED IN THE STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 147 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 147 UNASSIGNED INGERSOLL-RAND COMPANY LIMITED SECURITY: G4776G101 AGENDA NUMBER: 932509625 TICKER: IR MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T.E. MARTIN Mgmt For For 2 P. NACHTIGAL Mgmt For For 3 R.J. SWIFT Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 147 UNASSIGNED INTERNATIONAL BUSINESS MACHINES CORP SECURITY: 459200101 AGENDA NUMBER: 932448904 TICKER: IBM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. BLACK Mgmt For For 2 K.I. CHENAULT Mgmt For For 3 J. DORMANN Mgmt For For 4 M.L. ESKEW Mgmt Withheld Against 5 S.A. JACKSON Mgmt For For 6 M. MAKIHARA Mgmt For For 7 L.A. NOTO Mgmt For For 8 J.W. OWENS Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 J.E. SPERO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. TAUREL Mgmt For For 12 C.M. VEST Mgmt For For 13 L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. (PAGE 26) 03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For VOTING (PAGE 27) 04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 27) 05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against COMPENSATION (PAGE 29) 06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For EXECUTIVE COMPENSATION (PAGE 29) 07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For (PAGE 30)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For PRINCIPLES (PAGE 32) 09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For CONTRIBUTIONS (PAGE 33) 10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For FOR DIRECTORS (PAGE 34) 11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against VOTE (PAGE 35)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 147 UNASSIGNED KIMBERLY-CLARK CORPORATION SECURITY: 494368103 AGENDA NUMBER: 932446532 TICKER: KMB MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. BERESFORD Mgmt For For 2 ABELARDO E. BRU Mgmt For For 3 THOMAS J. FALK Mgmt For For 4 MAE C. JEMISON Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against CLASSIFIED BOARD 04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING 06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 147 UNASSIGNED LEHMAN BROTHERS HOLDINGS INC. SECURITY: 524908100 AGENDA NUMBER: 932443435 TICKER: LEH MEETING TYPE: Annual ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS H. CRUIKSHANK Mgmt For For 2 ROLAND A. HERNANDEZ Mgmt For For 3 HENRY KAUFMAN Mgmt For For 4 JOHN D. MACOMBER Mgmt For For 02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. 03 ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600 MILLION TO 1.2 BILLION SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 147 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 147 UNASSIGNED MBIA INC. SECURITY: 55262C100 AGENDA NUMBER: 932466231 TICKER: MBI MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH W. BROWN Mgmt For For 2 C. EDWARD CHAPLIN Mgmt For For 3 DAVID C. CLAPP Mgmt For For 4 GARY C. DUNTON Mgmt For For 5 CLAIRE L. GAUDIANI Mgmt For For 6 DANIEL P. KEARNEY Mgmt For For 7 LAURENCE H. MEYER Mgmt For For 8 DEBRA J. PERRY Mgmt For For 9 JOHN A. ROLLS Mgmt For For 10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 147 UNASSIGNED MCKESSON CORPORATION SECURITY: 58155Q103 AGENDA NUMBER: 932371280 TICKER: MCK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARIE L. KNOWLES Mgmt For For 2 JANE E. SHAW Mgmt For For 3 RICHARD F. SYRON Mgmt For For 02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For 03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against INCENTIVE PLAN. 04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CHAIRMANSHIP OF BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 147 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 147 UNASSIGNED MOTOROLA, INC. SECURITY: 620076109 AGENDA NUMBER: 932451610 TICKER: MOT MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For 1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against 1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For 1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For 1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For 1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For 1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For 1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For 1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For 1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For 1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For 02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For INCENTIVE PLAN OF 2006 03 SHAREHOLDER PROPOSAL RE: REDEEM Shr For Against OR VOTE POISON PILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 147 UNASSIGNED NEXTEL COMMUNICATIONS, INC. SECURITY: 65332V103 AGENDA NUMBER: 932362394 TICKER: NXTL MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER, AS AMENDED. 02 APPROVAL OF ANY MOTION TO ADJOURN THE Mgmt For For ANNUAL MEETING. 03 DIRECTOR 1 TIMOTHY M. DONAHUE Mgmt For For 2 FRANK M DRENDEL Mgmt For For 3 WILLIAM E. KENNARD Mgmt For For 04 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For NEXTEL S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 05 APPROVAL OF THE NEXTEL COMMUNICATIONS, Mgmt For For INC. AMENDED AND RESTATED INCENTIVE EQUITY PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 147 UNASSIGNED OFFICE DEPOT, INC. SECURITY: 676220106 AGENDA NUMBER: 932495181 TICKER: ODP MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEE A. AULT III Mgmt For For 2 NEIL R. AUSTRIAN Mgmt For For 3 DAVID W. BERNAUER Mgmt For For 4 ABELARDO E. BRU Mgmt For For 5 DAVID I. FUENTE Mgmt Withheld Against 6 BRENDA J. GAINES Mgmt For For 7 MYRA M. HART Mgmt For For 8 W. SCOTT HEDRICK Mgmt For For 9 MICHAEL J. MYERS Mgmt For For 10 STEVE ODLAND Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. 03 TO CONSIDER A PROPOSAL FROM A Shr For Against SHAREHOLDER RECOMMENDING THAT OUR BOARD OF DIRECTORS INITIATE THE APPROPRIATE PROCESS TO AMEND THE GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) OF THE COMPANY TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 147 UNASSIGNED OMNICOM GROUP INC. SECURITY: 681919106 AGENDA NUMBER: 932513838 TICKER: OMC MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN D. WREN Mgmt For For 2 BRUCE CRAWFORD Mgmt For For 3 ROBERT CHARLES CLARK Mgmt For For 4 LEONARD S. COLEMAN, JR. Mgmt For For 5 ERROL M. COOK Mgmt For For 6 SUSAN S. DENISON Mgmt For For 7 MICHAEL A. HENNING Mgmt For For 8 JOHN R. MURPHY Mgmt For For 9 JOHN R. PURCELL Mgmt For For 10 LINDA JOHNSON RICE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 GARY L. ROUBOS Mgmt For For 02 RATIFICATION OF KPMG LLP AS OUR Mgmt For For INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 147 UNASSIGNED ORACLE CORPORATION SECURITY: 68389X105 AGENDA NUMBER: 932392501 TICKER: ORCL MEETING TYPE: Annual ISIN: MEETING DATE: 10-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY O. HENLEY Mgmt Withheld Against 2 LAWRENCE J. ELLISON Mgmt Withheld Against 3 DONALD L. LUCAS Mgmt For For 4 MICHAEL J. BOSKIN Mgmt Withheld Against 5 JACK F. KEMP Mgmt For For 6 JEFFREY S. BERG Mgmt Withheld Against 7 SAFRA A. CATZ Mgmt Withheld Against 8 HECTOR GARCIA-MOLINA Mgmt For For 9 JOSEPH A. GRUNDFEST Mgmt For For 10 H. RAYMOND BINGHAM Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES E. PHILLIPS, JR Mgmt Withheld Against 02 PROPOSAL FOR THE APPROVAL OF THE Mgmt Against Against ADOPTION OF THE FISCAL YEAR 2006 EXECUTIVE BONUS PLAN. 03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 147 UNASSIGNED PARKER-HANNIFIN CORPORATION SECURITY: 701094104 AGENDA NUMBER: 932396903 TICKER: PH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM E. KASSLING Mgmt For For 2 PETER W. LIKINS Mgmt For For 3 JOSEPH M. SCAMINACE Mgmt For For 4 WOLFGANG R. SCHMITT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY06. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For CORPORATION PERFORMANCE BONUS PLAN. 04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 147 UNASSIGNED PG&E CORPORATION SECURITY: 69331C108 AGENDA NUMBER: 932446467 TICKER: PCG MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID R. ANDREWS Mgmt For For 2 LESLIE S. BILLER Mgmt For For 3 DAVID A. COULTER Mgmt For For 4 C. LEE COX Mgmt For For 5 PETER A. DARBEE Mgmt For For 6 MARYELLEN C. HERRINGER Mgmt For For 7 MARY S. METZ Mgmt For For 8 BARBARA L. RAMBO Mgmt For For 9 BARRY LAWSON WILLIAMS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 POISON PILL Shr For Against 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 147 UNASSIGNED PITNEY BOWES INC. SECURITY: 724479100 AGENDA NUMBER: 932461750 TICKER: PBI MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANNE SUTHERLAND FUCHS Mgmt For For 2 JAMES H. KEYES Mgmt For For 3 DAVID L. SHEDLARZ Mgmt For For 4 DAVID B. SNOW, JR. Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For EMPLOYEES INCENTIVE PLAN. 04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 147 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 147 UNASSIGNED SCIENTIFIC-ATLANTA, INC. SECURITY: 808655104 AGENDA NUMBER: 932400473 TICKER: SFA MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. DORMAN Mgmt For For 2 WILLIAM E. KASSLING Mgmt For For 3 MYLLE H. MANGUM Mgmt For For 02 RATIFICATION OF THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 03 RE-APPROVAL OF THE SENIOR OFFICER ANNUAL Mgmt For For INCENTIVE PLAN, AS AMENDED. 04 APPROVAL AND ADOPTION OF THE 2005 EQUITY Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 147 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 147 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 147 UNASSIGNED SUNOCO, INC. SECURITY: 86764P109 AGENDA NUMBER: 932452458 TICKER: SUN MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.J. DARNALL Mgmt For For 2 J.G. DROSDICK Mgmt For For 3 U.O. FAIRBAIRN Mgmt For For 4 T.P. GERRITY Mgmt For For 5 R.B. GRECO Mgmt For For 6 J.G. KAISER Mgmt For For 7 R.A. PEW Mgmt For For 8 G.J. RATCLIFFE Mgmt For For 9 J.W. ROWE Mgmt For For 10 J.K. WULFF Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE SUNOCO, INC. EXECUTIVE Mgmt For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 147 UNASSIGNED SUPERVALU INC. SECURITY: 868536103 AGENDA NUMBER: 932517987 TICKER: SVU MEETING TYPE: Special ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ISSUE SUPERVALU COMMON STOCK IN Mgmt For For CONNECTION WITH THE SUPERVALU MERGER 02 TO ADJOURN THE SUPERVALU SPECIAL MEETING Mgmt Against Against INCLUDING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 147 UNASSIGNED SUPERVALU INC. SECURITY: 868536103 AGENDA NUMBER: 932546887 TICKER: SVU MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: IRWIN COHEN Mgmt For For 1B ELECTION OF DIRECTOR: RONALD E. DALY Mgmt For For 1C ELECTION OF DIRECTOR: LAWRENCE A. DEL Mgmt For For SANTO 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1E ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 147 UNASSIGNED THE GILLETTE COMPANY SECURITY: 375766102 AGENDA NUMBER: 932362774 TICKER: G MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG PROCTER & GAMBLE, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND GILLETTE AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 147 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 147 UNASSIGNED THE GOODYEAR TIRE & RUBBER COMPANY SECURITY: 382550101 AGENDA NUMBER: 932444665 TICKER: GT MEETING TYPE: Annual ISIN: MEETING DATE: 11-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. BOLAND* Mgmt For For 2 STEVEN A. MINTER* Mgmt For For 3 MICHAEL R. WESSEL* Mgmt For For 4 JOHN G. BREEN** Mgmt For For 5 WILLIAM J. HUDSON, JR** Mgmt For For 02 PROPOSAL TO AMEND GOODYEAR S CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 03 PROPOSAL TO AMEND GOODYEAR S AMENDED Mgmt For For ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. 05 SHAREHOLDER PROPOSAL - RE: SIMPLE Mgmt For Against MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 147 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 147 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 147 UNASSIGNED THE ST. PAUL TRAVELERS COMPANIES, IN SECURITY: 792860108 AGENDA NUMBER: 932455810 TICKER: STA MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. DASBURG Mgmt For For 2 LESLIE B. DISHAROON Mgmt For For 3 JANET M. DOLAN Mgmt For For 4 KENNETH M. DUBERSTEIN Mgmt For For 5 JAY S. FISHMAN Mgmt For For 6 LAWRENCE G. GRAEV Mgmt For For 7 THOMAS R. HODGSON Mgmt For For 8 ROBERT I. LIPP Mgmt For For 9 BLYTHE J. MCGARVIE Mgmt For For 10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 LAURIE J. THOMSEN Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against VOTE REQUIRED TO ELECT DIRECTORS. 04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 147 UNASSIGNED TIME WARNER INC. SECURITY: 887317105 AGENDA NUMBER: 932481574 TICKER: TWX MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. BARKSDALE Mgmt For For 2 STEPHEN F. BOLLENBACH Mgmt For For 3 FRANK J. CAUFIELD Mgmt For For 4 ROBERT C. CLARK Mgmt For For 5 JESSICA P. EINHORN Mgmt For For 6 REUBEN MARK Mgmt For For 7 MICHAEL A. MILES Mgmt For For 8 KENNETH J. NOVACK Mgmt For For 9 RICHARD D. PARSONS Mgmt For For 10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 APPROVAL OF TIME WARNER INC. 2006 STOCK Mgmt For For INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against MAJORITY VOTE. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING CODE OF Shr Against For VENDOR CONDUCT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 147 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 147 UNASSIGNED UNIVISION COMMUNICATIONS INC. SECURITY: 914906102 AGENDA NUMBER: 932459298 TICKER: UVN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A. JERROLD PERENCHIO Mgmt For For 2 ANTHONY CASSARA Mgmt Withheld Against 3 HAROLD GABA Mgmt For For 4 ALAN F. HORN Mgmt For For 5 MICHAEL O. JOHNSON Mgmt For For 6 JOHN G. PERENCHIO Mgmt Withheld Against 7 RAY RODRIGUEZ Mgmt Withheld Against 8 MCHENRY T. TICHENOR JR. Mgmt Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 147 UNASSIGNED UNOCAL CORPORATION SECURITY: 915289102 AGENDA NUMBER: 932376280 TICKER: UCL MEETING TYPE: Special ISIN: MEETING DATE: 10-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL AND ADOPTION OF THE AMENDED Mgmt For For AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 4, 2005, AND AMENDED AS OF JULY 19, 2005, BY AND AMONG UNOCAL CORPORATION, CHEVRON CORPORATION AND BLUE MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF CHEVRON CORPORATION 02 APPROVAL OF ANY ADJOURNMENT OR Mgmt For For POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 147 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932414244 TICKER: VLO MEETING TYPE: Special ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, THAT VALERO HAS THE AUTHORITY TO ISSUE FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 147 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932460809 TICKER: VLO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JERRY D. CHOATE Mgmt For For 2 WILLIAM R. KLESSE Mgmt For For 3 DONALD L. NICKLES Mgmt For For 4 SUSAN KAUFMAN PURCELL Mgmt For For 02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 147 UNASSIGNED WASTE MANAGEMENT, INC. SECURITY: 94106L109 AGENDA NUMBER: 932467207 TICKER: WMI MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PASTORA S.J. CAFFERTY Mgmt For For 2 FRANK M. CLARK, JR. Mgmt For For 3 THOMAS I. MORGAN Mgmt For For 4 JOHN C. POPE Mgmt For For 5 W. ROBERT REUM Mgmt For For 6 STEVEN G. ROTHMEIER Mgmt For For 7 DAVID P. STEINER Mgmt For For 8 THOMAS H. WEIDEMEYER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. 04 PROPOSAL RELATING TO ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 147 UNASSIGNED WEYERHAEUSER COMPANY SECURITY: 962166104 AGENDA NUMBER: 932449665 TICKER: WY MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD F. HASKAYNE Mgmt For For 2 DONALD F. MAZANKOWSKI Mgmt For For 3 NICOLE W. PIASECKI Mgmt For For 02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against ELECTION BY MAJORITY 03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against 04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For COMPENSATION 05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against CHAIRMAN 07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For APPOINTMENT OF AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 147 UNASSIGNED WHIRLPOOL CORPORATION SECURITY: 963320106 AGENDA NUMBER: 932458931 TICKER: WHR MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY T. DICAMILLO Mgmt For For 2 KATHLEEN J. HEMPEL Mgmt For For 3 ARNOLD G. LANGBO Mgmt For For 4 DAVID L. SWIFT Mgmt For For 5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 147 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 147 UNASSIGNED YUM! BRANDS, INC. SECURITY: 988498101 AGENDA NUMBER: 932469340 TICKER: YUM MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. DORMAN Mgmt For For 2 MASSIMO FERRAGAMO Mgmt For For 3 J. DAVID GRISSOM Mgmt For For 4 BONNIE G. HILL Mgmt For For 5 ROBERT HOLLAND, JR. Mgmt For For 6 KENNETH G. LANGONE Mgmt For For 7 JONATHAN S. LINEN Mgmt For For 8 THOMAS C. NELSON Mgmt For For 9 DAVID C. NOVAK Mgmt For For 10 THOMAS M. RYAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 147
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JACKIE TRUJILLO Mgmt For For 12 ROBERT J. ULRICH Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 16 OF PROXY) 03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For DIVERSITY REPORT (PAGE 17 OF PROXY) 04 SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For MACBRIDE PRINCIPLES (PAGE 20 OF PROXY) 05 SHAREHOLDER PROPOSAL RELATING TO FOOD Mgmt Against For CONTAINING GENETICALLY ENGINEERED INGREDIENTS (PAGE 22 OF PROXY) 06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For ANIMAL WELFARE STANDARDS REPORT (PAGE 25 OF PROXY)
Hartford Dividend and Growth HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 185 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 185 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 185 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE Mgmt For For LIMITED EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 185 UNASSIGNED ALCOA INC. SECURITY: 013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 185 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 185 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 185 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 185 UNASSIGNED ANADARKO PETROLEUM CORPORATION SECURITY: 032511107 AGENDA NUMBER: 932463704 TICKER: APC MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. ALLISON, JR. Mgmt For For 2 JOHN W. PODUSKA, SR. Mgmt For For 02 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION. 03 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 185 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 185 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 185 UNASSIGNED AVERY DENNISON CORPORATION SECURITY: 053611109 AGENDA NUMBER: 932455771 TICKER: AVY MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN T. CARDIS Mgmt For For 2 DAVID E.I. PYOTT Mgmt For For 3 DEAN A. SCARBOROUGH Mgmt For For 4 JULIA A. STEWART Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON DECEMBER 30, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 185 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 185 UNASSIGNED BAXTER INTERNATIONAL INC. SECURITY: 071813109 AGENDA NUMBER: 932455620 TICKER: BAX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WALTER E. BOOMER Mgmt For For 2 J.R. GAVIN III, MD PHD Mgmt For For 3 PETER S. HELLMAN Mgmt For For 4 K.J. STORM Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION REDUCING THE MINIMUM AND MAXIMUM NUMBER OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against THE SHAREHOLDER RIGHTS PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 185 UNASSIGNED BELLSOUTH CORPORATION SECURITY: 079860102 AGENDA NUMBER: 932450632 TICKER: BLS MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F.D. ACKERMAN Mgmt For For 2 R.V. ANDERSON Mgmt For For 3 J.H. BLANCHARD Mgmt For For 4 J.H. BROWN Mgmt For For 5 A.M. CODINA Mgmt For For 6 M.L. FEIDLER Mgmt For For 7 K.F. FELDSTEIN Mgmt For For 8 J.P. KELLY Mgmt For For 9 L.F. MULLIN Mgmt For For 10 R.B. SMITH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.S. STAVROPOULOS Mgmt For For 02 RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 185 UNASSIGNED BOWATER INCORPORATED SECURITY: 102183100 AGENDA NUMBER: 932487778 TICKER: BOW MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TOGO D. WEST, JR. Mgmt For For 2 RICHARD B. EVANS Mgmt For For 3 BRUCE W. VAN SAUN Mgmt For For 4 DAVID J. PATERSON Mgmt For For 02 PROPOSAL TO APPROVE BOWATER S 2006 STOCK Mgmt For For OPTION AND RESTRICTED STOCK PLAN 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 185 UNASSIGNED BP P.L.C. SECURITY: 055622104 AGENDA NUMBER: 932448675 TICKER: BP MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For AND THE ACCOUNTS 02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT 03 DIRECTOR 1 DR D C ALLEN Mgmt For For 2 LORD BROWNE Mgmt For For 3 MR J H BRYAN Mgmt For For 4 MR A BURGMANS Mgmt Withheld Against 5 MR I C CONN Mgmt For For 6 MR E B DAVIS, JR Mgmt For For 7 MR D J FLINT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8 DR B E GROTE Mgmt For For 9 DR A B HAYWARD Mgmt For For 10 DR D S JULIUS Mgmt For For 11 SIR TOM MCKILLOP Mgmt For For 12 MR J A MANZONI Mgmt For For 13 DR W E MASSEY Mgmt For For 14 SIR IAN PROSSER Mgmt For For 15 MR M H WILSON Mgmt For For 16 MR P D SUTHERLAND Mgmt For For 04 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt Against Against AUDITORS AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 05 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO Mgmt For For A SPECIFIED AMOUNT 07 SPECIAL RESOLUTION: TO GIVE AUTHORITY Mgmt For For TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 185 UNASSIGNED BRISTOL-MYERS SQUIBB COMPANY SECURITY: 110122108 AGENDA NUMBER: 932457206 TICKER: BMY MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.E. ALLEN Mgmt For For 2 L.B. CAMPBELL Mgmt For For 3 V.D. COFFMAN Mgmt For For 4 J.M. CORNELIUS Mgmt For For 5 P.R. DOLAN Mgmt For For 6 L.J. FREEH Mgmt For For 7 L.H. GLIMCHER, M.D. Mgmt For For 8 L. JOHANSSON Mgmt For For 9 J.D. ROBINSON III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For 04 CUMULATIVE VOTING Shr Against For 05 RECOUPMENT Shr Against For 06 ANIMAL TREATMENT Shr Against For 07 TERM LIMITS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 185 UNASSIGNED BUNGE LIMITED SECURITY: G16962105 AGENDA NUMBER: 932495840 TICKER: BG MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For COPPINGER 1B ELECT CLASS II DIRECTOR: ALBERTO Mgmt For For WEISSER 02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For BUNGE LIMITED S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS FEES. 03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For BYE-LAWS OF BUNGE LIMITED AS SET FORTH IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 185 UNASSIGNED CHEVRON CORPORATION SECURITY: 166764100 AGENDA NUMBER: 932454399 TICKER: CVX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S.H. ARMACOST Mgmt For For 2 L.F. DEILY Mgmt For For 3 R.E. DENHAM Mgmt For For 4 R.J. EATON Mgmt For For 5 S. GINN Mgmt For For 6 F.G. JENIFER Mgmt For For 7 S. NUNN Mgmt For For 8 D.J. O'REILLY Mgmt For For 9 D.B. RICE Mgmt For For 10 P.J. ROBERTSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.R. SHOEMATE Mgmt For For 12 R.D. SUGAR Mgmt For For 13 C. WARE Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 AMEND COMPANY BY-LAWS TO INCLUDE Mgmt Against For PROPONENT REIMBURSEMENT 04 REPORT ON OIL & GAS DRILLING IN Shr Against For PROTECTED AREAS 05 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For 06 ADOPT AN ANIMAL WELFARE POLICY Shr Against For 07 REPORT ON HUMAN RIGHTS Shr Against For 08 REPORT ON ECUADOR Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 185 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 185 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 185 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 185 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932458551 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I TO APPROVE THE TERMS, CONDITIONS AND Mgmt For For REASONS (THE PROTOCOLO E JUSTIFICACAO) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, PURSUANT TO ARTICLE 252 OF THE BRAZILIAN CORPORATE LAW. II TO RATIFY THE APPOINTMENT OF THE EXPERTS Mgmt For For WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For PREPARED BY THE EXPERTS. IV TO APPROVE THE MERGER OF ALL OF THE Mgmt For For SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- V TO APPROVE CVRD CAPITAL INCREASE WITHIN Mgmt For For THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 185 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932500956 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPRECIATION OF THE MANAGEMENTS REPORT Mgmt For For AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 O2 PROPOSAL FOR THE DESTINATION OF PROFITS Mgmt For For OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT O3 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For For COUNCIL O4 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS E1 PROPOSAL FOR A FORWARD SPLIT, ALL AS Mgmt For For MORE FULLY DESCRIBED IN THE PROXY STATEMENT E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16; C) ADD ITEM IV TO ARTICLE 21; AND D) ALTERATION OF THE HEADING OF ARTICLE 25, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E3 CONSOLIDATION OF THE AMENDMENTS TO CVRD Mgmt For For S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 185 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 185 UNASSIGNED CSX CORPORATION SECURITY: 126408103 AGENDA NUMBER: 932476345 TICKER: CSX MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.E. BAILEY Mgmt For For 2 SEN. J.B. BREAUX Mgmt For For 3 E.J. KELLY, III Mgmt For For 4 R.D. KUNISCH Mgmt For For 5 S.J. MORCOTT Mgmt For For 6 D.M. RATCLIFFE Mgmt For For 7 W.C. RICHARDSON Mgmt For For 8 F.S. ROYAL, M.D. Mgmt For For 9 D.J. SHEPARD Mgmt For For 10 M.J. WARD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2006 03 REAPPROVAL OF THE CSX OMNIBUS INCENTIVE Mgmt For For PLAN 04 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For REQUIREMENTS - MERGER OR SHARE EXCHANGE, CERTAIN SALES OR DISPOSITIONS, AND DISSOLUTION 05 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For REQUIREMENTS - AFFILIATED TRANSACTIONS 06 SHAREHOLDER PROPOSAL REGARDING SEPARATE Mgmt Against For CHAIRMAN AND CEO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 185 UNASSIGNED DEERE & COMPANY SECURITY: 244199105 AGENDA NUMBER: 932425677 TICKER: DE MEETING TYPE: Annual ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CRANDALL C. BOWLES Mgmt For For 2 VANCE D. COFFMAN Mgmt For For 3 ARTHUR L. KELLY Mgmt For For 4 THOMAS H. PATRICK Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE JOHN Mgmt For For DEERE OMNIBUS EQUITY AND INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 185 UNASSIGNED DOMINION RESOURCES, INC. SECURITY: 25746U109 AGENDA NUMBER: 932453032 TICKER: D MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER W. BROWN Mgmt For For 2 RONALD J. CALISE Mgmt For For 3 THOS. E. CAPPS Mgmt For For 4 GEORGE A. DAVIDSON, JR. Mgmt For For 5 THOMAS F. FARRELL, II Mgmt For For 6 JOHN W. HARRIS Mgmt For For 7 ROBERT S. JEPSON, JR. Mgmt For For 8 MARK J. KINGTON Mgmt For For 9 BENJAMIN J. LAMBERT III Mgmt For For 10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARGARET A. MCKENNA Mgmt For For 12 FRANK S. ROYAL Mgmt For For 13 S. DALLAS SIMMONS Mgmt For For 14 DAVID A. WOLLARD Mgmt For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2006 FINANCIAL STATEMENTS. 03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD 04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For REPORT 05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 185 UNASSIGNED E. I. DU PONT DE NEMOURS AND COMPANY SECURITY: 263534109 AGENDA NUMBER: 932457612 TICKER: DD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAIN J.P. BELDA Mgmt For For 2 RICHARD H. BROWN Mgmt For For 3 CURTIS J. CRAWFORD Mgmt For For 4 JOHN T. DILLON Mgmt For For 5 ELEUTHERE I. DU PONT Mgmt For For 6 CHARLES O. HOLLIDAY, JR Mgmt For For 7 LOIS D. JULIBER Mgmt For For 8 MASAHISA NAITOH Mgmt For For 9 SEAN O'KEEFE Mgmt For For 10 WILLIAM K. REILLY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES M. VEST Mgmt For For 02 ON RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON EXECUTIVE COMPENSATION Shr Against For 04 ON GENETICALLY MODIFIED FOOD Mgmt Against For 05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against 06 ON PFOA Shr Against For 07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 185 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 185 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 185 UNASSIGNED EMERSON ELECTRIC CO. SECURITY: 291011104 AGENDA NUMBER: 932425728 TICKER: EMR MEETING TYPE: Annual ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A. A. BUSCH III Mgmt For For 2 A. F. GOLDEN Mgmt For For 3 V. R. LOUCKS, JR. Mgmt For For 4 J. B. MENZER Mgmt For For 02 APPROVAL OF THE EMERSON ELECTRIC CO. Mgmt For For 2006 INCENTIVE SHARES PLAN. 03 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 04 THE STOCKHOLDER PROPOSAL ON SEVERANCE Shr For Against AGREEMENTS DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 185 UNASSIGNED ENCANA CORPORATION SECURITY: 292505104 AGENDA NUMBER: 932461243 TICKER: ECA MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL N. CHERNOFF Mgmt For For 2 RALPH S. CUNNINGHAM Mgmt For For 3 PATRICK D. DANIEL Mgmt For For 4 IAN W. DELANEY Mgmt For For 5 RANDALL K. ERESMAN Mgmt For For 6 MICHAEL A. GRANDIN Mgmt For For 7 BARRY W. HARRISON Mgmt For For 8 DALE A. LUCAS Mgmt For For 9 KEN F. MCCREADY Mgmt For For 10 GWYN MORGAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 VALERIE A.A. NIELSEN Mgmt For For 12 DAVID P. O'BRIEN Mgmt For For 13 JANE L. PEVERETT Mgmt For For 14 DENNIS A. SHARP Mgmt For For 15 JAMES M. STANFORD Mgmt For For 02 APPOINTMENT OF AUDITORS - Mgmt For For PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 185 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 185 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 185 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 185 UNASSIGNED FAMILY DOLLAR STORES, INC. SECURITY: 307000109 AGENDA NUMBER: 932421009 TICKER: FDO MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARK R. BERNSTEIN Mgmt No vote 2 SHARON ALLRED DECKER Mgmt No vote 3 EDWARD C. DOLBY Mgmt No vote 4 GLENN A. EISENBERG Mgmt No vote 5 HOWARD R. LEVINE Mgmt No vote 6 GEORGE R. MAHONEY, JR. Mgmt No vote 7 JAMES G. MARTIN Mgmt No vote 02 APPROVAL OF FAMILY DOLLAR STORES, INC. Mgmt No vote 2006 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 185 UNASSIGNED FEDERAL HOME LOAN MORTGAGE CORPORATI SECURITY: 313400301 AGENDA NUMBER: 932368637 TICKER: FRE MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER Mgmt For For 2 GEOFFREY T. BOISI Mgmt For For 3 JOAN E. DONOGHUE Mgmt For For 4 MICHELLE ENGLER Mgmt For For 5 RICHARD KARL GOELTZ Mgmt For For 6 THOMAS S. JOHNSON Mgmt For For 7 WILLIAM M. LEWIS, JR. Mgmt For For 8 EUGENE M. MCQUADE Mgmt For For 9 SHAUN F. O'MALLEY Mgmt For For 10 RONALD F. POE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN A. ROSS Mgmt For For 12 RICHARD F. SYRON Mgmt For For 13 WILLIAM J. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 185 UNASSIGNED FIRST DATA CORPORATION SECURITY: 319963104 AGENDA NUMBER: 932465431 TICKER: FDC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL P. BURNHAM Mgmt For For 2 JACK M. GREENBERG Mgmt For For 3 COURTNEY F. JONES Mgmt For For 4 CHARLES T. RUSSELL Mgmt For For 02 THE RATIFICATION OF THE ELECTION OF Mgmt For For DAVID A. COULTER AS A DIRECTOR. 03 THE RATIFICATION OF THE ELECTION OF Mgmt For For HENRY C. DUQUES AS A DIRECTOR. 04 THE RATIFICATION OF THE ELECTION OF Mgmt For For PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 THE RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 185 UNASSIGNED GENERAL DYNAMICS CORPORATION SECURITY: 369550108 AGENDA NUMBER: 932471876 TICKER: GD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 N.D. CHABRAJA Mgmt For For 2 J.S. CROWN Mgmt For For 3 W.P. FRICKS Mgmt For For 4 C.H. GOODMAN Mgmt For For 5 J.L. JOHNSON Mgmt For For 6 G.A. JOULWAN Mgmt For For 7 P.G. KAMINSKI Mgmt For For 8 J.M. KEANE Mgmt For For 9 D.J. LUCAS Mgmt For For 10 L.L. LYLES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.E. MUNDY, JR. Mgmt For For 12 R. WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against MAJORITY VOTE STANDARD FOR ELECTION OF DIRECTORS 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For AUTOMATIC DISQUALIFICATION OF DIRECTORS WHO FAIL TO RECEIVE A MAJORITY OF AFFIRMATIVE VOTES CAST 05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For INDEPENDENT BOARD CHAIRMAN 06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For CORPORATE POLITICAL CONTRIBUTIONS 07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 185 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 185 UNASSIGNED GENERAL MILLS, INC. SECURITY: 370334104 AGENDA NUMBER: 932386623 TICKER: GIS MEETING TYPE: Annual ISIN: MEETING DATE: 26-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL DANOS Mgmt For For 2 WILLIAM T. ESREY Mgmt For For 3 RAYMOND V. GILMARTIN Mgmt For For 4 JUDITH RICHARDS HOPE Mgmt For For 5 HEIDI G. MILLER Mgmt For For 6 H. OCHOA-BRILLEMBOURG Mgmt For For 7 STEVE ODLAND Mgmt For For 8 MICHAEL D. ROSE Mgmt For For 9 ROBERT L. RYAN Mgmt For For 10 STEPHEN W. SANGER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. MICHAEL SPENCE Mgmt For For 12 DOROTHY A. TERRELL Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For GENERAL MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Mgmt For For 04 STOCKHOLDER PROPOSAL REGARDING SALE OF Shr Against For GENERAL MILLS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 185 UNASSIGNED GENUINE PARTS COMPANY SECURITY: 372460105 AGENDA NUMBER: 932445198 TICKER: GPC MEETING TYPE: Annual ISIN: MEETING DATE: 17-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. MARY B. BULLOCK Mgmt For For 2 RICHARD W. COURTS, II Mgmt For For 3 JERRY W. NIX Mgmt For For 4 LARRY L. PRINCE Mgmt For For 5 GARY W. ROLLINS Mgmt For For 02 AMEND THE GENUINE PARTS COMPANY RESTATED Mgmt For For ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS. 03 ADOPT THE GENUINE PARTS COMPANY 2006 Mgmt For For LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 185 UNASSIGNED HARRAH'S ENTERTAINMENT, INC. SECURITY: 413619107 AGENDA NUMBER: 932458967 TICKER: HET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES L. ATWOOD Mgmt For For 2 R. BRAD MARTIN Mgmt For For 3 GARY G. MICHAEL Mgmt For For 02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For RESTATED 2004 EQUITY INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 185 UNASSIGNED INTERNATIONAL BUSINESS MACHINES CORP SECURITY: 459200101 AGENDA NUMBER: 932448904 TICKER: IBM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. BLACK Mgmt For For 2 K.I. CHENAULT Mgmt For For 3 J. DORMANN Mgmt For For 4 M.L. ESKEW Mgmt Withheld Against 5 S.A. JACKSON Mgmt For For 6 M. MAKIHARA Mgmt For For 7 L.A. NOTO Mgmt For For 8 J.W. OWENS Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 J.E. SPERO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. TAUREL Mgmt For For 12 C.M. VEST Mgmt For For 13 L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. (PAGE 26) 03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For VOTING (PAGE 27) 04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 27) 05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against COMPENSATION (PAGE 29) 06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For EXECUTIVE COMPENSATION (PAGE 29) 07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For (PAGE 30)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For PRINCIPLES (PAGE 32) 09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For CONTRIBUTIONS (PAGE 33) 10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For FOR DIRECTORS (PAGE 34) 11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against VOTE (PAGE 35)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 185 UNASSIGNED INTERNATIONAL PAPER COMPANY SECURITY: 460146103 AGENDA NUMBER: 932474149 TICKER: IP MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN L. TOWNSEND, III* Mgmt For For 2 JOHN F. TURNER** Mgmt For For 3 ALBERTO WEISSER** Mgmt For For 4 JOHN V. FARACI*** Mgmt For For 5 DONALD F. MCHENRY*** Mgmt For For 6 WILLIAM G. WALTER*** Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL RELATING TO MAJORITY VOTING FOR Shr For Against DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 PROPOSAL RELATING TO SUSTAINABLE Shr Against For FORESTRY. 05 PROPOSAL RELATING TO ANNUAL ELECTION OF Mgmt For Against DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 185 UNASSIGNED JPMORGAN CHASE & CO. SECURITY: 46625H100 AGENDA NUMBER: 932470228 TICKER: JPM MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 STEPHEN B. BURKE Mgmt For For 3 JAMES S. CROWN Mgmt For For 4 JAMES DIMON Mgmt For For 5 ELLEN V. FUTTER Mgmt For For 6 WILLIAM H. GRAY, III Mgmt For For 7 WILLIAM B. HARRISON, JR Mgmt For For 8 LABAN P. JACKSON, JR. Mgmt For For 9 JOHN W. KESSLER Mgmt For For 10 ROBERT I. LIPP Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RICHARD A. MANOOGIAN Mgmt For For 12 DAVID C. NOVAK Mgmt For For 13 LEE R. RAYMOND Mgmt For For 14 WILLIAM C. WELDON Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 STOCK OPTIONS Shr Against For 04 PERFORMANCE-BASED RESTRICTED STOCK Shr Against For 05 SEPARATE CHAIRMAN Mgmt For Against 06 SEXUAL ORIENTATION Shr Against For 07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 LOBBYING PRIORITIES REPORT Shr Against For 09 POLITICAL CONTRIBUTIONS REPORT Shr Against For 10 POISON PILL Shr Against For 11 CUMULATIVE VOTING Shr Against For 12 BONUS RECOUPMENT Shr Against For 13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 185 UNASSIGNED KIMBERLY-CLARK CORPORATION SECURITY: 494368103 AGENDA NUMBER: 932446532 TICKER: KMB MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. BERESFORD Mgmt For For 2 ABELARDO E. BRU Mgmt For For 3 THOMAS J. FALK Mgmt For For 4 MAE C. JEMISON Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against CLASSIFIED BOARD 04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING 06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 185 UNASSIGNED LIMITED BRANDS, INC. SECURITY: 532716107 AGENDA NUMBER: 932487691 TICKER: LTD MEETING TYPE: Annual ISIN: MEETING DATE: 22-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E. GORDON GEE Mgmt For For 2 JAMES L. HESKETT Mgmt For For 3 ALLAN R. TESSLER Mgmt For For 4 ABIGAIL S. WEXNER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 185 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 185 UNASSIGNED MARSH & MCLENNAN COMPANIES, INC. SECURITY: 571748102 AGENDA NUMBER: 932471321 TICKER: MMC MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LESLIE M. BAKER, JR. Mgmt For For 2 GWENDOLYN S. KING Mgmt For For 3 MARC D. OKEN Mgmt For For 4 DAVID A. OLSEN Mgmt For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against VOTING STANDARD 04 STOCKHOLDER PROPOSAL: POLITICAL Shr Against For CONTRIBUTION DISCLOSURE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 185 UNASSIGNED MBIA INC. SECURITY: 55262C100 AGENDA NUMBER: 932466231 TICKER: MBI MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH W. BROWN Mgmt For For 2 C. EDWARD CHAPLIN Mgmt For For 3 DAVID C. CLAPP Mgmt For For 4 GARY C. DUNTON Mgmt For For 5 CLAIRE L. GAUDIANI Mgmt For For 6 DANIEL P. KEARNEY Mgmt For For 7 LAURENCE H. MEYER Mgmt For For 8 DEBRA J. PERRY Mgmt For For 9 JOHN A. ROLLS Mgmt For For 10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 185 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 185 UNASSIGNED MCDONALD'S CORPORATION SECURITY: 580135101 AGENDA NUMBER: 932476446 TICKER: MCD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. ECKERT Mgmt For For 2 ENRIQUE HERNANDEZ, JR. Mgmt For For 3 JEANNE P. JACKSON Mgmt For For 4 RICHARD H. LENNY Mgmt For For 5 ANDREW J. MCKENNA Mgmt For For 6 SHEILA A. PENROSE Mgmt For For 02 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF A SHAREHOLDER PROPOSAL Shr Against For RELATING TO SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO LABELING OF GENETICALLY ENGINEERED PRODUCTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 185 UNASSIGNED MERRILL LYNCH & CO., INC. SECURITY: 590188108 AGENDA NUMBER: 932447279 TICKER: MER MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERTO CRIBIORE Mgmt For For 2 AULANA L. PETERS Mgmt For For 3 CHARLES O. ROSSOTTI Mgmt For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 INSTITUTE CUMULATIVE VOTING Shr For Against 04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For SHAREHOLDERS FOR ANNUAL APPROVAL 05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against COMPENSATION COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 185 UNASSIGNED METLIFE, INC. SECURITY: 59156R108 AGENDA NUMBER: 932454058 TICKER: MET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. ROBERT HENRIKSON Mgmt For For 2 JOHN M. KEANE Mgmt For For 3 HUGH B. PRICE Mgmt For For 4 KENTON J. SICCHITANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 185 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 185 UNASSIGNED MOTOROLA, INC. SECURITY: 620076109 AGENDA NUMBER: 932451610 TICKER: MOT MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For 1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against 1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For 1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For 1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For 1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For 1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For 1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For 1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For 1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For 1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For 02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For INCENTIVE PLAN OF 2006 03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against POISON PILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 185 UNASSIGNED NESTLE S.A. SECURITY: 641069406 AGENDA NUMBER: 932446190 TICKER: NSRGY MEETING TYPE: Annual ISIN: MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE 2005 ANNUAL REPORT, OF Mgmt For For THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP. 02 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE MANAGEMENT. 03 APPROVAL OF THE APPROPRIATION OF PROFIT Mgmt For For RESULTING FROM THE BALANCE SHEET OF NESTLE S.A., AS SET FORTH IN THE INVITATION. 04 CAPITAL REDUCTION AND CONSEQUENT Mgmt For For AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION. 5A RE-ELECTION OF MR. JEAN-PIERRE MEYERS TO Mgmt For For THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) 5B RE-ELECTION OF MR. ANDRE KUDELSKI TO THE Mgmt For For BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5C ELECTION OF MRS. NAINA LAL KIDWAI TO THE Mgmt For For BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) 5D ELECTION OF MR. JEAN-RENE FOURTOU TO THE Mgmt For For BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) 5E ELECTION OF MR. STEVEN GEORGE HOCH TO Mgmt For For THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) 06 MANDATE BY SHAREHOLDERS TO BOARD OF Mgmt For For DIRECTORS TO REVISE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION ENCLOSED. 07 MARK THE FOR BOX AT RIGHT IF YOU WISH TO Mgmt Abstain GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY S INVITATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 185 UNASSIGNED NOVARTIS AG SECURITY: 66987V109 AGENDA NUMBER: 932438066 TICKER: NVS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2005. 02 APPROVAL OF THE ACTIVITIES OF THE BOARD Mgmt For For OF DIRECTORS. 03 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. 04 REDUCTION OF SHARE CAPITAL. Mgmt For For 05 AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION. 6A1 RE-ELECTION OF PROF. SRIKANT M. DATAR Mgmt For For PH.D. FOR A THREE-YEAR TERM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6A2 RE-ELECTION OF WILLIAM W. GEORGE FOR A Mgmt For For THREE-YEAR TERM. 6A3 RE-ELECTION OF DR.-ING. WENDELIN Mgmt For For WIEDEKING FOR A THREE-YEAR TERM. 6A4 RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL Mgmt For For M.D. FOR A THREE-YEAR TERM. 6B THE ELECTION OF ANDREAS VON PLANTA PH.D. Mgmt For For FOR A THREE-YEAR TERM. 07 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For GROUP AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 185 UNASSIGNED PARKER-HANNIFIN CORPORATION SECURITY: 701094104 AGENDA NUMBER: 932396903 TICKER: PH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM E. KASSLING Mgmt For For 2 PETER W. LIKINS Mgmt For For 3 JOSEPH M. SCAMINACE Mgmt For For 4 WOLFGANG R. SCHMITT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY06. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For CORPORATION PERFORMANCE BONUS PLAN. 04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 185 UNASSIGNED PEPSICO, INC. SECURITY: 713448108 AGENDA NUMBER: 932461142 TICKER: PEP MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.F. AKERS Mgmt For For 2 R.E. ALLEN Mgmt For For 3 D. DUBLON Mgmt For For 4 V.J. DZAU Mgmt For For 5 R.L. HUNT Mgmt For For 6 A. IBARGUEN Mgmt For For 7 A.C. MARTINEZ Mgmt For For 8 I.K. NOOYI Mgmt For For 9 S.S REINEMUND Mgmt For For 10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.J. SCHIRO Mgmt For For 12 F.A. THOMAS Mgmt For For 13 C.M. TRUDELL Mgmt For For 14 D. VASELLA Mgmt For For 15 M.D. WHITE Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS 03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 23) 04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 185 UNASSIGNED PINNACLE WEST CAPITAL CORPORATION SECURITY: 723484101 AGENDA NUMBER: 932487754 TICKER: PNW MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK E. DAVIS Mgmt For For 2 PAMELA GRANT Mgmt For For 3 MARTHA O. HESSE Mgmt For For 4 WILLIAM S. JAMIESON, JR Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2006 03 VOTE ON SHAREHOLDER PROPOSAL TO ELECT Mgmt For Against DIRECTORS ANNUALLY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 185 UNASSIGNED PITNEY BOWES INC. SECURITY: 724479100 AGENDA NUMBER: 932461750 TICKER: PBI MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANNE SUTHERLAND FUCHS Mgmt For For 2 JAMES H. KEYES Mgmt For For 3 DAVID L. SHEDLARZ Mgmt For For 4 DAVID B. SNOW, JR. Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For EMPLOYEES INCENTIVE PLAN. 04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 185 UNASSIGNED PROGRESS ENERGY, INC. SECURITY: 743263105 AGENDA NUMBER: 932463196 TICKER: PGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. FREDERICK* Mgmt For For 2 W. JONES* Mgmt For For 3 T. STONE* Mgmt For For 4 E. BORDEN** Mgmt For For 5 J. BOSTIC** Mgmt For For 6 D. BURNER** Mgmt For For 7 R. DAUGHERTY** Mgmt For For 8 H. DELOACH*** Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 THE PROPOSAL RELATING TO THE Mgmt For For DECLASSIFICATION OF THE BOARD OF DIRECTORS. 04 THE PROPOSAL RELATING TO DIRECTOR Mgmt For For ELECTION BY MAJORITY VOTE. 05 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For RESPONSIBLE CONTRACTOR POLICY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 185 UNASSIGNED RIO TINTO PLC SECURITY: 767204100 AGENDA NUMBER: 932460114 TICKER: RTP MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For UNDER SECTION 80 OF THE COMPANIES ACT 1985 02 AUTHORITY TO ALLOT EQUITY SECURITIES FOR Mgmt For For CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 03 AUTHORITY TO PURCHASE RIO TINTO PLC Mgmt For For SHARES BY THE COMPANY OR RIO TINTO LIMITED 04 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt Against Against OF RIO TINTO PLC AND AMENDMENTS TO CONSTITUTION OF RIO TINTO LIMITED 05 ELECTION OF TOM ALBANESE * Mgmt For For 06 ELECTION OF SIR ROD EDDINGTON * Mgmt For For 07 RE-ELECTION OF SIR DAVID CLEMENTI * Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 RE-ELECTION OF LEIGH CLIFFORD * Mgmt For For 09 RE-ELECTION OF ANDREW GOULD * Mgmt Against Against 10 RE-ELECTION OF DAVID MAYHEW * Mgmt For For 11 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITORS AND AUTHORITY FOR AUDIT COMMITTEE TO SET THE AUDITORS REMUNERATION* 12 APPROVAL OF THE REMUNERATION REPORT * Mgmt For For 13 RECEIVE THE ANNUAL REPORT AND FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2005 *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 185 UNASSIGNED ROHM AND HAAS COMPANY SECURITY: 775371107 AGENDA NUMBER: 932457600 TICKER: ROH MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W.J. AVERY Mgmt For For 2 R.L. GUPTA Mgmt For For 3 D.W. HAAS Mgmt For For 4 T.W. HAAS Mgmt For For 5 R.L. KEYSER Mgmt For For 6 R.J. MILLS Mgmt For For 7 J.P. MONTOYA Mgmt For For 8 S.O. MOOSE Mgmt For For 9 G.S. OMENN Mgmt For For 10 G.L. ROGERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 R.H. SCHMITZ Mgmt For For 12 G.M. WHITESIDES Mgmt For For 13 M.C. WHITTINGTON Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS ROHM AND HAAS COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 185 UNASSIGNED ROYAL DUTCH SHELL PLC SECURITY: 780259206 AGENDA NUMBER: 932491804 TICKER: RDSA MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Mgmt For For 02 APPROVAL OF REMUNERATION REPORT Mgmt For For 03 DIRECTOR 1 JORMA OLLILA# Mgmt For For 2 NICK LAND# Mgmt For For 3 LORD KERR# U + Mgmt For For 4 JEROEN VAN DER VEER Mgmt For For 5 ROB ROUTS Mgmt For For 6 WIM KOK# N Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 RE-APPOINTMENT OF AUDITORS Mgmt For For 10 REMUNERATION OF AUDITORS Mgmt Against Against 11 AUTHORITY TO ALLOT SHARES Mgmt For For 12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 14 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt Against Against EXPENDITURE 15 SHAREHOLDER RESOLUTION Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 185 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 185 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857108 AGENDA NUMBER: 932447736 TICKER: SLB MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 185 UNASSIGNED SOUTHWEST AIRLINES CO. SECURITY: 844741108 AGENDA NUMBER: 932487704 TICKER: LUV MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 COLLEEN C. BARRETT Mgmt For For 2 GARY C. KELLY Mgmt For For 3 JOHN T. MONTFORD Mgmt For For 4 WILLIAM H. CUNNINGHAM Mgmt For For 5 LOUIS E. CALDERA Mgmt For For 6 NANCY B. LOEFFLER Mgmt For For 7 DAVID W. BIEGLER Mgmt For For 02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against IF THE PROPOSAL IS PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 185 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 185 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 185 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 185 UNASSIGNED SYNOVUS FINANCIAL CORP. SECURITY: 87161C105 AGENDA NUMBER: 932467043 TICKER: SNV MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD Y. BRADLEY Mgmt Withheld Against 2 FRANK W. BRUMLEY Mgmt For For 3 ELIZABETH W. CAMP Mgmt For For 4 T. MICHAEL GOODRICH Mgmt For For 5 JOHN P. ILLGES, III Mgmt For For 6 J. NEAL PURCELL Mgmt For For 7 WILLIAM B. TURNER, JR. Mgmt Withheld Against 02 TO AMEND SYNOVUS ARTICLES OF Mgmt For For INCORPORATION AND BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS. 03 TO APPROVE THE SYNOVUS FINANCIAL CORP. Mgmt For For EXECUTIVE CASH BONUS PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For SYNOVUS INDEPENDENT AUDITOR FOR THE YEAR 2006. 05 TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against REGARDING DIRECTOR ELECTION BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 185 UNASSIGNED THE ALLSTATE CORPORATION SECURITY: 020002101 AGENDA NUMBER: 932460277 TICKER: ALL MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F. DUANE ACKERMAN Mgmt For For 2 JAMES G. ANDRESS Mgmt For For 3 W. JAMES FARRELL Mgmt For For 4 JACK M. GREENBERG Mgmt For For 5 RONALD T. LEMAY Mgmt For For 6 EDWARD M. LIDDY Mgmt For For 7 J. CHRISTOPHER REYES Mgmt For For 8 H. JOHN RILEY, JR. Mgmt For For 9 JOSHUA I. SMITH Mgmt For For 10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY ALICE TAYLOR Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For 2001 EQUITY INCENTIVE PLAN. 04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For PLAN FOR NON- EMPLOYEE DIRECTORS. 05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD. 06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 185 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932417719 TICKER: KO MEETING TYPE: Consent ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote COCA-COLA COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 185 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932446570 TICKER: KO MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HERBERT A. ALLEN Mgmt For For 2 RONALD W. ALLEN Mgmt For For 3 CATHLEEN P. BLACK Mgmt For For 4 BARRY DILLER Mgmt For For 5 E. NEVILLE ISDELL Mgmt For For 6 DONALD R. KEOUGH Mgmt For For 7 DONALD F. MCHENRY Mgmt For For 8 SAM NUNN Mgmt For For 9 JAMES D. ROBINSON III Mgmt For For 10 PETER V. UEBERROTH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES B. WILLIAMS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS 03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For RESTRICTED STOCK AWARD PLAN OF THE COCA-COLA COMPANY 04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For CONTRIBUTIONS 05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For ON IMPLEMENTATION OF BEVERAGE CONTAINER RECYCLING STRATEGY 06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For STOCK 07 SHAREOWNER PROPOSAL REGARDING Shr Against For ENVIRONMENTAL IMPACTS OF OPERATIONS IN INDIA 08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For INDEPENDENT DELEGATION OF INQUIRY TO COLOMBIA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 185 UNASSIGNED THE GILLETTE COMPANY SECURITY: 375766102 AGENDA NUMBER: 932362774 TICKER: G MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG PROCTER & GAMBLE, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND GILLETTE AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 185 UNASSIGNED THE NEW YORK TIMES COMPANY SECURITY: 650111107 AGENDA NUMBER: 932446291 TICKER: NYT MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAUL E. CESAN Mgmt For For 2 WILLIAM E. KENNARD Mgmt For For 3 JAMES M. KILTS Mgmt For For 4 DOREEN A. TOBEN Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 185 UNASSIGNED THE PNC FINANCIAL SERVICES GROUP, IN SECURITY: 693475105 AGENDA NUMBER: 932458892 TICKER: PNC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. CHELLGREN Mgmt For For 2 MR. CLAY Mgmt For For 3 MR. COOPER Mgmt For For 4 MR. DAVIDSON Mgmt For For 5 MS. JAMES Mgmt For For 6 MR. KELSON Mgmt For For 7 MR. LINDSAY Mgmt For For 8 MR. MASSARO Mgmt For For 9 MR. O'BRIEN Mgmt For For 10 MS. PEPPER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MR. ROHR Mgmt For For 12 MS. STEFFES Mgmt For For 13 MR. STRIGL Mgmt For For 14 MR. THIEKE Mgmt For For 15 MR. USHER Mgmt For For 16 MR. WALLS Mgmt For For 17 MR. WEHMEIER Mgmt For For 02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For GROUP, INC. 2006 INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 185 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 185 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 185 UNASSIGNED TIME WARNER INC. SECURITY: 887317105 AGENDA NUMBER: 932481574 TICKER: TWX MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. BARKSDALE Mgmt For For 2 STEPHEN F. BOLLENBACH Mgmt For For 3 FRANK J. CAUFIELD Mgmt For For 4 ROBERT C. CLARK Mgmt For For 5 JESSICA P. EINHORN Mgmt For For 6 REUBEN MARK Mgmt For For 7 MICHAEL A. MILES Mgmt For For 8 KENNETH J. NOVACK Mgmt For For 9 RICHARD D. PARSONS Mgmt For For 10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 APPROVAL OF TIME WARNER INC. 2006 STOCK Mgmt For For INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against MAJORITY VOTE. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING CODE OF Shr Against For VENDOR CONDUCT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 185 UNASSIGNED TOTAL S.A. SECURITY: 89151E109 AGENDA NUMBER: 932506249 TICKER: TOT MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For STATEMENTS 02 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For STATEMENTS 03 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For DIVIDEND 04 AUTHORIZATION TO BE GIVEN TO THE BOARD Mgmt For OF DIRECTORS TO TRANSFER THE SPECIAL LONG-TERM CAPITAL GAINS RESERVED TO THE ACCOUNT 05 AGREEMENTS COVERED BY ARTICLE L.225-38 Mgmt For OF THE FRENCH COMMERCIAL CODE 06 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For TO TRADE SHARES OF THE COMPANY 07 DIRECTOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 ANNE LAUVERGEON Mgmt For 2 DANIEL BOUTON Mgmt For 3 BERTRAND COLLOMB Mgmt For 4 A JEANCOURT-GALIGNANI Mgmt For 5 MICHEL PEBEREAU Mgmt For 6 PIERRE VAILLAUD Mgmt For 7 CHRISTOPHE DE MARGERIE Mgmt For 14 APPROVAL OF THE ASSET CONTRIBUTION BY Mgmt For THE COMPANY TO ARKEMA, GOVERNED BY THE LEGAL REGIME APPLICABLE TO DEMERGERS 15 FOUR-FOR-ONE STOCK SPLIT Mgmt For 16 AMENDMENT OF ARTICLE 11 -3 OF THE Mgmt For COMPANY S ARTICLES OF ASSOCIATION FIXING THE NUMBER OF SHARES OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- RA RESOLUTION A (NOT APPROVED BY THE BOARD Mgmt For OF DIRECTORS) RB RESOLUTION B (NOT APPROVED BY THE BOARD Mgmt For OF DIRECTORS)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 185 UNASSIGNED TYSON FOODS, INC. SECURITY: 902494103 AGENDA NUMBER: 932428635 TICKER: TSN MEETING TYPE: Annual ISIN: MEETING DATE: 03-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DON TYSON Mgmt Withheld Against 2 JOHN TYSON Mgmt Withheld Against 3 RICHARD L. BOND Mgmt Withheld Against 4 SCOTT T. FORD Mgmt For For 5 LLOYD V. HACKLEY Mgmt For For 6 JIM KEVER Mgmt For For 7 JO ANN R. SMITH Mgmt For For 8 LELAND E. TOLLETT Mgmt Withheld Against 9 BARBARA A. TYSON Mgmt Withheld Against 10 ALBERT C. ZAPANTA Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP, REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006. 03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For PROPOSAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 185 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 185 UNASSIGNED UNION PACIFIC CORPORATION SECURITY: 907818108 AGENDA NUMBER: 932463172 TICKER: UNP MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.K. DAVIDSON Mgmt For For 2 E.B. DAVIS, JR. Mgmt For For 3 T.J. DONOHUE Mgmt For For 4 A.W. DUNHAM Mgmt For For 5 J.R. HOPE Mgmt For For 6 C.C. KRULAK Mgmt For For 7 M.W. MCCONNELL Mgmt For For 8 S.R. ROGEL Mgmt For For 9 J.R. YOUNG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPOINTMENT OF DELOITTE & TOUCHE AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. 05 SHAREHOLDER PROPOSAL REGARDING AN Mgmt For Against INDEPENDENT CHAIRMAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 185 UNASSIGNED UNITED TECHNOLOGIES CORPORATION SECURITY: 913017109 AGENDA NUMBER: 932449552 TICKER: UTX MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LOUIS R. CHENEVERT Mgmt For For 2 GEORGE DAVID Mgmt For For 3 JOHN V. FARACI Mgmt For For 4 JEAN-PIERRE GARNIER Mgmt For For 5 JAMIE S. GORELICK Mgmt For For 6 CHARLES R. LEE Mgmt For For 7 RICHARD D. MCCORMICK Mgmt For For 8 HAROLD MCGRAW III Mgmt For For 9 FRANK P. POPOFF Mgmt For For 10 H. PATRICK SWYGERT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANDRE VILLENEUVE Mgmt For For 12 H.A. WAGNER Mgmt For For 13 CHRISTINE TODD WHITMAN Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 03 APPROVAL OF AMENDMENT TO UTC S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 04 SHAREOWNER PROPOSAL: DIRECTOR TERM Shr Against For LIMITS 05 SHAREOWNER PROPOSAL: FOREIGN MILITARY Shr Against For SALES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 185 UNASSIGNED VERIZON COMMUNICATIONS INC. SECURITY: 92343V104 AGENDA NUMBER: 932454313 TICKER: VZ MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.R. BARKER Mgmt For For 2 R.L. CARRION Mgmt For For 3 R.W. LANE Mgmt For For 4 S.O. MOOSE Mgmt For For 5 J. NEUBAUER Mgmt Withheld Against 6 D.T. NICOLAISEN Mgmt For For 7 T.H. O'BRIEN Mgmt For For 8 C. OTIS, JR. Mgmt For For 9 H.B. PRICE Mgmt For For 10 I.G. SEIDENBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.V. SHIPLEY Mgmt For For 12 J.R. STAFFORD Mgmt For For 13 R.D. STOREY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED ACCOUNTING FIRM 03 CUMULATIVE VOTING Shr For Against 04 MAJORITY VOTE REQUIRED FOR ELECTION OF Shr For Against DIRECTORS 05 COMPOSITION OF BOARD OF DIRECTORS Mgmt Against For 06 DIRECTORS ON COMMON BOARDS Mgmt Against For 07 SEPARATE CHAIRMAN AND CEO Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 PERFORMANCE-BASED EQUITY COMPENSATION Shr Against For 09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 185 UNASSIGNED WAL-MART STORES, INC. SECURITY: 931142103 AGENDA NUMBER: 932506059 TICKER: WMT MEETING TYPE: Annual ISIN: MEETING DATE: 02-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 AIDA M. ALVAREZ Mgmt For For 2 JAMES W. BREYER Mgmt For For 3 M. MICHELE BURNS Mgmt For For 4 JAMES I. CASH, JR. Mgmt For For 5 DOUGLAS N. DAFT Mgmt For For 6 DAVID D. GLASS Mgmt For For 7 ROLAND A. HERNANDEZ Mgmt For For 8 H. LEE SCOTT, JR. Mgmt For For 9 JACK C. SHEWMAKER Mgmt For For 10 JIM C. WALTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. ROBSON WALTON Mgmt For For 12 CHRISTOPHER J. WILLIAMS Mgmt For For 13 LINDA S. WOLF Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For 03 A SHAREHOLDER PROPOSAL REGARDING HUMANE Shr Against For POULTRY SLAUGHTER 04 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For POLITICAL CONTRIBUTIONS REPORT 05 A SHAREHOLDER PROPOSAL REGARDING A Shr For Against DIRECTOR ELECTION MAJORITY VOTE STANDARD 06 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For SUSTAINABILITY REPORT 07 A SHAREHOLDER PROPOSAL REGARDING Mgmt Against For COMPENSATION DISPARITY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 A SHAREHOLDER PROPOSAL REGARDING AN Mgmt Against For EQUITY COMPENSATION GLASS CEILING REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 185 UNASSIGNED WARNER MUSIC GROUP CORP. SECURITY: 934550104 AGENDA NUMBER: 932432761 TICKER: WMG MEETING TYPE: Annual ISIN: MEETING DATE: 23-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDGAR BRONFMAN, JR. Mgmt For For 2 LEN BLAVATNIK Mgmt For For 3 SHELBY W. BONNIE Mgmt For For 4 RICHARD BRESSLER Mgmt For For 5 CHARLES A. BRIZIUS Mgmt For For 6 JOHN P. CONNAUGHTON Mgmt For For 7 SCOTT L. JAECKEL Mgmt For For 8 SETH W. LAWRY Mgmt For For 9 THOMAS H. LEE Mgmt For For 10 IAN LORING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JONATHAN M. NELSON Mgmt For For 12 MARK NUNNELLY Mgmt For For 13 SCOTT M. SPERLING Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING SEPTEMBER 30, 2006. 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 185 UNASSIGNED WASTE MANAGEMENT, INC. SECURITY: 94106L109 AGENDA NUMBER: 932467207 TICKER: WMI MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PASTORA S.J. CAFFERTY Mgmt For For 2 FRANK M. CLARK, JR. Mgmt For For 3 THOMAS I. MORGAN Mgmt For For 4 JOHN C. POPE Mgmt For For 5 W. ROBERT REUM Mgmt For For 6 STEVEN G. ROTHMEIER Mgmt For For 7 DAVID P. STEINER Mgmt For For 8 THOMAS H. WEIDEMEYER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. 04 PROPOSAL RELATING TO ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 185 UNASSIGNED WEYERHAEUSER COMPANY SECURITY: 962166104 AGENDA NUMBER: 932449665 TICKER: WY MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD F. HASKAYNE Mgmt For For 2 DONALD F. MAZANKOWSKI Mgmt For For 3 NICOLE W. PIASECKI Mgmt For For 02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against ELECTION BY MAJORITY 03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against 04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For COMPENSATION 05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr Against For CHAIRMAN 07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For APPOINTMENT OF AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 185 UNASSIGNED WHIRLPOOL CORPORATION SECURITY: 963320106 AGENDA NUMBER: 932458931 TICKER: WHR MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY T. DICAMILLO Mgmt For For 2 KATHLEEN J. HEMPEL Mgmt For For 3 ARNOLD G. LANGBO Mgmt For For 4 DAVID L. SWIFT Mgmt For For 5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 185 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 185 UNASSIGNED XEROX CORPORATION SECURITY: 984121103 AGENDA NUMBER: 932486118 TICKER: XRX MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLENN A. BRITT Mgmt For For 2 RICHARD J. HARRINGTON Mgmt For For 3 WILLIAM CURT HUNTER Mgmt For For 4 VERNON E. JORDAN, JR. Mgmt For For 5 HILMAR KOPPER Mgmt For For 6 RALPH S. LARSEN Mgmt For For 7 ROBERT A. MCDONALD Mgmt For For 8 ANNE M. MULCAHY Mgmt For For 9 N.J. NICHOLAS, JR. Mgmt For For 10 ANN N. REESE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 185
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY AGNES WILDEROTTER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against ELECTION OF DIRECTORS BY MAJORITY VOTE. 04 SHAREHOLDER PROPOSAL RELATING TO SENIOR Shr Against For EXECUTIVE BONUSES.
Hartford Equity Income HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 124 UNASSIGNED 3M COMPANY SECURITY: 88579Y101 AGENDA NUMBER: 932463893 TICKER: MMM MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 EDWARD M. LIDDY Mgmt For For 3 ROBERT S. MORRISON Mgmt For For 4 AULANA L. PETERS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS 04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For ANIMAL WELFARE POLICY 06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For BUSINESS OPERATIONS IN CHINA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 124 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 124 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 124 UNASSIGNED AIR PRODUCTS AND CHEMICALS, INC. SECURITY: 009158106 AGENDA NUMBER: 932423116 TICKER: APD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARIO L. BAEZA Mgmt For For 2 EDWARD E. HAGENLOCKER Mgmt For For 3 TERRENCE MURRAY Mgmt For For 4 CHARLES H. NOSKI Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS: RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2006. 03 AMENDMENTS TO THE LONG-TERM INCENTIVE Mgmt For For PLAN: APPROVAL OF AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN. 04 APPROVE ANNUAL INCENTIVE PLAN TERMS: Mgmt For For APPROVE ANNUAL INCENTIVE PLAN TERMS TO ALLOW DEDUCTIBILITY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 124 UNASSIGNED ALCOA INC. SECURITY: 013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 124 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 124 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 124 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 124 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 124 UNASSIGNED BAXTER INTERNATIONAL INC. SECURITY: 071813109 AGENDA NUMBER: 932455620 TICKER: BAX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WALTER E. BOOMER Mgmt For For 2 J.R. GAVIN III, MD PHD Mgmt For For 3 PETER S. HELLMAN Mgmt For For 4 K.J. STORM Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION REDUCING THE MINIMUM AND MAXIMUM NUMBER OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against THE SHAREHOLDER RIGHTS PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 124 UNASSIGNED BELLSOUTH CORPORATION SECURITY: 079860102 AGENDA NUMBER: 932450632 TICKER: BLS MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F.D. ACKERMAN Mgmt For For 2 R.V. ANDERSON Mgmt For For 3 J.H. BLANCHARD Mgmt For For 4 J.H. BROWN Mgmt For For 5 A.M. CODINA Mgmt For For 6 M.L. FEIDLER Mgmt For For 7 K.F. FELDSTEIN Mgmt For For 8 J.P. KELLY Mgmt For For 9 L.F. MULLIN Mgmt For For 10 R.B. SMITH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.S. STAVROPOULOS Mgmt For For 02 RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 124 UNASSIGNED BP P.L.C. SECURITY: 055622104 AGENDA NUMBER: 932448675 TICKER: BP MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For AND THE ACCOUNTS 02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT 03 DIRECTOR 1 DR D C ALLEN Mgmt For For 2 LORD BROWNE Mgmt For For 3 MR J H BRYAN Mgmt For For 4 MR A BURGMANS Mgmt Withheld Against 5 MR I C CONN Mgmt For For 6 MR E B DAVIS, JR Mgmt For For 7 MR D J FLINT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8 DR B E GROTE Mgmt For For 9 DR A B HAYWARD Mgmt For For 10 DR D S JULIUS Mgmt For For 11 SIR TOM MCKILLOP Mgmt For For 12 MR J A MANZONI Mgmt For For 13 DR W E MASSEY Mgmt For For 14 SIR IAN PROSSER Mgmt For For 15 MR M H WILSON Mgmt For For 16 MR P D SUTHERLAND Mgmt For For 04 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt Against Against AUDITORS AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 05 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO Mgmt For For A SPECIFIED AMOUNT 07 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 124 UNASSIGNED BRISTOL-MYERS SQUIBB COMPANY SECURITY: 110122108 AGENDA NUMBER: 932457206 TICKER: BMY MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.E. ALLEN Mgmt For For 2 L.B. CAMPBELL Mgmt For For 3 V.D. COFFMAN Mgmt For For 4 J.M. CORNELIUS Mgmt For For 5 P.R. DOLAN Mgmt For For 6 L.J. FREEH Mgmt For For 7 L.H. GLIMCHER, M.D. Mgmt For For 8 L. JOHANSSON Mgmt For For 9 J.D. ROBINSON III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For 04 CUMULATIVE VOTING Shr Against For 05 RECOUPMENT Shr Against For 06 ANIMAL TREATMENT Shr Against For 07 TERM LIMITS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 124 UNASSIGNED CAMPBELL SOUP COMPANY SECURITY: 134429109 AGENDA NUMBER: 932400067 TICKER: CPB MEETING TYPE: Annual ISIN: MEETING DATE: 18-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 JOHN F. BROCK Mgmt For For 2 EDMUND M. CARPENTER Mgmt For For 3 PAUL R. CHARRON Mgmt For For 4 DOUGLAS R. CONANT Mgmt For For 5 BENNETT DORRANCE Mgmt For For 6 KENT B. FOSTER Mgmt For For 7 HARVEY GOLUB Mgmt For For 8 RANDALL W. LARRIMORE Mgmt For For 9 PHILIP E. LIPPINCOTT Mgmt For For 10 MARY ALICE D. MALONE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SARA MATHEW Mgmt For For 12 DAVID C. PATTERSON Mgmt For For 13 CHARLES R. PERRIN Mgmt For For 14 A. BARRY RAND Mgmt For For 15 GEORGE STRAWBRIDGE, JR. Mgmt For For 16 LES C. VINNEY Mgmt For For 17 CHARLOTTE C. WEBER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM T 03 APPROVAL OF THE 2005 LONG-TERM INCENTIVE Mgmt For For PLAN T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 124 UNASSIGNED CATERPILLAR INC. SECURITY: 149123101 AGENDA NUMBER: 932517379 TICKER: CAT MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID R. GOODE Mgmt For For 2 JAMES W. OWENS Mgmt For For 3 CHARLES D. POWELL Mgmt For For 4 JOSHUA I. SMITH Mgmt For For 02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against 03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against 04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For 05 RATIFY AUDITORS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against 07 STOCKHOLDER PROPOSAL - SEPARATE CEO & Mgmt For Against CHAIR 08 STOCKHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 124 UNASSIGNED CHUBB CORPORATION SECURITY: 171232101 AGENDA NUMBER: 932465241 TICKER: CB MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ZOE BAIRD Mgmt For For 2 SHEILA P. BURKE Mgmt For For 3 JAMES I. CASH, JR. Mgmt For For 4 JOEL J. COHEN Mgmt For For 5 JAMES M. CORNELIUS Mgmt For For 6 JOHN D. FINNEGAN Mgmt For For 7 KLAUS J. MANGOLD Mgmt For For 8 SIR DAVID G SCHOLEY CBE Mgmt For For 9 RAYMOND G.H. SEITZ Mgmt For For 10 LAWRENCE M. SMALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DANIEL E. SOMERS Mgmt For For 12 KAREN HASTIE WILLIAMS Mgmt For For 13 ALFRED W. ZOLLAR Mgmt For For 02 TO VOTE ON THE ADOPTION OF THE CHUBB Mgmt For For CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2006). 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITOR. 04 TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against REGARDING THE MANNER IN WHICH DIRECTORS ARE ELECTED. 05 TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REGARDING POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 124 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. Mgmt For For 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE RESTATED CERTIFICATE OF INCORPORATION. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr For Against FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 124 UNASSIGNED COLGATE-PALMOLIVE COMPANY SECURITY: 194162103 AGENDA NUMBER: 932476155 TICKER: CL MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.T. CAHILL Mgmt For For 2 J.K. CONWAY Mgmt For For 3 E.M. HANCOCK Mgmt For For 4 D.W. JOHNSON Mgmt For For 5 R.J. KOGAN Mgmt For For 6 D.E. LEWIS Mgmt For For 7 R. MARK Mgmt For For 8 J.P. REINHARD Mgmt For For 9 H.B. WENTZ, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFY SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE COMPANY S 2007 STOCK Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS 04 STOCKHOLDER PROPOSAL ON INDEPENDENT Mgmt Against For CHAIRMAN 05 STOCKHOLDER PROPOSAL ON EXECUTIVE Shr Against For COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 124 UNASSIGNED COMERICA INCORPORATED SECURITY: 200340107 AGENDA NUMBER: 932485596 TICKER: CMA MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LILLIAN BAUDER Mgmt For For 2 ANTHONY F. EARLEY, JR. Mgmt For For 3 ROBERT S. TAUBMAN Mgmt For For 4 REGINALD M. TURNER, JR. Mgmt For For 02 APPROVAL OF THE COMERICA INCORPORATED Mgmt For For 2006 LONG-TERM INCENTIVE PLAN 03 APPROVAL OF THE COMERICA INCORPORATED Mgmt For For 2006 MANAGEMENT INCENTIVE PLAN 04 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 124 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 124 UNASSIGNED CONSOLIDATED EDISON, INC. SECURITY: 209115104 AGENDA NUMBER: 932486649 TICKER: ED MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 K. BURKE Mgmt For For 2 V.A. CALARCO Mgmt For For 3 G. CAMPBELL, JR. Mgmt For For 4 G.J. DAVIS Mgmt For For 5 M.J. DEL GIUDICE Mgmt For For 6 E.V. FUTTER Mgmt For For 7 S. HERNANDEZ Mgmt For For 8 P.W. LIKINS Mgmt For For 9 E.R. MCGRATH Mgmt For For 10 F.V. SALERNO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.F. SUTHERLAND Mgmt For For 12 S.R. VOLK Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS. 03 ADDITIONAL COMPENSATION INFORMATION. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 124 UNASSIGNED DOMINION RESOURCES, INC. SECURITY: 25746U109 AGENDA NUMBER: 932453032 TICKER: D MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER W. BROWN Mgmt For For 2 RONALD J. CALISE Mgmt For For 3 THOS. E. CAPPS Mgmt For For 4 GEORGE A. DAVIDSON, JR. Mgmt For For 5 THOMAS F. FARRELL, II Mgmt For For 6 JOHN W. HARRIS Mgmt For For 7 ROBERT S. JEPSON, JR. Mgmt For For 8 MARK J. KINGTON Mgmt For For 9 BENJAMIN J. LAMBERT III Mgmt For For 10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARGARET A. MCKENNA Mgmt For For 12 FRANK S. ROYAL Mgmt For For 13 S. DALLAS SIMMONS Mgmt For For 14 DAVID A. WOLLARD Mgmt For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2006 FINANCIAL STATEMENTS. 03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD 04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For REPORT 05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 124 UNASSIGNED E. I. DU PONT DE NEMOURS AND COMPANY SECURITY: 263534109 AGENDA NUMBER: 932457612 TICKER: DD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAIN J.P. BELDA Mgmt For For 2 RICHARD H. BROWN Mgmt For For 3 CURTIS J. CRAWFORD Mgmt For For 4 JOHN T. DILLON Mgmt For For 5 ELEUTHERE I. DU PONT Mgmt For For 6 CHARLES O. HOLLIDAY, JR Mgmt For For 7 LOIS D. JULIBER Mgmt For For 8 MASAHISA NAITOH Mgmt For For 9 SEAN O'KEEFE Mgmt For For 10 WILLIAM K. REILLY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES M. VEST Mgmt For For 02 ON RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON EXECUTIVE COMPENSATION Shr Against For 04 ON GENETICALLY MODIFIED FOOD Mgmt Against For 05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against 06 ON PFOA Shr Against For 07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 124 UNASSIGNED ENTERGY CORPORATION SECURITY: 29364G103 AGENDA NUMBER: 932467500 TICKER: ETR MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. BATEMAN Mgmt For For 2 W.F. BLOUNT Mgmt For For 3 S.D. DEBREE Mgmt For For 4 G.W. EDWARDS Mgmt For For 5 A.M. HERMAN Mgmt For For 6 D.C. HINTZ Mgmt For For 7 J.W. LEONARD Mgmt For For 8 S.L. LEVENICK Mgmt For For 9 R. V.D. LUFT Mgmt For For 10 J.R. NICHOLS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.A. PERCY, II Mgmt For For 12 W.J. TAUZIN Mgmt For For 13 S.V. WILKINSON Mgmt For For 02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT WITH RESPECT TO THE REMOVAL OF DIRECTORS. 03 APPROVAL OF 2007 EQUITY OWNERSHIP AND Mgmt For For LONG TERM CASH INCENTIVE PLAN. 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING 2006. 05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 124 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 124 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 124 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 124 UNASSIGNED GANNETT CO., INC. SECURITY: 364730101 AGENDA NUMBER: 932447154 TICKER: GCI MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARJORIE MAGNER Mgmt For For 2 DUNCAN M. MCFARLAND Mgmt For For 3 KAREN HASTIE WILLIAMS Mgmt For For 02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR. 03 PROPOSAL TO RE-APPROVE THE MATERIAL Mgmt For For TERMS OF THE PERFORMANCE MEASURES IN THE COMPANY S 2001 OMNIBUS INCENTIVE COMPENSATION PLAN. 04 SHAREHOLDER PROPOSAL CONCERNING ANNUAL Mgmt For Against ELECTION OF DIRECTORS. 05 SHAREHOLDER PROPOSAL CONCERNING Mgmt For Against INDEPENDENT BOARD CHAIRMAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 124 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 124 UNASSIGNED GENERAL MILLS, INC. SECURITY: 370334104 AGENDA NUMBER: 932386623 TICKER: GIS MEETING TYPE: Annual ISIN: MEETING DATE: 26-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL DANOS Mgmt For For 2 WILLIAM T. ESREY Mgmt For For 3 RAYMOND V. GILMARTIN Mgmt For For 4 JUDITH RICHARDS HOPE Mgmt For For 5 HEIDI G. MILLER Mgmt For For 6 H. OCHOA-BRILLEMBOURG Mgmt For For 7 STEVE ODLAND Mgmt For For 8 MICHAEL D. ROSE Mgmt For For 9 ROBERT L. RYAN Mgmt For For 10 STEPHEN W. SANGER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. MICHAEL SPENCE Mgmt For For 12 DOROTHY A. TERRELL Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For GENERAL MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Mgmt For For 04 STOCKHOLDER PROPOSAL REGARDING SALE OF Shr Against For GENERAL MILLS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 124 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 124 UNASSIGNED H.J. HEINZ COMPANY SECURITY: 423074103 AGENDA NUMBER: 932373765 TICKER: HNZ MEETING TYPE: Annual ISIN: MEETING DATE: 23-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W.R. JOHNSON Mgmt For For 2 C.E. BUNCH Mgmt For For 3 M.C. CHOKSI Mgmt For For 4 L.S. COLEMAN, JR. Mgmt For For 5 P.H. COORS Mgmt For For 6 E.E. HOLIDAY Mgmt For For 7 C. KENDLE Mgmt For For 8 D.R. O'HARE Mgmt For For 9 L.C. SWANN Mgmt For For 10 T.J. USHER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF AUDITORS. Mgmt For For 03 SHAREHOLDER PROPOSAL RECOMMENDING HIRING Shr Against For AN INVESTMENT BANK TO EXPLORE THE SALE OF THE COMPANY. 04 SHAREHOLDER PROPOSAL RECOMMENDING THAT Shr For Against THE BOARD OF DIRECTORS ADOPT A SIMPLE MAJORITY VOTE ON EACH ISSUE SUBJECT TO SHAREHOLDER VOTE EXCEPT ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 124 UNASSIGNED HOST HOTELS & RESORTS SECURITY: 44107P104 AGENDA NUMBER: 932507633 TICKER: HST MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT M. BAYLIS Mgmt For For 2 TERENCE C. GOLDEN Mgmt For For 3 ANN M. KOROLOGOS Mgmt For For 4 RICHARD E. MARRIOTT Mgmt For For 5 JUDITH A. MCHALE Mgmt For For 6 JOHN B. MORSE, JR. Mgmt For For 7 CHRISTOPHER J. NASSETTA Mgmt For For 02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 STOCKHOLDER PROPOSAL TO ELECT Shr For For DIRECTORS BY A MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 124 UNASSIGNED INTERNATIONAL PAPER COMPANY SECURITY: 460146103 AGENDA NUMBER: 932474149 TICKER: IP MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN L. TOWNSEND, III* Mgmt For For 2 JOHN F. TURNER** Mgmt For For 3 ALBERTO WEISSER** Mgmt For For 4 JOHN V. FARACI*** Mgmt For For 5 DONALD F. MCHENRY*** Mgmt For For 6 WILLIAM G. WALTER*** Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL RELATING TO MAJORITY VOTING FOR Shr For Against DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 PROPOSAL RELATING TO SUSTAINABLE Shr Against For FORESTRY. 05 PROPOSAL RELATING TO ANNUAL ELECTION Mgmt For Against OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 124 UNASSIGNED JPMORGAN CHASE & CO. SECURITY: 46625H100 AGENDA NUMBER: 932470228 TICKER: JPM MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 STEPHEN B. BURKE Mgmt For For 3 JAMES S. CROWN Mgmt For For 4 JAMES DIMON Mgmt For For 5 ELLEN V. FUTTER Mgmt For For 6 WILLIAM H. GRAY, III Mgmt For For 7 WILLIAM B. HARRISON, JR Mgmt For For 8 LABAN P. JACKSON, JR. Mgmt For For 9 JOHN W. KESSLER Mgmt For For 10 ROBERT I. LIPP Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RICHARD A. MANOOGIAN Mgmt For For 12 DAVID C. NOVAK Mgmt For For 13 LEE R. RAYMOND Mgmt For For 14 WILLIAM C. WELDON Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 STOCK OPTIONS Shr Against For 04 PERFORMANCE-BASED RESTRICTED STOCK Shr Against For 05 SEPARATE CHAIRMAN Mgmt For Against 06 SEXUAL ORIENTATION Shr Against For 07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 LOBBYING PRIORITIES REPORT Shr Against For 09 POLITICAL CONTRIBUTIONS REPORT Shr Against For 10 POISON PILL Shr Against For 11 CUMULATIVE VOTING Shr Against For 12 BONUS RECOUPMENT Shr Against For 13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 124 UNASSIGNED KELLOGG COMPANY SECURITY: 487836108 AGENDA NUMBER: 932445326 TICKER: K MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN T. DILLON Mgmt For For 2 JAMES M. JENNESS Mgmt For For 3 L. DANIEL JORNDT Mgmt For For 4 WILLIAM D. PEREZ Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITOR FOR Mgmt For For 2006 03 APPROVAL OF THE KELLOGG COMPANY SENIOR Mgmt For For EXECUTIVE ANNUAL INCENTIVE PLAN 04 PREPARE SUSTAINABILITY REPORT Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 124 UNASSIGNED KIMBERLY-CLARK CORPORATION SECURITY: 494368103 AGENDA NUMBER: 932446532 TICKER: KMB MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. BERESFORD Mgmt For For 2 ABELARDO E. BRU Mgmt For For 3 THOMAS J. FALK Mgmt For For 4 MAE C. JEMISON Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against CLASSIFIED BOARD 04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING 06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 124 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 124 UNASSIGNED MERRILL LYNCH & CO., INC. SECURITY: 590188108 AGENDA NUMBER: 932447279 TICKER: MER MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERTO CRIBIORE Mgmt For For 2 AULANA L. PETERS Mgmt For For 3 CHARLES O. ROSSOTTI Mgmt For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 INSTITUTE CUMULATIVE VOTING Shr For Against 04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For SHAREHOLDERS FOR ANNUAL APPROVAL 05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against COMPENSATION COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 124 UNASSIGNED NATIONAL CITY CORPORATION SECURITY: 635405103 AGENDA NUMBER: 932446671 TICKER: NCC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.E. BARFIELD Mgmt For For 2 J.S. BROADHURST Mgmt For For 3 C.M. CONNOR Mgmt For For 4 D.A. DABERKO Mgmt For For 5 B.P. HEALY Mgmt For For 6 S.C. LINDNER Mgmt For For 7 P.A. ORMOND Mgmt For For 8 G.L. SHAHEEN Mgmt For For 9 J.S. THORNTON Mgmt For For 10 M. WEISS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE RATIFICATION OF THE AUDIT COMMITTEE Mgmt For For S SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 124 UNASSIGNED PEPSICO, INC. SECURITY: 713448108 AGENDA NUMBER: 932461142 TICKER: PEP MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.F. AKERS Mgmt For For 2 R.E. ALLEN Mgmt For For 3 D. DUBLON Mgmt For For 4 V.J. DZAU Mgmt For For 5 R.L. HUNT Mgmt For For 6 A. IBARGUEN Mgmt For For 7 A.C. MARTINEZ Mgmt For For 8 I.K. NOOYI Mgmt For For 9 S.S REINEMUND Mgmt For For 10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.J. SCHIRO Mgmt For For 12 F.A. THOMAS Mgmt For For 13 C.M. TRUDELL Mgmt For For 14 D. VASELLA Mgmt For For 15 M.D. WHITE Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS 03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 23) 04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 124 UNASSIGNED PFIZER INC. SECURITY: 717081103 AGENDA NUMBER: 932449526 TICKER: PFE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL S. BROWN Mgmt For For 2 M. ANTHONY BURNS Mgmt For For 3 ROBERT N. BURT Mgmt For For 4 W. DON CORNWELL Mgmt For For 5 WILLIAM H. GRAY III Mgmt For For 6 CONSTANCE J. HORNER Mgmt For For 7 WILLIAM R. HOWELL Mgmt For For 8 STANLEY O. IKENBERRY Mgmt For For 9 GEORGE A. LORCH Mgmt For For 10 HENRY A. MCKINNELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DANA G. MEAD Mgmt For For 12 RUTH J. SIMMONS Mgmt For For 13 WILLIAM C. STEERE, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 MANAGEMENT PROPOSAL TO AMEND COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS AND FAIR PRICE PROVISION. 04 SHAREHOLDER PROPOSAL RELATING TO TERM Shr Against For LIMITS FOR DIRECTORS. 05 SHAREHOLDER PROPOSAL REQUESTING Shr Against For REPORTING ON PHARMACEUTICAL PRICE RESTRAINT. 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For CUMULATIVE VOTING. 07 SHAREHOLDER PROPOSAL REQUESTING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 09 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON THE FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE. 10 SHAREHOLDER PROPOSAL REQUESTING Shr Against For JUSTIFICATION FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED TESTING METHODOLOGIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 124 UNASSIGNED PITNEY BOWES INC. SECURITY: 724479100 AGENDA NUMBER: 932461750 TICKER: PBI MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANNE SUTHERLAND FUCHS Mgmt For For 2 JAMES H. KEYES Mgmt For For 3 DAVID L. SHEDLARZ Mgmt For For 4 DAVID B. SNOW, JR. Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For EMPLOYEES INCENTIVE PLAN. 04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 124 UNASSIGNED PPG INDUSTRIES, INC. SECURITY: 693506107 AGENDA NUMBER: 932444829 TICKER: PPG MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES E. BUNCH Mgmt For For 2 ROBERT RIPP Mgmt For For 3 THOMAS J. USHER Mgmt For For 4 DAVID R. WHITWAM Mgmt For For 02 PROPOSAL TO APPROVE THE PPG INDUSTRIES, Mgmt For For INC. OMNIBUS INCENTIVE PLAN. 03 PROPOSAL TO ENDORSE THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 124 UNASSIGNED PPL CORPORATION SECURITY: 69351T106 AGENDA NUMBER: 932455757 TICKER: PPL MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. CONWAY Mgmt For For 2 E. ALLEN DEAVER Mgmt For For 3 JAMES H. MILLER Mgmt For For 4 SUSAN M. STALNECKER Mgmt For For 02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 124 UNASSIGNED R.R. DONNELLEY & SONS COMPANY SECURITY: 257867101 AGENDA NUMBER: 932516923 TICKER: RRD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS S. JOHNSON Mgmt For For 2 JOHN C. POPE Mgmt For For 3 LIONEL H. SCHIPPER, CM Mgmt For For 4 NORMAN H. WESLEY Mgmt For For 02 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For 03 STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For Against DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 124 UNASSIGNED ROCKWELL AUTOMATION, INC. SECURITY: 773903109 AGENDA NUMBER: 932423510 TICKER: ROK MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 BETTY C. ALEWINE Mgmt For For 2 VERNE G. ISTOCK Mgmt For For 3 DAVID B. SPEER Mgmt For For B APPROVE THE SELECTION OF AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 124 UNASSIGNED ROYAL DUTCH SHELL PLC SECURITY: 780259107 AGENDA NUMBER: 932491804 TICKER: RDSB MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Mgmt For For 02 APPROVAL OF REMUNERATION REPORT Mgmt For For 03 DIRECTOR 1 JORMA OLLILA# Mgmt For For 2 NICK LAND# Mgmt For For 3 LORD KERR# U + Mgmt For For 4 JEROEN VAN DER VEER Mgmt For For 5 ROB ROUTS Mgmt For For 6 WIM KOK# N Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 RE-APPOINTMENT OF AUDITORS Mgmt For For 10 REMUNERATION OF AUDITORS Mgmt Against Against 11 AUTHORITY TO ALLOT SHARES Mgmt For For 12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 14 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt Against Against EXPENDITURE 15 SHAREHOLDER RESOLUTION Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 124 UNASSIGNED SCANA CORPORATION SECURITY: 80589M102 AGENDA NUMBER: 932456292 TICKER: SCG MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. BENNETT* Mgmt For For 2 WILLIAM C. BURKHARDT* Mgmt For For 3 LYNNE M. MILLER* Mgmt For For 4 MACEO K. SLOAN* Mgmt For For 5 SHARON A. DECKER** Mgmt For For 02 APPROVAL OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 124 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 124 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 124 UNASSIGNED SUNTRUST BANKS, INC. SECURITY: 867914103 AGENDA NUMBER: 932446582 TICKER: STI MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. HYATT BROWN* Mgmt For For 2 ALSTON D. CORRELL* Mgmt For For 3 DAVID H. HUGHES* Mgmt For For 4 E. NEVILLE ISDELL* Mgmt For For 5 G. GILMER MINOR, III* Mgmt For For 6 THOMAS M. GARROTT** Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 SHAREHOLDER PROPOSAL THAT DIRECTORS BE Mgmt For Against ELECTED ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 124 UNASSIGNED THE ALLSTATE CORPORATION SECURITY: 020002101 AGENDA NUMBER: 932460277 TICKER: ALL MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F. DUANE ACKERMAN Mgmt For For 2 JAMES G. ANDRESS Mgmt For For 3 W. JAMES FARRELL Mgmt For For 4 JACK M. GREENBERG Mgmt For For 5 RONALD T. LEMAY Mgmt For For 6 EDWARD M. LIDDY Mgmt For For 7 J. CHRISTOPHER REYES Mgmt For For 8 H. JOHN RILEY, JR. Mgmt For For 9 JOSHUA I. SMITH Mgmt For For 10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY ALICE TAYLOR Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For 2001 EQUITY INCENTIVE PLAN. 04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For PLAN FOR NON- EMPLOYEE DIRECTORS. 05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD. 06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 124 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 124 UNASSIGNED THE PNC FINANCIAL SERVICES GROUP, IN SECURITY: 693475105 AGENDA NUMBER: 932458892 TICKER: PNC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. CHELLGREN Mgmt For For 2 MR. CLAY Mgmt For For 3 MR. COOPER Mgmt For For 4 MR. DAVIDSON Mgmt For For 5 MS. JAMES Mgmt For For 6 MR. KELSON Mgmt For For 7 MR. LINDSAY Mgmt For For 8 MR. MASSARO Mgmt For For 9 MR. O'BRIEN Mgmt For For 10 MS. PEPPER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MR. ROHR Mgmt For For 12 MS. STEFFES Mgmt For For 13 MR. STRIGL Mgmt For For 14 MR. THIEKE Mgmt For For 15 MR. USHER Mgmt For For 16 MR. WALLS Mgmt For For 17 MR. WEHMEIER Mgmt For For 02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For GROUP, INC. 2006 INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 124 UNASSIGNED THE SOUTHERN COMPANY SECURITY: 842587107 AGENDA NUMBER: 932490282 TICKER: SO MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.P. BARANCO Mgmt For For 2 D.J. BERN Mgmt For For 3 F.S. BLAKE Mgmt For For 4 T.F. CHAPMAN Mgmt For For 5 D.M. JAMES Mgmt For For 6 Z.T. PATE Mgmt For For 7 J.N. PURCELL Mgmt For For 8 D.M. RATCLIFFE Mgmt For For 9 W.G. SMITH, JR. Mgmt For For 10 G.J. ST. PE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 APPROVAL OF THE SOUTHERN COMPANY OMNIBUS Mgmt For For INCENTIVE COMPENSATION PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 124 UNASSIGNED TXU CORP. SECURITY: 873168108 AGENDA NUMBER: 932480938 TICKER: TXU MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E. GAIL DE PLANQUE Mgmt For For 2 LELDON E. ECHOLS Mgmt For For 3 KERNEY LADAY Mgmt For For 4 JACK E. LITTLE Mgmt For For 5 GERARDO I. LOPEZ Mgmt For For 6 J. E. OESTERREICHER Mgmt For For 7 MICHAEL W. RANGER Mgmt For For 8 LEONARD H. ROBERTS Mgmt For For 9 GLENN F. TILTON Mgmt For For 10 C. JOHN WILDER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AUDITOR - DELOITTE & TOUCHE Mgmt For For LLP. 03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For RESTATED BYLAWS. 04 APPROVAL OF THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF FORMATION. 05 SHAREHOLDER PROPOSAL TO ELECT DIRECTORS Shr For Against BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 124 UNASSIGNED U.S. BANCORP SECURITY: 902973304 AGENDA NUMBER: 932447899 TICKER: USB MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER H. COORS Mgmt For For 2 JERRY A. GRUNDHOFER Mgmt For For 3 PATRICK T. STOKES Mgmt For For 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITOR FOR THE 2006 FISCAL YEAR. 03 APPROVAL OF THE U.S. BANCORP 2006 Mgmt For For EXECUTIVE INCENTIVE PLAN. 04 SHAREHOLDER PROPOSAL: DECLASSIFICATION Mgmt For Against OF THE BOARD OF DIRECTORS. 05 SHAREHOLDER PROPOSAL: ANNUAL APPROVAL OF Shr Against For THE COMPENSATION COMMITTEE REPORT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 124 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 124 UNASSIGNED VERIZON COMMUNICATIONS INC. SECURITY: 92343V104 AGENDA NUMBER: 932454313 TICKER: VZ MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.R. BARKER Mgmt For For 2 R.L. CARRION Mgmt For For 3 R.W. LANE Mgmt For For 4 S.O. MOOSE Mgmt For For 5 J. NEUBAUER Mgmt Withheld Against 6 D.T. NICOLAISEN Mgmt For For 7 T.H. O'BRIEN Mgmt For For 8 C. OTIS, JR. Mgmt For For 9 H.B. PRICE Mgmt For For 10 I.G. SEIDENBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.V. SHIPLEY Mgmt For For 12 J.R. STAFFORD Mgmt For For 13 R.D. STOREY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED ACCOUNTING FIRM 03 CUMULATIVE VOTING Shr For Against 04 MAJORITY VOTE REQUIRED FOR ELECTION OF Shr For Against DIRECTORS 05 COMPOSITION OF BOARD OF DIRECTORS Mgmt Against For 06 DIRECTORS ON COMMON BOARDS Mgmt Against For 07 SEPARATE CHAIRMAN AND CEO Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 PERFORMANCE-BASED EQUITY COMPENSATION Shr Against For 09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 124 UNASSIGNED WACHOVIA CORPORATION SECURITY: 929903102 AGENDA NUMBER: 932449677 TICKER: WB MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GOODWIN, JR* Mgmt For For 2 ROBERT A. INGRAM* Mgmt For For 3 MACKEY J. MCDONALD* Mgmt For For 4 LANTY L. SMITH* Mgmt For For 5 RUTH G. SHAW* Mgmt For For 6 ERNEST S. RADY** Mgmt For For 02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2006. 03 A STOCKHOLDER PROPOSAL REGARDING FUTURE Shr For Against SEVERANCE ARRANGEMENTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 A STOCKHOLDER PROPOSAL REGARDING Shr Against For REPORTING OF POLITICAL CONTRIBUTIONS. 05 A STOCKHOLDER PROPOSAL REGARDING Mgmt Against For SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. 06 A STOCKHOLDER PROPOSAL REGARDING Mgmt For Against MAJORITY VOTING IN DIRECTOR ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 124 UNASSIGNED WASHINGTON MUTUAL, INC. SECURITY: 939322103 AGENDA NUMBER: 932456002 TICKER: WM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KERRY K. KILLINGER* Mgmt For For 2 THOMAS C. LEPPERT* Mgmt For For 3 CHARLES M. LILLIS* Mgmt For For 4 MICHAEL K. MURPHY* Mgmt For For 5 ORIN C. SMITH* Mgmt For For 6 REGINA MONTOYA** Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER 04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN 05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For DISCLOSURE OF THE COMPANY S POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 124 UNASSIGNED WELLS FARGO & COMPANY SECURITY: 949746101 AGENDA NUMBER: 932450618 TICKER: WFC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD H. DEAN Mgmt For For 2 SUSAN E. ENGEL Mgmt For For 3 ENRIQUE HERNANDEZ, JR. Mgmt For For 4 ROBERT L. JOSS Mgmt For For 5 RICHARD M. KOVACEVICH Mgmt For For 6 RICHARD D. MCCORMICK Mgmt For For 7 CYNTHIA H. MILLIGAN Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 PHILIP J. QUIGLEY Mgmt For For 10 DONALD B. RICE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JUDITH M. RUNSTAD Mgmt For For 12 STEPHEN W. SANGER Mgmt For For 13 SUSAN G. SWENSON Mgmt For For 14 MICHAEL W. WRIGHT Mgmt For For 02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR 2006. 03 STOCKHOLDER PROPOSAL REGARDING A Shr For Against DIRECTOR ELECTION BY-LAW AMENDMENT. 04 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against SEPARATION OF BOARD CHAIR AND CEO POSITIONS. 05 STOCKHOLDER PROPOSAL REGARDING DIRECTOR Shr Against For COMPENSATION. 06 STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 124 UNASSIGNED WEYERHAEUSER COMPANY SECURITY: 962166104 AGENDA NUMBER: 932449665 TICKER: WY MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD F. HASKAYNE Mgmt For For 2 DONALD F. MAZANKOWSKI Mgmt For For 3 NICOLE W. PIASECKI Mgmt For For 02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against ELECTION BY MAJORITY 03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against 04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For COMPENSATION 05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against CHAIRMAN 07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For APPOINTMENT OF AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 124 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Hartford Focus HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 84 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 84 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 84 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 84 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 84 UNASSIGNED APPLIED MATERIALS, INC. SECURITY: 038222105 AGENDA NUMBER: 932441518 TICKER: AMAT MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL H. ARMACOST Mgmt For For 2 DEBORAH A. COLEMAN Mgmt For For 3 PHILIP V. GERDINE Mgmt For For 4 THOMAS J. IANNOTTI Mgmt For For 5 CHARLES Y.S. LIU Mgmt For For 6 JAMES C. MORGAN Mgmt For For 7 GERHARD H. PARKER Mgmt For For 8 WILLEM P. ROELANDTS Mgmt For For 9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For APPLIED MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 84 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL-POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 84 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 84 UNASSIGNED BEST BUY CO., INC. SECURITY: 086516101 AGENDA NUMBER: 932537232 TICKER: BBY MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRADBURY H. ANDERSON Mgmt Withheld Against 2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against 3 ALLEN U. LENZMEIER Mgmt Withheld Against 4 FRANK D. TRESTMAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 84 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 84 UNASSIGNED CARNIVAL CORPORATION SECURITY: 143658300 AGENDA NUMBER: 932445162 TICKER: CCL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICKY ARISON Mgmt For For 2 AMB RICHARD G. CAPEN JR Mgmt For For 3 ROBERT H. DICKINSON Mgmt For For 4 ARNOLD W. DONALD Mgmt For For 5 PIER LUIGI FOSCHI Mgmt For For 6 HOWARD S. FRANK Mgmt For For 7 RICHARD J. GLASIER Mgmt For For 8 BARONESS HOGG Mgmt For For 9 A. KIRK LANTERMAN Mgmt For For 10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIR JOHN PARKER Mgmt For For 12 PETER G. RATCLIFFE Mgmt For For 13 STUART SUBOTNICK Mgmt For For 14 UZI ZUCKER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. 04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. 05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT OF CARNIVAL PLC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 84 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 84 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 84 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 84 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 84 UNASSIGNED DOLLAR GENERAL CORPORATION SECURITY: 256669102 AGENDA NUMBER: 932499456 TICKER: DG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID L. BERE Mgmt For For 2 DENNIS C. BOTTORFF Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 REGINALD D. DICKSON Mgmt For For 5 E. GORDON GEE Mgmt For For 6 BARBARA M. KNUCKLES Mgmt For For 7 DAVID A. PERDUE Mgmt For For 8 J. NEAL PURCELL Mgmt For For 9 JAMES D. ROBBINS Mgmt For For 10 DAVID M. WILDS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For GENERAL CORPORATION 1998 STOCK INCENTIVE PLAN 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 84 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 84 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 84 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 84 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 84 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 84 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932364540 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For COMMON STOCK PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2005, BY AND AMONG THE MAY DEPARTMENT STORES COMPANY, FEDERATED AND MILAN ACQUISITION LLC., PURSUANT TO WHICH MAY WILL MERGE WITH MILAN ACQUISITION LLC. ON THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE MERGER AGREEMENT. 02 DIRECTOR 1 MEYER FELDBERG Mgmt For For 2 TERRY J. LUNDGREN Mgmt For For 3 MARNA C. WHITTINGTON Mgmt For For 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006. 05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For OF THE FEDERATED ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE FEDERATED ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 84 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932499773 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOYCE M. ROCHE Mgmt For For 2 WILLIAM P. STIRITZ Mgmt For For 3 CRAIG E. WEATHERUP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION. 04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For EQUITY INCENTIVE PLAN. 05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For ADOPT A POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 84 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 84 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 84 UNASSIGNED LEXMARK INTERNATIONAL, INC. SECURITY: 529771107 AGENDA NUMBER: 932449590 TICKER: LXK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. MAPLES Mgmt For For 2 STEPHEN R. HARDIS Mgmt For For 3 WILLIAM R. FIELDS Mgmt For For 4 ROBERT HOLLAND, JR. Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 84 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 84 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 84 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 84 UNASSIGNED MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, SECURITY: D55535104 AGENDA NUMBER: 700894822 TICKER: MEETING TYPE: AGM ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Submission of the adopted Company Non-Voting No vote financial statements and management report fchaeftsjahr 2005, des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 sowie des Berichts des Aufsichtsrats the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * net retained profits from the business year 2005 3. Resolution to approve the actions of the Mgmt For * members of the Board of Management in respect of the business year 2005 4. Resolution to approve the actions of the Mgmt For * members of the Supervisory Board in respect of the business year 2005 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Aufhebung des bestehenden Genehmigten Mgmt For * Kapitals 2001 und Schaffung eines neuen al under Authorised Capital Increase 2001, to replace this with a new authorien sowie entsprechende Satzungsaenderung nd to make the relevant amendments to the Articles of Association 7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 84 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 84 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION Mgmt For For OF DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 84 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 84 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING Shr For Against MAJORITY VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 84 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 84 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 84 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 84 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 84 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 84 UNASSIGNED THE WILLIAMS COMPANIES, INC. SECURITY: 969457100 AGENDA NUMBER: 932487968 TICKER: WMB MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 IRL. F. ENGELHARDT Mgmt For For 2 WILLIAM R. GRANBERRY Mgmt For For 3 WILLIAM E. GREEN Mgmt For For 4 W.R. HOWELL Mgmt For For 5 GEORGE A. LORCH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS FOR 2006. 03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against ON DIRECTOR NOMINEES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 84 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 84 UNASSIGNED XM SATELLITE RADIO HOLDINGS INC. SECURITY: 983759101 AGENDA NUMBER: 932517812 TICKER: XMSR MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY M. PARSONS Mgmt For For 2 HUGH PANERO Mgmt For For 3 NATHANIEL A. DAVIS Mgmt For For 4 THOMAS J. DONOHUE Mgmt For For 5 EDDY W. HARTENSTEIN Mgmt For For 6 GEORGE W. HAYWOOD Mgmt For For 7 CHESTER A. HUBER, JR. Mgmt For For 8 JOHN MENDEL Mgmt For For 9 JARL MOHN Mgmt For For 10 JACK SHAW Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JEFFREY D. ZIENTS Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS.
Hartford Global Advisers HLS MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 195 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 195 UNASSIGNED ALLIANZ AG, MUENCHEN SECURITY: D03080112 AGENDA NUMBER: 700860011 TICKER: MEETING TYPE: EGM ISIN: DE0008404005 MEETING DATE: 08-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the Merger Plan of 16 DEC 2005, Mgmt For * between the Company and Riunione Adriaktiengesellschaft und der RIUNIONE ADRIATICA DI SICURTA Societa per Azioni, Mailand, Italien. liquidation pursuant to Article 17(2a) of Council Regulation EC No. 2157/2001 of 08 OCT 2001; before the merger can become effective, Riunione Adriatica Di Sicurta Societa per Azioni is obliged to transfer its business activities to its wholly-owned subsidiary Ras Italia S.P.A. in order to ensure that the insurance business of Riunione Adriatica Di Sicurta Societa per Azioni will not be transferred to the Company; as compensation for the merger shareholders of Riunione Adriatica Di Sicurta Societa per Azioni will receive either cash compensation - ordinary shareholders EUR 16.72 per share, preferred shareholders EUR 24.24 per share or shares of the company for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3 registered no-par shares of the Company will be granted to every shareholder of Ri Unione Adriatica Di Sicurta Societa per Azioni; upon the merger becoming effective the company shall adopt the legal form of a Societas Europaea SE 2. Kapitalerhoehung zur Durchfuehrung der Mgmt For * Verschmelzung Company s share capital shall be increased by up to EUR 64,315,543.04 through the issue of up to 25,123,259 new registered no-par shares to the outside shareholders of Riunione Adriatica
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Di Sicurta Societa per Azioni; grant 3 shares of the Company in exchange for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/I, Aufhebung des Genehmigten Kapitalized capital 2004/I, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital by up to EUR 450,000,000 through the issue of new registered no-par shares against payment in cash and/or kind, on or before 07 FEB 2011; approve that the shareholders shall be granted subscription rights for a capital increase against cash payment; shareholders subscription rights may be excluded for residual amounts, in order to grant such rights to holders of convertible or warrant bonds, and for the issue of share s at a price not materially below their market price or against contributions in kind; approve the authorized capital 2004/I shall be revoked in respect of its unused portion of EUR 424,100,864 4. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/II zum Zwecke der Ausgabe von Aktiened capital 2004/II, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital up to EUR 15,000,000 through the issue of new registered no-par shares against payment in cash, on or before 07 FEB 2011; approve that the shareholders subscription rights may be excluded for the issue of employee shares, and for residual amounts; approve the authorized capital 2004/II shall be revoked in respect of its unused portion of EUR 4,356,736
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Erteilung einer neuen Ermaechtigung zur Mgmt For * Ausgabe von Wandel- und/oder Optionssccapital, and the corresponding; amend the Article of Association; authorize thstehenden Ermaechtigung zur Ausgabe von Wandel- und Optionsschuldverschreibungnds shall be revoked and the corresponding contingent capital 2004 reduced to itals 2004 und entsprechende Satzungsaenderung the Supervisory Board, to issue bearer or registered bonds of up to EUR 10,000,000,000, conferring convertible and/or option rights for shares of the Company, once or more than once on or before 07 FEB 2011; approve the shareholders subscription rights except for residual amounts, in order to grant such rights to holders of previously issued bonds, for the issue of bond s conferring convertible and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, and for the issue of bonds against contributions in kind; approve to increase the Company s share capital accordingly by up to EUR 250,000,000 through the issue of up to 97,656,250 new registered no-par shares, in so far as convertible and/or option rights are exercised contingent capital 2006 6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For * zum Zwecke des Wertpapierhandels rities trading financial institutions in which the Company holds a majority interest shall be authorized to acquire and sell shares of the Company, at prices not deviating more than 10% from the market price of the shares, on or before 07 AUG 2007; the trading portfolio of shares to be acquired for such purpose shall not exceed 5% of the Company s share capital at the end of any day 7. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien zu sonstigen Zwecketies trading the Company shall be authorized to acquire own shares of up to 10% of its share capital, through the stock exchange at a price not differing more than
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15% from the market price of the shares, or by way of a repurchase offer at a price not differing more than 20% from the market price, on or before 07 AUG 2007; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes, to float the shares on foreign stock exchanges, to use the shares for the fulfillment of convertible or option rights, to offer the shares to employees of the Company or its affiliates, to use up to 173,241 shares within the scope of the 2005 Stock Option Plan of Riunione Adriatica Di Sicurta Societa Per Azioni, and to retire the shares GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK ZU ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIORAEGE ABSTIMMEN MOECHTEN, FORDERN SIE BITTE EINE EINTRITTSKARTE AN UND STIMMEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 195 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 195 UNASSIGNED APPLE COMPUTER, INC. SECURITY: 037833100 AGENDA NUMBER: 932447332 TICKER: AAPL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED D. ANDERSON Mgmt For For 2 WILLIAM V. CAMPBELL Mgmt For For 3 MILLARD S. DREXLER Mgmt For For 4 ALBERT A. GORE, JR. Mgmt For For 5 STEVEN P. JOBS Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 JEROME B. YORK Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006. 03 TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr Against For PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 195 UNASSIGNED ASML HLDG N V SECURITY: N07059160 AGENDA NUMBER: 700890747 TICKER: MEETING TYPE: AGM ISIN: NL0000334365 MEETING DATE: 23-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 291783 DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU 1. Opening Non-Voting No vote 2. Overview of the Company s business and Non-Voting No vote the financial situation 3. Receive the annual report 2005 and adopt Mgmt No vote the financial statements for the FY 2005, as prepared in accordance with Dutch Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Members of the Mgmt No vote Board of Management from liability for their responsibilities in the FY 2005 5. Grant discharge the Members of the Mgmt No vote Supervisory Board from liability of their responsibilities in the FY 2005 6. Approve the clarification of the Mgmt No vote reserves and Dividend Policy 7. Amend the Articles of Association of the Mgmt No vote Company; in relation to the cancellation of the priority shares and in relation to a possible amendment of applicable law to extend the term for the record date 8. Adopt the Revised Remuneration Policy Mgmt No vote for the Board of Management 9.A Approve the performance stock Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the performance stock pursuant to this performance stock arrangement, subject to the approval of the Supervisory Board 9.B Approve the performance stock option Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the stock options pursuant to this performance stock option arrangement, subject to the approval of the Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.C Approve the number of stock options Mgmt No vote available for ASML employee stock options arrangements and authorize the Management Board to issue stock options pursuant to these stock option arrangement for the ASML employees, subject to the approval of the Supervisory Board 9.D Authorize the Management Board to issue Mgmt No vote 22,000 sign on stock and 22,000 sign on stock options to Mr. K.P. Fuchs 10. Approve: the composition of the Board of Mgmt No vote Management; the notification of the intention of the Supervisory Board to appoint Mr. K.P. Fuchs as Member of the Board of Management effective from 23 MAR 2006 - final version 2002062 11. Approve the composition of the Mgmt No vote Supervisory Board, and re-appoint Mr. J.A. Dekker to the Supervisory Board, effective 23 MAR 2006 as nominated by the Supervisory Board 12. Approve the composition of the Mgmt No vote Supervisory Board in 2007 and the notification that Mr. H. Bodt will retire by rotation in 2007 13.A Authorize the Management Board to issue Mgmt No vote shares or rights to subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, limited to 10% of the issued capital at the time of the authorization; Authority expires at the end of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13.B Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights-accruing to shareholders in connection with the issue of shares or rights to subscribe for share as described; Authority expires at the end of 18 months 13.C Authorize the Management Board to Mgmt No vote subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, for an additional 10% of the issued capital at the time of the authorization, which 10% can only be issued in connection with or on the occasion of mergers and/or acquisitions; Authority expires at the end of 18 months 13.D Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as specified, subject to approval from the Supervisory Board; Authority expires at the end of 18 months 14. Authorize the Board of Management for a Mgmt No vote period of 18 months from 23 MAR 2006, to acquire such a number of shares in the Company s capital as permitted within the limits of the law and the Articles of Association of the Company, for valuable consideration, on Euronext Amsterdam N.V. or the Nasdaq National Market or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on Euronext Amsterdam N.V. or the Nasdaq National Market; the market price being the average of the highest price on each of the five days of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- trading prior to the date of acquisition, as specified in the official price list of Euronext Amsterdam N.V. or as reported on the Nasdaq National market 15. Any other business Other No vote 16. Closing Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 195 UNASSIGNED ASTRAZENECA PLC SECURITY: G0593M107 AGENDA NUMBER: 700904407 TICKER: MEETING TYPE: AGM ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s accounts and the Mgmt For * reports of the Directors and the Auditor for the YE 31 DEC 2005 2. Approve to confirm the 1st interim Mgmt For * dividend of USD 0.38 21.9 pence, SEK 2.99 per ordinary share and to confirm as the final dividend for 2005 the 2nd interim dividend of USD 0.92 51.8 pence SEK 7.02 per ordinary share 3. Re-appoint KPMG Audit Plc, London as the Mgmt For * Auditor 4. Authorize the Directors to agree the Mgmt For * remuneration of the Auditor 5.A Re-elect Mr. Louis Schweitzer as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.C Re-elect Mr. David R. Brennan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.D Re-elect Mr. Jonathon Symonds as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.E Re-elect Mr. John Patterson FRCP as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For * as a Director, in accordance with the Article 65 of the Company s Articles of Association 5.G Re-elect Mr. John Buchanan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against * in accordance with the Article 65 of the Company s Articles of Association 5.I Re-elect Ms. Michele Hooper as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.K Re-elect Ms. Erna Moller as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association 5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 6. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 as specified 7. Authorize the Company and any Company Mgmt For * which is or becomes a Subsidiary of the Company during the period to which this resolution relates to, for the purposes of Part XA of the Companies Act 1985, to make donations to EU Political Organizations or incur EU Political Expenditure during the period ending on the date the of the Company s AGM in 2006 provided that any such donations and expenditure made by the Company together with those made by any subsidiary Company while it is a subsidiary of the Company not exceeding in aggregate of USD 150,000 during that period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve to renew the authority and power Mgmt For * to allot new shares conferred on the Directors by Article 7.1 of the Company s Articles of Association, up to an aggregate nominal amount of USD 131,364,668 Section 80 ; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.9 Approve to renew the power conferred on Mgmt For * the Directors by Article 7.2 of the Company s Articles of Association, up to an aggregate nominal amount of USD 19,704,700 Section 89 ; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.10 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163 of that Act of a maximum number of shares which may be purchased is 10% of the Company s share capital of USD 0.25 each in the capital of the Company, at a minimum price of USD 0.25 and up to 105% of the average of middle market values of the Company s ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 30 JUN 2007 ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 195 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 195 UNASSIGNED BEST BUY CO., INC. SECURITY: 086516101 AGENDA NUMBER: 932537232 TICKER: BBY MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRADBURY H. ANDERSON Mgmt Withheld Against 2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against 3 ALLEN U. LENZMEIER Mgmt Withheld Against 4 FRANK D. TRESTMAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 195 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 195 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 195 UNASSIGNED CELGENE CORPORATION SECURITY: 151020104 AGENDA NUMBER: 932527976 TICKER: CELG MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. JACKSON Mgmt For For 2 SOL J. BARER, PH.D. Mgmt For For 3 ROBERT J. HUGIN Mgmt For For 4 JACK L. BOWMAN Mgmt For For 5 MICHAEL D. CASEY Mgmt For For 6 RODMAN L. DRAKE Mgmt For For 7 A. HULL HAYES, JR., MD Mgmt For For 8 GILLA KAPLAN, PH.D. Mgmt For For 9 RICHARD C.E. MORGAN Mgmt For For 10 WALTER L. ROBB, PH.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMEND THE 1998 STOCK INCENTIVE PLAN IN Mgmt For For ORDER TO (I) INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK FROM 62,000,000 TO 84,000,000, II) REMOVE THE LIMIT ON THE NUMBER OF SHARES OF OUR COMMON STOCK AND (III) PROVIDE THAT EACH SHARE OF OUR COMMON STOCK WILL BE COUNTED AS 1.6 SHARES AGAINST THE SHARE LIMIT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 195 UNASSIGNED COMMERZBANK AG, FRANKFURT SECURITY: D15642107 AGENDA NUMBER: 700919080 TICKER: MEETING TYPE: AGM ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses und des Lageberichts der Commerzbank Aktiengesellschaft fuer das Geschaeftsjahr 2005, Vorlage des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 und des Berichts des Aufsichtsrats roved Financial Statements and Management Report of the Commerzbank Group for the 2005 financial year and the report of the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * distributable profit- to pay a dividend of EUR 0.50 3. Resolution on the approval of the Mgmt Against * actions of the members of the Board of Managing Directors 4. Beschlussfassung ueber die Entlastung Mgmt Against * der Mitglieder des Aufsichtsrats Board 5. Resolution on the election of Prof. H.C. Mgmt For * (CHN) Dr. Rer. Oec. Ulrich Middelmann oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Resolution on the appointment of the Mgmt For * PricewaterhouseCoopers as the Auditors for the 2006 FY 7. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 11 Absatz 4 der Satzung 8. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 18 Absatz 2 der Satzung 9. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu its own shares for the purpose of securities trading, pursuant to Article 71(1) no.7 Aktiengesetz 10. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu and use its own shares pursuant to Article 71(1) no.8 Aktiengesetz with the p Aktiengesetz mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere 11. Resolution on the authorization for the Mgmt For * Board of Managing Directors to increaskapitals (Genehmigtes Kapital 2006/I) mit der Moeglichkeit zum Ausschluss deexcluding subscription rights pursuant to Article 186 (3) 4, Aktiengesetz- and und Satzungsaenderung
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/II) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere unter anderem bei Ausnutzung gegen Sacheinlagen und Satzungsaenderung 13. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/III) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere zum Zweck der Ausgabe von Belegschaftsaktien s and amendment of the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 195 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 195 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE 2006 Mgmt For For VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 195 UNASSIGNED DELL INC. SECURITY: 24702R101 AGENDA NUMBER: 932362243 TICKER: DELL MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. CARTY Mgmt For For 2 MICHAEL S. DELL Mgmt For For 3 WILLIAM H. GRAY, III Mgmt For For 4 JUDY C. LEWENT Mgmt For For 5 THOMAS W. LUCE, III Mgmt For For 6 KLAUS S. LUFT Mgmt For For 7 ALEX J. MANDL Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 SAMUEL A. NUNN, JR. Mgmt For For 10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 195 UNASSIGNED DENTSU INC, TOKYO SECURITY: J1207N108 AGENDA NUMBER: 701006579 TICKER: MEETING TYPE: AGM ISIN: JP3551520004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Expand Business Lines 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Retirement Benefits to Directors Other For * and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 195 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 195 UNASSIGNED EBAY INC. SECURITY: 278642103 AGENDA NUMBER: 932514323 TICKER: EBAY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. FORD, JR. Mgmt For For 2 DAWN G. LEPORE Mgmt For For 3 PIERRE M. OMIDYAR Mgmt For For 4 R.T. SCHLOSBERG, III Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 30,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 195 UNASSIGNED EISAI CO., LTD. SECURITY: J12852117 AGENDA NUMBER: 700947368 TICKER: MEETING TYPE: AGM ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For * 2.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 195 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 195 UNASSIGNED EMI GROUP PLC SECURITY: G3035P100 AGENDA NUMBER: 700756262 TICKER: MEETING TYPE: AGM ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors report and the Mgmt For * financial statements 2. Declare a final dividend of 6 pence per Mgmt For * ordinary share 3. Approve the Directors remuneration Mgmt For * report 4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For * 5. Re-elect Mr. P.A. Georgescu as a Mgmt For * Director 6. Elect Mr. M.D. Stewart as a Director Mgmt For * 7. Re-appoint Ernst & Young LLP as the Mgmt For * Auditor
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors to determine the Mgmt For * remuneration of the Auditor 9. Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 42,397,582 S.10 Grant authority to issue equity or Mgmt For * equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 5,527,928 S.11 Grant authority for market purchase of Mgmt For * 78,970,403 ordinary shares S.12 Approve new Articles of Association Mgmt For * 13. Authorize the Scrip Dividend Scheme Mgmt For * 14. Authorize EMI Group PLC to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 15. Authorize EMI Music Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Authorize EMI Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 17. Authorize EMI Music Publishing Ltd to Mgmt For * make EU political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 18. Authorize Virgin Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 195 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A1952G711 AGENDA NUMBER: 700949944 TICKER: MEETING TYPE: AGM ISIN: AT0000506217 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual financial statements Mgmt No vote and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, the Group financial statements and the Group status report for the FY 2005 2. Approve to distribute the profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Members of the Mgmt No vote Supervisory Board with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and Group Mgmt No vote Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition by Erste Bank of Mgmt No vote own shares for the purpose of securities trading 8. Grant authority to Erste Bank to acquire Mgmt No vote own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years, after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares, the type of shares, the issue price, the terms and conditions of the issue and to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of share holders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation accordingly 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a consitional increase of the registered capital with the consent of the Supervisory Board by a nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend Items 2.5.3.4, 17 and 18 of the Mgmt No vote Articles of Association as specified 11.B Amend Item 10.4 of the Articles of Mgmt No vote Association as specified 11.C Approve to delete Item 13.3.14 of the Mgmt No vote Articles
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 195 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A19494102 AGENDA NUMBER: 700948651 TICKER: MEETING TYPE: AGM ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the approved annual financial Mgmt No vote statements and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, and receive the Group financial statements and the Group status report for the FY 2005 2. Approve the distribution of profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Supervisory Board Mgmt No vote with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and the Mgmt No vote Group Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition, by Erste Bank, Mgmt No vote of own shares for the purpose of securities trading 8. Grant authority for the acquisition by Mgmt No vote Erste Bank of own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more Companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange or in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, also in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares as follows, the type of shares, the issue price, the terms and conditions of the issue and, to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of shareholders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation as specified 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a conditional increase of the registered capital with the consent of the Supervisory Board by an nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend the Articles of Association in Mgmt No vote Items 2.5.3.4, 17 and 18 alignment with current provisions of the mortgage bank act and the act on secured bank bonds 11.B Amend the Articles of Association in Mgmt No vote Item 10.4 requirement of Supervisory Board consent to functions of Members of the Managing Board in unaffiliated Companies 11.C Approve to delete Item 13.314 of the Mgmt No vote Articles appointment of the Management and the Supervisory Board Members of affiliates
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 195 UNASSIGNED EURONEXT NV, AMSTERDAM SECURITY: N3113K108 AGENDA NUMBER: 700964364 TICKER: MEETING TYPE: AGM ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT Non-Voting No vote TO MEETING ID 294416 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAY 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening by the Chairman of the Non-Voting No vote Supervisory Board 2. Appointment of a Secretary for the Non-Voting No vote meeting 3.A Explanation by the chairman of the Non-Voting No vote Managing board and discussion of the written annual report of the Managing Board with respect to the affairs of the Company and the Management conducted during the 2005 FY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.B Adopt the 2005 financial statements Mgmt For * 3.C Explanation of the policy on Non-Voting No vote reservations and dividend 3.D Approve to distribute an ordinary Mgmt For * dividend of EUR 1 per share 3.E Approve an extraordinary distribution of Mgmt For * 3 EURO per share by way of repayment of 3 EURO in share capital per share in combination with a proposal to reduce the issued share capital and to approve two amendments to the articles of association, conditional upon all formalities relating to the reduction of capital and the amendments of the articles of association (in so far as not under the control of the company) having been completed so as to allow payment on 11 August 2006 (the condition ) and (B) in case the condition has not been satisfied enabling payment on 11 August 2006, to approve the extraordinary distribution of 3 EURO by way of a special dividend payable on that date. 4.A Grant discharge to the Members of the Mgmt For * Managing Board from liability in respect of their management during the 2005 FY 4.B Grant discharge to the Members of the Mgmt For * Supervisory Board from liability in respect of supervision during the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint the Company s External Mgmt For * Auditors 6. Discussion of the Corporate Governance Non-Voting No vote of the Company 7.A Re-appoint Sir George Cox to the Mgmt For * Supervisory Board as of 23 May 2006 7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For * Supervisory Board as of 23 May 2006 7.C Re-appoint Sir. Brian Williamson to the Mgmt For * Supervisory Board as of 23 May 2006 8.A Approve the award of 400,000 Euronext Mgmt For * N.V. shares for the year 2006 8.B Approve awards of shares to the Mgmt For * individual Members of the Managing Board for the year 2006 9.A Authorize the Managing Board to allow Mgmt For * Euronext N.V. to acquire paid-up shares in the Company s own capital for a period of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.B Approve to reduce the issued share Mgmt For * capital of Euronext N.V. by cancellation of acquired shares 9.C Approve to designate the Management Mgmt For * Board as the competent body to issue shares or rights to subscribe for shares in the capital of the Company for a period of 18 months up to a limit of 10% of the issued capital as at 23 MAY 2006 9.D Approve to designate the Managing Board Mgmt For * as the competent body to restrict or exclude the pre-emptive rights accruing to shareholders under the designation referred to under agenda item 9c for a period of 18 months 10.A A discussion on the principle that a Non-Voting No vote merger betwen Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For * PROPOSAL: Approve the merger between Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 11. The announcement of Euronexts intention, Non-Voting No vote as from the 2006 FY, to publish the annual report and the financial statements of Euronext N.V. only in the English language and to no longer publish French and Dutch language versions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Any other business Other For * 13. Closing Non-Voting No vote BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote EURONEXT NV.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 195 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 195 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700959351 TICKER: MEETING TYPE: OGM ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt No vote FY 2005, the reports of the Board of Directors and the Auditors 2. Approve the profit appropriation Mgmt No vote 3. Approve the exemption of the Board of Mgmt No vote Directors Members and the Auditors from any liability for indemnity for the FY 2005 4. Elect the Certified Auditors, 2 Regular Mgmt No vote and 2 Substitute for FY 2006 and approve their fees 5. Approve the Board of Director s Chairman Mgmt No vote and the Managing Directors monthly remuneration, productivity bonus and representation expenses, and the Board of Directors Members and the Secretary s remuneration for FY 2006 6. Approve the participation of the Members Mgmt No vote of the Board of Directors in Committees and their fees for the 7th FY 01 JAN 2006 to 31 DEC 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote 53 of the Company s Articles of Association as specified 8. Various announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 195 UNASSIGNED HANA FINANCIAL GROUP INC SECURITY: Y29975102 AGENDA NUMBER: 700877004 TICKER: MEETING TYPE: AGM ISIN: KR7086790003 MEETING DATE: 24-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the 65th financial statement Mgmt For * balance sheet and income statement 2. Approve the 65th statement of retained Mgmt For * earning 3. Amend the Articles of Incorporation Mgmt For * 4. Amend the conditions on Stock Purchase Mgmt For * Option 5.1 Elect the Directors Mgmt For * 5.2 Elect the External Directors who will be Mgmt For * the Members of the Audit Committee 6. Approve the remuneration and bonus limit Mgmt For * for the Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 195 UNASSIGNED HARRAH'S ENTERTAINMENT, INC. SECURITY: 413619107 AGENDA NUMBER: 932458967 TICKER: HET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES L. ATWOOD Mgmt For For 2 R. BRAD MARTIN Mgmt For For 3 GARY G. MICHAEL Mgmt For For 02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For RESTATED 2004 EQUITY INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 195 UNASSIGNED HON HAI PRECISION IND LTD SECURITY: Y36861105 AGENDA NUMBER: 700942495 TICKER: MEETING TYPE: AGM ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- a.1 Receive the 2005 business operations Mgmt For * A.2 Receive the 2005 audited reports Mgmt Against * A.3 Approve the indirect investment in Mgmt For * People s Republic of China A.4 Other Presentations Other For * B.1.1 Approve the 2005 financial statements Mgmt For * B.1.2 Approve the 2005 profit distribution; Mgmt For * cash dividend: TWD 3 per share B.1.3 Approve the issuance of new shares from Mgmt For * retained earnings; stock dividend: 200 for 1,000 shares held
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B.1.4 Approve the capital injection to issue Mgmt For * global depositary receipt B.2.1 Approve to revise the procedures of Mgmt Against * endorsements and guarantees B.2.2 Approve to revise the procedures of Mgmt Against * funds lending to third parties B.2.3 Amend the Articles of Incorporation Mgmt Against * B.3 Other proposals and extraordinary Other Against * motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 195 UNASSIGNED HYUNDAI MTR CO SECURITY: Y38472109 AGENDA NUMBER: 700869603 TICKER: MEETING TYPE: AGM ISIN: KR7005380001 MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2. Amend the Articles of Incorporation Mgmt For * 3. Elect the Directors Mgmt For * 4. Elect the External Directors as Members Mgmt For * of the Audit Committee 5. Approve the limit of remuneration for Mgmt For * the Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 195 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 195 UNASSIGNED IVAX CORPORATION SECURITY: 465823102 AGENDA NUMBER: 932370923 TICKER: IVX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETTY G. AMOS Mgmt For For 2 MARK ANDREWS Mgmt For For 3 JACK FISHMAN PH.D. Mgmt For For 4 NEIL FLANZRAICH Mgmt For For 5 PHILLIP FROST M.D. Mgmt For For 6 JANE HSIAO PH.D. Mgmt For For 7 RICHARD M. KRASNO PH.D. Mgmt For For 8 DAVID A. LIEBERMAN Mgmt For For 9 RICHARD C. PFENNIGER JR Mgmt For For 10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 195 UNASSIGNED JSR CORPORATION SECURITY: J2856K106 AGENDA NUMBER: 700947116 TICKER: MEETING TYPE: AGM ISIN: JP3385980002 MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 10, Directors bonuses JPY 73,000,000 2. Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Increase the Number of Auditors, Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Elect a Director Mgmt For * 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 4. Appoint a Corporate Auditor Mgmt For * 5. Approve Revision of remuneration to be Mgmt For * paid to Directors and determining terms and conditions of the Stock Options for Stock-Linked Remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve Entrustment to the Board of Mgmt For * Directors of the Company of determination of the terms and conditions for issuing Stock Acquisitions Rights to Officers as Stock Option
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 195 UNASSIGNED LAS VEGAS SANDS CORP. SECURITY: 517834107 AGENDA NUMBER: 932523930 TICKER: LVS MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. WEIDNER Mgmt Withheld Against 2 MICHAEL A. LEVEN Mgmt For For 02 TO CONSIDER AND ACT UPON THE Mgmt For For RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 195 UNASSIGNED LVMH MOET HENNESSY LOUIS VUITTON, PARIS SECURITY: F58485115 AGENDA NUMBER: 700947419 TICKER: MEETING TYPE: AGM ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors; and approve the consolidated financial statements for the FYE 31 DEC 2005 O.2 Receive the reports of the Board of Mgmt No vote Directors, the President of the Board of Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005; grant discharge to the Members of the Board of Directors, for the performance of their duties during the said FY O.3 Receive and approve the special report Mgmt No vote of the Auditors on agreements governed by Article L.225-38 of the French Commercial Code and the agreements referred to therein O.4 Approve the distributable income for the Mgmt No vote FY be appropriated as follows: income for the FY: EUR 1,447,528,910.53, legal reserve: nil retained earnings: EUR 1,493,583,745.61, distributable amount: EUR 2,941,112,656.14, allocation proposal: special reserve on long-term capital gains: nil statutory dividend: EUR 7,349,061.15, i.e. 0.015 per share complementary dividend: EUR 556,078,960.35, i.e. 1.135 per share retained earnings: EUR 2,377,684,634.64 the shareholders will receive a net dividend of EUR 1.15 per share, and will entitle to the 40% allowance provided by the French Tax Code, the shareholders meeting reminds that an interim dividend of EUR 0.25 per share was already paid on 02 DEC 2005, the remaining dividend of EUR 0.90 will be paid on 18 MAY 2006, as required by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve, pursuant to Article 39 of the Mgmt No vote Amended Finance Law for 2004, acknowledges that the special reserve of long-term capital gains amounts to EUR 340,055,186.70, after transfer of an amount of EUR 200,000,000.00 to an ordinary reserve account carried out in application of Resolution 4 of the general meeting of 12 MAY 2005, and decides to transfer all or part of this reserve to an ordinary reserve account O.6 Approve to renew the appointment of Mr. Mgmt No vote Antoine Bernheim as a Director for a 3-year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Albert Frere as a Director for a 3-year period O.8 Approve to renew the appointment of Mr. Mgmt No vote Pierre Gode as a Director for a 3-year period O.9 Approve to renew the appointment of Mr. Mgmt No vote Arnaud Lagardere as a Director for a 3-year period O.10 Approve to renew the appointment of Mr. Mgmt No vote Lord Bayswater as a Director for a 3-year period O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote Director, for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.12 Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 48,993,741 shares maximum funds invested in the share buybacks: EUR 6,400,000,000.00; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.13 Authorize the Board of Directors, to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of the shares held by the Company in connection with a stock repurchase plan, up to a maximum of 10% of the share capital over a 24-month period; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.14 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, at its sole discretion, in France or abroad, in favor of credit institutions or Companies governed by the French insurance code or its equivalent abroad, by issuance of ordinary shares or securities giving access to the share capital of the Company and for an amount that shall not exceed EUR 30,000,000.00; Authority expires after 18-month period; to cancel the shareholders preferential subscription rights in favor of credit institutions and the Companies governed by the insurance code or its equivalent abroad, this amount shall count against the nominal value of capital increase set forth in Resolutions 13, 14,15, or 18 of the general meeting of 12 MAY 2005, and resolution 16 of the present meeting; and the Directors to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.15 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to Executives and Employees of the Group, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall not exceed 3% of the share capital; Authority expires after 38-month period; and the Directors to take all necessary general proxy services E.16 Authorize the Board of Directors, to Mgmt No vote increase the capital on one or more occasions, in favour of the employees of the Company and related Companies who are the Members of a Company Savings Plan, up to 3% of the capital, this amount shall count against the nominal value of any capital increase set forth in Resolutions 13,14,15 or 18 of the general meeting of 12 MAY 2005 and Resolution 14 of this meeting; Authority expires after 26-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote and 29 of the By-Laws as speicified PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 195 UNASSIGNED MONSANTO COMPANY SECURITY: 61166W101 AGENDA NUMBER: 932422582 TICKER: MON MEETING TYPE: Annual ISIN: MEETING DATE: 17-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HUGH GRANT Mgmt No vote 2 C. STEVEN MCMILLAN Mgmt No vote 3 ROBERT J. STEVENS Mgmt No vote 02 RATIFICATION OF APPOINTMENT OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF PERFORMANCE GOAL UNDER Mgmt No vote SECTION 162(M) OF THE INTERNAL REVENUE CODE 04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr No vote 05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 195 UNASSIGNED MOTOROLA, INC. SECURITY: 620076109 AGENDA NUMBER: 932451610 TICKER: MOT MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For 1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against 1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For 1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For 1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For 1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For 1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For 1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For 1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For 1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For 1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For 02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For INCENTIVE PLAN OF 2006 03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against POISON PILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 195 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 195 UNASSIGNED NOBLE CORPORATION SECURITY: G65422100 AGENDA NUMBER: 932459058 TICKER: NE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. DAY Mgmt For For 2 JULIE H. EDWARDS Mgmt For For 3 MARC E. LELAND Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 195 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 195 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 195 UNASSIGNED RECKITT BENCKISER PLC SECURITY: G7420A107 AGENDA NUMBER: 700922710 TICKER: MEETING TYPE: AGM ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the annual financial statements Mgmt For * for the FY 2005, which ended on 31 DEC 2005, and the reports of the Directors and the Auditors thereon 2. Approve the Director s remuneration Mgmt For * report and that part of the report of the Auditors which reports thereon 3. Approve a final dividend of 21p per Mgmt For * ordinary share be paid on 25 MAY 2006 to all ordinary shareholders on the register at the close of business on 03 MAR 2006 4. Re-elect Mr. Bart Becht as a Director, Mgmt For * who retires by rotation 5. Re-elect Mr. Peter Harf as a Director, Mgmt Against * who retires by rotation 6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting at which accounts are laid before the Company 8. Authorize the Directors to fix the Mgmt For * Auditors remuneration 9. Authorize the Directors, in substitution Mgmt For * for all existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 25,360,000; Authority expires 5 years from the date of passing of this resolution; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, subject to the Mgmt For * passing of Resolution 9 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 9 and or where such allotment constitute allotment of equity securities by virtue of Section 94 (3A) of the Act, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3,804,000; Authority expires at the conclusion of the next AGM of the Company; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, pursuant Mgmt For * authorities contained in the Article 7 of the Articles of Association of the Company and pursuant Section 166 of Companies Act 1985, to make market purchases Section 163(3) of the Act of up to 72,280,000 ordinary shares of 10 10/19p each in the capital of the Company ordinary shares representing less than 10% of the Company s issued share capital as at 1 MAR 2006, at a minimum price of 10 10/19p and not more than 5% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 4 NOV 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry S.12 Amend the Articles of Association as Mgmt For * specified 13. Approve the rules if the Reckit Mgmt For * Benckiser Long term Incentive plan the LTIP as specified and authorize the Directors, to do all such acts and things that may consider necessary or expedient to carry the LTIP into effect and to establish such further plans for the benefit of employees outside the UK whish are based on the LITP subject to such modification as may be necessary or desirable to take account of overseas tax, exchange control or security laws, provided that any shares made available under such plans are treated as counting against any limits on overall participation in the LTIP 14. Amend the rules of the Reckitt Benckiser Mgmt For * 2005 Savings-Related Share Option Plan, the Reckitt Benckiser 2005 Global Stock Profit Plan, the Reckitt Venckiser 2005 USA Savkings-Related Share Option Plan and the Reckitt Benckiser Senior Executive Share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Ownership Policy Plan the Share Plans and authorize the Directors to do all acts and things as they may consider necessary to carry the amendments into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 195 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 195 UNASSIGNED ROCHE HOLDING AG, BASEL SECURITY: H69293217 AGENDA NUMBER: 700875656 TICKER: MEETING TYPE: AGM ISIN: CH0012032048 MEETING DATE: 27-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 274753 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the annual report, financial Non-Voting No vote statements and consolidated financial statements for 2005 2. Ratify the Board of Directors actions Non-Voting No vote taken by its Members in 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve to vote on the appropriation of Non-Voting No vote available earnings as specified 4.1 Re-elect Mr. Peter Brabeck-Letmathe as a Non-Voting No vote Director to the Board for a term of 4 years as specified by the Articles of Incorporation 4.2 Re-elect Dr. DeAnne Julius as a Director Non-Voting No vote to the Board for a term of 4 years as provided by the Articles of Incorporation 4.3 Re-elect Prof. Horst Teltschik as a Non-Voting No vote Director to the Board for a term of 4 years as provided by the Articles of Incorporation 4.4 Re-elect Prof. Beatrice Weder di Mauro Non-Voting No vote as a new Member of the Board for a term of 4 years as provided by the Articles of Incorporation 5. Re-elect KPMG Klynveld Peat Marwick Non-Voting No vote Goerdeler SA as Statutory and Group Auditors for the FY 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 195 UNASSIGNED RYANAIR HOLDINGS, PLC SECURITY: 783513104 AGENDA NUMBER: 932392866 TICKER: RYAAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 REPORTS AND ACCOUNTS Mgmt For O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against O2C RE-ELECTION OF DIRECTOR: MICHAEL O LEARY Mgmt Against O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against AUDITOR S REMUNERATION S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For SHARES S5 DISAPPLICATION OF STATUTORY PRE- EMPTION Mgmt For RIGHTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 195 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 195 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 195 UNASSIGNED SANOFI-AVENTIS, PARIS SECURITY: F5548N101 AGENDA NUMBER: 700931618 TICKER: MEETING TYPE: EGM ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve the income for the FY be Mgmt No vote appropriated as follows: income for the FY: EUR 6,146,952,608.18 plus retained earnings: EUR 1,205,678,019.78, distributable income: EUR 7,352,630,627.96 allocated to: payment of dividends: EUR 2,057,005,434.48, retained earnings: EUR 5,295,625,193.48, following a capital increase and a capital reduction, the capital was brought from EUR 2,802,613,138.00 on 31 DEC 2005, to EUR 2,708,476,850.00 divided in 1,354,238,425 fully paid-up shares, whose 1,353,293,049 shares are entitled to the existing dividend, and 945,376 shall bear an accruing dividend as of 01 JAN 2006; the shareholders will receive a net dividend of EUR 1.52 per share, for each of the 1,353,293,049 shares, this dividend will be paid on 07 JUN 2006 as required by law O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 Et Seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Lord Douro as a Director for a 4-year period O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote for a 4-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.7 Approve to renew the appointment of the Mgmt No vote Company Ernst and Young Audit as the Statutory Auditor for a 6-year period O.8 Appoint the Company Auditex as the Mgmt No vote Deputy Auditor for a 6-year period O.9 Approve the award total annual fees of Mgmt No vote EUR 1,200,000.00 to the Board of Directors O.10 Authorize the Board of Directors, in Mgmt No vote supersession to all earlier delegations, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 100.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 1,401,306,569 shares, maximum funds invested in the share buybacks: EUR 14,013,065,700.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve: to review the report of the Mgmt No vote Board of Directors, the reports of Mr. De Courcel, the Merger Auditors and the Merger Agreement as per the private deed dated 03 APR 2006; all the provisions of this Merger Agreement, pursuant to which Rhone Cooper contributes to Sanofi-Aventis, all of its assets, with the corresponding taking-over of all its liabilities: the valuation of the assets contributed amounting to EUR 460,949,630.75 and the liabilities at EUR 3,857,602.25, i.e. net assets contributed of EUR 457,092,028.50; the consideration for the contributions according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the unconditional completion date of the Merger, in a juridical point of view, fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and financial point of view; Rhone Cooper shares held by Sanofi-Aventis will not be exchanged; to increase the capital in consideration for the contribution in connection with the Merger, by EUR 237,300.00 by the creation of 118,650 new fully paid-up shares of a par value of EUR 2.00 each, carrying rights to the 2006 dividend and to be distributed among the shareholders of the acquired Company, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the capital will thus increase from EUR 2,708,476,850.00 to EUR 2,708,714,150.00; these new shares created by Sanofi-Aventis will be assimilated in all respects to the other shares comprising the share capital; the difference between: the amount of the net assets contributed by Rhone Cooper: EUR 457,092,028.50; less the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; and the amount of the share capital increase: EUR 237,300.00 represents the share premium of EUR 4,379,329.49 and will be allocated to the Merger premium account to which Sanofi-Aventis existing and new shareholders will hold rights; the difference between: the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; plus the dividend received by Sanofi-Aventis as a result of its holding in Rhone Cooper: EUR 3,567,944.70; and the accounting net value of the Rhone Cooper shares held by Sanofi-Aventis: EUR 461,177,959.12 represents the capital loss on transferred shares of EUR 5,134,615.41 and will be allocated to Sanofi-Aventis balance sheet assets as intangible assets E.12 Authorize the Board of Directors to Mgmt No vote proceed with drawings upon the merger premium
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.13 Acknowledge the unconditional completion Mgmt No vote date of the merger will, in a juridical point of view, be fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting and financial point of view; the 118,650 new fully paid-up shares of a par value of EUR 2.00 each, created in consideration for the merger by Sanofi-Aventis will be distributed among the shareholders of the acquired Company on 31 MAY 2006, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share E.14 Amend, pursuant to the adoption of the Mgmt No vote above resolutions, the Article 6 of the Bylaws as follows: the share capital of is set at EUR 2,708,714,150.00 and is divided in to 1,354,357,075 shares of par value of EUR 2.00 each of the same class and fully paid in E.15 Approve to modify the duration of the Mgmt No vote term of office of the Chairman; amend the Articles 12 and 16 of the Articles of the Bylaws E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registration prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 195 UNASSIGNED SAP AG, WALLDORF/BADEN SECURITY: D66992104 AGENDA NUMBER: 700914698 TICKER: MEETING TYPE: OGM ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses, des gebilligten Konzernabschlusses, des Lageberichts und des Konzernlageberichts sowie des Berichts des Aufsichtsrats fuer das Geschaeftsjahr 2005 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns aus dem Geschaeftsjahr05 3. Beschlussfassung ueber die Entlastung Mgmt For * des Vorstands fuer das Geschaeftsjahr 20 2005 4. Beschlussfassung ueber die Entlastung Mgmt For * des Aufsichtsrats fuer das GeschaeftsjahFY 2005 5. Appointment of the Auditor of the Mgmt For * financial statements and group financial statements for the FY 2006 6. Resolution on capital increase from Mgmt For * company funds by three times the amount ofreifachen Betrag des bisherigen Grundkapitals durch Umwandlung von Teilbetraegve and the other revenue reserves as well as on the adjustment of Section 4 of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Beschlussfassung ueber eine Aenderung Mgmt For * der Aufsichtsratsverguetung und entsprechende Satzungsaenderung 8. Beschlussfassung ueber die Schaffung Mgmt For * neuer Genehmigter Kapitalia Ia und IIa ge Capital IIa against contributions in cash and in kind with the option to excl sowie entsprechende Satzungsaenderungen e Articles of Association 9. Resolution on the authorization to Mgmt For * acquire and use treasury shares pursuant to Aktien gemaess Paragraph 71 Abs. 1 Nr. 8 AktG einschliesslich der Verwendung ject to the exclusion of the shareholders subscription rights 10. Resolution on the authorization to use Mgmt For * equity derivatives in connection with t beim Erwerb eigener Aktien 11. Resolution on the authorization to issue Mgmt For * convertible and/or warrant-linked bononsschuldverschreibungen, die Aufhebung des Bedingten Kapitals IV, die Schaffutingent Capital IV, and a new Contingent Capital IVa and on corresponding amendments of the Articles of Association as well as on the option to exclude the shareholders subscription rights 12. Beschlussfassung ueber die Zustimmung Mgmt For * zum Beherrschungs- und Ergebnisabfuehrunnt between SAP AG and SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH anrwaltungs GmbH sowie ueber die Zustimmung zum
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Beherrschungs- und Ergebnisabfuehrungsvertrag zwischen der SAP AG und der SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 195 UNASSIGNED SASOL LTD SECURITY: 803866102 AGENDA NUMBER: 700836628 TICKER: MEETING TYPE: AGM ISIN: ZAE000006896 MEETING DATE: 02-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the annual financial Mgmt For * statements of the Company and of the Group for the YE 30 JUN 2005, together with the reports of the Directors and the Auditors 2.1 Re-elect Mr. Wam Clewlow as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.2 Re-elect Mr. S. Montsi as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.3 Re-elect Mr. T.S. Munday as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.4 Re-elect Mr. M.S.V. Gantsho as a Mgmt Against * Director, who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.5 Re-elect Mr. A. Jain as a Director, who Mgmt For * retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.1 Re-elect Mr. I.N. Mkhize as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 3.2 Re-elect Mr. V.N. Fakude as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 4. Re-appoint KPMG Inc., as the Auditors Mgmt Against * 5.S.1 Amend the Article 75(a) of the Company s Mgmt For * Articles of Association, as specified 6.O.1 Approve to place all the unissued shares Mgmt For * in the capital of the Company under the control of the Directors in terms of provisions of the Companies Act, 1973 as amended (the Act), who are authorized to allot and issue the same, subject to the provisions that the aggregate number of ordinary shares to be allotted and issued in terms of this resolution shall be limited to 5% of the number of ordinary shares in issue on 02 DEC 2005 and subject to the provisions of the Act and the requirements of the JSE Securities Exchange South Africa (JSE), and of the Securities Regulation Panel 7.O.2 Approve the revised annual fees payable Mgmt For * by the Company or subsidiaries of the Company, as specified, to the Non-Executive Directors of the Company with effect from 01 JUL 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8.O.3 Amend the Clause 18.2 of the Trust Deed Mgmt For * of the Sasol Share Incentive Scheme approved by the Members of the Company as the general meeting of 08 APR 1988 Transact any other business Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 195 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 195 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857108 AGENDA NUMBER: 932447736 TICKER: SLB MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 195 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700843952 TICKER: MEETING TYPE: EGM ISIN: LU0088087324 MEETING DATE: 08-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the attendance list, quorum and Mgmt No vote adopt the agenda 2. Approve the nomination of a Secretary Mgmt No vote and 2 Scrutineers 3. Approve to reduce the share capital of Mgmt No vote the Company through cancellation of own shares held by the Company and amend Article 4 of the Company s Articles of Incorporation 4. Approve the Company to acquire own FDRs Mgmt No vote and/or own A, B or C shares 5. Miscellaneous Other No vote PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, THE VOTING CERTIFICATE FORM MUST BE COMPLETED AND DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. UPON THE RECEIPT OF THE VOTING CERTIFICATE ON OR BEFORE THE DATE DETERMINED BY THE FIDUCIARY BEING 01 DEC 2005 AT 05:00 P.M. WITH SUCH CERTIFICATION AND EVIDENCE AS REQUESTED BY THE FIDUCIARY OR BY THE COMPANY, THE FIDUCIARY SHALL TRANSMIT TO THE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- COMPANY THE RELEVANT CERTIFICATIONS AND SUPPORTING EVIDENCE AND THE COMPANY SHALL VERIFY WHETHER THE RELEVANT HOLDERS OF FDR S OR THE BENEFICIAL OWNERS THEREOF WOULD QUALIFY AS AN A-SHAREHOLDER OF THE COMPANY IF IN LIEU OF FDRS THEY HOLD THE CORRESPONDING NUMBER OF A- SHARES. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO AN ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Please note that proposals 3 and 4 are Non-Voting No vote votable.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 195 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700903102 TICKER: MEETING TYPE: AGM ISIN: LU0088087324 MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, YOU WILL NEED TO SEND IN THE COMPLETED VOTING CERTIFICATE DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. YOU CAN ACCESS THIS DOCUMENT AT THE HYPERLINK MANAGEMENT INFORMATION. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the attendance list, establish Non-Voting No vote the quorum and adopt the agenda 2. Acknowledge the nomination of a Non-Voting No vote Secretary and of 2 Scrutineers 3. Receive the presentation of the Chairman Non-Voting No vote of the Board of Directors of the 2005 activities report of the Board 4. Receive the presentation of the Non-Voting No vote President and Chief Executive Officer on the main developments during 2005 and perspectives
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Receive the presentation of the Chief Non-Voting No vote Financial Officer, Member of the Executive Committee, of the 2005 financial reports 6. Receive the audit report Non-Voting No vote 7. Approve the balance sheet as of 31 DEC Mgmt No vote 2005 and of the 2005 profit and loss accounts 8. Approve the allocation of 2005 profits Mgmt No vote 9. Approve the transfers between reserve Mgmt No vote accounts 10. Grant discharge the Members of the Board Mgmt No vote of Directors 11. Grant discharge the Auditor Mgmt No vote 12. Appoint the Auditor for the year 2006 Mgmt No vote and determine its remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Approve to determine the remuneration of Mgmt No vote the Board Members 14. Miscellaneous Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 195 UNASSIGNED SEVEN & I HOLDINGS CO LTD, TOKYO SECURITY: J7165H108 AGENDA NUMBER: 700963893 TICKER: MEETING TYPE: AGM ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * 3 Amend Articles to: Allow Company to Re- Mgmt For * Issue Repurchased Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Clarify the Rights and Responsibilities of Outside Directors and Auditors, Expand Business Lines, Allow Use of Treasury Shares for Odd-Lot Purchases, Approve Minor Revisions Due to New Commercial Code 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 4.16 Appoint a Director Mgmt For * 5.1 Appoint a Corporate Auditor Mgmt For * 5.2 Appoint a Corporate Auditor Mgmt For * 5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.4 Appoint a Corporate Auditor Mgmt For * 5.5 Appoint a Corporate Auditor Mgmt For * 6 Amend the Compensation to be Received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 195 UNASSIGNED SHARP CORPORATION SECURITY: J71434112 AGENDA NUMBER: 700984683 TICKER: MEETING TYPE: AGM ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 12, Corporate Officers bonuses JPY 468,000,000 (including JPY 33,000,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Authorized Capital, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt Against * 3.2 Appoint a Director Mgmt Against * 3.3 Appoint a Director Mgmt Against * 3.4 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt Against * 3.6 Appoint a Director Mgmt Against * 3.7 Appoint a Director Mgmt Against * 3.8 Appoint a Director Mgmt Against * 3.9 Appoint a Director Mgmt Against * 3.10 Appoint a Director Mgmt Against * 3.11 Appoint a Director Mgmt Against * 3.12 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt Against * 3.14 Appoint a Director Mgmt Against * 3.15 Appoint a Director Mgmt Against * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt Against * 3.18 Appoint a Director Mgmt Against * 3.19 Appoint a Director Mgmt Against * 3.20 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt Against * 3.22 Appoint a Director Mgmt Against * 3.23 Appoint a Director Mgmt Against * 3.24 Appoint a Director Mgmt Against * 3.25 Appoint a Director Mgmt Against * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 195 UNASSIGNED SHINSEI BANK,LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 195 UNASSIGNED SLM CORPORATION SECURITY: 78442P106 AGENDA NUMBER: 932474327 TICKER: SLM MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANN TORRE BATES Mgmt For For 2 CHARLES L. DALEY Mgmt For For 3 W.M. DIEFENDERFER III Mgmt For For 4 THOMAS J. FITZPATRICK Mgmt For For 5 DIANE SUITT GILLELAND Mgmt For For 6 EARL A. GOODE Mgmt For For 7 RONALD F. HUNT Mgmt For For 8 BENJAMIN J. LAMBERT III Mgmt For For 9 ALBERT L. LORD Mgmt For For 10 BARRY A. MUNITZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. ALEXANDER PORTER, JR Mgmt For For 12 WOLFGANG SCHOELLKOPF Mgmt For For 13 STEVEN L. SHAPIRO Mgmt For For 14 BARRY L. WILLIAMS Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 195 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING Shr For Against MAJORITY VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 195 UNASSIGNED STANDARD CHARTERED PLC SECURITY: G84228157 AGENDA NUMBER: 700913052 TICKER: MEETING TYPE: AGM ISIN: GB0004082847 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual report for the YE 31 Mgmt For * DEC 2005 2. Declare a final dividend of 45.06 US Mgmt For * cents per ordinary share for the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 4. Re-elect Mr. E. M. Davies as a Director Mgmt For * 5. Re-elect Mr. N. B. DeNoma as a Director Mgmt For * 6. Re-elect Mr. P. A. Sands as a Director Mgmt For * 7. Re-elect Sir C. K. Chow as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. R. H. P. Markham as a Mgmt For * Director 9. Re-elect Mr. H. E. Norton as a Director Mgmt For * 10. Re-elect Mr. B. K. Sanderson, the Group Mgmt For * Chairman, as a Director 11. Re-appoint KPMG Audit Plc as the Auditor Mgmt For * of the Company until the end of next year s AGM 12. Authorize the Board to set the Auditor s Mgmt For * fees 13. Authorize the Board to allot relevant Mgmt For * securities (as defined in the Companies Act 1985), such authority is limited to: a) the allotment of relevant securities up to a total nominal value of USD 131,986,987 not greater than 20% of the issued ordinary share capital of the Company; b) the allotment when combined with any allotment made as specified of relevant securities up to a total nominal value of USD 219,978,312 in connection with: i) an offer of relevant securities open for a period decided on by the Board: A) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares, in proportion as nearly as may be to their existing holdings for this purpose both any holder holding shares as treasury shares and the treasury shares held by him; and B) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares, if
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- this is required by the rights of those securities or, if the Board considers it appropriate, as permitted by the rights of those securities; and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (ii) a scrip dividend scheme or similar arrangement implemented in accordance with the Articles of Association of the Company; c) the allotment of relevant securities pursuant to the terms of any existing share scheme of the Company or any of its subsidiary undertakings adopted prior to the date of this meeting; such authority to apply for the period from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007, so that the Company may make offers end enter into agreements during the relevant period which would, or might, require relevant securities to be allotted after the authority ends and the Board may allot relevant securities under any such offer or agreement, as if the authority had not ended 14. Authorize the Board to allot relevant Mgmt For * securities up to a total nominal value of USD 131,986,987 pursuant to Resolution 13 be extended by the addition of such number of ordinary shares of USD 0.50 each representing the nominal amount of the Company s share capital repurchased by the Company under the authority granted pursuant to Resolution 16 S.15 Authorize the Board, subject to the Mgmt For * passing of Resolution 13, to allot equity securities as defined in the Companies Act 1986 for cash under the authority given by that resolution and/or where the allotment constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985, free of the restriction in Section 89(1) of the Companies Act 1985, such power to be limited to: a) the allotment of equity securities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- in connection with en offer of equity securities open for a period decided on by the Board: i) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares, in proportion to their existing holdings ignoring for this purpose both any holder holding shares as treasury shares and the treasury shares held by him; and ii) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares, if this is required by the rights of those securities or; if the Board considers it appropriate, as permitted by the rights of those securities, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and b) the allotment otherwise than under a) above of equity securities up to a total nominal value of USD 32,996,746; Authority to apply from 04 MAY 2006 until the of the end of next years AGM and 03 AUG 2007, but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended S.16 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of its ordinary shares of USD 0.50 each, provided that: a) the Company does not purchase more than 131,986,987 shares under this authority b) the Company does not pay less for each share before expenses than USD 0.50 or the equivalent in the currency in which the purchase is made, calculated by reference to a spot exchange rate for the purchase of US dollars with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares ; and c)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company does not pay more for each share than 5% over the average of the middle market prices of the ordinary shares according to the Daily Official list of the London Stock Exchange for the five business days immediately before the date on which the Company to buy the shares and the price stipulated by Article 5(1) of the Buy-Back and Stabilisation Regulation EC No. 2273/2003; Authority expires earlier to apply from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of ordinary shares in accordance with any such agreement as if the authority had not ended S.17 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of up to 328,388 dollar preference shares and up to 195,285,000 starling preference shares provided that: a) the Company does not pay less for each share before expenses than the nominal value of the share or the equivalent in the currency in which the purchase is made, calculated by reference to the spot exchange rate for the purchase of the currency in which the relevant share is denominated with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares ; and b) the Company does not pay more: i) for each sterling preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London Stock Exchange for the 10 business days immediately before the date on which the Company agrees to buy the shares; and ii) for each dollar preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Exchange for the ten business days immediately before the date on which the Company agrees to buy the shares; Authority to apply from 04 MAY 2006 until the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company in general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of shares in accordance with any such agreement as if the authority had not ended 18. Authorize the Company, in accordance Mgmt For * with Section 347C of the Companies Act 1985, as amended, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates s as the Directors of the Company shall consider appropriate ; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007 ; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 19. Authorize the Company, in accordance Mgmt For * with Section 347D of the Companies Act 1985, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate ; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rate(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007 ; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding 20. Amend the rules of the Standard Mgmt For * Chartered 2001 Performance Share Plan to reflect the changes as specified and authorize the Board to do anything which it considers necessary or desirable to give effect to these changes 21. Approve the Standard Chartered 2006 Mgmt For * Restricted Share Scheme as specified and authorize the Board to do anything which it considers necessary or desirable to carry the same into effect and to make such changes as it may consider
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 195 UNASSIGNED SUMITOMO REALTY & DEVELOPMENT CO LTD SECURITY: J77841112 AGENDA NUMBER: 700992868 TICKER: MEETING TYPE: AGM ISIN: JP3409000001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 5 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 195 UNASSIGNED SUNCOR ENERGY INC. SECURITY: 867229106 AGENDA NUMBER: 932454616 TICKER: SU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MEL E. BENSON Mgmt For For 2 BRIAN A. CANFIELD Mgmt For For 3 BRYAN P. DAVIES Mgmt For For 4 BRIAN A. FELESKY Mgmt For For 5 JOHN T. FERGUSON Mgmt For For 6 W. DOUGLAS FORD Mgmt For For 7 RICHARD L. GEORGE Mgmt For For 8 JOHN R. HUFF Mgmt For For 9 M. ANN MCCAIG Mgmt For For 10 MICHAEL W. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JR SHAW Mgmt For For 12 EIRA M. THOMAS Mgmt For For 02 RE-APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 195 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932401615 TICKER: TEVA MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 195 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932481548 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. 03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. 4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DR. PHILLIP FROST 4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: CARLO SALVI 4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. 06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For OF THE COMPANY S ARTICLES OF ASSOCIATION. 07 TO APPROVE AN INCREASE IN THE Mgmt For For REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). 08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 195 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 195 UNASSIGNED THE CARPHONE WAREHOUSE GROUP PLC, LONDON SECURITY: G5344S105 AGENDA NUMBER: 700770820 TICKER: MEETING TYPE: AGM ISIN: GB0008787029 MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts and reports of the Mgmt For * Directors and the Auditors for the period ended 02 APR 2005 2. Approve the remuneration report as Mgmt Against * specified in the annual report 2005 3. Declare a final dividend of 1.25 pence Mgmt For * per ordinary share for the period ended 02 APR 2005 4. Re-elect Mr. Charles Dunstone as a Mgmt Against * Director 5. Re-elect Mr. Roger Taylor as a Director Mgmt For * 6. Re-elect Mr. John Gildersleeve as a Mgmt For * Director 7. Elect Mr. David Goldie as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte and Touche LLP as Mgmt For * the Auditors of the Company, until the conclusion of the next general meeting at which the accounts are laid before the Company and authorize the Audit Committee to determine the Auditors remuneration S.9 Authorize the Directors, for the purpose Mgmt For * of Section 80(1) of the Companies Act 1985 Act to exercise all the powers of the Company to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 292,469 being the aggregate nominal amount of one third of the issued ordinary share capital of the Company at 02 APR 2005; Authority expires at the earlier of conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, pursuant to Mgmt For * Section 95 of the Act, to allot equity securities Section 94(2) of the Act pursuant to the authority conferred by Resolution 9, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: 1) in connection with a rights issue in favor of holders of ordinary shares of 0.1p each in the capital of the Company; and 2) up to an aggregate nominal amount of GBP 43,870 5% of the aggregate nominal amount of the issued share capital of the Company as at 02 APR 2005; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Act, to make market purchases Section 163 of the Act up to aggregate number of 87,740,822 ordinary shares, at a minimum price equal to 0.1p nominal value and not more than 5% above the average middle market quotations of the Company s ordinary shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; the Company, before the expiry, may make a contract or contracts to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 195 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 195 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 195 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 195 UNASSIGNED TOKYO ELECTRON LIMITED SECURITY: J86957115 AGENDA NUMBER: 700949425 TICKER: MEETING TYPE: AGM ISIN: JP3571400005 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 30, Directors bonuses JPY 215,500,000 2. Amend the Articles of Incorporation: Mgmt For * Approve the Handling of Distribution of Surplus Earnings 3. Amend the Articles of Incorporation: Mgmt Against * Approve the Conclusion of Liability-Limiting Contracts with Outside Directors and Outside Auditors 4. Amend the Articles of Incorporation: Mgmt For * Approve Authority to Convene General Meeting of Shareholders and Board of Directors Meeting, and concerning the Chairman of Those Meetings 5. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.1 Elect a Director Mgmt For * 6.2 Elect a Director Mgmt For * 6.3 Elect a Director Mgmt For * 6.4 Elect a Director Mgmt For * 6.5 Elect a Director Mgmt For * 6.6 Elect a Director Mgmt For * 6.7 Elect a Director Mgmt For * 6.8 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.9 Elect a Director Mgmt For * 6.10 Elect a Director Mgmt For * 6.11 Elect a Director Mgmt For * 7. Approve Issuance of Share Acquisition Mgmt For * Rights as Stock Options 8. Amend the Compensation to be received by Mgmt For * Directors 9. Amend the Compensation to be received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 195 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 195 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 700905269 TICKER: MEETING TYPE: OGM ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 292933, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, the Group and Mgmt No vote the parent Company accounts for FY 2005 reports of the Group and the Statutory Auditors 2. Approve the appropriation of the Mgmt No vote retained earnings, dividend for FY 2005 3. Grant discharge to the Members of the Mgmt No vote Board of Directors and the Group Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote Member 4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote Board Member 4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote Board Member 4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote 4.3 Ratify Ernst & Young as the Auditors Mgmt No vote 4.4 Ratify BDO Visura as the Special Mgmt No vote Auditors 5.1 Approve the cancellation of shares Mgmt No vote repurchased under the 2005/2006 Share Buyback Program 5.2 Approve the new Share Buy Back Program Mgmt No vote for 2006/2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.3 Approve 1-time payout in the form of a Mgmt No vote par value repayment 5.4 Approve the share split Mgmt No vote 5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote 4A of the Articles of Association 5.5.2 Approve the reduction of the threshold Mgmt No vote value for agenda item requests Article 12 Paragraph 1 of the Articles of Association 6. Approve to create conditional capital Mgmt No vote and amend Article 4A Paragraph 2 of the Articles of Association PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF THE NAMES OF THE AUDITORS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 195 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 195 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 195 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 195 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932414244 TICKER: VLO MEETING TYPE: Special ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, THAT VALERO HAS THE AUTHORITY TO ISSUE FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 195 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932460809 TICKER: VLO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JERRY D. CHOATE Mgmt For For 2 WILLIAM R. KLESSE Mgmt For For 3 DONALD L. NICKLES Mgmt For For 4 SUSAN KAUFMAN PURCELL Mgmt For For 02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 195 UNASSIGNED VEOLIA ENVIRONNEMENT, PARIS SECURITY: F9686M107 AGENDA NUMBER: 700919066 TICKER: MEETING TYPE: EGM ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Approve the report of the Chairman of Mgmt No vote the Board of Directors on the Board works and the internal audit procedures, the Management of the Board of Directors and the Auditors general report, and the company s financial statements and the balance sheet for the year 2005, as presented O.2 Approve the consolidated financial Mgmt No vote statements for the said FY, in the form presented to the meeting O.3 Approve the charges and expenses Mgmt No vote governed by Article 39-4 of the French General Tax Code of EUR 2,250,785.00 O.4 Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the available income be appropriated as follows: earnings for the FY: EUR 388,429,495.00 prior retained earnings: EUR 699,982,668.00 i.e. an amount of: EUR 1,088,412,163.00 allocated to: legal reserve: EUR 19,421,475.00 dividend: EUR 333,100,009.00 retained earnings: EUR 735,890,679.00 the shareholders will receive a net dividend of EUR 0.85 per share for each of the 391,882,364 shares entitled to the dividend, and will entitle to the 40% allowance and to a basic allowance, the dividend will be paid on 29 MAY 2006 O.5 Approve, pursuant to Article 39 of the Mgmt No vote amended finance law for 2004, to transfer the balance of EUR 118,824,052.00 posted to the special reserve of long-term capital gains to the ordinary reserve account; the special tax resulting from this transfer amounts to EUR 2,970,601.00. after these transactions, the ordinary reserve account will amount to EUR 343,226,042.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.6 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.7 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 6 year period O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote Director for a 6 year period O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote Director for a 6 year period O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote Director for a 6 year period O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote for a 6 year period O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote for a 6-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.14 Appoint Mr. Murray Stuart for a 6 year Mgmt No vote period O.15 Approve the total annual fees of EUR Mgmt No vote 770,000.00 to the Board of Directors Members O.16 Authorize the Board of Directors to buy Mgmt No vote or buy back the Company s shares on the open market, subject to the conditions described as fallows: maximum purchase price: EUR 60.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 40,787,261 shares, maximum funds invested in the share buybacks: EUR 1,500,000,000.00; Authority expires at the end of 18-months; it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.17 Authorize the Board of Directors, in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of issuing, with preferred subscription rights maintained, shares or securities giving access to the capital, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 1,000,000,000.00; it is worth noting that the overall maximum nominal amount of capital increases which may be carried out under this delegation of authority and the ones of Resolutions 18, 19, 20, 21, 22, 23, 24 and 25 is set at EUR 2,220,000,000.00; Authority expires at the end of 26-months it
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.18 Authorize the Board of Directors in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of a public offering, through issuance, without preferred subscription rights, of shares or securities giving access to the capital or securities giving right to the allocation of debt securities, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; these securities may be issued in consideration for securities tendered in a public exchange offer carried out in France or Abroad on securities complying with the conditions of Article L.225-148 of the French Commercial Code; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 400,000,000.00 Authority expires at the end of 26 months E.19 Authorize the Board of Directors, to Mgmt No vote increase the share capital, in one or more occasions, to a maximum nominal amount of EUR 370,000,000.oo by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the By-Laws, by issuing bonus shares or raising the par value of existing shares, or by a combination of these methods; Authority expires at the end of 26- months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.20 Authorize the Board of Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase with preferential subscription right of shareholders, at the same price as the initial issue; within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.21 Authorize the Board op Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.22 Approve the Board of Directors to Mgmt No vote increase the share capital up to 10% of the share capital in consideration for the contribu11ons in kind granted to the company and comprised of capital securities or securities giving access to share capital; authority expires at the end of 26-months it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect E.23 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing, without preferred subscription rights; shares or securities giving access to the capital, in favor of the Members of one or several Company savings plans; Authority expires at the end of 26-months; and for an amount that shall not exceed EUR 15,000,000.00 if supersedes, eventually, the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.24 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to employees and eventually, Corporate Officers of the Company and related the Companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase; or to purchase existing shares purchased by the company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 1% of the share capital; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities E.25 Authorize the Board of Directors to Mgmt No vote grant, for free, on one or more occasions, existing or future shares, in favor of the employees of the Company and related Companies and, or Corporate Officers or some of them, they may not represent more than 0.50% of the share capital; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities E.26 Authorize the Board of Directors to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of self-held shares in accordance with Articles L.225-209 ET SEQ of the French Commercial Code, up to a maximum of 10% of the share capital over a 24-month period; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.27 Grant all power to the bearer of an Mgmt No vote original a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 195 UNASSIGNED VODAFONE GROUP PLC NEW SECURITY: G93882101 AGENDA NUMBER: 700766249 TICKER: MEETING TYPE: AGM ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors and Mgmt For * financial statements for the year ended 31 MAR 2005 2. Re-elect Lord MacLaurin of Knebworth, Mgmt For * DL, as a Director of the Company who retires voluntarily 3. Re-elect Mr. Paul Hazen as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 4. Re-elect Mr. Arun Sarin as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 5. Re-elect Sir Julian Horn-Smith as a Mgmt For * Director of the Company, who retires voluntarily 6. Re-elect Mr. Peter Bamford as a Director Mgmt For * of the Company, who retires voluntarily 7. Re-elect Mr. Thomas Geitner as a Mgmt For * Director of the Company, who retires voluntarily
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Dr. Michael Boskin as a Mgmt For * Director of the Company, who retires in accordance with the Company's Articles of Association 9. Re-elect Mr. Lord Broers as a Director Mgmt For * of the Company, who retires voluntarily 10. Re-elect Mr. John Buchanan as a Director Mgmt For * of the Company, who retires voluntarily 11. Re-elect Mr. Penny Hughes as a Director Mgmt For * of the Company, who retires in accordance with the Company's Articles of Association 12. Re-elect Professor Jurgen Schrempp as a Mgmt For * Director of the Company, who retires voluntarily 13. Re-elect Mr. Luc Vandevelde as a Mgmt For * Director of the Company, who retires voluntarily 14. Elect Sir John Bond as a Director of the Mgmt For * Company, who retires in accordance with the Company's Articles of Association 15. Elect Mr. Andrew Halford as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Declare a final dividend recommended by Mgmt For * the Directors of 2.16p per ordinary share for the year ended 31 MAR 2005 payable on the ordinary shares of the Company to all members whose names appeared on the Register of Members on 03 JUN 2005 and that such dividend be paid on 05 AUG 2005 17. Approve the remuneration report of the Mgmt For * Board for the year ended 31 MAR 2005 18. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors to the Company until the next AGM 19. Authorize the Audit Committee to Mgmt For * determine the remuneration of the Auditors 20. Authorize the Company and any Company Mgmt For * which is or becomes a subsidiary of the Company during the period to which this Resolution relates, for the purposes of Part XA of the Companies Act 1985 to: i) make Donations to EU Political Organizations not exceeding GBP 50,000 in total; and ii) to incur EU Political Expenditure not exceeding GBP 50,000 in total, during the period ending on the date of the Company's AGM in 2006; for the purposes of this Resolution, the expressions 'Donations', 'EU Political Organizations' and 'EU Political Expenditure' have the meanings set out in Part XA of the Companies Act 1985 as amended by the Political Parties, Elections and Referendums Act 2000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 21. Approve to renew the authority conferred Mgmt For * on the Directors by Article 16.2 of the Company's Articles of Association for this purpose: the Section 80 amount be USD 900,000,000; and the prescribed period be the period ending on the date of the AGM in 2006 or on 26 OCT 2006, whichever is the earlier S.22 Approve, subject to the passing of Mgmt For * Resolution 21, to renew the power conferred on the Directors by Article 16.3 of the Company's Articles of Association for the prescribed period specified in Resolution 21 and for such period the Section 89 amount be USD 320,000,000 with such amount including the sale of ordinary shares held in treasury S.23 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases as defined in Section 163 of that Act of ordinary shares of USD 0.10 each in the capital of the Company provided that: the maximum aggregate number of ordinary shares which may be purchased is 6,400,000,000; the minimum price which may be paid for each ordinary share is USD 0.10; the maximum price excluding expenses which may be paid for any ordinary share is an amount equal to 105% of the average of the middle market quotation of the Company's ordinary shares as derived from the Official List of the London Stock Exchange for the five business days immediately preceding the day on which such share is contracted to be purchased; and this authority shall expire at the conclusion of the AGM of the Company held in 2006 or on 26 OCT 2006, whichever is the earlier, unless such authority is renewed prior to that time except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.24 Approve that the Company's Memorandum of Mgmt For * Association be amended to add the following object 24: "(24) To provide a Director with funds to meet reasonable expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under those provisions of the Companies Act 1985 referred to in section 337A of that Act, and to do anything to enable a Director to avoid incurring such reasonable expenditure, to the extent permitted by law.'; and the following additional bullet point be added to Article 110.2 to allow Directors to vote on the issue of indemnification and funding of Directors' defence costs: 'any proposal relating to: (i) the granting of an indemnity to Directors; or (ii) the funding of reasonable expenditure by one or more Directors in defending civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; or (iii) the doing of anything to enable such a Director or Directors to avoid incurring such expenditure, by the Company or any of its subsidiary undertakings.'; and that Article 152.2 of the Company's Articles of Association be amended to read as follows: 'So far as the Companies Acts allow, the Secretary and other officers of the Company are exempted from any liability to the Company where that liability would be covered by the indemnity in Article 152.1.' and that the following Article 152.3 be inserted into the Company's Articles of Association; 'So far as the Companies Acts allow, the Company or any of its subsidiary undertakings may: (i) provide a Director with funds to meet expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; and (ii) may do anything to enable a Director to avoid incurring such expenditure, but so that the terms set out in Section 337A(4) of that Act shall apply to any such provision of funds or other things done'
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 25. Approve the Vodafone Global Incentive Mgmt For * Plan the "Plan" and authorize the Directors to take all actions that they consider necessary or desirable to implement and establish the Plan; and to implement and establish further plans based on the Plan modified to take account of local tax, exchange controls or securities laws in overseas territories, provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 195 UNASSIGNED WARNER MUSIC GROUP CORP. SECURITY: 934550104 AGENDA NUMBER: 932432761 TICKER: WMG MEETING TYPE: Annual ISIN: MEETING DATE: 23-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDGAR BRONFMAN, JR. Mgmt For For 2 LEN BLAVATNIK Mgmt For For 3 SHELBY W. BONNIE Mgmt For For 4 RICHARD BRESSLER Mgmt For For 5 CHARLES A. BRIZIUS Mgmt For For 6 JOHN P. CONNAUGHTON Mgmt For For 7 SCOTT L. JAECKEL Mgmt For For 8 SETH W. LAWRY Mgmt For For 9 THOMAS H. LEE Mgmt For For 10 IAN LORING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JONATHAN M. NELSON Mgmt For For 12 MARK NUNNELLY Mgmt For For 13 SCOTT M. SPERLING Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING SEPTEMBER 30, 2006. 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 195 UNASSIGNED XTO ENERGY INC. SECURITY: 98385X106 AGENDA NUMBER: 932497717 TICKER: XTO MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP R. KEVIL* Mgmt For For 2 HERBERT D. SIMONS* Mgmt For For 3 VAUGHN O VENNERBERG II* Mgmt For For 4 LANE G. COLLINS** Mgmt For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO 1,000,000,000. 03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For AND RESTATED 2004 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Hartford Global Communications HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 73 UNASSIGNED ALAMOSA HOLDINGS, INC. SECURITY: 011589108 AGENDA NUMBER: 932429473 TICKER: APCS MEETING TYPE: Special ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF NOVEMBER 21, 2005, AS AMENDED, BY AND AMONG SPRINT NEXTEL CORPORATION, AHI MERGER SUB INC. AND ALAMOSA HOLDINGS, INC., AND APPROVE THE MERGER OF AHI MERGER SUB INC. WITH AND INTO ALAMOSA HOLDINGS, INC. AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 73 UNASSIGNED ALLTEL CORPORATION SECURITY: 020039103 AGENDA NUMBER: 932450872 TICKER: AT MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. CROWN Mgmt For For 2 JOE T. FORD Mgmt For For 3 JOHN P. MCCONNELL Mgmt For For 4 JOSIE C. NATORI Mgmt For For 02 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For PERFORMANCE INCENTIVE COMPENSATION PLAN 03 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For LONG-TERM PERFORMANCE INCENTIVE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 73 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 73 UNASSIGNED CHINA TELECOM CORP LTD SECURITY: Y1505D102 AGENDA NUMBER: 700782483 TICKER: MEETING TYPE: EGM ISIN: CN0007867483 MEETING DATE: 09-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.1 Re-elect Mr. Wang Xiaochu as a Director Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Wang Xiaochu, and authorize the Board of Directors of the Company to determine his remuneration 1.2 Re-elect Mr. Leng Rongquan as a Director Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Leng Rongquan, and authorize the Board of Directors of the Company to determine his remuneration 1.3 Re-elect Ms. Wu Andi as a Director of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Ms. Wu Andi, and authorize the Board of Directors of the Company to determine her remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.4 Re-elect Mr. Zhang Jiping as a Director Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Zhang Jiping, and authorize the Board of Directors of the Company to determine his remuneration 1.5 Re-elect Ms. Huang Wenlin as a Director Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Ms. Huang Wenlin, and authorize the Board of Directors of the Company to determine her remuneration 1.6 Re-elect Mr. Li Ping as a Director of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Li Ping, and authorize the Board of Directors of the Company to determine his remuneration 1.7 Re-elect Mr. Wei Leping as a Director of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Wei Leping, and authorize the Board of Directors of the Company to determine his remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.8 Re-elect Mr. Yang Jie as a Director of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Yang Jie, and authorize the Board of Directors of the Company to determine his remuneration 1.9 Re-elect Mr. Sun Kangmin as a Director Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Sun Kangmin, and authorize the Board of Directors of the Company to determine his remuneration 1.10 Re-elect Mr. Li Jinming as a Director of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Li Jinming, and authorize the Board of Directors of the Company to determine his remuneration 1.11 Re-elect Mr. Zhang Youcai as an Mgmt For * Independent Director of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Zhang Youcai, and authorize the Board of Directors of the Company to determine his remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.12 Re-elect Mr. Vincent Lo Hong Sui as an Mgmt For * Independent Director of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Vincent Lo Hong Sui, and authorize the Board of Directors of the Company to determine his remuneration 1.13 Re-elect Mr. Shi Wanpeng as an Mgmt For * Independent Director of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Shi Wanpeng, and authorize the Board of Directors of the Company to determine his remuneration 1.14 Re-elect Mr. Xu Erming as an Independent Mgmt For * Director of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Xu Erming, and authorize the Board of Directors of the Company to determine his remuneration 1.15 Elect Mr. Tse Hau Yin, Aloysius as an Mgmt For * Independent Director of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Director s service contract with Mr. Tse Hau Yin, Aloysius, and authorize the Board of Directors of the Company to determine his remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.1 Re-elect Ms. Zhang Xiuqin as a Mgmt For * Supervisor of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Supervisor s service contract with Ms. Zhang Xiuqin, and authorize the Supervisory Committee of the Company to determine her remuneration 2.2 Re-elect Ms. Zhu Lihao as a Supervisor Mgmt For * of the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Supervisor s service contract with Ms. Zhu Lihao, and authorize the Supervisory Committee of the Company to determine her remuneration 2.3 Elect Mr. Li Jian as a Supervisor of the Mgmt For * Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Supervisor s service contract with Mr. Li Jian, and authorize the Supervisory Committee of the Company to determine his remuneration 2.4 Elect Mr. Xu Cailiao as a Supervisor of Mgmt For * the Company, with effect from 09 SEP 2005 and for a term of 3 years; authorize any Director of the Company to sign on behalf of the Company the Supervisor s service contract with Mr. Xu Cailiao, and authorize the Supervisory Committee of the Company to determine his remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.3.1 Amend Paragraph 2 of Article 21 of the Mgmt For * Articles of Association of the Company Articles of Association as specified and authorize the Directors of the Company to take all actions which in their opinion are necessary or desirable to complete the procedures for the approval and/or registration or filing of the aforementioned amendment of the Articles of Association S.3.2 Amend Paragraph 1 of Article 94 of the Mgmt For * Articles of Association as specified and authorize the Directors of the Company to take all actions which in their opinion are necessary or desirable to complete the procedures for the approval and/or registration or filing of the aforementioned amendment of the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 73 UNASSIGNED CHINA TELECOM CORP LTD SECURITY: Y1505D102 AGENDA NUMBER: 700799301 TICKER: MEETING TYPE: EGM ISIN: CN0007867483 MEETING DATE: 18-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 Approve and ratify to issue short term Mgmt For * commercial paper of the Company, pursuant to which the Company may, before the date on which the AGM of the Company for the YE 31 DEC 2005 is held, issue short term commercial paper, in one or more tranches, and with a maximum outstanding repayment amount of RMB 30 billion the Proposal, and the first tranche of issue of short term commercial paper under the Proposal, which is expected to be no more than RMB 10 billion S.2 Authorize the Board of Directors the Mgmt For * Board, or any two or more Directors of the Company the Directors to: a) determine the specific terms, conditions and other matters of the Proposal including, but not limited to, the determination of the actual aggregate amount, interest rate, rating, guarantee arrangements and use of proceeds of the Proposal; b) do all such acts which are necessary and incidental to the Proposal including, but not limited to, the securing of approvals, the determination of underwriting arrangements, and the preparation of relevant application documents; c) to take all such steps which are necessary for the purposes of executing the proposal including, but not limited to, the execution of all requisite documentation and the disclosure of relevant information in accordance with applicable laws, taking into consideration the specific needs of the Company and other market conditions, and ratify such acts and steps, to
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the extent that any of the aforementioned acts and steps have already been undertaken by the Board or the Directors in connection with the proposal
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 73 UNASSIGNED CHINA TELECOM CORP LTD SECURITY: Y1505D102 AGENDA NUMBER: 700921314 TICKER: MEETING TYPE: AGM ISIN: CN0007867483 MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the consolidated financial Mgmt For * statements of the Company, the report of the Board of Directors, the report of the Supervisory Committee and the report of the international auditors for the YE 31 DEC 2005 and authorize the Board of Directors to prepare the budget of the Company for the year 2006 2. Approve the profit distribution proposal Mgmt For * and the declaration payment of a final dividend for the YE 31 DEC 2005 3. Re-appoint KPMG and KPMG Huazhen as the Mgmt For * International Auditors and Domestic Auditors of the Company respectively for YE 31 DEC 2006 and authorize the Board of Directors to fix the remuneration of the Auditors 4. Approve the resignation of Mr. Wei Mgmt For * Leping from the position as an Executive Director of the Company S.5.1 Approve: the Company s issue of Mgmt For * short-term commercial paper before end of OCT 2006 pursuant to the notice of the people s bank of China on the issue of short-term commercial paper by China Telecom Corporation Limited Yin Fa 2005 No. 286 and based on the need of the Company and the market conditions, and with a maximum outstanding repayment amount of RMB 30 billion; and the Company s issue of short-term commercial paper, in one or more tranches, from end of OCT 2006 to
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the day before the date on which the AGM of the Company for the YE 31 DEC 2006 is held, and with a maximum outstanding repayment amount of CNY 40 billion S.5.2 Authorize the Board of Directors of the Mgmt For * Company the Board or any two or more Directors of the Company the Directors duly taking into consideration the specific needs of the Company and other market conditions to determine the specific terms conditions, and other matter of the issue including but not limited to, the determination of the actual aggregate amount, interest rate, rating guarantee arrangements and use of proceeds of the issue to do all such acts which are necessary and incidental to the issue including, but not limited to, the securing of approvals, the determination of underwriting arrangements and the preparation of relevant application documents; and to take all such steps which are necessary for the purposes of executing the issue including, but not limited to, the execution of all requisite documentation and the disclosure of relevant information in accordance with applicable laws S.6 Approve the Board of Directors of the Mgmt For * Company, subject to paragraph (c) to allot, issue and deal with additional shares of the Company Shares and to make or grant offers, agreements and options which might require the exercise of such powers be hereby generally and unconditionally; Authorize the Board of Directors of the Company during the relevant period to make or grant offers, agreements and options which might require the exercise of such powers after the end of the relevant period; the amount of additional domestic shares or overseas-listed foreign invested shares H Shares as the case may be allotted, issued and dealt with or agreed conditionally or unconditionally to be allotted, issued and dealt with either separately or concurrently once every 12 months by the Board of Directors of the Company pursuant to the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- approval in paragraph (a) otherwise than pursuant to (i) Right issue (ii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on Shares in accordance with the Articles of Association of the Company shall not exceed 20% of each of the Company s existing domestic shares of H shares, in issue at the date of passing this special resolution; Authority expires the earlier of the conclusion of the next AGM of the Company or after 12months period from the date of the next AGM of the Company as required by law S.7 Authorize the Board of Directors of the Mgmt For * Company to increase the registered capital of the Company to reflect the issue of shares in the Company authorized under special resolution 6, and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect such increase of the registered capital of the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 73 UNASSIGNED CHUNGHWA TELECOM CO., LTD. SECURITY: 17133Q205 AGENDA NUMBER: 932511125 TICKER: CHT MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A1 THE COMPANY S OPERATION REPORTS Mgmt For For FOR 2005. A2 THE SUPERVISORS AUDIT REPORTS ON Mgmt Against Against THE COMPANY S FINANCIAL STATEMENTS FOR 2005. A3 THE COMPANY S FINANCIAL Mgmt For For STATEMENTS FOR 2004 APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA. A4 THE COMPANY S IMPLEMENTATION OF Mgmt For For ITS SHARE REPURCHASE PROGRAM. A5 THE COMPANY S AMENDMENT TO ITS Mgmt For For CODE OF ETHICS. A6 THE COMPANY S ISSUANCE OF Mgmt For For PREFERRED SHARES BASED ON ARTICLE 12 OF THE TELECOMMUNICATIONS ACT. B1 THE COMPANY S OPERATION REPORTS Mgmt For For AND FINANCIAL STATEMENTS FOR YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B2 THE COMPANY S DISTRIBUTION OF Mgmt For For EARNINGS FOR YEAR 2005. C1 AMENDMENT TO THE ORDINANCE OF Mgmt For For THE COMPANY S ANNUAL GENERAL MEETING. C2 PROPOSAL TO INCREASE THE COMPANY Mgmt For For S CAPITAL THROUGH EARNINGS. C3 AMENDMENT TO THE COMPANY S Mgmt Against Against ARTICLES OF INCORPORATION. C4 AMENDMENT TO THE COMPANY S Mgmt Against Against PROCEDURES FOR ACQUISITIONS OR DISPOSITION OF ASSETS. C5 PROPOSAL TO DISBURSE Mgmt For For REMUNERATIONS TO THE COMPANY S DIRECTORS AND SUPERVISORS. D EXTRAORDINARY MOTIONS. Mgmt Against Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 73 UNASSIGNED CITIZENS COMMUNICATIONS COMPANY SECURITY: 17453B101 AGENDA NUMBER: 932498238 TICKER: CZN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN Q. ABERNATHY Mgmt For For 2 LEROY T. BARNES, JR. Mgmt For For 3 JERI B. FINARD Mgmt For For 4 LAWTON WEHLE FITT Mgmt For For 5 STANLEY HARFENIST Mgmt For For 6 WILLIAM M. KRAUS Mgmt For For 7 HOWARD L. SCHROTT Mgmt For For 8 LARRAINE D. SEGIL Mgmt For For 9 BRADLEY E. SINGER Mgmt For For 10 EDWIN TORNBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DAVID H. WARD Mgmt For For 12 MYRON A. WICK, III Mgmt For For 13 MARY AGNES WILDEROTTER Mgmt For For 02 TO ADOPT THE NON-EMPLOYEE Mgmt For For DIRECTORS EQUITY INCENTIVE PLAN. 03 TO CONSIDER AND VOTE UPON A Shr For Against STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING. 04 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 73 UNASSIGNED DEUTSCHE TELEKOM AG, BONN SECURITY: D2035M136 AGENDA NUMBER: 700905257 TICKER: MEETING TYPE: AGM ISIN: DE0005557508 MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the approved financial Non-Voting No vote statements of Deutsche Telekom AG and tvom Aufsichtsrat gebilligten Konzernabschlusses zum 31. Dezember 2005, des Lagecember 31, 2005, the management report for Deutsche Telekom AG and management report for the Group, and the Supervisory Board s report for the 2005 financial year. 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns. 3. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Vorstands fuer das Geschaeftsjahr 2005. 4. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Aufsichtsrats fuer das Geschaeftsjahr 2005. 5. Resolution on the appointment of the Mgmt For * independent auditor and the Group auditorchlusspruefers fuer das Geschaeftsjahr 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Beschlussfassung ueber die Ermaechtigung Mgmt For * zum Erwerb eigener Aktien und deren Vuding use with the exclusion of subscription rights. 7. Beschlussfassung ueber die Schaffung Mgmt For * eines Genehmigten Kapitals 2006 gegen Bar contributions, with subscription rights excluded, to grant shares to employees as well as the relevant amendment to the Articles of Incorporation. 8. Resolution on approval of the split off Mgmt For * and share transfer agreement with T-Systems Business Services GmbH. 9. Resolution on the approval of the Mgmt For * control and profit and loss transfer agreement with SCS Personalberatung GmbH. 10. Resolution on the approval of the Mgmt For * control and profit and loss transfer agreement with Caspar Telekommunikationsdienste GmbH. 11. Resolution on the approval of the Mgmt For * control and profit and loss transfer agreement with Melchior Telekommunikationsdienste GmbH. 12. Beschlussfassung ueber die Zustimmung Mgmt For * zum Beherrschungs-und Ergebnisabfuehrunnt with Balthasar Telekommunikationsdienste GmbH.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Resolution on approval of the control Mgmt For * agreement with T-Com Innovationsgesellscnnovationsgesells chaftmbH. 14. Beschlussfassung ueber die Aenderung der Mgmt For * Paragraphen 14 Abs. 2 und 16 der Satzicles of Incorporation, especially to bring the Articles of Incorporation intogritaet und Modernisierung des Anfechtungsrechts. t of Avoidance (Gesetz zur Unternehmensintegritaet und Modernisierung des Anfechtungsrechts). 15. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Herr Dr. Thomat Dr. Thomas Mirow 16. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Frau Ingrid Matthaeus- Maier 17. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Herr Dr. Mathit Dr. Mathias Doepfner 18. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Herr Prof. Dr.t Prof. Dr. Wulf von Schimmelmann 19. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Herr Dr. Hubert Dr. Hubertus von Gruenberg
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 20. Wahl eines Aufsichtsratsmitglieds. Mgmt For * Vorschlag des Aufsichtsrats: Herr Bernhard t Bernhard Walter
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 73 UNASSIGNED DOBSON COMMUNICATIONS CORPORATION SECURITY: 256069105 AGENDA NUMBER: 932343647 TICKER: DCEL MEETING TYPE: Annual ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARK S. FEIGHNER Mgmt For For 2 JUSTIN L. JASCHKE Mgmt For For 3 ALBERT H. PHARIS, JR. Mgmt For For 02 PROPOSAL TO APPROVE THE AMENDMENTS TO Mgmt For For THE DOBSON COMMUNICATIONS CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 03 RATIFY AND APPROVE THE SELECTION OF KPMG Mgmt For For LLP AS THE INDEPENDENT AUDITORS FOR DOBSON COMMUNICATIONS CORPORATION FOR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 73 UNASSIGNED DOBSON COMMUNICATIONS CORPORATION SECURITY: 256069105 AGENDA NUMBER: 932517975 TICKER: DCEL MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EVERETT R. DOBSON Mgmt For For 2 STEPHEN T. DOBSON Mgmt For For 3 ROBERT A. SCHRIESHEIM Mgmt For For 02 PROPOSAL TO APPROVE THE Mgmt For For AMENDMENT TO THE DOBSON COMMUNICATIONS CORPORATION 2002 STOCK INCENTIVE PLAN. 03 RATIFY AND APPROVE THE SELECTION OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DOBSON COMMUNICATIONS CORPORATION FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 73 UNASSIGNED FAIRPOINT COMMUNICATIONS INC. SECURITY: 305560104 AGENDA NUMBER: 932463754 TICKER: FRP MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EUGENE B. JOHNSON Mgmt For For 2 P GARRISON-CORBIN Mgmt For For 02 ON THE PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 73 UNASSIGNED FRANCE TELECOM SA, PARIS SECURITY: F4113C103 AGENDA NUMBER: 700906728 TICKER: MEETING TYPE: MIX ISIN: FR0000133308 MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 295450 DUE TO CHANGE IN NUMBER OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: O.1 Receive the statutory financial Mgmt No vote statements for the FYE 31 DEC 2005, which include the balance sheet, the income statement and the notes, as well as the transactions reflected in the statutory financial statements and summarized in the reports; to determine the profit for this FY at EUR 5,511,142,538.48; grant final discharge to the Members of the Board of Directors for the performance of their term of office for the said FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the report of the Board of Mgmt No vote Directors as well as the report of the Statutory Auditors on the consolidated financial statements and approve the consolidated financial statements for the FYE 31 DEC 2005, which include the consolidated balance sheet and the income statement as well as the notes and the transactions reflected in the consolidated financial statements and summarized in the reports O.3 Receive the report of the Board of Mgmt No vote Directors and the report of the Statutory Auditors on the statutory financial statements and approve to decide, with respect to the FY earnings of EUR 5,511,142,538.48, to allocate EUR 273,959,612.82 to the legal reserve, which will raise the amount of this reserve to EUR 1,041,223,918.80; acknowledges that the distributable income for the FY, after allocation to the legal reserve and considering carry forward retained earnings account of EUR 4,624,606,242.44 amounts comes to EUR 9,861,789,168.10; and to distribute a dividend of EUR 1.00 per share to the shareholders and to allocate the balance of the distributable income to the retained earnings account; the dividend will be paid on 10 MAY 2006; authorize the Board of Directors to determine, in consideration of the number of shares held by the Company on the day the dividend is paid, the total amount of the dividend, on the understanding that the shares held by the Company on the date the dividend is paid will not give entitlement to a dividend, and consequently the amount of the balance of the distributable income that will be allocated to the retained earnings account; the amount of income thus distributed will entitle natural persons fiscally domiciled in France to the 40% allowance pursuant to 3-2 in Article 158 of the General Tax Code Code General des Impots
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Acknowledge the special report of the Mgmt No vote Statutory Auditors concerning the agreements referred to in Article L. 225-38 of the French Commercial Code, and approve the agreements set forth therein O.5 Receive the report of the Board of Mgmt No vote Directors and approve to terminate with immediate effect, for the unused portion, the authorization granted by Resolution 19 in the combined general meeting of 22 APR 2005, to purchase the Company s shares; authorize the Company to buy its own shares up to a maximum of 10% cent of the share capital existing on the day of this general meeting, under the following conditions: the maximum purchase price shall not exceed EUR 40.00 per share; Consequently, the maximum amount of funds allocated to the Share Repurchase Program amounts to EUR 10,412,239,160.00; Authority expires at the end of 18 months; the acquisitions carried out by the Company pursuant to this authorization can in no event cause it to hold, directly or indirectly, more than 10% of the shares comprising the share capital; the number of actions acquired by the Company with a view to their retention or their subsequent delivery in payment or exchange as part of a merger, divestment or capital contribution cannot exceed 5% of its capital; authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.6 Amend the Article 15 of the Company s Mgmt No vote By-laws - Board decisions, in order to bring it into conformity with the new provisions of Article L. 225-37 of the French Commercial Code, as amended by Law number 2005-842 of 26 JUL 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.7 Amend the Article 21 of the Company s Mgmt No vote By-laws - shareholders meetings, in order to bring it into conformity with the new provisions of Articles L. 225-96 and L. 225-98 of the French Commercial Code, as amended by Law number 2005-842 of 26 JUL 2005 E.8 Approve to terminate with immediate Mgmt No vote effect, for the unused portion, the delegation granted by Resolution 31 of the combined general meeting on 22 APR 2005; authorize the Board of Directors to issue the Company s ordinary shares which may be subscribed either in cash or by offsetting of debts; Authority expires at the end of 18 months; approve to waive the preferential subscription right of shareholders to these ordinary shares and to reserve the right to subscribe them to holders of stock options or shares of Orange S.A. that are beneficiaries of a liquidity agreement; the maximum nominal amount of the capital increase resulting from all issuances effected pursuant to this delegation is set at EUR 200,000,000.00; this amount will be charged against the maximum set by Resolution 33 of the combined shareholders meeting on 22 APR 2005; authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.9 Approve to terminate with immediate Mgmt No vote effect, for the unused portion, the delegation granted by Resolution 32 of the combined general meeting on 22 APR 2005; authorize the Board of Directors, proceeding with the issuance and free allocation of option-based liquidity instruments ILO comprised of bonds exercisable for cash; Authority expires at the end of 18 months; and/or for existing ordinary shares and/or to be issued by the Company and for which the Company s shares shall be fully paid-up, if applicable, by offsetting of debts; to waive the preferential subscription rights of the shareholders for the benefit of holders of stock options of Orange S.A. that are beneficiaries of a liquidity agreement; the maximum nominal amount of the capital increase resulting from all the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issues that can be carried out pursuant to this delegation is set at EUR 10,000,000.00; this amount will be charged against the maximum set by Resolution 33 of the combined shareholders meeting on 22 APR 2005; to take all necessary measures and accomplish all necessary formalities E.10 Approve to terminate with immediate Mgmt No vote effect, for the unused portion, the delegation granted by Resolution 36 of the combined general meeting on 22 APR 2005; authorize the Board of Directors to increase the share capital, at its discretion, on one or more occasions, through the issuance of ordinary shares or securities giving access to the Company s ordinary shares existing or to be issued, reserved for employees and former employees who are Members of the France Telecom Group Corporate Savings Plan, including through the free allocation of ordinary shares or securities giving access to the Company s ordinary shares existing or to be issued, specifically by the incorporation of reserves, profits or premiums up to the legal and regulatory limits; the maximum nominal amount of the capital increase of France Telecom resulting from all issuances effected out pursuant to this delegation is set at EUR 1,000,000,000.00; Authority expires at the end of 26 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve to terminate with immediate Mgmt No vote effect, for the unused portion, the delegation granted by Resolution 37 of the combined shareholders meeting on 22 APR 2005; authorize the Board of Directors to cancel, on one or more occasions, up to a maximum of 10% of the Company s share capital by periods of 24 months, all or part of the France Telecom ordinary shares acquired as part of the share purchase programs authorized in the Resolution O.5, or as part of share purchase programs authorized subsequent to
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the date of this Shareholders Meeting; to take all necessary measures and accomplish all necessary formalities; Authority expires at the end of 18 months E.12 Authorize the Board of Directors, Mgmt No vote pursuant to Article L. 225-197-1 et seq. of the French Commercial Code, to proceed to the allocation, free of charge, of ordinary shares, reserved for employees and the Board Members as defined by Article L.225-197-1 II part 1, or certain of them, of the Company or of related companies or groups as defined by Article L. 225-197-2 of the French Commercial Code; Authority expires at the end of 38 months; the total number of ordinary shares granted free of charge pursuant to this resolution shall not represent more than 1% of the capital of the Company; to take all necessary measures and accomplish all necessary formalities E.13 Grant all powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 73 UNASSIGNED GENERAL COMMUNICATION, INC. SECURITY: 369385109 AGENDA NUMBER: 932534402 TICKER: GNCMA MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEPHEN M. BRETT* Mgmt For For 2 RONALD A. DUNCAN* Mgmt Withheld Against 3 STEPHEN R. MOONEY* Mgmt Withheld Against 4 SCOTT M. FISHER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 73 UNASSIGNED JSFC SISTEMA SECURITY: 48122U105 AGENDA NUMBER: 701013574 TICKER: MEETING TYPE: AGM ISIN: US48122U1051 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the meeting procedure Mgmt For * 2. Approve the Company s annual report and Mgmt For * annual accounting statements, including the profit and loss account unconsolidated, based on Russian Accounting Standards 3. Approve the disbursement of profits, of Mgmt For * the amount procedure, manner and terms of dividend payments for 2005 4. Approve the amount, procedure, manner Mgmt For * and terms of remuneration payments to the Corporate Board Member for 2005 PLEASE NOTE THAT FOR THE BELOW Non-Voting No vote RESOLUTION REGARDING ELECTION OF DIRECTORS, YOU MAY VOTE THE SHARE AMOUNT CALCULATED BY MULTIPLYING YOUR RESPECTIVE SHARE POSITION BY THE NUMBER OF DIRECTORS THAT WILL BE ELECTED TO THE BOARD, WHICH IS 11 IN THIS CASE. PLEASE NOTE THAT STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.1 Elect Mr. Goncharuk Alexander Yurievitch Mgmt For * as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.2 Elect Mr. Gorbatovskiy Alexander Mgmt For * Ivanovitch as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.3 Elect Mr. Drozdov Sergey Alexeyevitch as Mgmt For * the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.4 Elect Mr. Evtushenkov Vladimir Mgmt For * Petrovitch as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.5 Elect Mr. Zubov Dmitriy Lvovitch as the Mgmt For * Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.6 Elect Mr. Sommer Ron as the Member of Mgmt For * the Board of Directors of Sistema Joint Stock Financial Corporation 5.7 Elect Mr. Kopiev Vyacheslav Mgmt For * Vsevolodovitch as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.8 Elect Mr. Leiviman Alexander Lvovitch as Mgmt For * the Member of the Board of Directors of Sistema Joint Stock Financial Corporation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.9 Elect Mr. Mikhailov Nikolay Vasilievitch Mgmt For * as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.10 Elect Mr. Novitsky Evgeniy Grigorievitch Mgmt For * as the Member of the Board of Directors of Sistema Joint Stock Financial Corporation 5.11 Elect Mr. Newhouse Stephan as the Member Mgmt For * of the Board of Directors of Sistema Joint Stock Financial Corporation 6.A Elect Mr. Inozemtsev, Vjacheslav Mgmt For * Ivanovich to the Internal Audit Commission 6.B Elect Mr. Rudova, Elena Viktorovna to Mgmt For * the Internal Audit Commission 6.C Elect Mr. Rosanov, Vsevolod Valerievich Mgmt For * to the Internal Audit Commission 7. Appoint JSC Audit-Guarantee-M and Mgmt For * Deloitte & Touche Regional Consulting Services Limited as the Company s Auditors in accordance with Russian Accounting Standards and US GAAP, respectively 8. Amend the Company Charter Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Approve the split of allocated Corporate Mgmt For * 9,650,000 ordinary registered shares at nominal value of RUB 90 each into ordinary registered shares at nominal value RUB 1,8, as a result of which 1 ordinary registered share of the Company at nominal value of RUB 90 is converted into 50 ordinary registered shares at nominal value of RUB 1,8 each 10. Approve the regulations on the Corporate Mgmt Against * Executive Body of Sistema JSFC 11. Approve the regulations on the President Mgmt Against * of Sistema JSFC 12. Approve the regulations on the Mgmt Against * remuneration of the Board Member of Sistema JSFC 13. Approve the regulations on the general Mgmt For * shareholders meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 73 UNASSIGNED JSFC SISTEMA SECURITY: 48122U105 AGENDA NUMBER: 932554721 TICKER: JSFCY MEETING TYPE: Annual ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MEETING PROCEDURE. Mgmt For For 02 APPROVAL OF THE COMPANY S ANNUAL REPORT Mgmt For For AND ANNUAL ACCOUNTING STATEMENTS, INCLUDING THE PROFIT AND LOSS ACCOUNT. 03 APPROVAL OF THE DISBURSEMENT OF PROFITS. Mgmt For For 04 APPROVAL OF THE AMOUNT, PROCEDURE, Mgmt For For MANNER AND TERMS OF REMUNERATION PAYMENTS TO THE CORPORATE BOARD MEMBERS FOR 2005. 05 ELECTION OF DIRECTORS. IF YOU WISH TO Mgmt For For VOTE SELECTIVELY OR CUMULATE, PLEASE CONTACT YOUR REPRESENTATIVE. 06 DIRECTOR 1 I. VJACHESLAV IVANOVICH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2 R. ELENA VIKTOROVNA Mgmt For For 3 R. VSEVOLOD VALERIEVICH Mgmt For For 07 APPROVAL OF THE APPOINTMENT OF JSC Mgmt For For AUDIT-GARANTEE-M AND DELOITTE & TOUCHE REGIONAL CONSULTING SERVICES LIMITED AS THE AUDITORS. 08 APPROVAL OF AMENDMENTS IN THE COMPANY Mgmt Against Against CHARTER. 09 APPROVAL OF THE SPLIT OF ALLOCATED Mgmt For For CORPORATE 9,650,000 ORDINARY REGISTERED SHARES. 10 APPROVAL OF REGULATIONS ON THE CORPORATE Mgmt Against Against EXECUTIVE BODY OF SISTEMA JSFC. 11 APPROVAL OF REGULATIONS ON THE PRESIDENT Mgmt Against Against OF SISTEMA JSFC. 12 APPROVAL OF REGULATIONS ON REMUNERATION Mgmt Against Against OF THE BOARD MEMBERS OF SISTEMA JSFC. 13 APPROVAL OF CHANGES IN THE REGULATIONS Mgmt Against Against ON THE GENERAL SHAREHOLDERS MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 73 UNASSIGNED KONGZHONG CORPORATION SECURITY: 50047P104 AGENDA NUMBER: 932387752 TICKER: KONG MEETING TYPE: Annual ISIN: MEETING DATE: 06-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION TO ALLOW FOR SHAREHOLDER VOTING BY A SHOW OF HANDS. 02 APPROVAL TO AMEND THE ARTICLES OF Mgmt Against Against ASSOCIATION TO CREATE A STAGGERED BOARD. 03 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION TO END DIRECTORS TERMS DUE TO CONFLICT OF INTEREST. 04 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION TO AUTHORIZE SHARE REPURCHASES. 5A HANHUI SUN BE AND HEREBY IS RE-ELECTED Mgmt For For AS A DIRECTOR FOR A ONE-YEAR TERM. * 5B YUNFAN ZHOU BE AND HEREBY IS RE-ELECTED Mgmt For For AS A DIRECTOR FOR A TWO-YEAR TERM. *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5C YONGQIANG QIAN BE AND HEREBY IS RE- Mgmt For For ELECTED AS A DIRECTOR FOR A TWO-YEAR TERM. * 5D NICK YANG BE AND HEREBY IS RE- ELECTED Mgmt For For AS A DIRECTOR FOR A THREE-YEAR TERM. * 5E CHARLIE Y. SHI BE AND HEREBY IS RE- Mgmt For For ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM. * 6 APPROVAL TO INCREASE THE NUMBER OF Mgmt For For SHARES THAT MAY BE ISSUED UNDER THE EQUITY OPTION PLAN. 7 APPROVAL TO REAPPOINT OUR INDEPENDENT Mgmt For For AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 73 UNASSIGNED MAROC TELECOM, MAROC SECURITY: F6077E108 AGENDA NUMBER: 700898933 TICKER: MEETING TYPE: MIX ISIN: MA0000011371 MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 291822 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the Management report of the Non-Voting No vote Executive Committee, the remarks of the Supervisory Board and the Auditors general report, the Company s financial statements and the balance sheet for the YE 31 DEC 2005 and grant permanent discharge to the Supervisory Board and Executive Committee Members for the performance of their duties during the said FY 2. Approve the consolidated financial Non-Voting No vote statements for the said FY, in the form presented to the meeting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve the special report of the Non-Voting No vote Auditors on agreements governed by Article 95 of Law No. 17-95 and the agreements referred to therein 4. Approve the income for the FY of MAD Non-Voting No vote 5,871,899,950.67 be appropriated as follows: regulated reserve: MAD 265,331,741.39; distributable income: MAD 5,606,568,209.28; drawing upon the optional reserve: MAD 512,906,728.65; distributable total amount: MAD 6,119,474,937.93; total dividend: MAD 6,118,503,566.40; retained earnings: MAD 971,371.53; the shareholders will receive a net dividend of MAD 6.96 per share comprising the share capital; this dividend will be paid on 30APR 2006 as required By-law, it is recalled that, for the last 3 FY, the dividends paid, were as follows: MAD 28.44 and MAD 2.844 after adjustment for FY 2002 the share par value was reduced from MAD 100.00 to MAD 10.00 in 2004 MAD 31.28 and MAD 3.128 after adjustment for FY 2003 MAD 5.00 for FY 2004 5. Ratify the co-optation of Mr. Non-Voting No vote Chakibbenmoussa as a Supervisory Board Member, to replace Mr. El Mustaphasahel, for the remainder of Mr. Elmustapha Sahel s term of office, i.e. until the ordinary shareholders meeting called to approve the financial statements for the FY 2007 6. Approve to reduce the share capital by Non-Voting No vote MAD 3,516,381,360.00 by reducing from MAD 10.00 to MAD 6.00 the nominal value of the shares. the capital will be reduced from MAD 8,790,953,400.00 split into 879,095,340 fully paid-up shares of MAD 10.00 each, to MAD 5,274,,572,040.00 split into 879,095,340 fully
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- paid-up shares of a par value of MAD 6.00; grant all powers to the Executive Committee to take all necessary measures and accomplish all necessary formalities 7. Amend, pursuant to the adoption of the Non-Voting No vote above resolution, Article 4 of the Bylaws capital stock as follows: the share capital is set at MAD 5,274,512,040.00 and is divided into 879,095,340 shares, of a par value of MAD 6.00 each, of the same class and fully paid in 8. Grant all powers to the Executive Non-Voting No vote Committee in one or more transactions, to Corporate Officers, Executives, Senior Executives or exceptionally, employees of the Group, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 1% of the share capital; the present authorization is granted for a 3-year period; grant all powers to the Executive Committee to take all necessary measures and accomplish all necessary formalities 9. Grant all powers to the bearer of an Non-Voting No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed By-law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 73 UNASSIGNED MTN GROUP LTD SECURITY: S8039R108 AGENDA NUMBER: 700980584 TICKER: MEETING TYPE: AGM ISIN: ZAE000042164 MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the annual financial Mgmt For * statements of the Group and the Company for the period ended 31 DEC 2005, including the reports of the Directors and the External Auditors 2.1 Re-elect Mr. R.D. Nisbet as a Director Mgmt For * of the Company, who retires by rotation in terms of the Articles of Association of the Company 2.2 Re-elect Mr. J.H.N. Strydom as a Mgmt For * Director of the Company, who retires by rotation in terms of the Articles of Association of the Company 3.1 Elect Ms. K. Kalyan as a Director in Mgmt For * terms of the Articles of Association 3.2 Elect Dr. C.O. Kolade as a Director in Mgmt For * terms of the Articles of Association 3.3 Elect Mr. M.J.N. Njeke as a Director in Mgmt For * terms of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Elect Dr. M. Ramphele as a Director in Mgmt For * terms of the Articles of Association 3.5 Elect Mr. Sheik A. Sharbatley as a Mgmt For * Director in terms of the Articles of Association 3.6 Elect Mr. P.L. Woicke as a Director in Mgmt For * terms of the Articles of Association Transact any other business Non-Voting No vote 4.O.1 Approve that all the unissued ordinary Mgmt For * shares of 0.01 cent each in the share capital of the Company other than those which have specifically been reserved for the Share Incentive Schemes, being 5% of the total issued share capital, in terms of ordinary resolutions duly passed at previous AGM of the Company be placed at the disposal and under the control of the Directors, and authorize the Directors to allot, issue and otherwise to dispose of such shares to such person or persons on such terms and conditions and at such times as the Directors may from time to time at their discretion deem fit, subject to the aggregate number of such ordinary shares able to be allotted, issued and otherwise disposed of in terms of this resolution being limited to 10% of the number of ordinary shares in issue as at 31 DEC 2005 and subject to the provisions of the Companies Act and the JSE Listings Requirements
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.O.2 Authorize the Directors of the Company, Mgmt For * by way of a general authority, to allot and issue equity securities which shall include for the purposes of this Ordinary Resolution Number 2 the grant or issue of options or convertible securities that are convertible into an existing class of securities for cash or the extinction or payment of any liability, obligation or commitment, restraint or settlement of expenses to such persons on such terms and conditions and at such times as the Directors may from time to time at their discretion deem fit, but subject to the provisions and conditions of the Companies Act and the JSE listings Requirements, being: 1) that the equity securities shall be of a class already in issue and be issued to public shareholders as defined in the JSE listings Requirements and not to related parties; 2) that where the Company subsequent to the passing of this resolution, issues equity securities representing, on a cumulative basis within a FY, 5% or more of the total number of equity securities in issue prior to such issue, a press announcement giving full details of the issue, including the average discount to the weighted average traded price of the equity securities over the 30 days prior to the date that the price of the issue was determined or agreed by the Directors of the Company the number of equity securities issued, the effect of the issue on net asset value per share, net tangible asset value per share, headline earnings per share and earnings per share, will be made at the time the said percentage is reached or exceeded; 3) that general issues of equity securities for cash: a) In the aggregate in any one financial year may not exceed 10% of the Company s issued share capital of that class for the purpose of determining the securities comprising the 10% number in any one year, account shall be taken of the dilution effect, in the year of issue of options/convertible securities, by including the number of any equity securities which may be issued in future arising out of the issue or exercise of such options/convertible securities; b) of a particular class will be aggregated with any securities that are compulsorily convertible into securities of that class and in the case of the issue of compulsorily convertible
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- securities aggregated with the securities of that class into which they are compulsorily convertible; c) as regards the number of securities which may be issued the 10% number shall be based on the number of securities of that class in issue added to those that may be issued in future arising from the conversion of options/securities) at the date of such application: i) less any securities of the class issued onto be issued in future arising from options/convertible securities issued during the current FY; ii) plus any securities of that class to be issued pursuant to a rights issue which has been announced, is irrevocable and is fully underwritten, or pursuant to an acquisition which has had final terms announced, may be included as though they were securities in issue at the date of application; 4) that the maximum discount at which the equity securities will be issued for cash will be 10% of the weighted average traded price of those equity securities measured over the 30 business days prior to the date that the price of the issue is determined or agreed by the Directors of the Company and where the equity securities have not traded in such 30 business day period, the JSE should be consulted for a ruling; 5) that if the discount to market price at the time of exercise of any option or conversion of a convertible security is not known at the time of the grant or issue of the option or convertible security, or if it is known that the discount will exceed 10% of the 30 day weighted average traded price of the security at the date of exercise or conversion, then the grant or issue will be subject to the Company providing its holders of securities with a fair and reasonable statement complying with the requirements of the JSE listings Requirements from an independent professional expert acceptable to the JSE, Indicating whether or not the grant or issue is fair and reasonable to the Company holders of securities; and 6) authorize the Directors to allot and issue equity securities for cash will be valid until the earlier of the next AGM of the Company and the expiry of a period of 15 months from the date of passing this ordinary resolution
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.O.3 Approve the revised annual fees payable Mgmt For * quarterly in arrears to each Non-Executive Director, with effect from 01 MAY 2006 shall be as specified 7.S.1 Authorize the Company, or a subsidiary Mgmt For * of the Company, by way of a general authority to repurchase shares issued by the Company, in terms of Sections 85 and 89 of the Companies Act, 1973 (Act 61 of 1973), as amended, and in terms of the JSE Listings Requirements, including those listing requirements regarding derivative transactions relating to the repurchase of shares; 1) any such repurchase of shares shall be implemented through the order book operated by the JSE trading system and done without any prior understanding or arrangement between such Company and the counter-party reported trades are prohibited; 2) authorization thereto is given by the Company s Articles of Association; 3) at any point in time, such Company may only appoint one agent to effect any repurchase(s) on its behalf; 4) the general authority shall only be valid until the Company s next AGM, provided that notwithstanding anything to the contrary contained in this resolution, this shall not extend beyond 15 months from the date of passing of this Special Resolution Number 1; 5) when the company or a subsidiary of the Company has cumulatively repurchased 3% of any class of the Company s shares in issue on the date of passing of this Special Resolution Number 1 the initial number, and or each 3% in aggregate of that class of shares acquired thereafter, in each case in terms of this resolution an announcement shall be published on SENS and in the press as soon as possible and not later than 08:30 on the second business day on which the relevant threshold is reached or exceeded, and the announcement shall comply with the requirements of the JSE Listings Requirements; 6) that the general repurchase by the Company of its own shares shall not, in aggregate in any one financial year exceed 10% of the Company s issued share capital of that class; 7) that any repurchase by the Company or a subsidiary of the Company of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company s own shares shall only be undertaken if, after such repurchase, the Company still complies with the shareholder spread requirements as contained in the JSE Listings Requirements; 8) that the Company or its subsidiaries may not purchase any of the Company s shares during a prohibited period as defined In the JSE Listings Requirements; 9) no repurchases may be made at a price which is greater than 10% above the weighted average of the market value for the securities for the 5 business days Immediately preceding the date on which the transaction is effected the maximum price; the JSE will be consulted for a ruling if the applicant s securities have not traded in such 5 day period; 10) the Company enters into derivative transaction that may or will result in the repurchase of shares in terms of this general authority, such transactions will be subject to the requirements in paragrapg 2, 3, 4, 6, 7 of this Special Resolution No. 1 and the following requirements: a) the strike price of any put option written by the Company less the value of the premium received by the Company for that put option may not be greater than the fair value of a forward agreement based on a spot price not greater than the maximum price; b) the strike price an any call option may be greater than the maximum price at the time of entering into the derivative agreements, but the Company may not exercise the call option if it is more than 10% out the money; c) the strike price of the forward agreement may be greater than the maximum price but limited to the fair value of a forward agreement calculated from a spot price not greater than the maximum price 8.O.4 Authorize any 2 Directors of the Company Mgmt For * to do all such things and to sign all such documents as are necessary so as to give effect to ordinary Resolution Number 1 and 2 and Special Resolution Number 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 73 UNASSIGNED MTN GROUP LTD SECURITY: S8039R108 AGENDA NUMBER: 701013752 TICKER: MEETING TYPE: OGM ISIN: ZAE000042164 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.O.1 Approve, subject to the passing of Mgmt For * Resolutions 2.O.2, 3.O.3 and 4.O.4 the Investcom offer as specified by MTN International Mauritius Limited a wholly owned subsidiary of the Company, to acquire the entire issued and to be issued share capital in Investcom LLC Investcom for: a cash consideration of USD 3.85 ZAR 23.30 for each Investcom share equivalent to USD 19.25 ZAR 116.50 for each Investcom GDS; or, at the election of each Investcom offer, as an alternative to the cash offer, a part cash, part share consideration of USD 2.0809 in cash and 0.1807 new MTN Group shares to be listed on the Securities Exchange of the JSE Limited JSE for each Investcom share equivalent to USD 10.4047 ZAR 62.97 in cash and 0.9035 new MTN Group shares for each Investcom GDS, subject to a maximum aggregate number of 204,298,809 new MTN Group shares being issued pursuant to this MTN Group partial share alternative; representing a potential aggregate cash consideration payable by MTN International Mauritius Limited of up to USD 5,526 million ZAR 33.5 billion, with an MTN Group partial share alternative in terms of which Investcom shareholders are entitled to elect to receive, as an acquisition issue under the JSE Listings Requirements, up to approximately 36% of the aggregate cash consideration otherwise available under the Investcom offer in new MTN Group shares subject to a maximum aggregate number of 204,298,809 new MTN Group shares being issued pursuant to this MTN Group partial share alternative
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.O.2 Authorize the Directors of the Company, Mgmt For * subject to the passing of Resolution 1.O.1, to allot and issue, as an acquisition issue under the JSE Listings Requirements, up to 204,298,809 new MTN Group shares representing approximately 10.9% of the enlarged share capital of MTN Group as part of the consideration to be paid to Investcom shareholders for their Investcom shares 3.O.3 Approve, subject to the passing of Mgmt For * Resolutions 1.O.1 and 2.O.2 the Company make application to the JSE to list the new MTN Group shares allotted and issued pursuant to Resolution 2.O.2 4.O.4 Authorize the Director of the Company to Mgmt For * sign all such documentation and do all such things as may be necessary for and incidental to the implementation of Resolutions 1.O.1, 2.O.2 and 3.O.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 73 UNASSIGNED NEUSTAR, INC. SECURITY: 64126X201 AGENDA NUMBER: 932512393 TICKER: NSR MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDRE DAHAN Mgmt For For 2 ROSS IRELAND Mgmt For For 3 PAMELA JOSEPH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 73 UNASSIGNED NEXTEL COMMUNICATIONS, INC. SECURITY: 65332V103 AGENDA NUMBER: 932362394 TICKER: NXTL MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER, AS AMENDED. 02 APPROVAL OF ANY MOTION TO ADJOURN THE Mgmt For For ANNUAL MEETING. 03 DIRECTOR 1 TIMOTHY M. DONAHUE Mgmt For For 2 FRANK M DRENDEL Mgmt For For 3 WILLIAM E. KENNARD Mgmt For For 04 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For NEXTEL S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 05 APPROVAL OF THE NEXTEL COMMUNICATIONS, Mgmt For For INC. AMENDED AND RESTATED INCENTIVE EQUITY PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 73 UNASSIGNED OPEN JOINT STOCK CO VIMPEL-COMMUNICA SECURITY: 68370R109 AGENDA NUMBER: 932456862 TICKER: VIP MEETING TYPE: Special ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE AMENDMENTS TO THE Mgmt For CHARTER OF VIMPELCOM., ALL AS MORE FULLY DESCRIBED IN THE NOTICE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 73 UNASSIGNED OPEN JOINT STOCK CO VIMPEL-COMMUNICA SECURITY: 68370R109 AGENDA NUMBER: 932545190 TICKER: VIP MEETING TYPE: Contested Consent ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE 2005 VIMPELCOM ANNUAL Mgmt For REPORT. 02 TO APPROVE VIMPELCOM S 2005 ACCOUNTING Mgmt For STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC. 03 TO NOT PAY ANNUAL DIVIDENDS TO HOLDERS Mgmt For OF COMMON REGISTERED SHARES BASED ON 2005 RESULTS; TO PAY HOLDERS OF PREFERRED REGISTERED SHARES OF TYPE A BASED ON 2005 RESULTS IN THE AMOUNT OF 0.1 KOPECK PER SHARE WITHIN 60 DAYS FROM THE DATE. 05 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt For THE AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON. 06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) Mgmt For LTD. AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR OF THE COMPANY S ACCOUNTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 TO APPROVE THE PROGRAMS OF COMPENSATION Mgmt For FOR MEMBERS OF VIMPELCOM S BOARD OF DIRECTORS. 08 TO APPROVE THE PROGRAMS OF COMPENSATION Mgmt For FOR MEMBERS OF VIMPELCOM S AUDIT COMMISSION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 73 UNASSIGNED P.T. TELEKOMUNIKASI INDONESIA, TBK SECURITY: 715684106 AGENDA NUMBER: 932423356 TICKER: TLK MEETING TYPE: Special ISIN: MEETING DATE: 21-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL ON THE AMENDMENT AND RE- Mgmt For ARRANGEMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. T 02 APPROVAL ON THE PLAN OF THE COMPANY S Mgmt For SHARE BUY BACK. T 03 DETERMINATION ON CONCEPT/FORMULA OF THE Mgmt For COMPENSATION FOR THE MANAGEMENT OF THE COMPANY. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 73 UNASSIGNED PHILIPPINE LONG DISTANCE TEL CO MEDIUM TERM NTS BOOK ENTRY SECURITY: 718252109 AGENDA NUMBER: 700919244 TICKER: MEETING TYPE: AGM ISIN: PH7182521093 MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the call to order Mgmt For * 2. Approve the certification of service of Mgmt For * notice and quorum 3. Approve the President s report Mgmt For * 4. Approve the audited financial statements Mgmt For * for the period ended 31 DEC 2005 contained in the Company s 2005 annual report 5. Elect the Directors including Mgmt For * Independent Directors for the ensuing year 6. Other business Other Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO THE CHANGE IN THE FUTURE RECORD DATE AS PER THE CONFIRMATION RECEIVED. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 73 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 73 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 73 UNASSIGNED TELEFONICA, S.A. SECURITY: 879382208 AGENDA NUMBER: 932548160 TICKER: TEF MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 EXAMINATION AND APPROVAL OF THE Mgmt For For INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT OF BOTH TELEFONICA, S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES.* 02 APPROVAL, IF DEEMED APPROPRIATE, OF THE Mgmt For For MERGER PLAN OF TELEFONICA, S.A. AND TELEFONICA MOVILES, S.A.* 03 DIRECTOR 1 MR. C.C. CASELLAS*+ Mgmt For For 2 MR. I. FAINE CASAS*+ Mgmt For For 3 MR. A.F. HERRERO*+ Mgmt For For 4 MR. LUIS LADA DIAZ*+ Mgmt For For 5 MR. A.M. LAVILLA*+ Mgmt For For 6 MR. DAVID ARCULUS*# Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7 MR. PETER ERSKINE*# Mgmt For For 8 MR. J. LINARES LOPEZ*# Mgmt For For 9 MR. V.M. NAFRIA AZNAR*# Mgmt For For 04 APPROVAL, IF APPROPRIATE, OF A LONG- Mgmt For For TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF AND WHICH IS LINKED TO CHANGES IN THE LISTING PRICE OF SHARES OF TELEFONICA, S.A.* 05 AUTHORIZATION TO ACQUIRE THE COMPANY S Mgmt For For OWN SHARES, DIRECTLY OR THROUGH COMPANIES WITHIN THE GROUP.* 06 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO INCREASE THE SHARE CAPITAL UNDER THE TERMS AND CONDITIONS OF SECTION 153.1.B) OF THE BUSINESS CORPORATIONS LAW, WITH A DELEGATION OF THE POWER TO EXCLUDE PREEMPTIVE RIGHTS PURSUANT, IN THIS LATTER CASE, TO THE PROVISIONS OF SECTION 159.2 OF THE BUSINESS CORPORATIONS LAW.* 07 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For INTERPRET, REMEDY AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE MEETING.*
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 73 UNASSIGNED TELKOM SA LIMITED SECURITY: 879603108 AGENDA NUMBER: 932402756 TICKER: TKG MEETING TYPE: Annual ISIN: MEETING DATE: 21-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2005. 02 TO RE-ELECT THE FOLLOWING DIRECTORS IN Mgmt Against Against TERMS OF THE COMPANY S ARTICLES OF ASSOCIATION: MR T F MOSOLOLI; MR B DU PLESSIS; AND MR P S C LUTHULI.* (SEE NOTE BELOW) 03 TO RE-APPOINT ERNST & YOUNG AS AUDITORS Mgmt For For OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING. 4A TO GRANT AUTHORITY TO REPURCHASE THE Mgmt For For COMPANY S SHARES. 4B AMENDMENT OF THE COMPANY S ARTICLES OF Mgmt For For ASSOCIATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 73 UNASSIGNED TURKCELL ILETISIM HIZMETLERI A.S. SECURITY: 900111204 AGENDA NUMBER: 932482158 TICKER: TKC MEETING TYPE: Special ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For BOARD. 02 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For THE MINUTES OF THE MEETING. 04 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For BALANCE SHEET AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2005. 05 RELEASE OF THE BOARD MEMBERS AND Mgmt For For AUDITORS FROM ACTIVITIES AND OPERATIONS OF THE COMPANY IN YEAR 2005. 06 RE-ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against MEMBERS AND DETERMINATION OF THEIR REMUNERATION. 07 ELECTION OF AUDITORS FOR A PERIOD OF ONE Mgmt Against Against YEAR AND DETERMINATION OF THEIR REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 DISCUSSION OF AND DECISION ON THE BOARD Mgmt Against Against OF DIRECTORS PROPOSAL CONCERNING THE DISTRIBUTION OF PROFIT FOR YEAR 2005. 10 DISCUSSION OF AND APPROVAL OF THE Mgmt Against Against ELECTION OF THE INDEPENDENT AUDIT FIRM REALIZED BY THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 11 DECISION PERMITTING THE BOARD MEMBERS Mgmt For For TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY S AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 334 AND 335 OF THE TURKISH COMMERCIAL CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 73 UNASSIGNED VODAFONE EGYPT LTD SECURITY: M9760T103 AGENDA NUMBER: 701001050 TICKER: MEETING TYPE: OGM ISIN: EGS48001C019 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the Board of Directors report Mgmt No vote for the FYE 31 MAR 2006 2. Approve the Auditors report for the FYE Mgmt No vote 31 MAR 2006 3. Approve the financial statements ended Mgmt No vote in 30 JUN 2004., 45 billions 4. Approve the profit distribution for the Mgmt No vote FYE 31 MAR 2006; the forecasted dividend is EGP 3 per share 5. Grant release the Board of Directors of Mgmt No vote their responsibilities for the FYE 31 MAR 2006 6. Approve the allowance for the Board of Mgmt No vote Directors for FYE 31 MAR 2007 7. Elect a new Board of Directors for the Mgmt No vote FYE 31 MAR 2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 73
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Acknowledge with the transactions done Mgmt No vote with related parties 9. Grant the permission of donations done Mgmt No vote by the Board of Directors
Hartford Global Financial Services HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 84 UNASSIGNED ABN AMRO HOLDING NV SECURITY: N0030P459 AGENDA NUMBER: 700915943 TICKER: MEETING TYPE: OGM ISIN: NL0000301109 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the minutes of the AGM and EGM Non-Voting No vote held in 2005 2. Receive report of the Managing Board for Non-Voting No vote the year 2005 3.a Adopt the 2005 financial statements Mgmt No vote 3.b Adopt the proposed 2005 dividend Mgmt No vote 3.c Grant discharge to the Members of the Mgmt No vote Managing Board in respect of their 2005 Management 3.d Grant discharge to the Members of the Mgmt No vote Supervisory Board in respect of their 2005 supervision 4. Adopt the Managing Board Compensation Mgmt No vote Policy
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve the proposed changes to the Mgmt No vote remuneration of the Supervisory Board Members 6. Approve the Corporate Governance Mgmt No vote 7.a Appoint Mr. G.J. Kramer as a Member of Mgmt No vote the Supervisory Board 7.b Appoint Mr. G. Randa as a Member of the Mgmt No vote Supervisory Board 7.c Re-appoint Mr. A.C. Martinez as a Member Mgmt No vote of the Supervisory Board 8. Authorize the Managing Board, subject to Mgmt No vote approval of the Supervisory Board, to have the Company acquire shares 9.a Authorize the Managing Board to issue Mgmt No vote ordinary shares for a period of 18 months, starting 28 APR 2005 9.b Authorize the Managing Board to exclude Mgmt No vote or restrict shareholders pre-emptive rights
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Transact any other business Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 20 APR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 84 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 84 UNASSIGNED AMBAC FINANCIAL GROUP, INC. SECURITY: 023139108 AGENDA NUMBER: 932465138 TICKER: ABK MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP B. LASSITER Mgmt For For 2 MICHAEL A. CALLEN Mgmt For For 3 JILL M. CONSIDINE Mgmt For For 4 ROBERT J. GENADER Mgmt For For 5 W. GRANT GREGORY Mgmt For For 6 THOMAS C. THEOBALD Mgmt For For 7 LAURA S. UNGER Mgmt For For 8 HENRY D.G. WALLACE Mgmt For For 02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 84 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 84 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 84 UNASSIGNED BANCA INTESA SPA, MILANO SECURITY: T17074104 AGENDA NUMBER: 700900980 TICKER: MEETING TYPE: OGM ISIN: IT0000072618 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 20 APR 2006 AT 10:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU 1. Approve to fix the number of Directors Mgmt No vote on the Board; elect the Directors and approve to determine their remuneration 2. Approve the balance sheet as of 31 DEC Mgmt No vote 05, Board of Directors management report and Internal Auditors report; resolutions related thereto 3. Approve to purchase and allocate own Mgmt No vote shares in favor of employees as per the Article 2357, 2357-Ter of the Italian Civil Code and the Article 132 of Legislative Decree 58/98 4. Appoint the External Auditors for the Mgmt No vote year 2006 through 2011 as per the Article 159 of the Legislative Decree 58/98 amended by the Article 18 of Law N.262 of 28 DEC 1998
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE ANNUAL Non-Voting No vote GENERAL MEETING. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE MEETING TYPE AND REVISED WORDINGS IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 84 UNASSIGNED BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO SECURITY: E11805103 AGENDA NUMBER: 700876367 TICKER: MEETING TYPE: AGM ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. Approve the annual accounts and the Mgmt For * Management report of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group, application of profits, distribution of a dividend, the Company Management all of the foregoing with reference to the YE 31 DEC 2005 2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For * Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For * Mezquiriz as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For * De Irujo as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For * Vidarte as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 3. Authorize the Board of Directors for the Mgmt For * issuance of fixed income securities of any kind and nature, even exchangeable, not convertible into shares, for a maximum amount of EUR 105 billion, setting aside, for the amount not used, the authorization granted by the general meeting of shareholders of 28 FEB 2004, amount that was increased by resolution adopted on the general meeting of 26 FEB 2005; the authority affecting the amount already issued continues being effective 4. Authorize the Board of Directors to Mgmt For * carry out the acquisition of own shares, either directly or via Group Companies, according to the provisions of Section 75 of the Spanish Limited Companies Consolidation Act, Texto Refundido Dela Ley De Sociedades Anonimas, fixing the limits and requirements of said acquisition, with express powers to reduce the share capital for the amortization of own shares; for the execution and delivery
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of the agreements adopted by the general meeting concerning the above, rendering void the resolution granted by the general meeting of shareholders held on 26 FEB 2005 5. Re-appoint the Auditors for the year Mgmt For * 2006 6. Approve the long term Remuneration Mgmt For * Program, for both the bank and its subsidiaries, consisting of distribution of BBVA shares to the Members of the Executive Committee, including the Directors and the Executive Directors 7. Amend the Article 53 of the Articles of Mgmt For * Association, about application of profits, in order to include the possibility to offer to the Directors, as payment for their services, shares, stock options or cash payments equivalent to the value of the shares 8. Approve the deferred remuneration system Mgmt For * for Non-Executive Directors consisting of BBVA shares 9. Authorize the powers to the Board, Mgmt For * including the authority to deputy the powers granted to it by the meeting, to execute and deliver, rectify and construe the resolutions adopted by the general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 84 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 84 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 84 UNASSIGNED BARCLAYS PLC SECURITY: G08036124 AGENDA NUMBER: 700910260 TICKER: MEETING TYPE: AGM ISIN: GB0031348658 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the reports of the Directors and Mgmt For * Auditors and the audited accounts of the Company for the YE 31 DEC 2005 2. Approve the Directors report on Mgmt For * remuneration for the YE 31 DEC 2005 3. Re-elect Mr. Fulvio Conti as a Director Mgmt For * of the Company 4. Re-elect Dr. Danie Cronje as a Director Mgmt For * of the Company 5. Re-elect Mr. Robert E. Diamond Jr as a Mgmt For * Director of the Company 6. Re-elect Mr. Robert Steel as a Director Mgmt For * of the Company 7. Re-elect Mr. John Sunderland as a Mgmt For * Director of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Professor Dame Sandra Dawson as Mgmt For * a Director of the Company 9. Re-elect Sir Richard Broadbent as a Mgmt For * Director of the Company 10. Re-elect Mr. Gary Hoffman as a Director Mgmt For * of the Company 11. Re-elect Mr. Naguib Kheraj as a Director Mgmt For * of the Company 12. Re-elect Sir Nigel Rudd as a Director of Mgmt For * the Company 13. Re-appoint PricewaterhouseCoopers LLP, Mgmt For * Chartered Accountants and Registered Auditors, as the Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company 14. Authorize the Directors to set the Mgmt For * remuneration of the Auditors 15. Authorize the Company to make EU Mgmt For * political donations not exceeding GBP 25,000 in total and incur EU political expenditures not exceeding GBP 25,000 in total
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Approve to renew the authority given to Mgmt For * Barclays Bank PLC to make EU political donations 17. Approve to renew the authority given to Mgmt For * the Directors to allot securities S.18 Approve to renew the authority given to Mgmt For * the Directors to allot securities for cash other than on pro-rata basis to shareholders and to sell treasury shares S.19 Approve to renew the Companys authority Mgmt For * to purchase its own shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 84 UNASSIGNED CANADIAN IMPERIAL BANK OF COMMERCE SECURITY: 136069101 AGENDA NUMBER: 932432797 TICKER: BCM MEETING TYPE: Annual ISIN: MEETING DATE: 02-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPOINTMENT OF AUDITORS Mgmt For For 02 DIRECTOR 1 B.S. BELZBERG Mgmt For For 2 J.H. BENNETT Mgmt For For 3 G.F. COLTER Mgmt For For 4 W.L. DUKE Mgmt For For 5 I.E.H. DUVAR Mgmt For For 6 W.A. ETHERINGTON Mgmt For For 7 M.A. FRANSSEN Mgmt For For 8 G.D. GIFFIN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9 J.A. GRANT Mgmt For For 10 L.S. HASENFRATZ Mgmt For For 11 P.M. HAYLES Mgmt For For 12 J.S. LACEY Mgmt For For 13 J.P. MANLEY Mgmt For For 14 G.T. MCCAUGHEY Mgmt For For 15 C. SIROIS Mgmt For For 16 S.G. SNYDER Mgmt For For 17 C.M. TRUDELL Mgmt For For 18 R.W. TYSOE Mgmt For For 3A SHAREHOLDER PROPOSAL NO. 1 Shr Against For 3B SHAREHOLDER PROPOSAL NO. 2 Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C SHAREHOLDER PROPOSAL NO. 3. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 84 UNASSIGNED CANADIAN WESTERN BANK SECURITY: 13677F101 AGENDA NUMBER: 932430755 TICKER: CBWBF MEETING TYPE: Special ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP, AS AUDITORS OF THE BANK 02 THE ELECTION OF DIRECTORS SET OUT IN THE Mgmt For For MANAGEMENT PROXY CIRCULAR 03 THE AMENDMENT TO THE SHARE INCENTIVE Mgmt For For PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR 04 THE AMENDMENT TO THE BANK S BY- LAW 2 TO Mgmt For For INCREASE THE AGGREGATE LIMIT THAT MAY BE PAID TO DIRECTORS AS REMUNERATION AS SET OUT IN THE MANAGEMENT PROXY CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 84 UNASSIGNED CAPITAL ONE FINANCIAL CORPORATION SECURITY: 14040H105 AGENDA NUMBER: 932458777 TICKER: COF MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD D. FAIRBANK Mgmt For For 2 E.R. CAMPBELL Mgmt For For 3 STANLEY WESTREICH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE CORPORATION FOR 2006. 03 APPROVAL AND ADOPTION OF THE AMENDED AND Mgmt For For RESTATED CAPITAL ONE 2004 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 84 UNASSIGNED CAPITALIA SPA, ROMA SECURITY: T2432A100 AGENDA NUMBER: 700826932 TICKER: MEETING TYPE: EGM ISIN: IT0003121495 MEETING DATE: 28-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THE MEETING HELD ON 26 Non-Voting No vote NOV 2005 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 28 NOV 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE IS 22 NOV 2005. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU 1. Approve the merger by incorporation of Mgmt For * Fineco S.P.A into Capitalia, consequent Capitalia capital increase for maximum EUR 526.263.835 through the issuing of maximum n. 526.236.835 ordinary shares, nominal value equal to EUR 1, to be offered in exchange to fineco shareholders with a ratio of N.5 Capitalia ordinary shares for every 3 Fineco ordinary shares; further Capitalia capital increase in favor of existing fineco stock option plans for a maximum amount of EUR 14.009.984 through the issuing of maximum N.14.009.984 Capitalia ordinary shares, nominal value EUR 1 consequent amendment of Art. 5 of the Bylaws and the resolutions related thereto
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Approve partial non proportional MCC Mgmt For * S.P.A spin off project in favor of Capitalia and consequent Capitalia capital increase for a maximum amount of EUR 75.261.959 through the issuing of maximum N. 75.261.959 ordinary shares, nominal value EUR 1, intended for MCC shareholders with a ratio of N.11 Capitalia ordinary shares for every N.3 MCC ordinary shares; consequent amendment of Article 5 of the Bylaws and the resolutions related thereto 3. Approve partial Banca Di Roma S.P.A., Mgmt For * Banco Di Sicilia S.P.A., Bipop Carire S.P.A., and capital leasing and factoring S.P.A. s real estate spin off and the resolutions related thereto 4. Amend some articles of the Bylaw: Artice Mgmt Against * 5, 3rd comma acknowledgement of Article 2441, 4th comma, 2 of the Italian Civil Code in terms of a capital increase without option right when within 10% of the pre-existing stock Capital and to add one additional to empower Board of Directors as per Article 2443 of the Italian Civil Code to increase capital in one or more installments by 31 OCT 2010, for a maximum amount of EUR 220 millions intended for italian and foreign professional investors without option right as per Art.2441, 4th comma, 2 of the Italian Civil Code Art.12, 1st comma to increase the number of members to be in the Board of Directors) art. 17, 2nd comma board of directors absolute duty to resolve upon participation status, and 3rd comma to empower Board of Directors to resolve upon spin offs as per art.2505 and 2505 bis of the Italian civil code) and the resolutions related thereto
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve to employ property reserves to Mgmt Against * cover negative reserves resulting from the first time use of the accounting principles Ias/Ifrs ordinary meeting 6. Appoint Directors after having Mgmt Against * determined how many they are going to be and consequent salary adjustment as per art. 19 of the Bylaw Mgmt For * 7. Approve to revise shareholders meeting regulation
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 84 UNASSIGNED CAPITALIA SPA, ROMA SECURITY: T2432A100 AGENDA NUMBER: 700919268 TICKER: MEETING TYPE: OGM ISIN: IT0003121495 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote ON 19 APR HAS BEEN POSTPONED TO THE SECOND CONVOCATION WHICH WILL BE HELD ON 20 APR 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 17 APR 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 295424 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1. Receive the Board of Directors report on Mgmt No vote management activity and Internal Auditors reports, and report on balance sheet as on 31 DEC 2005; and related resolutions there to 2. Appoint the External Auditors for the Mgmt No vote balance sheet and the consolidated balance sheet for the years 2006 -2011, in accordance with the legislative decree Number 58 of 24 FEB 1998 and the External Auditors for the half year reports for the years 2006-2011 and approve to determine their salary
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Grant authority to purchase and sell own Mgmt No vote shares 4.A Appoint one Director Mgmt No vote 4.B Approve the resolutions as per Article 6 Mgmt No vote of Decree 18 MAR 1998 N. 161 suspension of Directors, Internal Auditors or General Manager from office PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote INTESA S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 84 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 84 UNASSIGNED COMMERZBANK AG, FRANKFURT SECURITY: D15642107 AGENDA NUMBER: 700919080 TICKER: MEETING TYPE: AGM ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses und des Lageberichts der Commerzbank Aktiengesellschaft fuer das Geschaeftsjahr 2005, Vorlage des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 und des Berichts des Aufsichtsrats roved Financial Statements and Management Report of the Commerzbank Group for the 2005 financial year and the report of the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * distributable profit- to pay a dividend of EUR 0.50 3. Resolution on the approval of the Mgmt Against * actions of the members of the Board of Managing Directors 4. Beschlussfassung ueber die Entlastung Mgmt Against * der Mitglieder des Aufsichtsrats Board 5. Resolution on the election of Prof. H.C. Mgmt For * (CHN) Dr. Rer. Oec. Ulrich Middelmann oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Resolution on the appointment of the Mgmt For * PricewaterhouseCoopers as the Auditors for the 2006 FY 7. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 11 Absatz 4 der Satzung 8. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 18 Absatz 2 der Satzung 9. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu its own shares for the purpose of securities trading, pursuant to Article 71(1) no.7 Aktiengesetz 10. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu and use its own shares pursuant to Article 71(1) no.8 Aktiengesetz with the p Aktiengesetz mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere 11. Resolution on the authorization for the Mgmt For * Board of Managing Directors to increaskapitals (Genehmigtes Kapital 2006/I) mit der Moeglichkeit zum Ausschluss deexcluding subscription rights pursuant to Article 186 (3) 4, Aktiengesetz- and und Satzungsaenderung
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/II) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere unter anderem bei Ausnutzung gegen Sacheinlagen und Satzungsaenderung 13. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/III) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere zum Zweck der Ausgabe von Belegschaftsaktien s and amendment of the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 84 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 84 UNASSIGNED CREDIT SUISSE GROUP, ZUERICH SECURITY: H3698D419 AGENDA NUMBER: 700863930 TICKER: MEETING TYPE: AGM ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS PLEASE NOTE THAT THIS IS AN OGM. THANK Non-Voting No vote YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 84 UNASSIGNED CREDIT SUISSE GROUP, ZUERICH SECURITY: H3698D419 AGENDA NUMBER: 700930503 TICKER: MEETING TYPE: AGM ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 301805 DUE TO ADDITIONAL OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 285614 INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS 1. Receive and approve the annual report, Mgmt No vote the parent Company s 2005 financial statements and the Group s 2005 consolidated financial statements
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Grant discharge to the acts of the Mgmt No vote Members of the Board of Directors and the Executive Board 3.A Approve to reduce the share capital by Mgmt No vote CHF 17,000,000 from CHF 623,876,083 to CHF 606,876,083 by canceling 34,000,000 shares with a par value of CHF 0.50 each, which were repurchased in the period from 09 MAY 2005 to 16 MAR 2006 pursuant to the share repurchase program approved by the general meeting of shareholders of 29 APR 2005; acknowledge that, according to the special report of the Auditors KPMG Klynveld Peat Marwick Goerdeler SA, Obligees claims are fully covered even after the share capital reduction as required by Article 732 Paragraph 2 Co, amend Article 3 Paragraph 1 of the Articles of Association, that as of the date of the entry of the capital reduction in the commercial register, pursuant to section 3.C below 3.B Approve the cancellation as part of a Mgmt No vote Share Repurchase Program by the general meeting of shareholders of 29 APR 2005, 34,000,000 shares were repurchased via a 2nd trading line on the stock exchange between 09 MAY 2005 and 16 MAR 2006; the total purchase price was CHF 1,941,055,049, corresponding to an average purchase price per share of CHF 57.09 rounded; the cancellation of shares repurchased by 16 MAR 2006 and amend the Articles of Association 3.C Amend Article 3 Paragraph 1 to the Mgmt No vote Articles of Association, new version the fully paid-in share capital amounts to CHF 606,876,083 and it is divided into 1, 213,752,166 fully paid-in registered shares with a par value of CHF 0.50 each
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Approve the allocation of income and Mgmt No vote dividends of CHF 2 per share 5.1.A Re-elect Mr. Walter Kielholz and Mr. Mgmt No vote Hans-Ulrich Doerig as the Directors 5.1.B Elect Mr. Richard Thornburgh as a Mgmt No vote Director 5.2 Ratify KPMG Klynveld Peat Marwick Mgmt No vote Geordeler SA as the Auditors 5.3 Ratify BDO Visura as the Special Mgmt No vote Auditors 6. Approve CHF 3.4 million reduction in Mgmt No vote pool of capital reserved for Donaldson Lufkin Jenrette Employee Options
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 84 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 84 UNASSIGNED EURONEXT NV, AMSTERDAM SECURITY: N3113K108 AGENDA NUMBER: 700964364 TICKER: MEETING TYPE: AGM ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 294416 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAY 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening by the Chairman of the Non-Voting No vote Supervisory Board 2. Appointment of a Secretary for the Non-Voting No vote meeting 3.A Explanation by the chairman of the Non-Voting No vote Managing board and discussion of the written annual report of the Managing Board with respect to the affairs of the Company and the Management conducted during the 2005 FY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.B Adopt the 2005 financial statements Mgmt For * 3.C Explanation of the policy on Non-Voting No vote reservations and dividend 3.D Approve to distribute an ordinary Mgmt For * dividend of EUR 1 per share 3.E Approve an extraordinary distribution of Mgmt For * 3 EURO per share by way of repayment of 3 EURO in share capital per share in combination with a proposal to reduce the issued share capital and to approve two amendments to the articles of association, conditional upon all formalities relating to the reduction of capital and the amendments of the articles of association (in so far as not under the control of the company) having been completed so as to allow payment on 11 August 2006(the condition) and (B) in case the condition has not been satisfied enabling payment on 11 August 2006, to approve the extraordinary distribution of 3 EURO by way of a special dividend payable on that date. 4.A Grant discharge to the Members of the Mgmt For * Managing Board from liability in respect of their management during the 2005 FY 4.B Grant discharge to the Members of the Mgmt For * Supervisory Board from liability in respect of supervision during the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint the Company s External Mgmt For * Auditors 6. Discussion of the Corporate Governance Non-Voting No vote of the Company 7.A Re-appoint Sir George Cox to the Mgmt For * Supervisory Board as of 23 May 2006 7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For * Supervisory Board as of 23 May 2006 7.C Re-appoint Sir. Brian Williamson to the Mgmt For * Supervisory Board as of 23 May 2006 8.A Approve the award of 400,000 Euronext Mgmt For * N.V. shares for the year 2006 8.B Approve awards of shares to the Mgmt For * individual Members of the Managing Board for the year 2006 9.A Authorize the Managing Board to allow Mgmt For * Euronext N.V. to acquire paid-up shares in the Company s own capital for a period of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.B Approve to reduce the issued share Mgmt For * capital of Euronext N.V. by cancellation of acquired shares 9.C Approve to designate the Management Mgmt For * Board as the competent body to issue shares or rights to subscribe for shares in the capital of the Company for a period of 18 months up to a limit of 10% of the issued capital as at 23 MAY 2006 9.D Approve to designate the Managing Board Mgmt For * as the competent body to restrict or exclude the pre-emptive rights accruing to shareholders under the designation referred to under agenda item 9c for a period of 18 months 10.A A discussion on the principle that a Non-Voting No vote merger betwen Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For * PROPOSAL: Approve the merger between Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 11. The announcement of Euronexts intention, Non-Voting No vote as from the 2006 FY, to publish the annual report and the financial statements of Euronext N.V. only in the English language and to no longer publish French and Dutch language versions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Any other business Other For * 13. Closing Non-Voting No vote BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote EURONEXT NV.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 84 UNASSIGNED FEDERAL HOME LOAN MORTGAGE CORPORATI SECURITY: 313400301 AGENDA NUMBER: 932368637 TICKER: FRE MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER Mgmt For For 2 GEOFFREY T. BOISI Mgmt For For 3 JOAN E. DONOGHUE Mgmt For For 4 MICHELLE ENGLER Mgmt For For 5 RICHARD KARL GOELTZ Mgmt For For 6 THOMAS S. JOHNSON Mgmt For For 7 WILLIAM M. LEWIS, JR. Mgmt For For 8 EUGENE M. MCQUADE Mgmt For For 9 SHAUN F. O'MALLEY Mgmt For For 10 RONALD F. POE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN A. ROSS Mgmt For For 12 RICHARD F. SYRON Mgmt For For 13 WILLIAM J. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 84 UNASSIGNED GOLDEN WEST FINANCIAL CORPORATION SECURITY: 381317106 AGENDA NUMBER: 932446772 TICKER: GDW MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARYELLEN C. HERRINGER Mgmt For For 2 KENNETH T. ROSEN Mgmt For For 3 HERBERT M. SANDLER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 84 UNASSIGNED HIBERNIA CORPORATION SECURITY: 428656102 AGENDA NUMBER: 932373195 TICKER: HIB MEETING TYPE: Special ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF MARCH 6, 2005, BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND HIBERNIA CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH HIBERNIA WILL MERGE WITH AND INTO CAPITAL ONE. 02 TO APPROVE ADJOURNMENT OR POSTPONEMENT Mgmt For For OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 84 UNASSIGNED HIBERNIA CORPORATION SECURITY: 428656102 AGENDA NUMBER: 932402136 TICKER: HIB MEETING TYPE: Special ISIN: MEETING DATE: 14-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF MARCH 6, 2005, AS AMENDED BY AMENDMENT NO. 1, DATED AS OF SEPTEMBER 6, 2005, BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND HIBERNIA CORPORATION, AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, PURSUANT TO WHICH HIBERNIA WILL MERGE WITH AND INTO CAPITAL ONE. T 02 TO APPROVE ADJOURNMENT OR POSTPONEMENT Mgmt For For OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 84 UNASSIGNED MBIA INC. SECURITY: 55262C100 AGENDA NUMBER: 932466231 TICKER: MBI MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH W. BROWN Mgmt For For 2 C. EDWARD CHAPLIN Mgmt For For 3 DAVID C. CLAPP Mgmt For For 4 GARY C. DUNTON Mgmt For For 5 CLAIRE L. GAUDIANI Mgmt For For 6 DANIEL P. KEARNEY Mgmt For For 7 LAURENCE H. MEYER Mgmt For For 8 DEBRA J. PERRY Mgmt For For 9 JOHN A. ROLLS Mgmt For For 10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 84 UNASSIGNED MERRILL LYNCH & CO., INC. SECURITY: 590188108 AGENDA NUMBER: 932447279 TICKER: MER MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERTO CRIBIORE Mgmt For For 2 AULANA L. PETERS Mgmt For For 3 CHARLES O. ROSSOTTI Mgmt For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 INSTITUTE CUMULATIVE VOTING Shr For Against 04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For SHAREHOLDERS FOR ANNUAL APPROVAL 05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against COMPENSATION COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 84 UNASSIGNED METLIFE, INC. SECURITY: 59156R108 AGENDA NUMBER: 932454058 TICKER: MET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. ROBERT HENRIKSON Mgmt For For 2 JOHN M. KEANE Mgmt For For 3 HUGH B. PRICE Mgmt For For 4 KENTON J. SICCHITANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 84 UNASSIGNED REINSURANCE GROUP OF AMERICA, INC. SECURITY: 759351109 AGENDA NUMBER: 932485837 TICKER: RGA MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STUART I. GREENBAUM Mgmt For For 2 LELAND C. LAUNER, JR. Mgmt For For 3 GEORGETTE A. PILIGIAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 84 UNASSIGNED SHINSEI BANK, LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 84 UNASSIGNED SIGNATURE BANK SECURITY: 82669G104 AGENDA NUMBER: 932461635 TICKER: SBNY MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALFONSE M. D'AMATO Mgmt For For 2 JEFFREY W. MESHEL Mgmt For For 3 KATHRYN A. BYRNE Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 84 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 84 UNASSIGNED TAKEFUJI CORP SECURITY: J81335101 AGENDA NUMBER: 701014792 TICKER: MEETING TYPE: AGM ISIN: JP3463200000 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 84 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 84 UNASSIGNED THE ST. PAUL TRAVELERS COMPANIES, IN SECURITY: 792860108 AGENDA NUMBER: 932455810 TICKER: STA MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. DASBURG Mgmt For For 2 LESLIE B. DISHAROON Mgmt For For 3 JANET M. DOLAN Mgmt For For 4 KENNETH M. DUBERSTEIN Mgmt For For 5 JAY S. FISHMAN Mgmt For For 6 LAWRENCE G. GRAEV Mgmt For For 7 THOMAS R. HODGSON Mgmt For For 8 ROBERT I. LIPP Mgmt For For 9 BLYTHE J. MCGARVIE Mgmt For For 10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 LAURIE J. THOMSEN Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against VOTE REQUIRED TO ELECT DIRECTORS. 04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 84 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 700905269 TICKER: MEETING TYPE: OGM ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 292933, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, the Group and Mgmt No vote the parent Company accounts for FY 2005 reports of the Group and the Statutory Auditors 2. Approve the appropriation of the Mgmt No vote retained earnings, dividend for FY 2005 3. Grant discharge to the Members of the Mgmt No vote Board of Directors and the Group Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote Member 4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote Board Member 4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote Board Member 4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote 4.3 Ratify Ernst & Young as the Auditors Mgmt No vote 4.4 Ratify BDO Visura as the Special Mgmt No vote Auditors 5.1 Approve the cancellation of shares Mgmt No vote repurchased under the 2005/2006 Share Buyback Program 5.2 Approve the new Share Buy Back Program Mgmt No vote for 2006/2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.3 Approve 1-time payout in the form of a Mgmt No vote par value repayment 5.4 Approve the share split Mgmt No vote 5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote 4A of the Articles of Association 5.5.2 Approve the reduction of the threshold Mgmt No vote value for agenda item requests Article 12 Paragraph 1 of the Articles of Association 6. Approve to create conditional capital Mgmt No vote and amend Article 4A Paragraph 2 of the Articles of Association PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF THE NAMES OF THE AUDITORS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 84 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 84 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 84 UNASSIGNED UNITED OVERSEAS BK LTD SECURITY: V96194127 AGENDA NUMBER: 700827821 TICKER: MEETING TYPE: EGM ISIN: SG1M31001969 MEETING DATE: 18-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 Approve that the authorised share Mgmt For * capital of United Overseas Bank Limited the Company be increased by the creation of 20,000 new Class A preference shares of USD 0.01 each which shall have the rights and be subject to the restrictions set out in the proposed new Article 7A, 200,000 new Class B preference shares of SGD 0.01 each which shall have the rights and be subject to the restrictions set out in the proposed new Article 7B and 40,000 new Class C preference shares of EUR 0.01 each which shall have the rights and be subject to the restrictions set out in the proposed new Article 7C and Articles of Association of the Company be altered in the manner as specified 2. Authorize the Directors of the Company, Mgmt For * subject to and contingent upon the passing of Resolution 1 above: a) to allot and issue any of the preference shares referred to in Articles 7A, 7B and/or 7C of the Articles of Association of the Company; and/or to make or grant offers, agreements or options that might or would require the preference shares referred to in Sub-Paragraph (a) above to be issued, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit and notwithstanding that the authority conferred by this Resolution may have ceased to be in force to issue the preference shares referred to in Sub- Paragraph (a) above in connection with any offers, agreements or options made or granted by the Directors while this Resolution was in force; and to do all such things and execute all such documents as they may consider necessary or appropriate to give effect to this Resolution as they may deem fit;
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 84
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and Authority expires at earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 84 UNASSIGNED UNUMPROVIDENT CORPORATION SECURITY: 91529Y106 AGENDA NUMBER: 932486017 TICKER: UNM MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAMELA H. GODWIN Mgmt For For 2 THOMAS KINSER Mgmt For For 3 A.S. (PAT) MACMILLAN JR Mgmt For For 4 EDWARD J. MUHL Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL RE: ESTABLISHING AN Shr Against For ENGAGEMENT PROCESS FOLLOWING A MAJORITY VOTE (WITHOUT GIVING EFFECT TO BROKER NON-VOTES AND ABSTENTIONS) BY STOCKHOLDERS ON A STOCKHOLDER PROPOSAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 84 UNASSIGNED WEBSTER FINANCIAL CORPORATION SECURITY: 947890109 AGENDA NUMBER: 932445655 TICKER: WBS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. FINKENZELLER Mgmt For For 2 ROGER A. GELFENBIEN Mgmt For For 3 LAURENCE C. MORSE Mgmt For For 02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WEBSTER FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 84 UNASSIGNED WESTPAC BANKING CORP SECURITY: Q97417101 AGENDA NUMBER: 700835044 TICKER: MEETING TYPE: AGM ISIN: AU000000WBC1 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual financial report, the Non-Voting No vote Directors report and the audit report of the Westpac for the YE 30 SEP 2005 2.a Re-elect Mr. Leonard Andrew Davis as a Mgmt For * Director, who retires in accordance with Articles 9.2 and 9.3 of the Constitution 2.b Re-elect Mr. David Alexander Crawford as Mgmt For * a Director, who retires in accordance with Articles 9.2 and 9.3 of the Constitution S.3 Amend Article 9.1 of the Constitution Mgmt For * 4. Adopt the annual remuneration report for Mgmt For * Westpac for the YE 30 SEP 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Hartford Global Health HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 74 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For LLP AS AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES Mgmt Against For OF CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 74 UNASSIGNED AETNA INC. SECURITY: 00817Y108 AGENDA NUMBER: 932451519 TICKER: AET MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETSY Z. COHEN Mgmt For For 2 MOLLY J. COYE, M.D. Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 JEFFREY E. GARTEN Mgmt For For 5 EARL G. GRAVES Mgmt For For 6 GERALD GREENWALD Mgmt For For 7 ELLEN M. HANCOCK Mgmt For For 8 MICHAEL H. JORDAN Mgmt For For 9 EDWARD J. LUDWIG Mgmt For For 10 JOSEPH P. NEWHOUSE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN W. ROWE, M.D. Mgmt For For 12 RONALD A. WILLIAMS Mgmt For For 02 APPROVAL OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF 2006 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 SHAREHOLDER PROPOSAL ON Shr Against For CUMULATIVE VOTING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 74 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK Mgmt Against For RETENTION GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 Mgmt Against For (EXECUTIVE COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 Shr For Against (SHAREHOLDER RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL Shr Against For WELFARE POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 Shr For For (CORPORATE POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 74 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 74 UNASSIGNED APPLERA CORPORATION SECURITY: 038020202 AGENDA NUMBER: 932396547 TICKER: CRA MEETING TYPE: Annual ISIN: MEETING DATE: 20-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD H. AYERS Mgmt For For 2 JEAN-LUC BELINGARD Mgmt For For 3 ROBERT H. HAYES Mgmt For For 4 ARNOLD J. LEVINE Mgmt For For 5 WILLIAM H. LONGFIELD Mgmt For For 6 THEODORE E. MARTIN Mgmt For For 7 CAROLYN W. SLAYMAN Mgmt For For 8 ORIN R. SMITH Mgmt For For 9 JAMES R. TOBIN Mgmt For For 10 TONY L. WHITE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 74 UNASSIGNED ARRAY BIOPHARMA INC. SECURITY: 04269X105 AGENDA NUMBER: 932400586 TICKER: ARRY MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.H. CARUTHERS, PH.D. Mgmt For For 2 ROBERT E. CONWAY Mgmt For For 3 KYLE A. LEFKOFF Mgmt For For 02 APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE CRITERIA FOR PAYMENT OF EXECUTIVE INCENTIVE COMPENSATION. 03 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 74 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 74 UNASSIGNED ATHEROGENICS, INC. SECURITY: 047439104 AGENDA NUMBER: 932460861 TICKER: AGIX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL A. HENOS Mgmt For For 2 RUSSELL M. MEDFORD Mgmt For For 3 ARTHUR M. PAPPAS Mgmt For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ATHEROGENICS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 74 UNASSIGNED BAXTER INTERNATIONAL INC. SECURITY: 071813109 AGENDA NUMBER: 932455620 TICKER: BAX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WALTER E. BOOMER Mgmt For For 2 J.R. GAVIN III, MD PHD Mgmt For For 3 PETER S. HELLMAN Mgmt For For 4 K.J. STORM Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION REDUCING THE MINIMUM AND MAXIMUM NUMBER OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against THE SHAREHOLDER RIGHTS PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 74 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 74 UNASSIGNED BRISTOL-MYERS SQUIBB COMPANY SECURITY: 110122108 AGENDA NUMBER: 932457206 TICKER: BMY MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.E. ALLEN Mgmt For For 2 L.B. CAMPBELL Mgmt For For 3 V.D. COFFMAN Mgmt For For 4 J.M. CORNELIUS Mgmt For For 5 P.R. DOLAN Mgmt For For 6 L.J. FREEH Mgmt For For 7 L.H. GLIMCHER, M.D. Mgmt For For 8 L. JOHANSSON Mgmt For For 9 J.D. ROBINSON III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For 04 CUMULATIVE VOTING Shr Against For 05 RECOUPMENT Shr Against For 06 ANIMAL TREATMENT Shr Against For 07 TERM LIMITS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 74 UNASSIGNED BRUKER BIOSCIENCES CORPORATION SECURITY: 116794108 AGENDA NUMBER: 932549263 TICKER: BRKR MEETING TYPE: Annual ISIN: MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For APPROVE THE TRANSACTIONS CONTEMPLATED BY THE STOCK PURCHASE AGREEMENT, DATED AS OF APRIL 17, 2006, BY AND AMONG BRUKER BIOSCIENCES, BRUKEROPTICS INC. AND THE STOCKHOLDERS OF BRUKER OPTICS, INCLUDING THE ISSUANCE OF SHARES OF BRUKER BIOSCIENCES COMMON STOCK AS PART OF THE PURCHASE CONSIDERATION. 02 TO AMEND THE BRUKER BIOSCIENCES Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 150,000,000 TO 200,000,000, CONTINGENT ON THE APPROVAL OF THE TRANSACTIONS CONTEMPLATED BY THE STOCK PURCHASE AGREEMENT AND RELATED ISSUANCE OF SHARES OF COMMON STOCK AS WELL AS THE CLOSING OF THE ACQUISITION. 03 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For AMEND THE BRUKER BIOSCIENCES STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK FOR WHICH OPTIONS AND RESTRICTED STOCK MAY BE GRANTED UNDER THE STOCK OPTION PLAN FROM 6,320,000 TO 8,000,000.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR 1 RICHARD D. KNISS Mgmt For For 2 JORG C. LAUKIEN Mgmt For For 3 WILLIAM A. LINTON Mgmt For For 05 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For RATIFY, CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER BIOSCIENCES FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 74 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 74 UNASSIGNED CEPHALON, INC. SECURITY: 156708109 AGENDA NUMBER: 932494646 TICKER: CEPH MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK BALDINO, JR., PHD Mgmt For For 2 WILLIAM P. EGAN Mgmt For For 3 MARTYN D. GREENACRE Mgmt For For 4 VAUGHN M. KAILIAN Mgmt For For 5 CHARLES A. SANDERS, M.D Mgmt For For 6 GAIL R. WILENSKY, PH.D. Mgmt For For 7 DENNIS L. WINGER Mgmt For For 02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For OF INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 74 UNASSIGNED CIPHERGEN BIOSYSTEMS, INC. SECURITY: 17252Y104 AGENDA NUMBER: 932519397 TICKER: CIPH MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JUDY BRUNER Mgmt For For 2 GAIL S. PAGE Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 74 UNASSIGNED CV THERAPEUTICS, INC. SECURITY: 126667104 AGENDA NUMBER: 932519727 TICKER: CVTX MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LOUIS G. LANGE Mgmt For For 2 PETER BARTON HUTT Mgmt For For 3 THOMAS E. SHENK Mgmt For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF THE COMPANY S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION IN ORDER TO (I) INCREASE THE COMPANY S AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 85,000,000 SHARES TO 180,000,000 SHARES AND (II) AMEND THE LIABILITY AND INDEMNIFICATION PROVISIONS WITH RESPECT TO THE COMPANY S DIRECTORS AND OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 74 UNASSIGNED CVS CORPORATION SECURITY: 126650100 AGENDA NUMBER: 932471294 TICKER: CVS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. DON CORNWELL Mgmt For For 2 DAVID W. DORMAN Mgmt For For 3 THOMAS P. GERRITY Mgmt For For 4 MARIAN L. HEARD Mgmt For For 5 WILLIAM H. JOYCE Mgmt For For 6 TERRENCE MURRAY Mgmt For For 7 SHELI Z. ROSENBERG Mgmt For For 8 THOMAS M. RYAN Mgmt For For 9 ALFRED J. VERRECCHIA Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS CVS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006. 03 STOCKHOLDER PROPOSAL REGARDING ELECTION Mgmt For Against OF DIRECTORS. 04 STOCKHOLDER PROPOSAL REGARDING Shr For Against RETIREMENT BENEFITS OF CERTAIN SENIOR EXECUTIVES. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against INDEPENDENCE OF THE CHAIRMAN OF THE BOARD. 06 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For FORMULATION OF COSMETICS SOLD AT CVS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 74 UNASSIGNED CYTOKINETICS, INCORPORATED SECURITY: 23282W100 AGENDA NUMBER: 932484518 TICKER: CYTK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. SPUDICH Mgmt For For 2 CHARLES HOMCY Mgmt For For 02 SELECTION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For 2004 EMPLOYEE STOCK PURCHASE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 74 UNASSIGNED DIAGNOSTIC PRODUCTS CORPORATION SECURITY: 252450101 AGENDA NUMBER: 932384934 TICKER: DP MEETING TYPE: Annual ISIN: MEETING DATE: 08-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SIDNEY A. AROESTY Mgmt For For 2 FREDERICK FRANK Mgmt For For 3 KENNETH A. MERCHANT Mgmt For For 4 JOHN H. REITH Mgmt For For 5 DR. JAMES D. WATSON Mgmt For For 6 IRA ZIERING Mgmt For For 7 MICHAEL ZIERING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 74 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 74 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 74 UNASSIGNED EXELIXIS, INC. SECURITY: 30161Q104 AGENDA NUMBER: 932460847 TICKER: EXEL MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES COHEN, PH.D. Mgmt For For 2 GEORGE POSTE, DVM, PHD Mgmt For For 3 JACK WYSZOMIERSKI Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 74 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 74 UNASSIGNED GENZYME CORPORATION SECURITY: 372917104 AGENDA NUMBER: 932491272 TICKER: GENZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. VICTOR DZAU Mgmt For For 2 SENATOR CONNIE MACK Mgmt For For 3 HENRI A. TERMEER Mgmt For For 02 A PROPOSAL TO AMEND THE 2004 EQUITY Mgmt For For INCENTIVE PLAN TO PROVIDE FOR THE GRANT OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS AND INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 7,000,000 SHARES. 03 A PROPOSAL TO AMEND THE 1998 DIRECTOR Mgmt For For STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 300,000 SHARES. 04 THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For RESTATED ARTICLES OF ORGANIZATION TO DECLASSIFY OUR BOARD SO THAT, BEGINNING IN 2007, ALL DIRECTORS ARE ELECTED FOR ONE-YEAR TERMS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS FOR 2006. 06 A SHAREHOLDER PROPOSAL THAT EXECUTIVE Shr For Against SEVERANCE ARRANGEMENTS BE APPROVED BY SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 74 UNASSIGNED GILEAD SCIENCES, INC. SECURITY: 375558103 AGENDA NUMBER: 932465493 TICKER: GILD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL BERG Mgmt For For 2 JOHN F. COGAN Mgmt For For 3 ETIENNE F. DAVIGNON Mgmt For For 4 JAMES M. DENNY Mgmt For For 5 JOHN W. MADIGAN Mgmt For For 6 JOHN C. MARTIN Mgmt For For 7 GORDON E. MOORE Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 GAYLE E. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE AN AMENDMENT TO GILEAD S 2004 Mgmt For For EQUITY INCENTIVE PLAN. 04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For BONUS PLAN AND CERTAIN PERFORMANCE-BASED PROVISIONS THEREUNDER. 05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF GILEAD S COMMON STOCK FROM 700,000,000 TO 1,400,000,000 SHARES. 06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For REQUESTING A REPORT ON THE HIV/AIDS, TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 74 UNASSIGNED HOSPIRA, INC. SECURITY: 441060100 AGENDA NUMBER: 932469263 TICKER: HSP MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RONALD A. MATRICARIA* Mgmt For For 2 CHRISTOPHER B. BEGLEY** Mgmt For For 3 JOHN C. STALEY** Mgmt For For 4 MARK F. WHEELER*** Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 74 UNASSIGNED HUMAN GENOME SCIENCES, INC. SECURITY: 444903108 AGENDA NUMBER: 932457270 TICKER: HGSI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. THOMAS WATKINS Mgmt For For 2 AUGUSTINE LAWLOR Mgmt For For 3 WILLIAM D. YOUNG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 74 UNASSIGNED ICOS CORPORATION SECURITY: 449295104 AGENDA NUMBER: 932454983 TICKER: ICOS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. FERGUSON Mgmt For For 2 ROBERT J. HERBOLD Mgmt For For 3 DAVID V. MILLIGAN PH.D. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against DECLASSIFICATION. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 74 UNASSIGNED IMS HEALTH INCORPORATED SECURITY: 449934108 AGENDA NUMBER: 932465974 TICKER: RX MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. IMLAY, JR. Mgmt For For 2 ROBERT J. KAMERSCHEN Mgmt For For 3 H. EUGENE LOCKHART Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For IMS HEALTH INCORPORATED EMPLOYEES STOCK INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE, (II) PROVIDE THAT SHARES CAN BE USED FOR ALL TYPES OF AWARDS, (III) EXTEND THE TERMINATION DATE OF THE PLAN, AND (IV) CONFORM THE PLAN TO NEW SECTION 409A OF THE INTERNAL REVENUE CODE, AS FULLY DESCRIBED IN THE STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 74 UNASSIGNED INCYTE CORPORATION SECURITY: 45337C102 AGENDA NUMBER: 932498202 TICKER: INCY MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD U. DE SCHUTTER Mgmt For For 2 BARRY M. ARIKO Mgmt For For 3 JULIAN C. BAKER Mgmt For For 4 PAUL A. BROOKE Mgmt For For 5 MATTHEW W. EMMENS Mgmt For For 6 PAUL A. FRIEDMAN Mgmt For For 7 JOHN F. NIBLACK Mgmt For For 8 ROY A. WHITFIELD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO AMEND THE COMPANY S 1997 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 3,100,000 SHARES TO 3,850,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 74 UNASSIGNED MCKESSON CORPORATION SECURITY: 58155Q103 AGENDA NUMBER: 932371280 TICKER: MCK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARIE L. KNOWLES Mgmt For For 2 JANE E. SHAW Mgmt For For 3 RICHARD F. SYRON Mgmt For For 02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For 03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against INCENTIVE PLAN. 04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CHAIRMANSHIP OF BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 74 UNASSIGNED MEDCO HEALTH SOLUTIONS, INC. SECURITY: 58405U102 AGENDA NUMBER: 932492666 TICKER: MHS MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LAWRENCE S. LEWIN Mgmt For For 2 CHARLES M. LILLIS Mgmt For For 3 EDWARD H. SHORTLIFFE Mgmt For For 4 DAVID D. STEVENS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 74 UNASSIGNED MEDIMMUNE, INC. SECURITY: 584699102 AGENDA NUMBER: 932505300 TICKER: MEDI MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WAYNE T. HOCKMEYER Mgmt For For 2 DAVID M. MOTT Mgmt For For 3 DAVID BALTIMORE Mgmt For For 4 M. JAMES BARRETT Mgmt For For 5 JAMES H. CAVANAUGH Mgmt For For 6 BARBARA H. FRANKLIN Mgmt For For 7 GORDON S. MACKLIN Mgmt Withheld Against 8 GEORGE M. MILNE, JR. Mgmt For For 9 ELIZABETH H.S. WYATT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. 03 TO APPROVE AND RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 74 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 74 UNASSIGNED MILLENNIUM PHARMACEUTICALS, INC. SECURITY: 599902103 AGENDA NUMBER: 932457395 TICKER: MLNM MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEBORAH DUNSIRE Mgmt For For 2 ROBERT F. FRIEL Mgmt For For 3 NORMAN C. SELBY Mgmt For For 02 APPROVE AN AMENDMENT TO OUR 1996 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN THAT RESERVES AN ADDITIONAL 2,000,000 SHARES OF MILLENNIUM COMMON STOCK FOR ISSUANCE UNDER THE PLAN TO EMPLOYEES. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 74 UNASSIGNED NPS PHARMACEUTICALS, INC. SECURITY: 62936P103 AGENDA NUMBER: 932474973 TICKER: NPSP MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL W. BONNEY Mgmt For For 2 N. ANTHONY COLES Mgmt For For 3 SANTO J. COSTA Mgmt For For 4 JAMES G. GRONINGER Mgmt For For 5 HUNTER JACKSON Mgmt For For 6 JOSEPH KLEIN III Mgmt For For 7 DONALD E. KUHLA Mgmt For For 8 RACHEL R. SELISKER Mgmt For For 9 CALVIN R. STILLER Mgmt For For 10 PETER G. TOMBROS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NPS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 74 UNASSIGNED PACIFICARE HEALTH SYSTEMS, INC. SECURITY: 695112102 AGENDA NUMBER: 932408239 TICKER: PHS MEETING TYPE: Special ISIN: MEETING DATE: 17-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 6, 2005, BY AND AMONG UNITEDHEALTH GROUP INCORPORATED, POINT ACQUISITION LLC, A WHOLLY OWNED SUBSIDIARY OF UNITEDHEALTH GROUP INCORPORATED, AND PACIFICARE HEALTH SYSTEMS, INC., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, AS MORE FULLY DESCRIBED IN PROXY STATEMENT. T 02 PROPOSAL TO AUTHORIZE THE PROXYHOLDERS Mgmt For For TO VOTE TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IN THEIR SOLE DISCRETION, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE ADOPTION OF THE MERGER AGREEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 74 UNASSIGNED PANACOS PHARMACEUTICALS, INC. SECURITY: 69811Q106 AGENDA NUMBER: 932531696 TICKER: PANC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. HAYWARD-SURRY Mgmt For For 2 MR. FLETCHER Mgmt For For 3 DR. HOOPER Mgmt For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR 2005 SUPPLEMENTAL EQUITY COMPENSATION PLAN. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 74 UNASSIGNED REGENERON PHARMACEUTICALS, INC. SECURITY: 75886F107 AGENDA NUMBER: 932525542 TICKER: REGN MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES A. BAKER Mgmt For For 2 MICHAEL S. BROWN, M.D. Mgmt For For 3 ARTHUR F. RYAN Mgmt For For 4 GEORGE L. SING Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 74 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI-AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 74 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 74
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 74 UNASSIGNED THE MEDICINES COMPANY SECURITY: 584688105 AGENDA NUMBER: 932503534 TICKER: MDCO MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARMIN M. KESSLER Mgmt For For 2 ROBERT G. SAVAGE Mgmt For For 3 MELVIN K. SPIGELMAN Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2004 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 4,400,000 TO 8,800,000. 04 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 255,500 TO 505,500.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 74 UNASSIGNED TRIAD HOSPITALS, INC. SECURITY: 89579K109 AGENDA NUMBER: 932495078 TICKER: TRI MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA A. DURAND Mgmt For For 2 DONALD B. HALVERSTADT Mgmt For For 3 WILLIAM J. HIBBITT Mgmt For For 4 DALE V. KESLER Mgmt For For 5 HARRIET R. MICHEL Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For TRIAD S REGISTERED INDEPENDENT ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 74 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 74 UNASSIGNED V.I. TECHNOLOGIES, INC. SECURITY: 917920209 AGENDA NUMBER: 932380760 TICKER: VITX MEETING TYPE: Special ISIN: MEETING DATE: 15-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY S NAME FROM V.I. TECHNOLOGIES, INC. TO PANACOS PHARMACEUTICALS, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 74 UNASSIGNED VERTEX PHARMACEUTICALS INCORPORATED SECURITY: 92532F100 AGENDA NUMBER: 932477347 TICKER: VRTX MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC K. BRANDT Mgmt For For 2 BRUCE I. SACHS Mgmt For For 3 EVE E. SLATER Mgmt For For 02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 74 UNASSIGNED WATSON PHARMACEUTICALS, INC. SECURITY: 942683103 AGENDA NUMBER: 932475494 TICKER: WPI MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK MICHELSON Mgmt For For 2 RONALD R. TAYLOR Mgmt For For 3 ANDREW L. TURNER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 74 UNASSIGNED WELLCARE HEALTH PLANS, INC. SECURITY: 94946T106 AGENDA NUMBER: 932519347 TICKER: WCG MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDREW AGWUNOBI, M.D. Mgmt For For 2 R. JOSE KING-SHAW, JR. Mgmt For For 3 CHRISTIAN P. MICHALIK Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 74 UNASSIGNED ZYMOGENETICS, INC. SECURITY: 98985T109 AGENDA NUMBER: 932521986 TICKER: ZGEN MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JUDITH A HEMBERGER PHD* Mgmt For For 2 DAVID I. HIRSH, PH.D.** Mgmt For For 3 DAVID H. MACCALLUM** Mgmt For For 4 KURT ANKER NIELSEN** Mgmt For For 02 APPROVAL OF 2001 STOCK INCENTIVE PLAN Mgmt For For 03 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP
Hartford Global Leaders HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 195 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 195 UNASSIGNED ALLIANZ AG, MUENCHEN SECURITY: D03080112 AGENDA NUMBER: 700860011 TICKER: MEETING TYPE: EGM ISIN: DE0008404005 MEETING DATE: 08-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the Merger Plan of 16 DEC 2005, Mgmt For * between the Company and Riunione Adriaktiengesellschaft und der RIUNIONE ADRIATICA DI SICURTA Societa per Azioni, Mailand, Italien. liquidation pursuant to Article 17(2a) of Council Regulation EC No. 2157/2001 of 08 OCT 2001; before the merger can become effective, Riunione Adriatica Di Sicurta Societa per Azioni is obliged to transfer its business activities to its wholly-owned subsidiary Ras Italia S.P.A. in order to ensure that the insurance business of Riunione Adriatica Di Sicurta Societa per Azioni will not be transferred to the Company; as compensation for the merger shareholders of Riunione Adriatica Di Sicurta Societa per Azioni will receive either cash compensation - ordinary shareholders EUR 16.72 per share, preferred shareholders EUR 24.24 per share or shares of the company for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3 registered no-par shares of the Company will be granted to every shareholder of Ri Unione Adriatica Di Sicurta Societa per Azioni; upon the merger becoming effective the company shall adopt the legal form of a Societas Europaea SE 2. Kapitalerhoehung zur Durchfuehrung der Mgmt For * Verschmelzung Company s share capital shall be increased by up to EUR 64,315,543.04 through the issue of up to 25,123,259 new registered no-par shares to the outside shareholders of Riunione Adriatica
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Di Sicurta Societa per Azioni; grant 3 shares of the Company in exchange for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/I, Aufhebung des Genehmigten Kapitalized capital 2004/I, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital by up to EUR 450,000,000 through the issue of new registered no-par shares against payment in cash and/or kind, on or before 07 FEB 2011; approve that the shareholders shall be granted subscription rights for a capital increase against cash payment; shareholders subscription rights may be excluded for residual amounts, in order to grant such rights to holders of convertible or warrant bonds, and for the issue of share s at a price not materially below their market price or against contributions in kind; approve the authorized capital 2004/I shall be revoked in respect of its unused portion of EUR 424,100,864 4. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/II zum Zwecke der Ausgabe von Aktiened capital 2004/II, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital up to EUR 15,000,000 through the issue of new registered no-par shares against payment in cash, on or before 07 FEB 2011; approve that the shareholders subscription rights may be excluded for the issue of employee shares, and for residual amounts; approve the authorized capital 2004/II shall be revoked in respect of its unused portion of EUR 4,356,736
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Erteilung einer neuen Ermaechtigung zur Mgmt For * Ausgabe von Wandel- und/oder Optionssccapital, and the corresponding; amend the Article of Association; authorize thstehenden Ermaechtigung zur Ausgabe von Wandel- und Optionsschuldverschreibungnds shall be revoked and the corresponding contingent capital 2004 reduced to itals 2004 und entsprechende Satzungsaenderung the Supervisory Board, to issue bearer or registered bonds of up to EUR 10,000,000,000, conferring convertible and/or option rights for shares of the Company, once or more than once on or before 07 FEB 2011; approve the shareholders subscription rights except for residual amounts, in order to grant such rights to holders of previously issued bonds, for the issue of bond s conferring convertible and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, and for the issue of bonds against contributions in kind; approve to increase the Company s share capital accordingly by up to EUR 250,000,000 through the issue of up to 97,656,250 new registered no-par shares, in so far as convertible and/or option rights are exercised contingent capital 2006 6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For * zum Zwecke des Wertpapierhandels rities trading financial institutions in which the Company holds a majority interest shall be authorized to acquire and sell shares of the Company, at prices not deviating more than 10% from the market price of the shares, on or before 07 AUG 2007; the trading portfolio of shares to be acquired for such purpose shall not exceed 5% of the Company s share capital at the end of any day 7. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien zu sonstigen Zwecketies trading the Company shall be authorized to acquire own shares of up to 10% of its share capital, through the stock exchange at a price not differing more than
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15% from the market price of the shares, or by way of a repurchase offer at a price not differing more than 20% from the market price, on or before 07 AUG 2007; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes, to float the shares on foreign stock exchanges, to use the shares for the fulfillment of convertible or option rights, to offer the shares to employees of the Company or its affiliates, to use up to 173,241 shares within the scope of the 2005 Stock Option Plan of Riunione Adriatica Di Sicurta Societa Per Azioni, and to retire the shares GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK ZU ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIORAEGE ABSTIMMEN MOECHTEN, FORDERN SIE BITTE EINE EINTRITTSKARTE AN UND STIMMEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 195 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 195 UNASSIGNED APPLE COMPUTER, INC. SECURITY: 037833100 AGENDA NUMBER: 932447332 TICKER: AAPL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED D. ANDERSON Mgmt For For 2 WILLIAM V. CAMPBELL Mgmt For For 3 MILLARD S. DREXLER Mgmt For For 4 ALBERT A. GORE, JR. Mgmt For For 5 STEVEN P. JOBS Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 JEROME B. YORK Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006. 03 TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr Against For PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 195 UNASSIGNED ASML HLDG N V SECURITY: N07059160 AGENDA NUMBER: 700890747 TICKER: MEETING TYPE: AGM ISIN: NL0000334365 MEETING DATE: 23-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 291783 DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU 1. Opening Non-Voting No vote 2. Overview of the Company s business and Non-Voting No vote the financial situation 3. Receive the annual report 2005 and adopt Mgmt No vote the financial statements for the FY 2005, as prepared in accordance with Dutch Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Members of the Mgmt No vote Board of Management from liability for their responsibilities in the FY 2005 5. Grant discharge the Members of the Mgmt No vote Supervisory Board from liability of their responsibilities in the FY 2005 6. Approve the clarification of the Mgmt No vote reserves and Dividend Policy 7. Amend the Articles of Association of the Mgmt No vote Company; in relation to the cancellation of the priority shares and in relation to a possible amendment of applicable law to extend the term for the record date 8. Adopt the Revised Remuneration Policy Mgmt No vote for the Board of Management 9.A Approve the performance stock Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the performance stock pursuant to this performance stock arrangement, subject to the approval of the Supervisory Board 9.B Approve the performance stock option Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the stock options pursuant to this performance stock option arrangement, subject to the approval of the Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.C Approve the number of stock options Mgmt No vote available for ASML employee stock options arrangements and authorize the Management Board to issue stock options pursuant to these stock option arrangement for the ASML employees, subject to the approval of the Supervisory Board 9.D Authorize the Management Board to issue Mgmt No vote 22,000 sign on stock and 22,000 sign on stock options to Mr. K.P. Fuchs 10. Approve: the composition of the Board of Mgmt No vote Management; the notification of the intention of the Supervisory Board to appoint Mr. K.P. Fuchs as Member of the Board of Management effective from 23 MAR 2006 - final version 2002062 11. Approve the composition of the Mgmt No vote Supervisory Board, and re-appoint Mr. J.A. Dekker to the Supervisory Board, effective 23 MAR 2006 as nominated by the Supervisory Board 12. Approve the composition of the Mgmt No vote Supervisory Board in 2007 and the notification that Mr. H. Bodt will retire by rotation in 2007 13.A Authorize the Management Board to issue Mgmt No vote shares or rights to subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, limited to 10% of the issued capital at the time of the authorization; Authority expires at the end of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13.B Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights-accruing to shareholders in connection with the issue of shares or rights to subscribe for share as described; Authority expires at the end of 18 months 13.C Authorize the Management Board to Mgmt No vote subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, for an additional 10% of the issued capital at the time of the authorization, which 10% can only be issued in connection with or on the occasion of mergers and/or acquisitions; Authority expires at the end of 18 months 13.D Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as specified, subject to approval from the Supervisory Board; Authority expires at the end of 18 months 14. Authorize the Board of Management for a Mgmt No vote period of 18 months from 23 MAR 2006, to acquire such a number of shares in the Company s capital as permitted within the limits of the law and the Articles of Association of the Company, for valuable consideration, on Euronext Amsterdam N.V. or the Nasdaq National Market or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on Euronext Amsterdam N.V. or the Nasdaq National Market; the market price being the average of the highest price on each of the five days of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- trading prior to the date of acquisition, as specified in the official price list of Euronext Amsterdam N.V. or as reported on the Nasdaq National market 15. Any other business Other No vote 16. Closing Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 195 UNASSIGNED ASTRAZENECA PLC SECURITY: G0593M107 AGENDA NUMBER: 700904407 TICKER: MEETING TYPE: AGM ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s accounts and the Mgmt For * reports of the Directors and the Auditor for the YE 31 DEC 2005 2. Approve to confirm the 1st interim Mgmt For * dividend of USD 0.38 21.9 pence, SEK 2.99 per ordinary share and to confirm as the final dividend for 2005 the 2nd interim dividend of USD 0.92 51.8 pence SEK 7.02 per ordinary share 3. Re-appoint KPMG Audit Plc, London as the Mgmt For * Auditor 4. Authorize the Directors to agree the Mgmt For * remuneration of the Auditor 5.A Re-elect Mr. Louis Schweitzer as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.C Re-elect Mr. David R. Brennan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.D Re-elect Mr. Jonathon Symonds as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.E Re-elect Mr. John Patterson FRCP as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For * as a Director, in accordance with the Article 65 of the Company s Articles of Association 5.G Re-elect Mr. John Buchanan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against * in accordance with the Article 65 of the Company s Articles of Association 5.I Re-elect Ms. Michele Hooper as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.K Re-elect Ms. Erna Moller as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association 5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 6. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 as specified 7. Authorize the Company and any Company Mgmt For * which is or becomes a Subsidiary of the Company during the period to which this resolution relates to, for the purposes of Part XA of the Companies Act 1985, to make donations to EU Political Organizations or incur EU Political Expenditure during the period ending on the date the of the Company s AGM in 2006 provided that any such donations and expenditure made by the Company together with those made by any subsidiary Company while it is a subsidiary of the Company not exceeding in aggregate of USD 150,000 during that period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve to renew the authority and power Mgmt For * to allot new shares conferred on the Directors by Article 7.1 of the Company s Articles of Association, up to an aggregate nominal amount of USD 131,364,668 Section 80; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.9 Approve to renew the power conferred on Mgmt For * the Directors by Article 7.2 of the Company s Articles of Association, up to an aggregate nominal amount of USD 19,704,700 Section 89; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.10 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163 of that Act of a maximum number of shares which may be purchased is 10% of the Company s share capital of USD 0.25 each in the capital of the Company, at a minimum price of USD 0.25 and up to 105% of the average of middle market values of the Company s ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 30 JUN 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 195 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 195 UNASSIGNED BEST BUY CO., INC. SECURITY: 086516101 AGENDA NUMBER: 932537232 TICKER: BBY MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRADBURY H. ANDERSON Mgmt Withheld Against 2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against 3 ALLEN U. LENZMEIER Mgmt Withheld Against 4 FRANK D. TRESTMAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 195 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 195 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 195 UNASSIGNED CELGENE CORPORATION SECURITY: 151020104 AGENDA NUMBER: 932527976 TICKER: CELG MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. JACKSON Mgmt For For 2 SOL J. BARER, PH.D. Mgmt For For 3 ROBERT J. HUGIN Mgmt For For 4 JACK L. BOWMAN Mgmt For For 5 MICHAEL D. CASEY Mgmt For For 6 RODMAN L. DRAKE Mgmt For For 7 A. HULL HAYES, JR., MD Mgmt For For 8 GILLA KAPLAN, PH.D. Mgmt For For 9 RICHARD C.E. MORGAN Mgmt For For 10 WALTER L. ROBB, PH.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMEND THE 1998 STOCK INCENTIVE PLAN IN Mgmt For For ORDER TO (I) INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK FROM 62,000,000 TO 84,000,000, II) REMOVE THE LIMIT ON THE NUMBER OF SHARES OF OUR COMMON STOCK AND (III) PROVIDE THAT EACH SHARE OF OUR COMMON STOCK WILL BE COUNTED AS 1.6 SHARES AGAINST THE SHARE LIMIT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 195 UNASSIGNED COMMERZBANK AG, FRANKFURT SECURITY: D15642107 AGENDA NUMBER: 700919080 TICKER: MEETING TYPE: AGM ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses und des Lageberichts der Commerzbank Aktiengesellschaft fuer das Geschaeftsjahr 2005, Vorlage des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 und des Berichts des Aufsichtsrats roved Financial Statements and Management Report of the Commerzbank Group for the 2005 financial year and the report of the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * distributable profit- to pay a dividend of EUR 0.50 3. Resolution on the approval of the Mgmt Against * actions of the members of the Board of Managing Directors 4. Beschlussfassung ueber die Entlastung Mgmt Against * der Mitglieder des Aufsichtsrats Board 5. Resolution on the election of Prof. H.C. Mgmt For * (CHN) Dr. Rer. Oec. Ulrich Middelmann oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Resolution on the appointment of the Mgmt For * PricewaterhouseCoopers as the Auditors for the 2006 FY 7. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 11 Absatz 4 der Satzung 8. Beschlussfassung ueber eine Aenderung Mgmt For * von Paragraph 18 Absatz 2 der Satzung 9. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu its own shares for the purpose of securities trading, pursuant to Article 71(1) no.7 Aktiengesetz 10. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu and use its own shares pursuant to Article 71(1) no.8 Aktiengesetz with the p Aktiengesetz mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere 11. Resolution on the authorization for the Mgmt For * Board of Managing Directors to increaskapitals (Genehmigtes Kapital 2006/I) mit der Moeglichkeit zum Ausschluss deexcluding subscription rights pursuant to Article 186 (3) 4, Aktiengesetz- and und Satzungsaenderung
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/II) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere unter anderem bei Ausnutzung gegen Sacheinlagen und Satzungsaenderung 13. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/III) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere zum Zweck der Ausgabe von Belegschaftsaktien s and amendment of the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 195 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 195 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE 2006 Mgmt For For VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 195 UNASSIGNED DELL INC. SECURITY: 24702R101 AGENDA NUMBER: 932362243 TICKER: DELL MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. CARTY Mgmt For For 2 MICHAEL S. DELL Mgmt For For 3 WILLIAM H. GRAY, III Mgmt For For 4 JUDY C. LEWENT Mgmt For For 5 THOMAS W. LUCE, III Mgmt For For 6 KLAUS S. LUFT Mgmt For For 7 ALEX J. MANDL Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 SAMUEL A. NUNN, JR. Mgmt For For 10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 195 UNASSIGNED DENTSU INC, TOKYO SECURITY: J1207N108 AGENDA NUMBER: 701006579 TICKER: MEETING TYPE: AGM ISIN: JP3551520004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Expand Business Lines 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Retirement Benefits to Directors Other For * and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 195 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 195 UNASSIGNED EBAY INC. SECURITY: 278642103 AGENDA NUMBER: 932514323 TICKER: EBAY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. FORD, JR. Mgmt For For 2 DAWN G. LEPORE Mgmt For For 3 PIERRE M. OMIDYAR Mgmt For For 4 R.T. SCHLOSBERG, III Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 30,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 195 UNASSIGNED EISAI CO.,LTD. SECURITY: J12852117 AGENDA NUMBER: 700947368 TICKER: MEETING TYPE: AGM ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For * 2.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 195 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 195 UNASSIGNED EMI GROUP PLC SECURITY: G3035P100 AGENDA NUMBER: 700756262 TICKER: MEETING TYPE: AGM ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors report and the Mgmt For * financial statements 2. Declare a final dividend of 6 pence per Mgmt For * ordinary share 3. Approve the Directors remuneration Mgmt For * report 4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For * 5. Re-elect Mr. P.A. Georgescu as a Mgmt For * Director 6. Elect Mr. M.D. Stewart as a Director Mgmt For * 7. Re-appoint Ernst & Young LLP as the Mgmt For * Auditor
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors to determine the Mgmt For * remuneration of the Auditor 9. Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 42,397,582 S.10 Grant authority to issue equity or Mgmt For * equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 5,527,928 S.11 Grant authority for market purchase of Mgmt For * 78,970,403 ordinary shares S.12 Approve new Articles of Association Mgmt For * 13. Authorize the Scrip Dividend Scheme Mgmt For * 14. Authorize EMI Group PLC to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 15. Authorize EMI Music Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Authorize EMI Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 17. Authorize EMI Music Publishing Ltd to Mgmt For * make EU political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 18. Authorize Virgin Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 195 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A1952G711 AGENDA NUMBER: 700949944 TICKER: MEETING TYPE: AGM ISIN: AT0000506217 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual financial statements Mgmt No vote and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, the Group financial statements and the Group status report for the FY 2005 2. Approve to distribute the profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Members of the Mgmt No vote Supervisory Board with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and Group Mgmt No vote Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition by Erste Bank of Mgmt No vote own shares for the purpose of securities trading 8. Grant authority to Erste Bank to acquire Mgmt No vote own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years, after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares, the type of shares, the issue price, the terms and conditions of the issue and to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of share holders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation accordingly 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a consitional increase of the registered capital with the consent of the Supervisory Board by a nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend Items 2.5.3.4, 17 and 18 of the Mgmt No vote Articles of Association as specified 11.B Amend Item 10.4 of the Articles of Mgmt No vote Association as specified 11.C Approve to delete Item 13.3.14 of the Mgmt No vote Articles
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 195 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A19494102 AGENDA NUMBER: 700948651 TICKER: MEETING TYPE: AGM ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the approved annual financial Mgmt No vote statements and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, and receive the Group financial statements and the Group status report for the FY 2005 2. Approve the distribution of profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Supervisory Board Mgmt No vote with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and the Mgmt No vote Group Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition, by Erste Bank, Mgmt No vote of own shares for the purpose of securities trading 8. Grant authority for the acquisition by Mgmt No vote Erste Bank of own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more Companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange or in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, also in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares as follows, the type of shares, the issue price, the terms and conditions of the issue and, to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of shareholders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation as specified 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a conditional increase of the registered capital with the consent of the Supervisory Board by an nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend the Articles of Association in Mgmt No vote Items 2.5.3.4, 17 and 18 alignment with current provisions of the mortgage bank act and the act on secured bank bonds 11.B Amend the Articles of Association in Mgmt No vote Item 10.4 requirement of Supervisory Board consent to functions of Members of the Managing Board in unaffiliated Companies 11.C Approve to delete Item 13.314 of the Mgmt No vote Articles appointment of the Management and the Supervisory Board Members of affiliates
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 195 UNASSIGNED EURONEXT NV, AMSTERDAM SECURITY: N3113K108 AGENDA NUMBER: 700964364 TICKER: MEETING TYPE: AGM ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 294416 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAY 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening by the Chairman of the Non-Voting No vote Supervisory Board 2. Appointment of a Secretary for the Non-Voting No vote meeting 3.A Explanation by the chairman of the Non-Voting No vote Managing board and discussion of the written annual report of the Managing Board with respect to the affairs of the Company and the Management conducted during the 2005 FY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.B Adopt the 2005 financial statements Mgmt For * 3.C Explanation of the policy on Non-Voting No vote reservations and dividend 3.D Approve to distribute an ordinary Mgmt For * dividend of EUR 1 per share 3.E Approve an extraordinary distribution of Mgmt For * 3 EURO per share by way of repayment of 3 EURO in share capital per share in combination with a proposal to reduce the issued share capital and to approve two amendments to the articles of association, conditional upon all formalities relating to the reduction of capital and the amendments of the articles of association( in so far as not under the control of the company) having been completed so as to allow payment on 11 August 2006(the condition) and (B) in case the condition has not been satisfied enabling payment on 11 August 2006, to approve the extraordinary distribution of 3 EURO by way of a special dividend payable on that date. 4.A Grant discharge to the Members of the Mgmt For * Managing Board from liability in respect of their management during the 2005 FY 4.B Grant discharge to the Members of the Mgmt For * Supervisory Board from liability in respect of supervision during the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint the Company s External Mgmt For * Auditors 6. Discussion of the Corporate Governance Non-Voting No vote of the Company 7.A Re-appoint Sir George Cox to the Mgmt For * Supervisory Board as of 23 May 2006 7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For * Supervisory Board as of 23 May 2006 7.C Re-appoint Sir. Brian Williamson to the Mgmt For * Supervisory Board as of 23 May 2006 8.A Approve the award of 400,000 Euronext Mgmt For * N.V. shares for the year 2006 8.B Approve awards of shares to the Mgmt For * individual Members of the Managing Board for the year 2006 9.A Authorize the Managing Board to allow Mgmt For * Euronext N.V. to acquire paid-up shares in the Company s own capital for a period of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.B Approve to reduce the issued share Mgmt For * capital of Euronext N.V. by cancellation of acquired shares 9.C Approve to designate the Management Mgmt For * Board as the competent body to issue shares or rights to subscribe for shares in the capital of the Company for a period of 18 months up to a limit of 10% of the issued capital as at 23 MAY 2006 9.D Approve to designate the Managing Board Mgmt For * as the competent body to restrict or exclude the pre-emptive rights accruing to shareholders under the designation referred to under agenda item 9c for a period of 18 months 10.A A discussion on the principle that a Non-Voting No vote merger betwen Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For * PROPOSAL: Approve the merger between Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 11. The announcement of Euronexts intention, Non-Voting No vote as from the 2006 FY, to publish the annual report and the financial statements of Euronext N.V. only in the English language and to no longer publish French and Dutch language versions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Any other business Other For * 13. Closing Non-Voting No vote BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote EURONEXT NV.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 195 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 195 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700959351 TICKER: MEETING TYPE: OGM ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt No vote FY 2005, the reports of the Board of Directors and the Auditors 2. Approve the profit appropriation Mgmt No vote 3. Approve the exemption of the Board of Mgmt No vote Directors Members and the Auditors from any liability for indemnity for the FY 2005 4. Elect the Certified Auditors, 2 Regular Mgmt No vote and 2 Substitute for FY 2006 and approve their fees 5. Approve the Board of Director s Chairman Mgmt No vote and the Managing Directors monthly remuneration, productivity bonus and representation expenses, and the Board of Directors Members and the Secretary s remuneration for FY 2006 6. Approve the participation of the Members Mgmt No vote of the Board of Directors in Committees and their fees for the 7th FY 01 JAN 2006 to 31 DEC 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote 53 of the Company s Articles of Association as specified 8. Various announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 195 UNASSIGNED HANA FINANCIAL GROUP INC SECURITY: Y29975102 AGENDA NUMBER: 700877004 TICKER: MEETING TYPE: AGM ISIN: KR7086790003 MEETING DATE: 24-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the 65th financial statement Mgmt For * balance sheet and income statement 2. Approve the 65th statement of retained Mgmt For * earning 3. Amend the Articles of Incorporation Mgmt For * 4. Amend the conditions on Stock Purchase Mgmt For * Option 5.1 Elect the Directors Mgmt For * 5.2 Elect the External Directors who will be Mgmt For * the Members of the Audit Committee 6. Approve the remuneration and bonus limit Mgmt For * for the Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 195 UNASSIGNED HARRAH'S ENTERTAINMENT, INC. SECURITY: 413619107 AGENDA NUMBER: 932458967 TICKER: HET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES L. ATWOOD Mgmt For For 2 R. BRAD MARTIN Mgmt For For 3 GARY G. MICHAEL Mgmt For For 02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For RESTATED 2004 EQUITY INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 195 UNASSIGNED HON HAI PRECISION IND LTD SECURITY: Y36861105 AGENDA NUMBER: 700942495 TICKER: MEETING TYPE: AGM ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- a.1 Receive the 2005 business operations Mgmt For * A.2 Receive the 2005 audited reports Mgmt Against * A.3 Approve the indirect investment in Mgmt For * People s Republic of China A.4 Other Presentations Other For * B.1.1 Approve the 2005 financial statements Mgmt For * B.1.2 Approve the 2005 profit distribution; Mgmt For * cash dividend: TWD 3 per share B.1.3 Approve the issuance of new shares from Mgmt For * retained earnings; stock dividend: 200 for 1,000 shares held
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B.1.4 Approve the capital injection to issue Mgmt For * global depositary receipt B.2.1 Approve to revise the procedures of Mgmt Against * endorsements and guarantees B.2.2 Approve to revise the procedures of Mgmt Against * funds lending to third parties B.2.3 Amend the Articles of Incorporation Mgmt Against * B.3 Other proposals and extraordinary Other Against * motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 195 UNASSIGNED HYUNDAI MTR CO SECURITY: Y38472109 AGENDA NUMBER: 700869603 TICKER: MEETING TYPE: AGM ISIN: KR7005380001 MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2. Amend the Articles of Incorporation Mgmt For * 3. Elect the Directors 4. Elect the External Directors as Members Mgmt For * of the Audit Committee 5. Approve the limit of remuneration for Mgmt For * the Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 195 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 195 UNASSIGNED IVAX CORPORATION SECURITY: 465823102 AGENDA NUMBER: 932370923 TICKER: IVX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETTY G. AMOS Mgmt For For 2 MARK ANDREWS Mgmt For For 3 JACK FISHMAN PH.D. Mgmt For For 4 NEIL FLANZRAICH Mgmt For For 5 PHILLIP FROST M.D. Mgmt For For 6 JANE HSIAO PH.D. Mgmt For For 7 RICHARD M. KRASNO PH.D. Mgmt For For 8 DAVID A. LIEBERMAN Mgmt For For 9 RICHARD C. PFENNIGER JR Mgmt For For 10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 195 UNASSIGNED JSR CORPORATION SECURITY: J2856K106 AGENDA NUMBER: 700947116 TICKER: MEETING TYPE: AGM ISIN: JP3385980002 MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 10, Directors bonuses JPY 73,000,000 2. Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Increase the Number of Auditors, Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Elect a Director Mgmt For * 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 4. Appoint a Corporate Auditor Mgmt For * 5. Approve Revision of remuneration to be Mgmt For * paid to Directors and determining terms and conditions of the Stock Options for Stock- Linked Remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve Entrustment to the Board of Mgmt For * Directors of the Company of determination of the terms and conditions for issuing Stock Acquisitions Rights to Officers as Stock Option
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 195 UNASSIGNED LAS VEGAS SANDS CORP. SECURITY: 517834107 AGENDA NUMBER: 932523930 TICKER: LVS MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. WEIDNER Mgmt Withheld Against 2 MICHAEL A. LEVEN Mgmt For For 02 TO CONSIDER AND ACT UPON THE Mgmt For For RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 195 UNASSIGNED LVMH MOET HENNESSY LOUIS VUITTON, PARIS SECURITY: F58485115 AGENDA NUMBER: 700947419 TICKER: MEETING TYPE: AGM ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors; and approve the consolidated financial statements for the FYE 31 DEC 2005 O.2 Receive the reports of the Board of Mgmt No vote Directors, the President of the Board of Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005; grant discharge to the Members of the Board of Directors, for the performance of their duties during the said FY O.3 Receive and approve the special report Mgmt No vote of the Auditors on agreements governed by Article L.225-38 of the French Commercial Code and the agreements referred to therein O.4 Approve the distributable income for the Mgmt No vote FY be appropriated as follows: income for the FY: EUR 1,447,528,910.53, legal reserve: nil retained earnings: EUR 1,493,583,745.61, distributable amount: EUR 2,941,112,656.14, allocation proposal: special reserve on long- term capital gains: nil statutory dividend: EUR 7,349,061.15, i.e. 0.015 per share complementary dividend: EUR 556,078,960.35, i.e. 1.135 per share retained earnings: EUR 2,377,684,634.64 the shareholders will receive a net dividend of EUR 1.15 per share, and will entitle to the 40% allowance provided by the French Tax Code, the shareholders meeting reminds that an interim dividend of EUR 0.25 per share was already paid on 02 DEC 2005, the remaining dividend of EUR 0.90 will be paid on 18 MAY 2006, as required by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve, pursuant to Article 39 of the Mgmt No vote Amended Finance Law for 2004, acknowledges that the special reserve of long-term capital gains amounts to EUR 340,055,186.70, after transfer of an amount of EUR 200,000,000.00 to an ordinary reserve account carried out in application of Resolution 4 of the general meeting of 12 MAY 2005, and decides to transfer all or part of this reserve to an ordinary reserve account O.6 Approve to renew the appointment of Mr. Mgmt No vote Antoine Bernheim as a Director for a 3-year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Albert Frere as a Director for a 3-year period O.8 Approve to renew the appointment of Mr. Mgmt No vote Pierre Gode as a Director for a 3-year period O.9 Approve to renew the appointment of Mr. Mgmt No vote Arnaud Lagardere as a Director for a 3-year period O.10 Approve to renew the appointment of Mr. Mgmt No vote Lord Bayswater as a Director for a 3-year period O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote Director, for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.12 Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 48,993,741 shares maximum funds invested in the share buybacks: EUR 6,400,000,000.00; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.13 Authorize the Board of Directors, to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of the shares held by the Company in connection with a stock repurchase plan, up to a maximum of 10% of the share capital over a 24-month period; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.14 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, at its sole discretion, in France or abroad, in favor of credit institutions or Companies governed by the French insurance code or its equivalent abroad, by issuance of ordinary shares or securities giving access to the share capital of the Company and for an amount that shall not exceed EUR 30,000,000.00; Authority expires after 18-month period; to cancel the shareholders preferential subscription rights in favor of credit institutions and the Companies governed by the insurance code or its equivalent abroad, this amount shall count against the nominal value of capital increase set forth in Resolutions 13, 14,15, or 18 of the general meeting of 12 MAY 2005, and resolution 16 of the present meeting; and the Directors to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.15 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to Executives and Employees of the Group, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall not exceed 3% of the share capital; Authority expires after 38-month period; and the Directors to take all necessary general proxy services E.16 Authorize the Board of Directors, to Mgmt No vote increase the capital on one or more occasions, in favour of the employees of the Company and related Companies who are the Members of a Company Savings Plan, up to 3% of the capital, this amount shall count against the nominal value of any capital increase set forth in Resolutions 13,14,15 or 18 of the general meeting of 12 MAY 2005 and Resolution 14 of this meeting; Authority expires after 26-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote and 29 of the By-Laws as speicified PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 195 UNASSIGNED MONSANTO COMPANY SECURITY: 61166W101 AGENDA NUMBER: 932422582 TICKER: MON MEETING TYPE: Annual ISIN: MEETING DATE: 17-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HUGH GRANT Mgmt No vote 2 C. STEVEN MCMILLAN Mgmt No vote 3 ROBERT J. STEVENS Mgmt No vote 02 RATIFICATION OF APPOINTMENT OF Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF PERFORMANCE GOAL UNDER Mgmt No vote SECTION 162(M) OF THE INTERNAL REVENUE CODE 04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr No vote 05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 195 UNASSIGNED MOTOROLA, INC. SECURITY: 620076109 AGENDA NUMBER: 932451610 TICKER: MOT MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For 1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against 1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For 1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For 1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For 1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For 1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For 1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For 1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For 1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For 1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For 02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For INCENTIVE PLAN OF 2006 03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against POISON PILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 195 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 195 UNASSIGNED NOBLE CORPORATION SECURITY: G65422100 AGENDA NUMBER: 932459058 TICKER: NE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. DAY Mgmt For For 2 JULIE H. EDWARDS Mgmt For For 3 MARC E. LELAND Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 195 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 195 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 195 UNASSIGNED RECKITT BENCKISER PLC SECURITY: G7420A107 AGENDA NUMBER: 700922710 TICKER: MEETING TYPE: AGM ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the annual financial statements Mgmt For * for the FY 2005, which ended on 31 DEC 2005, and the reports of the Directors and the Auditors thereon 2. Approve the Director s remuneration Mgmt For * report and that part of the report of the Auditors which reports thereon 3. Approve a final dividend of 21p per Mgmt For * ordinary share be paid on 25 MAY 2006 to all ordinary shareholders on the register at the close of business on 03 MAR 2006 4. Re-elect Mr. Bart Becht as a Director, Mgmt For * who retires by rotation 5. Re-elect Mr. Peter Harf as a Director, Mgmt Against * who retires by rotation 6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting at which accounts are laid before the Company 8. Authorize the Directors to fix the Mgmt For * Auditors remuneration 9. Authorize the Directors, in substitution Mgmt For * for all existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 25,360,000; Authority expires 5 years from the date of passing of this resolution; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, subject to the Mgmt For * passing of Resolution 9 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 9 and or where such allotment constitute allotment of equity securities by virtue of Section 94 (3A) of the Act, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3,804,000; Authority expires at the conclusion of the next AGM of the Company; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, pursuant Mgmt For * authorities contained in the Article 7 of the Articles of Association of the Company and pursuant Section 166 of Companies Act 1985, to make market purchases Section 163(3) of the Act of up to 72,280,000 ordinary shares of 10 10/19p each in the capital of the Company ordinary shares representing less than 10% of the Company s issued share capital as at 1 MAR 2006, at a minimum price of 10 10/19p and not more than 5% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 4 NOV 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry S.12 Amend the Articles of Association as Mgmt For * specified 13. Approve the rules if the Reckit Mgmt For * Benckiser Long term Incentive plan the LTIP as specified and authorize the Directors, to do all such acts and things that may consider necessary or expedient to carry the LTIP into effect and to establish such further plans for the benefit of employees outside the UK whish are based on the LITP subject to such modification as may be necessary or desirable to take account of overseas tax, exchange control or security laws, provided that any shares made available under such plans are treated as counting against any limits on overall participation in the LTIP 14. Amend the rules of the Reckitt Benckiser Mgmt For * 2005 Savings-Related Share Option Plan, the Reckitt Benckiser 2005 Global Stock Profit Plan, the Reckitt Venckiser 2005 USA Savkings-Related Share Option Plan and the Reckitt Benckiser Senior Executive Share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Ownership Policy Plan the Share Plans and authorize the Directors to do all acts and things as they may consider necessary to carry the amendments into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 195 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 195 UNASSIGNED ROCHE HOLDING AG, BASEL SECURITY: H69293217 AGENDA NUMBER: 700875656 TICKER: MEETING TYPE: AGM ISIN: CH0012032048 MEETING DATE: 27-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 274753 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the annual report, financial Non-Voting No vote statements and consolidated financial statements for 2005 2. Ratify the Board of Directors actions Non-Voting No vote taken by its Members in 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve to vote on the appropriation of Non-Voting No vote available earnings as specified 4.1 Re-elect Mr. Peter Brabeck-Letmathe as a Non-Voting No vote Director to the Board for a term of 4 years as specified by the Articles of Incorporation 4.2 Re-elect Dr. DeAnne Julius as a Director Non-Voting No vote to the Board for a term of 4 years as provided by the Articles of Incorporation 4.3 Re-elect Prof. Horst Teltschik as a Non-Voting No vote Director to the Board for a term of 4 years as provided by the Articles of Incorporation 4.4 Re-elect Prof. Beatrice Weder di Mauro Non-Voting No vote as a new Member of the Board for a term of 4 years as provided by the Articles of Incorporation 5. Re-elect KPMG Klynveld Peat Marwick Non-Voting No vote Goerdeler SA as Statutory and Group Auditors for the FY 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 195 UNASSIGNED RYANAIR HOLDINGS, PLC SECURITY: 783513104 AGENDA NUMBER: 932392866 TICKER: RYAAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 REPORTS AND ACCOUNTS Mgmt For O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against O2C RE-ELECTION OF DIRECTOR: MICHAEL O LEARY Mgmt Against O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against AUDITOR S REMUNERATION S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For SHARES S5 DISAPPLICATION OF STATUTORY PRE-EMPTION Mgmt For RIGHTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 195 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 195 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 195 UNASSIGNED SANOFI-AVENTIS, PARIS SECURITY: F5548N101 AGENDA NUMBER: 700931618 TICKER: MEETING TYPE: EGM ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve the income for the FY be Mgmt No vote appropriated as follows: income for the FY: EUR 6,146,952,608.18 plus retained earnings: EUR 1,205,678,019.78, distributable income: EUR 7,352,630,627.96 allocated to: payment of dividends: EUR 2,057,005,434.48, retained earnings: EUR 5,295,625,193.48, following a capital increase and a capital reduction, the capital was brought from EUR 2,802,613,138.00 on 31 DEC 2005, to EUR 2,708,476,850.00 divided in 1,354,238,425 fully paid-up shares, whose 1,353,293,049 shares are entitled to the existing dividend, and 945,376 shall bear an accruing dividend as of 01 JAN 2006; the shareholders will receive a net dividend of EUR 1.52 per share, for each of the 1,353,293,049 shares, this dividend will be paid on 07 JUN 2006 as required by law O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 Et Seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Lord Douro as a Director for a 4-year period O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote for a 4-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.7 Approve to renew the appointment of the Mgmt No vote Company Ernst and Young Audit as the Statutory Auditor for a 6-year period O.8 Appoint the Company Auditex as the Mgmt No vote Deputy Auditor for a 6-year period O.9 Approve the award total annual fees of Mgmt No vote EUR 1,200,000.00 to the Board of Directors O.10 Authorize the Board of Directors, in Mgmt No vote supersession to all earlier delegations, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 100.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 1,401,306,569 shares, maximum funds invested in the share buybacks: EUR 14,013,065,700.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve: to review the report of the Mgmt No vote Board of Directors, the reports of Mr. De Courcel, the Merger Auditors and the Merger Agreement as per the private deed dated 03 APR 2006; all the provisions of this Merger Agreement, pursuant to which Rhone Cooper contributes to Sanofi-Aventis, all of its assets, with the corresponding taking-over of all its liabilities: the valuation of the assets contributed amounting to EUR 460,949,630.75 and the liabilities at EUR 3,857,602.25, i.e. net assets contributed of EUR 457,092,028.50; the consideration for the contributions according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the unconditional completion date of the Merger, in a juridical point of view, fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and financial point of view; Rhone Cooper shares held by Sanofi-Aventis will not be exchanged; to increase the capital in consideration for the contribution in connection with the Merger, by EUR 237,300.00 by the creation of 118,650 new fully paid-up shares of a par value of EUR 2.00 each, carrying rights to the 2006 dividend and to be distributed among the shareholders of the acquired Company, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the capital will thus increase from EUR 2,708,476,850.00 to EUR 2,708,714,150.00; these new shares created by Sanofi-Aventis will be assimilated in all respects to the other shares comprising the share capital; the difference between: the amount of the net assets contributed by Rhone Cooper: EUR 457,092,028.50; less the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; and the amount of the share capital increase: EUR 237,300.00 represents the share premium of EUR 4,379,329.49 and will be allocated to the Merger premium account to which Sanofi-Aventis existing and new shareholders will hold rights; the difference between: the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; plus the dividend received by Sanofi-Aventis as a result of its holding in Rhone Cooper: EUR 3,567,944.70; and the accounting net value of the Rhone Cooper shares held by Sanofi-Aventis: EUR 461,177,959.12 represents the capital loss on transferred shares of EUR 5,134,615.41 and will be allocated to Sanofi-Aventis balance sheet assets as intangible assets E.12 Authorize the Board of Directors to Mgmt No vote proceed with drawings upon the merger premium
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.13 Acknowledge the unconditional completion Mgmt No vote date of the merger will, in a juridical point of view, be fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting and financial point of view; the 118,650 new fully paid-up shares of a par value of EUR 2.00 each, created in consideration for the merger by Sanofi-Aventis will be distributed among the shareholders of the acquired Company on 31 MAY 2006, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share E.14 Amend, pursuant to the adoption of the Mgmt No vote above resolutions, the Article 6 of the Bylaws as follows: the share capital of is set at EUR 2,708,714,150.00 and is divided in to 1,354,357,075 shares of par value of EUR 2.00 each of the same class and fully paid in E.15 Approve to modify the duration of the Mgmt No vote term of office of the Chairman; amend the Articles 12 and 16 of the Articles of the Bylaws E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registration prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 195 UNASSIGNED SAP AG, WALLDORF/BADEN SECURITY: D66992104 AGENDA NUMBER: 700914698 TICKER: MEETING TYPE: OGM ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses, des gebilligten Konzernabschlusses, des Lageberichts und des Konzernlageberichts sowie des Berichts des Aufsichtsrats fuer das Geschaeftsjahr 2005 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns aus dem Geschaeftsjahr05 3. Beschlussfassung ueber die Entlastung Mgmt For * des Vorstands fuer das Geschaeftsjahr 20 2005 4. Beschlussfassung ueber die Entlastung Mgmt For * des Aufsichtsrats fuer das GeschaeftsjahFY 2005 5. Appointment of the Auditor of the Mgmt For * financial statements and group financial statements for the FY 2006 6. Resolution on capital increase from Mgmt For * company funds by three times the amount ofreifachen Betrag des bisherigen Grundkapitals durch Umwandlung von Teilbetraegve and the other revenue reserves as well as on the adjustment of Section 4 of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Beschlussfassung ueber eine Aenderung Mgmt For * der Aufsichtsratsverguetung und entsprechende Satzungsaenderung 8. Beschlussfassung ueber die Schaffung Mgmt For * neuer Genehmigter Kapitalia Ia und IIa ge Capital IIa against contributions in cash and in kind with the option to excl sowie entsprechende Satzungsaenderungen e Articles of Association 9. Resolution on the authorization to Mgmt For * acquire and use treasury shares pursuant to Aktien gemaess Paragraph 71 Abs. 1 Nr. 8 AktG einschliesslich der Verwendung ject to the exclusion of the shareholders subscription rights 10. Resolution on the authorization to use Mgmt For * equity derivatives in connection with t beim Erwerb eigener Aktien 11. Resolution on the authorization to issue Mgmt For * convertible and/or warrant-linked bononsschuldverschreibungen, die Aufhebung des Bedingten Kapitals IV, die Schaffutingent Capital IV, and a new Contingent Capital IVa and on corresponding amendments of the Articles of Association as well as on the option to exclude the shareholders subscription rights 12. Beschlussfassung ueber die Zustimmung Mgmt For * zum Beherrschungs- und Ergebnisabfuehrunnt between SAP AG and SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH anrwaltungs GmbH sowie ueber die Zustimmung zum
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Beherrschungs- und Ergebnisabfuehrungsvertrag zwischen der SAP AG und der SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 195 UNASSIGNED SASOL LTD SECURITY: 803866102 AGENDA NUMBER: 700836628 TICKER: MEETING TYPE: AGM ISIN: ZAE000006896 MEETING DATE: 02-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the annual financial Mgmt For * statements of the Company and of the Group for the YE 30 JUN 2005, together with the reports of the Directors and the Auditors 2.1 Re-elect Mr. Wam Clewlow as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.2 Re-elect Mr. S. Montsi as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.3 Re-elect Mr. T.S. Munday as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.4 Re-elect Mr. M.S.V. Gantsho as a Mgmt Against * Director, who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.5 Re-elect Mr. A. Jain as a Director, who Mgmt For * retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.1 Re-elect Mr. I.N. Mkhize as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 3.2 Re-elect Mr. V.N. Fakude as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 4. Re-appoint KPMG Inc., as the Auditors Mgmt Against * 5.S.1 Amend the Article 75(a) of the Company s Mgmt For * Articles of Association, as specified 6.O.1 Approve to place all the unissued shares Mgmt For * in the capital of the Company under the control of the Directors in terms of provisions of the Companies Act, 1973 as amended (the Act), who are authorized to allot and issue the same, subject to the provisions that the aggregate number of ordinary shares to be allotted and issued in terms of this resolution shall be limited to 5% of the number of ordinary shares in issue on 02 DEC 2005 and subject to the provisions of the Act and the requirements of the JSE Securities Exchange South Africa (JSE), and of the Securities Regulation Panel 7.O.2 Approve the revised annual fees payable Mgmt For * by the Company or subsidiaries of the Company, as specified, to the Non-Executive Directors of the Company with effect from 01 JUL 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8.O.3 Amend the Clause 18.2 of the Trust Deed Mgmt For * of the Sasol Share Incentive Scheme approved by the Members of the Company as the general meeting of 08 APR 1988 Transact any other business Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 195 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 195 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857108 AGENDA NUMBER: 932447736 TICKER: SLB MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 195 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700843952 TICKER: MEETING TYPE: EGM ISIN: LU0088087324 MEETING DATE: 08-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the attendance list, quorum and Mgmt No vote adopt the agenda 2. Approve the nomination of a Secretary Mgmt No vote and 2 Scrutineers 3. Approve to reduce the share capital of Mgmt No vote the Company through cancellation of own shares held by the Company and amend Article 4 of the Company s Articles of Incorporation 4. Approve the Company to acquire own FDRs Mgmt No vote and/or own A, B or C shares 5. Miscellaneous Other No vote PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, THE VOTING CERTIFICATE FORM MUST BE COMPLETED AND DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. UPON THE RECEIPT OF THE VOTING CERTIFICATE ON OR BEFORE THE DATE DETERMINED BY THE FIDUCIARY BEING 01 DEC 2005 AT 05:00 P.M. WITH SUCH CERTIFICATION AND EVIDENCE AS REQUESTED BY THE FIDUCIARY OR BY THE COMPANY, THE FIDUCIARY SHALL TRANSMIT TO THE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- COMPANY THE RELEVANT CERTIFICATIONS AND SUPPORTING EVIDENCE AND THE COMPANY SHALL VERIFY WHETHER THE RELEVANT HOLDERS OF FDR S OR THE BENEFICIAL OWNERS THEREOF WOULD QUALIFY AS AN A-SHAREHOLDER OF THE COMPANY IF IN LIEU OF FDRS THEY HOLD THE CORRESPONDING NUMBER OF A-SHARES. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO AN ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Please note that proposals 3 and 4 are Non-Voting No vote votable.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 195 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700903102 TICKER: MEETING TYPE: AGM ISIN: LU0088087324 MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, YOU WILL NEED TO SEND IN THE COMPLETED VOTING CERTIFICATE DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. YOU CAN ACCESS THIS DOCUMENT AT THE HYPERLINK MANAGEMENT INFORMATION. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the attendance list, establish Non-Voting No vote the quorum and adopt the agenda 2. Acknowledge the nomination of a Non-Voting No vote Secretary and of 2 Scrutineers 3. Receive the presentation of the Chairman Non-Voting No vote of the Board of Directors of the 2005 activities report of the Board 4. Receive the presentation of the Non-Voting No vote President and Chief Executive Officer on the main developments during 2005 and perspectives
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Receive the presentation of the Chief Non-Voting No vote Financial Officer, Member of the Executive Committee, of the 2005 financial reports 6. Receive the audit report Non-Voting No vote 7. Approve the balance sheet as of 31 DEC Mgmt No vote 2005 and of the 2005 profit and loss accounts 8. Approve the allocation of 2005 profits Mgmt No vote 9. Approve the transfers between reserve Mgmt No vote accounts 10. Grant discharge the Members of the Board Mgmt No vote of Directors 11. Grant discharge the Auditor Mgmt No vote 12. Appoint the Auditor for the year 2006 Mgmt No vote and determine its remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Approve to determine the remuneration of Mgmt No vote the Board Members 14. Miscellaneous Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 195 UNASSIGNED SEVEN & I HOLDINGS CO LTD, TOKYO SECURITY: J7165H108 AGENDA NUMBER: 700963893 TICKER: MEETING TYPE: AGM ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * 3 Amend Articles to: Allow Company to Re- Mgmt For * Issue Repurchased Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Clarify the Rights and Responsibilities of Outside Directors and Auditors, Expand Business Lines, Allow Use of Treasury Shares for Odd-Lot Purchases, Approve Minor Revisions Due to New Commercial Code 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 4.16 Appoint a Director Mgmt For * 5.1 Appoint a Corporate Auditor Mgmt For * 5.2 Appoint a Corporate Auditor Mgmt For * 5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.4 Appoint a Corporate Auditor Mgmt For * 5.5 Appoint a Corporate Auditor Mgmt For * 6 Amend the Compensation to be Received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 195 UNASSIGNED SHARP CORPORATION SECURITY: J71434112 AGENDA NUMBER: 700984683 TICKER: MEETING TYPE: AGM ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 12, Corporate Officers bonuses JPY 468,000,000 (including JPY 33,000,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Authorized Capital, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt Against * 3.2 Appoint a Director Mgmt Against * 3.3 Appoint a Director Mgmt Against * 3.4 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt Against * 3.6 Appoint a Director Mgmt Against * 3.7 Appoint a Director Mgmt Against * 3.8 Appoint a Director Mgmt Against * 3.9 Appoint a Director Mgmt Against * 3.10 Appoint a Director Mgmt Against * 3.11 Appoint a Director Mgmt Against * 3.12 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt Against * 3.14 Appoint a Director Mgmt Against * 3.15 Appoint a Director Mgmt Against * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt Against * 3.18 Appoint a Director Mgmt Against * 3.19 Appoint a Director Mgmt Against * 3.20 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt Against * 3.22 Appoint a Director Mgmt Against * 3.23 Appoint a Director Mgmt Against * 3.24 Appoint a Director Mgmt Against * 3.25 Appoint a Director Mgmt Against * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 195 UNASSIGNED SHINSEI BANK,LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 195 UNASSIGNED SLM CORPORATION SECURITY: 78442P106 AGENDA NUMBER: 932474327 TICKER: SLM MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANN TORRE BATES Mgmt For For 2 CHARLES L. DALEY Mgmt For For 3 W.M. DIEFENDERFER III Mgmt For For 4 THOMAS J. FITZPATRICK Mgmt For For 5 DIANE SUITT GILLELAND Mgmt For For 6 EARL A. GOODE Mgmt For For 7 RONALD F. HUNT Mgmt For For 8 BENJAMIN J. LAMBERT III Mgmt For For 9 ALBERT L. LORD Mgmt For For 10 BARRY A. MUNITZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. ALEXANDER PORTER, JR Mgmt For For 12 WOLFGANG SCHOELLKOPF Mgmt For For 13 STEVEN L. SHAPIRO Mgmt For For 14 BARRY L. WILLIAMS Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 195 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 195 UNASSIGNED STANDARD CHARTERED PLC SECURITY: G84228157 AGENDA NUMBER: 700913052 TICKER: MEETING TYPE: AGM ISIN: GB0004082847 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual report for the YE 31 Mgmt For * DEC 2005 2. Declare a final dividend of 45.06 US Mgmt For * cents per ordinary share for the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 4. Re-elect Mr. E. M. Davies as a Director Mgmt For * 5. Re-elect Mr. N. B. DeNoma as a Director Mgmt For * 6. Re-elect Mr. P. A. Sands as a Director Mgmt For * 7. Re-elect Sir C. K. Chow as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. R. H. P. Markham as a Mgmt For * Director 9. Re-elect Mr. H. E. Norton as a Director Mgmt For * 10. Re-elect Mr. B. K. Sanderson, the Group Mgmt For * Chairman, as a Director 11. Re-appoint KPMG Audit Plc as the Auditor Mgmt For * of the Company until the end of next year s AGM 12. Authorize the Board to set the Auditor s Mgmt For * fees 13. Authorize the Board to allot relevant Mgmt For * securities (as defined in the Companies Act 1985), such authority is limited to: a) the allotment of relevant securities up to a total nominal value of USD 131,986,987 not greater than 20% of the issued ordinary share capital of the Company ; b) the allotment when combined with any allotment made as specified of relevant securities up to a total nominal value of USD 219,978,312 in connection with: i) an offer of relevant securities open for a period decided on by the Board: A) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares , in proportion as nearly as may be to their existing holdings for this purpose both any holder holding shares as treasury shares and the treasury shares held by him ; and B) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares , if
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- this is required by the rights of those securities or, if the Board considers it appropriate, as permitted by the rights of those securities; and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (ii) a scrip dividend scheme or similar arrangement implemented in accordance with the Articles of Association of the Company; c) the allotment of relevant securities pursuant to the terms of any existing share scheme of the Company or any of its subsidiary undertakings adopted prior to the date of this meeting; such authority to apply for the period from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007, so that the Company may make offers end enter into agreements during the relevant period which would, or might, require relevant securities to be allotted after the authority ends and the Board may allot relevant securities under any such offer or agreement, as if the authority had not ended 14. Authorize the Board to allot relevant Mgmt For * securities up to a total nominal value of USD 131,986,987 pursuant to Resolution 13 be extended by the addition of such number of ordinary shares of USD 0.50 each representing the nominal amount of the Company s share capital repurchased by the Company under the authority granted pursuant to Resolution 16 S.15 Authorize the Board, subject to the Mgmt For * passing of Resolution 13, to allot equity securities as defined in the Companies Act 1986 for cash under the authority given by that resolution and/or where the allotment constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985, free of the restriction in Section 89(1) of the Companies Act 1985, such power to be limited to: a) the allotment of equity securities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- in connection with en offer of equity securities open for a period decided on by the Board: i) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares , in proportion to their existing holdings ignoring for this purpose both any holder holding shares as treasury shares and the treasury shares held by him ; and ii) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares , if this is required by the rights of those securities or; if the Board considers it appropriate, as permitted by the rights of those securities, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and b) the allotment otherwise than under a) above of equity securities up to a total nominal value of USD 32,996,746; Authority to apply from 04 MAY 2006 until the of the end of next years AGM and 03 AUG 2007 , but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended S.16 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of its ordinary shares of USD 0.50 each, provided that: a) the Company does not purchase more than 131,986,987 shares under this authority b) the Company does not pay less for each share before expenses than USD 0.50 or the equivalent in the currency in which the purchase is made, calculated by reference to a spot exchange rate for the purchase of US dollars with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares ; and c)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company does not pay more for each share than 5% over the average of the middle market prices of the ordinary shares according to the Daily Official list of the London Stock Exchange for the five business days immediately before the date on which the Company to buy the shares and the price stipulated by Article 5(1) of the Buy-Back and Stabilisation Regulation EC No. 2273/2003; Authority expires earlier to apply from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of ordinary shares in accordance with any such agreement as if the authority had not ended S.17 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of up to 328,388 dollar preference shares and up to 195,285,000 starling preference shares provided that: a) the Company does not pay less for each share before expenses than the nominal value of the share or the equivalent in the currency in which the purchase is made, calculated by reference to the spot exchange rate for the purchase of the currency in which the relevant share is denominated with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares; and b) the Company does not pay more: i) for each sterling preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London Stock Exchange for the 10 business days immediately before the date on which the Company agrees to buy the shares; and ii) for each dollar preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Exchange for the ten business days immediately before the date on which the Company agrees to buy the shares; Authority to apply from 04 MAY 2006 until the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company in general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of shares in accordance with any such agreement as if the authority had not ended 18. Authorize the Company, in accordance Mgmt For * with Section 347C of the Companies Act 1985, as amended, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates s as the Directors of the Company shall consider appropriate; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 19. Authorize the Company, in accordance Mgmt For * with Section 347D of the Companies Act 1985, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate ; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rate(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007 ; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding 20. Amend the rules of the Standard Mgmt For * Chartered 2001 Performance Share Plan to reflect the changes as specified and authorize the Board to do anything which it considers necessary or desirable to give effect to these changes 21. Approve the Standard Chartered 2006 Mgmt For * Restricted Share Scheme as specified and authorize the Board to do anything which it considers necessary or desirable to carry the same into effect and to make such changes as it may consider
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 195 UNASSIGNED SUMITOMO REALTY & DEVELOPMENT CO LTD SECURITY: J77841112 AGENDA NUMBER: 700992868 TICKER: MEETING TYPE: AGM ISIN: JP3409000001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 5 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 195 UNASSIGNED SUNCOR ENERGY INC. SECURITY: 867229106 AGENDA NUMBER: 932454616 TICKER: SU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MEL E. BENSON Mgmt For For 2 BRIAN A. CANFIELD Mgmt For For 3 BRYAN P. DAVIES Mgmt For For 4 BRIAN A. FELESKY Mgmt For For 5 JOHN T. FERGUSON Mgmt For For 6 W. DOUGLAS FORD Mgmt For For 7 RICHARD L. GEORGE Mgmt For For 8 JOHN R. HUFF Mgmt For For 9 M. ANN MCCAIG Mgmt For For 10 MICHAEL W. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JR SHAW Mgmt For For 12 EIRA M. THOMAS Mgmt For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 195 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932401615 TICKER: TEVA MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 195 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932481548 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. 03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. 4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DR. PHILLIP FROST 4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: CARLO SALVI 4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. 06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For OF THE COMPANY S ARTICLES OF ASSOCIATION. 07 TO APPROVE AN INCREASE IN THE Mgmt For For REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). 08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 195 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 195 UNASSIGNED THE CARPHONE WAREHOUSE GROUP PLC, LONDON SECURITY: G5344S105 AGENDA NUMBER: 700770820 TICKER: MEETING TYPE: AGM ISIN: GB0008787029 MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts and reports of the Mgmt For * Directors and the Auditors for the period ended 02 APR 2005 2. Approve the remuneration report as Mgmt Against * specified in the annual report 2005 3. Declare a final dividend of 1.25 pence Mgmt For * per ordinary share for the period ended 02 APR 2005 4. Re-elect Mr. Charles Dunstone as a Mgmt Against * Director 5. Re-elect Mr. Roger Taylor as a Director Mgmt For * 6. Re-elect Mr. John Gildersleeve as a Mgmt For * Director 7. Elect Mr. David Goldie as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte and Touche LLP as Mgmt For * the Auditors of the Company, until the conclusion of the next general meeting at which the accounts are laid before the Company and authorize the Audit Committee to determine the Auditors remuneration S.9 Authorize the Directors, for the purpose Mgmt For * of Section 80(1) of the Companies Act 1985 Act to exercise all the powers of the Company to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 292,469 being the aggregate nominal amount of one third of the issued ordinary share capital of the Company at 02 APR 2005; Authority expires at the earlier of conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, pursuant to Mgmt For * Section 95 of the Act, to allot equity securities Section 94(2) of the Act pursuant to the authority conferred by Resolution 9, disapplying the statutory pre-emption rights Section 89(1) , provided that this power is limited to the allotment of equity securities: 1) in connection with a rights issue in favor of holders of ordinary shares of 0.1p each in the capital of the Company; and 2) up to an aggregate nominal amount of GBP 43,870 5% of the aggregate nominal amount of the issued share capital of the Company as at 02 APR 2005; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Act, to make market purchases Section 163 of the Act up to aggregate number of 87,740,822 ordinary shares, at a minimum price equal to 0.1p nominal value and not more than 5% above the average middle market quotations of the Company s ordinary shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; the Company, before the expiry, may make a contract or contracts to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 195 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 195 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 195 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 195 UNASSIGNED TOKYO ELECTRON LIMITED SECURITY: J86957115 AGENDA NUMBER: 700949425 TICKER: MEETING TYPE: AGM ISIN: JP3571400005 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 30, Directors bonuses JPY 215,500,000 2. Amend the Articles of Incorporation: Mgmt For * Approve the Handling of Distribution of Surplus Earnings 3. Amend the Articles of Incorporation: Mgmt Against * Approve the Conclusion of Liability-Limiting Contracts with Outside Directors and Outside Auditors 4. Amend the Articles of Incorporation: Mgmt For * Approve Authority to Convene General Meeting of Shareholders and Board of Directors Meeting, and concerning the Chairman of Those Meetings 5. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.1 Elect a Director Mgmt For * 6.2 Elect a Director Mgmt For * 6.3 Elect a Director Mgmt For * 6.4 Elect a Director Mgmt For * 6.5 Elect a Director Mgmt For * 6.6 Elect a Director Mgmt For * 6.7 Elect a Director Mgmt For * 6.8 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.9 Elect a Director Mgmt For * 6.10 Elect a Director Mgmt For * 6.11 Elect a Director Mgmt For * 7. Approve Issuance of Share Acquisition Mgmt For * Rights as Stock Options 8. Amend the Compensation to be received by Mgmt For * Directors 9. Amend the Compensation to be received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 195 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors , Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 195 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 700905269 TICKER: MEETING TYPE: OGM ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 292933, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, the Group and Mgmt No vote the parent Company accounts for FY 2005 reports of the Group and the Statutory Auditors 2. Approve the appropriation of the Mgmt No vote retained earnings, dividend for FY 2005 3. Grant discharge to the Members of the Mgmt No vote Board of Directors and the Group Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote Member 4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote Board Member 4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote Board Member 4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote 4.3 Ratify Ernst & Young as the Auditors Mgmt No vote 4.4 Ratify BDO Visura as the Special Mgmt No vote Auditors 5.1 Approve the cancellation of shares Mgmt No vote repurchased under the 2005/2006 Share Buyback Program 5.2 Approve the new Share Buy Back Program Mgmt No vote for 2006/2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.3 Approve 1-time payout in the form of a Mgmt No vote par value repayment 5.4 Approve the share split Mgmt No vote 5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote 4A of the Articles of Association 5.5.2 Approve the reduction of the threshold Mgmt No vote value for agenda item requests Article 12 Paragraph 1 of the Articles of Association 6. Approve to create conditional capital Mgmt No vote and amend Article 4A Paragraph 2 of the Articles of Association PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF THE NAMES OF THE AUDITORS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 195 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 195 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 195 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 195 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932414244 TICKER: VLO MEETING TYPE: Special ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, THAT VALERO HAS THE AUTHORITY TO ISSUE FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 195 UNASSIGNED VALERO ENERGY CORPORATION SECURITY: 91913Y100 AGENDA NUMBER: 932460809 TICKER: VLO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JERRY D. CHOATE Mgmt For For 2 WILLIAM R. KLESSE Mgmt For For 3 DONALD L. NICKLES Mgmt For For 4 SUSAN KAUFMAN PURCELL Mgmt For For 02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 195 UNASSIGNED VEOLIA ENVIRONNEMENT, PARIS SECURITY: F9686M107 AGENDA NUMBER: 700919066 TICKER: MEETING TYPE: EGM ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Approve the report of the Chairman of Mgmt No vote the Board of Directors on the Board works and the internal audit procedures, the Management of the Board of Directors and the Auditors general report, and the company s financial statements and the balance sheet for the year 2005, as presented O.2 Approve the consolidated financial Mgmt No vote statements for the said FY, in the form presented to the meeting O.3 Approve the charges and expenses Mgmt No vote governed by Article 39-4 of the French General Tax Code of EUR 2,250,785.00 O.4 Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the available income be appropriated as follows: earnings for the FY: EUR 388,429,495.00 prior retained earnings: EUR 699,982,668.00 i.e. an amount of: EUR 1,088,412,163.00 allocated to: legal reserve: EUR 19,421,475.00 dividend: EUR 333,100,009.00 retained earnings: EUR 735,890,679.00 the shareholders will receive a net dividend of EUR 0.85 per share for each of the 391,882,364 shares entitled to the dividend, and will entitle to the 40% allowance and to a basic allowance, the dividend will be paid on 29 MAY 2006 O.5 Approve, pursuant to Article 39 of the Mgmt No vote amended finance law for 2004, to transfer the balance of EUR 118,824,052.00 posted to the special reserve of long-term capital gains to the ordinary reserve account; the special tax resulting from this transfer amounts to EUR 2,970,601.00. after these transactions, the ordinary reserve account will amount to EUR 343,226,042.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.6 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.7 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 6 year period O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote Director for a 6 year period O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote Director for a 6 year period O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote Director for a 6 year period O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote for a 6 year period O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote for a 6-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.14 Appoint Mr. Murray Stuart for a 6 year Mgmt No vote period O.15 Approve the total annual fees of EUR Mgmt No vote 770,000.00 to the Board of Directors Members O.16 Authorize the Board of Directors to buy Mgmt No vote or buy back the Company s shares on the open market, subject to the conditions described as fallows: maximum purchase price: EUR 60.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 40,787,261 shares, maximum funds invested in the share buybacks: EUR 1,500,000,000.00; Authority expires at the end of 18-months; it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.17 Authorize the Board of Directors, in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of issuing, with preferred subscription rights maintained, shares or securities giving access to the capital, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 1,000,000,000.00; it is worth noting that the overall maximum nominal amount of capital increases which may be carried out under this delegation of authority and the ones of Resolutions 18, 19, 20, 21, 22, 23, 24 and 25 is set at EUR 2,220,000,000.00; Authority expires at the end of 26-months it
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.18 Authorize the Board of Directors in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of a public offering, through issuance, without preferred subscription rights, of shares or securities giving access to the capital or securities giving right to the allocation of debt securities, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; these securities may be issued in consideration for securities tendered in a public exchange offer carried out in France or Abroad on securities complying with the conditions of Article L.225-148 of the French Commercial Code; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 400,000,000.00 Authority expires at the end of 26 months E.19 Authorize the Board of Directors, to Mgmt No vote increase the share capital, in one or more occasions, to a maximum nominal amount of EUR 370,000,000.oo by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the By-Laws, by issuing bonus shares or raising the par value of existing shares, or by a combination of these methods; Authority expires at the end of 26- months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.20 Authorize the Board of Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase with preferential subscription right of shareholders, at the same price as the initial issue; within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.21 Authorize the Board op Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.22 Approve the Board of Directors to Mgmt No vote increase the share capital up to 10% of the share capital in consideration for the contribu11ons in kind granted to the company and comprised of capital securities or securities giving access to share capital; authority expires at the end of 26-months it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect E.23 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing, without preferred subscription rights; shares or securities giving access to the capital, in favor of the Members of one or several Company savings plans; Authority expires at the end of 26-months; and for an amount that shall not exceed EUR 15,000,000.00 if supersedes, eventually, the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.24 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to employees and eventually, Corporate Officers of the Company and related the Companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase; or to purchase existing shares purchased by the company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 1% of the share capital; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities E.25 Authorize the Board of Directors to Mgmt No vote grant, for free, on one or more occasions, existing or future shares, in favor of the employees of the Company and related Companies and, or Corporate Officers or some of them, they may not represent more than 0.50% of the share capital; Authority expires at the end of 26- months; and to take all necessary measures and accomplish all necessary formalities E.26 Authorize the Board of Directors to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of self-held shares in accordance with Articles L.225-209 ET SEQ of the French Commercial Code, up to a maximum of 10% of the share capital over a 24-month period; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.27 Grant all power to the bearer of an Mgmt No vote original a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 195 UNASSIGNED VODAFONE GROUP PLC NEW SECURITY: G93882101 AGENDA NUMBER: 700766249 TICKER: MEETING TYPE: AGM ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors and Mgmt For * financial statements for the year ended 31 MAR 2005 2. Re-elect Lord MacLaurin of Knebworth, Mgmt For * DL, as a Director of the Company who retires voluntarily 3. Re-elect Mr. Paul Hazen as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 4. Re-elect Mr. Arun Sarin as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 5. Re-elect Sir Julian Horn-Smith as a Mgmt For * Director of the Company, who retires voluntarily 6. Re-elect Mr. Peter Bamford as a Director Mgmt For * of the Company, who retires voluntarily 7. Re-elect Mr. Thomas Geitner as a Mgmt For * Director of the Company, who retires voluntarily
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Dr. Michael Boskin as a Mgmt For * Director of the Company, who retires in accordance with the Company's Articles of Association 9. Re-elect Mr. Lord Broers as a Director Mgmt For * of the Company, who retires voluntarily 10. Re-elect Mr. John Buchanan as a Director Mgmt For * of the Company, who retires voluntarily 11. Re-elect Mr. Penny Hughes as a Director Mgmt For * of the Company, who retires in accordance with the Company's Articles of Association 12. Re-elect Professor Jurgen Schrempp as a Mgmt For * Director of the Company, who retires voluntarily 13. Re-elect Mr. Luc Vandevelde as a Mgmt For * Director of the Company, who retires voluntarily 14. Elect Sir John Bond as a Director of the Mgmt For * Company, who retires in accordance with the Company's Articles of Association 15. Elect Mr. Andrew Halford as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Declare a final dividend recommended by Mgmt For * the Directors of 2.16p per ordinary share for the year ended 31 MAR 2005 payable on the ordinary shares of the Company to all members whose names appeared on the Register of Members on 03 JUN 2005 and that such dividend be paid on 05 AUG 2005 17. Approve the remuneration report of the Mgmt For * Board for the year ended 31 MAR 2005 18. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors to the Company until the next AGM 19. Authorize the Audit Committee to Mgmt For * determine the remuneration of the Auditors 20. Authorize the Company and any Company Mgmt For * which is or becomes a subsidiary of the Company during the period to which this Resolution relates, for the purposes of Part XA of the Companies Act 1985 to: i) make Donations to EU Political Organizations not exceeding GBP 50,000 in total; and ii) to incur EU Political Expenditure not exceeding GBP 50,000 in total, during the period ending on the date of the Company's AGM in 2006; for the purposes of this Resolution, the expressions 'Donations', 'EU Political Organizations' and 'EU Political Expenditure' have the meanings set out in Part XA of the Companies Act 1985 as amended by the Political Parties, Elections and Referendums Act 2000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 21. Approve to renew the authority conferred Mgmt For * on the Directors by Article 16.2 of the Company's Articles of Association for this purpose: the Section 80 amount be USD 900,000,000; and the prescribed period be the period ending on the date of the AGM in 2006 or on 26 OCT 2006, whichever is the earlier S.22 Approve, subject to the passing of Mgmt For * Resolution 21, to renew the power conferred on the Directors by Article 16.3 of the Company's Articles of Association for the prescribed period specified in Resolution 21 and for such period the Section 89 amount be USD 320,000,000 with such amount including the sale of ordinary shares held in treasury S.23 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases as defined in Section 163 of that Act of ordinary shares of USD 0.10 each in the capital of the Company provided that: the maximum aggregate number of ordinary shares which may be purchased is 6,400,000,000; the minimum price which may be paid for each ordinary share is USD 0.10; the maximum price excluding expenses which may be paid for any ordinary share is an amount equal to 105% of the average of the middle market quotation of the Company's ordinary shares as derived from the Official List of the London Stock Exchange for the five business days immediately preceding the day on which such share is contracted to be purchased; and this authority shall expire at the conclusion of the AGM of the Company held in 2006 or on 26 OCT 2006, whichever is the earlier, unless such authority is renewed prior to that time except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.24 Approve that the Company's Memorandum of Mgmt For * Association be amended to add the following object 24: "(24) To provide a Director with funds to meet reasonable expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under those provisions of the Companies Act 1985 referred to in section 337A of that Act, and to do anything to enable a Director to avoid incurring such reasonable expenditure, to the extent permitted by law.'; and the following additional bullet point be added to Article 110.2 to allow Directors to vote on the issue of indemnification and funding of Directors' defence costs: 'any proposal relating to: (i) the granting of an indemnity to Directors; or (ii) the funding of reasonable expenditure by one or more Directors in defending civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; or (iii) the doing of anything to enable such a Director or Directors to avoid incurring such expenditure, by the Company or any of its subsidiary undertakings.'; and that Article 152.2 of the Company's Articles of Association be amended to read as follows: 'So far as the Companies Acts allow, the Secretary and other officers of the Company are exempted from any liability to the Company where that liability would be covered by the indemnity in Article 152.1.' and that the following Article 152.3 be inserted into the Company's Articles of Association; 'So far as the Companies Acts allow, the Company or any of its subsidiary undertakings may: (i) provide a Director with funds to meet expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; and (ii) may do anything to enable a Director to avoid incurring such expenditure, but so that the terms set out in Section 337A(4) of that Act shall apply to any such provision of funds or other things done'
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 25. Approve the Vodafone Global Incentive Mgmt For * Plan the "Plan" and authorize the Directors to take all actions that they consider necessary or desirable to implement and establish the Plan; and to implement and establish further plans based on the Plan modified to take account of local tax, exchange controls or securities laws in overseas territories, provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 195 UNASSIGNED WARNER MUSIC GROUP CORP. SECURITY: 934550104 AGENDA NUMBER: 932432761 TICKER: WMG MEETING TYPE: Annual ISIN: MEETING DATE: 23-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDGAR BRONFMAN, JR. Mgmt For For 2 LEN BLAVATNIK Mgmt For For 3 SHELBY W. BONNIE Mgmt For For 4 RICHARD BRESSLER Mgmt For For 5 CHARLES A. BRIZIUS Mgmt For For 6 JOHN P. CONNAUGHTON Mgmt For For 7 SCOTT L. JAECKEL Mgmt For For 8 SETH W. LAWRY Mgmt For For 9 THOMAS H. LEE Mgmt For For 10 IAN LORING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 195
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JONATHAN M. NELSON Mgmt For For 12 MARK NUNNELLY Mgmt For For 13 SCOTT M. SPERLING Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING SEPTEMBER 30, 2006. 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 195 UNASSIGNED XTO ENERGY INC. SECURITY: 98385X106 AGENDA NUMBER: 932497717 TICKER: XTO MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP R. KEVIL* Mgmt For For 2 HERBERT D. SIMONS* Mgmt For For 3 VAUGHN O VENNERBERG II* Mgmt For For 4 LANE G. COLLINS** Mgmt For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO 1,000,000,000. 03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For AND RESTATED 2004 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Hartford Global Technology HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 53 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 53 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE Mgmt For For AMENDED 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 53 UNASSIGNED ALTERA CORPORATION SECURITY: 021441100 AGENDA NUMBER: 932475230 TICKER: ALTR MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. DAANE Mgmt For For 2 ROBERT W. REED Mgmt For For 3 ROBERT J. FINOCCHIO, JR Mgmt For For 4 KEVIN MCGARITY Mgmt For For 5 PAUL NEWHAGEN Mgmt For For 6 WILLIAM E. TERRY Mgmt For For 7 SUSAN WANG Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 10,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 53 UNASSIGNED AUTODESK, INC. SECURITY: 052769106 AGENDA NUMBER: 932514587 TICKER: ADSK MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. BARTZ Mgmt For For 2 CARL BASS Mgmt For For 3 MARK A. BERTELSEN Mgmt For For 4 CRAWFORD W. BEVERIDGE Mgmt For For 5 J. HALLAM DAWSON Mgmt For For 6 MICHAEL J. FISTER Mgmt For For 7 PER-KRISTIAN HALVORSEN Mgmt For For 8 STEVEN L. SCHEID Mgmt For For 9 MARY ALICE TAYLOR Mgmt For For 10 LARRY W. WANGBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUTODESK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 53 UNASSIGNED AUTOMATIC DATA PROCESSING, INC. SECURITY: 053015103 AGENDA NUMBER: 932396927 TICKER: ADP MEETING TYPE: Annual ISIN: MEETING DATE: 08-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY D. BRENNEMAN Mgmt For For 2 LESLIE A. BRUN Mgmt For For 3 GARY C. BUTLER Mgmt For For 4 LEON G. COOPERMAN Mgmt For For 5 R. GLENN HUBBARD Mgmt For For 6 JOHN P. JONES Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 HARVEY M. KRUEGER Mgmt For For 9 FREDERIC V. MALEK Mgmt For For 10 HENRY TAUB Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ARTHUR F. WEINBACH Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 53 UNASSIGNED CHOICEPOINT INC. SECURITY: 170388102 AGENDA NUMBER: 932467271 TICKER: CPS MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. ANNE SZOSTAK* Mgmt For For 2 E. RENAE CONLEY** Mgmt For For 3 DOUGLAS C. CURLING** Mgmt For For 4 KENNETH G. LANGONE** Mgmt For For 5 CHARLES I. STORY** Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For COMPANY S ARTICLES OF INCORPORATION AND THE AMENDED AND RESTATED BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS. 03 PROPOSAL TO APPROVE CHOICEPOINT INC. Mgmt For For 2006 OMNIBUS INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR CHOICEPOINT FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 53 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 53 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE 2006 Mgmt For For VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 53 UNASSIGNED DST SYSTEMS, INC. SECURITY: 233326107 AGENDA NUMBER: 932452648 TICKER: DST MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS A. MCCULLOUGH Mgmt For For 2 WILLIAM C. NELSON Mgmt For For 3 TRAVIS E. REED Mgmt For For 02 RATIFICATION OF THE DST AUDIT Mgmt For For COMMITTEE S SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 53 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 53 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 53 UNASSIGNED FAIRCHILD SEMICONDUCTOR INTL., INC. SECURITY: 303726103 AGENDA NUMBER: 932457319 TICKER: FCS MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. AURELIO Mgmt For For 2 CHARLES P. CARINALLI Mgmt For For 3 CHARLES M. CLOUGH Mgmt For For 4 ROBERT F. FRIEL Mgmt For For 5 THOMAS L. MAGNANTI Mgmt For For 6 KEVIN J. MCGARITY Mgmt For For 7 KIRK P. POND Mgmt For For 8 BRYAN R. ROUB Mgmt For For 9 RONALD W. SHELLY Mgmt For For 10 WILLIAM N. STOUT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK S. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For FAIRCHILD SEMICONDUCTOR STOCK PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 53 UNASSIGNED FIRST DATA CORPORATION SECURITY: 319963104 AGENDA NUMBER: 932465431 TICKER: FDC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL P. BURNHAM Mgmt For For 2 JACK M. GREENBERG Mgmt For For 3 COURTNEY F. JONES Mgmt For For 4 CHARLES T. RUSSELL Mgmt For For 02 THE RATIFICATION OF THE ELECTION OF Mgmt For For DAVID A. COULTER AS A DIRECTOR. 03 THE RATIFICATION OF THE ELECTION OF Mgmt For For HENRY C. DUQUES AS A DIRECTOR. 04 THE RATIFICATION OF THE ELECTION OF Mgmt For For PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 THE RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 53 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 53 UNASSIGNED INTERNATIONAL BUSINESS MACHINES CORP SECURITY: 459200101 AGENDA NUMBER: 932448904 TICKER: IBM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. BLACK Mgmt For For 2 K.I. CHENAULT Mgmt For For 3 J. DORMANN Mgmt For For 4 M.L. ESKEW Mgmt Withheld Against 5 S.A. JACKSON Mgmt For For 6 M. MAKIHARA Mgmt For For 7 L.A. NOTO Mgmt For For 8 J.W. OWENS Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 J.E. SPERO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. TAUREL Mgmt For For 12 C.M. VEST Mgmt For For 13 L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. (PAGE 26) 03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For VOTING (PAGE 27) 04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 27) 05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against COMPENSATION (PAGE 29) 06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For EXECUTIVE COMPENSATION (PAGE 29) 07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For (PAGE 30)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For PRINCIPLES (PAGE 32) 09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For CONTRIBUTIONS (PAGE 33) 10 STOCKHOLDER PROPOSAL ON: MAJORITY Mgmt Against For VOTING FOR DIRECTORS (PAGE 34) 11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against VOTE (PAGE 35)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 53 UNASSIGNED IRON MOUNTAIN INCORPORATED SECURITY: 462846106 AGENDA NUMBER: 932516151 TICKER: IRM MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLARKE H. BAILEY Mgmt For For 2 CONSTANTIN R. BODEN Mgmt For For 3 KENT P. DAUTEN Mgmt For For 4 JOHN F. KENNY, JR. Mgmt For For 5 ARTHUR D. LITTLE Mgmt For For 6 C. RICHARD REESE Mgmt For For 7 VINCENT J. RYAN Mgmt For For 02 APPROVE AN AMENDMENT TO THE AMENDED Mgmt For For AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 400,000,000.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVE AN AMENDMENT TO THE 2002 STOCK Mgmt For For INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM 3,352,543 TO 8,352,543. 04 APPROVE AN AMENDMENT TO THE 2003 SENIOR Mgmt For For EXECUTIVE INCENTIVE PROGRAM TO INCREASE THE MAXIMUM COMPENSATION PAYABLE THEREUNDER AND TO MODIFY AND REAPPROVE THE PAYMENT CRITERIA THEREUNDER. 05 APPROVE THE ADOPTION OF THE 2006 SENIOR Mgmt For For EXECUTIVE INCENTIVE PROGRAM. 06 RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 53 UNASSIGNED JABIL CIRCUIT, INC. SECURITY: 466313103 AGENDA NUMBER: 932422885 TICKER: JBL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LAURENCE S. GRAFSTEIN Mgmt For For 2 MEL S. LAVITT Mgmt For For 3 TIMOTHY L. MAIN Mgmt For For 4 WILLIAM D. MOREAN Mgmt For For 5 LAWRENCE J. MURPHY Mgmt For For 6 FRANK A. NEWMAN Mgmt For For 7 STEVEN A. RAYMUND Mgmt For For 8 THOMAS A. SANSONE Mgmt For For 9 KATHLEEN A. WALTERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN. 03 TO APPROVE THE JABIL CIRCUIT, INC. Mgmt For For ANNUAL INCENTIVE PLAN 04 TO APPROVE AMENDMENTS TO THE Mgmt For For JABIL CIRCUIT, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN. 05 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR JABIL. 06 WITH DISCRETIONARY AUTHORITY ON Mgmt Abstain Against SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 53 UNASSIGNED LAM RESEARCH CORPORATION SECURITY: 512807108 AGENDA NUMBER: 932401425 TICKER: LRCX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES W. BAGLEY Mgmt For For 2 DAVID G. ARSCOTT Mgmt For For 3 ROBERT M. BERDAHL Mgmt For For 4 RICHARD J. ELKUS, JR. Mgmt For For 5 JACK R. HARRIS Mgmt For For 6 GRANT M. INMAN Mgmt For For 7 STEPHEN G. NEWBERRY Mgmt For For 8 SEIICHI WATANABE Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE Mgmt For For LAM 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 53 UNASSIGNED MANPOWER INC. SECURITY: 56418H100 AGENDA NUMBER: 932447813 TICKER: MAN MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY A. JOERRES Mgmt For For 2 JOHN R. WALTER Mgmt For For 3 MARC J. BOLLAND Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE INCREASE IN THE NUMBER Mgmt For For OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2003 EQUITY INCENTIVE PLAN OF MANPOWER INC. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For IMPLEMENTATION OF THE MACBRIDE PRINCIPLES IN NORTHERN IRELAND.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 53 UNASSIGNED MARVELL TECHNOLOGY GROUP LTD. SECURITY: G5876H105 AGENDA NUMBER: 932527572 TICKER: MRVL MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SEHAT SUTARDJA, PH.D. Mgmt For For 2 WEILI DAI Mgmt For For 3 PANTAS SUTARDJA, PH.D. Mgmt For For 4 ARTURO KRUEGER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION FOR THE 2007 FISCAL YEAR ENDING JANUARY 27, 2007. 03 TO APPROVE AN INCREASE TO THE COMPANY S Mgmt For For AUTHORIZED SHARE CAPITAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against SECOND AMENDED AND RESTATED BYE-LAWS TO AMEND THE PROVISION RELATED TO INDEMNIFICATION OF DIRECTORS AND OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 53 UNASSIGNED MAXIM INTEGRATED PRODUCTS, INC. SECURITY: 57772K101 AGENDA NUMBER: 932404344 TICKER: MXIM MEETING TYPE: Annual ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 JAMES BERGMAN Mgmt Withheld Against 2 MICHAEL J. BYRD Mgmt Withheld Against 3 PETER DE ROETTH Mgmt Withheld Against 4 JOHN F. GIFFORD Mgmt Withheld Against 5 B. KIPLING HAGOPIAN Mgmt Withheld Against 6 A.R. FRANK WAZZAN Mgmt Withheld Against 02 TO RATIFY AND APPROVE THE AMENDMENT AND Mgmt Against Against RESTATEMENT OF THE 1996 STOCK INCENTIVE PLAN, AS AMENDED, INCLUDING WITHOUT LIMITATION, TO (A) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 10,800,000 SHARES FROM 117,600,000 SHARES TO 128,400,000 SHARES, (B) PERMIT THE AWARD OF RESTRICTED STOCK UNITS AND RESTRICTED STOCK AND (C) EXTEND THE TERM THROUGH 2015. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO RATIFY AND APPROVE THE AMENDMENT Mgmt For For TO THE COMPANY S 1987 EMPLOYEE STOCK PARTICIPATION PLAN, AS AMENDED, TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 1,500,000 SHARES FROM 16,551,567 SHARES TO 18,051,567 SHARES. T 04 TO RATIFY THE RETENTION OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 24, 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 53 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 53 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 53 UNASSIGNED RED HAT, INC. SECURITY: 756577102 AGENDA NUMBER: 932374159 TICKER: RHAT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM S. KAISER Mgmt For For 2 EDWARD R. KOZEL Mgmt For For 3 ROBERT F. YOUNG Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 53 UNASSIGNED SALESFORCE.COM SECURITY: 79466L302 AGENDA NUMBER: 932358345 TICKER: CRM MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARC BENIOFF Mgmt For For 2 ALAN HASSENFELD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 53 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY S CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 53 UNASSIGNED SERENA SOFTWARE, INC. SECURITY: 817492101 AGENDA NUMBER: 932438939 TICKER: SRNA MEETING TYPE: Special ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF NOVEMBER 11, 2005, BETWEEN SERENA SOFTWARE, INC. AND SPYGLASS MERGER CORP. 02 TO APPROVE THE ADJOURNMENT OF THE Mgmt Against Against MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE PROPOSAL 1.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 53 UNASSIGNED THE BISYS GROUP, INC. SECURITY: 055472104 AGENDA NUMBER: 932532080 TICKER: BSG MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. CASALE Mgmt For For 2 DENIS A. BOVIN Mgmt For For 3 THOMAS A. COOPER Mgmt For For 4 DONI L. FORDYCE Mgmt For For 5 RUSSELL P. FRADIN Mgmt For For 6 RICHARD J. HAVILAND Mgmt For For 7 JOSEPH J. MELONE Mgmt For For 02 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For 2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 53
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 53 UNASSIGNED VARIAN SEMICONDUCTOR EQUIP. ASSOC., SECURITY: 922207105 AGENDA NUMBER: 932425033 TICKER: VSEA MEETING TYPE: Annual ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY E. DICKERSON Mgmt For For 02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For PLAN. 03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES. 05 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006.
Hartford Growth HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 92 UNASSIGNED ABERCROMBIE & FITCH CO. SECURITY: 002896207 AGENDA NUMBER: 932530391 TICKER: ANF MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. BACHMANN Mgmt For For 2 LAUREN J. BRISKY Mgmt For For 3 MICHAEL S. JEFFRIES Mgmt For For 4 JOHN W. KESSLER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 92 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 92 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 92 UNASSIGNED APPLE COMPUTER, INC. SECURITY: 037833100 AGENDA NUMBER: 932447332 TICKER: AAPL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED D. ANDERSON Mgmt For For 2 WILLIAM V. CAMPBELL Mgmt For For 3 MILLARD S. DREXLER Mgmt For For 4 ALBERT A. GORE, JR. Mgmt For For 5 STEVEN P. JOBS Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 JEROME B. YORK Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006. 03 TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr Against For PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 92 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 92 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 92 UNASSIGNED CHICAGO MERCANTILE EXCHANGE HOLDINGS SECURITY: 167760107 AGENDA NUMBER: 932450961 TICKER: CME MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS H. CHOOKASZIAN Mgmt For For 2 MARTIN J. GEPSMAN Mgmt For For 3 ELIZABETH HARRINGTON Mgmt For For 4 LEO MELAMED Mgmt For For 5 ALEX J. POLLOCK Mgmt For For 6 MYRON S. SCHOLES Mgmt For For 7 WILLIAM R. SHEPARD Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 92 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt Against Against STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 92 UNASSIGNED COMMERCE BANCORP, INC. SECURITY: 200519106 AGENDA NUMBER: 932503988 TICKER: CBH MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VERNON W. HILL, II Mgmt For For 2 JACK R BERSHAD Mgmt For For 3 JOSEPH E. BUCKELEW Mgmt For For 4 DONALD T. DIFRANCESCO Mgmt For For 5 MORTON N. KERR Mgmt For For 6 STEVEN M. LEWIS Mgmt For For 7 JOHN K. LLOYD Mgmt For For 8 GEORGE E. NORCROSS, III Mgmt For For 9 DANIEL J. RAGONE Mgmt For For 10 WILLIAM A. SCHWARTZ, JR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOSEPH T. TARQUINI, JR. Mgmt For For 12 JOSEPH S. VASSALLUZZO Mgmt For For 02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 92 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 92 UNASSIGNED COVENTRY HEALTH CARE, INC. SECURITY: 222862104 AGENDA NUMBER: 932507429 TICKER: CVH MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. AUSTIN, M.D. Mgmt For For 2 DANIEL N. MENDELSON Mgmt For For 3 R. W. MOORHEAD, III Mgmt For For 4 TIMOTHY T.WEGLICKI Mgmt For For 02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 570,000,000. 03 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO DELETE ALL REFERENCES TO SERIES A CONVERTIBLE PREFERRED STOCK. 04 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO PROVIDE THAT DIRECTORS ELECTED BY THE BOARD OF DIRECTORS MUST STAND FOR ELECTION AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL TO AMEND THE 2004 INCENTIVE Mgmt For For PLAN. 06 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG, LLP, AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 92 UNASSIGNED DANAHER CORPORATION SECURITY: 235851102 AGENDA NUMBER: 932478945 TICKER: DHR MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MORTIMER M. CAPLIN Mgmt For For 2 DONALD J. EHRLICH Mgmt For For 3 LINDA P. HEFNER Mgmt For For 4 WALTER G. LOHR, JR. Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 92 UNASSIGNED DELL INC. SECURITY: 24702R101 AGENDA NUMBER: 932362243 TICKER: DELL MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. CARTY Mgmt For For 2 MICHAEL S. DELL Mgmt For For 3 WILLIAM H. GRAY, III Mgmt For For 4 JUDY C. LEWENT Mgmt For For 5 THOMAS W. LUCE, III Mgmt For For 6 KLAUS S. LUFT Mgmt For For 7 ALEX J. MANDL Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 SAMUEL A. NUNN, JR. Mgmt For For 10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 92 UNASSIGNED EBAY INC. SECURITY: 278642103 AGENDA NUMBER: 932514323 TICKER: EBAY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. FORD, JR. Mgmt For For 2 DAWN G. LEPORE Mgmt For For 3 PIERRE M. OMIDYAR Mgmt For For 4 R.T. SCHLOSBERG, III Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 30,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 92 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 92 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 92 UNASSIGNED EQUIFAX INC. SECURITY: 294429105 AGENDA NUMBER: 932490167 TICKER: EFX MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARRY BETTY Mgmt For For 2 LARRY L. PRINCE Mgmt For For 3 RICHARD F. SMITH Mgmt For For 4 JACQUELYN M. WARD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS EQUIFAX S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE EQUIFAX INC. KEY MANAGEMENT INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 92 UNASSIGNED FLUOR CORPORATION SECURITY: 343412102 AGENDA NUMBER: 932451088 TICKER: FLR MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN L. BOECKMANN Mgmt For For 2 VILMA S. MARTINEZ Mgmt For For 3 DEAN R. O'HARE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS AUDITORS FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO Shr Against For PERFORMANCE BASED STOCK OPTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 92 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 92 UNASSIGNED FRANKLIN RESOURCES, INC. SECURITY: 354613101 AGENDA NUMBER: 932427140 TICKER: BEN MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SAMUEL H. ARMACOST Mgmt For For 2 HARMON E. BURNS Mgmt For For 3 CHARLES CROCKER Mgmt For For 4 JOSEPH R. HARDIMAN Mgmt For For 5 ROBERT D. JOFFE Mgmt For For 6 CHARLES B. JOHNSON Mgmt For For 7 RUPERT H. JOHNSON, JR. Mgmt For For 8 THOMAS H. KEAN Mgmt For For 9 CHUTTA RATNATHICAM Mgmt For For 10 PETER M. SACERDOTE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 LAURA STEIN Mgmt For For 12 ANNE M. TATLOCK Mgmt For For 13 LOUIS E. WOODWORTH Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 92 UNASSIGNED GENERAL DYNAMICS CORPORATION SECURITY: 369550108 AGENDA NUMBER: 932471876 TICKER: GD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 N.D. CHABRAJA Mgmt For For 2 J.S. CROWN Mgmt For For 3 W.P. FRICKS Mgmt For For 4 C.H. GOODMAN Mgmt For For 5 J.L. JOHNSON Mgmt For For 6 G.A. JOULWAN Mgmt For For 7 P.G. KAMINSKI Mgmt For For 8 J.M. KEANE Mgmt For For 9 D.J. LUCAS Mgmt For For 10 L.L. LYLES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.E. MUNDY, JR. Mgmt For For 12 R. WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against MAJORITY VOTE STANDARD FOR ELECTION OF DIRECTORS 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For AUTOMATIC DISQUALIFICATION OF DIRECTORS WHO FAIL TO RECEIVE A MAJORITY OF AFFIRMATIVE VOTES CAST 05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For INDEPENDENT BOARD CHAIRMAN 06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For CORPORATE POLITICAL CONTRIBUTIONS 07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 92 UNASSIGNED GENZYME CORPORATION SECURITY: 372917104 AGENDA NUMBER: 932491272 TICKER: GENZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. VICTOR DZAU Mgmt For For 2 SENATOR CONNIE MACK Mgmt For For 3 HENRI A. TERMEER Mgmt For For 02 A PROPOSAL TO AMEND THE 2004 EQUITY Mgmt For For INCENTIVE PLAN TO PROVIDE FOR THE GRANT OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS AND INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 7,000,000 SHARES. 03 A PROPOSAL TO AMEND THE 1998 DIRECTOR Mgmt For For STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 300,000 SHARES. 04 THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For RESTATED ARTICLES OF ORGANIZATION TO DECLASSIFY OUR BOARD SO THAT, BEGINNING IN 2007, ALL DIRECTORS ARE ELECTED FOR ONE-YEAR TERMS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS FOR 2006. 06 A SHAREHOLDER PROPOSAL THAT EXECUTIVE Shr For Against SEVERANCE ARRANGEMENTS BE APPROVED BY SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 92 UNASSIGNED GILEAD SCIENCES, INC. SECURITY: 375558103 AGENDA NUMBER: 932465493 TICKER: GILD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL BERG Mgmt For For 2 JOHN F. COGAN Mgmt For For 3 ETIENNE F. DAVIGNON Mgmt For For 4 JAMES M. DENNY Mgmt For For 5 JOHN W. MADIGAN Mgmt For For 6 JOHN C. MARTIN Mgmt For For 7 GORDON E. MOORE Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 GAYLE E. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE AN AMENDMENT TO GILEAD S 2004 Mgmt For For EQUITY INCENTIVE PLAN. 04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For BONUS PLAN AND CERTAIN PERFORMANCE-BASED PROVISIONS THEREUNDER. 05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF GILEAD S COMMON STOCK FROM 700,000,000 TO 1,400,000,000 SHARES. 06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For REQUESTING A REPORT ON THE HIV/AIDS, TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 92 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 92 UNASSIGNED HALLIBURTON COMPANY SECURITY: 406216101 AGENDA NUMBER: 932505689 TICKER: HAL MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.M. BENNETT Mgmt For For 2 J.R. BOYD Mgmt For For 3 R.L. CRANDALL Mgmt For For 4 K.T DERR Mgmt For For 5 S.M. GILLIS Mgmt For For 6 W.R. HOWELL Mgmt For For 7 R.L. HUNT Mgmt For For 8 D.J. LESAR Mgmt For For 9 J.L.MARTIN Mgmt For For 10 J.A. PRECOURT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For SELECTION OF AUDITORS. 03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For INCORPORATION. 04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For 05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For 06 PROPOSAL ON DIRECTOR ELECTION VOTE Shr For Against THRESHOLD. 07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 92 UNASSIGNED LAS VEGAS SANDS CORP. SECURITY: 517834107 AGENDA NUMBER: 932523930 TICKER: LVS MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. WEIDNER Mgmt Withheld Against 2 MICHAEL A. LEVEN Mgmt For For 02 TO CONSIDER AND ACT UPON THE Mgmt For For RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 92 UNASSIGNED LENNAR CORPORATION SECURITY: 526057104 AGENDA NUMBER: 932443524 TICKER: LEN MEETING TYPE: Annual ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN L. GERARD Mgmt For For 2 SIDNEY LAPIDUS Mgmt For For 02 THE STOCKHOLDER PROPOSAL REGARDING Mgmt For Against DECLASSIFYING THE BOARD OF DIRECTORS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY. 03 THE STOCKHOLDER PROPOSAL REGARDING Shr Against For INDEXED OPTIONS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 92 UNASSIGNED MARVELL TECHNOLOGY GROUP LTD. SECURITY: G5876H105 AGENDA NUMBER: 932527572 TICKER: MRVL MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SEHAT SUTARDJA, PH.D. Mgmt For For 2 WEILI DAI Mgmt For For 3 PANTAS SUTARDJA, PH.D. Mgmt For For 4 ARTURO KRUEGER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION FOR THE 2007 FISCAL YEAR ENDING JANUARY 27, 2007. 03 TO APPROVE AN INCREASE TO THE COMPANY S Mgmt For For AUTHORIZED SHARE CAPITAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against SECOND AMENDED AND RESTATED BYE-LAWS TO AMEND THE PROVISION RELATED TO INDEMNIFICATION OF DIRECTORS AND OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 92 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 92 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 92 UNASSIGNED MOODY'S CORPORATION SECURITY: 615369105 AGENDA NUMBER: 932457585 TICKER: MCO MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I DIRECTOR 1 EWALD KIST Mgmt For For 2 HENRY A. MCKINNELL, JR. Mgmt For For 3 JOHN K. WULFF Mgmt For For II RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. III STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For Against DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 92 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 92 UNASSIGNED NVIDIA CORPORATION SECURITY: 67066G104 AGENDA NUMBER: 932532686 TICKER: NVDA MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TENCH COXE Mgmt For For 2 MARK L. PERRY Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 92 UNASSIGNED PETRO-CANADA SECURITY: 71644E102 AGENDA NUMBER: 932454577 TICKER: PCZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RON A. BRENNEMAN Mgmt For For 2 ANGUS A. BRUNEAU Mgmt For For 3 GAIL COOK-BENNETT Mgmt For For 4 RICHARD J. CURRIE Mgmt For For 5 CLAUDE FONTAINE Mgmt For For 6 PAUL HASELDONCKX Mgmt For For 7 THOMAS E. KIERANS Mgmt For For 8 BRIAN F. MACNEILL Mgmt For For 9 MAUREEN MCCAW Mgmt For For 10 PAUL D. MELNUK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 GUYLAINE SAUCIER Mgmt For For 12 JAMES W. SIMPSON Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 92 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932377989 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE 300% STOCK SPLIT OF Mgmt For For COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 02 APPROVAL TO CHANGE ARTICLE 4 OF THE Mgmt For For COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 92 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932389693 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE PROTOCOL AND Mgmt For For JUSTIFICATION OF THE OPERATION FOR THE PARTIAL AND DISPROPORTIONAL SPINNING OFF OF DOWNSTREAM PARTICIPACOES LTDA AND THE INCORPORATION OF THE DIVESTED PORTION BY PETROLEO BRASILEIRO S.A. - PETROBRAS, DATED JULY 31, 2005 02 RATIFICATION AND NOMINATION OF THE Mgmt For For SPECIALIZED COMPANY FOR APPRAISING THE ASSETS TO BE SPUN OFF AND SUBSEQUENTLY INCORPORATED 03 APPROVAL OF THE VALUATION REPORT OF THE Mgmt For For SPUN OFF PORTION TO BE INCORPORATED BY PETROBRAS 04 APPROVAL OF THE SPINNING OFF FOLLOWED BY Mgmt For For INCORPORATION OF THE ASSETS OF THE DIVESTED PART OF THE COMPANY ACCORDING TO THE PROCEDURE IN THE DOCUMENT TO WHICH ITEM 1 ABOVE REFERS 05 AUTHORIZATION FOR THE EXECUTIVE BOARD TO Mgmt For For PRACTICE ALL NECESSARY ACTS FOR THE EXECUTION OF THE ABOVE ITEMS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 APPROVAL OF THE ELECTION OF JOSE SERGIO Mgmt For For GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE OFFICER, AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 92 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 92 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932485003 TICKER: PIXR MEETING TYPE: Special ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE PRINCIPAL TERMS Mgmt For For OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2006, BY AND AMONG THE WALT DISNEY COMPANY (DISNEY), LUX ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF DISNEY, AND PIXAR, PURSUANT TO WHICH LUX ACQUISITION CORP. WILL MERGE WITH AND INTO PIXAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 92 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 92 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 92 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 92 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 92 UNASSIGNED SAP AG SECURITY: 803054204 AGENDA NUMBER: 932510577 TICKER: SAP MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For RETAINED EARNINGS OF THE FISCAL YEAR 2005 03 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2005 04 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2005 05 APPOINTMENT OF THE AUDITOR OF THE Mgmt For FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2005 6A RESOLUTION ON A CAPITAL INCREASE FROM Mgmt For COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6B RESOLUTION ON THE IMPLEMENTATION OF THE Mgmt For CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES 07 RESOLUTION ON A CHANGE IN THE Mgmt For REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION 8A RESOLUTION ON THE CREATION OF A NEW Mgmt For AUTHORIZED CAPITAL LA AGAINST CONTRIBUTIONS IN CASH WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS 8B RESOLUTION ON THE CREATION OF A NEW Mgmt For AUTHORIZED CAPITAL LLA AGAINST CONTRIBUTIONS IN CASH OR IN KIND WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS 9A RESOLUTION ON THE AUTHORIZATION TO USE Mgmt For TREASURY SHARES WITH A PRO RATA AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 30 MILLION IN AGGREGATE 9B RESOLUTION ON AN AUTHORIZATION TO Mgmt For ACQUIRE ADDITIONAL TREASURY SHARES WITH A PRO RATE AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 90 MILLION IN AGGREGATE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 RESOLUTION ON THE AUTHORIZATION TO USE Mgmt Against EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES 11A RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CANCELLATION OF THE EXISTING CONTINGENT CAPITAL IV, ON THE CREATION OF A NEW CONTINGENT CAPITAL IV 11B RESOLUTION ON AN ADDITIONAL Mgmt For AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CREATION OF A NEW CONTINGENT CAPITAL IVA 12A RESOLUTION ON THE APPROVAL OF THE Mgmt For CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ERSTE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH 12B RESOLUTION ON THE APPROVAL OF THE Mgmt For CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ZWEITE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 92 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 92 UNASSIGNED ST. JUDE MEDICAL, INC. SECURITY: 790849103 AGENDA NUMBER: 932467740 TICKER: STJ MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. BROWN Mgmt For For 2 DANIEL J. STARKS Mgmt For For 02 TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For 2006 STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 92 UNASSIGNED STARWOOD HOTELS & RESORTS WORLDWIDE, SECURITY: 85590A203 AGENDA NUMBER: 932488302 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HEYER Mgmt Withheld Against 2 BARSHEFSKY Mgmt Withheld Against 3 CHAPUS Mgmt Withheld Against 4 DUNCAN Mgmt Withheld Against 5 GALBREATH Mgmt For For 6 HIPPEAU Mgmt Withheld Against 7 QUAZZO Mgmt Withheld Against 8 RYDER Mgmt Withheld Against 9 YIH Mgmt Withheld Against 10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 92 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 92 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932539135 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 THOMAS L. MONAHAN III Mgmt For For 3 RUSSELL P. FRADIN Mgmt For For 4 ROBERT C. HALL Mgmt For For 5 NANCY J. KARCH Mgmt For For 6 DAVID W. KENNY Mgmt For For 7 DANIEL O. LEEMON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 92 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 92 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 92 UNASSIGNED THE PROGRESSIVE CORPORATION SECURITY: 743315103 AGENDA NUMBER: 932446657 TICKER: PGR MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEPHEN R. HARDIS Mgmt For For 2 PHILIP A. LASKAWY Mgmt For For 3 NORMAN S. MATTHEWS Mgmt For For 4 BRADLEY T. SHEARES, PHD Mgmt For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES FROM 600,000,000 TO 900,000,000. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 92 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 92 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 92 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Item 1. Proxy Voting Record Account Name: Hartford High Yield HLS Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 Hartford Index HLS Fund 07/01/05-06/30/2006 -------------------------------------------------------------------------------- NEXTEL COMMUNICATIONS Ticker Symbol: NXTL CUSIP/Security ID: 65332V103 Meeting Date: 07/13/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition A MGMT Y For For For Adjourn meeting A MGMT Y For For For Elect Timothy M. Donahue A MGMT Y For For For Elect Frank M. Drendel A MGMT Y For For For Elect William E. Kennard A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Add shares to the Incentive Equity Plan A MGMT Y For For For
-------------------------------------------------------------------------------- SPRINT CORP Ticker Symbol: FON CUSIP/Security ID: 852061100 Meeting Date: 07/13/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Increase authorized common stock A MGMT Y For For For Authorize dual class common stock A MGMT Y For For For Amend authorized common stock A MGMT Y For For For Approve merger/acquisition A MGMT Y For For For Adjourn meeting A MGMT Y For For For Elect Gordon M. Bethune A MGMT Y For For For Elect E. Linn Draper Jr. A MGMT Y For For For Elect James H. Hance Jr. A MGMT Y For For For Elect Deborah A. Henretta A MGMT Y For For For Elect Irvine O. Hockaday Jr. A MGMT N Withhold Withhold For Elect Linda Koch Lorimer A MGMT Y For For For Elect Gerald L. Storch A MGMT N Withhold Withhold For Elect William H. Swanson A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP - Approve extra benefits under SERPs A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- DELL INC Ticker Symbol: DELL CUSIP/Security ID: 24702R101 Meeting Date: 07/15/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Donald J. Carty A MGMT Y For For For Elect Michael S. Dell A MGMT Y For For For Elect William H. Gray III A MGMT Y For For For Elect Judy C. Lewent A MGMT Y For For For Elect Thomas W. Luce III A MGMT N Withhold Withhold For Elect Klaus S. Luft A MGMT Y For For For Elect Alex J. Mandl A MGMT Y For For For Elect Michael A. Miles A MGMT Y For For For Elect Samuel A. Nunn Jr. A MGMT Y For For For Elect Kevin B. Rollins A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Majority vote to elect directors A SHAREHOLD Y For Against Against SP-Expense stock options A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP Ticker Symbol: PEG CUSIP/Security ID: 744573106 Meeting Date: 07/19/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition A MGMT Y For For For Elect Conrad K. Harper A MGMT Y For For For Elect Shirley A. Jackson A MGMT N Withhold Withhold For Elect Thomas A. Renyi A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adjourn meeting A MGMT Y For For For SP-Restrict executive compensation A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- EXELON CORP Ticker Symbol: EXC CUSIP/Security ID: 30161N101 Meeting Date: 07/22/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition A MGMT Y For For For Elect Edward A. Brennan A MGMT Y For For For Elect Bruce DeMars A MGMT Y For For For Elect Nelson A. Diaz A MGMT N Withhold Withhold For Elect John W. Rowe A MGMT Y For For For Elect Ronald Rubin A MGMT Y For For For Increase authorized common stock A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2006 Long-Term Incentive Plan A MGMT Y For For For Adopt the Employee Stock Purchase Plan For A MGMT Y For For For Unincorporated Subsidiaries Adjourn meeting A MGMT Y For For For
-------------------------------------------------------------------------------- BROWN-FORMAN Ticker Symbol: BF CUSIP/Security ID: 115637209 Meeting Date: 07/28/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Ina Brown Bond A MGMT Y For For For Elect Patrick Bousquet-Chavanne A MGMT Y For For For Elect Barry D. Bramley A MGMT Y For For For Elect George Garvin Brown III A MGMT Y For For For Elect Owsley Brown II A MGMT Y For For For Elect Donald G. Calder A MGMT Y For For For Elect Owsley Brown Frazier A MGMT Y For For For Elect Richard P. Mayer A MGMT N Withhold Withhold For Elect Stephen E. O'Neil A MGMT Y For For For Elect Matthew R. Simmons A MGMT N Withhold Withhold For Elect William M. Street A MGMT Y For For For Elect Dace Brown Stubbs A MGMT Y For For For Elect Paul C. Varga A MGMT Y For For For
-------------------------------------------------------------------------------- ELECTRONIC ARTS INC Ticker Symbol: ERTS CUSIP/Security ID: 285512109 Meeting Date: 07/28/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect M. Richard Asher A MGMT Y For For For Elect Leonard S. Coleman Jr. A MGMT Y For For For Elect Gary M. Kusin A MGMT Y For For For Elect Gregory B. Maffei A MGMT Y For For For Elect Timothy Mott A MGMT Y For For For Elect Vivek Paul A MGMT Y For For For Elect Robert W. Pittman A MGMT Y For For For Elect Lawrence F. Probst III A MGMT Y For For For Elect Linda J. Srere A MGMT Y For For For Add shares to the 2000 Equity Incentive Plan A MGMT Y For For For Add shares to the 2000 Employee Stock Purchase A MGMT Y For For For Plan Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- COMPUTER SCIENCES CORP Ticker Symbol: CSC CUSIP/Security ID: 205363104 Meeting Date: 08/01/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Irving W. Bailey II A MGMT N Withhold Withhold For Elect David J. Barram A MGMT Y For For For Elect Stephen L. Baum A MGMT Y For For For Elect Rodney F. Chase A MGMT Y For For For Elect Van B. Honeycutt A MGMT Y For For For Elect Leon J. Level A MGMT N Withhold Withhold For Elect F. Warren McFarlan A MGMT N Withhold Withhold For Elect Thomas H. Patrick A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- XILINX INC Ticker Symbol: XLNX CUSIP/Security ID: 983919101 Meeting Date: 08/04/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Willem P. Roelandts A MGMT Y For For For Elect John L. Doyle A MGMT Y For For For Elect Jerald Fishman A MGMT Y For For For Elect Philip T. Gianos A MGMT Y For For For Elect Harold E. Hughes Jr. A MGMT Y For For For Elect William G. Howard Jr. A MGMT Y For For For Elect J. Michael Patterson A MGMT Y For For For Elect Richard W. Sevcik A MGMT Y For For For Elect Elizabeth Vanderslice A MGMT Y For For For Add shares to the 1990 Employee Qualified Stock A MGMT Y For For For Purchase Plan Ratify selection of auditors A MGMT Y For For For SP-Majority vote to elect directors A SHAREHOLD Y For For None
-------------------------------------------------------------------------------- FOREST LABORATORIES Ticker Symbol: FRX CUSIP/Security ID: 345838106 Meeting Date: 08/08/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Howard Solomon A MGMT Y For For For Elect William J. Candee III A MGMT N Withhold Withhold For Elect George S. Cohan A MGMT Y For For For Elect Dan L. Goldwasser A MGMT Y For For For Elect Lester B. Salans A MGMT Y For For For Elect Kenneth E. Goodman A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- UNOCAL CORP Ticker Symbol: UCL CUSIP/Security ID: 915289102 Meeting Date: 08/10/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT Y For For For Adjourn meeting S MGMT Y For For For
-------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP Ticker Symbol: AIG CUSIP/Security ID: 026874107 Meeting Date: 08/11/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect M. Bernard Aidinoff A MGMT N Withhold Withhold For Elect Chia Pei-Yuan A MGMT N Withhold Withhold For Elect Marshall A. Cohen A MGMT N Withhold Withhold For Elect William S. Cohen A MGMT N Withhold Withhold For Elect Martin S. Feldstein A MGMT N Withhold Withhold For Elect Ellen V. Futter A MGMT N Withhold Withhold For Elect Stephen L. Hammerman A MGMT Y For For For Elect Carla A. Hills A MGMT N Withhold Withhold For Elect Richard C. Holbrooke A MGMT N Withhold Withhold For Elect Donald P. Kanak A MGMT N Withhold Withhold For Elect George L. Miles Jr. A MGMT Y For For For Elect Morris W Offit A MGMT Y For For For Elect Martin J. Sullivan A MGMT Y For For For Elect Edmund Tse Sze-Wing A MGMT N Withhold Withhold For Elect Frank G. Zarb A MGMT Y For For For Ratify selection of auditors A MGMT Y Against Against For
-------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORP Ticker Symbol: AMCC CUSIP/Security ID: 03822W109 Meeting Date: 08/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Cesar Cesaratto A MGMT Y For For For Elect Murray A. Goldman A MGMT Y For For For Elect kambiz Y. Hooshmand A MGMT Y For For For Elect Roger A. Smullen Sr. A MGMT Y For For For Elect Arthur B. Stabenow A MGMT Y For For For Elect Julie H. Sullivan A MGMT Y For For For Elect Harvey P. White A MGMT Y For For For Elect David B. Wright A MGMT Y For For For Add shares to the Amendment to the 1998 A MGMT Y Against Against For Employee Stock Purchase Plan Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- BMC SOFTWARE INC Ticker Symbol: BMC CUSIP/Security ID: 055921100 Meeting Date: 08/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect B. Garland Cupp A MGMT N Withhold Withhold For Elect Robert E. Beauchamp A MGMT Y For For For Elect Jon E. Barfield A MGMT Y For For For Elect John W. Barter A MGMT Y For For For Elect Meldon K. Gafner A MGMT N Withhold Withhold For Elect L. W. Gray A MGMT N Withhold Withhold For Elect P.Thomas Jenkins A MGMT Y For For For Elect Louis J. Lavigne Jr. A MGMT Y For For For Elect Kathleen A. O'Neil A MGMT Y For For For Elect George F. Raymond A MGMT Y For For For Elect Tom C. Tinsley A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y For For For Extend Term of Stock Incentive Plan A MGMT Y Against Against For
-------------------------------------------------------------------------------- COMPUWARE CORP Ticker Symbol: CPWR CUSIP/Security ID: 205638109 Meeting Date: 08/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Peter Karmanos Jr. A MGMT Y For For For Elect Dennis W. Archer A MGMT N Withhold Withhold For Elect Gurminder S. Bedi A MGMT Y For For For Elect William O. Grabe A MGMT Y For For For Elect William R. Halling A MGMT Y For For For Elect Faye Alexander Nelson A MGMT Y For For For Elect Glenda D. Price A MGMT Y For For For Elect W. James Prowse A MGMT N Withhold Withhold For Elect G. Scott Romney A MGMT N Withhold Withhold For Elect Lowell P. Weicker Jr. A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y Against Against For
-------------------------------------------------------------------------------- HEINZ (H J) CO Ticker Symbol: HNZ CUSIP/Security ID: 423074103 Meeting Date: 08/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect William R. Johnson A MGMT Y For For For Elect Charles E. Bunch A MGMT Y For For For Elect Mary C. Choksi A MGMT Y For For For Elect Leonard S. Coleman Jr. A MGMT Y For For For Elect Peter H. Coors A MGMT Y For For For Elect Edith E. Holiday A MGMT Y For For For Elect Candace Kendle A MGMT Y For For For Elect Dean R. O'Hare A MGMT Y For For For Elect Lynn C. Swann A MGMT Y For For For Elect Thomas J. Usher A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Study sale or spin-off A SHAREHOLD Y Against For Against SP-Eliminate supermajority provision A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- QLOGIC CORP Ticker Symbol: QLGC CUSIP/Security ID: 747277101 Meeting Date: 08/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect H. K. Desai A MGMT Y For For For Elect Joel S. Birnbaum A MGMT Y For For For Elect Larry R. Carter A MGMT Y For For For Elect James R. Fiebiger A MGMT Y For For For Elect Balakrishnan S. Iyer A MGMT Y For For For Elect Carol L. Miltner A MGMT Y For For For Elect George D. Wells A MGMT Y For For For Adopt the 2005 Performance Incentive Plan A MGMT Y Against Against For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- ADOBE SYSTEMS INC Ticker Symbol: ADBE CUSIP/Security ID: 00724F101 Meeting Date: 08/24/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT N Not Voted Not Voted For Adjourn meeting S MGMT N Not Voted Not Voted For
-------------------------------------------------------------------------------- COMPUTER ASSOCIATES INTERNATIONAL INC Ticker Symbol: CA CUSIP/Security ID: 204912109 Meeting Date: 08/24/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Kenneth Cron A MGMT Y For For For Elect Alfonse M. D'Amato A MGMT N Withhold Withhold For Elect Gary J. Fernandes A MGMT Y For For For Elect Robert E. La Blanc A MGMT Y For For For Elect Jay W. Lorsch A MGMT Y For For For Elect William E. McCracken A MGMT Y For For For Elect Lewis S. Ranieri A MGMT Y For For For Elect Walter P. Schuetze A MGMT Y For For For Elect John A. Swainson A MGMT Y For For For Elect Laura S. Unger A MGMT Y For For For Elect Ron Zambonini A MGMT Y For For For Approve employment agreements A MGMT Y For For For Ratify selection of auditors A MGMT Y Against Against For Amend Stock Incentive Plan A MGMT Y For For For
-------------------------------------------------------------------------------- MEDTRONIC INC Ticker Symbol: MDT CUSIP/Security ID: 585055106 Meeting Date: 08/25/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Shirley A. Jackson A MGMT Y For For For Elect Denise M. O'Leary A MGMT Y For For For Elect Jean-Pierre Rosso A MGMT Y For For For Elect Jack W. Schuler A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Employees Stock Purchase Plan A MGMT Y For For For Adopt the 1998 Outside Director Stock A MGMT Y For For For Compensation Plan
-------------------------------------------------------------------------------- MAYTAG CORP Ticker Symbol: MYG CUSIP/Security ID: 578592107 Meeting Date: 08/30/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve leveraged buyout S MGMT N Not Voted Not Voted For Approve other business S MGMT N Not Voted Not Voted For
-------------------------------------------------------------------------------- NETWORK APPLIANCE INC Ticker Symbol: NTAP CUSIP/Security ID: 64120L104 Meeting Date: 08/31/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Daniel J. Warmenhoven A MGMT Y For For For Elect Donald T. Valentine A MGMT Y For For For Elect Jeffry R. Allen A MGMT Y For For For Elect Carol A. Bartz A MGMT Y For For For Elect Alan L. Earhart A MGMT Y For For For Elect Mark Leslie A MGMT Y For For For Elect Nicholas G. Moore A MGMT Y For For For Elect Sachio Semmoto A MGMT Y For For For Elect George T. Shaheen A MGMT Y For For For Elect Robert T. Wall A MGMT Y For For For Add shares to the 1999 Stock Incentive Plan A MGMT Y For For For Add shares to the Employee Stock Purchase Plan A MGMT Y Against Against For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- PROVIDIAN FINANCIAL CORP Ticker Symbol: PVN CUSIP/Security ID: 74406A102 Meeting Date: 08/31/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT Y Against Against For Adjourn meeting S MGMT Y Against Against For
-------------------------------------------------------------------------------- H&R BLOCK INC Ticker Symbol: HRB CUSIP/Security ID: 093671105 Meeting Date: 09/07/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Thomas M. Bloch A MGMT Y For For For Elect Mark A. Ernst A MGMT Y For For For Elect David Baker Lewis A MGMT Y For For For Elect Tom D. Seip A MGMT N Withhold Withhold For Adopt the Executive Performance Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- PROLOGIS Ticker Symbol: PLD CUSIP/Security ID: 743410102 Meeting Date: 09/14/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT Y For For For
-------------------------------------------------------------------------------- SYMANTEC CORP Ticker Symbol: SYMC CUSIP/Security ID: 871503108 Meeting Date: 09/16/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Gary L. Bloom A MGMT Y For For For Elect Michael A. Brown A MGMT Y For For For Elect William Coleman A MGMT Y For For For Elect David L. Mahoney A MGMT Y For For For Elect Robert S. Miller A MGMT Y For For For Elect George Reyes A MGMT Y For For For Elect David J. Roux A MGMT Y For For For Elect Daniel H. Schulman A MGMT Y For For For Elect John W. Thompson A MGMT Y For For For Elect V. Paul Unruh A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- NIKE INC Ticker Symbol: NKE CUSIP/Security ID: 654106103 Meeting Date: 09/20/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Jill K. Conway A MGMT Y For For For Elect Alan B. Graf Jr. A MGMT N Withhold Withhold For Elect Jeanne P. Jackson A MGMT Y For For For Increase authorized common stock A MGMT Y For For For Reapprove option/bonus plan for OBRA A MGMT Y For For For Add shares to the 1990 Stock Incentive Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- DARDEN RESTAURANTS INC Ticker Symbol: DRI CUSIP/Security ID: 237194105 Meeting Date: 09/21/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Leonard L. Berry A MGMT Y For For For Elect Odie C. Donald A MGMT Y For For For Elect David H. Hughes A MGMT Y For For For Elect Charles A. Ledsinger Jr. A MGMT Y For For For Elect Joe R. Lee A MGMT Y For For For Elect William M. Lewis Jr A MGMT Y For For For Elect Connie Mack III A MGMT Y For For For Elect Andrew H. Madsen A MGMT Y For For For Elect Clarence Otis Jr. A MGMT Y For For For Elect Michael D. Rose A MGMT Y For For For Elect Maria A. Sastre A MGMT Y For For For Elect Jack A. Smith A MGMT Y For For For Elect Blaine Sweatt III A MGMT Y For For For Elect Rita P. Wilson A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- CONAGRA FOODS INC Ticker Symbol: CAG CUSIP/Security ID: 205887102 Meeting Date: 09/22/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Howard G. Buffett A MGMT Y For For For Elect John T. Chain Jr. A MGMT Y For For For Elect Ronald W. Roskens A MGMT Y For For For Elect Kenneth E. Stinson A MGMT N Withhold Withhold For Repeal classified board A MGMT Y For For For Elim. supermajority requirement for A MGMT Y For For For business trans Elim. supermajority requirement for A MGMT Y For For For business trans Ratify selection of auditors A MGMT Y For For For SP-Review or promote animal welfare A SHAREHOLD Y Against For Against SP-Review or curb bioengineering A SHAREHOLD Y Against For Against SP-Restrict executive compensation A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- TEKTRONIX INC Ticker Symbol: TEK CUSIP/Security ID: 879131100 Meeting Date: 09/22/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Pauline Lo Alker A MGMT Y For For For Elect A. Gary Ames A MGMT Y For For For Elect Gerry B. Cameron A MGMT Y For For For Elect David N. Campbell A MGMT Y For For For Elect Frank C. Gill A MGMT Y For For For Elect Merrill A. McPeak A MGMT Y For For For Elect Robin L. Washington A MGMT Y For For For Elect Richard H. Wills A MGMT Y For For For Elect Cyril J. Yansouni A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Stock Incentive Plan A MGMT Y For For For Amend employee stock purchase plan A MGMT Y For For For
-------------------------------------------------------------------------------- BIOMET INC Ticker Symbol: BMET CUSIP/Security ID: 090613100 Meeting Date: 09/23/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect C. Scott Harrison A MGMT N Withhold Withhold For Elect Sandra A. Lamb A MGMT Y For For For Elect Kenneth V. Miller A MGMT Y For For For Elect Niles L. Noblitt A MGMT Y For For For Elect Marilyn Tucker Quayle A MGMT Y For For For Add shares to the 1998 Qualified and A MGMT Y For For For Non-Qualified Stock Option Plan Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- FEDEX CORP Ticker Symbol: FDX CUSIP/Security ID: 31428X106 Meeting Date: 09/26/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect James L. Barksdale A MGMT Y For For For Elect August A. Busch IV A MGMT Y For For For Elect John A. Edwardson A MGMT Y For For For Elect Judith L. Estrin A MGMT Y For For For Elect J. Kenneth Glass A MGMT Y For For For Elect Philip Greer A MGMT Y For For For Elect J.R. Hyde III A MGMT Y For For For Elect Shirley A. Jackson A MGMT Y For For For Elect Charles T. Manatt A MGMT Y For For For Elect Frederick W. Smith A MGMT Y For For For Elect Joshua I. Smith A MGMT Y For For For Elect Paul S. Walsh A MGMT Y For For For Elect Peter S. Willmott A MGMT Y For For For Add shares to the Incentive Stock PLan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Eliminate supermajority provision A SHAREHOLD Y For Against Against SP-Review political spending or lobbying A SHAREHOLD Y Against For Against SP-Majority vote to elect directors A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- GENERAL MILLS INC Ticker Symbol: GIS CUSIP/Security ID: 370334104 Meeting Date: 09/26/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Paul Danos A MGMT Y For For For Elect William T. Esrey A MGMT Y For For For Elect Raymond V. Gilmartin A MGMT N Withhold Withhold For Elect Judith R. Hope A MGMT Y For For For Elect Heidi G. Miller A MGMT Y For For For Elect Hilda Ochoa-Brillembourg A MGMT N Withhold Withhold For Elect Steve Odland A MGMT Y For For For Elect Michael D. Rose A MGMT N Withhold Withhold For Elect Robert L. Ryan A MGMT Y For For For Elect Stephen W. Sanger A MGMT Y For For For Elect A. Michael Spence A MGMT Y For For For Elect Dorothy A. Terrell A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Stock Compensation Plan A MGMT Y For For For SP-Study sale or spin-off A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- NATIONAL SEMICONDUCTOR CORP Ticker Symbol: NSM CUSIP/Security ID: 637640103 Meeting Date: 09/30/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Brian L. Halla A MGMT Y For For For Elect Steven R. Appleton A MGMT Y For For For Elect Gary P. Arnold A MGMT Y For For For Elect Richard J. Danzig A MGMT Y For For For Elect Robert J. Frankenberg A MGMT Y For For For Elect E. Floyd Kvamme A MGMT Y For For For Elect Modesto A. Maidique A MGMT Y For For For Elect Edward R. McCracken A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Add shares to the Director Stock Plan A MGMT Y For For For
-------------------------------------------------------------------------------- ORACLE CORP Ticker Symbol: ORCL CUSIP/Security ID: 68389X105 Meeting Date: 10/10/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Jeffrey O. Henley A MGMT Y For For For Elect Lawrence J. Ellison A MGMT Y For For For Elect Donald L. Lucas A MGMT Y For For For Elect Michael J. Boskin A MGMT N Withhold Withhold For Elect Jack F. Kemp A MGMT Y For For For Elect Jeffrey Berg A MGMT Y For For For Elect Safra Catz A MGMT Y For For For Elect Hector Garcia-Molina A MGMT N Withhold Withhold For Elect Joseph Grundfest A MGMT N Withhold Withhold For Elect H. Raymond Bingham A MGMT Y For For For Elect Charles E. Phillips Jr. A MGMT N Withhold Withhold For Adopt the 2006 Executive Bonus Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- PROCTER & GAMBLE CO Ticker Symbol: PG CUSIP/Security ID: 742718109 Meeting Date: 10/11/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Bruce L. Byrnes A MGMT Y For For For Elect Scott D. Cook A MGMT Y For For For Elect Charles R. Lee A MGMT Y For For For Elect W. James McNerney Jr. A MGMT Y For For For Elect Ernesto Zedillo A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Approve technical amendments A MGMT Y For For For Repeal classified board A MGMT Y For For For SP-Review or promote animal welfare A SHAREHOLD Y Against For Against SP-Study sale or spin-off A SHAREHOLD Y Against For Against SP-Review political spending or lobbying A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- PAYCHEX INC Ticker Symbol: PAYX CUSIP/Security ID: 704326107 Meeting Date: 10/12/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect B. Thomas Golisano A MGMT Y For For For Elect David J. S. Flaschen A MGMT N Withhold Withhold For Elect Phillip Horsley A MGMT Y For For For Elect Grant M. Inman A MGMT Y For For For Elect Jonathan J. Judge A MGMT Y For For For Elect J. Robert Sebo A MGMT Y For For For Elect Joseph M. Tucci A MGMT Y For For For Add shares to the 2002 Stock Incentive Plan A MGMT Y For For For SP-Majority vote to elect directors A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- CINTAS CORP Ticker Symbol: CTAS CUSIP/Security ID: 172908105 Meeting Date: 10/18/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Richard T. Farmer A MGMT Y For For For Elect Robert J. Kohlhepp A MGMT Y For For For Elect Scott D. Farmer A MGMT Y For For For Elect Paul R. Carter A MGMT Y For For For Elect Gerald V. Dirvin A MGMT Y For For For Elect Robert J. Herbold A MGMT N Withhold Withhold For Elect Joyce Hergenhan A MGMT Y For For For Elect Roger L. Howe A MGMT Y For For For Elect David C. Phillips A MGMT Y For For For Adopt the 2005 Equity Compensation Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Independent board chairman A SHAREHOLD Y For Against Against SP-Majority vote to elect directors A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- APPLERA CORP Ticker Symbol: ABI CUSIP/Security ID: 038020103 Meeting Date: 10/20/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Richard H. Ayers A MGMT Y For For For Elect Jean-Luc Belingard A MGMT N Withhold Withhold For Elect Robert H. Hayes A MGMT Y For For For Elect Arnold J. Levine A MGMT Y For For For Elect William H. Longfield A MGMT Y For For For Elect Theodore E. Martin A MGMT N Withhold Withhold For Elect Carolyn W. Slayman A MGMT Y For For For Elect Orin R. Smith A MGMT Y For For For Elect James R. Tobin A MGMT Y For For For Elect Tony L. White A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- NEWS CORP Ticker Symbol: NWS CUSIP/Security ID: 65248E104 Meeting Date: 10/21/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Chase Carey A MGMT N Withhold Withhold For Elect Peter Chernin A MGMT N Withhold Withhold For Elect Roderick I. Eddington A MGMT N Withhold Withhold For Elect Andrew S.B Knight A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y For For For Approve common stock issuance A MGMT Y For For For Misc. director Pay A MGMT Y For For For
-------------------------------------------------------------------------------- PARKER-HANNIFIN CORP Ticker Symbol: PH CUSIP/Security ID: 701094104 Meeting Date: 10/26/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect William E. Kassling A MGMT Y For For For Elect Peter W. Likins A MGMT Y For For For Elect Joseph M. Scaminace A MGMT Y For For For Elect Wolfgang R. Schmitt A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the Performance Bonus Plan A MGMT Y For For For SP-Repeal classified board A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- AFFILIATED COMPUTER SERVICES Ticker Symbol: ACS CUSIP/Security ID: 008190100 Meeting Date: 10/27/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Darwin Deason A MGMT Y For For For Elect Mark A. King A MGMT Y For For For Elect Lynn R. Blodgett A MGMT N Withhold Withhold For Elect Joseph P. O''Neill A MGMT N Withhold Withhold For Elect Frank A. Rossi A MGMT Y For For For Elect J. Livingston Kosberg A MGMT N Withhold Withhold For Elect Dennis McCuistion A MGMT Y For For For Adopt the 2006 Performance-Based Incentive A MGMT Y For For For Compensation Ratify selection of auditors A MGMT Y For For For SP-Establish equal voting rights A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- SARA LEE CORP Ticker Symbol: SLE CUSIP/Security ID: 803111103 Meeting Date: 10/27/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Brenda C. Barnes A MGMT Y For For For Elect J.T. Battenberg III A MGMT Y For For For Elect Charles W. Coker A MGMT Y For For For Elect James S. Crown A MGMT Y For For For Elect Willie D. Davis A MGMT N Withhold Withhold For Elect Laurette T. Koellner A MGMT Y For For For Elect Cornelis J.A. van Lede A MGMT Y For For For Elect Ian M. Prosser A MGMT Y For For For Elect Rozanne L. Ridgway A MGMT Y For For For Elect Richard L. Thomas A MGMT Y For For For Elect Jonathan P. Ward A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 International Employee Stock A MGMT Y For For For Purchase Plan SP-Monitor/adopt ILO conventions A SHAREHOLD Y Against For Against SP-Golden parachutes A SHAREHOLD Y For Against Against SP-Redeem or vote on poison pill A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- SUN MICROSYSTEMS INC Ticker Symbol: SUNW CUSIP/Security ID: 866810104 Meeting Date: 10/27/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Scott G. McNealy A MGMT Y For For For Elect James L. Barksdale A MGMT Y For For For Elect Stephen M. Bennett A MGMT Y For For For Elect L. John Doerr A MGMT Y For For For Elect Robert J. Fisher A MGMT Y For For For Elect Michael E. Lehman A MGMT Y For For For Elect Patricia E. Mitchell A MGMT Y For For For Elect M. Kenneth Oshman A MGMT Y For For For Elect Naomi O. Seligman A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Award performance-based stock options A SHAREHOLD Y For Against Against SP-Redeem or vote on poison pill A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- MOLEX INC Ticker Symbol: MOLX CUSIP/Security ID: 608554101 Meeting Date: 10/28/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect John H. Krehbiel Jr. A MGMT Y For For For Elect Dr. Robert J. Potter A MGMT N Withhold Withhold For Elect Edgar D. Jannotta A MGMT N Withhold Withhold For Elect Donald G. Lubin A MGMT N Withhold Withhold For Elect David L. Landsittel A MGMT Y For For For Amend Stock Incentive Plan A MGMT Y Against Against For Adopt the 2005 Employee Stock Award Plan A MGMT Y For For For Adopt the 2005 Employee Stock Purchase Plan A MGMT Y For For For Adopt the 2005 Incentive Stock Option Plan A MGMT Y For For For Adopt the 2000 Long-Term Stock Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- MYLAN LABORATORIES Ticker Symbol: MYL CUSIP/Security ID: 628530107 Meeting Date: 10/28/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Milan Puskar A MGMT Y For For For Elect Robert J. Coury A MGMT Y For For For Elect Wendy Cameron A MGMT Y For For For Elect Neil Dimick A MGMT Y For For For Elect Douglas J. Leech A MGMT N Withhold Withhold For Elect Joseph C. Maroon A MGMT Y For For For Elect Rodney L. Piatt A MGMT N Withhold Withhold For Elect C. B. Todd A MGMT Y For For For Elect Randall L. Vanderveen A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- CARDINAL HEALTH INC Ticker Symbol: CAH CUSIP/Security ID: 14149Y108 Meeting Date: 11/02/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect J. Michael Losh A MGMT Y For For For Elect John B. McCoy A MGMT N Withhold Withhold For Elect Michael D. O''Halleran A MGMT Y For For For Elect Jean G. Spaulding A MGMT N Withhold Withhold For Elect Matthew D. Walter A MGMT Y For For For Adopt the 2005 Long Term Incentive Plan A MGMT Y For For For Repeal classified board A MGMT Y For For For
-------------------------------------------------------------------------------- COACH INC Ticker Symbol: COH CUSIP/Security ID: 189754104 Meeting Date: 11/02/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Joseph Ellis A MGMT Y For For For Elect Lew Frankfort A MGMT Y For For For Elect Gary W. Loveman A MGMT Y For For For Elect Ivan Menezes A MGMT Y For For For Elect Irene Miller A MGMT Y For For For Elect Keith Monda A MGMT Y For For For Elect Michael E. Murphy A MGMT N Withhold Withhold For Amend annual bonus plan A MGMT Y For For For
-------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORP Ticker Symbol: LLTC CUSIP/Security ID: 535678106 Meeting Date: 11/02/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Robert H. Swanson Jr. A MGMT Y For For For Elect David S. Lee A MGMT Y For For For Elect Lothar Maier A MGMT Y For For For Elect Leo T. McCarthy A MGMT Y For For For Elect Richard M. Moley A MGMT Y For For For Elect Thomas S. Volpe A MGMT N Withhold Withhold For Adopt the 2005 Equity Incentive Plan A MGMT Y For For For Adopt the 2005 Employee Stock Purchase Plan A MGMT Y For For For Reapprove option/bonus plan for OBRA A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND CO Ticker Symbol: ADM CUSIP/Security ID: 039483102 Meeting Date: 11/03/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect G. Allen Andreas A MGMT Y For For For Elect Alan L. Boeckmann A MGMT Y For For For Elect Mollie Hale Carter A MGMT N Withhold Withhold For Elect Roger S. Joslin A MGMT N Withhold Withhold For Elect Patrick J. Moore A MGMT Y For For For Elect M. Brian Mulroney A MGMT N Withhold Withhold For Elect Thomas F. O''Neill A MGMT N Withhold Withhold For Elect O. Glenn Webb A MGMT N Withhold Withhold For Elect Kelvin R. Westbrook A MGMT Y For For For SP-Review or curb bioengineering A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- MBNA CORP Ticker Symbol: KRB CUSIP/Security ID: 55262L100 Meeting Date: 11/03/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT Y For For For Adjourn meeting S MGMT Y For For For
-------------------------------------------------------------------------------- SCIENTIFIC-ATLANTA INC Ticker Symbol: SFA CUSIP/Security ID: 808655104 Meeting Date: 11/03/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect David W. Dorman A MGMT Y For For For Elect William E. Kassling A MGMT Y For For For Elect Mylle H. Mangum A MGMT N Withhold Withhold For Ratify selection of auditors A MGMT Y For For For Reapprove option/bonus plan for OBRA A MGMT Y For For For Adopt the 2005 Equity Plan for Non-Employee A MGMT Y Against Against For Directors
-------------------------------------------------------------------------------- KLA-TENCOR CORP Ticker Symbol: KLAC CUSIP/Security ID: 482480100 Meeting Date: 11/04/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Kenneth Levy A MGMT Y For For For Elect Jon D. Tompkins A MGMT Y For For For Elect Lida Urbanek A MGMT Y For For For Adopt the Performance Bonus Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Majority vote to elect directors A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING Ticker Symbol: ADP CUSIP/Security ID: 053015103 Meeting Date: 11/08/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Gregory D. Brenneman A MGMT Y For For For Elect Leslie A. Brun A MGMT N Withhold Withhold For Elect Gary C. Butler A MGMT Y For For For Elect Leon G. Cooperman A MGMT Y For For For Elect R. Glenn Hubbard A MGMT Y For For For Elect John P. Jones III A MGMT Y For For For Elect Ann Dibble Jordan A MGMT Y For For For Elect Harvey M. Krueger A MGMT N Withhold Withhold For Elect Frederic V. Malek A MGMT Y For For For Elect Henry Taub A MGMT Y For For For Elect Arthur F. Weinbach A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- MEREDITH CORP Ticker Symbol: MDP CUSIP/Security ID: 589433101 Meeting Date: 11/08/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Robert E. Lee A MGMT Y For For For Elect David J. Londoner A MGMT Y For For For Elect Philip A. Marineau A MGMT N Withhold Withhold For Elect Charles D. Peebler Jr. A MGMT N Withhold Withhold For SP-Eliminate dual class stock A SHAREHOLD Y For Against Against
-------------------------------------------------------------------------------- MICROSOFT CORP Ticker Symbol: MSFT CUSIP/Security ID: 594918104 Meeting Date: 11/09/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect William H. Gates III A MGMT Y For For For Elect Steven A. Ballmer A MGMT Y For For For Elect James I. Cash Jr. A MGMT Y For For For Elect Dina Dublon A MGMT Y For For For Elect Raymond V. Gilmartin A MGMT Y For For For Elect Ann McLaughlin Korologos A MGMT Y For For For Elect David F. Marquardt A MGMT Y For For For Elect Charles H. Noski A MGMT Y For For For Elect Helmut Panke A MGMT Y For For For Elect Jon A. Shirley A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- AUTODESK INC Ticker Symbol: ADSK CUSIP/Security ID: 052769106 Meeting Date: 11/10/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Adopt the 2006 Employee Stock Plan S MGMT Y For For For Amend Director Stock Incentive Plan S MGMT Y Against Against For
-------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS Ticker Symbol: MXIM CUSIP/Security ID: 57772K101 Meeting Date: 11/10/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect James R. Bergman A MGMT N Withhold Withhold For Elect Michael J. Byrd A MGMT Y For For For Elect Peter de Roetth A MGMT Y For For For Elect John F. Gifford A MGMT Y For For For Elect B. Kipling Hagopian A MGMT Y For For For Elect A.R. Frank Wazzan A MGMT Y For For For Adopt the Amended and Restated 1996 Stock A MGMT Y Against Against For Incentive Plan Add shares to the 1987 Employee Stock A MGMT Y Against Against For Participation Plan Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- SYSCO CORP Ticker Symbol: SYY CUSIP/Security ID: 871829107 Meeting Date: 11/11/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Judith B. Craven A MGMT Y For For For Elect Richard G. Merrill A MGMT Y For For For Elect Phyllis Shapiro Sewell A MGMT Y For For For Elect Richard G. Tilghman A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Management Incentive Plan A MGMT Y For For For Approve Payment of Compensation to Certain A MGMT Y For For For Executives Adopt the 2005 Non-Employee Directors Stock Plan A MGMT Y For For For
-------------------------------------------------------------------------------- INTERPUBLIC GROUP OF COMPANIES INC Ticker Symbol: IPG CUSIP/Security ID: 460690100 Meeting Date: 11/14/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Frank J. Borelli A MGMT N Withhold Withhold For Elect Reginald K. Brack Jr. A MGMT N Withhold Withhold For Elect Jill M. Considine A MGMT N Withhold Withhold For Elect Richard A. Goldstein A MGMT Y For For For Elect H. John Greeniaus A MGMT Y For For For Elect Michael I. Roth A MGMT Y For For For Elect J. Phillip Samper A MGMT Y For For For Elect David M. Thomas A MGMT Y For For For Adopt the 2006 Employee Stock Purchase Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y Against Against For SP-Study sale or spin-off A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- CISCO SYSTEMS INC Ticker Symbol: CSCO CUSIP/Security ID: 17275R102 Meeting Date: 11/15/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Carol A. Bartz A MGMT Y For For For Elect M. Michele Burns A MGMT Y For For For Elect Larry R. Carter A MGMT Y For For For Elect John T. Chambers A MGMT Y For For For Elect John L. Hennessy A MGMT Y For For For Elect Richard M. Kovacevich A MGMT Y For For For Elect Roderick C. McGeary A MGMT Y For For For Elect James C. Morgan A MGMT Y For For For Elect John P. Morgridge A MGMT Y For For For Elect Steven M. West A MGMT Y For For For Elect Jerry Yang A MGMT Y For For For Adopt the 2005 Stock Incentive Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For SP-Restrict/reform executive compensation A SHAREHOLD Y Against For Against SP-Link executive pay to social criteria A SHAREHOLD Y Against For Against SP-Develop/report on human rights policy A SHAREHOLD Y Against For Against
-------------------------------------------------------------------------------- CLOROX CO Ticker Symbol: CLX CUSIP/Security ID: 189054109 Meeting Date: 11/16/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Daniel Boggan Jr. A MGMT Y For For For Elect Tully M. Friedman A MGMT Y For For For Elect Gerald E. Johnston A MGMT Y For For For Elect Robert W. Matschullat A MGMT Y For For For Elect Gary G. Michael A MGMT N Withhold Withhold For Elect Jan L. Murley A MGMT Y For For For Elect Lary R. Scott A MGMT Y For For For Elect Michael E. Shannon A MGMT Y For For For Elect Pamela Thomas-Graham A MGMT Y For For For Elect Carolyn M. Ticknor A MGMT Y For For For Adopt the 2005 Stock Incentive Plan A MGMT Y For For For Adopt the Executive Incentive Compensation Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- PALL CORP. Ticker Symbol: PLL CUSIP/Security ID: 696429307 Meeting Date: 11/16/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Ulrich Haynes Jr. A MGMT Y For For For Elect Edwin W. Martin Jr. A MGMT Y For For For Elect Marcus Wilson A MGMT Y For For For Add shares to the Employee Stock Purchase Plan A MGMT Y For For For
-------------------------------------------------------------------------------- CAMPBELL SOUP CO Ticker Symbol: CUSIP/Security ID: 134429109 Meeting Date: 11/18/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect John F. Brock A MGMT Y For For For Elect Edmund M. Carpenter A MGMT Y For For For Elect Paul R. Charron A MGMT Y For For For Elect Douglas R. Conant A MGMT Y For For For Elect Bennett Dorrance A MGMT Y For For For Elect Kent B. Foster A MGMT Y For For For Elect Harvey Golub A MGMT Y For For For Elect Randall W. Larrimore A MGMT Y For For For Elect Philip E. Lippincott A MGMT Y For For For Elect Mary Alice D. Malone A MGMT Y For For For Elect Sara Matthew A MGMT Y For For For Elect David C. Patterson A MGMT Y For For For Elect Charles R. Perrin A MGMT Y For For For Elect A. Barry Rand A MGMT Y For For For Elect George Strawbridge Jr. A MGMT Y For For For Elect Les C. Vinney A MGMT Y For For For Elect Charlotte C. Weber A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Long-Term Incentive Plan A MGMT Y For For For
-------------------------------------------------------------------------------- JDS UNIPHASE CORP. Ticker Symbol: JDSU CUSIP/Security ID: 46612J101 Meeting Date: 12/01/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Richard T. Liebhaber A MGMT N Withhold Withhold For Elect Casimir S. Skrzypczak A MGMT N Withhold Withhold For Approve reverse stock split A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- VALERO ENERGY CORP Ticker Symbol: VLO CUSIP/Security ID: 91913Y100 Meeting Date: 12/01/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Increase authorized common stock S MGMT Y For For For
-------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker Symbol: MU CUSIP/Security ID: 595112103 Meeting Date: 12/06/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Steven R. Appleton A MGMT Y For For For Elect James W. Bagley A MGMT N Withhold Withhold For Elect Mercedes Johnson A MGMT N Withhold Withhold For Elect Robert A. Lothrop A MGMT Y For For For Elect Lawrence N. Mondry A MGMT Y For For For Elect Gordon C. Smith A MGMT Y For For For Elect William P. Weber A MGMT N Withhold Withhold For Add shares to the 2004 Equity Incentive Plan A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- AUTOZONE, INC. Ticker Symbol: AZO CUSIP/Security ID: 053332102 Meeting Date: 12/14/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Charles M. Elson A MGMT Y For For For Elect Sue E. Gove A MGMT Y For For For Elect Earl G. Graves Jr. A MGMT Y For For For Elect N. Gerry House A MGMT Y For For For Elect J.R. Hyde III A MGMT Y For For For Elect Edward S. Lampert A MGMT N Withhold Withhold For Elect W. Andrew McKenna A MGMT Y For For For Elect William C. Rhodes A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For
-------------------------------------------------------------------------------- INTUIT INC. Ticker Symbol: INTU CUSIP/Security ID: 461202103 Meeting Date: 12/16/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Stephen M. Bennett A MGMT Y For For For Elect Christopher W. Brody A MGMT Y For For For Elect William V. Campbell A MGMT Y For For For Elect Scott D. Cook A MGMT Y For For For Elect L. John Doerr A MGMT Y For For For Elect Donna L. Dubinsky A MGMT Y For For For Elect Michael R. Hallman A MGMT Y For For For Elect Dennis D. Powell A MGMT Y For For For Elect Stratton D. Sclavos A MGMT Y For For For Ratify selection of auditors A MGMT Y For For For Adopt the 2005 Equity Incentive Plan A MGMT Y For For For
-------------------------------------------------------------------------------- MAYTAG CORP Ticker Symbol: MYG CUSIP/Security ID: 578592107 Meeting Date: 12/22/05
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve merger/acquisition S MGMT Y For For For Approve other business S MGMT Y Against Against For
-------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. Ticker Symbol: FDO CUSIP/Security ID: 307000109 Meeting Date: 01/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mark R. Bernstein A M Y For For For Elect Director Sharon Allred Decker A M Y For For For Elect Director Edward C. Dolby A M Y For For For Elect Director Glenn A. Eisenberg A M Y For For For Elect Director Howard R. Levine A M Y For For For Elect Director George R. Mahoney, Jr. A M Y For For For Elect Director James G. Martin A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ASHLAND INC. Ticker Symbol: ASH CUSIP/Security ID: 044209104 Meeting Date: 01/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Roger W. Hale A M Y For For For Elect Director Patrick F. Noonan A M Y For For For Elect Director George A. Schaefer, Jr. A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. Ticker Symbol: JCI CUSIP/Security ID: 478366107 Meeting Date: 01/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Dennis W. Archer A M N Withhold Withhold For Elect Director John M. Barth A M Y For For For Elect Director Paul A. Brunner A M N Withhold Withhold For Elect Director Southwood J. Morcott A M N Withhold Withhold For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y Against Against For
-------------------------------------------------------------------------------- ALBERTO-CULVER CO. Ticker Symbol: ACV CUSIP/Security ID: 013068101 Meeting Date: 01/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Carol L. Bernick A M Y For For For Elect Director Jim Edgar A M N Withhold Withhold For Elect Director Leonard H. Lavin A M Y For For For Elect Director Robert H. Rock A M Y For For For
-------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS, INC. Ticker Symbol: APD CUSIP/Security ID: 009158106 Meeting Date: 01/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mario L. Baeza A M N Withhold Withhold For Elect Director Edward E. Hagenlocker A M Y For For For Elect Director Terrence Murray A M Y For For For Elect Director Charles H. Noski A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- ROCKWELL AUTOMATION INC Ticker Symbol: ROK CUSIP/Security ID: 773903109 Meeting Date: 02/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Betty C. Alewine A M Y For For For Elect Director Verne G. Istock A M Y For For For Elect Director David B. Speer A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ROCKWELL COLLINS, INC. Ticker Symbol: COL CUSIP/Security ID: 774341101 Meeting Date: 02/07/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director A.J. Carbone A M N Withhold Withhold For Elect Director C.M. Jones A M Y For For For Elect Director C.L. Shavers A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker Symbol: DHI CUSIP/Security ID: 23331A109 Meeting Date: 01/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Donald R. Horton A M Y For For For Elect Director Bradley S. Anderson A M Y For For For Elect Director Michael R. Buchanan A M Y For For For Elect Director Richard I. Galland A M N Withhold Withhold For Elect Director Michael W. Hewatt A M Y For For For Elect Director Donald J. Tomnitz A M Y For For For Elect Director Bill W. Wheat A M N Withhold Withhold For Approve Omnibus Stock Plan A M Y For For For Increase Authorized Common Stock A M Y For For For Report on Energy Efficiency A S Y Against For Against Other Business A M Y Against Against For
-------------------------------------------------------------------------------- STARBUCKS CORP. Ticker Symbol: SBUX CUSIP/Security ID: 855244109 Meeting Date: 02/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Howard P. Behar A M Y For For For Elect Director James G. Shennan, Jr A M Y For For For Elect Director Myron E. Ullman, III A M Y For For For Elect Director Craig E. Weatherup A M Y For For For Elect Director James L. Donald A M Y For For For Elect Director Javier G. Teruel A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For
-------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker Symbol: EMR CUSIP/Security ID: 291011104 Meeting Date: 02/07/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director A. A. Busch,III A M Y For For For Elect Director A. F. Golden A M N Withhold Withhold For Elect Director V. R. Loucks, Jr A M Y For For For Elect Director J. B. Menzer A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Submit Severance Agreement (Change-in-Control) A S Y For Against Against to Shareholder Vote
-------------------------------------------------------------------------------- REEBOK INTERNATIONAL LTD. Ticker Symbol: CUSIP/Security ID: 758110100 Meeting Date: 01/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker Symbol: COST CUSIP/Security ID: 22160K105 Meeting Date: 01/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James D. Sinegal A M Y For For For Elect Director Jeffrey H. Brotman A M Y For For For Elect Director Richard A. Galanti A M N Withhold Withhold For Elect Director Daniel J. Evans A M Y For For For Amend Omnibus Stock Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against Adopt Vendor Standards A S Y Against For Against Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker Symbol: BDX CUSIP/Security ID: 075887109 Meeting Date: 01/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Edward J. Ludwig A M Y For For For Elect Director Willard J. Overlock, Jr. A M Y For For For Elect Director Bertram L. Scott A M N Withhold Withhold For Ratify Auditors A M Y For For For Report on Toxic Chemicals A S Y Against For Against Provide for Cumulative Voting A S Y For Against Against
-------------------------------------------------------------------------------- LUCENT TECHNOLOGIES INC. Ticker Symbol: LU CUSIP/Security ID: 549463107 Meeting Date: 02/15/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Linnet F. Deily A M Y For For For Elect Director Robert E. Denham A M Y For For For Elect Director Daniel S. Goldin A M N Withhold Withhold For Elect Director Edward E. Hagenlocker A M N Withhold Withhold For Elect Director Karl J. Krapek A M Y For For For Elect Director Richard C. Levin A M Y For For For Elect Director Patricia F. Russo A M Y For For For Elect Director Henry B. Schacht A M Y For For For Elect Director Franklin A. Thomas A M N Withhold Withhold For Elect Director Ronald A. Williams A M Y For For For Ratify Auditors A M Y For For For Approve Reverse Stock Split A M Y For For For Publish Political Contributions A S Y Against For Against Restoration of Retiree Benefits A S Y Against For Against Performance- Based/Indexed Options A S Y For Against Against Exclude Pension Credit from Calculation of A S Y For Against Against Incentive Compensation
-------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker Symbol: TSN CUSIP/Security ID: 902494103 Meeting Date: 02/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Don Tyson A M Y For For For Elect Director John Tyson A M Y For For For Elect Director Richard L. Bond A M Y For For For Elect Director Scott T. Ford A M Y For For For Elect Director Lloyd V. Hackley A M Y For For For Elect Director Jim Kever A M Y For For For Elect Director Jo Ann R. Smith A M Y For For For Elect Director Leland E. Tollett A M Y For For For Elect Director Barbara A. Tyson A M Y For For For Elect Director Albert C. Zapanta A M Y For For For Ratify Auditor A M Y For For For Report on Feasibility of Improving Animal A S Y Against For Against Welfare Standards
-------------------------------------------------------------------------------- SCIENTIFIC-ATLANTA, INC. Ticker Symbol: CUSIP/Security ID: 808655104 Meeting Date: 02/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- BJ SERVICES COMPANY Ticker Symbol: BJS CUSIP/Security ID: 055482103 Meeting Date: 01/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John R. Huff A M N Withhold Withhold For Elect Director Michael E. Patrick A M Y For For For Increase Authorized Common Stock A M Y Against Against For Adjourn Meeting A M Y Against Against For
-------------------------------------------------------------------------------- SIEBEL SYSTEMS, INC. Ticker Symbol: CUSIP/Security ID: 826170102 Meeting Date: 01/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- PEOPLES ENERGY CORP. Ticker Symbol: PGL CUSIP/Security ID: 711030106 Meeting Date: 02/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Keith E. Bailey A M Y For For For Elect Director James R. Boris A M Y For For For Elect Director William J. Brodsky A M Y For For For Elect Director Pastora San Juan Cafferty A M Y For For For Elect Director Diana S. Ferguson A M Y For For For Elect Director John W. Higgins A M Y For For For Elect Director Dipak C. Jain A M Y For For For Elect Director Michael E. Lavin A M Y For For For Elect Director Homer J. Livingston A M Y For For For Elect Director Thomas M. Patrick A M Y For For For Elect Director Richard P. Toft A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- DEERE & CO. Ticker Symbol: DE CUSIP/Security ID: 244199105 Meeting Date: 02/22/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Crandall C. Bowles A M N Withhold Withhold For Elect Director Vance D. Coffman A M Y For For For Elect Director Arthur L. Kelly A M Y For For For Elect Director Thomas H. Patrick A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMERISOURCEBERGEN CORP Ticker Symbol: ABC CUSIP/Security ID: 03073E105 Meeting Date: 02/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard C. Gozon A M Y For For For Elect Director J. Lawrence Wilson A M Y For For For Increase Authorized Common Stock A M Y Against Against For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker Symbol: DIS CUSIP/Security ID: 254687106 Meeting Date: 03/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John E. Bryson A M Y For For For Elect Director John S. Chen A M Y For For For Elect Director Judith L. Estrin A M Y For For For Elect Director Robert A. Iger A M Y For For For Elect Director Fred H. Langhammer A M Y For For For Elect Director Aylin B. Lewis A M Y For For For Elect Director Monica C. Lozano A M Y For For For Elect Director Robert W. Matschullat A M Y For For For Elect Director George J. Mitchell A M N Withhold Withhold For Elect Director Leo J. O' Donovan, S.J. A M Y For For For Elect Director John E. Pepper, Jr. A M Y For For For Elect Director Orin C. Smith A M Y For For For Elect Director Gary L. Wilson A M Y For For For Ratify Auditors A M Y For For For Company-Specific -- Shareholder Miscellaneous A S Y For Against Against Report on Vendor Standards in China A S Y Against For Against
-------------------------------------------------------------------------------- QUALCOMM INC. Ticker Symbol: QCOM CUSIP/Security ID: 747525103 Meeting Date: 03/07/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard C. Atkinson A M N Withhold Withhold For Elect Director Diana Lady Dougan A M N Withhold Withhold For Elect Director Peter M. Sacerdote A M N Withhold Withhold For Elect Director Marc I. Stern A M N Withhold Withhold For Declassify the Board and Eliminate Cumulative A M Y For For For Voting Amend Omnibus Stock Plan A M Y Against Against For Ratify Auditors A M Y For For For Adjourn Meeting A M Y Against Against For
-------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORP. Ticker Symbol: PMTC CUSIP/Security ID: 699173100 Meeting Date: 03/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Donald K. Grierson A M Y For For For Elect Director Oscar B. Marx, III A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AGILENT TECHNOLOGIES INC. Ticker Symbol: A CUSIP/Security ID: 00846U101 Meeting Date: 03/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William P. Sullivan A M Y For For For Elect Director Robert J. Herbold A M N Withhold Withhold For Elect Director Koh Boon Hwee A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- HEALTH MANAGEMENT ASSOCIATES, INC. Ticker Symbol: HMA CUSIP/Security ID: 421933102 Meeting Date: 02/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William J. Schoen A M Y For For For Elect Director Joseph V. Vumbacco A M Y For For For Elect Director Kent P.Dauten A M Y For For For Elect Director Donald E. Kiernan A M N Withhold Withhold For Elect Director Robert A. Knox A M Y For For For Elect Director William E. Mayberry, M.D. A M Y For For For Elect Director Vicki A. O'Meara A M Y For For For Elect Director William C. Steere, Jr. A M Y For For For Elect Director Randolph W. Westerfield, Ph.D. A M Y For For For Approve Non-Employee Director Restricted Stock A M Y For For For Plan Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- HEWLETT-PACKARD CO. Ticker Symbol: HPQ CUSIP/Security ID: 428236103 Meeting Date: 03/15/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director P.C. Dunn A M Y For For For Elect Director L.T. Babbio, Jr. A M Y For For For Elect Director S.M. Baldauf A M Y For For For Elect Director R.A. Hackborn A M Y For For For Elect Director J.H. Hammergren A M Y For For For Elect Director M.V. Hurd A M Y For For For Elect Director G.A. Keyworth Ii A M Y For For For Elect Director T.J. Perkins A M Y For For For Elect Director R.L. Ryan A M Y For For For Elect Director L.S. Salhany A M Y For For For Elect Director R.P. Wayman A M N Withhold Withhold For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Claw-Back of Payments under Restatement A S Y Against For Against
-------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. Ticker Symbol: TYC CUSIP/Security ID: 902124106 Meeting Date: 03/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 A M Y For For For Elect Director Dennis C. Blair A M Y For For For Elect Director Edward D. Breen A M Y For For For Elect Director Brian Duperreault A M Y For For For Elect Director Bruce S. Gordon A M Y For For For Elect Director Rajiv L. Gupta A M Y For For For Elect Director John A. Krol A M N Withhold Withhold For Elect Director Mackey J. Mcdonald A M N Withhold Withhold For Elect Director H. Carl Mccall A M Y For For For Elect Director Brendan R. O'Neill A M Y For For For Elect Director Sandra S. Wijnberg A M Y For For For Elect Director Jerome B. York A M Y For For For AUTHORIZATION FOR THE BOARD OF DIRECTORS TO A M Y For For For APPOINT AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED TO BE CREATED ON THE BOARD Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- SANMINA-SCI CORP. Ticker Symbol: SANM CUSIP/Security ID: 800907107 Meeting Date: 02/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Neil R. Bonke A M N Withhold Withhold For Elect Director Alain Couder A M Y For For For Elect Director Mario M. Rosati A M N Withhold Withhold For Elect Director A. Eugene Sapp, Jr. A M Y For For For Elect Director Wayne Shortridge A M N Withhold Withhold For Elect Director Peter J. Simone A M Y For For For Elect Director Jure Sola A M Y For For For Elect Director Jacquelyn M. Ward A M N Withhold Withhold For Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. Ticker Symbol: WFMI CUSIP/Security ID: 966837106 Meeting Date: 03/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David W. Dupree A M Y For For For Elect Director John B. Elstrott A M Y For For For Elect Director Gabrielle E. Greene A M Y For For For Elect Director Hass Hassan A M N Withhold Withhold For Elect Director John P. Mackey A M Y For For For Elect Director Linda A. Mason A M Y For For For Elect Director Morris J. Siegel A M Y For For For Elect Director Ralph Z. Sorenson A M N Withhold Withhold For Ratify Auditors A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Report on Energy Efficiency A S Y Against For Against Report on Toxic Substances A S Y Against For Against Amend Vote Requirements to Amend A S Y For Against Against Articles/Bylaws/Charter
-------------------------------------------------------------------------------- CIENA CORPORATION Ticker Symbol: CIEN CUSIP/Security ID: 171779101 Meeting Date: 03/15/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Stephen P. Bradley, PhD. A M Y For For For Elect Director Gerald H. Taylor A M Y For For For Approve Reverse Stock Split A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. Ticker Symbol: LNC CUSIP/Security ID: 534187109 Meeting Date: 03/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Issue Shares in Connection with an Acquisition S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- JEFFERSON-PILOT CORP. Ticker Symbol: CUSIP/Security ID: 475070108 Meeting Date: 03/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- ALCOA INC. Ticker Symbol: AA CUSIP/Security ID: 013817101 Meeting Date: 04/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kathryn S. Fuller A M Y For For For Elect Director Judith M. Gueron A M Y For For For Elect Director Ernesto Zedillo A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker Symbol: AMAT CUSIP/Security ID: 038222105 Meeting Date: 03/22/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael H. Armacost A M Y For For For Elect Director Deborah A. Coleman A M Y For For For Elect Director Philip V. Gerdine A M Y For For For Elect Director Thomas J. Iannotti A M Y For For For Elect Director Charles Y.S. Liu A M Y For For For Elect Director James C. Morgan A M Y For For For Elect Director Gerhard H. Parker A M Y For For For Elect Director Willem P. Roelandts A M Y For For For Elect Director Michael R. Splinter A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker Symbol: CUSIP/Security ID: 38141G104 Meeting Date: 03/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lloyd C. Blankfein A M Y For For For Elect Director Lord Browne Ofmadingley A M Y For For For Elect Director John H. Bryan A M Y For For For Elect Director Claes Dahlback A M Y For For For Elect Director Stephen Friedman A M Y For For For Elect Director William W. George A M Y For For For Elect Director James A. Johnson A M Y For For For Elect Director Lois D. Juliber A M Y For For For Elect Director Edward M. Liddy A M Y For For For Elect Director Henry M. Paulson, Jr. A M Y For For For Elect Director Ruth J. Simmons A M Y For For For Amend Restricted Partner Compensation Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ADOBE SYSTEMS INC. Ticker Symbol: ADBE CUSIP/Security ID: 00724F101 Meeting Date: 03/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Edward W. Barnholt A M Y For For For Elect Director Michael R. Cannon A M Y For For For Elect Director Bruce R. Chizen A M Y For For For Elect Director James E. Daley A M Y For For For Elect Director Charles M. Geschke A M Y For For For Elect Director Delbert W. Yocam A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MORGAN STANLEY Ticker Symbol: MS CUSIP/Security ID: 617446448 Meeting Date: 04/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Roy J. Bostock A M Y For For For Elect Director Erskine B. Bowles A M Y For For For Elect Director C. Robert Kidder A M Y For For For Elect Director John J. Mack A M Y For For For Elect Director Donald T. Nicolaisen A M Y For For For Elect Director Hutham S. Olayan A M Y For For For Elect Director O. Griffith Sexton A M Y For For For Elect Director Howard J. Davies A M N Withhold Withhold For Elect Director Charles H. Noski A M Y For For For Elect Director Laura D'Andrea Tyson A M Y For For For Elect Director Klaus Zumwinkel A M N Withhold Withhold For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Amend Articles/Bylaws/Remove plurality voting A M Y For For For for directors Amend Articles/Bylaws/Eliminate supermajority A M Y For For For voting requirements Require a Majority Vote for the Election of A S Y For Against Against Directors Amend Vote Requirements to Amend A S Y For Against Against Articles/Bylaws/Charter Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote
-------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC. Ticker Symbol: LEH CUSIP/Security ID: 524908100 Meeting Date: 04/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas H. Cruikshank A M Y For For For Elect Director Roland A. Hernandez A M Y For For For Elect Director Henry Kaufman A M Y For For For Elect Director John D. Macomber A M Y For For For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y For For For Declassify the Board of Directors A M Y For For For
-------------------------------------------------------------------------------- NOVELL, INC. Ticker Symbol: NOVL CUSIP/Security ID: 670006105 Meeting Date: 04/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Albert Aiello A M Y For For For Elect Director Fred Corrado A M Y For For For Elect Director Richard L. Crandall A M Y For For For Elect Director Claudine B. Malone A M Y For For For Elect Director Jack L. Messman A M Y For For For Elect Director Richard L. Nolan A M Y For For For Elect Director Thomas G. Plaskett A M Y For For For Elect Director John W. Poduska, Sr. A M Y For For For Elect Director James D. Robinson, III A M N Withhold Withhold For Elect Director Kathy Brittain White A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- BURLINGTON RESOURCES INC. Ticker Symbol: CUSIP/Security ID: 122014103 Meeting Date: 03/30/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker Symbol: FITB CUSIP/Security ID: 316773100 Meeting Date: 03/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John F. Barrett A M Y For For For Elect Director George A. Schaefer, Jr. A M Y For For For Elect Director John J. Schiff, Jr. A M Y For For For Elect Director Dudley S. Taft A M Y For For For Amend Articles/Bylaws/Eliminate super-majority A M Y For For For voting requirements Declassify the Board of Directors A M Y For For For Amend Nonqualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER CO. Ticker Symbol: GT CUSIP/Security ID: 382550101 Meeting Date: 04/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James C. Boland A M Y For For For Elect Director Steven A. Minter A M Y For For For Elect Director Michael R. Wessel A M Y For For For Elect Director John G. Breen A M N Withhold Withhold For Elect Director William J. Hudson, Jr. A M N Withhold Withhold For Declassify the Board of Directors A M Y For For For Increase Authorized Common Stock A M Y For For For Ratify Auditors A M Y Against Against For Adopt Simple Majority Vote A S Y For Against Against
-------------------------------------------------------------------------------- LENNAR CORP. Ticker Symbol: LEN CUSIP/Security ID: 526057104 Meeting Date: 03/30/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven L. Gerard A M N Withhold Withhold For Elect Director Sidney Lapidus A M Y For For For Declassify the Board of Directors A S Y For Against Against Performance-Based and/or Time-Based Equity A S Y For Against Against Awards
-------------------------------------------------------------------------------- BELLSOUTH CORP. Ticker Symbol: BLS CUSIP/Security ID: 079860102 Meeting Date: 04/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director F. D. Ackerman A M Y For For For Elect Director R. V. Anderson A M N Withhold Withhold For Elect Director J. H. Blanchard A M N Withhold Withhold For Elect Director J. H. Brown A M N Withhold Withhold For Elect Director A. M. Codina A M N Withhold Withhold For Elect Director M. L. Feidler A M Y For For For Elect Director K. F. Feldstein A M Y For For For Elect Director J. P. Kelly A M Y For For For Elect Director L. F. Mullin A M N Withhold Withhold For Elect Director R. B. Smith A M Y For For For Elect Director W. S. Stavropoulos A M Y For For For Ratify Auditors A M Y For For For Political Contributions/Activities A S Y Against For Against
-------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker Symbol: PPG CUSIP/Security ID: 693506107 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Charles E. Bunch A M Y For For For Elect Director Robert Ripp A M N Withhold Withhold For Elect Director Thomas J.Usher A M N Withhold Withhold For Elect Director David R. Whitwam A M N Withhold Withhold For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ELI LILLY AND CO. Ticker Symbol: LLY CUSIP/Security ID: 532457108 Meeting Date: 04/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Martin S. Feldstein, Ph.D. A M Y For For For Elect Director J. Erik Fyrwald A M Y For For For Elect Director Ellen R. Marram A M Y For For For Elect Director Sidney Taurel A M Y For For For Ratify Auditors A M Y For For For Report on Animal Welfare Policy A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against Declassify the Board of Directors A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker Symbol: GE CUSIP/Security ID: 369604103 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James I. Cash, Jr. A M N Withhold Withhold For Elect Director Sir William M. Castell A M Y For For For Elect Director Ann M. Fudge A M N Withhold Withhold For Elect Director Claudio X. Gonzalez A M N Withhold Withhold For Elect Director Jeffrey R. Immelt A M Y For For For Elect Director Andrea Jung A M Y For For For Elect Director Alan G. Lafley A M Y For For For Elect Director Robert W. Lane A M Y For For For Elect Director Ralph S. Larsen A M Y For For For Elect Director Rochelle B. Lazarus A M Y For For For Elect Director Sam Nunn A M Y For For For Elect Director Roger S. Penske A M N Withhold Withhold For Elect Director Robert J. Swieringa A M N Withhold Withhold For Elect Director Douglas A. Warner, III A M N Withhold Withhold For Elect Director Robert C. Wright A M Y For For For Ratify Auditors A M Y Against Against For Restore or Provide for Cumulative Voting A S Y For Against Against Adopt Policy on Overboarded Directors A S Y For Against Against Company-Specific -- One Director from the Ranks A S Y Against For Against of the Retirees Separate Chairman and CEO Positions A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Environmental Policies A S Y Against For Against
-------------------------------------------------------------------------------- THE NEW YORK TIMES CO. Ticker Symbol: NYT CUSIP/Security ID: 650111107 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Raul E. Cesan A M Y For For For Elect Director William E. Kennard A M Y For For For Elect Director James M. Kilts A M Y For For For Elect Director Doreen A. Toben A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- FLUOR CORP. Ticker Symbol: FLR CUSIP/Security ID: 343412102 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Alan L. Boeckmann A M Y For For For Elect Director Vilma S. Martinez A M Y For For For Elect Director Dean R. O'Hare A M Y For For For Ratify Auditors A M Y For For For Performance-Based A S Y For Against Against
-------------------------------------------------------------------------------- GENUINE PARTS CO. Ticker Symbol: GPC CUSIP/Security ID: 372460105 Meeting Date: 04/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Dr. Mary B. Bullock A M Y For For For Elect Director Richard W. Courts, Ii A M Y For For For Elect Director Jerry W. Nix A M N Withhold Withhold For Elect Director Larry L. Prince A M Y For For For Elect Director Gary W. Rollins A M Y For For For Declassify the Board of Directors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker Symbol: BHI CUSIP/Security ID: 057224107 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Larry D. Brady A M Y For For For Elect Director Clarence P. Cazalot, Jr. A M Y For For For Elect Director Chad C. Deaton A M Y For For For Elect Director Edward P. Djerejian A M Y For For For Elect Director Anthony G. Fernandes A M Y For For For Elect Director Claire W. Gargalli A M Y For For For Elect Director James A. Lash A M Y For For For Elect Director James F. McCall A M Y For For For Elect Director J. Larry Nichols A M Y For For For Elect Director H. John Riley, Jr. A M Y For For For Elect Director Charles L. Watson A M Y For For For Ratify Auditors A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Amend Vote Requirements to Amend A S Y For Against Against Articles/Bylaws/Charter
-------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker Symbol: STI CUSIP/Security ID: 867914103 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J. Hyatt Brown A M N Withhold Withhold For Elect Director Alston D. Correll A M Y For For For Elect Director David H. Hughes A M Y For For For Elect Director E. Neville Isdell A M N Withhold Withhold For Elect Director G. Gilmer Minor, III A M Y For For For Elect Director Thomas M. Garrott A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- THE PROGRESSIVE CORP. Ticker Symbol: PGR CUSIP/Security ID: 743315103 Meeting Date: 04/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Stephen R. Hardis A M N Withhold Withhold For Elect Director Philip A. Laskawy A M N Withhold Withhold For Elect Director Norman S. Matthews A M N Withhold Withhold For Elect Director Bradley T. Sheares, Ph. D A M Y For For For Increase Authorized Common Stock A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- KB HOME Ticker Symbol: KBH CUSIP/Security ID: 48666K109 Meeting Date: 04/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Bruce Karatz A M Y For For For Elect Director Kenneth M. Jastrow, Ii A M Y For For For Elect Director Melissa Lora A M Y For For For Elect Director Michael G. Mccaffery A M Y For For For Reduce Authorized Common Stock A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GUIDANT CORP. Ticker Symbol: CUSIP/Security ID: 401698105 Meeting Date: 03/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For
-------------------------------------------------------------------------------- CHIRON CORP. Ticker Symbol: CUSIP/Security ID: 170040109 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Other Business S M Y Against Against For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- TORCHMARK CORP. Ticker Symbol: TMK CUSIP/Security ID: 891027104 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David L. Boren A M N Withhold Withhold For Elect Director M. Jane Buchan A M Y For For For Elect Director Robert W. Ingram A M Y For For For Elect Director Harold T. McCormick A M Y For For For Elect Director Paul J. Zucconi A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Adopt/Amend Board Diversity Policy A S Y Against For Against
-------------------------------------------------------------------------------- KELLOGG CO. Ticker Symbol: K CUSIP/Security ID: 487836108 Meeting Date: 04/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John T. Dillon A M Y For For For Elect Director James M. Jenness A M Y For For For Elect Director L. Daniel Jorndt A M Y For For For Elect Director William D. Perez A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Sustainability Report A S Y Against For Against
-------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INC. Ticker Symbol: HBAN CUSIP/Security ID: 446150104 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Raymond J. Biggs A M Y For For For Elect Director John B. Gerlach, Jr. A M N Withhold Withhold For Elect Director Thomas E. Hoaglin A M N Withhold Withhold For Elect Director Gene E. Little A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CARNIVAL CORP. Ticker Symbol: CCL CUSIP/Security ID: 143658300 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Micky Arison A M Y For For For Elect Director Amb Richard G. Capen Jr A M Y For For For Elect Director Robert H. Dickinson A M N Withhold Withhold For Elect Director Arnold W. Donald A M Y For For For Elect Director Pier Luigi Foschi A M Y For For For Elect Director Howard S. Frank A M Y For For For Elect Director Richard J. Glasier A M Y For For For Elect Director Baroness Hogg A M Y For For For Elect Director A. Kirk Lanterman A M N Withhold Withhold For Elect Director Modesto A. Maidique A M Y For For For Elect Director Sir John Parker A M Y For For For Elect Director Peter G. Ratcliffe A M Y For For For Elect Director Stuart Subotnick A M Y For For For Elect Director Uzi Zucker A M Y For For For Ratify Auditors A M Y For For For TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL A M Y For For For PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. TO RECEIVE THE ACCOUNTS AND REPORTS FOR A M Y For For For CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. TO APPROVE THE DIRECTORS REMUNERATION REPORT OF A M Y For For For CARNIVAL PLC. TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT A M Y For For For SHARES BY CARNIVAL PLC. TO APPROVE THE DISAPPLICATION OF PRE-EMPTION A M Y For For For RIGHTS FOR CARNIVAL PLC. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC A M Y For For For TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
-------------------------------------------------------------------------------- M & T BANK CORP. Ticker Symbol: MTB CUSIP/Security ID: 55261F104 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Brent D. Baird A M Y For For For Elect Director Robert J. Bennett A M Y For For For Elect Director C. Angela Bontempo A M Y For For For Elect Director Robert T. Brady A M Y For For For Elect Director Emerson L. Brumback A M Y For For For Elect Director Michael D. Buckley A M Y For For For Elect Director T.J. Cunningham III A M Y For For For Elect Director Colm E. Doherty A M Y For For For Elect Director Richard E. Garman A M Y For For For Elect Director Daniel R. Hawbaker A M Y For For For Elect Director Patrick W.E. Hodgson A M Y For For For Elect Director Richard G. King A M Y For For For Elect Director Reginald B. Newman, Ii A M Y For For For Elect Director Jorge G. Pereira A M Y For For For Elect Director Michael P. Pinto A M Y For For For Elect Director Robert E. Sadler, Jr. A M Y For For For Elect Director Eugene J. Sheehy A M Y For For For Elect Director Stephen G. Sheetz A M Y For For For Elect Director Herbert L. Washington A M Y For For For Elect Director Robert G. Wilmers A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- U.S. BANCORP Ticker Symbol: USB CUSIP/Security ID: 902973304 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter H. Coors A M Y For For For Elect Director Jerry A. Grundhofer A M Y For For For Elect Director Patrick T. Stokes A M Y For For For Ratify Auditors A M Y Against Against For Approve Executive Incentive Bonus Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against Approve Report of the Compensation Committee A S Y For Against Against
-------------------------------------------------------------------------------- NATIONAL CITY CORP. Ticker Symbol: NCC CUSIP/Security ID: 635405103 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J.E. Barfield A M Y For For For Elect Director J.S. Broadhurst A M Y For For For Elect Director C.M. Connor A M Y For For For Elect Director D.A. Daberko A M Y For For For Elect Director B.P. Healy A M Y For For For Elect Director S.C. Lindner A M Y For For For Elect Director P.A. Ormond A M Y For For For Elect Director G.L. Shaheen A M Y For For For Elect Director J.S. Thornton A M Y For For For Elect Director M. Weiss A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP. Ticker Symbol: BSX CUSIP/Security ID: 101137107 Meeting Date: 03/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Increase Authorized Common Stock S M Y Against Against For Issue Shares in Connection with an Acquisition S M Y Against Against For
-------------------------------------------------------------------------------- ANHEUSER-BUSCH COMPANIES, INC. Ticker Symbol: BUD CUSIP/Security ID: 035229103 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James J. Forese A M Y For For For Elect Director Vernon R. Loucks, Jr. A M Y For For For Elect Director Vilma S. Martinez A M N Withhold Withhold For Elect Director William Porter Payne A M Y For For For Elect Director Edward E. Whitacre, Jr. A M N Withhold Withhold For Declassify the Board of Directors A M Y For For For Approve Non-Employee Director Restricted Stock A M Y For For For Plan Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MERCK & CO., INC. Ticker Symbol: MRK CUSIP/Security ID: 589331107 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard T. Clark A M Y For For For Elect Director Lawrence A. Bossidy A M Y For For For Elect Director William G. Bowen, Ph.D. A M Y For For For Elect Director Johnnetta B. Cole, Ph.D. A M N Withhold Withhold For Elect Director William B. Harrison, Jr. A M Y For For For Elect Director William N. Kelley, M.D. A M Y For For For Elect Director Rochelle B. Lazarus A M N Withhold Withhold For Elect Director Thomas E. Shenk, Ph.D. A M Y For For For Elect Director Anne M. Tatlock A M Y For For For Elect Director Samuel O. Thier, M.D. A M Y For For For Elect Director Wendell P. Weeks A M Y For For For Elect Director Peter C. Wendell A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Limit Executive Compensation A S Y Against For Against Adopt Simple Majority Vote A S Y For Against Against Adopt Animal Welfare Standards A S Y Against For Against
-------------------------------------------------------------------------------- NICOR INC. Ticker Symbol: GAS CUSIP/Security ID: 654086107 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director R.M. Beavers, Jr. A M Y For For For Elect Director B.P. Bickner A M Y For For For Elect Director J.H. Birdsall, III A M Y For For For Elect Director T.A. Donahoe A M Y For For For Elect Director B.J. Gaines A M Y For For For Elect Director R.A. Jean A M Y For For For Elect Director D.J. Keller A M Y For For For Elect Director R.E. Martin A M Y For For For Elect Director G.R. Nelson A M Y For For For Elect Director J. Rau A M Y For For For Elect Director J.F. Riordan A M Y For For For Elect Director R.M. Strobel A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- CORNING INC. Ticker Symbol: GLW CUSIP/Security ID: 219350105 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James B. Flaws A M N Withhold Withhold For Elect Director James R. Houghton A M Y For For For Elect Director James J. O'Connor A M Y For For For Elect Director Deborah D. Rieman A M Y For For For Elect Director Peter F. Volanakis A M Y For For For Elect Director Padmasree Warrior A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y Against Against For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- FORTUNE BRANDS, INC. Ticker Symbol: FO CUSIP/Security ID: 349631101 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Patricia O. Ewers A M Y For For For Elect Director Eugene A. Renna A M Y For For For Elect Director David M. Thomas A M N Withhold Withhold For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against Performance-Based and/or Time-Based Equity A S Y Abstain Abstain Against Awards
-------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC. Ticker Symbol: TXN CUSIP/Security ID: 882508104 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J.R. Adams A M Y For For For Elect Director D.L. Boren A M N Withhold Withhold For Elect Director D.A. Carp A M Y For For For Elect Director C.S. Cox A M Y For For For Elect Director T.J. Engibous A M Y For For For Elect Director G.W. Fronterhouse A M Y For For For Elect Director D.R. Goode A M Y For For For Elect Director P.H. Patsley A M Y For For For Elect Director W.R. Sanders A M Y For For For Elect Director R.J. Simmons A M Y For For For Elect Director R.K. Templeton A M Y For For For Elect Director C.T. Whitman A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker Symbol: IBM CUSIP/Security ID: 459200101 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Cathleen Black A M N Withhold Withhold For Elect Director Kenneth I. Chenault A M Y For For For Elect Director Juergen Dormann A M Y For For For Elect Director Michael L. Eskew A M N Withhold Withhold For Elect Director Shirley Ann Jackson A M Y For For For Elect Director Minoru Makihara A M Y For For For Elect Director Lucio A. Noto A M Y For For For Elect Director James W. Owens A M Y For For For Elect Director Samuel J. Palmisano A M Y For For For Elect Director Joan E. Spero A M Y For For For Elect Director Sidney Taurel A M Y For For For Elect Director Charles M. Vest A M Y For For For Elect Director Lorenzo H. Zambrano A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Provide for Cumulative Voting A S Y For Against Against Evaluate Age Discrimination in Retirement Plans A S Y Against For Against Time-Based Equity Awards A S Y For Against Against Increase Disclosure of Executive Compensation A S Y For Against Against Report on Outsourcing A S Y Against For Against Implement/ Increase Activity on the China A S Y Against For Against Principles Report on Political Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Adopt Simple Majority Vote A S Y For Against Against
-------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker Symbol: UTX CUSIP/Security ID: 913017109 Meeting Date: 04/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Louis R. Chenevert A M Y For For For Elect Director George David A M Y For For For Elect Director John V. Faraci A M Y For For For Elect Director Jean-Pierre Garnier A M Y For For For Elect Director Jamie S. Gorelick A M Y For For For Elect Director Charles R. Lee A M Y For For For Elect Director Richard D. McCormick A M Y For For For Elect Director Harold McGraw, III A M Y For For For Elect Director Frank P. Popoff, III A M Y For For For Elect Director H. Patrick Swygert A M Y For For For Elect Director Andre Villeneuve A M Y For For For Elect Director H.A. Wagner A M Y For For For Elect Director Christine Todd Whitman A M Y For For For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y Against Against For Establish Term Limits for Directors A S Y Against For Against Report on Foreign Sales of Military Products A S Y Against For Against
-------------------------------------------------------------------------------- THE HERSHEY CO Ticker Symbol: HSY CUSIP/Security ID: 427866108 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jon A. Boscia A M Y For For For Elect Director Robert H. Campbell A M Y For For For Elect Director Robert F. Cavanaugh A M Y For For For Elect Director Gary P. Coughlan A M Y For For For Elect Director Harriet Edelman A M Y For For For Elect Director Bonnie G. Hill A M Y For For For Elect Director Alfred F. Kelly, Jr. A M Y For For For Elect Director Richard H. Lenny A M Y For For For Elect Director Mackey J. McDonald A M Y For For For Elect Director Marie J. Toulantis A M Y For For For Ratify Auditors A M Y For For For Report on Cocoa Supply A S Y Against For Against
-------------------------------------------------------------------------------- PG&E CORP. Ticker Symbol: PCG CUSIP/Security ID: 69331C108 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David R. Andrews A M Y For For For Elect Director Leslie S. Biller A M Y For For For Elect Director David A. Coulter A M Y For For For Elect Director C. Lee Cox A M Y For For For Elect Director Peter A. Darbee A M Y For For For Elect Director Maryellen C. Herringer A M Y For For For Elect Director Mary S. Metz A M Y For For For Elect Director Barbara L. Rambo A M Y For For For Elect Director Barry Lawson Williams A M Y For For For Ratify Auditors A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y Against For Against Shareholder Vote Provide for an Independent Chairman A S Y For Against Against
-------------------------------------------------------------------------------- KIMBERLY-CLARK CORP. Ticker Symbol: KMB CUSIP/Security ID: 494368103 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Dennis R. Beresford A M Y For For For Elect Director Abelardo E. Bru A M Y For For For Elect Director Thomas J. Falk A M Y For For For Elect Director Mae C. Jemison, M.D. A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against Adopt ILO Standards A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Feasibility of Phasing Out the Use of A S Y Against For Against Non-certified Wood Fiber
-------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker Symbol: KO CUSIP/Security ID: 191216100 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Herbert A. Allen A M Y For For For Elect Director Ronald W. Allen A M Y For For For Elect Director Cathleen P. Black A M Y For For For Elect Director Barry Diller A M Y For For For Elect Director E. Neville Isdell A M Y For For For Elect Director Donald R. Keough A M Y For For For Elect Director Donald F. McHenry A M Y For For For Elect Director Sam Nunn A M N Withhold Withhold For Elect Director James D. Robinson, III A M Y For For For Elect Director Peter V. Ueberroth A M Y For For For Elect Director James B. Williams A M Y For For For Ratify Auditors A M Y For For For Amend Restricted Stock Plan A M Y For For For Report on Charitable Contributions A S Y Against For Against Review/ Report on Recycling Policy A S Y Against For Against Performance-Based and/or Time-Based Equity A S Y Against For Against Awards Report on Environmental Liabilities in India A S Y Against For Against Sponsor Independent Inquiry into Operations in A S Y Against For Against Columbia
-------------------------------------------------------------------------------- COOPER INDUSTRIES LTD Ticker Symbol: CBE CUSIP/Security ID: G24182100 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director I.J. Evans A M Y For For For Elect Director K.S. Hachigian A M Y For For For Elect Director J.R. Wilson A M Y For For For Ratify Auditors A M Y For For For APPROVE THE AMENDED AND RESTATED MANAGEMENT A M Y For For For ANNUAL INCENTIVE PLAN. APPROVE THE AMENDED AND RESTATED DIRECTORS A M Y For For For STOCK PLAN. SHAREHOLDER PROPOSAL REQUESTING COOPER TO A S Y Against For Against IMPLEMENT A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION HUMAN RIGHTS STANDARDS.
-------------------------------------------------------------------------------- GOLDEN WEST FINANCIAL CORP. Ticker Symbol: GDW CUSIP/Security ID: 381317106 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Maryellen C. Herringer A M Y For For For Elect Director Kenneth T. Rosen A M Y For For For Elect Director Herbert M. Sandler A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GANNETT CO., INC. Ticker Symbol: GCI CUSIP/Security ID: 364730101 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Marjorie Magner A M Y For For For Elect Director Duncan M. McFarland A M Y For For For Elect Director Karen Hastie Williams A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS CO. Ticker Symbol: SHW CUSIP/Security ID: 824348106 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Fix Number of and Elect Director A.F. ANTON A M Y For For For Elect Director J.C. Boland A M N Withhold Withhold For Elect Director C.M. Connor A M Y For For For Elect Director D.E. Evans A M Y For For For Elect Director D.F. Hodnik A M Y For For For Elect Director S.J. Kropt A M Y For For For Elect Director R.W. Mahoney A M Y For For For Elect Director G.E. McCullough A M Y For For For Elect Director A.M. Mixon, III A M Y For For For Elect Director C.E. Moll A M Y For For For Elect Director R.K. Smucker A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GOODRICH CORPORATION Ticker Symbol: GR CUSIP/Security ID: 382388106 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Diane C. Creel A M N Withhold Withhold For Elect Director George A. Davidson, Jr. A M Y For For For Elect Director Harris E. DeLoach, Jr. A M Y For For For Elect Director James W. Griffith A M Y For For For Elect Director William R. Holland A M Y For For For Elect Director John P. Jumper A M Y For For For Elect Director Marshall O. Larsen A M Y For For For Elect Director Douglas E. Olesen A M Y For For For Elect Director Alfred M. Rankin, Jr. A M Y For For For Elect Director James R. Wilson A M Y For For For Elect Director A. Thomas Young A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- DOVER CORP. Ticker Symbol: DOV CUSIP/Security ID: 260003108 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director D.H. Benson A M Y For For For Elect Director R.W. Cremin A M Y For For For Elect Director J-P.M. Ergas A M Y For For For Elect Director K.C. Graham A M Y For For For Elect Director R.L. Hoffman A M Y For For For Elect Director J.L. Koley A M Y For For For Elect Director R.K. Lochridge A M Y For For For Elect Director T.L. Reece A M Y For For For Elect Director B.G. Rethore A M Y For For For Elect Director M.B. Stubbs A M N Withhold Withhold For Elect Director M.A. Winston A M Y For For For Other Business A M Y Against Against For
-------------------------------------------------------------------------------- UNITED STATES STEEL CORP. Ticker Symbol: X CUSIP/Security ID: 912909108 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J. Gary Cooper A M Y For For For Elect Director Frank J. Lucchino A M Y For For For Elect Director Seth E. Schofield A M Y For For For Elect Director John P. Suma A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MERRILL LYNCH & CO., INC. Ticker Symbol: MER CUSIP/Security ID: 590188108 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Alberto Cribiore A M Y For For For Elect Director Aulana L. Peters A M Y For For For Elect Director Charles O. Rossotti A M Y For For For Ratify Auditors A M Y For For For Restore or Provide for Cumulative Voting A S Y For Against Against Compensation- Director Compensation A S Y Against For Against Review Executive Compensation A S Y For Against Against
-------------------------------------------------------------------------------- THE BLACK & DECKER CORP. Ticker Symbol: BDK CUSIP/Security ID: 091797100 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director N.D. Archibald A M Y For For For Elect Director N.R. Augustine A M Y For For For Elect Director B.L. Bowles A M Y For For For Elect Director G.W. Buckley A M Y For For For Elect Director M.A. Burns A M Y For For For Elect Director K.B. Clark A M Y For For For Elect Director M.A. Fernandez A M N Withhold Withhold For Elect Director B.H. Griswold, Iv A M Y For For For Elect Director A. Luiso A M Y For For For Elect Director R.L. Ryan A M Y For For For Elect Director M.H. Willes A M Y For For For Ratify Auditors A M Y For For For Performance-Based and/or Time-Based Equity A S Y Against For Against Awards
-------------------------------------------------------------------------------- APPLE COMPUTER, INC. Ticker Symbol: AAPL CUSIP/Security ID: 037833100 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Fred D. Anderson A M Y For For For Elect Director William V. Campbell A M Y For For For Elect Director Millard S. Drexler A M Y For For For Elect Director Albert A. Gore, Jr. A M Y For For For Elect Director Steven P. Jobs A M Y For For For Elect Director Arthur D. Levinson, Ph.D. A M Y For For For Elect Director Jerome B. York A M Y For For For Ratify Auditors A M Y For For For Report on Computer Recycling Policy A S Y Against For Against
-------------------------------------------------------------------------------- WEYERHAEUSER CO. Ticker Symbol: WY CUSIP/Security ID: 962166104 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard F. Haskayne A M N Withhold Withhold For Elect Director Donald F. Mazankowski A M N Withhold Withhold For Elect Director Nicole W. Piasecki A M N Withhold Withhold For Require a Majority Vote for the Election of A S Y For Against Against Directors Adopt Simple Majority Vote Requirement A S Y For Against Against Performance-Based and/or Time-Based Equity A S Y Against For Against Awards Report on Feasibility of Earning Forest A S Y Against For Against Stewardship Council Certification Separate Chairman and CEO Positions A S Y For Against Against Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL, INC. Ticker Symbol: HON CUSIP/Security ID: 438516106 Meeting Date: 04/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Gordon M. Bethune A M Y For For For Elect Director Jaime Chico Pardo A M Y For For For Elect Director David M. Cote A M Y For For For Elect Director D. Scott Davis A M Y For For For Elect Director Linnet F. Deily A M Y For For For Elect Director Clive R. Hollick A M Y For For For Elect Director James J. Howard A M Y For For For Elect Director Bruce Karatz A M N Withhold Withhold For Elect Director Russell E. Palmer A M Y For For For Elect Director Ivan G. Seidenberg A M Y For For For Elect Director Bradley T. Sheares A M Y For For For Elect Director Eric K. Shinseki A M Y For For For Elect Director John R. Stafford A M N Withhold Withhold For Elect Director Michael W. Wright A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Require a Majority Vote for the Election of A S Y Against For Against Directors Compensation- Director Compensation A S Y Against For Against Claw-back of Payments under Restatements A S Y For Against Against Report on Public Welfare Initiative A S Y Against For Against Eliminate or Restrict Severance Agreements A S Y Against For Against (Change-in-Control)
-------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker Symbol: SNV CUSIP/Security ID: 87161C105 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard Y. Bradley A M Y For For For Elect Director Frank W. Brumley A M Y For For For Elect Director Elizabeth W. Camp A M Y For For For Elect Director T. Michael Goodrich A M Y For For For Elect Director John P. Illges, III A M Y For For For Elect Director J. Neal Purcell A M Y For For For Elect Director William B. Turner, Jr. A M N Withhold Withhold For Declassify the Board of Directors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- STATE STREET CORP. (BOSTON) Ticker Symbol: STT CUSIP/Security ID: 857477103 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director T. Albright A M Y For For For Elect Director K. Burnes A M Y For For For Elect Director N. Darehshori A M Y For For For Elect Director A. Goldstein A M Y For For For Elect Director D. Gruber A M Y For For For Elect Director L. Hill A M Y For For For Elect Director C. LaMantia A M Y For For For Elect Director R. Logue A M Y For For For Elect Director R. Sergel A M Y For For For Elect Director R. Skates A M Y For For For Elect Director G. Summe A M Y For For For Elect Director D. Walsh A M Y For For For Elect Director R. Weissman A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote
-------------------------------------------------------------------------------- NORTHERN TRUST CORP. Ticker Symbol: NTRS CUSIP/Security ID: 665859104 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Duane L. Burnham A M Y For For For Elect Director Linda Walker Bynoe A M Y For For For Elect Director Susan Crown A M Y For For For Elect Director Dipak C. Jain A M Y For For For Elect Director Arthur L. Kelly A M N Withhold Withhold For Elect Director Robert C. McCormack A M Y For For For Elect Director Edward J. Mooney A M Y For For For Elect Director William A. Osborn A M Y For For For Elect Director John W. Rowe A M Y For For For Elect Director Harold B. Smith A M Y For For For Elect Director William D. Smithburg A M Y For For For Elect Director Charles A. Tribbett, III A M Y For For For Elect Director Frederick H. Waddell A M Y For For For Ratify Auditors A M Y For For For Eliminate Cumulative Voting A M Y For For For Disclose Charitable Contributions A S Y Against For Against
-------------------------------------------------------------------------------- WACHOVIA CORP. Ticker Symbol: WB CUSIP/Security ID: 929903102 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William H. Goodwin, Jr. A M Y For For For Elect Director Robert A. Ingram A M N Withhold Withhold For Elect Director Mackey J. McDonald A M Y For For For Elect Director Lanty L. Smith A M Y For For For Elect Director Ruth G. Shaw A M Y For For For Elect Director Ernest S. Rady A M Y For For For Ratify Auditors A M Y For For For Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote Report on Political Contributions A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. Ticker Symbol: CCE CUSIP/Security ID: 191219104 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Calvin Darden A M N Withhold Withhold For Elect Director J. Alexander M. Douglas Jr. A M N Withhold Withhold For Elect Director Marvin J. Herb A M Y For For For Elect Director Donna A. James A M Y For For For Elect Director Lowry F. Kline A M Y For For For Ratify Auditors A M Y For For For Eliminate or Restrict Severance Agreements A S Y For Against Against (Change-in-Control)
-------------------------------------------------------------------------------- WENDY'S INTERNATIONAL, INC. Ticker Symbol: WEN CUSIP/Security ID: 950590109 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James V. Pickett A M Y For For For Elect Director Thomas F. Keller A M Y For For For Elect Director David P. Lauer A M N Withhold Withhold For Elect Director James F. Millar A M N Withhold Withhold For Elect Director Peter H. Rothschild A M Y For For For Ratify Auditors A M Y For For For Label Genetically Modified Organisms A S Y Against For Against Prepare Sustainability Report A S Y Against For Against
-------------------------------------------------------------------------------- THE BEAR STEARNS COMPANIES INC. Ticker Symbol: BSC CUSIP/Security ID: 073902108 Meeting Date: 04/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James E. Cayne A M Y For For For Elect Director Henry S. Bienen A M Y For For For Elect Director Carl D. Glickman A M Y For For For Elect Director Alan C. Greenberg A M Y For For For Elect Director Donald J. Harrington A M Y For For For Elect Director Frank T. Nickell A M Y For For For Elect Director Paul A. Novelly A M Y For For For Elect Director Frederic V. Salerno A M N Withhold Withhold For Elect Director Alan D. Schwartz A M Y For For For Elect Director Warren J. Spector A M Y For For For Elect Director Vincent Tese A M Y For For For Elect Director Wesley S. Williams Jr. A M Y For For For Amend Deferred Compensation Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- SCHLUMBERGER LTD. Ticker Symbol: SLB CUSIP/Security ID: 806857108 Meeting Date: 04/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J. Deutch A M Y For For For Elect Director J.S. Gorelick A M Y For For For Elect Director A. Gould A M Y For For For Elect Director T. Isaac A M Y For For For Elect Director A. Lajous A M Y For For For Elect Director A. Levy-Lang A M Y For For For Elect Director M.E. Marks A M Y For For For Elect Director D. Primat A M Y For For For Elect Director T.I. Sandvold A M Y For For For Elect Director N. Seydoux A M Y For For For Elect Director L.G. Stuntz A M Y For For For Elect Director R. Talwar A M Y For For For ADOPTION AND APPROVAL OF FINANCIALS AND A M Y For For For DIVIDENDS ADOPTION OF AMENDMENT TO THE ARTICLES OF A M Y For For For INCORPORATION APPROVAL OF AMENDMENT AND RESTATEMENT OF THE A M Y For For For SCHLUMBERGER 2005 STOCK OPTION PLAN APPROVAL OF INDEPENDENT REGISTERED PUBLIC A M Y For For For ACCOUNTING FIRM
-------------------------------------------------------------------------------- CITIGROUP INC. Ticker Symbol: C CUSIP/Security ID: 172967101 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director C. Michael Armstrong A M Y For For For Elect Director Alain J.P. Belda A M Y For For For Elect Director George David A M Y For For For Elect Director Kenneth T. Derr A M Y For For For Elect Director John M. Deutch A M Y For For For Elect Director Roberto Hernandez Ramirez A M Y For For For Elect Director Ann Dibble Jordan A M Y For For For Elect Director Klaus Kleinfeld A M Y For For For Elect Director Andrew N. Liveris A M Y For For For Elect Director Dudley C. Mecum A M Y For For For Elect Director Anne M. Mulcahy A M Y For For For Elect Director Richard D. Parsons A M Y For For For Elect Director Charles Prince A M Y For For For Elect Director Dr. Judith Rodin A M Y For For For Elect Director Robert E. Rubin A M Y For For For Elect Director Franklin A. Thomas A M Y For For For Ratify Auditors A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For End Issuance of Options and Prohibit Repricing A S Y Against For Against Report on Political Contributions A S Y Against For Against Report on Charitable Contributions A S Y Against For Against Performance-Based Equity Awards A S Y For Against Against Reimbursement of Expenses Incurred by A S Y Against For Against Shareholder(s) Separate Chairman and CEO Positions A S Y For Against Against Clawback of Payments Under Restatement A S Y Against For Against
-------------------------------------------------------------------------------- PACCAR INC. Ticker Symbol: PCAR CUSIP/Security ID: 693718108 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James C. Pigott A M N Withhold Withhold For Elect Director Mark C. Pigott A M Y For For For Elect Director William G. Reed, Jr. A M N Withhold Withhold For Amend Omnibus Stock Plan A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- NEWMONT MINING CORP. (HOLDING COMPANY) Ticker Symbol: NEM CUSIP/Security ID: 651639106 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Glen A. Barton A M Y For For For Elect Director Vincent A. Calarco A M Y For For For Elect Director Noreen Doyle A M Y For For For Elect Director Veronica M. Hagen A M Y For For For Elect Director Michael S. Hamson A M Y For For For Elect Director Leo I. Higdon, Jr. A M Y For For For Elect Director Pierre Lassonde A M Y For For For Elect Director Robert J. Miller A M N Withhold Withhold For Elect Director Wayne W. Murdy A M Y For For For Elect Director Robin A. Plumbridge A M Y For For For Elect Director John B. Prescott A M Y For For For Elect Director Donald C. Roth A M Y For For For Elect Director Seymour Schulich A M Y For For For Elect Director James V. Taranik A M N Withhold Withhold For Ratify Auditors A M Y For For For Provide for an Independent Chairman A S Y For Against Against
-------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker Symbol: SNA CUSIP/Security ID: 833034101 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Bruce C. Chelberg A M Y For For For Elect Director Karen L. Daniel A M Y For For For Elect Director Arthur L. Kelly A M Y For For For Elect Director Jack D. Michaels A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker Symbol: MO CUSIP/Security ID: 02209S103 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Elizabeth E. Bailey A M Y For For For Elect Director Harold Brown A M Y For For For Elect Director Mathis Cabiallavetta A M Y For For For Elect Director Louis C. Camilleri A M Y For For For Elect Director J. Dudley Fishburn A M Y For For For Elect Director Robert E. R. Huntley A M Y For For For Elect Director Thomas W. Jones A M Y For For For Elect Director George Munoz A M Y For For For Elect Director Lucio A. Noto A M Y For For For Elect Director John S. Reed A M Y For For For Elect Director Stephen M. Wolf A M Y For For For Ratify Auditors A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against Adopt ILO Standards A S Y Against For Against Inform African Americans of Health Risks A S Y Against For Against Associated with Menthol Cigarettes Establish Fire Safety Standards for Cigarettes A S Y Against For Against Adopt Animal Welfare Policy A S Y Against For Against Support Legislation to Reduce Smoking A S Y Against For Against Provide Information on Second Hand Smoke A S Y Against For Against
-------------------------------------------------------------------------------- CLEAR CHANNEL COMMUNICATIONS, INC. Ticker Symbol: CCU CUSIP/Security ID: 184502102 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Alan D. Feld A M Y For For For Elect Director Perry J. Lewis A M Y For For For Elect Director L. Lowry Mays A M Y For For For Elect Director Mark P. Mays A M Y For For For Elect Director Randall T. Mays A M N Withhold Withhold For Elect Director B. J. McCombs A M N Withhold Withhold For Elect Director Phyllis B. Riggins A M Y For For For Elect Director Theodore H. Strauss A M Y For For For Elect Director J. C. Watts, Jr. A M N Withhold Withhold For Elect Director John H. Williams A M N Withhold Withhold For Elect Director John B. Zachry A M Y For For For Ratify Auditors A M Y For For For Report on Political Contributions A S Y Against For Against Establish a Compensation Committee A S Y For Against Against
-------------------------------------------------------------------------------- CONVERGYS CORP. Ticker Symbol: CVG CUSIP/Security ID: 212485106 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John F. Barrett A M Y For For For Elect Director Joseph E. Gibbs A M Y For For For Elect Director Steven C. Mason A M Y For For For Elect Director James F. Orr A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- SIGMA-ALDRICH CORP. Ticker Symbol: SIAL CUSIP/Security ID: 826552101 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Nina V. Fedoroff A M Y For For For Elect Director David R. Harvey A M Y For For For Elect Director W. Lee McCollum A M N Withhold Withhold For Elect Director Jai P. Nagarkatti A M Y For For For Elect Director Avi M. Nash A M Y For For For Elect Director William C. O'Neil, Jr. A M Y For For For Elect Director J. Pedro Reinhard A M N Withhold Withhold For Elect Director Timothy R.G. Sear A M Y For For For Elect Director D. Dean Spatz A M Y For For For Elect Director Barrett A. Toan A M Y For For For Ratify Auditor A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- HARRAH'S ENTERTAINMENT, INC. Ticker Symbol: HET CUSIP/Security ID: 413619107 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Charles L. Atwood A M N Withhold Withhold For Elect Director R. Brad Martin A M Y For For For Elect Director Gary G. Michael A M N Withhold Withhold For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Ticker Symbol: D CUSIP/Security ID: 25746U109 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter W. Brown A M Y For For For Elect Director Ronald J. Calise A M Y For For For Elect Director Thos. E. Capps A M Y For For For Elect Director George A. Davidson, Jr. A M Y For For For Elect Director Thomas F. Farrell, II A M Y For For For Elect Director John W. Harris A M Y For For For Elect Director Robert S. Jepson, Jr. A M Y For For For Elect Director Mark J. Kington A M Y For For For Elect Director Benjamin J. Lambert, III A M Y For For For Elect Director Richard L. Leatherwood A M Y For For For Elect Director Margaret A. McKenna A M Y For For For Elect Director Frank S. Royal, M.D. A M Y For For For Elect Director S. Dallas Simmons A M Y For For For Elect Director David A. Wollard A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Greenhouse Gas Emissions A S Y Against For Against Submit Supplemental Executive Retirement Plans A S Y Against For Against to Shareholder vote
-------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORP. Ticker Symbol: BNI CUSIP/Security ID: 12189T104 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director A.L. Boeckmann A M Y For For For Elect Director D.G. Cook A M Y For For For Elect Director V.S. Martinez A M N Withhold Withhold For Elect Director M.F. Racicot A M N Withhold Withhold For Elect Director R.S. Roberts A M Y For For For Elect Director M.K. Rose A M Y For For For Elect Director M.J. Shapiro A M Y For For For Elect Director J.C. Watts, Jr A M Y For For For Elect Director R.H. West A M Y For For For Elect Director J.S. Whisler A M Y For For For Elect Director E.E. Whitacre, Jr. A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- BB&T CORPORATION Ticker Symbol: BBT CUSIP/Security ID: 054937107 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Declassify the Board of Directors A M Y For For For Amend Nomination Procedures for the Board A M Y For For For Elect Director Jennifer S. Banner A M Y For For For Elect Director Nelle R. Chilton A M Y For For For Elect Director L. Vincent Hackley A M Y For For For Elect Director Jane P. Helm A M Y For For For Elect Director James H. Maynard A M Y For For For Elect Director E. Rhone Sasser A M N Withhold Withhold For Amend Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker Symbol: JNJ CUSIP/Security ID: 478160104 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mary S. Coleman A M Y For For For Elect Director James G. Cullen A M Y For For For Elect Director Robert J. Darretta A M N Withhold Withhold For Elect Director Michael M. E. Johns A M Y For For For Elect Director Ann D. Jordan A M Y For For For Elect Director Arnold G. Langbo A M Y For For For Elect Director Susan L. Lindquist A M Y For For For Elect Director Leo F. Mullin A M Y For For For Elect Director Christine A. Poon A M Y For For For Elect Director Charles Prince A M N Withhold Withhold For Elect Director Steven S. Reinemund A M Y For For For Elect Director David Satcher A M Y For For For Elect Director William C. Weldon A M Y For For For Amend Articles to Remove Antitakeover Provision A M Y For For For Ratify Auditors A M Y For For For Disclose Charitable Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- TECO ENERGY, INC. Ticker Symbol: TE CUSIP/Security ID: 872375100 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Sara L. Baldwin A M Y For For For Elect Director Luis Guinot, Jr. A M Y For For For Elect Director Sherrill W. Hudson A M Y For For For Elect Director Loretta A. Penn A M Y For For For Elect Director William P. Sovey A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMEREN CORPORATION Ticker Symbol: AEE CUSIP/Security ID: 023608102 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Susan S. Elliott A M Y For For For Elect Director Gayle P.W. Jackson A M Y For For For Elect Director James C. Johnson A M Y For For For Elect Director Richard A. Liddy A M Y For For For Elect Director Gordon R. Lohman A M Y For For For Elect Director Richard A. Lumpkin A M Y For For For Elect Director Charles W. Mueller A M Y For For For Elect Director Douglas R. Oberhelman A M Y For For For Elect Director Gary L. Rainwater A M Y For For For Elect Director Harvey Saligman A M Y For For For Elect Director Patrick T. Stokes A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Report on Extending the Operating License at A S Y Against For Against the Callaway Nuclear Power Facility
-------------------------------------------------------------------------------- ROWAN COMPANIES, INC. Ticker Symbol: RDC CUSIP/Security ID: 779382100 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John R. Huff A M Y For For For Elect Director Federick R. Lausen A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- FREESCALE SEMICONDUCTOR, INC. Ticker Symbol: FSL CUSIP/Security ID: 35687M206 Meeting Date: 04/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kenin Kennedy A M Y For For For Elect Director Michael Mayer A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MELLON FINANCIAL CORP. Ticker Symbol: MEL CUSIP/Security ID: 58551A108 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Paul L. Cejas A M Y For For For Elect Director Seward Prosser Mellon A M Y For For For Elect Director Mark A. Nordenberg A M Y For For For Elect Director W.E. Strickland, Jr. A M Y For For For Approve Non-Employee Director Restricted Stock A M Y For For For Plan Amend Vote Requirements to Amend A S Y For Against Against Articles/Bylaws/Charter Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PFIZER INC. Ticker Symbol: PFE CUSIP/Security ID: 717081103 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael S. Brown A M Y For For For Elect Director M. Anthony Burns A M N Withhold Withhold For Elect Director Robert N. Burt A M Y For For For Elect Director W. Don Cornwell A M Y For For For Elect Director William H. Gray, III A M Y For For For Elect Director Constance J. Horner A M Y For For For Elect Director William R. Howell A M Y For For For Elect Director Stanley O. Ikenberry A M Y For For For Elect Director George A. Lorch A M Y For For For Elect Director Henry A. McKinnell A M Y For For For Elect Director Dana G. Mead A M Y For For For Elect Director Ruth J. Simmons A M Y For For For Elect Director William C. Steere, Jr. A M Y For For For Ratify Auditors A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Establish Term Limits for Directors A S Y Against For Against Social Proposal A S Y Against For Against Restore or Provide for Cumulative Voting A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against Report on Political Contributions A S Y Against For Against Report on Animal Welfare Policy A S Y Against For Against Reort on Animal-based Testing A S Y Against For Against
-------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. Ticker Symbol: LXK CUSIP/Security ID: 529771107 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael J. Maples A M Y For For For Elect Director Stephen R. Hardis A M N Withhold Withhold For Elect Director William R. Fields A M N Withhold Withhold For Elect Director Robert Holland, Jr. A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EATON CORP. Ticker Symbol: ETN CUSIP/Security ID: 278058102 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Christopher M. Connor A M Y For For For Elect Director Alexander M. Cutler A M Y For For For Elect Director Deborah. L. McCoy A M Y For For For Elect Director Gary L. Tooker A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- STRYKER CORP. Ticker Symbol: SYK CUSIP/Security ID: 863667101 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John W. Brown A M Y For For For Elect Director Howard E. Cox, Jr. A M Y For For For Elect Director Donald M. Engelman A M N Withhold Withhold For Elect Director Jerome H. Grossman A M Y For For For Elect Director Stephen P. Macmillan A M Y For For For Elect Director William U. Parfet A M N Withhold Withhold For Elect Director Ronda E. Stryker A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ALLTEL CORP. Ticker Symbol: AT CUSIP/Security ID: 020039103 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William H. Crown A M Y For For For Elect Director Joe T. Ford A M Y For For For Elect Director John P. McConnell A M Y For For For Elect Director Josie C. Natori A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- SEARS HOLDINGS CORP Ticker Symbol: SHLD CUSIP/Security ID: 812350106 Meeting Date: 04/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Donald J. Carty A M Y For For For Elect Director William C. Crowley A M N Withhold Withhold For Elect Director Alan J. Lacy A M Y For For For Elect Director Edward S. Lampert A M Y For For For Elect Director Aylwin B. Lewis A M Y For For For Elect Director Steven T. Mnuchin A M N Withhold Withhold For Elect Director Richard C. Perry A M Y For For For Elect Director Ann N. Reese A M Y For For For Elect Director Thomas J. Tisch A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y For For For Approve Restricted Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMSOUTH BANCORPORATION Ticker Symbol: ASO CUSIP/Security ID: 032165102 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Martha R. Ingram A M N Withhold Withhold For Elect Director Charles D. McCrary A M N Withhold Withhold For Elect Director C. Dowd Ritter A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Report on Political Contributions A S Y Against For Against Ammend EEO Statement to Prohibit Discrimination A S Y Against For Against Based on Sexual Orientation
-------------------------------------------------------------------------------- ROHM AND HAAS CO. Ticker Symbol: ROH CUSIP/Security ID: 775371107 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director W.J. Avery A M Y For For For Elect Director R.L. Gupta A M Y For For For Elect Director D.W. Haas A M Y For For For Elect Director T.W. Haas A M Y For For For Elect Director R.L. Keyser A M Y For For For Elect Director R.J. Mills A M Y For For For Elect Director J.P. Montoya A M Y For For For Elect Director S.O. Moose A M Y For For For Elect Director G.S. Omenn A M Y For For For Elect Director G.L. Rogers A M Y For For For Elect Director R.H. Schmitz A M Y For For For Elect Director G.M. Whitesides A M Y For For For Elect Director M.C. Whittington A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- WYETH Ticker Symbol: WYE CUSIP/Security ID: 983024100 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert Essner A M Y For For For Elect Director John D. Feerick A M Y For For For Elect Director Frances D. Fergusson, Ph.D. A M Y For For For Elect Director Victor F. Ganzi A M Y For For For Elect Director Robert Langer A M Y For For For Elect Director John P. Mascotte A M N Withhold Withhold For Elect Director Mary Lake Polan, M.D., Ph.D. A M Y For For For Elect Director Gary L. Rogers A M Y For For For Elect Director Ivan G. Seidenberg A M Y For For For Elect Director Walter V. Shipley A M N Withhold Withhold For Elect Director John R. Torell, III A M Y For For For Ratify Auditors A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Report on Product Availability in Canada A S Y Against For Against Report on Political Contributions A S Y Against For Against Report on Animal welfare Policy A S Y Against For Against Require a Majority Vote for the Election of A S Y Abstain For Against Directors Separate Chairman and CEO Positions A S Y For Against Against Adopt Simple Majority Vote Requirement A S Y For Against Against
-------------------------------------------------------------------------------- MARSHALL & ILSLEY CORP. Ticker Symbol: MI CUSIP/Security ID: 571834100 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mark F. Furlong A M Y For For For Elect Director Ted D. Kellner A M N Withhold Withhold For Elect Director Katharine C. Lyall A M Y For For For Elect Director Peter M. Platten, III A M Y For For For Elect Director James B. Wigdale A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- UNISYS CORP. Ticker Symbol: UIS CUSIP/Security ID: 909214108 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Randall J. Hogan A M Y For For For Elect Director Edwin A. Huston A M Y For For For Elect Director Leslie F. Kenne A M Y For For For Elect Director Joseph W. McGrath A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- SEMPRA ENERGY Ticker Symbol: SRE CUSIP/Security ID: 816851109 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James G. Brocksmith, Jr. A M N Withhold Withhold For Elect Director Donald E. Felsinger A M Y For For For Elect Director William D. Jones A M Y For For For Elect Director William G. Ouchi, Ph.D. A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Performance-Based and/or Time-Based Equity A S Y For Against Against Awards
-------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker Symbol: TROW CUSIP/Security ID: 74144T108 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Edward C. Bernard A M Y For For For Elect Director James T. Brady A M N Withhold Withhold For Elect Director J. Alfred Broaddus, Jr. A M Y For For For Elect Director Donald B. Hebb, Jr. A M Y For For For Elect Director James A.C. Kennedy A M Y For For For Elect Director George A. Roche A M Y For For For Elect Director Brian C. Rogers A M Y For For For Elect Director Dr. Alfred Sommer A M Y For For For Elect Director Dwight S. Taylor A M Y For For For Elect Director Anne Marie Whittemore A M Y For For For Ratify Auditors A M Y For For For Other Business A M Y Against Against For
-------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker Symbol: WFC CUSIP/Security ID: 949746101 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lloyd H. Dean A M Y For For For Elect Director Susan E. Engel A M Y For For For Elect Director Enrique Hernandez, Jr. A M N Withhold Withhold For Elect Director Robert L. Joss A M Y For For For Elect Director Richard M. Kovacevich A M Y For For For Elect Director Richard D. McCormick A M Y For For For Elect Director Cynthia H. Milligan A M N Withhold Withhold For Elect Director Nicholas G. Moore A M Y For For For Elect Director Philip J. Quigley A M N Withhold Withhold For Elect Director Donald B. Rice A M N Withhold Withhold For Elect Director Judith M. Runstad A M Y For For For Elect Director Stephen W. Sanger A M Y For For For Elect Director Susan G. Swenson A M Y For For For Elect Director Michael W. Wright A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Separate Chairman and CEO Positions A S Y For Against Against Compensation- Director Compensation A S Y Against For Against Report on Discrimination in Lending A S Y Against For Against
-------------------------------------------------------------------------------- SPRINT NEXTEL CORP Ticker Symbol: S CUSIP/Security ID: 852061100 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Keith J. Bane A M Y For For For Elect Director Gordon M. Bethune A M Y For For For Elect Director Timothy M. Donahue A M Y For For For Elect Director Frank M. Drendel A M N Withhold Withhold For Elect Director Gary D. Forsee A M Y For For For Elect Director James H. Hance, Jr. A M Y For For For Elect Director V. Janet Hill A M Y For For For Elect Director Irvine O. Hockaday, Jr A M Y For For For Elect Director William E. Kennard A M N Withhold Withhold For Elect Director Linda Koch Lorimer A M Y For For For Elect Director Stephanie M. Shern A M Y For For For Elect Director William H. Swanson A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Restore or Provide for Cumulative Voting A S Y For Against Against
-------------------------------------------------------------------------------- HUMANA INC. Ticker Symbol: HUM CUSIP/Security ID: 444859102 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David A. Jones, Jr. A M Y For For For Elect Director Frank A. D' Amelio A M Y For For For Elect Director W. Roy Dunbar A M Y For For For Elect Director Kurt J. Hilzinger A M Y For For For Elect Director Michael B. McCallister A M Y For For For Elect Director James J. O'Brien A M Y For For For Elect Director W. Ann Reynolds A M Y For For For Elect Director James O. Robbins A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- SUNOCO, INC. Ticker Symbol: SUN CUSIP/Security ID: 86764P109 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director R. J. Darnall A M Y For For For Elect Director J. G. Drosdick A M Y For For For Elect Director U. O. Fairbairn A M Y For For For Elect Director T. P. Gerrity A M Y For For For Elect Director R. B. Greco A M Y For For For Elect Director J. G. Kaiser A M Y For For For Elect Director R. A. Pew A M Y For For For Elect Director G. J. Ratcliffe A M Y For For For Elect Director J. W. Rowe A M Y For For For Elect Director J. K. Wulff A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ELECTRONIC DATA SYSTEMS CORP. Ticker Symbol: EDS CUSIP/Security ID: 285661104 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director W. Roy Dunbar A M Y For For For Elect Director Roger A. Enrico A M Y For For For Elect Director S. Malcolm Gillis A M Y For For For Elect Director Ray J. Groves A M Y For For For Elect Director Ellen M. Hancock A M Y For For For Elect Director Jeffrey M. Heller A M Y For For For Elect Director Ray L. Hunt A M Y For For For Elect Director Michael H. Jordan A M Y For For For Elect Director Edward A. Kangas A M Y For For For Elect Director R. David Yost A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- BALL CORP. Ticker Symbol: BLL CUSIP/Security ID: 058498106 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Howard M. Dean A M N Withhold Withhold For Elect Director R. David Hoover A M Y For For For Elect Director Jan Nicholson A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- THE BANK OF NEW YORK CO., INC. Ticker Symbol: BK CUSIP/Security ID: 064057102 Meeting Date: 04/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frank J. Biondi A M Y For For For Elect Director Nicholas M. Donofrio A M Y For For For Elect Director Gerald L. Hassel A M Y For For For Elect Director Richard J. Kogan A M Y For For For Elect Director Michael J. Kowalski A M Y For For For Elect Director John A. Luke, Jr. A M Y For For For Elect Director John C. Malone A M N Withhold Withhold For Elect Director Paul Myners A M Y For For For Elect Director Catherine A. Rein A M Y For For For Elect Director Thomas A. Renyi A M Y For For For Elect Director William C. Richardson A M Y For For For Elect Director Brian l. Roberts A M Y For For For Elect Director Samuel C. Scott, III A M Y For For For Elect Director Richard C. Vaughan A M Y For For For Ratify Auditors A M Y For For For Provide for Cumulative Voting A S Y For Against Against Reimbursement of Expenses of Opposition A S Y Against For Against Candidates
-------------------------------------------------------------------------------- C. R. BARD, INC. Ticker Symbol: BCR CUSIP/Security ID: 067383109 Meeting Date: 04/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Marc C. Breslawsky A M Y For For For Elect Director Herbert L. Henkel A M N Withhold Withhold For Elect Director Timothy M. Ring A M Y For For For Elect Director Tommy G. Thompson A M Y For For For Amend Omnibus Stock Plan A M Y For For For Amend Non-Employee Director Stock Option Plan A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For Adopt ILO Standards A S Y Against For Against
-------------------------------------------------------------------------------- AETNA INC. Ticker Symbol: AET CUSIP/Security ID: 00817Y108 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Betsy Z. Cohen A M Y For For For Elect Director Molly J. Coye, M.D. A M Y For For For Elect Director Barbara H. Franklin A M N Withhold Withhold For Elect Director Jeffrey E. Garten A M Y For For For Elect Director Earl G. Graves A M N Withhold Withhold For Elect Director Gerald Greenwald A M N Withhold Withhold For Elect Director Ellen M. Hancock A M N Withhold Withhold For Elect Director Michael H. Jordan A M Y For For For Elect Director Edward J. Ludwig A M N Withhold Withhold For Elect Director Joseph P. Newhouse A M Y For For For Elect Director John W. Rowe, M.D. A M Y For For For Elect Director Ronald A. Williams A M Y For For For Ratify Auditors A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y Against Against For Provide for Cumulative Voting A S Y For Against Against
-------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. Ticker Symbol: PCL CUSIP/Security ID: 729251108 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Rick R. Holley A M Y For For For Elect Director Ian B. Davidson A M Y For For For Elect Director Robin Josephs A M Y For For For Elect Director John G. McDonald A M Y For For For Elect Director Robert B. McLeod A M Y For For For Elect Director John H. Scully A M Y For For For Elect Director Stephen C. Tobias A M Y For For For Elect Director Carl B. Webb A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker Symbol: AMP CUSIP/Security ID: 03076C106 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ira D. Hall A M Y For For For Elect Director Jeffrey Noddle A M Y For For For Elect Director Richard F. Powers, III A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MOTOROLA, INC. Ticker Symbol: MOT CUSIP/Security ID: 620076109 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director E. Zander A M Y For For For Elect Director H.L. Fuller A M Y Against Against For Elect Director J. Lewent A M Y Against Against For Elect Director T. Meredith A M Y For For For Elect Director N. Negroponte A M Y Against Against For Elect Director I. Nooyi A M Y For For For Elect Director S. Scott, III A M Y For For For Elect Director R. Sommer A M Y For For For Elect Director J. Stengel A M Y For For For Elect Director D. Warner, III A M Y For For For Elect Director J. White A M Y Against Against For Elect Director M. White A M Y For For For Approve Omnibus Stock Plan A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote
-------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES, INC. Ticker Symbol: ATI CUSIP/Security ID: 01741R102 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Diane C. Creel A M Y For For For Elect Director James E. Rohr A M Y For For For Elect Director Louis J. Thomas A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PERKINELMER INC. Ticker Symbol: PKI CUSIP/Security ID: 714046109 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Tamara J. Erickson A M Y For For For Elect Director Robert F. Friel A M Y For For For Elect Director Nicholas A. Lopardo A M N Withhold Withhold For Elect Director Alexis P. Michas A M Y For For For Elect Director James C. Mullen A M N Withhold Withhold For Elect Director Vicki L. Sato A M Y For For For Elect Director Gabriel Schmergel A M Y For For For Elect Director Kenton J. Sicchitano A M N Withhold Withhold For Elect Director Gregory L. Summe A M Y For For For Elect Director G. Robert Tod A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y Abstain Abstain Against Directors
-------------------------------------------------------------------------------- UNIVISION COMMUNICATIONS INC. Ticker Symbol: UVN CUSIP/Security ID: 914906102 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director A. Jerrold Perenchio A M Y For For For Elect Director Anthony Cassara A M Y For For For Elect Director Harold Gaba A M Y For For For Elect Director Alan F. Horn A M Y For For For Elect Director Michael O. Johnson A M Y For For For Elect Director John G. Perenchio A M Y For For For Elect Director Ray Rodriguez A M Y For For For Elect Director McHenry T. Tichenor, Jr. A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- COMPASS BANCSHARES, INC. Ticker Symbol: CBSS CUSIP/Security ID: 20449H109 Meeting Date: 04/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Charles W. Daniel A M N Withhold Withhold For Elect Director William E. Davenport A M N Withhold Withhold For Elect Director Charles E. McMahen A M Y For For For Approve Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker Symbol: DD CUSIP/Security ID: 263534109 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Alain J.P. Belda A M Y For For For Elect Director Richard H. Brown A M Y For For For Elect Director Curtis J. Crawford A M Y For For For Elect Director John T. Dillon A M Y For For For Elect Director Eleuthere I. du Pont A M Y For For For Elect Director Charles O. Holliday, Jr. A M Y For For For Elect Director Lois D. Juliber A M Y For For For Elect Director Masahisa Naitoh A M Y For For For Elect Director Sean O'Keefe A M Y For For For Elect Director William K. Reilly A M Y For For For Elect Director Charles M. Vest A M Y For For For Ratify Auditors A M Y For For For Review Executive Compensation A S Y Against For Against Report on Genetically Modified Organisms A S Y Against For Against Performance-Based A S Y Against For Against Report on Feasibility of Phasing out PFOA A S Y For Against Against Report on Security of Chemical Facilities A S Y Against For Against
-------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC Ticker Symbol: WM CUSIP/Security ID: 939322103 Meeting Date: 04/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kerry K. Killinger A M Y For For For Elect Director Thomas C. Leppert A M Y For For For Elect Director Charles M. Lillis A M Y For For For Elect Director Michael K. Murphy A M Y For For For Elect Director Orin C. Smith A M Y For For For Elect Director Regina Montoya A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Declassify the Board of Directors A M Y For For For Report on Political Contributions A S Y Against For Against
-------------------------------------------------------------------------------- KOHL'S CORP. Ticker Symbol: KSS CUSIP/Security ID: 500255104 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jay H. Baker A M Y For For For Elect Director Steven A. Burd A M N Withhold Withhold For Elect Director Kevin Mansell A M Y For For For Elect Director Peter M. Sommerhauser A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- TELLABS, INC. Ticker Symbol: TLAB CUSIP/Security ID: 879664100 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Bo Hedfors A M Y For For For Elect Director Michael E. Lavin A M Y For For For Elect Director Jan H. Suwinski A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- VERIZON COMMUNICATIONS Ticker Symbol: VZ CUSIP/Security ID: 92343V104 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James R. Barker A M Y For For For Elect Director Richard L. Carrion A M N Withhold Withhold For Elect Director Robert W. Lane A M Y For For For Elect Director Sandra O. Moose A M Y For For For Elect Director Joseph Neubauer A M N Withhold Withhold For Elect Director Donald T. Nicolaisen A M Y For For For Elect Director Thomas H. O'Brien A M Y For For For Elect Director Clarence Otis, Jr. A M Y For For For Elect Director Hugh B. Price A M Y For For For Elect Director Ivan G. Seidenberg A M Y For For For Elect Director Walter V. Shipley A M Y For For For Elect Director John R. Stafford A M Y For For For Elect Director Robert D. Storey A M Y For For For Ratify Auditors A M Y For For For Restore or Provide for Cumulative Voting A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors Require Majority of Independent Directors on A S Y For Against Against Board Company-Specific-Directors on Common Boards A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against Performance-Based and/or Time-Based Equity A S Y Against For Against Awards Report on Political Contributions A S Y Against For Against
-------------------------------------------------------------------------------- EMC CORP. Ticker Symbol: EMC CUSIP/Security ID: 268648102 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Gail Deegan A M N Withhold Withhold For Elect Director Olli-Pekka Kallasvuo A M Y For For For Elect Director Windle B. Priem A M N Withhold Withhold For Elect Director Alfred M. Zeien A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Performance-Based and/or Time-Based Equity A S Y Against For Against Awards Declassify the Board of Directors A S Y For Against Against Limit Composition of Committee(s) to A S Y For Against Against Independent Directors
-------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker Symbol: BAC CUSIP/Security ID: 060505104 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William Barnet, III A M N Withhold Withhold For Elect Director Frank P. Bramble, Sr. A M Y For For For Elect Director John T. Collins A M Y For For For Elect Director Gary L. Countryman A M Y For For For Elect Director Tommy R. Franks A M Y For For For Elect Director Paul Fulton A M Y For For For Elect Director Charles K. Gifford A M Y For For For Elect Director W. Steven Jones A M Y For For For Elect Director Kenneth D. Lewis A M Y For For For Elect Director Monica C. Lozano A M Y For For For Elect Director Walter E. Massey A M Y For For For Elect Director Thomas J. May A M N Withhold Withhold For Elect Director Patricia E. Mitchell A M Y For For For Elect Director Thomas M. Ryan A M N Withhold Withhold For Elect Director O. Temple Sloan, Jr. A M Y For For For Elect Director Meredith R. Spangler A M Y For For For Elect Director Robert L. Tillman A M Y For For For Elect Director Jackie M. Ward A M Y For For For Ratify Auditors A M Y Against Against For Amend Omnibus Stock Plan A M Y For For For Publish Political Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Provide for an Independent Chairman A S Y For Against Against Exclude Reference to Sexual Orientation from A S Y Against For Against the Company's EEO Statement
-------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker Symbol: UPS CUSIP/Security ID: 911312106 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John J. Beystehner A M Y For For For Elect Director Michael J. Burns A M Y For For For Elect Director D. Scott Davis A M N Withhold Withhold For Elect Director Stuart E. Eizenstat A M Y For For For Elect Director Michael L. Eskew A M Y For For For Elect Director James P. Kelly A M N Withhold Withhold For Elect Director Ann M. Livermore A M Y For For For Elect Director Gary E. MacDougal A M N Withhold Withhold For Elect Director Victor A. Pelson A M Y For For For Elect Director John W. Thompson A M Y For For For Elect Director Carol B. Tome A M Y For For For Elect Director Ben Verwaayen A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PPL CORP. Ticker Symbol: PPL CUSIP/Security ID: 69351T106 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John W. Conway A M Y For For For Elect Director E. Allen Deaver A M Y For For For Elect Director James H. Miller A M Y For For For Elect Director Susan M. Stalnecker A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Adopt Simple Majority Vote A S Y For Against Against
-------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker Symbol: CVX CUSIP/Security ID: 166764100 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Samuel H. Armacost A M Y For For For Elect Director Linnet F. Deily A M Y For For For Elect Director Robert E. Denham A M Y For For For Elect Director Robert J. Eaton A M Y For For For Elect Director Sam Ginn A M Y For For For Elect Director Franklyn G. Jenifer A M Y For For For Elect Director Sam Nunn A M Y For For For Elect Director David J. O'Reilly A M Y For For For Elect Director Donald B. Rice A M Y For For For Elect Director Peter J. Robertson A M Y For For For Elect Director Charles R. Shoemate A M Y For For For Elect Director Ronald D. Sugar A M Y For For For Elect Director Carl Ware A M Y For For For Ratify Auditors A M Y For For For Company-Specific-Reimbursement of Stockholder A S Y For Against Against Proposal Report on Environmental Impact of Drilling in A S Y Against For Against Sensitive Areas Report on Political Contributions A S Y Against For Against Adopt an Animal Welfare Policy A S Y Against For Against Adopt a Human Rights Policy A S Y Against For Against Report on Remediation Expenses in Ecuador A S Y Against For Against
-------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. Ticker Symbol: MHP CUSIP/Security ID: 580645109 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James H. Ross A M Y For For For Elect Director Kurt L. Schmoke A M Y For For For Elect Director Sidney Taurel A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORP Ticker Symbol: LPX CUSIP/Security ID: 546347105 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Archie W. Dunham A M Y For For For Elect Director Daniel K. Frierson A M Y For For For Elect Director Richard W. Frost A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AVERY DENNISON CORP. Ticker Symbol: AVY CUSIP/Security ID: 053611109 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John T. Cardis A M Y For For For Elect Director David E.I. Pyott A M Y For For For Elect Director Dean A. Scarborough A M Y For For For Elect Director Julia A. Stewart A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ALLEGHENY ENERGY, INC. Ticker Symbol: AYE CUSIP/Security ID: 017361106 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director H. Furlong Baldwin A M Y For For For Elect Director Eleanor Baum A M Y For For For Elect Director Paul J. Evanson A M Y For For For Elect Director Cyrus F. Freidheim, Jr. A M Y For For For Elect Director Julia L. Johnson A M Y For For For Elect Director Ted J. Kleisner A M Y For For For Elect Director Steven H. Rice A M Y For For For Elect Director Gunnar E. Sarsten A M Y For For For Elect Director Michael H. Sutton A M Y For For For Ratify Auditors A M Y For For For Stock Retention A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against Require Director Nominee Qualifications A S Y Against For Against Performance-Based/Indexed Options A S Y For Against Against Eliminate or Restrict Severance Agreements A S Y Against For Against (Change-in-Control) Claw-back of Payments under Restatements A S Y For Against Against Submit Shareholder Rights Plan (Poison Pill) to A S Y Against For Against Shareholder Vote
-------------------------------------------------------------------------------- BEMIS COMPANY, INC. Ticker Symbol: BMS CUSIP/Security ID: 081437105 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William J. Bolton A M Y For For For Elect Director Barbara L. Johnson A M Y For For For Elect Director Paul S. Peercy A M Y For For For Elect Director Gene C. Wulf A M N Withhold Withhold For Approve Stock Option Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PRAXAIR, INC. Ticker Symbol: PX CUSIP/Security ID: 74005P104 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Stephen F. Angel A M Y For For For Elect Director Claire W. Gargalli A M Y For For For Elect Director G. Jackson Ratcliffe, Jr. A M Y For For For Elect Director Dennis H. Reilley A M Y For For For Declassify the Board of Directors A M Y For Against None Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMERICAN STANDARD COMPANIES INC. Ticker Symbol: ASD CUSIP/Security ID: 029712106 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven F. Goldstone A M Y For For For Elect Director Kirk S. Hachigian A M Y For For For Elect Director Edward E. Hagenlocker A M Y For For For Elect Director Dale F. Morrison A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. Ticker Symbol: LLL CUSIP/Security ID: 502424104 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter A. Cohen A M Y For For For Elect Director Robert B. Millard A M Y For For For Elect Director Arthur L. Simon A M Y For For For Ratify Auditors A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For
-------------------------------------------------------------------------------- KEYCORP Ticker Symbol: KEY CUSIP/Security ID: 493267108 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ralph Alvarez A M Y For For For Elect Director William G. Bares A M Y For For For Elect Director Carol A. Cartwright A M Y For For For Elect Director Thomas C. Stevens A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- OFFICEMAX INC Ticker Symbol: OMX CUSIP/Security ID: 67622P101 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Brian C. Cornell A M Y For For For Elect Director Monte R. Haymon A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Act on Shareholder Resolutions that Receive A S Y Against For Against Majority Support
-------------------------------------------------------------------------------- COOPER TIRE & RUBBER CO. Ticker Symbol: CTB CUSIP/Security ID: 216831107 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John J. Holland A M Y For For For Elect Director John F. Meier A M N Withhold Withhold For Elect Director John H. Shuey A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y Against Against For
-------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker Symbol: EIX CUSIP/Security ID: 281020107 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John E. Bryson A M Y For For For Elect Director France A. Cordova A M Y For For For Elect Director Charles B. Curtis A M Y For For For Elect Director Bradford M. Freeman A M N Withhold Withhold For Elect Director Bruce Karatz A M Y For For For Elect Director Luis G. Nogales A M Y For For For Elect Director Ronald L. Olson A M Y For For For Elect Director James M. Rosser A M N Withhold Withhold For Elect Director Richard T. Schlosberg, III A M Y For For For Elect Director Robert H. Smith A M Y For For For Elect Director Thomas C. Sutton A M Y For For For Amend Articles To Eliminate Fair Price Provision A M Y For For For Adopt Simple Majority Vote Requirement A S Y For Against Against
-------------------------------------------------------------------------------- TEXTRON INC. Ticker Symbol: TXT CUSIP/Security ID: 883203101 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lewis B. Campbell A M Y For For For Elect Director Lawrence K. Fish A M N Withhold Withhold For Elect Director Joe T. Ford A M N Withhold Withhold For Ratify Auditors A M Y For For For Report on Depleted Uranium Weapons Components A S Y Against For Against Require a Majority Vote for the Election of A S N None None Against Directors
-------------------------------------------------------------------------------- MILLIPORE CORP. Ticker Symbol: MIL CUSIP/Security ID: 601073109 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Rolf A. Classon A M Y For For For Elect Director Mark Hoffman A M Y For For For Elect Director John F. Reno A M N Withhold Withhold For Elect Director Karen E. Welke A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- METLIFE, INC Ticker Symbol: MET CUSIP/Security ID: 59156R108 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director C. Robert Henrikson A M Y For For For Elect Director John M. Keane A M Y For For For Elect Director Hugh B. Price A M N Withhold Withhold For Elect Director Kenton J. Sicchitano A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EASTMAN KODAK CO. Ticker Symbol: EK CUSIP/Security ID: 277461109 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Martha Layne Collins A M N Withhold Withhold For Elect Director Timothy M. Donahue A M N Withhold Withhold For Elect Director Delano E. Lewis A M Y For For For Elect Director Antonio M. Perez A M Y For For For Ratify Auditors A M Y Against Against For Claw-back of Payments under Restatements A S Y Against For Against
-------------------------------------------------------------------------------- TEMPLE-INLAND INC. Ticker Symbol: TIN CUSIP/Security ID: 879868107 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Cassandra C. Carr A M Y For For For Elect Director James T. Hackett A M Y For For For Elect Director Arthur Temple, III A M Y For For For Elect Director Larry E. Temple A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker Symbol: BAX CUSIP/Security ID: 071813109 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Walter E. Boomer A M Y For For For Elect Director James R. Gavin, III A M Y For For For Elect Director Peter S. Hellman A M Y For For For Elect Director K.J. Storm A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Establish Range For Board Size A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote
-------------------------------------------------------------------------------- ALLERGAN, INC. Ticker Symbol: AGN CUSIP/Security ID: 018490102 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Herbert W. Boyer A M Y For For For Elect Director Robert A. Ingram A M N Withhold Withhold For Elect Director David E.I. Pyott A M Y For For For Elect Director Russell T. Ray A M Y For For For Ratify Auditors A M Y For For For Amend Non-Employee Director Omnibus Stock Plan A M Y Against Against For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- PROLOGIS Ticker Symbol: PLD CUSIP/Security ID: 743410102 Meeting Date: 05/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director K. Dane Brooksher A M Y For For For Elect Director Stephen L. Feinberg A M Y For For For Elect Director George L. Fotiades A M N Withhold Withhold For Elect Director Christine N. Garvey A M Y For For For Elect Director Donald P. Jacobs A M Y For For For Elect Director Walter C. Rakowich A M Y For For For Elect Director Nelson C. Rising A M Y For For For Elect Director Jeffrey H. Schwartz A M Y For For For Elect Director D. Michael Steuert A M Y For For For Elect Director J. Andre Teixeira A M Y For For For Elect Director William D. Zollars A M Y For For For Elect Director Andrea M. Zulberti A M Y For For For Approve Omnibus Stock Plan A M Y Against Against For Ratify Auditors A M Y For For For Other Business A M Y Against Against For
-------------------------------------------------------------------------------- WATERS CORPORATION Ticker Symbol: WAT CUSIP/Security ID: 941848103 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Joshua Bekenstein A M Y For For For Elect Director Michael J. Berendt A M Y For For For Elect Director Douglas A. Berthiaume A M Y For For For Elect Director Edward Conard A M Y For For For Elect Director Laurie H. Glimcher A M Y For For For Elect Director Christopher A. Keubler A M Y For For For Elect Director William J. Miller A M Y For For For Elect Director JoAnn A. Reed A M Y For For For Elect Director Thomas P. Salice A M Y For For For Ratify Auditors A M Y For For For Other Business A M Y Against Against For
-------------------------------------------------------------------------------- AMERICAN EXPRESS CO. Ticker Symbol: AXP CUSIP/Security ID: 025816109 Meeting Date: 04/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Daniel F. Akerson A M Y For For For Elect Director Charlene Barshefsky A M N Withhold Withhold For Elect Director Ursula M. Burns A M Y For For For Elect Director Kenneth I. Chenault A M Y For For For Elect Director Peter Chernin A M Y For For For Elect Director Peter R. Dolan A M Y For For For Elect Director Vernon E. Jordan, Jr. A M N Withhold Withhold For Elect Director Jan Leschly A M Y For For For Elect Director Ricahrd A. McGinn A M Y For For For Elect Director Edward D. Miller A M Y For For For Elect Director Frank P. Popoff A M N Withhold Withhold For Elect Director Robert D. Walter A M Y For For For Ratify Auditors A M Y For For For Limit/Prohibit Executive Stock-Based Awards A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Exclude Reference to Sexual Orientation from A S Y Against For Against the Company's EEO Statement Company-Specific -- Reimbursement of Expenses A S Y Against For Against for Certain Shareholder-Nominated Director Candidates
-------------------------------------------------------------------------------- LOCKHEED MARTIN CORP. Ticker Symbol: LMT CUSIP/Security ID: 539830109 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director E.C. Aldridge, Jr. A M Y For For For Elect Director Nolan D. Archibald A M Y For For For Elect Director Marcus C. Bennett A M Y For For For Elect Director James O. Ellis, Jr. A M Y For For For Elect Director Gwendolyn S. King A M Y For For For Elect Director James M. Loy A M N Withhold Withhold For Elect Director Douglas H. McCorkindale A M Y For For For Elect Director Eugene F. Murphy A M Y For For For Elect Director Joseph W. Ralston A M N Withhold Withhold For Elect Director Frank Savage A M N Withhold Withhold For Elect Director James M. Schneider A M Y For For For Elect Director Anne Stevens A M Y For For For Elect Director Robert J. Stevens A M Y For For For Elect Director James R. Ukropina A M N Withhold Withhold For Elect Director Douglas C. Yearley A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Amend Articles/Bylaws/Charter-Non-Routine A M Y For For For Increase Disclosure of Executive Compensation A S Y Against For Against Adopt Simple Majority Vote Requirement A S Y For Against Against Report Equal Employment Opportunity Information A S Y Against For Against Report on Depleted Uranium Weapons Components A S Y Against For Against
-------------------------------------------------------------------------------- MEADWESTVACO CORP. Ticker Symbol: MWV CUSIP/Security ID: 583334107 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James G. Kaiser A M Y For For For Elect Director Richard B. Kelson A M Y For For For Elect Director John A. Krol A M Y For For For Elect Director John A. Luke, Jr. A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. Ticker Symbol: BMY CUSIP/Security ID: 110122108 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert E. Allen A M N Withhold Withhold For Elect Director Lewis B. Campbell A M Y For For For Elect Director Vance D. Coffman A M N Withhold Withhold For Elect Director James M. Cornelius A M Y For For For Elect Director Peter R. Dolan A M Y For For For Elect Director Louis J. Freeh A M Y For For For Elect Director Laurie H. Glimcher, M.D. A M N Withhold Withhold For Elect Director Leif Johansson A M N Withhold Withhold For Elect Director James D. Robinson, III A M Y For For For Ratify Auditor A M Y For For For Increase Disclosure of Executive Compensation A S Y Against For Against Provide for Cumulative Voting A S Y For Against Against Claw-back of Payments under Restatements A S Y Against For Against Report on Animal Welfare A S Y Against For Against Establish Term Limits for Directors A S Y Against For Against
-------------------------------------------------------------------------------- ZIMMER HOLDINGS INC Ticker Symbol: ZMH CUSIP/Security ID: 98956P102 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Stuart M. Essig A M Y For For For Elect Director Augustus A. White, III, M.D., A M Y For For For Ph.D. Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- CIGNA CORP. Ticker Symbol: CI CUSIP/Security ID: 125509109 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director H. Edward Hanway A M Y For For For Elect Director Harold A. Wagner A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker Symbol: GWW CUSIP/Security ID: 384802104 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Brian P. Anderson A M Y For For For Elect Director Wilbur H. Gantz A M Y For For For Elect Director David W. Grainger A M Y For For For Elect Director V. Ann Hailey A M Y For For For Elect Director William K. Hall A M Y For For For Elect Director Richard L. Keyser A M Y For For For Elect Director Stuart L. Levenick A M Y For For For Elect Director John W. Mccarter, Jr. A M Y For For For Elect Director Neil S. Novich A M Y For For For Elect Director Michael J. Roberts A M Y For For For Elect Director Gary L. Rogers A M Y For For For Elect Director James D. Slavik A M Y For For For Elect Director Harold B. Smith A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMGEN, INC. Ticker Symbol: AMGN CUSIP/Security ID: 031162100 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frederick W. Gluck A M N Withhold Withhold For Elect Director J. Paul Reason A M Y For For For Elect Director Donald B. Rice A M N Withhold Withhold For Elect Director Leonard D. Schaeffer A M Y For For For Ratify Auditors A M Y For For For Stock Retention A S Y Against For Against Link Executive Compensation to Social Issues A S Y Against For Against Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote Develop an Animal Welfare Policy A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Political Contributions A S Y For For For
-------------------------------------------------------------------------------- INTEL CORP. Ticker Symbol: INTC CUSIP/Security ID: 458140100 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Craig R. Barrett A M Y For For For Elect Director Charlene Barshefsky A M Y Against Against For Elect Director E. John P. Browne A M Y For For For Elect Director D. James Guzy A M Y Against Against For Elect Director Reed E. Hundt A M Y For For For Elect Director Paul S. Otellini A M Y For For For Elect Director James D. Plummer A M Y For For For Elect Director David S. Pottruck A M Y For For For Elect Director Jane E. Shaw A M Y For For For Elect Director John L. Thornton A M Y For For For Elect Director David B. Yoffie A M Y For For For Rescind Fair Price Provision A M Y For For For Amend Articles/Bylaws/Repeal Supermajority Vote A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y For For For
-------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL INC. Ticker Symbol: MAR CUSIP/Security ID: 571903202 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard S. Braddock A M Y For For For Elect Director Floretta Dukes McKenzie A M Y For For For Elect Director Lawrence M. Small A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Require a Majority Vote for the Election of A S Y For For For Directors
-------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker Symbol: MCO CUSIP/Security ID: 615369105 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ewald Kist A M Y For For For Elect Director Henry A. McKinnell A M N Withhold Withhold For Elect Director John K. Wulff A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Ticker Symbol: SGP CUSIP/Security ID: 806605101 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas J. Colligan A M Y For For For Elect Director C. Robert Kidder A M Y For For For Elect Director Carl E. Mundy, Jr. A M Y For For For Elect Director Patricia F. Russo A M N Withhold Withhold For Elect Director Arthur F. Weinbach A M N Withhold Withhold For Ratify Auditor A M Y For For For Declassify the Board of Directors A M Y For For For Approve Outside Director Stock Awards/Options A M Y For For For in Lieu of Cash Approve Omnibus Stock Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Adopt Simple Majority Vote Requirement A S Y For Against Against
-------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. Ticker Symbol: JNS CUSIP/Security ID: 47102X105 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael D. Bills A M N Withhold Withhold For Elect Director Landon H. Rowland A M Y For For For Elect Director Steven L. Scheid A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker Symbol: FCX CUSIP/Security ID: 35671D857 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert J. Allison, Jr. A M N Withhold Withhold For Elect Director Robert A. Day A M Y For For For Elect Director Gerald J. Ford A M Y For For For Elect Director H.Devon Graham, Jr. A M Y For For For Elect Director J. Bennett Johnston A M N Withhold Withhold For Elect Director Bobby Lee Lackey A M Y For For For Elect Director Gabrielle K. McDonald A M N Withhold Withhold For Elect Director James R. Moffet A M Y For For For Elect Director B.M. Rankin, Jr. A M N Withhold Withhold For Elect Director J. Stapleton Roy A M N Withhold Withhold For Elect Director J. Taylor Wharton A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y Against Against For Review Payment Policy to Indonesian Military A S Y Against For Against
-------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker Symbol: AMD CUSIP/Security ID: 007903107 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Hector de J. Ruiz A M Y For For For Elect Director W. Michael Barnes A M N Withhold Withhold For Elect Director Bruce L. Claflin A M N Withhold Withhold For Elect Director H. Paulett Eberhart A M N Withhold Withhold For Elect Director Robert B. Palmer A M N Withhold Withhold For Elect Director Leonard M. Silverman A M N Withhold Withhold For Elect Director Morton L. Topfer A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- UST INC. Ticker Symbol: UST CUSIP/Security ID: 902911106 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Patricia Diaz Dennis A M Y For For For Elect Director Peter J. Neff A M Y For For For Elect Director Andrew J. Parsons A M Y For For For Ratify Auditors A M Y For For For Submit Internet Tobacco Advertisements to A S Y Against For Against Independent Review Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- PITNEY BOWES INC. Ticker Symbol: PBI CUSIP/Security ID: 724479100 Meeting Date: 05/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Anne Sutherland Fuchs A M Y For For For Elect Director James H. Keyes A M Y For For For Elect Director David L. Shedlarz A M Y For For For Elect Director David B. Snow, Jr. A M Y For For For Ratify Auditors A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y For For For
-------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. Ticker Symbol: OXY CUSIP/Security ID: 674599105 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Spencer Abraham A M Y For For For Elect Director Ronald W. Burkle A M N Withhold Withhold For Elect Director John S. Chalsty A M Y For For For Elect Director Edward P. Djerejian A M Y For For For Elect Director R. Chad Dreier A M Y For For For Elect Director John E. Feick A M Y For For For Elect Director Ray R. Irani A M Y For For For Elect Director Irvin W. Maloney A M Y For For For Elect Director Rodolfo Segovia A M Y For For For Elect Director Aziz D. Syriani A M Y For For For Elect Director Rosemary Tomich A M Y For For For Elect Director Walter L. Weisman A M Y For For For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y For For For Limit Executive Compensation A S Y Against For Against Report on Global Warming A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker Symbol: IFF CUSIP/Security ID: 459506101 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Margaret Hayes Adame A M Y For For For Elect Director Gunter Blobel A M Y For For For Elect Director J. Michael Cook A M Y For For For Elect Director Peter A. Georgescu A M Y For For For Elect Director Alexandra A. Herzan A M Y For For For Elect Director Henry W. Howell, Jr. A M Y For For For Elect Director Arthur C. Martinez A M N Withhold Withhold For Elect Director Burton M. Tansky A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- VF CORP. Ticker Symbol: VFC CUSIP/Security ID: 918204108 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert J. Hurst A M N Withhold Withhold For Elect Director W. Alan McCollough A M N Withhold Withhold For Elect Director M. Rust Sharp A M Y For For For Elect Director Raymond G. Viault A M N Withhold Withhold For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ANADARKO PETROLEUM CORP. Ticker Symbol: APC CUSIP/Security ID: 032511107 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert J. Allison, Jr. A M Y For For For Elect Director John W. Poduska, Sr. A M Y For For For Increase Authorized Common Stock A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker Symbol: GILD CUSIP/Security ID: 375558103 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Paul Berg A M Y For For For Elect Director John F. Cogan A M Y For For For Elect Director Etienne F. Davignon A M Y For For For Elect Director James M. Denny A M Y For For For Elect Director John W. Madigan A M Y For For For Elect Director John C. Martin A M Y For For For Elect Director Gordon E. Moore A M Y For For For Elect Director Nicholas G. Moore A M Y For For For Elect Director Gayle E. Wilson A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y Against Against For Approve Executive Incentive Bonus Plan A M Y For For For Increase Authorized Common Stock A M Y For For For Report on Impact of HIV/AIDS, TB, and Malaria A S Y Against For Against Pandemics
-------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. Ticker Symbol: COF CUSIP/Security ID: 14040H105 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard D. Fairbank A M Y For For For Elect Director E.R. Campbell A M Y For For For Elect Director Stanley Westreich A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- THE BOEING CO. Ticker Symbol: BA CUSIP/Security ID: 097023105 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John H. Biggs A M Y For For For Elect Director John E. Bryson A M Y For For For Elect Director Linda Z. Cook A M Y For For For Elect Director William M. Daley A M Y For For For Elect Director Kenneth M. Duberstein A M Y For For For Elect Director John F. McDonnell A M Y For For For Elect Director W. James McNerney, Jr. A M Y For For For Elect Director Richard D. Nanula A M Y For For For Elect Director Rozanne L. Ridgway A M Y For For For Elect Director Mike S. Zafirovski A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Amend Omnibus Stock Plan A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Ratify Auditors A M Y For For For Develop a Human Rights Policy A S Y Against For Against Develop Ethical Criteria for Military Contracts A S Y Against For Against Report on Charitable Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Ticker Symbol: DOW CUSIP/Security ID: 260543103 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jacqueline K. Barton A M Y For For For Elect Director James A. Bell A M Y For For For Elect Director Barbara Hackman Franklin A M Y For For For Elect Director Andrew N. Liveris A M Y For For For Elect Director Geoffery E. Merszei A M N Withhold Withhold For Elect Director J. Pedro Reinhard A M Y For For For Elect Director Ruth G. Shaw A M Y For For For Elect Director Paul G. Stern A M Y For For For Ratify Auditors A M Y For For For Report on Remediation Policies in Bhopal A S Y Against For Against Report on Genetically Modified Organisms A S Y Against For Against Evaluate Potential Links Between Company A S Y Against For Against Products and Asthma Report on Security of Chemical Facilities A S Y Against For Against
-------------------------------------------------------------------------------- SAFECO CORP. Ticker Symbol: SAFC CUSIP/Security ID: 786429100 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter L.S. Currie, A M Y For For For Elect Director Maria S. Eitel A M Y For For For Elect Director Joshua Green III A M Y For For For Elect Director William G. Reed, Jr A M Y For For For Elect Director Paula Rosput Reynolds A M Y For For For Elect Director Judith M. Runstad A M N Withhold Withhold For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE CHUBB CORP. Ticker Symbol: CB CUSIP/Security ID: 171232101 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Zoe Baird A M Y For For For Elect Director Sheila P. Burke A M N Withhold Withhold For Elect Director James I. Cash, Jr. A M Y For For For Elect Director Joel J. Cohen A M Y For For For Elect Director James M. Cornelius A M N Withhold Withhold For Elect Director John D. Finnegan A M Y For For For Elect Director Klaus J. Mangold A M Y For For For Elect Director Sir David G. Scholey A M Y For For For Elect Director Raymond G.H. Seitz A M Y For For For Elect Director Lawrence M. Small A M N Withhold Withhold For Elect Director Daniel E. Somers A M Y For For For Elect Director Karen Hastie Williams A M N Withhold Withhold For Elect Director Alfred W. Zollar A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Political Contributions A S Y Against For Against
-------------------------------------------------------------------------------- VALERO ENERGY CORP. Ticker Symbol: VLO CUSIP/Security ID: 91913Y100 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jerry D. Choate A M Y For For For Elect Director William R. Klesse A M Y For For For Elect Director Donald L. Nickles A M Y For For For Elect Director Susan Kaufman Purcell A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MURPHY OIL CORP. Ticker Symbol: MUR CUSIP/Security ID: 626717102 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frank W. Blue A M Y For For For Elect Director George S. Dembroski A M Y For For For Elect Director Clairborne P. Deming A M Y For For For Elect Director Robert A. Hermes A M N Withhold Withhold For Elect Director R. Madison Murphy A M N Withhold Withhold For Elect Director William C. Nolan, Jr. A M Y For For For Elect Director Ivar B. Ramberg A M Y For For For Elect Director Neal E. Schmale A M Y For For For Elect Director David J.H. Smith A M Y For For For Elect Director Caroline G. Theus A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PEPSICO, INC. Ticker Symbol: PEP CUSIP/Security ID: 713448108 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John F. Akers A M Y For For For Elect Director Robert E. Allen A M Y For For For Elect Director Dina Dublon A M Y For For For Elect Director Victor J. Dzau, M.D. A M Y For For For Elect Director Ray L. Hunt A M Y For For For Elect Director Alberto Ibarguen A M Y For For For Elect Director Arthur C. Martinez A M Y For For For Elect Director Indra K. Nooyi A M N Withhold Withhold For Elect Director Steven S. Reinemund A M Y For For For Elect Director Sharon Percy Rockefeller A M Y For For For Elect Director James J. Schiro A M Y For For For Elect Director Franklin A. Thomas A M Y For For For Elect Director Cynthia M. Trudell A M Y For For For Elect Director Daniel Vasella A M Y For For For Elect Director Michael D. White A M Y For For For Ratify Auditors A M Y For For For Publish Political Contributions A S Y Against For Against Report on Charitable Contributions A S Y Against For Against
-------------------------------------------------------------------------------- PNC FINANCIAL SERVICES GROUP, INC. Ticker Symbol: PNC CUSIP/Security ID: 693475105 Meeting Date: 04/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mr. Chellgren A M Y For For For Elect Director Mr. Clay A M Y For For For Elect Director Mr. Cooper A M Y For For For Elect Director Mr. Davidson A M Y For For For Elect Director Ms. James A M Y For For For Elect Director Mr. Kelson A M Y For For For Elect Director Mr. Lindsay A M Y For For For Elect Director Mr. Massaro A M Y For For For Elect Director Mr. O'Brien A M Y For For For Elect Director Ms. Pepper A M Y For For For Elect Director Mr. Rohr A M Y For For For Elect Director Ms. Steffes A M Y For For For Elect Director Mr. Strigl A M Y For For For Elect Director Mr. Thieke A M Y For For For Elect Director Mr. Usher A M Y For For For Elect Director Mr. Walls A M Y For For For Elect Director Mr. Wehmeier A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- NORFOLK SOUTHERN CORP. Ticker Symbol: NSC CUSIP/Security ID: 655844108 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Daniel A. Carp A M Y For For For Elect Director Steven F. Leer A M Y For For For Elect Director Charles W. Moorman A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker Symbol: R CUSIP/Security ID: 783549108 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director L. Patrick Hassey A M Y For For For Elect Director John M. Berra A M Y For For For Elect Director Daniel H. Mudd A M Y For For For Elect Director E. Follin Smith A M Y For For For Elect Director Gregory T. Swienton A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker Symbol: ABT CUSIP/Security ID: 002824100 Meeting Date: 04/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Roxanne S. Austin A M Y For For For Elect Director William M. Daley A M Y For For For Elect Director W. James Farrell A M Y For For For Elect Director H. Laurance Fuller A M Y For For For Elect Director Richard A. Gonzalez A M Y For For For Elect Director Jack M. Greenberg A M Y For For For Elect Director Lord Owen A M Y For For For Elect Director Boone Powell, Jr. A M Y For For For Elect Director W. Ann Reynolds, Ph.D. A M Y For For For Elect Director Roy S. Roberts A M Y For For For Elect Director William D. Smithburg A M Y For For For Elect Director John R. Walter A M Y For For For Elect Director Miles D. White A M Y For For For Ratify Auditors A M Y For For For Performance-Based Equity Awards A S Y Against For Against Report on Political Contributions A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker Symbol: RHI CUSIP/Security ID: 770323103 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Andrew S. Berwick, Jr. A M Y For For For Elect Director Frederick P. Furth A M Y For For For Elect Director Edward W. Gibbons A M Y For For For Elect Director Harold M. Messmer, Jr. A M Y For For For Elect Director Thomas J. Ryan A M Y For For For Elect Director J. Stephen Schaub A M Y For For For Elect Director M. Keith Waddell A M N Withhold Withhold For Ratify Auditor A M Y For For For Prohibit Discrimination Based on Sexual A S Y Against For Against Orientation
-------------------------------------------------------------------------------- UNION PACIFIC CORP. Ticker Symbol: UNP CUSIP/Security ID: 907818108 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jr. Richard K. Davidson A M Y For For For Elect Director Erroll B. Davis A M Y For For For Elect Director Thomas J. Donohue A M Y For For For Elect Director Archie W. Dunham A M Y For For For Elect Director Judith Richards Hope A M Y For For For Elect Director Charles C. Krulak A M Y For For For Elect Director Michael W. McConnell A M Y For For For Elect Director Steven R. Rogel A M N Withhold Withhold For Elect Director James R. Young A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Political Contributions A S Y Against For Against Provide for an Independent Chairman A S Y For Against Against
-------------------------------------------------------------------------------- DTE ENERGY CO. Ticker Symbol: DTE CUSIP/Security ID: 233331107 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Alfred R. Glancy, III A M Y For For For Elect Director John E. Lobbia A M Y For For For Elect Director Eugene A. Miller A M Y For For For Elect Director Charles W. Pryor, Jr. A M Y For For For Elect Director Joe W. Laymon A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ENTERGY CORP. Ticker Symbol: ETR CUSIP/Security ID: 29364G103 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Maureen Scannell Bateman A M Y For For For Elect Director W. Frank Blount A M Y For For For Elect Director Simon D. Debree A M Y For For For Elect Director Gary W. Edwards A M Y For For For Elect Director Alexis Herman A M Y For For For Elect Director Donald C. Hintz A M Y For For For Elect Director J. Wayne Leonard A M Y For For For Elect Director Stuart L. Levenick A M Y For For For Elect Director Robert v.d. Luft A M Y For For For Elect Director James R. Nichols A M Y For For For Elect Director William A. Percy, II A M Y For For For Elect Director W. J. Tauzin A M Y For For For Elect Director Steven V. Wilkinson A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- COMCAST CORP. Ticker Symbol: CMCSA CUSIP/Security ID: 20030N101 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director S. Decker Anstrom A M Y For For For Elect Director Kenneth J. Bacon A M Y For For For Elect Director Sheldon M. Bonovitz A M N Withhold Withhold For Elect Director Edward D. Breen A M Y For For For Elect Director Julian A. Brodsky A M Y For For For Elect Director Joseph J. Collins A M N Withhold Withhold For Elect Director J. Michael Cook A M Y For For For Elect Director Jeffrey A. Honickman A M N Withhold Withhold For Elect Director Brian L. Roberts A M Y For For For Elect Director Ralph J. Roberts A M Y For For For Elect Director Judith Rodin A M N Withhold Withhold For Elect Director Michael I. Sovern A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Amend Restricted Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y Against Against For Put Repricing of Stock Options to Shareholder A S Y Against For Against Vote Separate Chairman and CEO Positions A S Y For Against Against Limit Executive Compensation A S Y Against For Against Company-Specific-Adopt Recapitalization Plan A S Y For Against Against Establish Other Board Committee A S Y Against For Against
-------------------------------------------------------------------------------- TRIBUNE CO. Ticker Symbol: TRB CUSIP/Security ID: 896047107 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Dennis J. FitzSimons A M Y For For For Elect Director Betsy D. Holden A M Y For For For Elect Director Robert S. Morrison A M Y For For For Elect Director William Stinehart, Jr. A M N Withhold Withhold For Ratify Auditors A M Y For For For Declassify the Board of Directors A S N None None Against
-------------------------------------------------------------------------------- CVS CORPORATION Ticker Symbol: CVS CUSIP/Security ID: 126650100 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director W. Don Cornwell A M Y For For For Elect Director David W. Dorman A M Y For For For Elect Director Thomas P. Gerrity A M Y For For For Elect Director Marian L. Heard A M Y For For For Elect Director William H. Joyce A M Y For For For Elect Director Terrence Murray A M Y For For For Elect Director Sheli Z. Rosenberg A M N Withhold Withhold For Elect Director Thomas M. Ryan A M Y For For For Elect Director Alfred J. Verrecchia A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Submit Supplemental Executive Retirement Plans A S Y Against For Against to Shareholder vote Separate Chairman and CEO Positions A S Y For Against Against Report on Feasibility of Product Reformulation A S Y Against For Against
-------------------------------------------------------------------------------- FIRST DATA CORP. Ticker Symbol: FDC CUSIP/Security ID: 319963104 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Daniel P. Burnham A M N Withhold Withhold For Elect Director Jack M. Greenberg A M Y For For For Elect Director Courtney F. Jones A M Y For For For Elect Director Charles T. Russell A M N Withhold Withhold For Elect Director David A. Coulter A M Y For For For Elect Director Henry C. Duques A M Y For For For Elect Director Peter B. Ellwood A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker Symbol: ABK CUSIP/Security ID: 023139108 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Phillip B. Lassiter A M Y For For For Elect Director Michael A. Callen A M Y For For For Elect Director Jill M. Considine A M Y For For For Elect Director Robert J. Genader A M Y For For For Elect Director W. Grant Gregory A M Y For For For Elect Director Thomas C. Theobald A M Y For For For Elect Director Laura S. Unger A M Y For For For Elect Director Henry D.G. Wallace A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- IMS HEALTH INC. Ticker Symbol: RX CUSIP/Security ID: 449934108 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John P. Imlay, Jr. A M Y For For For Elect Director Robert J. Kamerschen A M N Withhold Withhold For Elect Director H. Eugene Lockhart A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y Against For Against Shareholder Vote
-------------------------------------------------------------------------------- HESS CORP Ticker Symbol: HES CUSIP/Security ID: 023551104 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J.B. Hess A M Y For For For Elect Director C.G. Matthews A M Y For For For Elect Director R. Lavizzo Mourey A M Y For For For Elect Director E.H. von Metzsch A M Y For For For Ratify Auditors A M Y For For For Change Company Name A M Y For For For Increase Authorized Common Stock A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- APACHE CORP. Ticker Symbol: APA CUSIP/Security ID: 037411105 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frederick M. Bohen A M N Withhold Withhold For Elect Director George D. Lawrence A M N Withhold Withhold For Elect Director Rodman D. Patton A M N Withhold Withhold For Elect Director Charles J. Pitman A M N Withhold Withhold For Elect Director Jay A. Precourt A M N Withhold Withhold For Amend Non-Employee Director Stock Option Plan A M Y For For For
-------------------------------------------------------------------------------- 3M CO Ticker Symbol: MMM CUSIP/Security ID: 88579Y101 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Linda G. Alvarado A M Y For For For Elect Director Edward M. Liddy A M Y For For For Elect Director Robert S. Morrison A M Y For For For Elect Director Aulana L. Peters A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Performance-Based A S Y Against For Against Adopt Animal Welfare Policy A S Y Against For Against Implement China Principles A S Y Against For Against
-------------------------------------------------------------------------------- HERCULES INC. Ticker Symbol: HPC CUSIP/Security ID: 427056106 Meeting Date: 04/20/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas P. Gerrity A M N Withhold Withhold For Elect Director Joe B. Wyatt A M N Withhold Withhold For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- APARTMENT INVESTMENT & MANAGEMENT CO. Ticker Symbol: AIV CUSIP/Security ID: 03748R101 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Terry Considine A M N Withhold Withhold For Elect Director James N. Bailey A M N Withhold Withhold For Elect Director Richard S. Ellwood A M Y For For For Elect Director J. Landis Martin A M Y For For For Elect Director Thomas L. Rhodes A M Y For For For Elect Director Michael A. Stein A M Y For For For Ratify Auditors A M Y For For For Approval of High Performance Units A M Y For For For
-------------------------------------------------------------------------------- THE ALLSTATE CORP. Ticker Symbol: ALL CUSIP/Security ID: 020002101 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director F. Duane Ackerman A M Y For For For Elect Director James G. Andress A M Y For For For Elect Director W. James Farrell A M Y For For For Elect Director Jack M. Greenberg A M Y For For For Elect Director Ronald T. Lemay A M Y For For For Elect Director Edward M. Liddy A M Y For For For Elect Director J. Christopher Reyes A M Y For For For Elect Director H. John Riley, Jr. A M Y For For For Elect Director Joshua I. Smith A M Y For For For Elect Director Judith A. Sprieser A M Y For For For Elect Director Mary Alice Taylor A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Adopt Simple Majority Vote A S Y For Against Against
-------------------------------------------------------------------------------- BROADCOM CORP. Ticker Symbol: BRCM CUSIP/Security ID: 111320107 Meeting Date: 04/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director George L. Farinsky A M N Withhold Withhold For Elect Director Maureen E. Grzelakowski A M Y For For For Elect Director Nancy H. Handel A M Y For For For Elect Director John Major A M N Withhold Withhold For Elect Director Scott A. McGregor A M Y For For For Elect Director Alan E. Ross A M Y For For For Elect Director Henry Samueli A M Y For For For Elect Director Robert E. Switz A M N Withhold Withhold For Elect Director Werner F. Wolfen A M N Withhold Withhold For Amend Articles/Bylaws/Charter-Non-Routine A M Y Against Against For Establish Range For Board Size A M Y For For For Amend Non-Employee Director Omnibus Stock Plan A M Y Against Against For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LEGGETT & PLATT, INC. Ticker Symbol: LEG CUSIP/Security ID: 524660107 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Raymond F. Bentele A M Y For For For Elect Director Ralph W. Clark A M Y For For For Elect Director Harry M. Cornell, Jr. A M Y For For For Elect Director Robert Ted Enloe, III A M Y For For For Elect Director Richard T. Fisher A M Y For For For Elect Director Karl G. Glassman A M Y For For For Elect Director David S. Haffner A M Y For For For Elect Director Joseph W. McClanathan A M Y For For For Elect Director Judy C. Odom A M Y For For For Elect Director Maurice E. Purnell, Jr. A M Y For For For Elect Director Phoebe A. Wood A M Y For For For Elect Director Felix E. Wright A M Y For For For Ratify Auditors A M Y For For For Amend EEO Statement to Prohibit Discrimination A S Y Against For Against Based on Sexual Orientation
-------------------------------------------------------------------------------- REYNOLDS AMERICAN INC Ticker Symbol: RAI CUSIP/Security ID: 761713106 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Antonio Monteiro de Castro A M Y For For For Elect Director H.G.L. Powell A M Y For For For Elect Director Joseph P. Viviano A M Y For For For Elect Director Thomas C. Wajnert A M Y For For For Ratify Auditors A M Y For For For Conduct Study on Youth Smoking A S Y Against For Against Support Legislation to Reduce Smoking A S Y Against For Against
-------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker Symbol: ITW CUSIP/Security ID: 452308109 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William F. Aldinger A M N Withhold Withhold For Elect Director Michael J. Birck A M N Withhold Withhold For Elect Director Marvin D. Brailsford A M N Withhold Withhold For Elect Director Susan Crown A M Y For For For Elect Director Don H. Davis, Jr. A M N Withhold Withhold For Elect Director Robert C. McCormack A M N Withhold Withhold For Elect Director Robert S. Morrison A M Y For For For Elect Director James A. Skinner A M Y For For For Elect Director Harold B. Smith A M Y For For For Elect Director David B. Speer A M Y For For For Increase Authorized Common Stock A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y Against Against For Adopt/ Implement China Principles A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker Symbol: WMI CUSIP/Security ID: 94106L109 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Pastora San Juan Cafferty A M Y For For For Elect Director Frank M. Clark, Jr. A M Y For For For Elect Director Thomas I. Morgan A M Y For For For Elect Director John C. Pope A M N Withhold Withhold For Elect Director W. Robert Reum A M Y For For For Elect Director Steven G. Rothmeier A M Y For For For Elect Director David P. Steiner A M Y For For For Elect Director Thomas H. Weidemeyer A M Y For For For Ratify Auditors A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- MBIA INC. Ticker Symbol: MBI CUSIP/Security ID: 55262C100 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Joseph W. Brown A M N Withhold Withhold For Elect Director C. Edward Chaplin A M N Withhold Withhold For Elect Director David C. Clapp A M N Withhold Withhold For Elect Director Gary C. Dunton A M N Withhold Withhold For Elect Director Claire L. Gaudiani A M Y For For For Elect Director Daniel P. Kearney A M Y For For For Elect Director Laurence H. Meyer A M Y For For For Elect Director Debra J. Perry A M Y For For For Elect Director John A. Rolls A M N Withhold Withhold For Elect Director Jeffery W. Yabuki A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- THE GAP, INC. Ticker Symbol: GPS CUSIP/Security ID: 364760108 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Howard P. Behar A M N Withhold Withhold For Elect Director Adrian D. P. Bellamy A M N Withhold Withhold For Elect Director Domenico De Sole A M Y For For For Elect Director Donald G. Fisher A M Y For For For Elect Director Doris F. Fisher A M Y For For For Elect Director Robert J. Fisher A M Y For For For Elect Director Penelope L. Hughes A M Y For For For Elect Director Bob L. Martin A M N Withhold Withhold For Elect Director Jorge P. Montoya A M N Withhold Withhold For Elect Director Paul S. Pressler A M Y For For For Elect Director James M. Schneider A M Y For For For Elect Director Mayo A. Shattuck, III A M Y For For For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- PROGRESS ENERGY, INC. Ticker Symbol: PGN CUSIP/Security ID: 743263105 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director W. D. Frederick, Jr. A M Y For For For Elect Director W. Steven Jones A M Y For For For Elect Director Theresa M. Stone A M Y For For For Elect Director Edwin B. Borden A M Y For For For Elect Director James E. Bostic, Jr. A M Y For For For Elect Director David L. Burner A M N Withhold Withhold For Elect Director Richard L. Daugherty A M Y For For For Elect Director Harris E. DeLoach, Jr. A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Company Specific--Elect Director by Majority A M Y For For For Vote Improve Security at Nuclear Facilities A S Y Against For Against
-------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker Symbol: PFG CUSIP/Security ID: 74251V102 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director J. Barry Griswell A M Y For For For Elect Director Richard L Keyser A M Y For For For Elect Director Arjun K. Mathrani A M Y For For For Elect Director Elizabeth E. Tallett A M N Withhold Withhold For Elect Director Therese M. Vaughan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- KERR-MCGEE CORP. Ticker Symbol: KMG CUSIP/Security ID: 492386107 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Sylvia A. Earle A M Y For For For Elect Director Martin C. Jischke A M Y For For For Elect Director Leroy C. Richie A M Y For For For Ratify Auditors A M Y For For For Establishment of An Office of the Board of A S Y Against For Against Directors
-------------------------------------------------------------------------------- NUCOR CORP. Ticker Symbol: NUE CUSIP/Security ID: 670346105 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Clayton C. Daley, Jr. A M Y For For For Elect Director Harvey B. Grant A M Y For For For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y Against Against For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES, INC. Ticker Symbol: SBL CUSIP/Security ID: 871508107 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert J. Chrenc A M Y For For For Elect Director Salvatore Iannuzzi A M Y For For For Elect Director J. Michael Lawrie A M Y For For For Elect Director George Samenuk A M Y For For For Elect Director Melvin A. Yellin A M Y For For For Elect Director Timothy T. Yates A M N Withhold Withhold For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- E.W. SCRIPPS CO. (THE) Ticker Symbol: SSP CUSIP/Security ID: 811054204 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David Galloway A M Y For For For Elect Director Nicholas B. Paumgarten A M Y For For For Elect Director Ronald W. Tysoe A M N Withhold Withhold For Elect Director Julie A. Wrigley A M Y For For For
-------------------------------------------------------------------------------- EASTMAN CHEMICAL CO. Ticker Symbol: EMN CUSIP/Security ID: 277432100 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Stephen R. Demeritt A M N Withhold Withhold For Elect Director Robert M. Hernandez A M Y For For For Elect Director David W. Raisbeck A M Y For For For Ratify Auditors A M N Abstain Abstain For
-------------------------------------------------------------------------------- RAYTHEON CO. Ticker Symbol: RTN CUSIP/Security ID: 755111507 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Barbara M. Barrett A M Y For For For Elect Director Vernon E. Clark A M Y For For For Elect Director Ferdinand Colloredo-Mansfeld A M Y For For For Elect Director John M. Deutch A M Y For For For Elect Director Frederic M. Poses A M Y For For For Elect Director Michael C. Ruettgers A M Y For For For Elect Director Ronald L. Skates A M Y For For For Elect Director William R. Spivey A M Y For For For Elect Director Linda G. Stuntz A M Y For For For Elect Director William H. Swanson A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Provide for Cumulative Voting A S Y For Against Against Submit Supplemental Executive Retirement Plans A S Y Against For Against to Shareholder vote Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- INTERNATIONAL PAPER CO. Ticker Symbol: IP CUSIP/Security ID: 460146103 Meeting Date: 05/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John L. Townsend, III A M Y For For For Elect Director John F. Turner A M Y For For For Elect Director Alberto Weisser A M Y For For For Elect Director John V. Faraci A M Y For For For Elect Director Donald F. McHenry A M Y For For For Elect Director William G. Walter A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Sustainable Forestry Report A S Y Against For Against Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- ZIONS BANCORPORATION Ticker Symbol: ZION CUSIP/Security ID: 989701107 Meeting Date: 05/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director R.D. Cash A M Y For For For Elect Director Patricia Frobes A M Y For For For Elect Director J. David Heaney A M Y For For For Elect Director Harris H. Simmons A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Other Business A M Y Against Against For
-------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC Ticker Symbol: PRU CUSIP/Security ID: 744320102 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frederic K. Becker A M N Withhold Withhold For Elect Director Gordon M. Bethune A M Y For For For Elect Director James G. Cullen A M N Withhold Withhold For Elect Director William H. Gray, III A M Y For For For Elect Director Jon F. Hanson A M Y For For For Elect Director Constance J. Homer A M Y For For For Elect Director James A. Unruh A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Eliminate or Restrict Severance Agreements A S Y For Against Against (Change-in-Control)
-------------------------------------------------------------------------------- THE CHARLES SCHWAB CORP. Ticker Symbol: SCHW CUSIP/Security ID: 808513105 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Nancy H. Bechtle A M Y For For For Elect Director C. Preston Butcher A M Y For For For Elect Director Marjorie Magner A M Y For For For Declassify the Board of Directors A M Y For For For Report on Impact of Flat Tax A S Y Against For Against Report on Political Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y For Against Against Directors Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote
-------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. Ticker Symbol: STJ CUSIP/Security ID: 790849103 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John W. Brown A M Y For For For Elect Director Daniel J. Starks A M Y For For For Approve Stock Option Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker Symbol: EOG CUSIP/Security ID: 26875P101 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director George A. Alcorn A M Y For For For Elect Director Charles R. Crisp A M Y For For For Elect Director Mark G. Papa A M Y For For For Elect Director Edmund P. Segner, III A M N Withhold Withhold For Elect Director William D. Stevens A M Y For For For Elect Director H. Leighton Steward A M Y For For For Elect Director Donald F. Textor A M N Withhold Withhold For Elect Director Frank G. Wisner A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CSX CORP. Ticker Symbol: CSX CUSIP/Security ID: 126408103 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Elizabeth E. Bailey A M Y For For For Elect Director John B. Breaux A M Y For For For Elect Director Edward J. Kelly, III A M Y For For For Elect Director Robert D. Kunisch A M Y For For For Elect Director Southwood J. Morcott A M Y For For For Elect Director David M. Ratcliffe A M Y For For For Elect Director William C. Richardson A M Y For For For Elect Director Frank S. Royal, M.D. A M Y For For For Elect Director Donald J. Shepard A M Y For For For Elect Director Michael J. Ward A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORP. Ticker Symbol: CINF CUSIP/Security ID: 172062101 Meeting Date: 05/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William F. Bahl A M N Withhold Withhold For Elect Director James E. Benoski A M Y For For For Elect Director Gretchen W. Price A M Y For For For Elect Director John J. Schiff, Jr. A M Y For For For Elect Director E. Anthony Woods A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Approve Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- YUM BRANDS, INC. Ticker Symbol: YUM CUSIP/Security ID: 988498101 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David W. Dorman A M Y For For For Elect Director Massimo Ferragamo A M Y For For For Elect Director J. David Grissom A M Y For For For Elect Director Bonnie G. Hill A M Y For For For Elect Director Robert Holland, Jr. A M Y For For For Elect Director Kenneth G. Langone A M Y For For For Elect Director Jonathan S. Linen A M Y For For For Elect Director Thomas C. Nelson A M Y For For For Elect Director David C. Novak A M Y For For For Elect Director Thomas M. Ryan A M Y For For For Elect Director Jackie Trujillo A M Y For For For Elect Director Robert J. Ulrich A M Y For For For Ratify Auditors A M Y For For For Prepare a Diversity Report A S Y Against For Against Implement MacBride Principles A S Y Against For Against Label Genetically Modified Organisms (GMO) A S Y Against For Against Report on Animal Welfare Standards A S Y Against For Against
-------------------------------------------------------------------------------- MGIC INVESTMENT CORP. Ticker Symbol: MTG CUSIP/Security ID: 552848103 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Karl E. Case A M Y For For For Elect Director Curt S. Culver A M Y For For For Elect Director William A. McIntosh A M Y For For For Elect Director Leslie M. Muma A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LSI LOGIC CORP. Ticker Symbol: LSI CUSIP/Security ID: 502161102 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Abhijit Y. Talwalkar A M Y For For For Elect Director T.Z. Chu A M Y For For For Elect Director Malcolm R. Currie A M N Withhold Withhold For Elect Director James H. Keyes A M N Withhold Withhold For Elect Director R. Douglas Norby A M Y For For For Elect Director Matthew J. O'Rourke A M N Withhold Withhold For Elect Director Gregorio Reyes A M N Withhold Withhold For Amend Qualified Employee Stock Purchase Plan A M Y Against Against For Amend Qualified Employee Stock Purchase Plan A M Y Against Against For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GENERAL DYNAMICS CORP. Ticker Symbol: GD CUSIP/Security ID: 369550108 Meeting Date: 05/03/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director N.D. Chabraja A M Y For For For Elect Director J.S. Crown A M N Withhold Withhold For Elect Director W.P. Fricks A M Y For For For Elect Director C.H. Goodman A M Y For For For Elect Director J.L. Johnson A M Y For For For Elect Director G.A. Joulwan A M Y For For For Elect Director P.G. Kaminski A M Y For For For Elect Director J.M. Keane A M Y For For For Elect Director D.J. Lucas A M Y For For For Elect Director L.L. Lyles A M Y For For For Elect Director C.E. Mundy, Jr. A M Y For For For Elect Director R. Walmsley A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Disqualification of Directors Who Fail to A S Y For Against Against Receive Majority Vote Separate Chairman and CEO Positions A S Y For Against Against Report Political Contributions A S Y Against For Against Sustainability Report A S Y Against For Against
-------------------------------------------------------------------------------- DANAHER CORP. Ticker Symbol: DHR CUSIP/Security ID: 235851102 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mortimer M. Caplin A M Y For For For Elect Director Donald J. Ehrlich A M Y For For For Elect Director Linda P. Hefner A M Y For For For Elect Director Walter G. Lohr, Jr. A M N Withhold Withhold For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. Ticker Symbol: Q CUSIP/Security ID: 749121109 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Linda G. Alvarado A M N Withhold Withhold For Elect Director Charles L. Biggs A M Y For For For Elect Director R. David Hoover A M Y For For For Elect Director Patrick J. Martin A M Y For For For Elect Director Caroline Matthews A M Y For For For Elect Director Wayne W. Murdy A M Y For For For Elect Director Richard C. Notebaert A M Y For For For Elect Director Frank P. Popoff A M Y For For For Elect Director James A. Unruh A M Y For For For Ratify Auditors A M Y Against Against For Amend Omnibus Stock Plan A M Y For For For Claw-back of Payments under Restatements A S Y For Against Against Submit Supplemental Executive Retirement Plans A S Y Against For Against to Shareholder vote Require a Majority Vote for the Election of A S Y For Against Against Directors Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- THE STANLEY WORKS Ticker Symbol: SWK CUSIP/Security ID: 854616109 Meeting Date: 04/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Eileen S. Kraus A M N Withhold Withhold For Elect Director Lawrence A. Zimmerman A M N Withhold Withhold For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Amend Omnibus Stock Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker Symbol: MMC CUSIP/Security ID: 571748102 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Leslie M. Baker, Jr. A M Y For For For Elect Director Gwendolyn S. King A M Y For For For Elect Director Marc D. Oken A M Y For For For Elect Director David A. Olsen A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Political Contributions A S Y Against For Against
-------------------------------------------------------------------------------- ECOLAB, INC. Ticker Symbol: ECL CUSIP/Security ID: 278865100 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Leslie S. Biller A M N Withhold Withhold For Elect Director Jerry A. Grundhofer A M N Withhold Withhold For Elect Director Kasper Rorsted A M N Withhold Withhold For Elect Director John J. Zillmer A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE PEPSI BOTTLING GROUP, INC. Ticker Symbol: PBG CUSIP/Security ID: 713409100 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Linda G. Alvarado A M Y For For For Elect Director Barry H. Beracha A M Y For For For Elect Director John T. Cahill A M Y For For For Elect Director Ira D. Hall A M Y For For For Elect Director Thomas H. Kean A M Y For For For Elect Director Susan D. Kronick A M Y For For For Elect Director Blythe J. McGarvie A M Y For For For Elect Director Margaret D. Moore A M Y For For For Elect Director John A. Quelch A M Y For For For Elect Director Rogelio Rebolledo A M N Withhold Withhold For Elect Director Clay G. Small A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LIZ CLAIBORNE, INC. Ticker Symbol: LIZ CUSIP/Security ID: 539320101 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Bernard W. Aronson A M Y For For For Elect Director Daniel A. Carp A M Y For For For Elect Director Nancy J. Karch A M Y For For For Elect Director Paul E. Tierney, Jr. A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- AVON PRODUCTS, INC. Ticker Symbol: AVP CUSIP/Security ID: 054303102 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director W. Don Cornwell A M Y For For For Elect Director Edward T. Fogarty A M Y For For For Elect Director Stanley C. Gault A M Y For For For Elect Director Fred Hassan A M Y For For For Elect Director Andrea Jung A M Y For For For Elect Director Maria Elena Lagomasino A M Y For For For Elect Director Ann S. Moore A M Y For For For Elect Director Paul S. Pressler A M Y For For For Elect Director Paula Stern, Ph.D. A M Y For For For Elect Director Lawrence A. Weinbach A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Report on Charitable Contributions A S Y Against For Against Performance-Based Equity Awards A S Y Against For Against Report on Toxic Chemicals A S Y Against For Against
-------------------------------------------------------------------------------- HOSPIRA INC Ticker Symbol: HSP CUSIP/Security ID: 441060100 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ronald A. Matricaria A M Y For For For Elect Director Christopher B. Begley A M Y For For For Elect Director John C. Staley A M Y For For For Elect Director Mark F. Wheeler A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- QUEST DIAGNOSTICS, INCORPORATED Ticker Symbol: DGX CUSIP/Security ID: 74834L100 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jenne K. Britell, Ph.D. A M Y For For For Elect Director Gail R. Wilensky, Ph.D. A M Y For For For Elect Director John B. Ziegler A M N Withhold Withhold For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y Against Against For Approve Nonqualified Employee Stock Purchase A M Y For For For Plan
-------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker Symbol: XEL CUSIP/Security ID: 98389B100 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director C. Coney Burgess A M Y For For For Elect Director Fredric W. Corrigan A M Y For For For Elect Director Richard K. Davis A M Y For For For Elect Director Roger R. Hemminghaus A M Y For For For Elect Director A. Barry Hirschfeld A M Y For For For Elect Director Richard C. Kelly A M Y For For For Elect Director Douglas W. Leatherdale A M N Withhold Withhold For Elect Director Albert F. Moreno A M Y For For For Elect Director Dr. Margaret R. Preska A M Y For For For Elect Director A. Patricia Sampson A M Y For For For Elect Director Richard H. Truly A M Y For For For Ratify Auditors A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- SABRE HOLDINGS CORPORATION Ticker Symbol: TSG CUSIP/Security ID: 785905100 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael S. Gilliland A M Y For For For Elect Director Royce S. Caldwell A M Y For For For Elect Director Richard G. Lindner A M Y For For For Elect Director Bob L. Martin A M Y For For For Elect Director Glenn W. Marschel A M Y For For For Elect Director Pamela B. Strobel A M Y For For For Elect Director Mary Alice Taylor A M N Withhold Withhold For Elect Director Richard L. Thomas A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- SEALED AIR CORP. Ticker Symbol: SEE CUSIP/Security ID: 81211K100 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Hank Brown A M Y For For For Elect Director Michael Chu A M Y For For For Elect Director Lawrence R. Codey A M Y For For For Elect Director T. J. Dermot Dunphy A M Y For For For Elect Director Charles F. Farrell, Jr. A M Y For For For Elect Director William V. Hickey A M Y For For For Elect Director Jacqueline B. Kosecoff A M Y For For For Elect Director Kenneth P. Manning A M Y Against Against For Elect Director William J. Marino A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker Symbol: JPM CUSIP/Security ID: 46625H100 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John H. Biggs A M Y For For For Elect Director Stephen B. Burke A M Y For For For Elect Director James S. Crown A M Y For For For Elect Director James Dimon A M Y For For For Elect Director Ellen V. Futter A M Y For For For Elect Director William H. Gray, III A M Y For For For Elect Director William B. Harrison, Jr. A M Y For For For Elect Director Laban P. Jackson, Jr. A M Y For For For Elect Director John W. Kessler A M Y For For For Elect Director Robert I. Lipp A M Y For For For Elect Director Richard A. Manoogian A M Y For For For Elect Director David C. Novak A M N Withhold Withhold For Elect Director Lee R. Raymond A M Y For For For Elect Director William C. Weldon A M Y For For For Ratify Auditors A M Y For For For Put Repricing of Stock Options to Shareholder A S Y Against For Against Vote Performance-Based Equity Awards A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against Remove Reference to Sexual Orientation from EEO A S Y Against For Against Statement Amend Articles/Bylaws/Charter -- Call Special A S Y For Against Against Meetings Report on Lobbying Activities A S Y Against For Against Report on Political Contributions A S Y Against For Against Approve Terms of Existing Poison Pill A S Y Against For Against Provide for Cumulative Voting A S Y For Against Against Claw-back of Payments under Restatements A S Y For Against Against Require Director Nominee Qualifications A S Y Against For Against
-------------------------------------------------------------------------------- CIT GROUP INC Ticker Symbol: CIT CUSIP/Security ID: 125581108 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jeffrey M. Peek A M Y For For For Elect Director Gary C. Butler A M Y For For For Elect Director William M. Freeman A M Y For For For Elect Director Hon. Thomas H. Kean A M Y For For For Elect Director Marianne Miller Parrs A M N Withhold Withhold For Elect Director Timothy M. Ring A M Y For For For Elect Director John R. Ryan A M Y For For For Elect Director Seymour Sternberg A M Y For For For Elect Director Peter J. Tobin A M N Withhold Withhold For Elect Director Lois M. Van Deusen A M Y For For For Ratify Auditors A M Y Against Against For Approve Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- COLGATE-PALMOLIVE CO. Ticker Symbol: CL CUSIP/Security ID: 194162103 Meeting Date: 05/04/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John T. Cahill A M Y For For For Elect Director Jill K. Conway A M Y For For For Elect Director Ellen M. Hancock A M Y For For For Elect Director David W. Johnson A M Y For For For Elect Director Richard J. Kogan A M Y For For For Elect Director Delano E. Lewis A M Y For For For Elect Director Reuben Mark A M Y For For For Elect Director J. Pedro Reinhard A M Y For For For Elect Director Howard B. Wentz, Jr. A M Y For For For Ratify Auditors A M Y For For For Approve Non-Employee Director Stock Option Plan A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against Performance-Based Equity Awards A S Y Against For Against
-------------------------------------------------------------------------------- PACTIV CORP. Ticker Symbol: PTV CUSIP/Security ID: 695257105 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Larry D. Brady A M Y For For For Elect Director K. Dane Brooksher A M Y For For For Elect Director Robert J. Darnall A M N Withhold Withhold For Elect Director Mary R. Henderson A M Y For For For Elect Director N. Thomas Linebarger A M Y For For For Elect Director Roger B. Porter A M Y For For For Elect Director Richard L. Wambold A M Y For For For Elect Director Norman H. Wesley A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. Ticker Symbol: NWL CUSIP/Security ID: 651229106 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas E. Clarke A M N Withhold Withhold For Elect Director Elizabeth Cuthbert Millett A M N Withhold Withhold For Elect Director Steven J. Strobel A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- FIRSTENERGY CORPORATION Ticker Symbol: FE CUSIP/Security ID: 337932107 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Anthony J. Alexander A M Y For For For Elect Director Carol A. Cartwright A M N Withhold Withhold For Elect Director William T. Cottle A M N Withhold Withhold For Elect Director Robert B. Heisler, Jr. A M Y For For For Elect Director Russell W. Maier A M Y For For For Elect Director George M. Smart A M N Withhold Withhold For Elect Director Wes M. Taylor A M Y For For For Elect Director Jesse T. Williams, Sr. A M N Withhold Withhold For Ratify Auditors A M Y For For For Adopt Simple Majority Vote Requirement A S Y For Against Against Submit Severance Agreement (Change in Control) A S Y Against For Against to shareholder Vote
-------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker Symbol: KMI CUSIP/Security ID: 49455P101 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard D. Kinder A M Y For For For Elect Director Edward H. Austin, Jr . A M Y For For For Elect Director William J. Hybl A M Y For For For Elect Director Ted A. Gardner A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Nonqualified Employee Stock Purchase A M Y For For For Plan Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ALTERA CORP. Ticker Symbol: ALTR CUSIP/Security ID: 021441100 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John P. Daane A M Y For For For Elect Director Robert W. Reed A M Y For For For Elect Director Robert J. Finocchio, Jr. A M Y For For For Elect Director Kevin McGarity A M Y For For For Elect Director Paul Newhagen A M Y For For For Elect Director William E. Terry A M Y For For For Elect Director Susan Wang A M Y For For For Amend Omnibus Stock Plan A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LOEWS CORP. CUSIP/Security ID: 540424108 Meeting Date: 05/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ann E. Berman A M Y For For For Elect Director Joseph L. Bower A M Y For For For Elect Director Charles M. Diker A M N Withhold Withhold For Elect Director Paul J. Fribourg A M N Withhold Withhold For Elect Director Walter L. Harris A M N Withhold Withhold For Elect Director Philip A. Laskawy A M N Withhold Withhold For Elect Director Gloria R. Scott A M N Withhold Withhold For Elect Director Andrew H. Tisch A M Y For For For Elect Director James S. Tisch A M Y For For For Elect Director Jonathan M. Tisch A M Y For For For Ratify Auditors A M Y Against Against For Provide for Cumulative Voting A S Y For Against Against Prohibit Smoking in Public Facilities A S Y Against For Against
-------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker Symbol: COP CUSIP/Security ID: 20825C104 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard L. Armitage A M Y For For For Elect Director Richard H. Auchinleck A M Y For For For Elect Director Harald J. Norvik A M Y For For For Elect Director William K. Reilly A M Y For For For Elect Director Victoria J. Tschinkel A M Y For For For Elect Director Kathryn C. Turner A M Y For For For Ratify Auditors A M Y For For For Report Damage Resulting From Drilling Inside A S Y Against For Against the National Petroleum Reserve Require a Majority Vote for the Election of A S Y For Against Against Directors Submit Supplemental Executive Retirement Plans A S Y Against For Against to Shareholder vote Report Accountability for Company's A S Y Against For Against Environmental Impacts due to Operation Non-Employee Director Compensation A S Y Against For Against
-------------------------------------------------------------------------------- NISOURCE INC. Ticker Symbol: NI CUSIP/Security ID: 65473P105 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Gary L. Neale A M Y For For For Elect Director Robert J. Welsh A M N Withhold Withhold For Elect Director Roger A. Young A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Declassify the Board of Directors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. Ticker Symbol: WPI CUSIP/Security ID: 942683103 Meeting Date: 05/05/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jack Michelson A M Y For For For Elect Director Ronald R. Taylor A M Y For For For Elect Director Andrew L. Turner A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- TENET HEALTHCARE CORP. Ticker Symbol: THC CUSIP/Security ID: 88033G100 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Trevor Fetter A M Y For For For Elect Director Brenda J. Gaines A M Y For For For Elect Director Karen M. Garrison A M Y For For For Elect Director Edward A. Kangas A M Y For For For Elect Director J. Robert Kerrey A M N Withhold Withhold For Elect Director Floyd D. Loop A M N Withhold Withhold For Elect Director Richard R. Pettingill A M N Withhold Withhold For Elect Director James A. Unruh A M N Withhold Withhold For Elect Director J. McDonald Williams A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- PULTE HOMES INC. Ticker Symbol: PHM CUSIP/Security ID: 745867101 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Brian P. Anderson A M Y For For For Elect Director Patrick J. O'Leary A M Y For For For Elect Director Debra J. Kelly-Ennis A M Y For For For Elect Director Bernard W. Reznicek A M Y For For For Elect Director Alan E. Schwartz A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Declassify the Board of Directors A S Y For Against Against Provide for Cumulative Voting A S Y For Against Against Performance-Based Equity Awards A S Y For Against Against
-------------------------------------------------------------------------------- ITT CORP. Ticker Symbol: ITT CUSIP/Security ID: 450911102 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven R. Loranger A M Y For For For Elect Director Curtis J. Crawford A M Y For For For Elect Director Christina A. Gold A M Y For For For Elect Director Ralph F. Hake A M Y For For For Elect Director John J. Hamre A M N Withhold Withhold For Elect Director Raymond W. LeBoeuf A M Y For For For Elect Director Frank T. MacInnis A M N Withhold Withhold For Elect Director Linda S. Sanford A M Y For For For Elect Director Markos I. Tambakeras A M Y For For For Ratify Auditors A M Y For For For Change Company Name A M Y For For For
-------------------------------------------------------------------------------- SLM CORP. Ticker Symbol: SLM CUSIP/Security ID: 78442P106 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ann Torre Bates A M Y For For For Elect Director Charles L. Daley A M Y For For For Elect Director W.M. Diefenderfer, III A M Y For For For Elect Director Thomas J. Fitzpatrick A M Y For For For Elect Director Diane Suitt Gilleland A M Y For For For Elect Director Earl A. Goode A M Y For For For Elect Director Ronald F. Hunt A M Y For For For Elect Director Benjamin J. Lambert, III A M Y For For For Elect Director Albert L. Lord A M Y For For For Elect Director Barry A. Munitz A M Y For For For Elect Director A. Alexander Porter, Jr A M Y For For For Elect Director Wolfgang Schoellkopf A M Y For For For Elect Director Steven L. Shapiro A M Y For For For Elect Director Barry L. Williams A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- ARCHSTONE SMITH TRUST Ticker Symbol: ASN CUSIP/Security ID: 039583109 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James A. Cardwell A M Y For For For Elect Director Ernest A. Gerardi, Jr. A M N Withhold Withhold For Elect Director Ruth Ann M. Gillis A M Y For For For Elect Director Ned S. Holmes A M Y For For For Elect Director Robert P. Kogod A M Y For For For Elect Director James H. Polk, III A M Y For For For Elect Director John M. Richman A M Y For For For Elect Director John C. Schweitzer A M Y For For For Elect Director R. Scot Sellers A M Y For For For Elect Director Robert H. Smith A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. Ticker Symbol: GNW CUSIP/Security ID: 37247D106 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frank J. Borelli A M Y For For For Elect Director Michael D. Fraizer A M Y For For For Elect Director Nancy J. Karch A M Y For For For Elect Director J. Robert Bob Kerrey A M Y For For For Elect Director Saiyid T. Naqvi A M Y For For For Elect Director James A. Parke A M Y For For For Elect Director James S. Riepe A M Y For For For Elect Director Thomas B. Wheeler A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- THE AES CORP. Ticker Symbol: AES CUSIP/Security ID: 00130H105 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard Darman A M Y For For For Elect Director Paul Hanrahan A M Y For For For Elect Director Kristina M. Johnson A M Y For For For Elect Director John A. Koskinen A M N Withhold Withhold For Elect Director Philip Lader A M Y For For For Elect Director John H. McArthur A M N Withhold Withhold For Elect Director Sandra O. Moose A M Y For For For Elect Director Philip A. Odeen A M Y For For For Elect Director Charles O. Rossotti A M N Withhold Withhold For Elect Director Sven Sandstrom A M N Withhold Withhold For Ratify Auditor A M Y Against Against For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- TIME WARNER INC Ticker Symbol: TWX CUSIP/Security ID: 887317105 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James L. Barksdale A M Y For For For Elect Director Stephen F. Bollenbach A M Y For For For Elect Director Frank J Caufield A M N Withhold Withhold For Elect Director Robert C. Clark A M Y For For For Elect Director Jessica P. Einhorn A M Y For For For Elect Director Reuben Mark A M Y For For For Elect Director Michael A. Miles A M N Withhold Withhold For Elect Director Kenneth J. Novack A M N Withhold Withhold For Elect Director Richard D. Parsons A M Y For For For Elect Director Francis T. Vincent, Jr A M N Withhold Withhold For Elect Director Deborah C. Wright A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Approve Omnibus Stock Plan A M Y For For For Adopt Simple Majority Vote Requirement A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against Develop a Code Vendor of Conduct A S Y Against For Against
-------------------------------------------------------------------------------- TXU CORP. Ticker Symbol: TXU CUSIP/Security ID: 873168108 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director E. Gail de Planque A M Y For For For Elect Director Leldon E. Echols A M Y For For For Elect Director Kerney Laday A M Y For For For Elect Director Jack E. Little A M Y For For For Elect Director Gerardo I. Lopez A M Y For For For Elect Director J.E. Oesterreicher A M Y For For For Elect Director Michael W. Ranger A M Y For For For Elect Director Leonard H. Roberts A M Y For For For Elect Director Glenn F. Tilton A M Y For For For Elect Director C. John Wilder A M Y For For For Ratify Auditors A M Y For For For Establish Range For Board Size A M Y For For For Amend Articles/Bylaws/Charter-Non-Routine A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- MANOR CARE, INC. Ticker Symbol: HCR CUSIP/Security ID: 564055101 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mary Taylor Behrens A M N Withhold Withhold For Elect Director Joseph F. Damico A M N Withhold Withhold For Elect Director John T. Schwieters A M N Withhold Withhold For Elect Director Richard C. Tuttle A M Y For For For Elect Director M. Keith Weikel A M Y For For For Elect Director Gail R. Wilensky A M Y For For For Elect Director Thomas L. Young A M N Withhold Withhold For
-------------------------------------------------------------------------------- MCDONALD'S CORP. Ticker Symbol: MCD CUSIP/Security ID: 580135101 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert A. Eckert A M Y For For For Elect Director Enrique Hernandez, Jr. A M Y For For For Elect Director Jeanne P. Jackson A M Y For For For Elect Director Richard H. Lenny A M Y For For For Elect Director Andrew J. McKenna A M Y For For For Elect Director Sheila A. Penrose A M Y For For For Ratify Auditors A M Y For For For Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote Identify Food Products Manufactured or Sold A S Y Against For Against that Contain Genetically Engineered Ingredients
-------------------------------------------------------------------------------- CUMMINS , INC. Ticker Symbol: CMI CUSIP/Security ID: 231021106 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert J. Darnall A M Y For For For Elect Director John M. Deutch A M Y For For For Elect Director Alexis M. Herman A M Y For For For Elect Director F. Joseph Loughrey A M Y For For For Elect Director William I. Miller A M N Withhold Withhold For Elect Director Georgia R. Nelson A M Y For For For Elect Director Theodore M. Solso A M Y For For For Elect Director Carl Ware A M Y For For For Elect Director J. Lawrence Wilson A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- REGIONS FINANCIAL CORP. Ticker Symbol: RF CUSIP/Security ID: 7591EP100 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director George W. Bryan A M Y For For For Elect Director Susan W. Matlock A M Y For For For Elect Director Michael S. Stames A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker Symbol: AIG CUSIP/Security ID: 026874107 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Pei-yuan Chia A M N Withhold Withhold For Elect Director Marshall A. Cohen A M N Withhold Withhold For Elect Director Martin S. Feldstein A M N Withhold Withhold For Elect Director Ellen V. Futter A M N Withhold Withhold For Elect Director Stephen L. Hammerman A M Y For For For Elect Director Richard C. Holbrooke A M N Withhold Withhold For Elect Director Fred H. Langhammer A M Y For For For Elect Director George L. Miles, Jr. A M Y For For For Elect Director Morris W. Offit A M Y For For For Elect Director James F. Orr, III A M Y For For For Elect Director Martin J. Sullivan A M Y For For For Elect Director Michael H. Sutton A M Y For For For Elect Director Edmund S.W. Tse A M Y For For For Elect Director Robert B. Willumstad A M Y For For For Elect Director Frank G. Zarb A M Y For For For Ratify Auditors A M Y Against Against For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. CUSIP/Security ID: 209115104 Meeting Date: 05/15/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kevin Burke A M Y For For For Elect Director Vincent A. Calarco A M Y For For For Elect Director George Campbell, Jr. A M Y For For For Elect Director Gordon J. Davis A M N Withhold Withhold For Elect Director Michael J. Del Giudice A M Y For For For Elect Director Ellen V. Futter A M N Withhold Withhold For Elect Director Sally Hernandez A M Y For For For Elect Director Peter W. Likins A M Y For For For Elect Director Eugene R. McGrath A M Y For For For Elect Director Frederick V. Salerno A M Y For For For Elect Director L. Frederick Sutherland A M Y For For For Elect Director Stephen R. Volk A M Y For For For Ratify Auditors A M Y For For For Increase Disclosure of Executive Compensation A S Y Against For Against
-------------------------------------------------------------------------------- J. C. PENNEY CO., INC (HLDG CO) Ticker Symbol: JCP CUSIP/Security ID: 708160106 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Vernon E. Jordan, Jr. A M N Withhold Withhold For Elect Director Burl Osborne A M Y For For For Elect Director Mary Beth Stone West A M Y For For For Elect Director R. Gerald Turner A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A M Y For For For Performance-Based Equity Awards A S Y Against For Against
-------------------------------------------------------------------------------- TARGET CORPORATION Ticker Symbol: TGT CUSIP/Security ID: 87612E106 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard M. Kovacevich A M Y For For For Elect Director George W. Tamke A M Y For For For Elect Director Solomon D. Trujillo A M Y For For For Elect Director Robert J. Ulrich A M Y For For For Ratify Auditors A M Y For For For Report Political Contributions/Activities A S Y Against For Against
-------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD Ticker Symbol: WFT CUSIP/Security ID: G95089101 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Nicholas F. Brady A M Y For For For Elect Director William E. Macaulay A M Y For For For Elect Director David J. Butters A M Y For For For Elect Director Robert B. Millard A M Y For For For Elect Director Bernard J. Duroc-Danner A M Y For For For Elect Director Robert K. Moses, Jr. A M Y For For For Elect Director Sheldon B. Lubar A M Y For For For Elect Director Robert A. Rayne A M N Withhold Withhold For Ratify Auditors A M Y For For For APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. A M Y For For For 2006 OMNIBUS INCENTIVE PLAN. APPROVAL OF AN INCREASE IN THE COMPANY S A M Y For For For AUTHORIZED SHARE CAPITAL FROM $510,000,000, CONSISTING OF 500,000,000 COMMON SHARES AND 10,000,000 PREFERENCE SHARES, TO $1,010,000,000, BY THE CREATION OF 500,000,000 ADDITIONAL COMMON SHARES.
-------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker Symbol: UNH CUSIP/Security ID: 91324P102 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director James A. Johnson A M N Withhold Withhold For Elect Director Douglas W. Leatherdale A M Y For For For Elect Director William W. McGuire, M.D. A M Y For For For Elect Director Mary O. Mundinger, Ph.D. A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- COMERICA INC. Ticker Symbol: CMA CUSIP/Security ID: 200340107 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lillian Bauder A M Y For For For Elect Director Anthony F. Earley, Jr. A M Y For For For Elect Director Robert S. Taubman A M Y For For For Elect Director Reginald M. Turner, Jr. A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Ticker Symbol: HOT CUSIP/Security ID: 85590A203 Meeting Date: 05/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven J. Heyer A M Y For For For Elect Director Charlene Barshefsky A M N Withhold Withhold For Elect Director Jean-Marc Chapus A M Y For For For Elect Director Bruce W. Duncan A M Y For For For Elect Director Lizanne Galbreath A M N Withhold Withhold For Elect Director Eric Hippeau A M Y For For For Elect Director Stephen R. Quazzo A M N Withhold Withhold For Elect Director Thomas O. Ryder A M Y For For For Elect Director Daniel W. Yih A M Y For For For Elect Director Kneeland C. Youngblood A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CAREMARK RX, INC. Ticker Symbol: CMX CUSIP/Security ID: 141705103 Meeting Date: 05/10/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director C. David Brown, II A M Y For For For Elect Director Harris Diamond A M Y For For For Elect Director C.A. Lance Piccolo A M Y For For For Elect Director Michael D. Ware A M Y For For For Report Policies For Political Contributions A S Y Against For Against
-------------------------------------------------------------------------------- MASCO CORP. Ticker Symbol: MAS CUSIP/Security ID: 574599106 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas G. Denomme A M Y For For For Elect Director Richard A. Manoogian A M Y For For For Elect Director Mary Ann Van Lokeren A M N Withhold Withhold For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORP. Ticker Symbol: PNW CUSIP/Security ID: 723484101 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jack E. Davis A M Y For For For Elect Director Pamela Grant A M Y For For For Elect Director Martha O. Hesse A M Y For For For Elect Director William S. Jamieson, Jr. A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP. Ticker Symbol: BSX CUSIP/Security ID: 101137107 Meeting Date: 05/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John E. Abele A M Y For For For Elect Director Joel L. Fleishman A M Y For For For Elect Director Ernest Mario A M Y For For For Elect Director Uwe E. Reinhardt A M Y For For For Elect Director Kristina M. Johnson, Ph.D. A M Y For For For Elect Director Nancy-Ann DeParle A M Y Against Against For Ratify Auditors A M Y For For For Approve Qualified Employee Stock Purchase Plan A M Y For For For
-------------------------------------------------------------------------------- RADIOSHACK CORP. Ticker Symbol: RSH CUSIP/Security ID: 750438103 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frank J. Belatti A M Y For For For Elect Director Ronald E. Elmquist A M Y For For For Elect Director Robert S. Falcone A M N Withhold Withhold For Elect Director Daniel R. Feehan A M Y For For For Elect Director Richard J. Hernandez A M Y For For For Elect Director H. Eugene Lockhart A M Y For For For Elect Director Jack L. Messman A M Y For For For Elect Director William G. Morton, Jr. A M Y For For For Elect Director Thomas G. Plaskett A M Y For For For Elect Director Edwina D. Woodbury A M Y For For For
-------------------------------------------------------------------------------- TRANSOCEAN INC. Ticker Symbol: RIG CUSIP/Security ID: G90078109 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Victor E. Grijalva A M Y For For For Elect Director Arthur Lindenauer A M Y For For For Elect Director Kristian Siem A M N Withhold Withhold For APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG A M Y For For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
-------------------------------------------------------------------------------- THERMO ELECTRON CORP. Ticker Symbol: TMO CUSIP/Security ID: 883556102 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter J. Manning A M N Withhold Withhold For Elect Director Jim P. Manzi A M N Withhold Withhold For Elect Director Elaine S. Ullian A M N Withhold Withhold For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y Against For Against Directors
-------------------------------------------------------------------------------- FISERV, INC. Ticker Symbol: FISV CUSIP/Security ID: 337738108 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Daniel P. Kearney A M Y For For For Elect Director Jeffery W. Yabuki A M Y For For For Elect Director L. William Seidman A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker Symbol: ODP CUSIP/Security ID: 676220106 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lee A. Ault, III A M N Withhold Withhold For Elect Director Neil R. Austrian A M N Withhold Withhold For Elect Director David W. Bernauer A M Y For For For Elect Director Abelardo E. Bru A M N Withhold Withhold For Elect Director David I. Fuente A M Y For For For Elect Director Brenda J. Gaines A M Y For For For Elect Director Myra M. Hart A M N Withhold Withhold For Elect Director W. Scott Hedrick A M N Withhold Withhold For Elect Director Michael J. Myers A M Y For For For Elect Director Steve Odland A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- VERISIGN INC Ticker Symbol: VRSN CUSIP/Security ID: 92343E102 Meeting Date: 05/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michelle Guthrie A M Y For For For Elect Director Roger H. Moore A M Y For For For Elect Director Edward A. Mueller A M Y For For For Elect Director William A. Roper, Jr. A M Y For For For Approve Omnibus Stock Plan A M Y Against Against For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EXXON MOBIL CORP. Ticker Symbol: XOM CUSIP/Security ID: 30231G102 Meeting Date: 05/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael J. Boskin A M N Withhold Withhold For Elect Director William W. George A M Y For For For Elect Director James R. Houghton A M N Withhold Withhold For Elect Director William R. Howell A M N Withhold Withhold For Elect Director Reatha Clark King A M N Withhold Withhold For Elect Director Philip E. Lippincott A M Y For For For Elect Director Henry A. McKinnell, Jr. A M N Withhold Withhold For Elect Director Marilyn Carlson Nelson A M Y For For For Elect Director Samuel J. Palmisano A M Y For For For Elect Director Walter V. Shipley A M Y For For For Elect Director J. Stephen Simon A M Y For For For Elect Director Rex W. Tillerson A M Y For For For Ratify Auditors A M Y For For For Provide for Cumulative Voting A S Y For Against Against Require a Majority Vote for the Election of A S Y For For Against Directors Company-Specific-Nominate Independent Director A S Y Against For Against with Industry Experience Require Director Nominee Qualifications A S Y Against For Against Non-Employee Director Compensation A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against Review Executive Compensation A S Y Against For Against Link Executive Compensation to Social Issues A S Y Against For Against Report on Political Contributions A S Y Against For Against Report on Charitable Contributions A S Y Against For Against Amend Equal Employment Opportunity Policy to A S Y Against For Against Prohibit Discrimination Based on Sexual Orientation Report on Damage Resulting from Drilling for A S Y Against For Against Oil and gas in Protected Areas Report Accountability for Company's A S Y Against For Against Environmental Impacts due to Operation
-------------------------------------------------------------------------------- NORTHROP GRUMMAN CORP. Ticker Symbol: NOC CUSIP/Security ID: 666807102 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John T. Chain, Jr. A M N Withhold Withhold For Elect Director Vic Fazio A M Y For For For Elect Director Stephen E. Frank A M Y For For For Elect Director Charles R. Larson A M N Withhold Withhold For Elect Director Richard B. Myers A M Y For For For Elect Director Ronald D. Sugar A M Y For For For Ratify Auditors A M Y For For For Amend Articles/Bylaws/Charter-Non-Routine A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against
-------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker Symbol: LUV CUSIP/Security ID: 844741108 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Colleen C. Barrett A M Y For For For Elect Director Gary C. Kelly A M Y For For For Elect Director John T. Montford A M Y For For For Elect Director William H. Cunningham A M Y For For For Elect Director Louis E. Caldera A M Y For For For Elect Director Nancy B. Loeffler A M N Withhold Withhold For Elect Director David W. Biegler A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For Adopt Simple Majority Vote A S Y For Against Against
-------------------------------------------------------------------------------- NORDSTROM, INC. Ticker Symbol: JWN CUSIP/Security ID: 655664100 Meeting Date: 05/23/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Phyllis J. Campbell A M Y For For For Elect Director Enrique Hernandez, Jr. A M Y For For For Elect Director Jeanne P. Jackson A M Y For For For Elect Director Robert G. Miller A M Y For For For Elect Director Blake W. Nordstrom A M Y For For For Elect Director Erik B. Nordstrom A M Y For For For Elect Director Peter E. Nordstrom A M Y For For For Elect Director Philip G. Satre A M Y For For For Elect Director Alison A. Winter A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LIMITED BRANDS Ticker Symbol: LTD CUSIP/Security ID: 532716107 Meeting Date: 05/22/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director E. Gordon Gee A M Y For For For Elect Director James L. Heskett A M Y For For For Elect Director Allan R. Tessler A M Y For For For Elect Director Abigail S. Wexner A M Y For For For
-------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker Symbol: WMB CUSIP/Security ID: 969457100 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Irl F. Engelhardt A M Y For For For Elect Director William R. Granberry A M Y For For For Elect Director William E. Green A M Y For For For Elect Director W.R. Howell A M Y For For For Elect Director George A. Lorch A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- MATTEL, INC. Ticker Symbol: MAT CUSIP/Security ID: 577081102 Meeting Date: 05/11/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Eugene P. Beard A M Y For For For Elect Director Michael J. Dolan A M Y For For For Elect Director Robert A. Eckert A M Y For For For Elect Director Tully M. Friedman A M Y For For For Elect Director Dominic Ng A M Y For For For Elect Director Andrea L. Rich A M Y For For For Elect Director Ronald L. Sargent A M Y For For For Elect Director Christopher A. Sinclair A M Y For For For Elect Director G. Craig Sullivan A M Y For For For Elect Director John L. Vogelstein A M Y For For For Elect Director Kathy Brittain White A M Y For For For Ratify Auditors A M Y For For For Separate Chairman and CEO Positions A S Y For Against Against Report Progress on Improving Work and Living A S Y Against For Against Conditions Performance-Based A S Y Against For Against
-------------------------------------------------------------------------------- XTO ENERGY INC Ticker Symbol: XTO CUSIP/Security ID: 98385X106 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Phillip R. Kevil A M Y For For For Elect Director Herbert D. Simons A M Y For For For Elect Director Vaughn O. Vennerberg, II A M Y For For For Elect Director Lane G. Collins A M Y For For For Increase Authorized Common Stock A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EQUIFAX INC. Ticker Symbol: EFX CUSIP/Security ID: 294429105 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Garry Betty A M N Withhold Withhold For Elect Director Larry L. Prince A M N Withhold Withhold For Elect Director Richard F. Smith A M N Withhold Withhold For Elect Director Jacquelyn M. Ward A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- SAFEWAY INC. Ticker Symbol: SWY CUSIP/Security ID: 786514208 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven A. Burd A M Y For For For Elect Director Janet E. Grove A M Y For For For Elect Director Mohan Gyani A M Y For For For Elect Director Paul Hazen A M Y For For For Elect Director Robert I. MacDonnell A M Y For For For Elect Director Douglas J. MacKenzie A M Y For For For Elect Director Rebecca A. Stirn A M Y For For For Elect Director William Y. Tauscher A M Y For For For Elect Director Raymond G. Viault A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Provide for Cumulative Voting A S Y For Against Against Eliminate or Restrict Severance Agreements A S Y Against For Against (Change-in-Control) Company-Specific-Establishment of an Office of A S Y Against For Against the Board Adopt Policy to Identify and Label Food A S Y Against For Against Products that Contain Genetically Engineered Ingredients Issue Sustainability Report A S Y Against For Against
-------------------------------------------------------------------------------- AON CORP. Ticker Symbol: AOC CUSIP/Security ID: 037389103 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Patrick G. Ryan A M Y For For For Elect Director Gregory C. Case A M Y For For For Elect Director Edgar D. Jannotta A M Y For For For Elect Director Jan Kalff A M Y For For For Elect Director Lester B. Knight A M Y For For For Elect Director J. Michael Losh A M Y For For For Elect Director R. Eden Martin A M Y For For For Elect Director Andrew J. McKenna A M Y For For For Elect Director Robert S. Morrison A M Y For For For Elect Director Richard B. Myers A M Y For For For Elect Director Richard C. Notebaert A M Y For For For Elect Director John W. Rogers, Jr. A M Y For For For Elect Director Gloria Santona A M Y For For For Elect Director Carolyn Y. Woo A M Y For For For Ratify Auditors A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Amend Omnibus Stock Plan A M Y Against Against For
-------------------------------------------------------------------------------- FEDERATED DEPARTMENT STORES, INC. Ticker Symbol: FD CUSIP/Security ID: 31410H101 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Joyce M. Roche A M Y For For For Elect Director William P. Stiritz A M Y For For For Elect Director Craig E. Weatherup A M Y For For For Ratify Auditors A M Y For For For Increase Authorized Common Stock A M Y For For For Amend Omnibus Stock Plan A M Y For For For Amend Omnibus Stock Plan A M Y For For For Limit Boards on Which Directors May A S Y Against For Against Concurrently Serve
-------------------------------------------------------------------------------- SOUTHERN COMPANY Ticker Symbol: SO CUSIP/Security ID: 842587107 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Juanita Powell Baranco A M Y For For For Elect Director Dorrit J. Bern A M Y For For For Elect Director Francis S. Blake A M Y For For For Elect Director Thomas F. Chapman A M Y For For For Elect Director Donald M. James A M Y For For For Elect Director Zack T. Pate A M Y For For For Elect Director J. Neal Purcell A M Y For For For Elect Director David M. Ratcliffe A M Y For For For Elect Director William G. Smith, Jr. A M Y For For For Elect Director Gerald J. St. Pe A M Y For For For Ratify Auditors A M Y For For For Approve Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- GENZYME CORP. Ticker Symbol: GENZ CUSIP/Security ID: 372917104 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Victor J. Dzau, M.D. A M Y For For For Elect Director Connie Mack, III A M Y For For For Elect Director Henri A. Termeer A M Y For For For Amend Omnibus Stock Plan A M Y Against Against For Amend Non-Employee Director Stock Option Plan A M Y Against Against For Declassify the Board of Directors A M Y For For For Ratify Auditors A M Y For For For Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote
-------------------------------------------------------------------------------- NATIONAL OILWELL VARCO INC. Ticker Symbol: NOV CUSIP/Security ID: 637071101 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Greg L. Armstrong A M Y For For For Elect Director David D. Harrison A M N Withhold Withhold For Elect Director Merrill A. Miller, Jr. A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- WELLPOINT INC Ticker Symbol: WLP CUSIP/Security ID: 94973V107 Meeting Date: 05/16/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lenox D. Baker, Jr., M.D. A M Y For For For Elect Director Susan B. Bayh A M Y For For For Elect Director Larry C. Glasscock A M Y For For For Elect Director Julie A. Hill A M Y For For For Elect Director Ramiro G. Peru A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- PHELPS DODGE CORP. Ticker Symbol: PD CUSIP/Security ID: 717265102 Meeting Date: 05/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Charles C. Krulak A M Y For For For Elect Director Dustan E. McCoy A M Y For For For Elect Director William J. Post A M N Withhold Withhold For Elect Director Martin H. Richenhagen A M Y For For For Elect Director Jack E. Thompson A M Y For For For Approve Non-Employee Director Stock Option Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- HOME DEPOT, INC. (THE) Ticker Symbol: HD CUSIP/Security ID: 437076102 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Gregory D. Brenneman A M Y For For For Elect Director John L. Clendenin A M Y For For For Elect Director Claudio X. Gonzalez A M N Withhold Withhold For Elect Director Milledge A. Hart, III A M Y For For For Elect Director Bonnie G. Hill A M Y For For For Elect Director Laban P. Jackson, Jr. A M Y For For For Elect Director Lawrence R. Johnston A M Y For For For Elect Director Kenneth G. Langone A M Y For For For Elect Director Angelo R. Mozilo A M Y For For For Elect Director Robert L. Nardelli A M Y For For For Elect Director Thomas J. Ridge A M Y For For For Ratify Auditors A M Y For For For Increase Disclosure of Executive Compensation A S Y For Against Against Report on EEOC-Related Activities A S Y Against For Against Separate Chairman and CEO Positions A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors Submit Supplemental Executive Retirement Plans A S Y For Against Against to Shareholder vote Report on Political Contributions A S Y Against For Against Increase Disclosure of Executive Compensation A S Y For Against Against Affirm Political Non-partisanship A S Y Against For Against
-------------------------------------------------------------------------------- VULCAN MATERIALS CO. Ticker Symbol: VMC CUSIP/Security ID: 929160109 Meeting Date: 05/12/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Orin R. Smith A M Y For For For Elect Director Philip W. Farmer A M Y For For For Elect Director H. Allen Franklin A M Y For For For Elect Director James V. Napier A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker Symbol: WMT CUSIP/Security ID: 931142103 Meeting Date: 06/02/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Aida M. Alvarez A M Y For For For Elect Director James W. Breyer A M Y For For For Elect Director M. Michele Burns A M Y For For For Elect Director James I. Cash, Jr., Ph.D. A M Y For For For Elect Director Douglas N. Daft A M Y For For For Elect Director David D. Glass A M Y For For For Elect Director Roland A. Hernandez A M N Withhold Withhold For Elect Director H. Lee Scott, Jr. A M Y For For For Elect Director Jack C. Shewmaker A M Y For For For Elect Director Jim C. Walton A M Y For For For Elect Director S. Robson Walton A M Y For For For Elect Director Christopher J. Williams A M Y For For For Elect Director Linda S. Wolf A M Y For For For Ratify Auditors A M Y For For For Report on Animal Welfare Standards A S Y Against For Against Report on Political Contributions A S Y Against For Against Require a Majority Vote for the Election of A S Y Against For Against Directors Prepare a Sustainability Report A S Y Against For Against Report on Pay Disparity A S Y Against For Against Report on Stock Option Distribution by Race and A S Y Against For Against Gender
-------------------------------------------------------------------------------- YAHOO!, INC. Ticker Symbol: YHOO CUSIP/Security ID: 984332106 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Terry S. Semel A M Y For For For Elect Director Jerry Yang A M Y For For For Elect Director Roy J. Bostock A M Y For For For Elect Director Ronald W. Burkle A M Y For For For Elect Director Eric Hippeau A M Y For For For Elect Director Arthur H. Kern A M Y For For For Elect Director Vyomesh Joshi A M Y For For For Elect Director Robert A. Kotick A M N Withhold Withhold For Elect Director Edward R. Kozel A M Y For For For Elect Director Gary L. Wilson A M Y For For For Amend Non-Employee Director Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CMS ENERGY CORP. Ticker Symbol: CMS CUSIP/Security ID: 125896100 Meeting Date: 05/19/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Merribel S. Ayres A M Y For For For Elect Director Jon E. Barfield A M Y For For For Elect Director Richard M. Gabrys A M Y For For For Elect Director David W. Joos A M Y For For For Elect Director Philip R. Lochner, Jr. A M Y For For For Elect Director Michael T. Monahan A M N Withhold Withhold For Elect Director Joseph F. Paquette, Jr. A M N Withhold Withhold For Elect Director Percy A. Pierre A M Y For For For Elect Director Kenneth L. Way A M N Withhold Withhold For Elect Director Kenneth Whipple A M Y For For For Elect Director John B. Yasinsky A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- VIACOM INC. Ticker Symbol: VIA.B CUSIP/Security ID: 92553P201 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director George S. Abrams A M N Withhold Withhold For Elect Director Philippe P. Dauman A M Y For For For Elect Director Thomas E. Dooley A M Y For For For Elect Director Thomas E. Freston A M Y For For For Elect Director Ellen V. Futter A M Y For For For Elect Director Alan C. Greenberg A M Y For For For Elect Director Robert K. Kraft A M Y For For For Elect Director Charles E. Phillips, Jr. A M Y For For For Elect Director Shari Redstone A M Y For For For Elect Director Sumner M. Redstone A M Y For For For Elect Director Frederic V. Salerno A M N Withhold Withhold For Elect Director William Schwartz A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CBS CORP Ticker Symbol: CBS.A CUSIP/Security ID: 124857202 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David R. Andelman A M Y For For For Elect Director Joseph A. Califano, Jr. A M Y For For For Elect Director William S. Cohen A M Y For For For Elect Director Philippe P. Dauman A M Y For For For Elect Director Charles K. Gifford A M Y For For For Elect Director Bruce S. Gordon A M Y For For For Elect Director Leslie Moonves A M Y For For For Elect Director Shari Redstone A M Y For For For Elect Director Sumner M. Redstone A M Y For For For Elect Director Ann N. Reese A M Y For For For Elect Director Judith A. Sprieser A M Y For For For Elect Director Robert D. Walter A M Y For For For Ratify Auditors A M Y For For For Approve Option Exchange Offer A M Y For For For Amend Non-Employee Director Stock Option Plan A M Y For For For Amend Non-Employee Director Restricted Stock A M Y For For For Plan Company-Specific -- Adopt a Recapitalization A S Y Against For Against Plan
-------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker Symbol: LH CUSIP/Security ID: 50540R409 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas P. Mac Mahon A M Y For For For Elect Director Kerrii B. Anderson A M Y For For For Elect Director Jean-Luc Belingard A M Y For For For Elect Director Wendy E. Lane A M Y For For For Elect Director Robert E. Mittelstaedt, Jr. A M Y For For For Elect Director Arthur H. Rubenstein A M Y For For For Elect Director Andrew G. Wallace, M.D. A M N Withhold Withhold For Elect Director M. Keith Weikel, Ph.D. A M Y For For For Amend Non-Employee Director Stock Option Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC Ticker Symbol: MHS CUSIP/Security ID: 58405U102 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lawrence S. Lewin A M Y For For For Elect Director Charles M. Lillis A M Y For For For Elect Director Edward H. Shortliffe, M.D., Ph.D. A M Y For For For Elect Director David D. Stevens A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- TIFFANY & CO. Ticker Symbol: TIF CUSIP/Security ID: 886547108 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael J. Kowalski A M Y For For For Elect Director Rose Marie Bravo A M Y For For For Elect Director William R. Chaney A M Y For For For Elect Director Samuel L. Hayes, III A M Y For For For Elect Director Abby F. Kohnstamm A M Y For For For Elect Director Charles K. Marquis A M Y For For For Elect Director J. Thomas Presby A M N Withhold Withhold For Elect Director James E. Quinn A M Y For For For Elect Director William A. Shutzer A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- BIOGEN IDEC, INC. Ticker Symbol: BIIB CUSIP/Security ID: 09062X103 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Lawrence C. Best A M Y For For For Elect Director Alan B. Glassberg A M N Withhold Withhold For Elect Director Robert W. Pangia A M Y For For For Elect Director William D.Young A M Y For For For Ratify Auditors A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y Against Against For
-------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker Symbol: CTXS CUSIP/Security ID: 177376100 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas F. Bogan A M Y For For For Elect Director Gary E. Morin A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker Symbol: LOW CUSIP/Security ID: 548661107 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter C. Browning A M Y For For For Elect Director Marshall O. Larsen A M Y For For For Elect Director Stephen F. Page A M Y For For For Elect Director O. Temple Sloan, Jr. A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Company Specific--RELATING TO THE BOARD OF A M Y For For For DIRECTORS Report on Wood Procurement Policy A S Y Against For Against
-------------------------------------------------------------------------------- CITIZENS COMMUNICATIONS CO. Ticker Symbol: CZN CUSIP/Security ID: 17453B101 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kathleen Q. Abernathy A M Y For For For Elect Director Leroy T. Barnes, Jr. A M N Withhold Withhold For Elect Director Jeri Finard A M Y For For For Elect Director Lawton Wehle Fitt A M Y For For For Elect Director Stanley Harfenist A M Y For For For Elect Director William M. Kraus A M Y For For For Elect Director Howard L. Schrott A M Y For For For Elect Director Larraine D. Segil A M Y For For For Elect Director Bradley E. Singer A M Y For For For Elect Director Edwin Tornberg A M Y For For For Elect Director David H. Ward A M Y For For For Elect Director Myron A. Wick, III A M Y For For For Elect Director Mary Agnes Wilderotter A M Y For For For Approve Non-Employee Director Omnibus Stock Plan A M Y For For For Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker Symbol: EQR CUSIP/Security ID: 29476L107 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John W. Alexander A M Y For For For Elect Director Charles L. Atwood A M Y For For For Elect Director Stephen O. Evans A M Y For For For Elect Director James D. Harper, Jr. A M Y For For For Elect Director Boone A. Knox A M Y For For For Elect Director David J. Neithercut A M Y For For For Elect Director Desiree G. Rogers A M Y For For For Elect Director Sheli Z. Rosenberg A M Y For For For Elect Director Gerald A. Spector A M Y For For For Elect Director B. Joseph White A M Y For For For Elect Director Samuel Zell A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- HASBRO, INC. Ticker Symbol: HAS CUSIP/Security ID: 418056107 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Basil L. Anderson A M Y For For For Elect Director Alan R. Batkin A M Y For For For Elect Director Frank J. Biondi, Jr. A M Y For For For Elect Director John M. Connors, Jr. A M Y For For For Elect Director Michael W.O. Garrett A M Y For For For Elect Director E. Gordon Gee A M Y For For For Elect Director Jack M. Greenberg A M Y For For For Elect Director Alan G. Hassenfeld A M Y For For For Elect Director Claudine B. Malone A M N Withhold Withhold For Elect Director Edward M. Philip A M Y For For For Elect Director Paula Stern A M Y For For For Elect Director Alfred J. Verrecchia A M Y For For For Ratify Auditors A M Y For For For Adopt ILO-Based Code of Conduct A S Y Against For Against
-------------------------------------------------------------------------------- JONES APPAREL GROUP, INC. Ticker Symbol: JNY CUSIP/Security ID: 480074103 Meeting Date: 05/23/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Peter Boneparth A M Y For For For Elect Director Sidney Kimmel A M Y For For For Elect Director Howard Gittis A M N Withhold Withhold For Elect Director Anthony F. Scarpa A M Y For For For Elect Director Matthew H. Kamens A M Y For For For Elect Director J. Robert Kerrey A M N Withhold Withhold For Elect Director Ann N. Reese A M Y For For For Elect Director Gerald C. Crotty A M N Withhold Withhold For Elect Director Lowell W. Robinson A M Y For For For Elect Director Allen I. Questrom A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. Ticker Symbol: NVLS CUSIP/Security ID: 670008101 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard S. Hill A M Y For For For Elect Director Neil R. Bonke A M Y For For For Elect Director Youssef A. El-Mansy A M N Withhold Withhold For Elect Director J. David Litster A M N Withhold Withhold For Elect Director Yoshio Nishi A M N Withhold Withhold For Elect Director Glen G. Possley A M Y For For For Elect Director Ann D. Rhoads A M Y For For For Elect Director William R. Spivey A M N Withhold Withhold For Elect Director Delbert A. Whitaker A M Y For For For Ratify Auditors A M Y For For For Performance-Based and/or Time-Based Equity A S Y For Against Against Awards
-------------------------------------------------------------------------------- CATERPILLAR INC. Ticker Symbol: CAT CUSIP/Security ID: 149123101 Meeting Date: 06/14/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David R. Goode A M Y For For For Elect Director James W. Owens A M Y For For For Elect Director Charles D. Powell A M Y For For For Elect Director Joshua I. Smith A M Y For For For Increase Authorized Common Stock A M Y For For For Approve Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against Separate Chairman and CEO Positions A S Y For Against Against Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- EQUITY OFFICE PROPERTIES TRUST Ticker Symbol: EOP CUSIP/Security ID: 294741103 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Marilyn Alexander A M Y For For For Elect Director Thomas E. Dobrowski A M Y For For For Elect Director William M. Goodyear A M Y For For For Elect Director James D. Harper, Jr. A M Y For For For Elect Director Richard D. Kincaid A M Y For For For Elect Director Sheil Z. Rosenberg A M Y For For For Elect Director Stephen I. Sadove A M Y For For For Elect Director Sally Susman A M Y For For For Elect Director Jan H.W.R. van der Vlist A M Y For For For Elect Director Samuel Zell A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. Ticker Symbol: ESRX CUSIP/Security ID: 302182100 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Gary G. Benanav A M Y For For For Elect Director Frank J. Borelli A M Y For For For Elect Director Maura C. Breen A M Y For For For Elect Director Nicholas J. LaHowchic A M Y For For For Elect Director Thomas P. Mac Mahon A M Y For For For Elect Director John O. Parker, Jr. A M Y For For For Elect Director George Paz A M Y For For For Elect Director Samuel K. Skinner A M Y For For For Elect Director Seymour Sternberg A M Y For For For Elect Director Barrett A. Toan A M Y For For For Elect Director Howard L. Waltman A M N Withhold Withhold For Increase Authorized Common Stock A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- DOLLAR GENERAL CORP. Ticker Symbol: DG CUSIP/Security ID: 256669102 Meeting Date: 05/31/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David L. Bere A M N Withhold Withhold For Elect Director Dennis C. Bottorff A M Y For For For Elect Director Barbara L. Bowles A M Y For For For Elect Director Reginald D. Dickson A M N Withhold Withhold For Elect Director E. Gordon Gee A M N Withhold Withhold For Elect Director Barbara M. Knuckles A M Y For For For Elect Director David A. Perdue A M Y For For For Elect Director J. Neal Purcell A M Y For For For Elect Director James D. Robbins A M Y For For For Elect Director David M. Wilds A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- HILTON HOTELS CORP. Ticker Symbol: HLT CUSIP/Security ID: 432848109 Meeting Date: 05/24/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Christine Garvey A M Y For For For Elect Director Peter M. George A M N Withhold Withhold For Elect Director Barron Hilton A M Y For For For Elect Director John L. Notter A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors Submit Shareholder Rights Plan (Poison Pill) to A S Y For Against Against Shareholder Vote
-------------------------------------------------------------------------------- BIG LOTS INC. Ticker Symbol: BLI CUSIP/Security ID: 089302103 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Sheldon M. Berman A M Y For For For Elect Director Stephen S. Fishman A M Y For For For Elect Director David T. Kollat A M Y For For For Elect Director Brenda J. Lauderback A M Y For For For Elect Director Philip E. Mallott A M N Withhold Withhold For Elect Director Ned Masnour A M N Withhold Withhold For Elect Director Russell Solt A M Y For For For Elect Director James R. Tener A M Y For For For Elect Director Dennis B. Tishkoff A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For
-------------------------------------------------------------------------------- GATEWAY INC Ticker Symbol: GTW CUSIP/Security ID: 367626108 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Janet M. Clarke A M N Withhold Withhold For Elect Director Qunicy L. Allen A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- KING PHARMACEUTICALS INC. Ticker Symbol: KG CUSIP/Security ID: 495582108 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Earnest W. Deavenport A M Y For For For Elect Director Elizabeth M. Greetham A M Y For For For Increase Authorized Common Stock A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker Symbol: AMZN CUSIP/Security ID: 023135106 Meeting Date: 05/23/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jeffrey P. Bezos A M Y For For For Elect Director Tom A. Alberg A M Y For For For Elect Director John Seely Brown A M Y For For For Elect Director L. John Doerr A M N Withhold Withhold For Elect Director William B. Gordon A M Y For For For Elect Director Myrtle S. Potter A M Y For For For Elect Director Thomas O. Ryder A M Y For For For Elect Director Patricia Q. Stonesifer A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CENTERPOINT ENERGY INC. Ticker Symbol: CNP CUSIP/Security ID: 15189T107 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Derrill Cody A M N Withhold Withhold For Elect Director David M. McClanahan A M Y For For For Elect Director Robert T. O'Connell A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Approve/Amend Executive Incentive Bonus Plan A M Y For For For Approve Omnibus Stock Plan A M Y For For For Declassify the Board of Directors A S Y For Against Against Other Business A M Y For Against Against
-------------------------------------------------------------------------------- TERADYNE, INC. Ticker Symbol: TER CUSIP/Security ID: 880770102 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Albert Carnesale A M N Withhold Withhold For Elect Director George W. Chamillard A M Y For For For Elect Director Roy A. Vallee A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y Against For Against Directors
-------------------------------------------------------------------------------- ACE LTD. Ticker Symbol: ACE CUSIP/Security ID: G0070K103 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael G. Atieh A M N Withhold Withhold For Elect Director Mary A. Cirillo A M Y For For For Elect Director Bruce L. Crockett A M Y For For For Elect Director Thomas J. Neff A M N Withhold Withhold For Elect Director Gary M. Stuart A M N Withhold Withhold For APPROVAL OF AMENDMENT TO ACE LIMITED EMPLOYEE A M Y For For For STOCK PURCHASE PLAN. RATIFICATION OF THE APPOINTMENT OF A M Y Against Against For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
-------------------------------------------------------------------------------- ALLIED WASTE INDUSTRIES, INC. Ticker Symbol: AW CUSIP/Security ID: 019589308 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert M. Agate A M Y For For For Elect Director Charles H. Cotros A M Y For For For Elect Director James W. Crownover A M Y For For For Elect Director David I. Foley A M Y For For For Elect Director Joshua J. Harris A M Y For For For Elect Director Dennis R. Hendrix A M Y For For For Elect Director Nolan Lehmann A M Y For For For Elect Director Steven Martinez A M N Withhold Withhold For Elect Director James A. Quella A M Y For For For Elect Director Anthony P. Ressler A M Y For For For Elect Director John J. Zillmer A M N Withhold Withhold For Ratify Auditors A M Y For For For Amend Omnibus Stock Plan A M Y For For For Approve Executive Incentive Bonus Plan A M Y For For For Require a Majority Vote for the Election of A S Y Against For Against Directors Submit Severance Agreement (Change in Control) A S Y For For Against to shareholder Vote
-------------------------------------------------------------------------------- MEDIMMUNE, INC. Ticker Symbol: MEDI CUSIP/Security ID: 584699102 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Wayne T. Hockmeyer A M Y For For For Elect Director David M. Mott A M Y For For For Elect Director David Baltimore A M Y For For For Elect Director M. James Barrett A M N Withhold Withhold For Elect Director James H. Cavanaugh A M N Withhold Withhold For Elect Director Barbara Hackman Franklin A M Y For For For Elect Director Gordon S. Macklin A M N Withhold Withhold For Elect Director George M. Milne, Jr. A M Y For For For Elect Director Elizabeth H.S. Wyatt A M Y For For For Amend Non-Employee Director Stock Option Plan A M Y Against Against For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- E*TRADE FINANCIAL CORP. Ticker Symbol: ET CUSIP/Security ID: 269246104 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Michael K. Parks A M Y For For For Elect Director Lewis E. Randall A M Y For For For Elect Director Stephen H. Willard A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- COVENTRY HEALTH CARE INC. Ticker Symbol: CVH CUSIP/Security ID: 222862104 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John H. Austin A M Y For For For Elect Director Daniel N. Mendelson A M Y For For For Elect Director Rodman W. Moorhead, III A M Y For For For Elect Director Timothy T. Weglicki A M Y For For For Increase Authorized Common Stock A M Y For For For Amend Articles/Bylaws/Charter-Non-Routine A M Y For For For Authorize Board to Fill Vacancies A M Y For For For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. Ticker Symbol: LNC CUSIP/Security ID: 534187109 Meeting Date: 06/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Jon A. Boscia A M Y For For For Elect Director George W. Henderson, III A M Y For For For Elect Director Eric G. Johnson A M Y For For For Elect Director M. Leanne Lachman A M Y For For For Elect Director Isaiah Tidwell A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LIMITED Ticker Symbol: IR CUSIP/Security ID: G4776G101 Meeting Date: 06/07/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director T.E. Martin A M N Withhold Withhold For Elect Director P. Nachtigal A M Y For For For Elect Director R.J. Swift A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EBAY INC. Ticker Symbol: EBAY CUSIP/Security ID: 278642103 Meeting Date: 06/13/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director William C. Ford, Jr. A M Y For For For Elect Director Dawn G. Lepore A M Y For For For Elect Director Pierre M. Omidyar A M Y For For For Elect Director Richard T. Sclosberg, III A M Y For For For Amend Stock Option Plan A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker Symbol: IPG CUSIP/Security ID: 460690100 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Frank J. Borelli A M N Withhold Withhold For Elect Director Reginald K. Brack A M N Withhold Withhold For Elect Director Jill M. Considine A M N Withhold Withhold For Elect Director Richard A. Goldstein A M Y For For For Elect Director H. Jogn Greeniaus A M N Withhold Withhold For Elect Director Michael I. Roth A M Y For For For Elect Director J. Phillip Samper A M N Withhold Withhold For Elect Director David M. Thomas A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y Against Against For Separate Chairman and CEO Positions A S Y For Against Against Claw-back of Payments under Restatements A S Y Against For Against
-------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker Symbol: TJX CUSIP/Security ID: 872540109 Meeting Date: 06/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director David A. Brandon A M Y For For For Elect Director Bernard Cammarata A M Y For For For Elect Director Gary L. Crittenden A M Y For For For Elect Director Gail Deegan A M Y For For For Elect Director Dennis F. Hightower A M Y For For For Elect Director Amy B. Lane A M Y For For For Elect Director Richard G. Lesser A M Y For For For Elect Director John F. O'Brien A M Y For For For Elect Director Robert F. Shapiro A M Y For For For Elect Director Willow B. Shire A M Y For For For Elect Director Fletcher H. Wiley A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- AMERICAN POWER CONVERSION CORP. Ticker Symbol: APCC CUSIP/Security ID: 029066107 Meeting Date: 06/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Fix Number of Directors A M Y For For For Elect Director Rodger B. Dowdell, Jr. A M Y For For For Elect Director Neil E. Rasmussen A M Y For For For Elect Director Ervin F. Lyon A M Y For For For Elect Director James D. Gerson A M Y For For For Elect Director John G. Kassakian A M Y For For For Elect Director Ellen B. Richstone A M Y For For For Ratify Auditors A M Y For For For Amend Qualified Employee Stock Purchase Plan A M Y For For For
-------------------------------------------------------------------------------- R. R. DONNELLEY & SONS CO. Ticker Symbol: RRD CUSIP/Security ID: 257867101 Meeting Date: 05/25/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Thomas S. Johnson A M Y For For For Elect Director John C. Pope A M N Withhold Withhold For Elect Director Lionel H. Schipper, C.M. A M Y For For For Elect Director Norman H. Wesley A M Y For For For Ratify Auditors A M Y For For For Declassify the Board of Directors A S Y For Against Against
-------------------------------------------------------------------------------- STAPLES, INC. Ticker Symbol: SPLS CUSIP/Security ID: 855030102 Meeting Date: 06/06/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Basil L. Anderson A M Y For For For Elect Director Robert C. Nakasone A M Y For For For Elect Director Ronald L. Sargent A M Y For For For Elect Director Stephen F. Schuckenbrock A M Y For For For Declassify the Board of Directors A M Y For For For Ratify Auditors A M Y For For For Require a Majority Vote for the Election of A S Y For Against Against Directors
-------------------------------------------------------------------------------- AUTODESK, INC. Ticker Symbol: ADSK CUSIP/Security ID: 052769106 Meeting Date: 06/08/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Carol A. Bartz A M Y For For For Elect Director Carl Bass A M Y For For For Elect Director Mark A. Bertelsen A M N Withhold Withhold For Elect Director Crawford W. Beveridge A M Y For For For Elect Director J. Hallam Dawson A M Y For For For Elect Director Michael J. Fister A M Y For For For Elect Director Per-Kristian Halvorsen A M Y For For For Elect Director Stevn L. Scheid A M Y For For For Elect Director Mary Alice Taylor A M Y For For For Elect Director Larry W. Wangberg A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- AUTONATION, INC. Ticker Symbol: AN CUSIP/Security ID: 05329W102 Meeting Date: 06/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Mike Jackson A M Y For For For Elect Director Robert J. Brown A M N Withhold Withhold For Elect Director Rick L. Burdick A M N Withhold Withhold For Elect Director William C. Crowley A M N Withhold Withhold For Elect Director Edward S. Lampert A M Y For For For Elect Director Michael E. Maroone A M Y For For For Elect Director Irene B. Rosenfeld A M N Withhold Withhold For Ratify Auditors A M Y Against Against For Provide for Cumulative Voting A S Y For Against Against
-------------------------------------------------------------------------------- COUNTRYWIDE FINANCIAL CORP. Ticker Symbol: CFC CUSIP/Security ID: 222372104 Meeting Date: 06/14/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Kathleen Brown A M N Withhold Withhold For Elect Director Jeffrey M. Cunningham A M Y For For For Elect Director Martin R. Melone A M Y For For For Elect Director Robert T. Parry A M Y For For For Approve Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y For For For Approve Report of the Compensation Committee A S Y For Against Against
-------------------------------------------------------------------------------- PMC-SIERRA, INC. Ticker Symbol: PMCS CUSIP/Security ID: 69344F106 Meeting Date: 06/01/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Robert Bailey A M Y For For For Elect Director Richard Belluzzo A M Y For For For Elect Director James Diller, Dr. A M Y For For For Elect Director Michael Farese A M Y For For For Elect Director Jonathan Judge A M Y For For For Elect Director William Kurtz A M Y For For For Elect Director Frank Marshall A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker Symbol: VNO CUSIP/Security ID: 929042109 Meeting Date: 05/18/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven Roth A M Y For For For Elect Director Michael D. Fascitelli A M Y For For For Elect Director Russell B. Wright, Jr. A M N Withhold Withhold For Amend Omnibus Stock Plan A M Y For For For Ratify Auditors A M Y Against Against For
-------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP. Ticker Symbol: CHK CUSIP/Security ID: 165167107 Meeting Date: 06/09/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Richard K. Davidson A M Y For For For Elect Director Breene M. Kerr A M N Withhold Withhold For Elect Director Charles T. Maxwell A M Y For For For Increase Authorized Common Stock A M Y For For For Amend Omnibus Stock Plan A M Y For For For
-------------------------------------------------------------------------------- SUPERVALU INC. Ticker Symbol: SVU CUSIP/Security ID: 868536103 Meeting Date: 05/30/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Issue Shares in Connection with an Acquisition S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- ALBERTSON CUSIP/Security ID: 013104104 Meeting Date: 05/30/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement S M Y For For For Amend Articles/Bylaws/Charter-Non-Routine S M Y For For For Adjourn Meeting S M Y For For For
-------------------------------------------------------------------------------- NABORS INDUSTRIES, LTD. Ticker Symbol: NBR CUSIP/Security ID: G6359F103 Meeting Date: 06/30/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Eugene M. Isenberg A M Y For For For Ratify Auditors A M Y For For For MANAGEMENT PROPOSAL: APPROVAL OF THE COMPANY S A M Y For For For AMENDED AND RESTATED 2003 EMPLOYEE STOCK PLAN.
-------------------------------------------------------------------------------- MOLSON COORS BREWING CO Ticker Symbol: TAP CUSIP/Security ID: 60871R209 Meeting Date: 05/17/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director John E. Cleghorn A M Y For For For Elect Director Charles M. Herington A M Y For For For Elect Director David P. O'Brien A M N Withhold Withhold For
-------------------------------------------------------------------------------- THE KROGER CO. Ticker Symbol: KR CUSIP/Security ID: 501044101 Meeting Date: 06/22/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Reuben V. Anderson A M N Withhold Withhold For Elect Director Don W. McGeorge A M Y For For For Elect Director W. Rodney McMullen A M Y For For For Elect Director Clyde R. Moore A M N Withhold Withhold For Elect Director Steven R. Rogel A M N Withhold Withhold For Declassify the Board of Directors A M Y For For For Eliminate Cumulative Voting A M Y For For For Reduce Supermajority Vote Requirement A M Y For For For Opt Out of State's Control Share Acquisition Law A M Y For For For Require Advance Notice for Shareholder Proposals A M Y Against Against For Ratify Auditors A M Y Against Against For Report on Animal Welfare Standards A S Y Against For Against Prepare a Sustainability Report A S Y Against For Against
-------------------------------------------------------------------------------- KNIGHT-RIDDER, INC. CUSIP/Security ID: 499040103 Meeting Date: 06/26/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Approve Merger Agreement A M Y For For For Adjourn Meeting A M Y For For For Elect Directors Ronald D. Mc Cray A M Y For For For Elect Directors Patricia Mitchell A M Y For For For Elect Directors M. Kenneth Oshman A M Y For For For Ratify Auditors A M Y For For For Procedure for Future Sale or Disposition of A S Y Against For Against Company Newspapers
-------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker Symbol: NVDA CUSIP/Security ID: 67066G104 Meeting Date: 06/22/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Tench Coxe A M Y For For For Elect Director Mark L. Perry A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- CIRCUIT CITY STORES, INC. Ticker Symbol: CC CUSIP/Security ID: 172737108 Meeting Date: 06/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Ronald M. Brill A M Y For For For Elect Director Michael E. Foss A M N Withhold Withhold For Elect Director Mikael Salovaara A M Y For For For Elect Director Philip J. Schoonover A M Y For For For Elect Director Barbara S. Feigin A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker Symbol: BBY CUSIP/Security ID: 086516101 Meeting Date: 06/21/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Bradbury H. Anderson A M Y For For For Elect Director Kathy J. Higgins Victor A M N Withhold Withhold For Elect Director Allen U. Lenzmeier A M Y For For For Elect Director Frank D. Trestman A M Y For For For Ratify Auditors A M Y For For For
-------------------------------------------------------------------------------- EXELON CORP. Ticker Symbol: EXC CUSIP/Security ID: 30161N101 Meeting Date: 06/27/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director M.W. D'Alessio A M Y For For For Elect Director R.B. Greco A M Y For For For Elect Director J.M. Palms A M Y For For For Elect Director J.W. Rogers A M Y For For For Elect Director R.L. Thomas A M Y For For For Ratify Auditors A M Y For For For Submit Severance Agreement (Change in Control) A S Y For Against Against to shareholder Vote
-------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker Symbol: BBBY CUSIP/Security ID: 075896100 Meeting Date: 06/29/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Steven H. Temares A M Y For For For Elect Director Klaus Eppler A M Y For For For Elect Director Fran Stoller A M Y For For For Ratify Auditors A M Y For For For Board Diversity A S Y Against For Against Adopt ILO-Based Code of Conduct A S Y Against For Against Report on Energy Efficiency A S Y Against For Against Declassify the Board of Directors A M Y For For For
-------------------------------------------------------------------------------- SUPERVALU INC. Ticker Symbol: SVU CUSIP/Security ID: 868536103 Meeting Date: 06/28/06
WHETHER COMPANY CAST PROPOSED VOTE FOR BY WHETHER OR MEET MGMT OR FUND CAST AGAINST ITEMDESC TYPE SHAREHOLDER VOTE VOTECAST MGMT. MGTRECVOTE ---------- ---------- ---------- ---------- ---------- ---------- ---------- Elect Director Irwin Cohen A M Y For For For Elect Director Ronald E. Daly A M Y Against Against For Elect Director Lawrence A. Del Santo A M Y Against Against For Elect Director Susan E. Engel A M Y Against Against For Elect Director Philip L. Francis A M Y For For For Ratify Auditors A M Y For For For
Hartford International Capital Appreciation HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 239 UNASSIGNED ALLIANZ AG, MUENCHEN SECURITY: D03080112 AGENDA NUMBER: 700860011 TICKER: MEETING TYPE: EGM ISIN: DE0008404005 MEETING DATE: 08-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the Merger Plan of 16 DEC 2005, Mgmt For * between the Company and Riunione Adriaktiengesellschaft und der RIUNIONE ADRIATICA DI SICURTA Societa per Azioni, Mailand, Italien. liquidation pursuant to Article 17(2a) of Council Regulation EC No. 2157/2001 of 08 OCT 2001; before the merger can become effective, Riunione Adriatica Di Sicurta Societa per Azioni is obliged to transfer its business activities to its wholly-owned subsidiary Ras Italia S.P.A. in order to ensure that the insurance business of Riunione Adriatica Di Sicurta Societa per Azioni will not be transferred to the Company; as compensation for the merger shareholders of Riunione Adriatica Di Sicurta Societa per Azioni will receive either cash compensation - ordinary shareholders EUR 16.72 per share, preferred shareholders EUR 24.24 per share or shares of the company for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3 registered no-par shares of the Company will be granted to every shareholder of Ri Unione Adriatica Di Sicurta Societa per Azioni; upon the merger becoming effective the company shall adopt the legal form of a Societas Europaea SE 2. Kapitalerhoehung zur Durchfuehrung der Mgmt For * Verschmelzung Company s share capital shall be increased by up to EUR 64,315,543.04 through the issue of up to 25,123,259 new registered no-par shares to the outside shareholders of Riunione Adriatica
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Di Sicurta Societa per Azioni; grant 3 shares of the Company in exchange for every 19 ordinary/preferred shares of Riunione Adriatica Di Sicurta Societa per Azioni 3. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/I, Aufhebung des Genehmigten Kapitalized capital 2004/I, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital by up to EUR 450,000,000 through the issue of new registered no-par shares against payment in cash and/or kind, on or before 07 FEB 2011; approve that the shareholders shall be granted subscription rights for a capital increase against cash payment; shareholders subscription rights may be excluded for residual amounts, in order to grant such rights to holders of convertible or warrant bonds, and for the issue of share s at a price not materially below their market price or against contributions in kind; approve the authorized capital 2004/I shall be revoked in respect of its unused portion of EUR 424,100,864 4. Schaffung eines Genehmigten Kapitals Mgmt For * 2006/II zum Zwecke der Ausgabe von Aktiened capital 2004/II, and the corresponding amendment to the Articles of Association; authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the share capital up to EUR 15,000,000 through the issue of new registered no-par shares against payment in cash, on or before 07 FEB 2011; approve that the shareholders subscription rights may be excluded for the issue of employee shares, and for residual amounts; approve the authorized capital 2004/II shall be revoked in respect of its unused portion of EUR 4,356,736
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Erteilung einer neuen Ermaechtigung zur Mgmt For * Ausgabe von Wandel- und/oder Optionssccapital, and the corresponding; amend the Article of Association; authorize thstehenden Ermaechtigung zur Ausgabe von Wandel- und Optionsschuldverschreibungnds shall be revoked and the corresponding contingent capital 2004 reduced to itals 2004 und entsprechende Satzungsaenderung the Supervisory Board, to issue bearer or registered bonds of up to EUR 10,000,000,000, conferring convertible and/or option rights for shares of the Company, once or more than once on or before 07 FEB 2011; approve the shareholders subscription rights except for residual amounts, in order to grant such rights to holders of previously issued bonds, for the issue of bond s conferring convertible and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, and for the issue of bonds against contributions in kind; approve to increase the Company s share capital accordingly by up to EUR 250,000,000 through the issue of up to 97,656,250 new registered no-par shares, in so far as convertible and/or option rights are exercised contingent capital 2006 6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For * zum Zwecke des Wertpapierhandels rities trading financial institutions in which the Company holds a majority interest shall be authorized to acquire and sell shares of the Company, at prices not deviating more than 10% from the market price of the shares, on or before 07 AUG 2007; the trading portfolio of shares to be acquired for such purpose shall not exceed 5% of the Company s share capital at the end of any day 7. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien zu sonstigen Zwecketies trading the Company shall be authorized to acquire own shares of up to 10% of its share capital, through the stock exchange at a price not differing more than
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15% from the market price of the shares, or by way of a repurchase offer at a price not differing more than 20% from the market price, on or before 07 AUG 2007; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes, to float the shares on foreign stock exchanges, to use the shares for the fulfillment of convertible or option rights, to offer the shares to employees of the Company or its affiliates, to use up to 173,241 shares within the scope of the 2005 Stock Option Plan of Riunione Adriatica Di Sicurta Societa Per Azioni, and to retire the shares GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK ZU ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIORAEGE ABSTIMMEN MOECHTEN, FORDERN SIE BITTE EINE EINTRITTSKARTE AN UND STIMMEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 239 UNASSIGNED ANGLO AMERN PLC SECURITY: G03764100 AGENDA NUMBER: 700904192 TICKER: MEETING TYPE: AGM ISIN: GB0004901517 MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the financial statements of the Mgmt No vote Company and the Group and the reports of the Directors and the Auditors for the YE 31 DEC 2005 2. Approve to declare a final dividend of Mgmt No vote 95 US cents including a special dividend of 33 US cents per ordinary share 3. Elect Mr. Peter Woicke as a Director of Mgmt No vote the Company 4. Elect Mr. Mamphela Ramphele as a Mgmt No vote Director of the Company 5. Re-elect Mr. David Challen as a Director Mgmt No vote of the Company 6. Re-elect Mr. Fred Phaswana as a Director Mgmt No vote of the Company 7. Re-elect Sir Mark Moody-Stuart as a Mgmt No vote Director of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte & Touche LLP as the Mgmt No vote Auditors of the Company for the ensuing year 9. Authorize the Directors to determine the Mgmt No vote remuneration of the Auditors 10. Approve the Directors remuneration Mgmt No vote report for the YE 31 DEC 2005 11. Approve to renew the authority to allot Mgmt No vote relevant securities conferred on the Directors by Article 9.2 of the Company s Articles of Association, up to an aggregate nominal amount of USD 248,750,000 497.5 million ordinary shares; Authority expires at the AGM of the Company in 2007 s.12 Approve to renew the power, subject to Mgmt No vote the passing of ordinary Resolution 11, to allot equity securities wholly for cash conferred on the Directors by Article 9.3 of the Company s Articles of Association, up to an aggregate nominal amount of USD 37,250,000 74.5 million ordinary shares; Authority expires at the AGM of the Company in 2007 s.13 Authorize the Company, for the purpose Mgmt No vote of Section 166 of the Companies Act 1985, to make market purchases Section 163(3) of the Companies Act 1985 of 149 million ordinary shares of USD 0.50 each in the capital of the Company, at a minimum price of USD 0.50 and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days, on which such ordinary share is contracted to be purchased and the amount stipulated by Article 5(1) of the buy back and
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- stabilization regulations 2003; Authority expires at the conclusion of the AGM of the Company in 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry s.14 Amend Article 70 of the Company s Mgmt No vote Articles of Association by increasing the maximum number of Directors from 16 to 18
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 239 UNASSIGNED ARM HOLDINGS PLC, CAMBRIDGE SECURITY: G0483X122 AGENDA NUMBER: 700902770 TICKER: MEETING TYPE: AGM ISIN: GB0000595859 MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s annual report and Mgmt For * the accounts for YE 31 DEC 2005 2. Declare a final dividend of 0.5 pence per Mgmt For * share in respect of the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report as specified for the FYE 31 DEC 2005 4. Re-elect Mr. Mike Inglis as a Director Mgmt For * 5. Re-elect Mr. Peter Cawdron as a Director Mgmt For * 6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company until the conclusion of the next general meeting at which accounts are laid before the Company 7. Authorize the Directors to fix the Mgmt For * remuneration of the Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.8 Authorize the Company, for the purpose Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163 of the Act of up to 137,878,500 ordinary shares of 0.05p each in the capital of the Company, at a minimum price to be paid for each share equal to the nominal value and equal to 105% of the average of closing mid price of the Company s ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 25 JUL 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 9. Approve the rules of the new ARM Mgmt For * Holdings PLC Deferred Annual Bonus Plan the new DAB Plan and the French sub-plan thereto summarised as specified and authorize the Directors to make modifications to the draft rules of the new DAB Plan and the French sub-plan as they may consider necessary or desirable to take account of the requirements of the UK Listing Authority, the London Stock Exchange PLC and best practice and to adopt the new DAB Plan and to establish such further plans for the benefit of employees outside the UK based on the new DAB Plan and French sub-plan subject to such modifications as may be necessary or desirable to take account of the securities laws, exchange control or tax legislation of any country, provided that any shares made available under the new DAB Plan are treated as counting against any limits on individual participation in any such further plans, and any new shares made available under such further plans are treated as counting against any limits on overall participation in the new DAB Plan and French sub-plan
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Approve the rules of the new ARM Mgmt For * Holdings PLC Employee Equity Plan the EEP and three related overseas sub-plans the EEP Overseas Plans summarised as specified and authorize the Directors to make modifications to the draft rules as they may consider necessary or desirable to take account of the requirements of the UK Lisiting Authority, the London Stock Exchange PLC and best practice and to adopt the new EEP Plan and EEP Overseas Plan as so modified and do all things necessary to operate the EEP and the EEP Overseas Plans and to establish such further plans for the benefit of employees outside the UK based on the EEP subject to such modifications as may be necessary or desirable to take account of the securities laws, exchange control or tax legislation of any country, provided that any shares made available under the EEP and EEP Overseas Plans are treated as counting against any limits on individual participation in any such further plans, and any new shares made available under such further plans are treated as counting against any limits on overall participation in the EEP and EEP Overseas Plan 11. Approve the rules of the new ARM Mgmt For * Holdings PLC US Employee Stock Purchase Plan the ESPP summarised as specified and authorize the Directors to make modifications to the draft rules as they may consider necessary or desirable to take account of the requirements of the UK Listing authority, the London Stock Exchange PLC and best practice and to adopt the new ESPP Plan as so modified and do all things necessary to operate the ESPP and to establish such further plans for the benefit of employees outside the UK based on the ESPP subject to such modifications as may be necessary or desirable to take account of the securities laws, exchange control or tax legislation of any country, provided that any shares made available under the ESPP is treated as counting against any limits on individual
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- participation in any such further plans, and any new shares made available under such further plans are treated as counting against any limits on overall participation in the ESPP
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 239 UNASSIGNED ASML HLDG N V SECURITY: N07059160 AGENDA NUMBER: 700890747 TICKER: MEETING TYPE: AGM ISIN: NL0000334365 MEETING DATE: 23-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 291783 DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU 1. Opening Non-Voting No vote 2. Overview of the Company s business and Non-Voting No vote the financial situation 3. Receive the annual report 2005 and adopt Mgmt No vote the financial statements for the FY 2005, as prepared in accordance with Dutch Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Members of the Mgmt No vote Board of Management from liability for their responsibilities in the FY 2005 5. Grant discharge the Members of the Mgmt No vote Supervisory Board from liability of their responsibilities in the FY 2005 6. Approve the clarification of the Mgmt No vote reserves and Dividend Policy 7. Amend the Articles of Association of the Mgmt No vote Company; in relation to the cancellation of the priority shares and in relation to a possible amendment of applicable law to extend the term for the record date 8. Adopt the Revised Remuneration Policy Mgmt No vote for the Board of Management 9.A Approve the performance stock Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the performance stock pursuant to this performance stock arrangement, subject to the approval of the Supervisory Board 9.B Approve the performance stock option Mgmt No vote arrangement for the Management Board and authorize the Management Board to issue the stock options pursuant to this performance stock option arrangement, subject to the approval of the Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.C Approve the number of stock options Mgmt No vote available for ASML employee stock options arrangements and authorize the Management Board to issue stock options pursuant to these stock option arrangement for the ASML employees, subject to the approval of the Supervisory Board 9.D Authorize the Management Board to issue Mgmt No vote 22,000 sign on stock and 22,000 sign on stock options to Mr. K.P. Fuchs 10. Approve: the composition of the Board of Mgmt No vote Management; the notification of the intention of the Supervisory Board to appoint Mr. K.P. Fuchs as Member of the Board of Management effective from 23 MAR 2006 - final version 2002062 11. Approve the composition of the Mgmt No vote Supervisory Board, and re-appoint Mr. J.A. Dekker to the Supervisory Board, effective 23 MAR 2006 as nominated by the Supervisory Board 12. Approve the composition of the Mgmt No vote Supervisory Board in 2007 and the notification that Mr. H. Bodt will retire by rotation in 2007 13.A Authorize the Management Board to issue Mgmt No vote shares or rights to subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, limited to 10% of the issued capital at the time of the authorization; Authority expires at the end of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13.B Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights-accruing to shareholders in connection with the issue of shares or rights to subscribe for share as described; Authority expires at the end of 18 months 13.C Authorize the Management Board to Mgmt No vote subscribe for shares in the capital of the Company, subject to the approval of the Supervisory Board, for an additional 10% of the issued capital at the time of the authorization, which 10% can only be issued in connection with or on the occasion of mergers and/or acquisitions; Authority expires at the end of 18 months 13.D Authorize the Management Board to Mgmt No vote restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as specified, subject to approval from the Supervisory Board; Authority expires at the end of 18 months 14. Authorize the Board of Management for a Mgmt No vote period of 18 months from 23 MAR 2006, to acquire such a number of shares in the Company s capital as permitted within the limits of the law and the Articles of Association of the Company, for valuable consideration, on Euronext Amsterdam N.V. or the Nasdaq National Market or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on Euronext Amsterdam N.V. or the Nasdaq National Market; the market price being the average of the highest price on each of the five days of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- trading prior to the date of acquisition, as specified in the official price list of Euronext Amsterdam N.V. or as reported on the Nasdaq National market 15. Any other business Other No vote 16. Closing Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 239 UNASSIGNED ASTRAZENECA PLC SECURITY: G0593M107 AGENDA NUMBER: 700904407 TICKER: MEETING TYPE: AGM ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s accounts and the Mgmt For * reports of the Directors and the Auditor for the YE 31 DEC 2005 2. Approve to confirm the 1st interim Mgmt For * dividend of USD 0.38 21.9 pence, SEK 2.99 per ordinary share and to confirm as the final dividend for 2005 the 2nd interim dividend of USD 0.92 51.8 pence SEK 7.02 per ordinary share 3. Re-appoint KPMG Audit Plc, London as the Mgmt For * Auditor 4. Authorize the Directors to agree the Mgmt For * remuneration of the Auditor 5.A Re-elect Mr. Louis Schweitzer as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.C Re-elect Mr. David R. Brennan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.D Re-elect Mr. Jonathon Symonds as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.E Re-elect Mr. John Patterson FRCP as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For * as a Director, in accordance with the Article 65 of the Company s Articles of Association 5.G Re-elect Mr. John Buchanan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against * in accordance with the Article 65 of the Company s Articles of Association 5.I Re-elect Ms. Michele Hooper as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.K Re-elect Ms. Erna Moller as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association 5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 6. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 as specified 7. Authorize the Company and any Company Mgmt For * which is or becomes a Subsidiary of the Company during the period to which this resolution relates to, for the purposes of Part XA of the Companies Act 1985, to make donations to EU Political Organizations or incur EU Political Expenditure during the period ending on the date the of the Company s AGM in 2006 provided that any such donations and expenditure made by the Company together with those made by any subsidiary Company while it is a subsidiary of the Company not exceeding in aggregate of USD 150,000 during that period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve to renew the authority and power Mgmt For * to allot new shares conferred on the Directors by Article 7.1 of the Company s Articles of Association, up to an aggregate nominal amount of USD 131,364,668 Section 80; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.9 Approve to renew the power conferred on Mgmt For * the Directors by Article 7.2 of the Company s Articles of Association, up to an aggregate nominal amount of USD 19,704,700 Section 89; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.10 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163 of that Act of a maximum number of shares which may be purchased is 10% of the Company s share capital of USD 0.25 each in the capital of the Company, at a minimum price of USD 0.25 and up to 105% of the average of middle market values of the Company s ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 30 JUN 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 239 UNASSIGNED BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO SECURITY: E11805103 AGENDA NUMBER: 700876367 TICKER: MEETING TYPE: AGM ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE Non-Voting No vote MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. Approve the annual accounts and the Mgmt For * Management report of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group, application of profits, distribution of a dividend, the Company Management all of the foregoing with reference to the YE 31 DEC 2005 2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For * Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For * Mezquiriz as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For * De Irujo as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For * Vidarte as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 3. Authorize the Board of Directors for the Mgmt For * issuance of fixed income securities of any kind and nature, even exchangeable, not convertible into shares, for a maximum amount of EUR 105 billion, setting aside, for the amount not used, the authorization granted by the general meeting of shareholders of 28 FEB 2004, amount that was increased by resolution adopted on the general meeting of 26 FEB 2005; the authority affecting the amount already issued continues being effective 4. Authorize the Board of Directors to Mgmt For * carry out the acquisition of own shares, either directly or via Group Companies, according to the provisions of Section 75 of the Spanish Limited Companies Consolidation Act, Texto Refundido Dela Ley De Sociedades Anonimas, fixing the limits and requirements of said acquisition, with express powers to reduce the share capital for the amortization of own shares; for the execution and delivery
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of the agreements adopted by the general meeting concerning the above, rendering void the resolution granted by the general meeting of shareholders held on 26 FEB 2005 5. Re-appoint the Auditors for the year 2006 Mgmt For * 6. Approve the long term Remuneration Mgmt For * Program, for both the bank and its subsidiaries, consisting of distribution of BBVA shares to the Members of the Executive Committee, including the Directors and the Executive Directors 7. Amend the Article 53 of the Articles of Mgmt For * Association, about application of profits, in order to include the possibility to offer to the Directors, as payment for their services, shares, stock options or cash payments equivalent to the value of the shares 8. Approve the deferred remuneration system Mgmt For * for Non-Executive Directors consisting of BBVA shares 9. Authorize the powers to the Board, Mgmt For * including the authority to deputy the powers granted to it by the meeting, to execute and deliver, rectify and construe the resolutions adopted by the general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 239 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Allowance Mgmt For * for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 239 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS 03 A RESOLUTION AMENDING CAMECO S Mgmt For For STOCK OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES Mgmt Abstain THAT ALL SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT Mgmt Abstain PLEASE MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 239 UNASSIGNED CHI MEI OPTOELECTRONICS CORP SECURITY: Y1371Q104 AGENDA NUMBER: 700876773 TICKER: MEETING TYPE: EGM ISIN: TW0003009007 MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve to issue new shares through Mgmt For * Private Placement 2. Amend the Articles of Incorporation Mgmt Against * PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 239 UNASSIGNED CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, CHARENTON LE PONT SECURITY: F31668100 AGENDA NUMBER: 700924257 TICKER: MEETING TYPE: OGM ISIN: FR0000121667 MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE Non-Voting No vote MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. ALSO BE ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 1. Receive the reports of the Board of Mgmt No vote Directors, its Chairman and the Auditors reports and approve the parent Company s financial statements and the balance sheet for the YE 31 DEC 2005, as presented and showing income of EUR 163,518,949.28 2. Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY, in the form presented to the meeting and showing an income of EUR 289,064,000.00 which net Group part amounts to EUR 287,134,000.00 3. Approve to appropriate the income for Mgmt No vote the FY as follows: net income for the FY: EUR 163,518,949.28, prior retained earnings: EUR 3,751,834.25, allocation to the legal reserve: EUR 0.00, total to be allocated: EUR 167,270,783.53 dividends: statutory dividend: EUR 2,139,535.27, complementary dividend: EUR 93,630,138.81, total dividend: EUR 95,769,674.08, allocation to the other reserves: EUR 67,000,000.00, retained earnings: EUR 4,501,109.45; the shareholders will receive a net dividend of EUR 0.94 per share, and will entitle to the 40% allowance provided by the French Tax Code, payable on 16 MAY 2006; in the event that the Company holds some of its own
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account, as required by law 4. Approve the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code, said report and the agreements referred to therein 5. Appoint Mr. Juan Boix as a Director Mgmt No vote 6. Re-appint Mr. Michel Besson as a Mgmt No vote Director for a 3-year period 7. Re-appoint Mr. Jean Burelle as a Mgmt No vote Director for a 3-year period 8. Re-appoint Mr. Philippe Germond as a Mgmt No vote Director for a 3-year period 9. Re-appoint Mr. Olivier Pecoux as a Mgmt No vote Director for a 3-year period 10. Acknowledge the resignation of Mr. Jean- Mgmt No vote Pierre Martin and appoint in replacement, Mr. Alain Thomas as a Director for a 2 year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11. Acknowledge the resignation of Mr. Louis Mgmt No vote Lesperance and appoint in replacement, Mr. Serge Zins as a Director for a 1 year period 12. Acknowledge the resignation of Mr. Gerard Mgmt No vote Dantheny and appoint in replacement, Mr. Etienne Boris as a Deputy Auditor for a 1 year period 13. Approve the total annual fees of EUR Mgmt No vote 300,000.00 to the Board of Directors 14. Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 105.00, minimum sale price: EUR 30.00, maximum number of shares to be acquired: 10% of the share capital; Authority expires at the end of 18-month period; and to take all necessary measures and accomplish all necessary formalities 15. Approve that the authority granted by Mgmt No vote Resolution 14 can be used by the Board of Directors, in one or several times, including in period of public offering aiming at shares of the Company, in application of the provisions of Article 232-17, Paragraph 2 of the General Regulations of the French Financial Markets Authority; Authority expires at the end of 18 months period 16. Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 239 UNASSIGNED COMMERZBANK AG, FRANKFURT SECURITY: D15642107 AGENDA NUMBER: 700919080 TICKER: MEETING TYPE: AGM ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses und des Lageberichts der Commerzbank Aktiengesellschaft fuer das Geschaeftsjahr 2005, Vorlage des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 und des Berichts des Aufsichtsrats roved Financial Statements and Management Report of the Commerzbank Group for the 2005 financial year and the report of the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * distributable profit- to pay a dividend of EUR 0.50 3. Resolution on the approval of the Mgmt Against * actions of the members of the Board of Managing Directors 4. Beschlussfassung ueber die Entlastung Mgmt Against * der Mitglieder des Aufsichtsrats Board 5. Resolution on the election of Prof. H.C. Mgmt For * (CHN) Dr. Rer. Oec. Ulrich Middelmann oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Resolution on the appointment of the Mgmt For * PricewaterhouseCoopers as the Auditors for the 2006 FY 7. Beschlussfassung ueber eine Aenderung von Mgmt For * Paragraph 11 Absatz 4 der Satzung 8. Beschlussfassung ueber eine Aenderung von Mgmt For * Paragraph 18 Absatz 2 der Satzung 9. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu its own shares for the purpose of securities trading, pursuant to Article 71(1) no.7 Aktiengesetz 10. Beschlussfassung ueber die Ermaechtigung Mgmt For * der Commerzbank Aktiengesellschaft zu and use its own shares pursuant to Article 71(1) no.8 Aktiengesetz with the p Aktiengesetz mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere 11. Resolution on the authorization for the Mgmt For * Board of Managing Directors to increaskapitals (Genehmigtes Kapital 2006/I) mit der Moeglichkeit zum Ausschluss deexcluding subscription rights pursuant to Article 186 (3) 4, Aktiengesetz- and und Satzungsaenderung
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/II) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere unter anderem bei Ausnutzung gegen Sacheinlagen und Satzungsaenderung 13. Beschlussfassung ueber die Ermaechtigung Mgmt For * des Vorstands zur Erhoehung des Grundkapitals (Genehmigtes Kapital 2006/III) mit der Moeglichkeit zum Ausschluss des Bezugsrechts der Aktionaere zum Zweck der Ausgabe von Belegschaftsaktien s and amendment of the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 239 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE Mgmt For For COMPANY S BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A Mgmt For For FISCAL COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 239 UNASSIGNED CREDIT SAISON CO LTD (FORMERLY SEIBU CREDIT CO LTD) SECURITY: J7007M109 AGENDA NUMBER: 700990814 TICKER: MEETING TYPE: AGM ISIN: JP3271400008 MEETING DATE: 24-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5 Approve Provision of Retirement Allowance Mgmt Against * for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 239 UNASSIGNED DENTSU INC, TOKYO SECURITY: J1207N108 AGENDA NUMBER: 701006579 TICKER: MEETING TYPE: AGM ISIN: JP3551520004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Expand Business Lines 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Retirement Benefits to Directors Other For * and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 239 UNASSIGNED EISAI CO.,LTD. SECURITY: J12852117 AGENDA NUMBER: 700947368 TICKER: MEETING TYPE: AGM ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For * 2.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 239 UNASSIGNED EMI GROUP PLC SECURITY: G3035P100 AGENDA NUMBER: 700756262 TICKER: MEETING TYPE: AGM ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors report and the Mgmt For * financial statements 2. Declare a final dividend of 6 pence per Mgmt For * ordinary share 3. Approve the Directors remuneration report Mgmt For * 4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For * 5. Re-elect Mr. P.A. Georgescu as a Director Mgmt For * 6. Elect Mr. M.D. Stewart as a Director Mgmt For * 7. Re-appoint Ernst & Young LLP as the Mgmt For * Auditor
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors to determine the Mgmt For * remuneration of the Auditor 9. Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 42,397,582 S.10 Grant authority to issue equity or Mgmt For * equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 5,527,928 S.11 Grant authority for market purchase of Mgmt For * 78,970,403 ordinary shares S.12 Approve new Articles of Association Mgmt For * 13. Authorize the Scrip Dividend Scheme Mgmt For * 14. Authorize EMI Group PLC to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 15. Authorize EMI Music Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Authorize EMI Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 17. Authorize EMI Music Publishing Ltd to Mgmt For * make EU political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 18. Authorize Virgin Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 239 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A1952G711 AGENDA NUMBER: 700949944 TICKER: MEETING TYPE: AGM ISIN: AT0000506217 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual financial statements Mgmt No vote and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, the Group financial statements and the Group status report for the FY 2005 2. Approve to distribute the profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Members of the Mgmt No vote Supervisory Board with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and Group Mgmt No vote Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition by Erste Bank of Mgmt No vote own shares for the purpose of securities trading 8. Grant authority to Erste Bank to acquire Mgmt No vote own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years, after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares, the type of shares, the issue price, the terms and conditions of the issue and to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of share holders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation accordingly 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a consitional increase of the registered capital with the consent of the Supervisory Board by a nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend Items 2.5.3.4, 17 and 18 of the Mgmt No vote Articles of Association as specified 11.B Amend Item 10.4 of the Articles of Mgmt No vote Association as specified 11.C Approve to delete Item 13.3.14 of the Mgmt No vote Articles
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 239 UNASSIGNED ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN SECURITY: A19494102 AGENDA NUMBER: 700948651 TICKER: MEETING TYPE: AGM ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the approved annual financial Mgmt No vote statements and the status report of the Management Board as well as the report of the Supervisory Board for the FY 2005, and receive the Group financial statements and the Group status report for the FY 2005 2. Approve the distribution of profits Mgmt No vote 3.A Grant discharge to the Members of the Mgmt No vote Management Board with regard to the FY 2005 3.B Grant discharge to the Supervisory Board Mgmt No vote with regard to the FY 2005 4. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board 5. Elect the Supervisory Board Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint an additional Auditor and the Mgmt No vote Group Auditor for the FY 2007 in addition to the Savings Banks Auditors Association as the Statutory Auditor 7. Approve the acquisition, by Erste Bank, Mgmt No vote of own shares for the purpose of securities trading 8. Grant authority for the acquisition by Mgmt No vote Erste Bank of own shares for no designated purpose, excluding the acquisition of such shares for trading purposes, and to use these shares as consideration for the acquisition of enterprises, businesses or parts of or shares in one or more Companies in Austria or abroad, and thus to dispose of these shares in a manner other than via the stock exchange or in a public offering 9. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to increase the registered capital of the Company, also in several tranches by an amount of up to EUR 180,000,000 by issuing up to 90,000,000 shares as follows, the type of shares, the issue price, the terms and conditions of the issue and, to the extent provided for, the exclusion of the subscription rights being determined by the Management Board with the consent of the Supervisory Board: a) by issuing shares against cash contribution without excluding the subscription rights of shareholder, however, if the capital increase serves for the issue of shares to employees, senior employees and Members of the Management Board of the Company or a Group Company, by excluding the subscription rights of shareholders and b) by
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issuing shares against contribution in kind, excluding the subscription rights of shareholders; and amend Paragraph 4.4 of the Articles of Incorporation as specified 10. Authorize the Management Board, for a Mgmt No vote period of 5 years after the registration of the amendment of the Articles of Association, to effect a conditional increase of the registered capital with the consent of the Supervisory Board by an nominal amount of up to EUR 20,000,000 by issuing up to 10,000,000 bearer or registered ordinary shares shares with no par value at an issue price of at least EUR 2.00 per share against cash contribution and by excluding the subscription rights of the current shareholders; this authorized conditional capital serves to grant share options to employees, senior employees and Members of the Management Board of the Company or a Group Company; and amend Paragraph 4.4.3 of the Articles of Association accordingly 11.A Amend the Articles of Association in Mgmt No vote Items 2.5.3.4, 17 and 18 alignment with current provisions of the mortgage bank act and the act on secured bank bonds 11.B Amend the Articles of Association in Mgmt No vote Item 10.4 requirement of Supervisory Board consent to functions of Members of the Managing Board in unaffiliated Companies 11.C Approve to delete Item 13.314 of the Mgmt No vote Articles appointment of the Management and the Supervisory Board Members of affiliates
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 239 UNASSIGNED EURONEXT NV, AMSTERDAM SECURITY: N3113K108 AGENDA NUMBER: 700964364 TICKER: MEETING TYPE: AGM ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 294416 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT BLOCKING Non-Voting No vote CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAY 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening by the Chairman of the Non-Voting No vote Supervisory Board 2. Appointment of a Secretary for the Non-Voting No vote meeting 3.A Explanation by the chairman of the Non-Voting No vote Managing board and discussion of the written annual report of the Managing Board with respect to the affairs of the Company and the Management conducted during the 2005 FY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.B Adopt the 2005 financial statements Mgmt For * 3.C Explanation of the policy on reservations Non-Voting No vote and dividend 3.D Approve to distribute an ordinary Mgmt For * dividend of EUR 1 per share 3.E Approve an extraordinary distribution of Mgmt For * 3 EURO per share by way of repayment of 3 EURO in share capital per share in combination with a proposal to reduce the issued share capital and to approve two amendments to the articles of association, conditional upon all formalities relating to the reduction of capital and the amendments of the articles of association (in so far as not under the control of the company) having been completed so as to allow payment on 11 August 2006(the condition) and (B) in case the condition has not been satisfied enabling payment on 11 August 2006, to approve the extraordinary distribution of 3 EURO by way of a special dividend payable on that date. 4.A Grant discharge to the Members of the Mgmt For * Managing Board from liability in respect of their management during the 2005 FY 4.B Grant discharge to the Members of the Mgmt For * Supervisory Board from liability in respect of supervision during the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint the Company s External Mgmt For * Auditors 6. Discussion of the Corporate Governance Non-Voting No vote of the Company 7.A Re-appoint Sir George Cox to the Mgmt For * Supervisory Board as of 23 May 2006 7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For * Supervisory Board as of 23 May 2006 7.C Re-appoint Sir. Brian Williamson to the Mgmt For * Supervisory Board as of 23 May 2006 8.A Approve the award of 400,000 Euronext Mgmt For * N.V. shares for the year 2006 8.B Approve awards of shares to the Mgmt For * individual Members of the Managing Board for the year 2006 9.A Authorize the Managing Board to allow Mgmt For * Euronext N.V. to acquire paid-up shares in the Company s own capital for a period of 18 months
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9.B Approve to reduce the issued share Mgmt For * capital of Euronext N.V. by cancellation of acquired shares 9.C Approve to designate the Management Mgmt For * Board as the competent body to issue shares or rights to subscribe for shares in the capital of the Company for a period of 18 months up to a limit of 10% of the issued capital as at 23 MAY 2006 9.D Approve to designate the Managing Board Mgmt For * as the competent body to restrict or exclude the pre-emptive rights accruing to shareholders under the designation referred to under agenda item 9c for a period of 18 months 10.A A discussion on the principle that a Non-Voting No vote merger betwen Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For * PROPOSAL: Approve the merger between Deutsche Borse AG and Euronext is in the best interests of all the shareholders of Euronext 11. The announcement of Euronexts intention, Non-Voting No vote as from the 2006 FY, to publish the annual report and the financial statements of Euronext N.V. only in the English language and to no longer publish French and Dutch language versions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Any other business Other For * 13. Closing Non-Voting No vote BLOCKING IS NOT A REQUIREMENT Non-Voting No vote IMPOSED BY EURONEXT NV.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 239 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700959351 TICKER: MEETING TYPE: OGM ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt No vote FY 2005, the reports of the Board of Directors and the Auditors 2. Approve the profit appropriation Mgmt No vote 3. Approve the exemption of the Board of Mgmt No vote Directors Members and the Auditors from any liability for indemnity for the FY 2005 4. Elect the Certified Auditors, 2 Regular Mgmt No vote and 2 Substitute for FY 2006 and approve their fees 5. Approve the Board of Director s Chairman Mgmt No vote and the Managing Directors monthly remuneration, productivity bonus and representation expenses, and the Board of Directors Members and the Secretary s remuneration for FY 2006 6. Approve the participation of the Members Mgmt No voter of the Board of Directors in Committees and their fees for the 7th FY 01 JAN 2006 to 31 DEC 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote 53 of the Company s Articles of Association as specified 8. Various announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 239 UNASSIGNED GROUPE DANONE, PARIS SECURITY: F12033134 AGENDA NUMBER: 700894846 TICKER: MEETING TYPE: AGM ISIN: FR0000120644 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE MEETING DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 PLEASE NOTE THAT THIS IS A MIX Non-Voting No vote MEETING. THANK YOU O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005 O.2 Receive the reports of the Board of Mgmt No vote Directors and the statutory Auditors, and approve the consolidated financial statements for the said FY in the form presented to the meeting O.3 Acknowledge the earnings for the FY 2005 Mgmt No vote amount to EUR 809,932,308.20 retained earnings for the FY amount to EUR 1,360,276,241.26 an available amount for distribution of EUR 2,170,208,549.46 to be appropriated as follows: dividend: EUR 449,199,823.00 retained earnings: EUR 1,721,008,726.46 the shareholders will receive a net dividend of EUR 1.70 per share, and will entitle to the 40% allowance provided by the French tax code, this dividend will be paid on 10 MAY 2006 the amount of the dividend on self-held shares will be allocated to the retained earnings account as required by law, it is reminded that, for the last three FY the dividends paid per share, were as follows: EUR 1.15 for FY 2002 with a tax credit of EUR 0.575 EUR 1.225 for FY 2003 with a tax credit of EUR 0.6125 EUR 1.35 for FY 2004
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles l-225-38 ET sequence of the French Commercial Code, and approve the said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Richard Goblet D Alviella as a Director, for a 3 year period O.6 Approve to renew the appointment of Mr. Mgmt No vote Christian Laubie as a Director, for a 3 year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Jean Laurent as a Director, for a 3 year period O.8 Approve to renew the appointment of Mr. Mgmt No vote Hakan Mogren as a Director, for a 3 year period O.9 Approve to renews the appointment of Mr. Mgmt No vote Benoit Potier as a Director, for a 3 year period O.10 Authorize the Board of Directors, in Mgmt No vote substitution for the authority of the general meeting of 22 APR 2005, to sell, keep or transfer the Company shares on the stock market, pursuant to a share repurchase program, in accordance with the French Commercial Code and subject to the following conditions: maximum purchase price: EUR 120.00; maximum number of shares to be acquired: 18,000,000 shares; and total funds invested in the share buyback: EUR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2,16,000,000.00; Authority expires at the end of 18 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities O.11 Authorize the Board of Directors, in Mgmt No vote substitution for the authority of the general meeting of 22 APR 2005, to proceed, in France or abroad, with issuing ordinary bonds or similar fixed-term or unfixed-term subordinated securities, of maximum nominal amount of EUR 4,000,000,000.00; Authority expires at the end of 5 years; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.12 Authorize the Board of Directors, in Mgmt No vote substitution for the authority of the general meeting of 22 APR 2005, to increase the share capital, on one or more occasions, by issuing ordinary shares or securities, not exceeding a nominal amount of EUR 3,000,000.00, giving access to the Company ordinary shares in favour of employees of the Company, who are members of a Company s savings plan and Companies in which Groupe Danone, holds at least 10% of the capital or the voting rights; Authority expires at the end of 26 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.13 Grant all powers to the bearer of an Mgmt No vote original, a copy or an extract of the minutes of the meeting to accomplish all filings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 239 UNASSIGNED HANA FINANCIAL GROUP INC SECURITY: Y29975102 AGENDA NUMBER: 700877004 TICKER: MEETING TYPE: AGM ISIN: KR7086790003 MEETING DATE: 24-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the 65th financial statement Mgmt For * balance sheet and income statement 2. Approve the 65th statement of retained Mgmt For * earning 3. Amend the Articles of Incorporation Mgmt For * 4. Amend the conditions on Stock Purchase Mgmt For * Option 5.1 Elect the Directors Mgmt For * 5.2 Elect the External Directors who will be Mgmt For * the Members of the Audit Committee 6. Approve the remuneration and bonus limit Mgmt For * for the Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 239 UNASSIGNED HON HAI PRECISION IND LTD SECURITY: Y36861105 AGENDA NUMBER: 700942495 TICKER: MEETING TYPE: AGM ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- a.1 Receive the 2005 business operations Mgmt For * A.2 Receive the 2005 audited reports Mgmt Against * A.3 Approve the indirect investment in Mgmt For * People s Republic of China A.4 Other Presentations Other For * B.1.1 Approve the 2005 financial statements Mgmt For * B.1.2 Approve the 2005 profit distribution; Mgmt For * cash dividend: TWD 3 per share B.1.3 Approve the issuance of new shares from Mgmt For * retained earnings; stock dividend: 200 for 1,000 shares held
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B.1.4 Approve the capital injection to issue Mgmt For * global depositary receipt B.2.1 Approve to revise the procedures of Mgmt Against * endorsements and guarantees B.2.2 Approve to revise the procedures of Mgmt Against * funds lending to third parties B.2.3 Amend the Articles of Incorporation Mgmt Against * B.3 Other proposals and extraordinary Other Against * motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 239 UNASSIGNED HYPO REAL ESTATE HOLDING AG, MUENCHEN SECURITY: D3449E108 AGENDA NUMBER: 700910866 TICKER: MEETING TYPE: AGM ISIN: DE0008027707 MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report fsichtsrats und des Vorstands ueber das Geschaeftsjahr 2005 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns follows: payment of a dividend of EUR 1 per no-par share EUR 113,500,000 shall be allocated to the other revenue reserves, EUR 681,088.99 shall be carried forward, ex-dividend and payable date: 09 MAY 2006 3. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Vorstands fuer das Geschaeftsjahr 2005 4. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Aufsichtsrats fuer das Geschaeftsjahr 2005 5. Beschlussfassung ueber die Aufhebung des Mgmt For * bestehenden genehmigten Kapitals, Sch Board, to increase the Company s share capital by up to EUR 201,108,261 through the issue of up to 67,036,087 new bearer no-par shares against payment in cash or kind, on or before 07 MAY 2011; shareholders shall be granted subscription rights except for a capital increase of up to 10% of the Company s share capital against payment in cash if the new shares are issued at a price not
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- materially below their market price, for a capital increase against payment in kind, for the issue of up to 70,000 shares annually to executives and employees of the Company and its affiliates, for residual amounts, and for the granting of such rights to bondholders; and amend the Articles of Association 6. Authorize: the Company to acquire own Mgmt For * shares of up to 10% of its share capital Aktien gemaess Paragraph 71 Abs. 1 Nr. 8 AktG es if they are acquired through the stock exchange, nor more than 20% if they are acquired by way of a repurchase offer, on or before 08 NOV 2007; Authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below the market price of identical shares, to use the shares for acquisition purposes or for satisfying option or convertible rights, and to retire the shares 7. Approve that each Member of the Mgmt For * Supervisory Board shall receive a fixed annualder Aufsichtsratsmitglieder y Chairman EUR 105,000, Members of the Executive Committee shall receive an additional annual remuneration of EUR 10,000, the Chairman of this committee shall receive EUR 20,000; Members of the Audit Committee shall receive an additional annual remuneration of EUR 20,000, the Chairman of this Committee shall receive EUR 40,000; and amend the Articles of Association 8. Beschlussfassung ueber die Aenderung der Mgmt For * Satzung zur Anpassung an Paragraph 13 communication for the issue of proxy-voting instructions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Wahl des Abschlusspruefers fuer das Mgmt For * Geschaeftsjahr 2006 ditors for the 2006 FY
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 239 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 239 UNASSIGNED JSR CORPORATION SECURITY: J2856K106 AGENDA NUMBER: 700947116 TICKER: MEETING TYPE: AGM ISIN: JP3385980002 MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 10, Directors bonuses JPY 73,000,000 2. Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Increase the Number of Auditors, Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Elect a Director Mgmt For * 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 4. Appoint a Corporate Auditor Mgmt For * 5. Approve Revision of remuneration to be Mgmt For * paid to Directors and determining terms and conditions of the Stock Options for Stock- Linked Remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve Entrustment to the Board of Mgmt For * Directors of the Company of determination of the terms and conditions for issuing Stock Acquisitions Rights to Officers as Stock Option
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 239 UNASSIGNED JTEKT CORP SECURITY: J2946V104 AGENDA NUMBER: 701011328 TICKER: MEETING TYPE: AGM ISIN: JP3292200007 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Clarify the Rights and Responsibilities of Directors and Internal Auditors, Reduce Term of Office of Directors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For * 4.3 Appoint a Corporate Auditor Mgmt For * 4.4 Appoint a Corporate Auditor Mgmt For * 4.5 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Allowance Mgmt For * for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 239 UNASSIGNED KONINKLIJKE NUMICO NV SECURITY: N56369239 AGENDA NUMBER: 700840499 TICKER: MEETING TYPE: OGM ISIN: NL0000375616 MEETING DATE: 02-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT BLOCKING Non-Voting No vote CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 29 NOV 2005. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening Non-Voting No vote 2. Approve the takeover of the feeding Mgmt For * division of EAC Ltd A/S 3. Questions Mgmt Abstain * 4. Closing Non-Voting No vote PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 239 UNASSIGNED KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIONAL AG SECURITY: H4673L137 AGENDA NUMBER: 700933561 TICKER: MEETING TYPE: OGM ISIN: CH0012541816 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU 1. Approve the annual report, the annual Mgmt No vote accounts and the consolidated accounts of the group 2005 2. Approve the appropriation on the balance Mgmt No vote profit 3. Grant discharge to the Board of Mgmt No vote Directors and the Management 4.A Elect Dr. Joachim Hausser, Minich as a Mgmt No vote Board of Directors 4.B Elect Dr. Willy R. Kissling, Pfaeffikon Mgmt No vote as a Board of Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.C Elect Mr. Klaus Michael Kuehne, Mgmt No vote Schindellegi as a Board of Directors 4.D Elect Dr. George Obermaier, Minich as a Mgmt No vote Board of Directors 4.E Elect Dr. Thomas Staehelin, Basel as a Mgmt No vote Board of Directors 5. Approve that the Board of Directors Mgmt No vote applies to split each registered share in a ratio of 1:5 6. Approve the authorized share capital Mgmt No vote 7. Elect the Auditors and the Group Auditor Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 239 UNASSIGNED KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIONAL AG SECURITY: H4673L137 AGENDA NUMBER: 700931884 TICKER: MEETING TYPE: OGM ISIN: CH0012541816 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU 1. TO VOTE IN THE UPCOMING MEETING, Registration No vote YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 239 UNASSIGNED LG ELECTRONICS INC SECURITY: Y5275H177 AGENDA NUMBER: 700877852 TICKER: MEETING TYPE: AGM ISIN: KR7066570003 MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income statement and statement of appropriation of unappropriated retained earnings - expected cash dividend: KRW 1,250 per 1 ordinary share, KRW 1,300 per 1 preference share 2. Elect the Directors Mgmt For * 3. Elect the Members of the Auditors Mgmt For * Committee 4. Approve the remuneration limit for the Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 239 UNASSIGNED LOGITECH INTERNATIONAL SA, APPLES SECURITY: H50430224 AGENDA NUMBER: 700998062 TICKER: MEETING TYPE: OGM ISIN: CH0021655334 MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 319178 DUE TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THE NOTICE FOR Non-Voting No vote THIS MEETING WAS RECEIVED AFTER THE REGISTRATION DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE OF 26 MAY 2006 BOOK CLOSING/REGISTRATION DEADLINE DATE, YOUR VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING. HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE NOT REGISTERED PRIOR TO THE REGISTRATION DEADLINE WILL NOT BE ACCEPTED. THANK YOU. THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Receive the annual report Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Receive the annual report, annual Mgmt No vote financial statements and consolidated annual financial statements and the reports of the Auditors and the Group Auditors 3. Approve the share split in the Mgmt No vote circumstance 2 to 1 4. Approve the appropriation of retained Mgmt No vote earnings 5. Approve the Stock Option Plan for key Mgmt No vote employees 6. Approve the creation of CHF 10 million Mgmt No vote pool of capital with out preemptive rights 7. Authorize the Company to hold in excess Mgmt No vote of 10 % of shares in treasury 8. Amend the Articles of Incorporation Mgmt No vote 9. Grant discharge to the Board of Mgmt No vote Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 101.1 Elect Mr. Erh-Hsun Chang to the Board of Mgmt No vote Directors 101.2 Elect Mr. Kee-Lock Chua to the Board of Mgmt No vote Directors 10.2 Elect PricewaterhouseCoopers SA as the Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 239 UNASSIGNED LONDON STOCK EXCHANGE PLC SECURITY: G8502Z119 AGENDA NUMBER: 700906968 TICKER: MEETING TYPE: EGM ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 A) Approve the Scheme of Arrangement Mgmt For * dated 14 MAR 2006, subject to any modification, addition or condition approved or imposed by the Court Scheme between the Company and the Scheme Shareholders as prescribed; and authorize the Directors of the Company to take all such action as they may consider necessary or appropriate to give effect to the Scheme; B) for the purpose of giving effect to the Scheme: a) to reduce the issued share capital of the Company by canceling and extinguishing the existing ordinary shares, as specified; b) forthwith and contingently upon such reduction of capital taking effect: i) the authorized share capital of the Company be increased to its former amount by the creation of such number of new exchange ordinary shares as specified, shall be equal to the aggregate nominal amount of the existing ordinary shares canceled pursuant to Paragraph (B) of this Resolution; and ii) the Company shall apply the credit arising in its books of account as a result of such reduction of capital in paying up in full, at par, such new exchange ordinary shares which shall be allotted and issued, credited as fully paid, to Exchange Group, as specified and/ or its nominee or nominees; and iii) Authorize the Directors, for the purpose of Section 80 of the Companies Act 1985, to allot new exchange ordinary shares up to an aggregate nominal amount of GBP 25,000,000; Authority expires on 15 MAY 2006 (or such later date by when the Court has allowed the Scheme to become effective); C) amend the Articles of Association of the Company by adopting new Article 45A, as prescribed; and D) amend the rules of the London Stock Exchange Long Term Incentive Plan 2004, SAYE Option Scheme and Share Incentive Plan as prescribed
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 239 UNASSIGNED LONDON STOCK EXCHANGE PLC SECURITY: G8502Z119 AGENDA NUMBER: 700907819 TICKER: MEETING TYPE: CRT ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, with or without modification, Mgmt For * the Scheme of Arrangement to be made between the Company and the shareholders regarding the cancellation of the existing ordinary shares and subsequent increase of the authorized share capital by the issue of equity with rights up to GBP 25 million; and amend the Articles of Association, the Company s LTIP 2004, SAYE Option Scheme and the share incentive
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 239 UNASSIGNED LVMH MOET HENNESSY LOUIS VUITTON, PARIS SECURITY: F58485115 AGENDA NUMBER: 700947419 TICKER: MEETING TYPE: AGM ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors; and approve the consolidated financial statements for the FYE 31 DEC 2005 O.2 Receive the reports of the Board of Mgmt No vote Directors, the President of the Board of Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005; grant discharge to the Members of the Board of Directors, for the performance of their duties during the said FY O.3 Receive and approve the special report Mgmt No vote of the Auditors on agreements governed by Article L.225-38 of the French Commercial Code and the agreements referred to therein O.4 Approve the distributable income for the Mgmt No vote FY be appropriated as follows: income for the FY: EUR 1,447,528,910.53, legal reserve: nil retained earnings: EUR 1,493,583,745.61, distributable amount: EUR 2,941,112,656.14, allocation proposal: special reserve on long- term capital gains: nil statutory dividend: EUR 7,349,061.15, i.e. 0.015 per share complementary dividend: EUR 556,078,960.35, i.e. 1.135 per share retained earnings: EUR 2,377,684,634.64 the shareholders will receive a net dividend of EUR 1.15 per share, and will entitle to the 40% allowance provided by the French Tax Code, the shareholders meeting reminds that an interim dividend of EUR 0.25 per share was already paid on 02 DEC 2005, the remaining dividend of EUR 0.90 will be paid on 18 MAY 2006, as required by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve, pursuant to Article 39 of the Mgmt No vote Amended Finance Law for 2004, acknowledges that the special reserve of long-term capital gains amounts to EUR 340,055,186.70, after transfer of an amount of EUR 200,000,000.00 to an ordinary reserve account carried out in application of Resolution 4 of the general meeting of 12 MAY 2005, and decides to transfer all or part of this reserve to an ordinary reserve account O.6 Approve to renew the appointment of Mr. Mgmt No vote Antoine Bernheim as a Director for a 3-year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Albert Frere as a Director for a 3-year period O.8 Approve to renew the appointment of Mr. Mgmt No vote Pierre Gode as a Director for a 3-year period O.9 Approve to renew the appointment of Mr. Mgmt No vote Arnaud Lagardere as a Director for a 3-year period O.10 Approve to renew the appointment of Mr. Mgmt No vote Lord Bayswater as a Director for a 3-year period O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote Director, for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.12 Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 48,993,741 shares maximum funds invested in the share buybacks: EUR 6,400,000,000.00; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.13 Authorize the Board of Directors, to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of the shares held by the Company in connection with a stock repurchase plan, up to a maximum of 10% of the share capital over a 24-month period; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.14 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, at its sole discretion, in France or abroad, in favor of credit institutions or Companies governed by the French insurance code or its equivalent abroad, by issuance of ordinary shares or securities giving access to the share capital of the Company and for an amount that shall not exceed EUR 30,000,000.00; Authority expires after 18-month period; to cancel the shareholders preferential subscription rights in favor of credit institutions and the Companies governed by the insurance code or its equivalent abroad, this amount shall count against the nominal value of capital increase set forth in Resolutions 13, 14,15, or 18 of the general meeting of 12 MAY 2005, and resolution 16 of the present meeting; and the Directors to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.15 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to Executives and Employees of the Group, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall not exceed 3% of the share capital; Authority expires after 38-month period ; and the Directors to take all necessary general proxy services E.16 Authorize the Board of Directors, to Mgmt No vote increase the capital on one or more occasions, in favour of the employees of the Company and related Companies who are the Members of a Company Savings Plan, up to 3% of the capital, this amount shall count against the nominal value of any capital increase set forth in Resolutions 13,14,15 or 18 of the general meeting of 12 MAY 2005 and Resolution 14 of this meeting; Authority expires after 26-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote and 29 of the By-Laws as speicified PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 239 UNASSIGNED MATSUSHITA ELEC.IND CO.,LTD. SECURITY: J41121104 AGENDA NUMBER: 701010857 TICKER: MEETING TYPE: AGM ISIN: JP3866800000 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 4 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors and Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 239 UNASSIGNED NESTLE SA, CHAM UND VEVEY SECURITY: H57312466 AGENDA NUMBER: 700891472 TICKER: MEETING TYPE: AGM ISIN: CH0012056047 MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 292695 DUE TO ADDITION OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II Non-Voting No vote OF THE MEETING NOTICE SENT UNDER MEETING 288474, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Approve to accept the financial Mgmt For * statements and the Statutory reports
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Grant discharge to the Board of Mgmt For * Directors and the Management 3. Approve the allocation of incme and Mgmt For * dividends of CHF 9 per share 4. Approve to reduce the capital and amend Mgmt For * Article 5 of the Articles of Association 5.1 Re-elect Mr. Jean-Pierre Meyers as a Mgmt For * Director 5.2 Re-elect Mr. Andre Kudelski as a Mgmt For * Director 5.3 Elect Mr. Naina Kidwai as a Director Mgmt For * 5.4 Elect Mr. Jean-Rene Fourtou as a Mgmt For * Director 5.5 Elect Mr. Steven Hoch as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the mandate by shareholders to Mgmt For * the Board of Directors to revise the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 239 UNASSIGNED NIPPON ELECTRIC GLASS CO.,LTD. SECURITY: J53247110 AGENDA NUMBER: 700993846 TICKER: MEETING TYPE: AGM ISIN: JP3733400000 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 5, Directors bonuses JPY 99,090,000 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Appoint a Substitute Corporate Auditor Other For * 6 Approve Policy toward Large-scale Other For * Purchases of Company Shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 239 UNASSIGNED PEARSON PLC SECURITY: G69651100 AGENDA NUMBER: 700906653 TICKER: MEETING TYPE: AGM ISIN: GB0006776081 MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the accounts of the Mgmt For * Company and the reports of the Directors of the Company and the Auditors of the Company for the YE 31 DEC 2005 2. Declare a final dividend of 17 pence per Mgmt For * share 3. Re-elect Mr. David Bell as a Director Mgmt For * 4. Re-elect Mr. Terry Burns as a Director Mgmt For * 5. Re-elect Mr. Rana Talwar as a Director Mgmt For * 6. Re-appoint Mr. Glen Moreno as a Director Mgmt For * 7. Re-appoint Mr. David Arculus as a Mgmt For * Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Mr. Ken Hydon as a Director Mgmt For * 9. Receive and approve the report on Mgmt For * Directors remuneration 10. Reappoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors for the ensuing year 11. Authorize the Directors to determine the Mgmt For * remuneration of the Auditors 12. Authorize the Directors, in substitution Mgmt For * for the authority conferred on the Directors pursuant to Resolution 12 passed at the AGM of the Company held on 29 APR 2005 and subject to the passing of Resolution 13 as set out in notice of AGM dated 21 MAR 2006 to allot relevant securities Section 80 of the Companies Act 1985 the Act up to an aggregate nominal amount of GBP 67,028,171; Authority expires at the conclusion of the next AGM of the Company unless previously reviewed varied or revoked by the Company in general meeting; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry 13. Approve to increase the authorised Mgmt For * ordinary share capital of the Company of GBP 296,500,000 by GBP 1,000,000 to GBP 297,500,000 by the creation of 4,000,000 ordinary shares of 25p each
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- s.14 Authorize the Board of Directors of the Mgmt For * Company Board, subject to the passing of Resolution 12 and pursuant to Section 95 of the Act, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 12 in the notice of AGM dated 21 MAR 2006 or, if Resolution 12 is not passed or does not become unconditional, pursuant to the authority conferred by Resolution 12 passed at the AGM held on 29 APR 2005 disapplying the statutory pre-emption rights Section 89(1) of the Act, provided that this power is limited to the allotment of equity securities: i) in connection with a rights issue in favor of ordinary shareholders; and ii) up to an aggregate nominal amount of GBP 10,040,000; Authority expires at the conclusion of the next AGM of the Company unless previously reviewed varied or revoked by the Company in general meeting; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.15 Authorize the Company, pursuant to Mgmt For * Article 9 of the Company s Articles, to make market purchases Section 163(3) of the Act of up to 80,000,000 ordinary shares of 25 pence each in the capital of the Company, at a minimum price of 25p per share which amount shall be exclusive of expenses and maximum price shall be the higher of: a) an amount exclusive of expenses equal to 105% of the average market value of ordinary shares of the Company derived from the London Stock Exchange Daily Official List, over the previous 5 business days; and b) an amount equal to the higher of the price of the last independent trade of an ordinary share and the highest current independent bid for an ordinary share as derived from London Stock Exchange Trading System; Authority expires the earlier of the conclusion of the next AGM or 18
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 16. Approve and adopt the Pearson Long-Term Mgmt For * Incentive Plan, as specified and authorize the Directors to do all such acts and things as they may consider necessary or expedient to carry the Plan into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 239 UNASSIGNED PETRO-CANADA SECURITY: 71644E102 AGENDA NUMBER: 932451836 TICKER: PCZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RON A. BRENNEMAN Mgmt For For 2 ANGUS A. BRUNEAU Mgmt For For 3 GAIL COOK-BENNETT Mgmt For For 4 RICHARD J. CURRIE Mgmt For For 5 CLAUDE FONTAINE Mgmt For For 6 PAUL HASELDONCKX Mgmt For For 7 THOMAS E. KIERANS Mgmt For For 8 BRIAN F. MACNEILL Mgmt For For 9 MAUREEN MCCAW Mgmt For For 10 PAUL D. MELNUK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 GUYLAINE SAUCIER Mgmt For For 12 JAMES W. SIMPSON Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 239 UNASSIGNED PEUGEOT SA, PARIS SECURITY: F72313111 AGENDA NUMBER: 700962675 TICKER: MEETING TYPE: MIX ISIN: FR0000121501 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Verification Period: Registered Shares: Non-Voting No vote 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A.1 Receive the annual financial statements, Mgmt No vote the report of the Managing Board, the report of the Supervisory Board and the Auditors; report on the annual financial statements, the report of the Managing Board A.2 Receive the consolidated financial Mgmt No vote statements, the report of the Managing Board, and the Auditors Report on the consolidated financial statements, the consolidated financial statements for the YE 31 DEC 2005, as presented A.3 Approve the distributable income, Mgmt No vote representing net income for the year of EUR 904,989,652.92 plus retained earnings brought forward from the prior year in an amount of EUR 597,606,604.94, totals EUR: 1,502,596,257.86; and appropriate distributable income as follows: the payment of a dividend: EUR 316,734,659.10, other reserves: EUR 500,000,000.00, and un-appropriated retained earnings: EUR: 685,861,598.76; the dividend of EUR 1.35 per share, of which the entire amount is eligible for the 40% tax relief stipulated in Article 158, 3-2 to 4 of the General Tax Code for eligible stockholders, will be paid as from 31 MAY 2006 A.4 Receive the Auditors report on Mgmt No vote agreements with Companies that have common Directors, and the transactions referred to therein A.5 Re-elect Mr. Ernest-Antoine Seilli re as Mgmt No vote the Member of the Supervisory Board for a six- year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A.6 Re-elects Mr. Joseph Frederick Toot, Jr. Mgmt No vote as the Member of the Supervisory Board for a six-year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011 A.7 Elect Mr. Jean-Louis Silvant as the Mgmt No vote Member of the Supervisory Board for a six-year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011, to replace Mr. Francois Michelin, whose term ends at this Annual Meeting A.8 Receive the report of the Managing Mgmt No vote Board, and authorize the Managing Board to buy back the Company s shares on the stock market in order to reduce the Company s issued capital, or for attribution on exercise of stock options granted to employees, Executives or Officers of the Company or any related entity, or for attribution on redemption, conversion, exchange or exercise of share equivalents; the shares may be purchased by any appropriate means and at any time, on- or off-market, including through the use of put options and any and all other derivatives traded on a regulated market or over-the-counter; the maximum purchase price is set at EUR 65 per share; if any shares acquired under this authorization are attributed on exercise of stock options, as provided for in Articles L. 225-179 Et Seq. of the French Commercial Code, the price at which the shares are attributed to option holders will be determined in accordance with the applicable legal provisions; the Managing Board may acquire up to a maximum of 23,000,000 issued shares outstanding under this authorization, Authority is granted for a period of 18 months from 24 MAY 2006, and replaces with immediate effect the previous authorization granted by the Annual Meeting held on 25 MAY 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.9 Receive the report of the Managing Board Mgmt No vote and the report of the Supervisory Board, and authorize the Managing Board to grant, on one or several occasions, employees, Executives or Officers of the Company, its subsidiaries or any related entity options to purchase existing shares of Peugeot S.A. stock that the Company holds in treasury following their purchase on the open market; the Managing Board will use the authorization as provided for by Law, in particular as concerns the price of the shares to be purchased upon exercise of the options; the number of shares to be issued upon exercise of the options may not exceed 2,000,000; the option exercise period may not exceed 8 years; and to act on this authorization, and in particular to set the maximum number of options that may be granted to a single grantee, determine the terms and conditions of said grant and make the necessary adjustments in the event of corporate actions undertaken after the date of grant; Authority expires on 31 AUG 2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 239 UNASSIGNED RECKITT BENCKISER PLC SECURITY: G7420A107 AGENDA NUMBER: 700922710 TICKER: MEETING TYPE: AGM ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the annual financial statements Mgmt For * for the FY 2005, which ended on 31 DEC 2005, and the reports of the Directors and the Auditors thereon 2. Approve the Director s remuneration Mgmt For * report and that part of the report of the Auditors which reports thereon 3. Approve a final dividend of 21p per Mgmt For * ordinary share be paid on 25 MAY 2006 to all ordinary shareholders on the register at the close of business on 03 MAR 2006 4. Re-elect Mr. Bart Becht as a Director, Mgmt For * who retires by rotation 5. Re-elect Mr. Peter Harf as a Director, Mgmt Against * who retires by rotation 6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting at which accounts are laid before the Company 8. Authorize the Directors to fix the Mgmt For * Auditors remuneration 9. Authorize the Directors, in substitution Mgmt For * for all existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 25,360,000; Authority expires 5 years from the date of passing of this resolution; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, subject to the Mgmt For * passing of Resolution 9 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 9 and or where such allotment constitute allotment of equity securities by virtue of Section 94 (3A) of the Act, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3,804,000; Authority expires at the conclusion of the next AGM of the Company; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, pursuant Mgmt For * authorities contained in the Article 7 of the Articles of Association of the Company and pursuant Section 166 of Companies Act 1985, to make market purchases Section 163(3) of the Act of up to 72,280,000 ordinary shares of 10 10/19p each in the capital of the Company ordinary shares representing less than 10% of the Company s issued share capital as at 1 MAR 2006, at a minimum price of 10 10/19p and not more than 5% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 4 NOV 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry S.12 Amend the Articles of Association as Mgmt For * specified 13. Approve the rules if the Reckit Mgmt For * Benckiser Long term Incentive plan the LTIP as specified and authorize the Directors, to do all such acts and things that may consider necessary or expedient to carry the LTIP into effect and to establish such further plans for the benefit of employees outside the UK whish are based on the LITP subject to such modification as may be necessary or desirable to take account of overseas tax, exchange control or security laws, provided that any shares made available under such plans are treated as counting against any limits on overall participation in the LTIP 14. Amend the rules of the Reckitt Benckiser Mgmt For * 2005 Savings-Related Share Option Plan, the Reckitt Benckiser 2005 Global Stock Profit Plan, the Reckitt Venckiser 2005 USA Savkings-Related Share Option Plan and the Reckitt Benckiser Senior Executive Share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Ownership Policy Plan the Share Plans and authorize the Directors to do all acts and things as they may consider necessary to carry the amendments into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 239 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS Mgmt For For REFERRED TO IN THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED Mgmt For For SHARE UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 239 UNASSIGNED ROCHE HOLDING AG, BASEL SECURITY: H69293217 AGENDA NUMBER: 700875656 TICKER: MEETING TYPE: AGM ISIN: CH0012032048 MEETING DATE: 27-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 274753 DUE TO CHANGE IN THE VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THESE SHARES Non-Voting No vote HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the annual report, financial Non-Voting No vote statements and consolidated financial statements for 2005 2. Ratify the Board of Directors actions Non-Voting No vote taken by its Members in 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve to vote on the appropriation of Non-Voting No vote available earnings as specified 4.1 Re-elect Mr. Peter Brabeck-Letmathe as a Non-Voting No vote Director to the Board for a term of 4 years as specified by the Articles of Incorporation 4.2 Re-elect Dr. DeAnne Julius as a Director Non-Voting No vote to the Board for a term of 4 years as provided by the Articles of Incorporation 4.3 Re-elect Prof. Horst Teltschik as a Non-Voting No vote Director to the Board for a term of 4 years as provided by the Articles of Incorporation 4.4 Re-elect Prof. Beatrice Weder di Mauro Non-Voting No vote as a new Member of the Board for a term of 4 years as provided by the Articles of Incorporation 5. Re-elect KPMG Klynveld Peat Marwick Non-Voting No vote Goerdeler SA as Statutory and Group Auditors for the FY 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 239 UNASSIGNED ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN SECURITY: N6817P109 AGENDA NUMBER: 700883994 TICKER: MEETING TYPE: AGM ISIN: NL0000009538 MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- BLOCKING IS NOT A REQUIREMENT Non-Voting No vote IMPOSED BY ROYAL PHILIPS ELECTRONICS. PLEASE NOTE THAT BLOCKING CONDITIONS MAY APPLY, HOWEVER, DEPENDING ON THE SYSTEMS OF THE CUSTODIAN BANK(S). IF APPLIED, BLOCKING CONDITIONS WILL BE RELAXED AS THEY ARE LIMITED TO THE PERIOD BETWEEN VOTE DEADLINE DATE AND ONE DAY FOLLOWING REGISTRATION DATE. FINALLY, VOTE INSTRUCTIONS RECEIVED AFTER VOTE DEADLINE DATE ARE CONSIDERED LATE. LATE VOTES ARE PROCESSED ON A BEST EFFORT BASIS. BLOCKING IF APPLICABLE IS APPLIED TO LATE VOTES BEGINNING ON RECEIPT DATE OF VOTE INSTRUCTIONS THROUGH THE DAY FOLLOWING REGISTRATIONS DATE. 1. Speech President Non-Voting No vote 2.a Proposal to adopt the 2005 financial Mgmt No vote statements 2.b Explanation of policy on additions to Non-Voting No vote reserves and dividends
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.c Proposal to adopt a dividend of EUR 0.44 Mgmt No vote per common share 2.d Proposal to discharge the members of the Mgmt No vote Board of Management for their responsibilities 2.e Proposal to discharge the members of the Mgmt No vote Supervisory Board for their responsibilities 3.a Proposal to appoint Mr T.W.H. van Mgmt No vote Deursen as a member of the Board of Management of the Company with effect from April 1, 2006 3.b Proposal to appoint Mr F.A. van Houten Mgmt No vote as a member of the Board of Management of the Company with effect from April 1, 2006 3.c Proposal to appoint Mr J.A. Karvinen as Mgmt No vote a member of the Board of Management of the Company with effect from April 1, 2006 3.d Proposal to appoint Mr R.S. Provoost as Mgmt No vote a member of the Board of Management of the Company with effect from April 1, 2006 3.e Proposal to appoint Mr A. Ragnetti as a Mgmt No vote member of the Board of Management of the Company with effect from April 1, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.a Proposal to re-appoint Mr W. de Kleuver Mgmt No vote as a member of the Supervisory Board of the Company with effect from March 30, 2006 4.b Proposal to re-appoint Sir Richard Mgmt No vote Greenbury as a member of the Supervisory Board of the Company with effect from March 30, 2006 5.a Proposal to amend the remuneration Mgmt No vote policy for the Board of Management 5.b Proposal to amend the maximum percentage Mgmt No vote of the annual LTIP pool-size to be allocated to members of the Board of Management 6.a Proposal to cancel shares held by the Mgmt No vote Company 6.b Proposal to amend the Articles of Mgmt No vote Association of the Company 7. Proposal to authorize the Board of Mgmt No vote Management for a period of 18 months, as of March 30, 2006, as the body which is authorized, with the approval of the Supervisory Board, to issue shares or grant rights to acquire shares within the limits laid down in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption right accruing to shareholders. This authorization will be limited to a
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- maximum of 10% of the number of issued shares plus 10% of the issued capital in connection with or on the occasion of mergers and acquisitions 8. Proposal to authorize the Board of Mgmt No vote Management for a period of 18 months, as of March 30, 2006, within the limits of the law and the Articles of Association, to acquire for valuable consideration, on the stock exchange or otherwise, shares in the Company at a price between, on the one hand, an amount equal to the par value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on the Official Segment of Euronext Amsterdam N.V. s stock market (Euronext Amsterdam); the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext Amsterdam 9. Any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 239 UNASSIGNED RYANAIR HOLDINGS, PLC SECURITY: 783513104 AGENDA NUMBER: 932392866 TICKER: RYAAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 REPORTS AND ACCOUNTS Mgmt For O2A RE-ELECTION OF DIRECTOR: DAVID Mgmt Against BONDERMAN O2B RE-ELECTION OF DIRECTOR: JAMES Mgmt Against OSBORNE O2C RE-ELECTION OF DIRECTOR: MICHAEL O Mgmt Against LEARY O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against AUDITOR S REMUNERATION S4 DIRECTORS AUTHORITY TO ALLOT Mgmt For ORDINARY SHARES S5 DISAPPLICATION OF STATUTORY PRE- Mgmt For EMPTION RIGHTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 239 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 239 UNASSIGNED SANOFI-AVENTIS, PARIS SECURITY: F5548N101 AGENDA NUMBER: 700931618 TICKER: MEETING TYPE: EGM ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX Non-Voting No vote MEETING. THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: PLEASE NOTE THAT THE MEETING TO BE Non-Voting No vote HELD ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve the income for the FY be Mgmt No vote appropriated as follows: income for the FY: EUR 6,146,952,608.18 plus retained earnings: EUR 1,205,678,019.78, distributable income: EUR 7,352,630,627.96 allocated to: payment of dividends: EUR 2,057,005,434.48, retained earnings: EUR 5,295,625,193.48, following a capital increase and a capital reduction, the capital was brought from EUR 2,802,613,138.00 on 31 DEC 2005, to EUR 2,708,476,850.00 divided in 1,354,238,425 fully paid-up shares, whose 1,353,293,049 shares are entitled to the existing dividend, and 945,376 shall bear an accruing dividend as of 01 JAN 2006; the shareholders will receive a net dividend of EUR 1.52 per share, for each of the 1,353,293,049 shares, this dividend will be paid on 07 JUN 2006 as required by law O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 Et Seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Lord Douro as a Director for a 4-year period O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote for a 4-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.7 Approve to renew the appointment of the Mgmt No vote Company Ernst and Young Audit as the Statutory Auditor for a 6-year period O.8 Appoint the Company Auditex as the Mgmt No vote Deputy Auditor for a 6-year period O.9 Approve the award total annual fees of Mgmt No vote EUR 1,200,000.00 to the Board of Directors O.10 Authorize the Board of Directors, in Mgmt No vote supersession to all earlier delegations, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 100.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 1,401,306,569 shares, maximum funds invested in the share buybacks: EUR 14,013,065,700.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve: to review the report of the Mgmt No vote Board of Directors, the reports of Mr. De Courcel, the Merger Auditors and the Merger Agreement as per the private deed dated 03 APR 2006; all the provisions of this Merger Agreement, pursuant to which Rhone Cooper contributes to Sanofi-Aventis, all of its assets, with the corresponding taking-over of all its liabilities: the valuation of the assets contributed amounting to EUR 460,949,630.75 and the liabilities at EUR 3,857,602.25, i.e. net assets contributed of EUR 457,092,028.50; the consideration for the contributions according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the unconditional completion date of the Merger, in a juridical point of view, fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and financial point of view; Rhone Cooper shares held by Sanofi-Aventis will not be exchanged; to increase the capital in consideration for the contribution in connection with the Merger, by EUR 237,300.00 by the creation of 118,650 new fully paid-up shares of a par value of EUR 2.00 each, carrying rights to the 2006 dividend and to be distributed among the shareholders of the acquired Company, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the capital will thus increase from EUR 2,708,476,850.00 to EUR 2,708,714,150.00; these new shares created by Sanofi-Aventis will be assimilated in all respects to the other shares comprising the share capital; the difference between: the amount of the net assets contributed by Rhone Cooper: EUR 457,092,028.50; less the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; and the amount of the share capital increase: EUR 237,300.00 represents the share premium of EUR 4,379,329.49 and will be allocated to the Merger premium account to which Sanofi-Aventis existing and new shareholders will hold rights; the difference between: the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; plus the dividend received by Sanofi-Aventis as a result of its holding in Rhone Cooper: EUR 3,567,944.70; and the accounting net value of the Rhone Cooper shares held by Sanofi-Aventis: EUR 461,177,959.12 represents the capital loss on transferred shares of EUR 5,134,615.41 and will be allocated to Sanofi-Aventis balance sheet assets as intangible assets E.12 Authorize the Board of Directors to Mgmt No vote proceed with drawings upon the merger premium
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.13 Acknowledge the unconditional completion Mgmt No vote date of the merger will, in a juridical point of view, be fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting and financial point of view; the 118,650 new fully paid-up shares of a par value of EUR 2.00 each, created in consideration for the merger by Sanofi-Aventis will be distributed among the shareholders of the acquired Company on 31 MAY 2006, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share E.14 Amend, pursuant to the adoption of the Mgmt No vote above resolutions, the Article 6 of the Bylaws as follows: the share capital of is set at EUR 2,708,714,150.00 and is divided in to 1,354,357,075 shares of par value of EUR 2.00 each of the same class and fully paid in E.15 Approve to modify the duration of the Mgmt No vote term of office of the Chairman; amend the Articles 12 and 16 of the Articles of the Bylaws E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registration prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 239 UNASSIGNED SAP AG, WALLDORF/BADEN SECURITY: D66992104 AGENDA NUMBER: 700914698 TICKER: MEETING TYPE: OGM ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses, des gebilligten Konzernabschlusses, des Lageberichts und des Konzernlageberichts sowie des Berichts des Aufsichtsrats fuer das Geschaeftsjahr 2005 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns aus dem Geschaeftsjahr05 3. Beschlussfassung ueber die Entlastung Mgmt For * des Vorstands fuer das Geschaeftsjahr 20 2005 4. Beschlussfassung ueber die Entlastung Mgmt For * des Aufsichtsrats fuer das GeschaeftsjahFY 2005 5. Appointment of the Auditor of the Mgmt For * financial statements and group financial statements for the FY 2006 6. Resolution on capital increase from Mgmt For * company funds by three times the amount ofreifachen Betrag des bisherigen Grundkapitals durch Umwandlung von Teilbetraegve and the other revenue reserves as well as on the adjustment of Section 4 of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Beschlussfassung ueber eine Aenderung Mgmt For * der Aufsichtsratsverguetung und entsprechende Satzungsaenderung 8. Beschlussfassung ueber die Schaffung Mgmt For * neuer Genehmigter Kapitalia Ia und IIa ge Capital IIa against contributions in cash and in kind with the option to excl sowie entsprechende Satzungsaenderungen e Articles of Association 9. Resolution on the authorization to Mgmt For * acquire and use treasury shares pursuant to Aktien gemaess Paragraph 71 Abs. 1 Nr. 8 AktG einschliesslich der Verwendung ject to the exclusion of the shareholders subscription rights 10. Resolution on the authorization to use Mgmt For * equity derivatives in connection with t beim Erwerb eigener Aktien 11. Resolution on the authorization to issue Mgmt For * convertible and/or warrant-linked bononsschuldverschreibungen, die Aufhebung des Bedingten Kapitals IV, die Schaffutingent Capital IV, and a new Contingent Capital IVa and on corresponding amendments of the Articles of Association as well as on the option to exclude the shareholders subscription rights 12. Beschlussfassung ueber die Zustimmung Mgmt For * zum Beherrschungs-und Ergebnisabfuehrunnt between SAP AG and SAP Erste Beteiligungs-und Vermogensverwaltungs GmbH anrwaltungs GmbH sowie ueber die Zustimmung zum
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Beherrschungs- und Ergebnisabfuehrungsvertrag zwischen der SAP AG und der SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 239 UNASSIGNED SASOL LTD SECURITY: 803866102 AGENDA NUMBER: 700836628 TICKER: MEETING TYPE: AGM ISIN: ZAE000006896 MEETING DATE: 02-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the annual financial Mgmt For * statements of the Company and of the Group for the YE 30 JUN 2005, together with the reports of the Directors and the Auditors 2.1 Re-elect Mr. Wam Clewlow as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.2 Re-elect Mr. S. Montsi as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.3 Re-elect Mr. T.S. Munday as a Director, Mgmt Against * who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.4 Re-elect Mr. M.S.V. Gantsho as a Mgmt Against * Director, who retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association 2.5 Re-elect Mr. A. Jain as a Director, who Mgmt For * retires in terms of the Articles 75(d) and 75(e) of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.1 Re-elect Mr. I.N. Mkhize as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 3.2 Re-elect Mr. V.N. Fakude as a Director, Mgmt Against * who retires in terms of the Articles 75(h) of the Company s Articles of Association 4. Re-appoint KPMG Inc., as the Auditors Mgmt Against * 5.S.1 Amend the Article 75(a) of the Company s Mgmt For * Articles of Association, as specified 6.O.1 Approve to place all the unissued shares Mgmt For * in the capital of the Company under the control of the Directors in terms of provisions of the Companies Act, 1973 as amended (the Act), who are authorized to allot and issue the same, subject to the provisions that the aggregate number of ordinary shares to be allotted and issued in terms of this resolution shall be limited to 5% of the number of ordinary shares in issue on 02 DEC 2005 and subject to the provisions of the Act and the requirements of the JSE Securities Exchange South Africa (JSE), and of the Securities Regulation Panel 7.O.2 Approve the revised annual fees payable Mgmt For * by the Company or subsidiaries of the Company, as specified, to the Non-Executive Directors of the Company with effect from 01 JUL 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8.O.3 Amend the Clause 18.2 of the Trust Deed Mgmt For * of the Sasol Share Incentive Scheme approved by the Members of the Company as the general meeting of 08 APR 1988 Transact any other business Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 239 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700843952 TICKER: MEETING TYPE: EGM ISIN: LU0088087324 MEETING DATE: 08-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the attendance list, quorum and Mgmt No vote adopt the agenda 2. Approve the nomination of a Secretary Mgmt No vote and 2 Scrutineers 3. Approve to reduce the share capital of Mgmt No vote the Company through cancellation of own shares held by the Company and amend Article 4 of the Company s Articles of Incorporation 4. Approve the Company to acquire own FDRs Mgmt No vote and/or own A, B or C shares 5. Miscellaneous Other No vote PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, THE VOTING CERTIFICATE FORM MUST BE COMPLETED AND DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. UPON THE RECEIPT OF THE VOTING CERTIFICATE ON OR BEFORE THE DATE DETERMINED BY THE FIDUCIARY BEING 01 DEC 2005 AT 05:00 P.M. WITH SUCH CERTIFICATION AND EVIDENCE AS REQUESTED BY THE FIDUCIARY OR BY THE COMPANY, THE FIDUCIARY SHALL TRANSMIT TO THE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- COMPANY THE RELEVANT CERTIFICATIONS AND SUPPORTING EVIDENCE AND THE COMPANY SHALL VERIFY WHETHER THE RELEVANT HOLDERS OF FDR S OR THE BENEFICIAL OWNERS THEREOF WOULD QUALIFY AS AN A-SHAREHOLDER OF THE COMPANY IF IN LIEU OF FDRS THEY HOLD THE CORRESPONDING NUMBER OF A-SHARES. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO AN ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Please note that proposals 3 and 4 are Non-Voting No vote votable.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 239 UNASSIGNED SES GLOBAL SA, LUXEMBOURG SECURITY: L8300G135 AGENDA NUMBER: 700903102 TICKER: MEETING TYPE: AGM ISIN: LU0088087324 MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote INSTRUCTIONS TO BE VALID, YOU WILL NEED TO SEND IN THE COMPLETED VOTING CERTIFICATE DULY SIGNED BY THE FDR HOLDER OR, AS THE CASE MAY BE, THE BENEFICIAL OWNER. YOU CAN ACCESS THIS DOCUMENT AT THE HYPERLINK MANAGEMENT INFORMATION. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU. 1. Approve the attendance list, establish Non-Voting No vote the quorum and adopt the agenda 2. Acknowledge the nomination of a Non-Voting No vote Secretary and of 2 Scrutineers 3. Receive the presentation of the Chairman Non-Voting No vote of the Board of Directors of the 2005 activities report of the Board 4. Receive the presentation of the Non-Voting No vote President and Chief Executive Officer on the main developments during 2005 and perspectives
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Receive the presentation of the Chief Non-Voting No vote Financial Officer, Member of the Executive Committee, of the 2005 financial reports 6. Receive the audit report Non-Voting No vote 7. Approve the balance sheet as of 31 DEC Mgmt No vote 2005 and of the 2005 profit and loss accounts 8. Approve the allocation of 2005 profits Mgmt No vote 9. Approve the transfers between reserve Mgmt No vote accounts 10. Grant discharge the Members of the Board Mgmt No vote of Directors 11. Grant discharge the Auditor Mgmt No vote 12. Appoint the Auditor for the year 2006 Mgmt No vote and determine its remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Approve to determine the remuneration of Mgmt No vote the Board Members 14. Miscellaneous Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 239 UNASSIGNED SEVEN & I HOLDINGS CO LTD, TOKYO SECURITY: J7165H108 AGENDA NUMBER: 700963893 TICKER: MEETING TYPE: AGM ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * 3 Amend Articles to: Allow Company to Re- Mgmt For * Issue Repurchased Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Clarify the Rights and Responsibilities of Outside Directors and Auditors, Expand Business Lines, Allow Use of Treasury Shares for Odd-Lot Purchases, Approve Minor Revisions Due to New Commercial Code 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 4.16 Appoint a Director Mgmt For * 5.1 Appoint a Corporate Auditor Mgmt For * 5.2 Appoint a Corporate Auditor Mgmt For * 5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.4 Appoint a Corporate Auditor Mgmt For * 5.5 Appoint a Corporate Auditor Mgmt For * 6 Amend the Compensation to be Received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 239 UNASSIGNED SHARP CORPORATION SECURITY: J71434112 AGENDA NUMBER: 700984683 TICKER: MEETING TYPE: AGM ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 12, Corporate Officers bonuses JPY 468,000,000 (including JPY 33,000,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Authorized Capital, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt Against * 3.2 Appoint a Director Mgmt Against * 3.3 Appoint a Director Mgmt Against * 3.4 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt Against * 3.6 Appoint a Director Mgmt Against * 3.7 Appoint a Director Mgmt Against * 3.8 Appoint a Director Mgmt Against * 3.9 Appoint a Director Mgmt Against * 3.10 Appoint a Director Mgmt Against * 3.11 Appoint a Director Mgmt Against * 3.12 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt Against * 3.14 Appoint a Director Mgmt Against * 3.15 Appoint a Director Mgmt Against * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt Against * 3.18 Appoint a Director Mgmt Against * 3.19 Appoint a Director Mgmt Against * 3.20 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt Against * 3.22 Appoint a Director Mgmt Against * 3.23 Appoint a Director Mgmt Against * 3.24 Appoint a Director Mgmt Against * 3.25 Appoint a Director Mgmt Against * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 239 UNASSIGNED SHINSEI BANK, LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 239 UNASSIGNED SHUN TAK HOLDINGS LTD SECURITY: Y78567107 AGENDA NUMBER: 700966306 TICKER: MEETING TYPE: AGM ISIN: HK0242001243 MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and receive the audited Mgmt For * financial statements and the reports of the Directors and the Auditors for the FY 31 DEC 2005 2. Declare a final dividend for the YE 31 Mgmt For * DEC 2005 3.i.1 Re-elect Sir Roger Lobo as a Director of Mgmt For * the Company 3.i.2 Re-elect Dato Dr. Cheng Yu Tung as a Mgmt For * Director of the Company 3.i.3 Re-elect Mrs. Mok Ho Yuen Wing, Louise Mgmt For * as a Director of the Company 3.i.4 Re-elect Mr. Huen Wing Ming, Patrick as Mgmt For * a Director of the Company 3.i.5 Re-elect Ms. Ho Chiu Ha, Maisy as a Mgmt For * Director of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.ii Approve to fix the Directors Mgmt For * remuneration 4. Re-appoint H.C. Watt & Company Limited Mgmt For * as the Auditors and approve to fix their remuneration 5. Authorize the Directors of the Company, Mgmt For * subject to this resolution, to repurchase shares of the Company during the relevant period, on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission under the Hong Kong Code on share repurchases for such purposes, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required to be held by the Companies Ordinance 6.I Authorize the Directors of the Company, Mgmt For * subject to this resolution and pursuant to Section 57B of the Companies Ordinance, to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements and options during and after the relevant period, not exceeding the aggregate of a) 20% of the aggregate nominal amount of the issued share capital of the Company; b) the nominal amount of share capital repurchased up to 10% of the aggregate nominal amount of the issued share capital, otherwise than pursuant to i) a rights issue; or ii) the exercise of any rights of subscription or conversion under any existing warrants, bonds, debentures, notes and other securities issued by the Company which carry rights to subscribe for or are convertible into shares of the Company; iii) any option scheme or similar arrangement; or iii) any scrip dividend or similar arrangement;
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required to be held by the Companies Ordinance 6.II Authorize the Directors of the Company Mgmt For * to exercise the powers of the Company referred to Resolution 6.I in respect of the share capital of the Company referred to in sub-paragraph (bb) of paragraph (c) of such resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 239 UNASSIGNED SIEMENS AG, MUENCHEN SECURITY: D69671218 AGENDA NUMBER: 700853294 TICKER: MEETING TYPE: OGM ISIN: DE0007236101 MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the report of the Non-Voting No vote Supervisory Board, the corporate governancuetungsberichts zum Geschaeftsjahr 2004/2005 2. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses und Konzernabschlusses sowie der Lageberichte fuer die Siemens Aktiengesellschaft und den Konzern zum 30. Septeiscussion and analysis of Siemens AG and the consolidated Group for the FYE 30 SEP 2005 3. Approve the unappropriated net income of Mgmt For * Siemens AG for the FYE 30 SEP 2005 amounts to EUR1,202,965,372.35; this net income shall be used to pay a dividend of EUR 1.35 on each no-par value share entitled to the dividend; the amount attributable to shares of stock of Siemens AG held in treasury by the Company at the date of the Annual Shareholders Meeting shall be carried forward 4. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Vorstands 5. Beschlussfassung ueber die Entlastung Mgmt For * der Mitglieder des Aufsichtsrats
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Beschlussfassung ueber die Bestellung Mgmt For * des Abschlusspruefers und Konzernabschluungsgesellschaft, Berlin and Frankfurt on Main, as the Company s Independent Auditors for the annual audit of the annual financial statements and the consolidated financial statements for the FYE 30 SEP 2006 7. Beschlussfassung ueber die Ermaechtigung Mgmt For * zum Erwerb und zur Verwendung eigener of shares acquired and any other shares previously acquired and still held by the Company or to be attributed to the Company pursuant to Section 71 d and Section 71 e of the German Stock Corporation Act (AktG) shall at no time exceed 10% of the existing capital stock; authorization be implemented wholly or in part, once or several times, by the Company or any of its subsidiaries, or by third parties on behalf of the Company or its subsidiaries; authorization shall be effective as of 01 MAR 2006 and shall remain in full force and effect through 25 JUL 2007, in substitution for the existing authority granted on 27 JAN 2005; any acquisition of Siemens shares shall be accomplished at the discretion of the Managing Board either by purchase over the stock exchange or through a public share purchase offer if the shares are acquired by purchase over the Stock Exchange, the purchase price paid per share excluding incidental transaction charges may neither exceed nor fall below the market price of the stock on the trading day, as determined at the opening auction of XETRA trading or a comparable successor trading system by more than 10%; if the shares are acquired through a public share purchase offer, the Company may publicly issue a formal offer or publicly solicit shareholders to submit offers; if a formal offer is publicly issued by the Company, the Company shall state a purchase price or purchase price range per share; if a purchase price range is stated, the final price shall be determined from all available acceptance declarations; the purchase offer may provide for an acceptance period, terms and conditions, and the possibility of adjusting the purchase price
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- range during the acceptance period if after publication of a formal offer significant market price fluctuations occur during the acceptance period; the purchase price or purchase price range per Siemens share excluding incidental transaction charges may neither exceed nor fall below the average closing price of the Siemens stock in XETRA trading or a comparable successor trading system during the last 5 trading days prior to the relevant date by more than 20%; the relevant date shall be the date on which the final Managing Board decision about the formal offer is made; in the event of an adjustment to the offer, the relevant date shall be replaced by the date on which the final Managing Board decision is made about the adjustment; if the number of shares tendered by shareholders exceeds the total volume of shares which the Company intend ed to reacquire, the shareholders right to tender may be excluded to the extent that acquisition shall be in proportion to the Siemens shares tendered; furthermore, the tender of small lots of up to 150 Siemens shares per shareholder may receive preferential treatment; if the Company publicly solicits submission of offers to sell Siemens shares, the Company may state in its solicitation a purchase price range within which offers may be submitted; the solicitation may provide for a submission period, terms and conditions, and the possibility of adjusting the purchase price range during the submission period if after publication of the solicitation significant market price fluctuations occur during the submission period; upon acceptance, the final purchase price shall be determined from all available sales offers; the purchase price per share excluding incidental transaction charges may neither exceed nor fall below the average closing price of the stock in XETRA trading or a comparable successor trading system during the last 5 trading days prior to the relevant date by more than 20%; the relevant date shall be the date on which the offers are accepted by the Company; if the number of Siemens shares offered for sale exceeds the total volume of shares which the Company intended to reacquire, the shareholders right to tender may be excluded to the extent that acceptance shall be in proportion to the shares tendered;
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- furthermore, the acceptance of small lots of up to 150 shares tendered per shareholder may receive priority consideration; and authorize the Managing Board to also use Siemens shares reacquired on the basis of this or any previously given authorization as follows: such shares of stock may be retired with the approval of the Supervisory Board without an additional resolution by a shareholders meeting being required for such retirement or its implementation; such shares of stock may be used to service conversion or option rights granted by the Company or any of its subsidiaries; if the Siemens shares are used to service such conversion or option rights issued by applying, mutatis mutandis, the provisions of Section 186 3, 4th sentence, of the German Stock Corporation Act against contributions in cash approximating the market price, with preemptive rights of shareholders excluded, the aggregate number of shares must not exceed 10% of the capital stock at the time when such shares are used; this limit includes shares issued or disposed of by direct or mutatis mutandis application of these provisions during the term of this authorization at the time when the shares are used; the limit also includes shares that were or are to be issued to service conversion or option rights that were or will be granted in accordance with the above provisions at the time when the shares are used; preemptive rights of shareholders relating to reacquired Siemens shares shall be excluded to the extent to which such shares are used 8. Approve the creation of an authorized Mgmt For * capital 2006; the authorized capital curAusgabe an Mitarbeiter, die Ermaechtigung zur Verwendung eigener Aktien sowie 01/II will expire on 01 FEB 2006; the Managing Board shall again receive the authorization to transfer shares of stock to employees of Siemens AG and its subsidiaries; accordingly, authorize the Managing Board to increase, with the approval of the Supervisory Board, the capital stock until 25 JAN 2011 by up to EUR 75,000,000 nominal through the issuance of up to 25,000,000 shares of no par
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- value registered in the names of the holders against contributions in cash; the authorization may be implemented in installments; preemptive rights of existing shareholders shall be excluded; the new shares shall be issued under the condition that they are offered exclusively to employees of Siemens AG and its subsidiaries, provided these subsidiaries are not listed companies themselves and do not have their own employee stock schemes; authorize the Managing Board to determine, with the approval of the Supervisory Board, the further content of the rights embodied in the shares and the terms and conditions of the share issue; amend Section 4 of the Articles of Association by including the new Section 4 10; authorize the Supervisory Board to amend Section 4 of the Articles of Association depending on the utilization of the Authorized Capital 2006 and upon expiration of the term of the authorization; authorize the Company to also use shares reacquired on the basis of the authorization to be given pursuant to: such shares of stock may be used to meet the Company s obligations under the 1999 and 2001 Siemens Stock Option Plans, both as amended, in accordance with the resolutions passed at the annual shareholders meetings on 18 FEB 1999 and 22 FEB 2001; the key points of the 1999 and 2001 Siemens Stock Option Plans, as approved at the respective annual shareholders meetings, can be examined as an integral part of the notarized minutes of the respective annual shareholders meetings at the Commercial Registries in Berlin and Munich; they can also be inspected at the registered offices of Siemens AG, Wittelsbacherplatz 2, 80333 Munich, and Nonnendammallee 101, 13629 Berlin, and on the Internet; such shares of stock may be offered for purchase to individuals currently or formerly employed by the Company or any of its subsidiaries, or they may be granted and transferred with a holding period of at least 2 years; such shares of stock may be offered by the Supervisory Board as stock-based compensation for purchase to the Members of the Managing Board of Siemens AG under the same terms and conditions as those offered to employees of the Company, or they may be granted and transferred with a holding period of at least 2
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- years; the details regarding stock-based compensation for Managing Board members are determined by the Supervisory Board; authorization be implemented once or several times, severally or jointly, whole or in part; preemptive rights of shareholders relating to reacquired Siemens shares shall be excluded to the extent to which such shares are used pursuant to the above authorization 9. Beschlussfassung ueber Mgmt For * Satzungsaenderungen zur Anpassung an ein neues Gesetz Articles of Association of the Company GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK ZU ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO DETAILED AGENDA.PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 JAN 2006. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 239 UNASSIGNED SNC-LAVALIN GROUP INC. SECURITY: 78460T105 AGENDA NUMBER: 932469996 TICKER: SNCAF MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.E. CLEGHORN Mgmt For For 2 D. GOLDMAN Mgmt For For 3 J. LAMARRE Mgmt For For 4 P.H. LESSARD Mgmt For For 5 E.A. MARCOUX Mgmt For For 6 L.R. MARSDEN Mgmt For For 7 C. MONGEAU Mgmt For For 8 G. MORGAN Mgmt For For 9 H.D. SEGAL Mgmt For For 10 L.N. STEVENSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.P. VETTIER Mgmt For For 02 APPOINTMENT OF AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 239 UNASSIGNED STANDARD CHARTERED PLC SECURITY: G84228157 AGENDA NUMBER: 700913052 TICKER: MEETING TYPE: AGM ISIN: GB0004082847 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual report for the YE 31 Mgmt For * DEC 2005 2. Declare a final dividend of 45.06 US Mgmt For * cents per ordinary share for the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 4. Re-elect Mr. E. M. Davies as a Director Mgmt For * 5. Re-elect Mr. N. B. DeNoma as a Director Mgmt For * 6. Re-elect Mr. P. A. Sands as a Director Mgmt For * 7. Re-elect Sir C. K. Chow as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. R. H. P. Markham as a Mgmt For * Director 9. Re-elect Mr. H. E. Norton as a Director Mgmt For * 10. Re-elect Mr. B. K. Sanderson, the Group Mgmt For * Chairman, as a Director 11. Re-appoint KPMG Audit Plc as the Auditor Mgmt For * of the Company until the end of next year s AGM 12. Authorize the Board to set the Auditor s Mgmt For * fees 13. Authorize the Board to allot relevant Mgmt For * securities (as defined in the Companies Act 1985), such authority is limited to: a) the allotment of relevant securities up to a total nominal value of USD 131,986,987 not greater than 20% of the issued ordinary share capital of the Company; b) the allotment when combined with any allotment made as specified of relevant securities up to a total nominal value of USD 219,978,312 in connection with: i) an offer of relevant securities open for a period decided on by the Board: A) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares, in proportion as nearly as may be to their existing holdings for this purpose both any holder holding shares as treasury shares and the treasury shares held by him; and B) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares, if
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- this is required by the rights of those securities or, if the Board considers it appropriate, as permitted by the rights of those securities; and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (ii) a scrip dividend scheme or similar arrangement implemented in accordance with the Articles of Association of the Company; c) the allotment of relevant securities pursuant to the terms of any existing share scheme of the Company or any of its subsidiary undertakings adopted prior to the date of this meeting; such authority to apply for the period from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007, so that the Company may make offers end enter into agreements during the relevant period which would, or might, require relevant securities to be allotted after the authority ends and the Board may allot relevant securities under any such offer or agreement, as if the authority had not ended 14. Authorize the Board to allot relevant Mgmt For * securities up to a total nominal value of USD 131,986,987 pursuant to Resolution 13 be extended by the addition of such number of ordinary shares of USD 0.50 each representing the nominal amount of the Company s share capital repurchased by the Company under the authority granted pursuant to Resolution 16 S.15 Authorize the Board, subject to the Mgmt For * passing of Resolution 13, to allot equity securities as defined in the Companies Act 1986 for cash under the authority given by that resolution and/or where the allotment constitutes an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985, free of the restriction in Section 89(1) of the Companies Act 1985, such power to be limited to: a) the allotment of equity securities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- in connection with en offer of equity securities open for a period decided on by the Board: i) to ordinary shareholders on the register on a particular date excluding any holder holding shares as treasury shares, in proportion to their existing holdings ignoring for this purpose both any holder holding shares as treasury shares and the treasury shares held by him; and ii) to people who are registered on a particular date as holders of other classes of equity securities excluding any holder holding shares as treasury shares, if this is required by the rights of those securities or; if the Board considers it appropriate, as permitted by the rights of those securities, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal fractional entitlements, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and b) the allotment otherwise than under a) above of equity securities up to a total nominal value of USD 32,996,746; Authority to apply from 04 MAY 2006 until the of the end of next years AGM and 03 AUG 2007, but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended S.16 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of its ordinary shares of USD 0.50 each, provided that: a) the Company does not purchase more than 131,986,987 shares under this authority b) the Company does not pay less for each share before expenses than USD 0.50 or the equivalent in the currency in which the purchase is made, calculated by reference to a spot exchange rate for the purchase of US dollars with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares; and c)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company does not pay more for each share than 5% over the average of the middle market prices of the ordinary shares according to the Daily Official list of the London Stock Exchange for the five business days immediately before the date on which the Company to buy the shares and the price stipulated by Article 5(1) of the Buy-Back and Stabilisation Regulation EC No. 2273/2003; Authority expires earlier to apply from 04 MAY 2006 until the earlier of the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of ordinary shares in accordance with any such agreement as if the authority had not ended S.17 Authorize the Company, generally and Mgmt For * without conditions, to make market purchases as defined in the Companies Act 1985 of up to 328,388 dollar preference shares and up to 195,285,000 starling preference shares provided that: a) the Company does not pay less for each share before expenses than the nominal value of the share or the equivalent in the currency in which the purchase is made, calculated by reference to the spot exchange rate for the purchase of the currency in which the relevant share is denominated with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00 am London time on the business day before the day the Company agrees to buy the shares; and b) the Company does not pay more: i) for each sterling preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London Stock Exchange for the 10 business days immediately before the date on which the Company agrees to buy the shares; and ii) for each dollar preference share before expenses than 25% over the average of the middle market prices of such shares according to the daily official list of the London
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Exchange for the ten business days immediately before the date on which the Company agrees to buy the shares; Authority to apply from 04 MAY 2006 until the end of next year s AGM and 03 AUG 2007 unless previously cancelled or varied by the Company in general meeting, but during this period the Company may agree to purchase shares where the purchase may not be completed fully or partly until after the authority ends and may make a purchase of shares in accordance with any such agreement as if the authority had not ended 18. Authorize the Company, in accordance Mgmt For * with Section 347C of the Companies Act 1985, as amended, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates s as the Directors of the Company shall consider appropriate; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Standard Chartered Bank in the relevant period in total exceed the sum of GBP 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 19. Authorize the Company, in accordance Mgmt For * with Section 347D of the Companies Act 1985, to make donations to EU political organizations and/or to incur EU political expenditure as specified under Section 347A of the Companies Act 1985, as amended provided that; i) such donations to EU political organizations shall not when aggregated with any donations to EU political organizations made by the Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rates(s) as the Directors of the Company shall consider appropriate; and ii) such EU political expenditure shall not when aggregated with any EU political expenditure incurred by Company in the relevant period in total exceed the sum of USD 100,000 or the equivalent in 1 or more other currencies translated at such rate(s) as the Directors of the Company shall consider appropriate; Authority expires on the earlier of the end of next year s AGM and 03 AUG 2007; the Company may enter into a contract or undertaking this authority before its expiry which would or might be performed wholly or partly after its expiry and may make donations to political organizations and/or incur EU political expenditure pursuant to such contract or understanding 20. Amend the rules of the Standard Mgmt For * Chartered 2001 Performance Share Plan to reflect the changes as specified and authorize the Board to do anything which it considers necessary or desirable to give effect to these changes 21. Approve the Standard Chartered 2006 Mgmt For * Restricted Share Scheme as specified and authorize the Board to do anything which it considers necessary or desirable to carry the same into effect and to make such changes as it may consider
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 239 UNASSIGNED SUMITOMO REALTY & DEVELOPMENT CO LTD SECURITY: J77841112 AGENDA NUMBER: 700992868 TICKER: MEETING TYPE: AGM ISIN: JP3409000001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 5 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 239 UNASSIGNED SUNCOR ENERGY INC. SECURITY: 867229106 AGENDA NUMBER: 932454616 TICKER: SU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MEL E. BENSON Mgmt For For 2 BRIAN A. CANFIELD Mgmt For For 3 BRYAN P. DAVIES Mgmt For For 4 BRIAN A. FELESKY Mgmt For For 5 JOHN T. FERGUSON Mgmt For For 6 W. DOUGLAS FORD Mgmt For For 7 RICHARD L. GEORGE Mgmt For For 8 JOHN R. HUFF Mgmt For For 9 M. ANN MCCAIG Mgmt For For 10 MICHAEL W. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JR SHAW Mgmt For For 12 EIRA M. THOMAS Mgmt For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 239 UNASSIGNED TENARIS, S.A. SECURITY: 88031M109 AGENDA NUMBER: 932519068 TICKER: TS MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A1 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For For AND INDEPENDENT AUDITOR S REPORTS ON THE CONSOLIDATED FINANCIAL STATEMENTS. A2 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For For AND INDEPENDENT AUDITOR S REPORTS ON THE UNCONSOLIDATED ANNUAL ACCOUNTS. A3 ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For For DIVIDEND PAYMENT. A4 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS. A5 ELECTION OF THE BOARD OF DIRECTORS Mgmt For For MEMBERS. A6 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO DELEGATE THE DAY-TO- DAY MANAGEMENT OF THE COMPANY S BUSINESS AND THE POWER TO REPRESENT THE COMPANY AS ADMINISTRATEUR DELEGUE (CHIEF EXECUTIVE OFFICER) TO MR. PAOLO ROCCA.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A7 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO APPOINT ANY OR ALL OF ITS MEMBERS AS THE COMPANY S ATTORNEYS-IN-FACT. A8 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS.. A9 BOARD OF DIRECTORS COMPENSATION. Mgmt For For A10 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For APPROVAL OF THEIR FEES. E1 AMENDMENT OF ARTICLE 11 OF THE ARTICLES Mgmt For For OF ASSOCIATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 239 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932401615 TICKER: TEVA MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 239 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932481548 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. 03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. 4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DR. PHILLIP FROST 4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: CARLO SALVI 4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. 06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For OF THE COMPANY S ARTICLES OF ASSOCIATION. 07 TO APPROVE AN INCREASE IN THE Mgmt For For REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). 08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 239 UNASSIGNED THE CARPHONE WAREHOUSE GROUP PLC, LONDON SECURITY: G5344S105 AGENDA NUMBER: 700770820 TICKER: MEETING TYPE: AGM ISIN: GB0008787029 MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts and reports of the Mgmt For * Directors and the Auditors for the period ended 02 APR 2005 2. Approve the remuneration report as Mgmt Against * specified in the annual report 2005 3. Declare a final dividend of 1.25 pence Mgmt For * per ordinary share for the period ended 02 APR 2005 4. Re-elect Mr. Charles Dunstone as a Mgmt Against * Director 5. Re-elect Mr. Roger Taylor as a Director Mgmt For * 6. Re-elect Mr. John Gildersleeve as a Mgmt For * Director 7. Elect Mr. David Goldie as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte and Touche LLP as Mgmt For * the Auditors of the Company, until the conclusion of the next general meeting at which the accounts are laid before the Company and authorize the Audit Committee to determine the Auditors remuneration S.9 Authorize the Directors, for the purpose Mgmt For * of Section 80(1) of the Companies Act 1985 Act to exercise all the powers of the Company to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 292,469 being the aggregate nominal amount of one third of the issued ordinary share capital of the Company at 02 APR 2005; Authority expires at the earlier of conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, pursuant to Mgmt For * Section 95 of the Act, to allot equity securities Section 94(2) of the Act pursuant to the authority conferred by Resolution 9, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: 1) in connection with a rights issue in favor of holders of ordinary shares of 0.1p each in the capital of the Company; and 2) up to an aggregate nominal amount of GBP 43,870 5% of the aggregate nominal amount of the issued share capital of the Company as at 02 APR 2005; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Act, to make market purchases Section 163 of the Act up to aggregate number of 87,740,822 ordinary shares, at a minimum price equal to 0.1p nominal value and not more than 5% above the average middle market quotations of the Company s ordinary shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company in 2006 or 15 months; the Company, before the expiry, may make a contract or contracts to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 239 UNASSIGNED THE SWATCH GROUP AG, NEUENBURG SECURITY: H83949133 AGENDA NUMBER: 700943699 TICKER: MEETING TYPE: AGM ISIN: CH0012255144 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 239 UNASSIGNED THE SWATCH GROUP AG, NEUENBURG SECURITY: H83949133 AGENDA NUMBER: 700945148 TICKER: MEETING TYPE: AGM ISIN: CH0012255144 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 306645, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1.1 Receive the 2005 annual report of the Mgmt No vote Board of Directors 1.2 Receive the 2005 financial statements Mgmt No vote balance sheet, income statement and notes and 2005 consolidated financial statements 1.3 Receive Statutory Auditors report and Mgmt No vote report of the Group Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.4 Approve the reports and the financial Mgmt No vote statements 2. Grant discharge to the Board of Mgmt No vote Directors 3. Approve the allocation of income and Mgmt No vote dividends of CHF 0.50 per registered share and CHF 2.50 per bearer share 4. Approve to reduce the share capital Mgmt No vote adaptation of Article 4 of the Statutes from CHF 135,089,359.65 to CHF 132,007,500.00 5. Ratify PricewaterhouseCoopers AG as the Mgmt No vote Auditors and approve the Group Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 239 UNASSIGNED TOKYO ELECTRON LIMITED SECURITY: J86957115 AGENDA NUMBER: 700949425 TICKER: MEETING TYPE: AGM ISIN: JP3571400005 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 30, Directors bonuses JPY 215,500,000 2. Amend the Articles of Incorporation: Mgmt For * Approve the Handling of Distribution of Surplus Earnings 3. Amend the Articles of Incorporation: Mgmt Against * Approve the Conclusion of Liability-Limiting Contracts with Outside Directors and Outside Auditors 4. Amend the Articles of Incorporation: Mgmt For * Approve Authority to Convene General Meeting of Shareholders and Board of Directors Meeting, and concerning the Chairman of Those Meetings 5. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.1 Elect a Director Mgmt For * 6.2 Elect a Director Mgmt For * 6.3 Elect a Director Mgmt For * 6.4 Elect a Director Mgmt For * 6.5 Elect a Director Mgmt For * 6.6 Elect a Director Mgmt For * 6.7 Elect a Director Mgmt For * 6.8 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.9 Elect a Director Mgmt For * 6.10 Elect a Director Mgmt For * 6.11 Elect a Director Mgmt For * 7. Approve Issuance of Share Acquisition Mgmt For * Rights as Stock Options 8. Amend the Compensation to be received by Mgmt For * Directors 9. Amend the Compensation to be received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 239 UNASSIGNED TOTAL SA, COURBEVOIE SECURITY: F92124100 AGENDA NUMBER: 700946710 TICKER: MEETING TYPE: MIX ISIN: FR0000120271 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 296923 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. O.1 Receive the report of the Directors and Mgmt No vote the Auditor s general report; approves the Company s financial statements and the balance sheet for the YE 31 DEC 2005 O.2 Approve the report of the Board of Mgmt No vote Directors and the Statutory Auditors and the consolidated financial statements for the said FY 0.3 Approve that the income for the FY be Mgmt No vote appropriated as follows: earnings for the FY: 4,142,954,352.00; available retained earnings: EUR 1,458,995,601.00; amount to be allocated: EUR 5,601,949,953.00; total dividend: EUR 4,005,393,598.00 retained earnings: EUR 1,596,556,355.00; the shareholders will receive a net dividend of EUR 6.48 per share of EUR 10.00 face value; the shareholders meeting reminds an interim dividend of EUR 3.00, entitling natural persons domiciled in France to the 50 % allowance provided by the French Tax Code, was already paid on 24 NOV 2005 and the remaining dividend of EUR 3.48 will be paid on 18 MAY, 2006, and will entitle natural persons domiciled in France to the 40% allowance provided by the French Tax Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Authorize the Board of Directors to Mgmt No vote transfer the amount of EUR 2,807,661,894.50 posted to the special reserve of long-term capital gains to the retained earnings account, in the event of an option exercise pursuant to Article 39 of the amended Finance Law for the year 2004 O.5 Acknowledge the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code; and approve said report and the agreements referred to therein O.6 Authorizes the Board of Directors, in Mgmt No vote supersession of the fraction unused of the authorization granted by the combined shareholders meeting of 17 MAY 2005 in its Resolution No. 5, to purchase or sell company s shares in connection with the implementation of a Stock Repurchase Plan, subject to the conditions described below: maximum purchase price: EUR 300.00 per share of a par value of EUR 10.00, maximum number of shares to be acquired: 10 % of the share capital, i.e. 27,262,297 shares of a par value of EUR 10.00; maximum funds invested in the share buybacks: EUR 8,178,689,100.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities this authorization O.7 Appoint Ms. Anne Lauvergeon as a Mgmt No vote Director for a 3-year period O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 196 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.9 Appoint Mr. Bertrand Collomb as a Mgmt No vote Director for a 3-year period O.10 Appoint Mr. Antoine Jeancourt-Galignani Mgmt No vote as a Director for a 3-year period O.11 Appoint Mr. Michel Pebereau as a Mgmt No vote Director for a 3-year period O.12 Appoint Mr. Pierre Vaillaud as a Mgmt No vote Director for a 3-year period O.13 Appoint Mr. Christophe De Margerie as a Mgmt No vote Director for a 3-year period E.14 Acknowledge the Contribution Agreement Mgmt No vote based on the spin-offs legal framework, established by private agreement on 15 MAR 2006, under which it is stated that Total S.A. shall grant its shares to Arkema in the Companies Arkema France, Societe De Development Arkema S.D.A, Arkema Finance France, Mimosa and Arkema Europe holdings BV; and approve all the terms of the Contribution Agreement and the contribution of a net value of EUR 1,544,175,344.82 that will come into effect on its effective date in consideration for this contribution, Arkema will increase the share capital by a nominal amount of EUR 605,670,910.00, by the creation of 60,567,091 shares, according to an exchange ratio of 1 Arkema share against 10 Total S.A. shares the number of shares and the nominal amount of capital increase will be adjusted according to then number of Company shares entitled to the allocation of Arkema shares, as the amount of capital increase is equal to the number of Arkema
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 197 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- shares allocated by the Company to its own shareholders multiplied by the par value of the Arkema share, within the limit of a maximum nominal amount of capital increase in consideration for the contribution of EUR 609,670,910.00 by way of issuing a maximum number of 60,967,091 new Arkema shares these new shares will be assimilated in all respects to the existing shares, will be subject to the statutory provisions and will grant entitlement to any distribution of dividend as from 01 Jan 2005; the Arkema shares contribution of EUR 1,544,175,344.82 shall count against the issuance and contribution premium account which amounted to EUR 34,563,052,123.17 and will amount to EUR 33,018,876,778.35; and to the Chairman of the Board of Directors to take all necessary measures and accomplish all necessary formalities E.15 Approve to reduce the nominal value of Mgmt No vote the shares from EUR 10.00 to EUR 2.50; the number of exiting share will be multiplied by 4; authorize the Board of the Directors to all necessary measure; and amend Article 6 E.16 Amend Article 11-3 of the By-Laws: each Mgmt No vote Directors shall hold at least 1,000 shares during his/her term of office A. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: Amend Article Number 11 of the Bylaws, as specified B. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: Approve to grant a second seat as an employee-shareholder to the Board of Total S.A
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 198 of 239 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 199 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 200 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 201 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 202 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 203 of 239 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 700905269 TICKER: MEETING TYPE: OGM ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II Non-Voting No vote OF THE MEETING NOTICE SENT UNDER MEETING 292933, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, the Group and Mgmt No vote the parent Company accounts for FY 2005 reports of the Group and the Statutory Auditors 2. Approve the appropriation of the Mgmt No vote retained earnings, dividend for FY 2005 3. Grant discharge to the Members of the Mgmt No vote Board of Directors and the Group Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 204 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote Member 4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote Board Member 4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote Board Member 4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote 4.3 Ratify Ernst & Young as the Auditors Mgmt No vote 4.4 Ratify BDO Visura as the Special Mgmt No vote Auditors 5.1 Approve the cancellation of shares Mgmt No vote repurchased under the 2005/2006 Share Buyback Program 5.2 Approve the new Share Buy Back Program Mgmt No vote for 2006/2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 205 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.3 Approve 1-time payout in the form of a Mgmt No vote par value repayment 5.4 Approve the share split Mgmt No vote 5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote 4A of the Articles of Association 5.5.2 Approve the reduction of the threshold Mgmt No vote value for agenda item requests Article 12 Paragraph 1 of the Articles of Association Mgmt No vote 6. Approve to create conditional capital and amend Article 4A Paragraph 2 of the Articles of Association PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF THE NAMES OF THE AUDITORS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 206 of 239 UNASSIGNED UNIBAIL HOLDING, PARIS SECURITY: F95094110 AGENDA NUMBER: 700902629 TICKER: MEETING TYPE: MIX ISIN: FR0000124711 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Registered Shares: 1 to 5 days prior to Non-Voting No vote the meeting date, depends on company s by-laws.Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions.The following applies to Non- Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 207 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 APR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005 O.2 Receive the report of the Auditors and Mgmt No vote the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve to appropriate the income of the Mgmt No vote FY as follows: income for the FY: EUR 222,969,186.00; previous retained earnings: EUR 229,226,170.00; distributable income: EUR 452,195,356.00; total dividend: EUR 182,924,576.00; to appropriate the profit for the year of EUR 269,270,780.00 to the retained earnings account; acknowledge that 3 interim dividends for an amount of EUR 2.85 were already paid, and the remaining dividend of EUR 1.15 will be paid on 17 JUL 2006; i.e. total dividend: EUR 4.00 O.4 Acknowledge the special report of the Mgmt No vote Auditors on the agreements governed by the Articles L. 225-38 ET SEQ of the French Commercial Code and approve the said report and the agreements referred to therein
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 208 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve to renew the appointment of Mr. Mgmt No vote Francois Jaclot as a Director for a period of 3 years O.6 Approve to renew the appointment of Mr. Mgmt No vote Claude Tendil as a Director for a period of 3 years O.7 Appoint Mr. Guillaume Poitrinal as a Mgmt No vote Director for a period of 3 years O.8 Appoint Mr. Bernard Michel as a Director Mgmt No vote for a period of 3 years O.9 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 28 APR 2005 set forth in Resolution Number 14, to buy back the Company s shares on the open market, subject to the conditions as follows: maximum purchase price: EUR 140.00; minimum sale price: EUR 100.00; maximum number of shares that may be acquired: 10% of the share capital, maximum funds invested in the share buy backs: EUR 500,000,000.00; Authority expires at the end of 18 months; and to take all necessary measures and accomplish all necessary formalities E.10 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 28 APR 2005 in its Resolution Number 16, to reduce the share capital, by canceling all or part of the shares held by the Company in connection with the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 209 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Repurchase Plan decided in the 9 Resolution, up to a maximum of 10% of the share capital over a 24 month period; Authority is given for 18 months E.11 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 17 JUN 2003 in its Resolution Number 9, to increase the share capital, on one or more occasions, in favor of the employees and the Executives of the Company; Authority expires at the end of 38 months; and for an amount that shall not exceed 3% of the share capital; the shareholders meeting decides to cancel the shareholders preferential subscription rights E.12 Grant all powers to the bearer of an Mgmt No vote original, a copy or an extract of the minutes of this meeting to carry our all fillings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 210 of 239 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 211 of 239 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 212 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 213 of 239 UNASSIGNED VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VALLOUREC REUNIES, BOULOGNE BILLA SECURITY: F95922104 AGENDA NUMBER: 700945732 TICKER: MEETING TYPE: MIX ISIN: FR0000120354 MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN EGM Non-Voting No vote Registered Shares: 1 to 5 days prior to Non-Voting No vote the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 214 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 1. Approve to split the nominal value of Mgmt No vote each share into 5, reducing from EUR 20.00 to EUR 4.00 the nominal value of the shares; the 53,001,660 new shares will be allocated to the shareholders of the Company as follows: 5 new shares for 1 held share; this division will be effective as of 18 JUL 2006; consequently, and amend Article 6 of the By-Laws capital stock as follows: the share capital is set at EUR 212,006,640.00 and is divided into 53,001,660 shares, of a par value of EUR 4.00 each; this splitting of shares will multiply by 5 the number of free shares allocated by the Executive Committee on 16 JAN 2006, by decision of the Supervisory Board of 14 DEC 2005, within the framework of the authorization given by the resolution 9 of the combined shareholders meeting of 07 JUN 2005 to the employees and Corporate officers of the Company 2. Amend Article number 8 of the By-Laws Mgmt No vote relating to the exceeding of thresholds by adding a new paragraph to the end of the Article: paragraph 5 - exceeding of statutory thresholds 3. Approve to dismiss the Members of the Mgmt No vote Executive Committee by the extraordinary shareholders meeting and amend Article number 9, 10 and 13 of the By-laws
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 215 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Amend Article number 9 of the By-laws: Mgmt No vote Article 9 - composition of the Executive Committee; the Members are elected for a maximum period of 6 years; the age limit for the term of Member of the Executive Committee is 65 years 5. Approve to change the age limit for the Mgmt No vote Members of the Supervisory Board and consequently and Amend Article number 10 of the By-Laws: (-) Article 10 - composition 6. Approve to create the function of Mgmt No vote control agent and resolves to complete the By-Laws of the Company by the Article 10 a; Article 10 a: Control agents 7. Appoint, subject to the adoption of the Mgmt No vote previous resolution, Mr. Arnaud Leenhardt as Control Agent, for a period of 4 years 8. Approve that the shareholders meetings Mgmt No vote will take place at the head office or in any other place of metropolitan France and resolves to amend Article number 12 of the By-laws; Article 12-Participation 9. Amend Article number 13 of the By-laws Mgmt No vote relating to the quorum of ordinary shareholders meetings; Article 13 - quorum and majority
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 216 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Amend Article number 14 of the By-laws Mgmt No vote relating to the quorum of extraordinary shareholders meetings: Article 14 - quorum and majority 11. Authorize the Executive Committee all Mgmt No vote powers to grant, in one or more transactions, to Employees, Managers and Corporate Officers of the Company and the related Companies, options giving the right to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 10% of the share capital; the present authorization is granted for a period of 38 months; and to take all necessary measures and accomplish all necessary formalities. 12. Approve to grant full powers to the Mgmt No vote bearer of an original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 217 of 239 UNASSIGNED VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VALLOUREC REUNIES, BOULOGNE BILLA SECURITY: F95922104 AGENDA NUMBER: 700948699 TICKER: MEETING TYPE: OGM ISIN: FR0000120354 MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 218 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-86 of the French Commercial Code and acknowledges the agreements entered into and which remained in force during the FY 2. Receive the reports of the Executive Mgmt No vote Committee, the report of the Chairman of the Supervisory Board on the internal controle, the report of the Supervisory Board and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005, as presented 3. Receive the reports of the Executive Mgmt No vote Committee, the Supervisory Board and the Statutory Auditors and approve the consolidated financial statements for the said FY, in the form presented to the meeting and earnings: EUR 632,389,000.00 4. Receive the recommendations of the Mgmt No vote Executive Committee and the income for the FY be appropriated as follows: EUR 14,144,934.26 allocated to the legal reserve for EUR 1,460,752.00 allocation of the balance, EUR 12,684,182.26, added to a sum of EUR 106,039,536.14 withdrawn from the retained earnings for EUR 101,916,198.73, and on the general reserves account for EUR 4,123,337.41, i.e. a total amount of EUR 118,723,718.40, to the payment of a dividend and an interim dividend of EUR 4.00, i.e. a global amount of EUR 41,322,332.00, the remaining dividend of EUR 7.20, corresponding to a total dividend of EUR 11.20, for each of the 10,600,332 shares, the dividend will be paid on 05 JUL 2006, and will entitle natural persons to the 40% allowance as required by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 219 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Ratify the appointment of Mr. Heinz-Jorg Mgmt No vote Fuhrmann as a Member of the Supervisory Board, until the end of this shareholders meeting 6. Approve to renew the appointment of Mr. Mgmt No vote Patrick Boissier as a Member of the Supervisory Board for a period of 5-year 7. Approve to renew the appointment of Mr. Mgmt No vote Wolfgang Eging as a Member of the Supervisory Board for a period of 5-year 8. Approve to renew the appointment of Mr. Mgmt No vote Heinz-Jorg Fuhrmann as a Member of the Supervisory Board for a period of 5-year 9. Approve to renew the appointment of Mr. Mgmt No vote Denis Gautier-Savagnac as a Member of the Supervisory Board for a period of 5-year 10. Approve to renew the appointment of Mr. Mgmt No vote Jean-Paul Parayre as a Member of the Supervisory Board for a period of 5-year 11. Appoint KPMG as the Statutory Auditor Mgmt No vote for a period of 6-year 12. Appoint Deloitte ET Associes as the Mgmt No vote Statutory Auditor for a period of 6-year
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 220 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Appoint SCP Jean-Claude Andre ET Autres Mgmt No vote as a Deputy Auditor for a period of 6-year 14. Approve to renew appointment of Mr. Beas Mgmt No vote Sarl as a Deputy Auditor of Deloitte Associs for a period of 6-year 15. Approve to award total annual fees of Mgmt No vote EUR 400,000.00 to the Supervisory Board 16. Authorize the Executive Committee, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 07 JUN 2005, to buy back the Company s shares on the open market, subject to the following: maximum number of shares to be acquired: 10% of the share capital, maximum funds invested in the share buybacks: EUR 750,000,000.00; Authority expires at the end of 18 month; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 221 of 239 UNASSIGNED VEOLIA ENVIRONNEMENT, PARIS SECURITY: F9686M107 AGENDA NUMBER: 700919066 TICKER: MEETING TYPE: EGM ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 222 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Approve the report of the Chairman of Mgmt No vote the Board of Directors on the Board works and the internal audit procedures, the Management of the Board of Directors and the Auditors general report, and the company s financial statements and the balance sheet for the year 2005, as presented O.2 Approve the consolidated financial Mgmt No vote statements for the said FY, in the form presented to the meeting O.3 Approve the charges and expenses Mgmt No vote governed by Article 39-4 of the French General Tax Code of EUR 2,250,785.00 O.4 Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the available income be appropriated as follows: earnings for the FY: EUR 388,429,495.00 prior retained earnings: EUR 699,982,668.00 i.e. an amount of: EUR 1,088,412,163.00 allocated to: legal reserve: EUR 19,421,475.00 dividend: EUR 333,100,009.00 retained earnings: EUR 735,890,679.00 the shareholders will receive a net dividend of EUR 0.85 per share for each of the 391,882,364 shares entitled to the dividend, and will entitle to the 40% allowance and to a basic allowance, the dividend will be paid on 29 MAY 2006 O.5 Approve, pursuant to Article 39 of the Mgmt No vote amended finance law for 2004, to transfer the balance of EUR 118,824,052.00 posted to the special reserve of long-term capital gains to the ordinary reserve account; the special tax resulting from this transfer amounts to EUR 2,970,601.00. after these transactions, the ordinary reserve account will amount to EUR 343,226,042.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 223 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.6 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.7 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 6 year period O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote Director for a 6 year period O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote Director for a 6 year period O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote Director for a 6 year period O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote for a 6 year period O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote for a 6-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 224 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.14 Appoint Mr. Murray Stuart for a 6 year Mgmt No vote period O.15 Approve the total annual fees of EUR Mgmt No vote 770,000.00 to the Board of Directors Members O.16 Authorize the Board of Directors to buy Mgmt No vote or buy back the Company s shares on the open market, subject to the conditions described as fallows: maximum purchase price: EUR 60.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 40,787,261 shares, maximum funds invested in the share buybacks: EUR 1,500,000,000.00; Authority expires at the end of 18-months; it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.17 Authorize the Board of Directors, in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of issuing, with preferred subscription rights maintained, shares or securities giving access to the capital, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 1,000,000,000.00; it is worth noting that the overall maximum nominal amount of capital increases which may be carried out under this delegation of authority and the ones of Resolutions 18, 19, 20, 21, 22, 23, 24 and 25 is set at EUR 2,220,000,000.00; Authority expires at the end of 26-months it
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 225 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.18 Authorize the Board of Directors in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of a public offering, through issuance, without preferred subscription rights, of shares or securities giving access to the capital or securities giving right to the allocation of debt securities, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; these securities may be issued in consideration for securities tendered in a public exchange offer carried out in France or Abroad on securities complying with the conditions of Article L.225-148 of the French Commercial Code; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 400,000,000.00 Authority expires at the end of 26 months E.19 Authorize the Board of Directors, to Mgmt No vote increase the share capital, in one or more occasions, to a maximum nominal amount of EUR 370,000,000.oo by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the By-Laws, by issuing bonus shares or raising the par value of existing shares, or by a combination of these methods; Authority expires at the end of 26- months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 226 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.20 Authorize the Board of Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase with preferential subscription right of shareholders, at the same price as the initial issue; within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.21 Authorize the Board op Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.22 Approve the Board of Directors to Mgmt No vote increase the share capital up to 10% of the share capital in consideration for the contribu11ons in kind granted to the company and comprised of capital securities or securities giving access to share capital; authority expires at the end of 26-months it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect E.23 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing, without preferred subscription rights; shares or securities giving access to the capital, in favor of the Members of one or several Company savings plans; Authority expires at the end of 26-months; and for an amount that shall not exceed EUR 15,000,000.00 if supersedes, eventually, the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 227 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.24 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to employees and eventually, Corporate Officers of the Company and related the Companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase; or to purchase existing shares purchased by the company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 1% of the share capital; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities E.25 Authorize the Board of Directors to Mgmt No vote grant, for free, on one or more occasions, existing or future shares, in favor of the employees of the Company and related Companies and, or Corporate Officers or some of them, they may not represent more than 0.50% of the share capital; Authority expires at the end of 26- months; and to take all necessary measures and accomplish all necessary formalities E.26 Authorize the Board of Directors to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of self-held shares in accordance with Articles L.225-209 ET SEQ of the French Commercial Code, up to a maximum of 10% of the share capital over a 24-month period; Authority expires at the end of 26-months; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 228 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.27 Grant all power to the bearer of an Mgmt No vote original a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 229 of 239 UNASSIGNED VODAFONE GROUP PLC NEW SECURITY: G93882101 AGENDA NUMBER: 700766249 TICKER: MEETING TYPE: AGM ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors and Mgmt For * financial statements for the year ended 31 MAR 2005 2. Re-elect Lord MacLaurin of Knebworth, Mgmt For * DL, as a Director of the Company who retires voluntarily 3. Re-elect Mr. Paul Hazen as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 4. Re-elect Mr. Arun Sarin as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 5. Re-elect Sir Julian Horn-Smith as a Mgmt For * Director of the Company, who retires voluntarily 6. Re-elect Mr. Peter Bamford as a Director Mgmt For * of the Company, who retires voluntarily 7. Re-elect Mr. Thomas Geitner as a Mgmt For * Director of the Company, who retires voluntarily
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 230 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Dr. Michael Boskin as a Mgmt For * Director of the Company, who retires in accordance with the Company's Articles of Association 9. Re-elect Mr. Lord Broers as a Director Mgmt For * of the Company, who retires voluntarily 10. Re-elect Mr. John Buchanan as a Director Mgmt For * of the Company, who retires voluntarily 11. Re-elect Mr. Penny Hughes as a Director Mgmt For * of the Company, who retires in accordance with the Company's Articles of Association 12. Re-elect Professor Jurgen Schrempp as a Mgmt For * Director of the Company, who retires voluntarily 13. Re-elect Mr. Luc Vandevelde as a Mgmt For * Director of the Company, who retires voluntarily 14. Elect Sir John Bond as a Director of the Mgmt For * Company, who retires in accordance with the Company's Articles of Association 15. Elect Mr. Andrew Halford as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 231 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Declare a final dividend recommended by Mgmt For * the Directors of 2.16p per ordinary share for the year ended 31 MAR 2005 payable on the ordinary shares of the Company to all members whose names appeared on the Register of Members on 03 JUN 2005 and that such dividend be paid on 05 AUG 2005 17. Approve the remuneration report of the Mgmt For * Board for the year ended 31 MAR 2005 18. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors to the Company until the next AGM 19. Authorize the Audit Committee to Mgmt For * determine the remuneration of the Auditors 20. Authorize the Company and any Company Mgmt For * which is or becomes a subsidiary of the Company during the period to which this Resolution relates, for the purposes of Part XA of the Companies Act 1985 to: i) make Donations to EU Political Organizations not exceeding GBP 50,000 in total; and ii) to incur EU Political Expenditure not exceeding GBP 50,000 in total, during the period ending on the date of the Company's AGM in 2006; for the purposes of this Resolution, the expressions 'Donations', 'EU Political Organizations' and 'EU Political Expenditure' have the meanings set out in Part XA of the Companies Act 1985 as amended by the Political Parties, Elections and Referendums Act 2000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 232 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 21. Approve to renew the authority conferred Mgmt For * on the Directors by Article 16.2 of the Company's Articles of Association for this purpose: the Section 80 amount be USD 900,000,000; and the prescribed period be the period ending on the date of the AGM in 2006 or on 26 OCT 2006, whichever is the earlier S.22 Approve, subject to the passing of Mgmt For * Resolution 21, to renew the power conferred on the Directors by Article 16.3 of the Company's Articles of Association for the prescribed period specified in Resolution 21 and for such period the Section 89 amount be USD 320,000,000 with such amount including the sale of ordinary shares held in treasury S.23 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases as defined in Section 163 of that Act of ordinary shares of USD 0.10 each in the capital of the Company provided that: the maximum aggregate number of ordinary shares which may be purchased is 6,400,000,000; the minimum price which may be paid for each ordinary share is USD 0.10; the maximum price excluding expenses which may be paid for any ordinary share is an amount equal to 105% of the average of the middle market quotation of the Company's ordinary shares as derived from the Official List of the London Stock Exchange for the five business days immediately preceding the day on which such share is contracted to be purchased; and this authority shall expire at the conclusion of the AGM of the Company held in 2006 or on 26 OCT 2006, whichever is the earlier, unless such authority is renewed prior to that time except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 233 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.24 Approve that the Company's Memorandum of Mgmt For * Association be amended to add the following object 24: "(24) To provide a Director with funds to meet reasonable expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under those provisions of the Companies Act 1985 referred to in section 337A of that Act, and to do anything to enable a Director to avoid incurring such reasonable expenditure, to the extent permitted by law.'; and the following additional bullet point be added to Article 110.2 to allow Directors to vote on the issue of indemnification and funding of Directors' defence costs: 'any proposal relating to: (i) the granting of an indemnity to Directors; or (ii) the funding of reasonable expenditure by one or more Directors in defending civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; or (iii) the doing of anything to enable such a Director or Directors to avoid incurring such expenditure, by the Company or any of its subsidiary undertakings.'; and that Article 152.2 of the Company's Articles of Association be amended to read as follows: 'So far as the Companies Acts allow, the Secretary and other officers of the Company are exempted from any liability to the Company where that liability would be covered by the indemnity in Article 152.1.' and that the following Article 152.3 be inserted into the Company's Articles of Association; 'So far as the Companies Acts allow, the Company or any of its subsidiary undertakings may: (i) provide a Director with funds to meet expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; and (ii) may do anything to enable a Director to avoid incurring such expenditure, but so that the terms set out in Section 337A(4) of that Act shall apply to any such provision of funds or other things done'
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 234 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 25. Approve the Vodafone Global Incentive Mgmt For * Plan the "Plan" and authorize the Directors to take all actions that they consider necessary or desirable to implement and establish the Plan; and to implement and establish further plans based on the Plan modified to take account of local tax, exchange controls or securities laws in overseas territories, provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 235 of 239 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700910626 TICKER: MEETING TYPE: EGM ISIN: GB0031411001 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the proposed acquisition on the Mgmt For * terms and subject to the conditions of the Acquisition Agreement and authorize the Board of Directors of the Company to take all such steps as it considers necessary, expedient or desirable to effect the Proposed Acquisition or otherwise in connection with the Proposed Acquisition and any matter incidental to the Proposed Acquisition and to waive, amend, vary, revise or extend any of such terms and conditions as it may consider to be appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 236 of 239 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700935743 TICKER: MEETING TYPE: AGM ISIN: GB0031411001 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the annual report and Mgmt For * financial statements of the Company and the reports of the Directors and the Auditors thereon for the YE 31 DEC 2005 2. Declare a final dividend of USD 0.25 Mgmt For * cents per ordinary share in respect of the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report as specified for the YE 31 DEC 2005 4. Re-elect Mr. Ivan Glasenberg as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 5. Re-elect Mr. Robert MacDonnell as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 6. Re-elect Dr. Frederik Roux as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 237 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-elect Mr. Santiago Zaldumbide as a Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 8. Re-appoint Ernst & Young LLP as the Mgmt For * Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to determine the remuneration of the Auditors 9. Authorize the Directors, in substitution Mgmt For * for all existing authority, and pursuant to Section 80 and by Article 14 of the Company s Articles of Association, to allot relevant securities Section 80 up to an amount of USD 108,477,815 equivalent to 216,955,630 ordinary shares of USD 0.50 each in the capital of the Company; Authority expires at the conclusion of the next AGM of the Company or after the passing of this resolution S.10 Authorize the Directors, in substitution Mgmt For * for all existing authority, pursuant to Section 89 and by Article 15 of the Company s Articles of Association, to allot equity securities, disapplying the statutory pre-emption rights Section 89(1), and the amount is USD 16,271,672 equivalent to 32,543,344 ordinary shares of USD 0.50 each in the capital of the Company; Authority expires the earlier of the conclusion of the next AGM of the Company or after the passing of this resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 238 of 239 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700993961 TICKER: MEETING TYPE: EGM ISIN: GB0031411001 MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, subject to Resolutions 2 and 3 Mgmt For * being passed, the proposed acquisition by a wholly-owned indirect subsidiary of the Company, Xstrata Canada Inc. the Offeror, of any and all of the issued, to be issued and outstanding Falconbridge Shares as specified, other than any Falconbridge Shares owned directly or indirectly by the Offeror or its affiliates, on the terms and subject to the conditions of the offer document as specified, a copy of which is produced to the meeting and for identification purposes, initialed by the Chairman of the meeting, or on the terms and subject to the conditions of any amended, extended, revised, renewed, additional or other offer or offers for shares and/or associated rights in the capital of Falconbridge Limited approved by the Board of Directors of the Company the Board or any duly constituted committee of the Board a Committee the Offer, to make waivers, extensions and amendments or variations to any of the terms and conditions of the Offer and to do all such things that it may consider necessary or desirable to implement and give effect to, or otherwise in connection with, the Offer and any matters incidental to the Offer, including in respect of options granted to employees of Falconbridge or its subsidiaries 2. Approve to increase the share capital of Mgmt For * the Company from USD 437,500,000.50 and GBP 50,000 to USD 7,554,974,199.00 and GBP 50,000 by the creation of an additional 14,234,948,397 ordinary shares of USD 0.50 each in the capital of the Company having the rights and privileges and being subject to the restrictions contained in the Articles of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 239 of 239
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Association of the Company and ranking pari passu in all respects with the existing ordinary shares of USD 0.50 each in the capital of the Company 3. Authorize the Directors of the Company, Mgmt For * subject to Resolution 2 being passed, to renew the authority to allot relevant securities for a period expiring unless previously renewed, varied or revoked on the date which is the 5 anniversary of the date on which this resolution is passed and for that period the Section 80 amount shall be i) USD 7,000,000,000.00 equivalent to 14,000,000,000 ordinary shares of USD 0.50 each in the capital of the Company in connection with 1 or more issues of relevant securities under one or more transactions to refinance in whole or in part any amount outstanding under the Equity Bridge Facility as specified and ii) otherwise than in connection with 1 or more issues of relevant securities under 1 or more transactions to refinance in whole or in part the Equity Bridge Facility as specified, USD 117,474,198.50 equivalent to 234,948,397 ordinary shares of USD 0.50 each in the capital of the Company S.4 Authorize the Directors of the Company, Mgmt For * in place of all existing powers, to allot equity securities as if Section 89(1) of the Companies Act 1985 did not apply, for that period the Section 89 amount is USD 17,621,129.00 equivalent to 35,242,258 ordinary hares of USD 0.50 each in the capital of the Company; Authority expires at the next AGM of the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Hartford International Opportunities HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 284 UNASSIGNED ABN AMRO HOLDING NV SECURITY: N0030P459 AGENDA NUMBER: 700915943 TICKER: MEETING TYPE: OGM ISIN: NL0000301109 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the minutes of the AGM and EGM Non-Voting No vote held in 2005 2. Receive report of the Managing Board for Non-Voting No vote the year 2005 3.a Adopt the 2005 financial statements Mgmt No vote 3.b Adopt the proposed 2005 dividend Mgmt No vote 3.c Grant discharge to the Members of the Mgmt No vote Managing Board in respect of their 2005 Management 3.d Grant discharge to the Members of the Mgmt No vote Supervisory Board in respect of their 2005 supervision 4. Adopt the Managing Board Compensation Mgmt No vote Policy
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve the proposed changes to the Mgmt No vote remuneration of the Supervisory Board Members 6. Approve the Corporate Governance Mgmt No vote 7.a Appoint Mr. G.J. Kramer as a Member of Mgmt No vote the Supervisory Board 7.b Appoint Mr. G. Randa as a Member of the Mgmt No vote Supervisory Board 7.c Re-appoint Mr. A.C. Martinez as a Member Mgmt No vote of the Supervisory Board 8. Authorize the Managing Board, subject to Mgmt No vote approval of the Supervisory Board, to have the Company acquire shares 9.a Authorize the Managing Board to issue Mgmt No vote ordinary shares for a period of 18 months, starting 28 APR 2005 9.b Authorize the Managing Board to exclude Mgmt No vote or restrict shareholders pre-emptive rights
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Transact any other business Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. PLEASE NOTE THAT BLOCKING Non-Voting No vote CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 20 APR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 284 UNASSIGNED ALCAN INC. SECURITY: 013716105 AGENDA NUMBER: 932459197 TICKER: AL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. BERGER Mgmt For For 2 L.D. DESAUTELS Mgmt For For 3 R.B. EVANS Mgmt For For 4 L.Y. FORTIER Mgmt For For 5 J.-P. JACAMON Mgmt For For 6 Y. MANSION Mgmt For For 7 G. MORGAN Mgmt For For 8 C. MORIN-POSTEL Mgmt For For 9 H.O. RUDING Mgmt For For 10 G. SAINT-PIERRE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SCHULMEYER Mgmt For For 12 P.M. TELLIER Mgmt For For 13 M.K. WONG Mgmt For For 02 APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP 03 SHAREHOLDER PROPOSAL. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 284 UNASSIGNED ASTELLAS PHARMA INC. SECURITY: J03393105 AGENDA NUMBER: 700947077 TICKER: MEETING TYPE: AGM ISIN: JP3942400007 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 40, Directors bonuses JPY 83,600,000(excluding Outside Directors), Corporate Auditors bonuses JPY 10,320,000(excluding Outside Auditors) 2. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Appoint a Corporate Auditor Mgmt For * 5. Determine Remuneration, etc., for Stock Mgmt For * Option Scheme as Stock - Linked Compensation Plan for Directors of the Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 284 UNASSIGNED ASTRAZENECA PLC SECURITY: G0593M107 AGENDA NUMBER: 700904407 TICKER: MEETING TYPE: AGM ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s accounts and the Mgmt For * reports of the Directors and the Auditor for the YE 31 DEC 2005 2. Approve to confirm the 1st interim Mgmt For * dividend of USD 0.38 21.9 pence, SEK 2.99 per ordinary share and to confirm as the final dividend for 2005 the 2nd interim dividend of USD 0.92 51.8 pence SEK 7.02 per ordinary share 3. Re-appoint KPMG Audit Plc, London as the Mgmt For * Auditor 4. Authorize the Directors to agree the Mgmt For * remuneration of the Auditor 5.A Re-elect Mr. Louis Schweitzer as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.C Re-elect Mr. David R. Brennan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.D Re-elect Mr. Jonathon Symonds as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.E Re-elect Mr. John Patterson FRCP as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For * as a Director, in accordance with the Article 65 of the Company s Articles of Association 5.G Re-elect Mr. John Buchanan as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against * in accordance with the Article 65 of the Company s Articles of Association 5.I Re-elect Ms. Michele Hooper as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.K Re-elect Ms. Erna Moller as a Director, Mgmt For * in accordance with the Article 65 of the Company s Articles of Association 5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For * Director, in accordance with the Article 65 of the Company s Articles of Association 6. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 as specified 7. Authorize the Company and any Company Mgmt For * which is or becomes a Subsidiary of the Company during the period to which this resolution relates to, for the purposes of Part XA of the Companies Act 1985, to make donations to EU Political Organizations or incur EU Political Expenditure during the period ending on the date the of the Company s AGM in 2006 provided that any such donations and expenditure made by the Company together with those made by any subsidiary Company while it is a subsidiary of the Company not exceeding in aggregate of USD 150,000 during that period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve to renew the authority and power Mgmt For * to allot new shares conferred on the Directors by Article 7.1 of the Company s Articles of Association, up to an aggregate nominal amount of USD 131,364,668 Section 80; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.9 Approve to renew the power conferred on Mgmt For * the Directors by Article 7.2 of the Company s Articles of Association, up to an aggregate nominal amount of USD 19,704,700 Section 89; Authority expires at the earlier of the conclusion of the AGM of the Company in 2007 or on 30 JUN 2007 S.10 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163 of that Act of a maximum number of shares which may be purchased is 10% of the Company s share capital of USD 0.25 each in the capital of the Company, at a minimum price of USD 0.25 and up to 105% of the average of middle market values of the Company s ordinary shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 30 JUN 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 284 UNASSIGNED ASTRO ALL ASIA NETWORKS PLC SECURITY: G0594A110 AGENDA NUMBER: 700769562 TICKER: MEETING TYPE: AGM ISIN: GB0066981209 MEETING DATE: 20-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the annual report Mgmt For * and the audited financial statements of the Company and of the Group for the FYE 31 JAN 2005 and the reports of the Directors and the Auditors thereon 2. Declare a first and final tax-exempt Mgmt For * dividend of 2.5 sen per share of 10 pence each for the FYE 31 JAN 2005 3. Re-elect Mr. Dato Haji Badri Bin Haji Mgmt For * Masri as a Director, who retires by rotation in accordance with Articles 83 and 84 of the Company s Articles of Association 4. Re-elect Mr. Tan Poh Ching as a Mgmt For * Director, who retires by rotation in accordance with Articles 83 and 84 of the Company s Articles of Association 5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company and authorize the Directors to fix their remuneration Transact any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 284 UNASSIGNED ASTRO ALL ASIA NETWORKS PLC SECURITY: G0594A110 AGENDA NUMBER: 700777204 TICKER: MEETING TYPE: EGM ISIN: GB0066981209 MEETING DATE: 20-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with UTSB Management Sdn Bhd, SRG Asia Pacific Sdn Bhd, Bonuskad Loyalty Sn Bhd and Light Style Sdn Bhd 2. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Maxis Communications Berhad, Maxis Mobile Sdn Bhd, Maxis Broadband Sdn Bhd and Malaysian Mobile Services Sdn Bhd 3. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Pan Malaysian Pools Sdn Bhd and TGV Cinemas Sdn Bhd 4. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Valuelabs 5. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with MEASAT Satellite Systems Sdn Bhd 6. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Malaysian Airline System Berhad, VADS Berhad and Celcom (Malaysia) Berhad
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with PT Direct Vision 8. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with PT Broadband Multimedia Tbk, PT Multipolar Corporation TBk and/or Affiliates 9. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Goal TV International (Mauritius) Ltd 10. Approve the recurrent related party Mgmt No vote transactions of a revenue or trading nature with Yes Television (Hong Kong) Limited S.11 Approve the cancellation of the amount Mgmt No vote standing to the credit of the Share Premium Account
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 284 UNASSIGNED BANCA INTESA SPA, MILANO SECURITY: T17074104 AGENDA NUMBER: 700900980 TICKER: MEETING TYPE: OGM ISIN: IT0000072618 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 20 APR 2006 AT 10:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU 1. Approve to fix the number of Directors Mgmt No vote on the Board; elect the Directors and approve to determine their remuneration 2. Approve the balance sheet as of 31 DEC Mgmt No vote 05, Board of Directors management report and Internal Auditors report; resolutions related thereto 3. Approve to purchase and allocate own Mgmt No vote shares in favor of employees as per the Article 2357, 2357-Ter of the Italian Civil Code and the Article 132 of Legislative Decree 58/98 4. Appoint the External Auditors for the Mgmt No vote year 2006 through 2011 as per the Article 159 of the Legislative Decree 58/98 amended by the Article 18 of Law N.262 of 28 DEC 1998
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE ANNUAL Non-Voting No vote GENERAL MEETING. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE MEETING TYPE AND REVISED WORDINGS IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 284 UNASSIGNED BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO SECURITY: E11805103 AGENDA NUMBER: 700876367 TICKER: MEETING TYPE: AGM ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. Approve the annual accounts and the Mgmt For * Management report of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group, application of profits, distribution of a dividend, the Company Management all of the foregoing with reference to the YE 31 DEC 2005 2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For * Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For * Mezquiriz as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For * De Irujo as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For * Vidarte as a Board Member; approve, according to the provisions of Article 34, Paragraph 2, of the Articles of Association, to set the number of Members of the Board at the number of directors existing at that time; information to the general meeting about such decision 3. Authorize the Board of Directors for the Mgmt For * issuance of fixed income securities of any kind and nature, even exchangeable, not convertible into shares, for a maximum amount of EUR 105 billion, setting aside, for the amount not used, the authorization granted by the general meeting of shareholders of 28 FEB 2004, amount that was increased by resolution adopted on the general meeting of 26 FEB 2005; the authority affecting the amount already issued continues being effective 4. Authorize the Board of Directors to Mgmt For * carry out the acquisition of own shares, either directly or via Group Companies, according to the provisions of Section 75 of the Spanish Limited Companies Consolidation Act, Texto Refundido Dela Ley De Sociedades Anonimas, fixing the limits and requirements of said acquisition, with express powers to reduce the share capital for the amortization of own shares; for the execution and delivery
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of the agreements adopted by the general meeting concerning the above, rendering void the resolution granted by the general meeting of shareholders held on 26 FEB 2005 5. Re-appoint the Auditors for the year Mgmt For * 2006 6. Approve the long term Remuneration Mgmt For * Program, for both the bank and its subsidiaries, consisting of distribution of BBVA shares to the Members of the Executive Committee, including the Directors and the Executive Directors 7. Amend the Article 53 of the Articles of Mgmt For * Association, about application of profits, in order to include the possibility to offer to the Directors, as payment for their services, shares, stock options or cash payments equivalent to the value of the shares 8. Approve the deferred remuneration system Mgmt For * for Non-Executive Directors consisting of BBVA shares 9. Authorize the powers to the Board, Mgmt For * including the authority to deputy the powers granted to it by the meeting, to execute and deliver, rectify and construe the resolutions adopted by the general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 284 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 284 UNASSIGNED BHP BILLITON PLC SECURITY: G10877101 AGENDA NUMBER: 700808011 TICKER: MEETING TYPE: AGM ISIN: GB0000566504 MEETING DATE: 20-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the financial statements for BHP Mgmt For * Billiton Plc for the YE 30 JUN 2005, together with the Directors report, the Auditors report and the remuneration report as set out in the annual report 2. Receive the financial statements for BHP Mgmt For * Billiton Limited for the YE 30 JUN 2005, together with the Directors report, the Auditors report and remuneration report as set out in the annual report 3. Elect Mr. Carlos A.S. Cordeiro as a Mgmt For * Director of BHP Billiton Plc 4. Elect Mr. Carlos A.S. Cordeiro as a Mgmt For * Director of BHP Billiton Limited 5. Elect Hon. E. Gail de Planque as a Mgmt For * Director of BHP Billiton Plc 6. Elect Hon. E. Gail de Planque as a Mgmt For * Director of BHP Billiton Limited
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-elect Mr. David A. Crawford as a Mgmt For * Director of BHP Billiton Plc 8. Re-elect Mr. David A. Crawford as a Mgmt For * Director of BHP Billiton Limited 9. Re-elect Dr. David A.L. Jenkins as a Mgmt For * Director of BHP Billiton Plc, who retires by rotation 10. Re-elect Dr. David A.L. Jenkins as a Mgmt For * Director of BHP Billiton Limited, who retires by rotation 11. Re-elect Mr. Mike Salomon as a Director Mgmt For * of BHP Billiton Plc, who retires by rotation 12. Re-elect Mr. Mike Salomon as a Director Mgmt For * of BHP Billiton Limited, who retires by rotation 13. Re-appoint KPMG Audit Plc as the Mgmt For * Auditors of BHP Billiton Plc and authorize the Directors to agree their remuneration 14. Approve that the authority and power to Mgmt For * allot relevant securities conferred on the Directors by Article 9 of BHP Billiton Plc s Articles of Association be renewed for the period ending on the earlier of 19 JAN 2007 and the later of the AGM of BHP Billinton Plc and the AGM of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- BHP Billiton Limited in 2006, and for such period the Section 80 amount under the United Kingdom Companies Act 1985 shall be USD 265,926,499.00 S.15 Approve that the authority and power to Mgmt For * allot equity securities for cash conferred on the Directors by Article 9 of BHP Billiton Plc s Articles of Association be renewed for the period ending on the earlier of 19 JAN 2007 and the later of the AGM of BHP Billiton Plc and the AGM of BHP Billiton Limited in 2006, and for such period the Section 80 amount under the United Kingdom Companies Act 1985 shall be USD 61,703,675.00 S.16 Authorize BHP Billiton Plc, in Mgmt For * accordance with Article 6 of its Articles of Association and Section 166 of the United Kingdom Companies Act 1985, to make market purchases as defined in Section 163 of that Act of ordinary shares of USD 0.50 nominal value each in the capital of BHP Billiton Plc shares provided that: a) the maximum aggregate number of shares hereby authorized to be purchased shall be 246,814,700, being 10% of issued capital; b) the minimum price which may be paid for each share is USD 0.50, being the nominal value of the shares; c) the maximum price which may be paid for any share is not more than 5% above the average of the middle market quotations for a share taken from the London Stock Exchange Daily Official List for the 5 business days immediately preceding the date of purchase of the shares; Authority expires on the earlier of 19 JAN 2007 and the later of the AGM of BHP Billiton Limited in 2006; provided that BHP Billiton Plc may enter into a contract for the purchase of shares before the expiry of this authority which would or might be completed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 17. Approve the remuneration report for the Mgmt For * YE 30 JUN 2005 18. Approve, for the purpose of ASX Listing Mgmt For * Rule 10.14, the grant of Deferred Shares and the Options under the amended BHP Billiton Limited Group Incentive Scheme and the grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to the Executive Director and Chief Executive Officer, Mr. C.W. Goodyear, in the manner as specified 19. Approve, for the purposes of ASX Listing Mgmt For * Rule 10.14, the grant of Deferred Shares and Options under the amended BHP Billiton Plc Group Incentive Scheme and the grant of Performance Shares under the BHP Billiton PLC Long Term Incentive Plan to the Executive Director and the Group President Non-Ferrous Materials, Mr. M. Salamon, in the manner as specified S.20 Amend the Articles of Association of BHP Mgmt For * Billiton Plc as specified S.21 Amend the Articles of Association of BHP Mgmt For * Billiton Limited as specified PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 284 UNASSIGNED BULGARI SPA, ROMA SECURITY: T23079113 AGENDA NUMBER: 700912341 TICKER: MEETING TYPE: OGM ISIN: IT0001119087 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 02 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the balance sheet as of 31 DEC Mgmt No vote 2005, report of the Directors of the Board on the operations, report of the Board of Statutory Auditors and of the auditing Company, allotment of the Company s net profit and receive the consolidated financial statements as of 31 DEC 2005 2. Grant authority to purchase and sale its Mgmt No vote own shares by the Company through financial instruments put and call options 3. Appoint the Auditing Firm for the years Mgmt No vote 2006- 2011, pursuant to Consob Communication 4. Receive the yearly report on the Mgmt No vote Corporate Governance
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 284 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS 03 A RESOLUTION AMENDING CAMECO S Mgmt For For STOCK OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES Mgmt Abstain THAT ALL SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT Mgmt Abstain PLEASE MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 284 UNASSIGNED CANON INC SECURITY: J05124144 AGENDA NUMBER: 700886469 TICKER: MEETING TYPE: AGM ISIN: JP3242800005 MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Allocation of Income, Including Mgmt For * the Following Dividends: Interim JY 32.5, Final JY 67.5, Special JY 0 2 Amend Articles to: Increase Number of Mgmt Against * Internal Auditors 3.1 Elect Director Mgmt Against * 3.2 Elect Director Mgmt Against * 3.3 Elect Director Mgmt Against * 3.4 Elect Director Mgmt Against * 3.5 Elect Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Elect Director Mgmt Against * 3.7 Elect Director Mgmt Against * 3.8 Elect Director Mgmt Against * 3.9 Elect Director Mgmt Against * 3.10 Elect Director Mgmt Against * 3.11 Elect Director Mgmt Against * 3.12 Elect Director Mgmt Against * 3.13 Elect Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Elect Director Mgmt Against * 3.15 Elect Director Mgmt Against * 3.16 Elect Director Mgmt Against * 3.17 Elect Director Mgmt Against * 3.18 Elect Director Mgmt Against * 3.19 Elect Director Mgmt Against * 3.20 Elect Director Mgmt Against * 3.21 Elect Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.22 Elect Director Mgmt Against * 3.23 Elect Director Mgmt Against * 3.24 Elect Director Mgmt Against * 3.25 Elect Director Mgmt Against * 3.26 Elect Director Mgmt Against * 4.1 Appoint Internal Statutory Auditor Mgmt For * 4.2 Appoint Internal Statutory Auditor Mgmt For * 5 Approve Retirement Bonuses for Directors Mgmt For * and Statutory Auditor
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 284 UNASSIGNED CHI MEI OPTOELECTRONICS CORP SECURITY: Y1371Q104 AGENDA NUMBER: 700876773 TICKER: MEETING TYPE: EGM ISIN: TW0003009007 MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve to issue new shares through Mgmt For * Private Placement 2. Amend the Articles of Incorporation Mgmt Against * PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 284 UNASSIGNED CHUNGHWA TELECOM CO LTD SECURITY: Y1613J108 AGENDA NUMBER: 700910905 TICKER: MEETING TYPE: AGM ISIN: TW0002412004 MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 289844 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1.1 Receive the 2005 business reports Mgmt For * 1.2 Receive the 2005 audited reports Mgmt Against * 1.3 Receive the audit number of the 2004 Mgmt Against * financial statements 1.4 Receive the report on the status of Mgmt For * buyback treasury stock 1.5 Approve to revise the code of conduct Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.6 Approve the Company s issuance of Mgmt For * preferred shares based on Article 12-8 of the Telecommunications Act and Article 6-1 of the Articles of Incorporation of the Company 2.1 Approve the 2005 business reports and Mgmt For * financial statements 2.2 Approve the 2005 profit distribution: Mgmt For * proposed cash dividend: TWD 4.3 per share 3.1 Approve the revision to the rules of Mgmt For * shareholder meeting 3.2 Approve the issuance of new shares from Mgmt For * retained earnings; proposed stock dividend: 20 for 1000 shares held 3.3 Amend the Articles of Incorporation Mgmt Against * 3.4 Approve the revision to the procedures Mgmt Against * of asset acquisition or disposal 3.5 Approve the proposal of the fixed Mgmt For * disbursement of remuneration to the Directors and the Supervisors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Extraordinary motions Other Against * PLEASE NOTE THAT UNDER LATEST Non-Voting No vote AMENDMENT TO ARTICLE 172-1 AND 192- 1 OF THE COMPANY LAW, ANY SHAREHOLDER POSSESSING 1% OR MORE OF TOTAL ISSUED SHARES IS GIVEN THE RIGHTS SUBJECT TO CERTAIN CONDITIONS AND LIMITATIONS: 1) SUBMIT ONE PROPOSAL, CONSTRAINED WITHIN 300 CHINESE CHARACTERS, TO SHAREHOLDERS MEETING FOR THE DISCUSSION AND 2) NOMINNATE TO THE COMPANY CANDIDATES FOR ELECTION OF DIRECTORS AT SHAREHOLDERS MEETING. THANK YOU. PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 284 UNASSIGNED CHUNGHWA TELECOM CO., LTD. SECURITY: 17133Q205 AGENDA NUMBER: 932511125 TICKER: CHT MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A1 THE COMPANY S OPERATION REPORTS Mgmt For For FOR 2005. A2 THE SUPERVISORS AUDIT REPORTS ON Mgmt Against Against THE COMPANY S FINANCIAL STATEMENTS FOR 2005. A3 THE COMPANY S FINANCIAL Mgmt For For STATEMENTS FOR 2004 APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA. A4 THE COMPANY S IMPLEMENTATION OF Mgmt For For ITS SHARE REPURCHASE PROGRAM. A5 THE COMPANY S AMENDMENT TO ITS Mgmt For For CODE OF ETHICS. A6 THE COMPANY S ISSUANCE OF Mgmt For For PREFERRED SHARES BASED ON ARTICLE 12 OF THE TELECOMMUNICATIONS ACT. B1 THE COMPANY S OPERATION REPORTS Mgmt For For AND FINANCIAL STATEMENTS FOR YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B2 THE COMPANY S DISTRIBUTION OF Mgmt For For EARNINGS FOR YEAR 2005. C1 AMENDMENT TO THE ORDINANCE OF Mgmt For For THE COMPANY S ANNUAL GENERAL MEETING. C2 PROPOSAL TO INCREASE THE COMPANY Mgmt For For S CAPITAL THROUGH EARNINGS. C3 AMENDMENT TO THE COMPANY S Mgmt Against Against ARTICLES OF INCORPORATION. C4 AMENDMENT TO THE COMPANY S Mgmt Against Against PROCEDURES FOR ACQUISITIONS OR DISPOSITION OF ASSETS. C5 PROPOSAL TO DISBURSE Mgmt For For REMUNERATIONS TO THE COMPANY S DIRECTORS AND SUPERVISORS. D EXTRAORDINARY MOTIONS. Mgmt Against Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 284 UNASSIGNED CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, CHARENTON LE PONT SECURITY: F31668100 AGENDA NUMBER: 700924257 TICKER: MEETING TYPE: OGM ISIN: FR0000121667 MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. ALSO BE ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 1. Receive the reports of the Board of Mgmt No vote Directors, its Chairman and the Auditors reports and approve the parent Company s financial statements and the balance sheet for the YE 31 DEC 2005, as presented and showing income of EUR 163,518,949.28 2. Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY, in the form presented to the meeting and showing an income of EUR 289,064,000.00 which net Group part amounts to EUR 287,134,000.00 3. Approve to appropriate the income for Mgmt No vote the FY as follows: net income for the FY: EUR 163,518,949.28, prior retained earnings: EUR 3,751,834.25, allocation to the legal reserve: EUR 0.00, total to be allocated: EUR 167,270,783.53 dividends: statutory dividend: EUR 2,139,535.27, complementary dividend: EUR 93,630,138.81, total dividend: EUR 95,769,674.08, allocation to the other reserves: EUR 67,000,000.00, retained earnings: EUR 4,501,109.45; the shareholders will receive a net dividend of EUR 0.94 per share, and will entitle to the 40% allowance provided by the French Tax Code, payable on 16 MAY 2006; in the event that the Company holds some of its own
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account, as required by law 4. Approve the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code, said report and the agreements referred to therein 5. Appoint Mr. Juan Boix as a Director Mgmt No vote 6. Re-appint Mr. Michel Besson as a Mgmt No vote Director for a 3-year period 7. Re-appoint Mr. Jean Burelle as a Mgmt No vote Director for a 3-year period 8. Re-appoint Mr. Philippe Germond as a Mgmt No vote Director for a 3-year period 9. Re-appoint Mr. Olivier Pecoux as a Mgmt No vote Director for a 3-year period 10. Acknowledge the resignation of Mr. Jean- Mgmt No vote Pierre Martin and appoint in replacement, Mr. Alain Thomas as a Director for a 2 year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11. Acknowledge the resignation of Mr. Louis Mgmt No vote Lesperance and appoint in replacement, Mr. Serge Zins as a Director for a 1 year period 12. Acknowledge the resignation of Mr. Mgmt No vote Gerard Dantheny and appoint in replacement, Mr. Etienne Boris as a Deputy Auditor for a 1 year period 13. Approve the total annual fees of EUR Mgmt No vote 300,000.00 to the Board of Directors 14. Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 105.00, minimum sale price: EUR 30.00, maximum number of shares to be acquired: 10% of the share capital; Authority expires at the end of 18-month period; and to take all necessary measures and accomplish all necessary formalities 15. Approve that the authority granted by Mgmt No vote Resolution 14 can be used by the Board of Directors, in one or several times, including in period of public offering aiming at shares of the Company, in application of the provisions of Article 232-17, Paragraph 2 of the General Regulations of the French Financial Markets Authority; Authority expires at the end of 18 months period 16. Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 284 UNASSIGNED CNP ASSURANCES, PARIS SECURITY: F1876N318 AGENDA NUMBER: 700959464 TICKER: MEETING TYPE: EGM ISIN: FR0000120222 MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU. O.1 Receive the report of the Executive Mgmt No vote Committee, the observations of the Supervisory Board, the report of the Chairman of the Supervisory Board on the organization of the Supervisory Board and internal audit procedures, the balance sheet, the annual and the consolidated accounts, the general report and the special report of the Statutory Auditors; and approves the Company s financial statements and the balance sheet for the YE 2005, as presented, showing a profit of: EUR 605,145,997.80 and the transfer of the amount of EUR 1,616,647.00 from the optional reserves to the reserve of the guarantee fund constituted within the framework of the Law of 25 JUN 1999 O.2 Receive the reports of the Executive Mgmt No vote Committee, the Supervisory Board and the Statutory Auditors and approve the consolidated financial statements for the said FY, showing a net profit Group share of EUR 952,300,000.00 O.3 Approve the earnings for the FY: EUR Mgmt No vote 605,145,997.80 retained earnings: EUR 426,394.30 distributable result: EUR 605,572,392.10 and the recommendations of the Executive Committee and resolves that the income for the FY be appropriated as follows: to the optional reserves: EUR 340,778,000.00 and resolves to withdraw as a dividend the amount of: EUR 264,793,426.82 and to post the balance to the retained earnings: EUR 965.28 the global amount of the distributable dividend will be reduced by the amount corresponding to the shares held by the Company, this amount will be allocated to the retained earnings; the shareholders will
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- receive a net dividend of EUR 1.91 per share, and will entitle to the 40% allowance provided by the French Tax Code, this dividend will be paid on 01 JUN 2006 O.4 Approve the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-88 of the French Commercial Code and the said report and the agreements referred to therein O.5 Ratify the co-optation of Mr. Andre Mgmt No vote Laurent Michelson as a Member of the Supervisory Board until the shareholders meeting called to approve the financial statements for the FYE in 31 DEC 2005 O.6 Approve to renew the appointment of Mr. Mgmt No vote Andre Laurent Michelson as the Member of the Supervisory Board for a 5-year period O.7 Approve to award total annual fees of Mgmt No vote EUR 550,000.00 to the Supervisory Board O.8 Authorize the Executive Committee, the Mgmt No vote authorization granted by the shareholders meeting of 07 JUN 2005 in its Resolution 7, to trade in the Company s shares on the stock market, subject to the conditions described as follows: maximum purchase price: EUR 130.00, maximum funds invested in the share buybacks: EUR 1,802,258,926.00; Authority expires at the end of 18-month period; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.9 Approve to bring the Articles of the Mgmt No vote Bylaws into conformity with the provisions of the Act No.2005-842 of 26 JUL 2005 and amend the following Articles of the Bylaws: Article 26: Board meetings, quorum and majority; Article 30: agreements concluded between the Company and one the Members of the Supervisory Board or the Executive Committee submitted to an authorization E.10 Approve to bring the Articles of the Mgmt No vote Bylaws into conformity with the provisions of the Article 136 of the Decree No.67-236 of 23 MAR 1967 and with the Act No.2005-842 of 26 JUL 2005 and amend the Article 34 of the Bylaws: meetings E.11 Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 284 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932377965 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I THE PROPOSAL TO AMEND THE Mgmt For For COMPANY S BY-LAWS. II THE REPLACEMENT OF A MEMBER OF A Mgmt For For FISCAL COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 284 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932458551 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I TO APPROVE THE TERMS, CONDITIONS Mgmt For For AND REASONS (THE PROTOCOLO E JUSTIFICACAO) FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, PURSUANT TO ARTICLE 252 OF THE BRAZILIAN CORPORATE LAW. II TO RATIFY THE APPOINTMENT OF THE Mgmt For For EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For PREPARED BY THE EXPERTS. IV TO APPROVE THE MERGER OF ALL OF Mgmt For For THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- V TO APPROVE CVRD CAPITAL INCREASE Mgmt For For WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY S ASSETS, AND THE CONSEQUENT CHANGE OF THE CAPUT OF ARTICLE 5 OF THE CVRD S BY-LAWS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 284 UNASSIGNED COMPANHIA VALE DO RIO DOCE SECURITY: 204412209 AGENDA NUMBER: 932500956 TICKER: RIO MEETING TYPE: Special ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPRECIATION OF THE MANAGEMENTS Mgmt For For REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 O2 PROPOSAL FOR THE DESTINATION OF Mgmt For For PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT O3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For FISCAL COUNCIL O4 ESTABLISHMENT OF THE Mgmt For For REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS E1 PROPOSAL FOR A FORWARD SPLIT, ALL Mgmt For For AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16; C) ADD ITEM IV TO ARTICLE 21; AND D) ALTERATION OF THE HEADING OF ARTICLE 25, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E3 CONSOLIDATION OF THE AMENDMENTS Mgmt For For TO CVRD S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 284 UNASSIGNED CREDIT AGRICOLE SA, PARIS SECURITY: F22797108 AGENDA NUMBER: 700910462 TICKER: MEETING TYPE: MIX ISIN: FR0000045072 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 287415 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non- Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 O.1 Receive the management report of the Mgmt No vote Board of Directors and the Auditors general report, and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005; approve the charges and expenses that were not tax-deductible of EUR 44,109.00 with a corresponding tax of EUR 15,408.74 O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Acknowledge that: the net income for the Mgmt No vote FY is of EUR 2,450,087,502.11, the prior retained earnings is of EUR 232,213,796.33 i.e. a total of EUR 2,682,301,298.44; approve that this distributable income be appropriated as follows: to the legal reserve, 5% of the net income, i.e. EUR 122,504,375.11, to the total dividend: EUR 1,407,482,962.94, to the retained earnings: EUR 1,152,313,960.39; the shareholders will receive a net dividend of EUR 0.94 per share, and will entitle to the 40% allowance provided by the French tax code; this dividend will be paid on 29 MAY 2006; in the event that the Company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L. 225-38 et seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Ratify the co-optation of Mr. Jean-Roger Mgmt No vote Drouet as a Director, to replace Mr. Jean- Claude Pichon, for the remainder of Mr. Jean- Claude Pichon s term of office, i.e. until the shareholders meeting called to approve the financial statements for the FYE 31 DEC 2007 O.6 Acknowledge Mr. Pierre Kerfriden s Mgmt No vote resignation and appoint Mr. Bruno De Laage as a Director, for the remainder of Mr. Pierre Kerfriden s term of office, i.e. until the shareholders meeting called to approve the financial statements for the FYE 31 DEC 2006 O.7 Approve to renew the appointment of Mr. Mgmt No vote Noel Dupuy as a Director for a 3-year period O.8 Approve to renew the appointment of Mrs. Mgmt No vote Carole Giraud as a Director for a 3-year period O.9 Approve to renew the appointment of Mr. Mgmt No vote Roger Gobin as a Director for a 3 year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.10 Approve to renew the appointment of Mr. Mgmt No vote Bernard Mary as a Director for a 3-year period O.11 Approve to renew the appointment of Mr. Mgmt No vote Jean-Pierre Pargade as a Director for a 3- year period O.12 Approve to renew the appointment of the Mgmt No vote Company Sas Rue La Boetie as a Director for a 3-year period O.13 Acknowledge that the term of office, as Mgmt No vote the Statutory Auditor, of the Company, Barbier, Frinault Et Autres is over at the end of the present meeting and approve to renew the appointment of Barbier, Frinault Et Autres as the Statutory Auditor for a 6-year period O.14 Acknowledge that the term of office of Mgmt No vote the Company PricewaterhouseCoopers Audit, as the Statutory Auditor, is over at the end of the present meeting and approve to renew the appointment of PricewaterhouseCoopers Audit as the Statutory Auditor for a 6-year period O.15 Acknowledge that the term of office, as Mgmt No vote the Deputy Auditor, of Mr. Pierre Coll is over at the end of the present meeting and approve to renew the appointment of Mr. Pierre Coll as the Deputy Auditor of the Company PricewaterhouseCoopers Audit for a 6-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.16 Acknowledge that the term of office of Mgmt No vote Mr. Alain Grosman, as the Deputy Auditor, is over at the end of the present meeting and appoint as the Deputy Auditor of the Company Barbier, Frinault Et Autres, the Company Picarle Et Associes for a 6-year period O.17 Approve to award total annual fees of Mgmt No vote EUR 850,000.00 to the Directors O.18 Authorize the Board of Directors, in Mgmt No vote supersession to the authorization granted by the ordinary shareholders meeting of 18 MAY 2005, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 45.00; maximum number of shares to be acquired: 10% of the share capital, or 5% of its capital when the share are acquired by the Company with a view to their retention or their subsequent delivery in payment or exchange as part of a merger, divestment or capital contribution; maximum funds invested in the share buybacks: EUR 3,000,000,000.00; Authority expires the earlier of the renewal by another ordinary shareholders meeting or 18 months; to take all necessary measures and accomplish all necessary formalities E.19 Authorize the Board of Directors, in Mgmt No vote supersession of the unused part of the authorization granted by the shareholders meeting of 18 MAY 2005, the necessary powers to increase the capital, on one or more occasions, in France or abroad, by a maximum nominal amount of EUR 4,000,000,000.00, by issuance, with preferred subscription rights maintained, of ordinary shares of the Company and, or of any other securities giving right by all means to the share capital; the maximum nominal amount of debt securities which may be issued shall not exceed EUR 5,000,000,000.00; Authority expires at the end of 26 months; to take all necessary measures and accomplish all
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- necessary formalities, to charges the issuance costs, rights and fees against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to one-tenth of the new capital after each increase E.20 Authorize the Board of Directors, in Mgmt No vote supersession of the unused part of the authorization granted on 18 MAY 2005, to increase the capital, in one or more occasions, in France or abroad, by a maximum nominal amount of EUR 900,000,000.00, by issuance, with out pre-emptive subscription rights, of ordinary shares of the Company and/or of any other securities giving access by all means to the share capital, the maximum nominal amount of debt securities which may be issued shall not exceed EUR 5,000,000,000.00; the whole with in the limit of the fraction unused of the ceilings set forth in Resolution E.19 being specified that any issue carried out as per the present resolution shall count against the or the said corresponding ceiling ceilings; Authority expires at the end of 26 months; to take all necessary measures and accomplish all necessary formalities; to charge the issuance costs, rights and fees against the related and fees against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to 1/10 of the new capital after each increase E.21 Authorize the Board of Directors to Mgmt No vote increase the number of securities to be issued in the event of a capital increase, for each of the issues with or without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the conclusion of 26 months; the maximum amount of the capital increases realized
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- accordingly to the present delegation, shall count against the limit of the overall ceilings of capital increase set forth in Resolutions E.19 and E.20 E.22 Authorize the Board of Directors to Mgmt No vote increase the share capital up to 10% of the share capital, in consideration for the contributions in kind granted to the Company and comprised of capital securities or securities giving access to share capital; Authority expires at the conclusion of 26 months; and to take all necessary measures and accomplish all necessary formalities; the maximum amount of the capital increases realized accordingly to the present delegation, shall count against the limit of the overall ceilings set forth in Resolution E.20 E.23 Authorize the Board of Directors within Mgmt No vote the limit of 5% of the Company s share capital per year, to set the issue price of the ordinary shares or securities to be issued, in accordance with the terms and conditions determined by the shareholder s meeting E.24 Authorize the Board of Directors, in Mgmt No vote supersession of the unused fraction of the authorization granted by the combined shareholders meeting of 18 MAY 2005, to increase the share capital, in one or more occasions, to a maximum nominal amount of EUR 3,000,000,000.00, by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the By-Laws, by issuing bonus shares or raising the par value of existing shares, or by a combination of these methods; this amount is independent from the overall ceiling fixed in Resolutions E.19 and
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.20 of the present meeting; Authority expires at the conclusion of 26 months; and to take all necessary measures and accomplish all necessary formalities E.25 Authorize the Board of Directors, in Mgmt No vote supersession to the authorization granted by Resolution 21 of the combined shareholders meeting of 21 MAY 2003, to grant in one or more transactions, to employees and corporate officers of the Company and of related Companies, options giving the right either to subscribe for shares, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 2% of the share capital; Authority expires at the conclusion of 38 months; and to take all necessary measures and accomplish all necessary formalities E.26 Authorize the Board of Directors, in Mgmt No vote supersession to the authorization granted by Resolution 20 of the shareholders meeting of 18 MAY 2005, to increase the share capital, on one or more occasions, at its sole discretion, by way of issuing shares in favor of employees of the Group Credit Agricole who are members of a Company Savings Plan; Authority expires at the conclusion of 26 months; for an amount that shall not exceed EUR 150,000,000.00; this amount shall not count against the amount of capital increases resulting from the previous resolutions; and to take all necessary measures and accomplish all necessary formalities E.27 Authorize the Board of Directors to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing new shares in favor of the Company Credit Agricole International employees; Authority is given for a period expiring on the day of shareholder s meeting; approve the 2006 financial statements and for
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- an amount that shall not exceed EUR 40,000,000.00; to take all necessary measures and accomplish all necessary formalities E.28 Authorize the Board of Directors to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing shares to be paid in cash in favor of employees of the Group Credit Agricole, who are members of the Company Savings Plan in the United States; Authority expires at the conclusion of 18 months; and for an amount that shall not exceed EUR 40,000,000.00; to take all necessary measures and accomplish all necessary formalities E.29 Authorize the Board of Directors, in Mgmt No vote supersession to the authorization granted by the shareholder s meeting of 18 MAY 2005, to reduce the share capital, on one or more occasions, at its sole discretion, by canceling all or part of the shares held by the Company in connection with the Stock Repurchase Plan decided in Resolution O.18 or future authorizations, up to a maximum of 10% of the share capital over a 24 months period; Authority expires at the conclusion of 24 months; to take all necessary measures and accomplish all necessary formalities E.30 Amend the quorum required for the Mgmt No vote validity of the ordinary and the extraordinary shareholders meetings, in order to bring it into conformity with the current legal and regulatory requirements and the Articles of the By Laws: 26 ordinary shareholder s meeting, 27 extraordinary shareholders meeting
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.31 Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 284 UNASSIGNED CREDIT SUISSE GROUP, ZUERICH SECURITY: H3698D419 AGENDA NUMBER: 700863930 TICKER: MEETING TYPE: AGM ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, Registration No vote YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS PLEASE NOTE THAT THIS IS AN OGM. Non-Voting No vote THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 284 UNASSIGNED CREDIT SUISSE GROUP, ZUERICH SECURITY: H3698D419 AGENDA NUMBER: 700930503 TICKER: MEETING TYPE: AGM ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 301805 DUE TO ADDITIONAL OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT THIS IS THE PART II Non-Voting No vote OF THE MEETING NOTICE SENT UNDER MEETING 285614 INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS 1. Receive and approve the annual report, Mgmt No vote the parent Company s 2005 financial statements and the Group s 2005 consolidated financial statements
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Grant discharge to the acts of the Mgmt No vote Members of the Board of Directors and the Executive Board 3.A Approve to reduce the share capital by Mgmt No vote CHF 17,000,000 from CHF 623,876,083 to CHF 606,876,083 by canceling 34,000,000 shares with a par value of CHF 0.50 each, which were repurchased in the period from 09 MAY 2005 to 16 MAR 2006 pursuant to the share repurchase program approved by the general meeting of shareholders of 29 APR 2005; acknowledge that, according to the special report of the Auditors KPMG Klynveld Peat Marwick Goerdeler SA, Obligees claims are fully covered even after the share capital reduction as required by Article 732 Paragraph 2 Co, amend Article 3 Paragraph 1 of the Articles of Association, that as of the date of the entry of the capital reduction in the commercial register, pursuant to section 3.C below 3.B Approve the cancellation as part of a Mgmt No vote Share Repurchase Program by the general meeting of shareholders of 29 APR 2005, 34,000,000 shares were repurchased via a 2nd trading line on the stock exchange between 09 MAY 2005 and 16 MAR 2006; the total purchase price was CHF 1,941,055,049, corresponding to an average purchase price per share of CHF 57.09 rounded; the cancellation of shares repurchased by 16 MAR 2006 and amend the Articles of Association 3.C Amend Article 3 Paragraph 1 to the Mgmt No vote Articles of Association, new version the fully paid-in share capital amounts to CHF 606,876,083 and it is divided into 1, 213,752,166 fully paid- in registered shares with a par value of CHF 0.50 each
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Approve the allocation of income and Mgmt No vote dividends of CHF 2 per share 5.1.A Re-elect Mr. Walter Kielholz and Mr. Mgmt No vote Hans- Ulrich Doerig as the Directors 5.1.B Elect Mr. Richard Thornburgh as a Mgmt No vote Director 5.2 Ratify KPMG Klynveld Peat Marwick Mgmt No vote Geordeler SA as the Auditors 5.3 Ratify BDO Visura as the Special Mgmt No vote Auditors 6. Approve CHF 3.4 million reduction in Mgmt No vote pool of capital reserved for Donaldson Lufkin Jenrette Employee Options
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 284 UNASSIGNED DAIICHI SANKYO COMPANY,LIMITED SECURITY: J11257102 AGENDA NUMBER: 700947267 TICKER: MEETING TYPE: AGM ISIN: JP3475350009 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 25 2. Approve Reduction of Legal Reserve Mgmt For * 3. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications 4.1 Elect a Director Mgmt For * 4.2 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Elect a Director Mgmt For * 4.4 Elect a Director Mgmt For * 4.5 Elect a Director Mgmt For * 4.6 Elect a Director Mgmt For * 4.7 Elect a Director Mgmt For * 4.8 Elect a Director Mgmt For * 4.9 Elect a Director Mgmt For * 4.10 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.1 Appoint a Corporate Auditor Mgmt For * 5.2 Appoint a Corporate Auditor Mgmt For * 5.3 Appoint a Corporate Auditor Mgmt For * 5.4 Appoint a Corporate Auditor Mgmt For * 6. Appoint a Substitute Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 284 UNASSIGNED DENSO CORP SECURITY: J12075107 AGENDA NUMBER: 701002898 TICKER: MEETING TYPE: AGM ISIN: JP3551500006 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Purchase of Own Shares Mgmt For * 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 5 Authorize Use of Stock Options Other For * 6 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 284 UNASSIGNED E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF SECURITY: D24909109 AGENDA NUMBER: 700895797 TICKER: MEETING TYPE: AGM ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the adopted financial Non-Voting No vote statements for the 2005 financial year along with the Combined Review of Operations for E.ON AG and the E.ON Group andm Bericht des Aufsichtsrats sowie Vorlage des gebilligten Konzernabschlusses ed Consolidated Financial Statements 2. Verwendung des Bilanzgewinns aus dem Mgmt For * Geschaeftsjahr 2005 on of the distributable profit of EUR 4,614,074,864 as follows: payment of a dividend of EUR 2.75 plus a bonus of EUR 4.25 per entitled share ex-dividend and payable date: 05 MAY 2006 3. Discharge of the Board of Management for Mgmt For * the 2005 FY 4. Discharge of the Supervisory Board for Mgmt For * the 2005 FY 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien up to 10% of its share capital, on or before 04 NOV 2007 and the shares may be acquired through the stock exchange at a price neither more than 10% above nor more than 20% below the market price of the shares, by way of a public repurchase offer to all shareholders or by means of a public offer for the exchange of liquid shares which are admitted to trading on an organized market at a price not differing more than 20% from the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- market price of the shares and by using derivatives in the form of call or put options if the exercise price is neither more than 10% above nor more than 20% below the market price of the shares; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or for satisfying existing convertible or option rights, to offer the shares to executives and employees of the Company and its affiliates and to retire the shares 6. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Zwoelfte Verwaltungs GmbH 1 DEC 2011 7. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Dreizehnte Verwaltungs GmbH 31 DEC 2011 8. Change of the Articles of Association Mgmt For * regarding the shareholders right to speaaufgrund der Einfuegung von Paragraph 131 Abs. 2 Satz 2 AktG durch das Gesetz German Stock Corporation Act AKTG through the Law on Corporate Integrity and Modernization of the Right of Avoidane UMAG 9. Elect the Auditors for the 2006 FY: Mgmt For * PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 284 UNASSIGNED EISAI CO.,LTD. SECURITY: J12852117 AGENDA NUMBER: 700947368 TICKER: MEETING TYPE: AGM ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For * 2.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 284 UNASSIGNED ELECTRICITE DE FRANCE EDF SECURITY: F2940H113 AGENDA NUMBER: 700859133 TICKER: MEETING TYPE: MIX ISIN: FR0010242511 MEETING DATE: 14-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Registered Shares: 1 to 5 days prior to Non-Voting No vote the meeting date, depends on company s by-Laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the resignation of Mr. Pierre Mgmt No vote Gadonneix as Administrator and appoint Mr. Pierre Gadonneix as a Administrator until 22 NOV 2009 2. Approve the resignation of Mr. Frank E. Mgmt No vote Dangeard as Administrator and appoint Mr. Frank E. Dangeard as a Administrator until 22 NOV 2009 3. Approve the resignation of Mr. Daniel Mgmt No vote Foundoulis as Administrator and appoint Mr. Daniel Foundoulis as a Administrator until 22 NOV 2009 4. Approve the resignation of Mr. Claude Mgmt No vote Moreau as Administrator and appoint Mr. Claude Moreau as a Administrator until 22 NOV 2009 5. Approve the resignation of Mr. Henri Mgmt No vote Proglio as Administrator and appoint Mr. Henri Proglio as a Administrator until 22 NOV 2009 6. Approve the resignation of Mr. Louis Mgmt No vote Schweitzer as Administrator and appoint Mr. Louis Schweitzer as a Administrator until 22 NOV 2009 7. Amend the Articles 3, 6, 9, 10, 13, 14, Mgmt No vote 15, 18, 20, 21 and cancel the Article 29 of the By-Laws
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of the present to accomplish all deposits and publications prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 284 UNASSIGNED EMI GROUP PLC SECURITY: G3035P100 AGENDA NUMBER: 700756262 TICKER: MEETING TYPE: AGM ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors report and the Mgmt For * financial statements 2. Declare a final dividend of 6 pence per Mgmt For * ordinary share 3. Approve the Directors remuneration Mgmt For * report 4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For * 5. Re-elect Mr. P.A. Georgescu as a Mgmt For * Director 6. Elect Mr. M.D. Stewart as a Director Mgmt For * 7. Re-appoint Ernst & Young LLP as the Mgmt For * Auditor
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors to determine the Mgmt For * remuneration of the Auditor 9. Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 42,397,582 S.10 Grant authority to issue equity or Mgmt For * equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 5,527,928 S.11 Grant authority for market purchase of Mgmt For * 78,970,403 ordinary shares S.12 Approve new Articles of Association Mgmt For * 13. Authorize the Scrip Dividend Scheme Mgmt For * 14. Authorize EMI Group PLC to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 15. Authorize EMI Music Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Authorize EMI Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 17. Authorize EMI Music Publishing Ltd to Mgmt For * make EU political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000 18. Authorize Virgin Records Ltd to make EU Mgmt For * political donations up to GBP 50,000 and to incur EU political expenditure up to GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 284 UNASSIGNED ESPRIT HOLDINGS LTD SECURITY: G3122U129 AGENDA NUMBER: 700822794 TICKER: MEETING TYPE: AGM ISIN: BMG3122U1291 MEETING DATE: 02-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the audited Mgmt For * consolidated financial statements and the reports of the Directors and the Auditors of the Group for the YE 30 JUN 2005 2. Approve a final dividend of 66 Hong Kong Mgmt For * cents for the YE 30 JUN 2005 3. Approve a special dividend of 84 Hong Mgmt For * Kong cents for the YE 30 JUN 2005 4.I Re-elect Mr. Michael Ying Lee Yuen as a Mgmt Against * Director and authorize the Directors to fix their remuneration 4.II Re-elect Mr. Thomas Johannes Grote as a Mgmt Against * Director and authorize the Directors to fix their remuneration 4.III Re-elect Mr. Raymond Or Ching Fai as a Mgmt For * Director and authorize the Directors to fix their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint PricewaterhouseCoopers as the Mgmt For * Auditors and authorize the Directors of the Company to fix their remuneration 6. Authorize the Directors to purchase Mgmt For * shares in the capital of the Company during the relevant period, subject to and in accordance with all applicable laws and regulations, not exceeding 10% of the total nominal amount of the share capital of the Company, and the total number of any securities which carry a right to subscribe for or purchase shares; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is required by the Bye-Laws of the Company or any applicable laws to be held 7. Authorize the Directors of the Company Mgmt For * to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements and options during and after the relevant period, not exceeding 20% of the nominal amount of the share capital of the Company in issue on the date of passing of this resolution provided that the aggregate nominal amount of the shares of any class so allotted or so agreed conditionally or unconditionally to be allotted pursuant to this resolution solely fore cash and unrelated to any asset acquisition shall not exceed 5% of the aggregate nominal amount of the shares of that class in issue at the date of passing this resolution or otherwise that pursuant to: i) a rights issue; or ii) any option scheme or similar arrangement of the Company for the granting or issuance of shares or rights to acquire shares; or iii) the exercise of any share option scheme or similar arrangement; or iv) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Bye-Laws of the Company; Authority expires at the conclusion of the next AGM of the Company or the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- expiration of the period within which the next AGM of the Company is required to be held by the Bye-Laws of the Company or any applicable laws to be held 8. Approve, subject to the passing of Mgmt For * Resolutions 6 and 7, to extend the general mandate granted to the Directors to allot, issue and deal with the shares pursuant to Resolution 7, by an amount representing the aggregate nominal amount of the share capital repurchased pursuant to Resolution 6, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company in issue on the date of passing this resolution 9. Approve that, subject to and conditional Mgmt For * upon the Listing Committee of the Stock Exchange of Hong Kong Limited to refresh the existing limit under the Share Option Scheme adopted on 26 NOV 2001, provided that the aggregate nominal amount of share capital of the Company to be allotted and issued pursuant to the exercise of options under the Scheme does not exceed 5% of the aggregate nominal amount of share capital in issue and authorize the Directors of the Company, subject to and in accordance with all applicable laws and regulations, to grant options under the existing share option scheme to this limit and allot, issue and deal with shares of the Company S.10 Amend the Bye-Laws 66, 86(2), 87 and 104 Mgmt For * (2) of the Company as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 284 UNASSIGNED FAST RETAILING CO LTD SECURITY: J1346E100 AGENDA NUMBER: 700801372 TICKER: MEETING TYPE: EGM ISIN: JP3802300008 MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Adoption of Holding Company Mgmt For * Structure and Transfer of Company s Uniqlo Business Operations to Wholly-Owned Subsidiary Sunroad Co. 2 Amend Articles to: Expand Business Lines Mgmt For * - Abolish Retirement Bonus System 3.1 Elect Director Mgmt For * 3.2 Elect Director Mgmt For * 3.3 Elect Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 284 UNASSIGNED FAST RETAILING CO LTD SECURITY: J1346E100 AGENDA NUMBER: 700834282 TICKER: MEETING TYPE: AGM ISIN: JP3802300008 MEETING DATE: 24-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Allocation of Income, Including Mgmt For * the Following Dividends: Interim JY 65, Final JY 65, Special JY 0 2 Amend Articles to: Allow Company to Mgmt For * Limit Legal Liability of Independent Statutory Auditors by Contract - Authorize Public Announcements in Electronic Format 3.1 Elect Director Mgmt Against * 3.2 Elect Director Mgmt Against * 3.3 Elect Director Mgmt Against * 3.4 Elect Director Mgmt Against * 3.5 Elect Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 284 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700812399 TICKER: MEETING TYPE: EGM ISIN: GRS419003009 MEETING DATE: 25-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote 31, 49, 52, 53, 54, 55 and 56 of Company s Statute 2. Elect the Board of Director s Members Mgmt No vote according to Paragraphs 2, 3 and 4 of the Articles 14 of the law 3336/2005 3. Elect the Independent Non-Executive Mgmt No vote Members of the Board of Director according to the law 3016/2002 4. Amend the Company s collaboration Mgmt No vote contract of the Company s Managing Director 5. Approve to modify the Company s Mgmt No vote sponsorship programme for the FY 2005 and initial approval of the same for the FYE 2006 6. Miscellaneous announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 284 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700826893 TICKER: MEETING TYPE: EGM ISIN: GRS419003009 MEETING DATE: 14-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote 31, 49, 52, 53, 54, 55 and 56 of Company s Statute as specified 2. Elect the Board of Director s Members Mgmt No vote according to Paragraphs 2, 3 and 4 of the Articles 14 of the Law 3336/2005 3. Elect the Independent Non-Executive Mgmt No vote Members of the Board of Director according to the Law 3016/2002 4. Amend the Company s Collaboration Mgmt No vote Contract of the Company s Managing Director 5. Approve to modify the Company s Mgmt No vote sponsorship programme for the FY 2005 and initial approval of the same for the FYE 2006 6. Miscellaneous announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 284 UNASSIGNED GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP SECURITY: X5967A101 AGENDA NUMBER: 700959351 TICKER: MEETING TYPE: OGM ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt No vote FY 2005, the reports of the Board of Directors and the Auditors 2. Approve the profit appropriation Mgmt No vote 3. Approve the exemption of the Board of Mgmt No vote Directors Members and the Auditors from any liability for indemnity for the FY 2005 4. Elect the Certified Auditors, 2 Regular Mgmt No vote and 2 Substitute for FY 2006 and approve their fees 5. Approve the Board of Director s Chairman Mgmt No vote and the Managing Directors monthly remuneration, productivity bonus and representation expenses, and the Board of Directors Members and the Secretary s remuneration for FY 2006 6. Approve the participation of the Members Mgmt No vote of the Board of Directors in Committees and their fees for the 7th FY 01 JAN 2006 to 31 DEC 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote 53 of the Company s Articles of Association as specified 8. Various announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 284 UNASSIGNED GRUPO TELEVISA SA SECURITY: P4987V137 AGENDA NUMBER: 700930604 TICKER: MEETING TYPE: OGM ISIN: MXP4987V1378 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX Non-Voting No vote MEETING. THANK YOU. O.1 Receive the report of the Board of Mgmt For * Directors regarding the progress of the Company in the FYE 31 DEC 2005, in accordance with the terms of the main part of the Article 172 of the General Mercantile Companies Law, including the financial statements for 31 DEC 2005 and the report of the Commissioners and the resolutions in this regard O.2 Receive the report of the Audit Mgmt For * Committee in accordance with the terms of Article 14(A)(3)(IV)(C) of the Securities Market Law and the resolutions in this regard O.3 Approve the allocation of the results of Mgmt For * the FYE 31 DEC 2005 O4.1 Approve the amount that can be allocated Mgmt For * for the purchase of own shares in accordance with the terms of the Article 14(A)(3)(I) of the Securities Market Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O4.2 Receive the report regarding the Mgmt For * policies and decisions made by the Board of Directors and the Company, in relation to the purchase and share of those shares O.5 Appoint and ratify, if relevant, the Mgmt For * people who will form the Board of Directors, of the Secretary and of the Vice Secretaries as well as of the Officers and of the Commissioners O.6 Appoint and ratify, if relevant, the Mgmt For * people who will form the Executive Committee O.7 Appoint and ratify, if relevant, the Mgmt For * people who will form the Audit Committee O.8 Approve the remuneration of the Members Mgmt Against * of the Board of Directors, the Executive Committee and the Audit Committee as well as of the Commissioners and the Secretary and the Vice Secretaries O.9 Appoint the delegates to carry out and Mgmt For * formalize the resolutions passed by the meeting E.1 Approve the cancellation of shares and Mgmt For * the consequent reduction of Capital and amend the Article 6 of the Corporate Bylaws
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.2 Appoint the delegates to carry out and Mgmt For * formalize the resolutions passed by the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 284 UNASSIGNED GRUPO TELEVISA SA SECURITY: P4987V137 AGENDA NUMBER: 700944184 TICKER: MEETING TYPE: EGM ISIN: MXP4987V1378 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A SGM. Non-Voting No vote THANK YOU. 1. Appoint the Members of the Board of Mgmt No vote Directors, in accordance with the terms of Articles 26, 27 and other applicable Articles of the Corporate Bylaws 2. Appoint the Delegates to carry out and Mgmt No vote formalize the resolutions passed by this meeting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 284 UNASSIGNED HONG KONG EXCHANGES AND CLEARING LTD SECURITY: Y3506N105 AGENDA NUMBER: 700933749 TICKER: MEETING TYPE: AGM ISIN: HK0388009489 MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 297857 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Receive and approve the audited accounts Mgmt For * for the YE 31 DEC 2005 together with the reports of the Directors and Auditors thereon 2. Declare a final dividend Mgmt For * 3.I Elect Mr. Dannis J H Lee as Director Mgmt For * 3.II Elect Mr. David M Webb as Director Mgmt For * 3.III Elect Mr. Gilbert K T Chu as Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.IV Elect Mr. Lawrence Y L Ho as Director Mgmt For * 3.V Elect Dr. Christine K W Loh as Director Mgmt For * 4. Re-appoint PricewaterhouseCoopers as the Mgmt For * Auditors of HKEx and to authorize the Directors to fix their remuneration 5. Authorize the Directors of the HKEx, to Mgmt For * repurchase shares of the Company during the relevant period, on the Stock Exchange of Hong Kong Limited or any other stock exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission and the stock exchange for this purpose, subject to and in accordance with all applicable Laws and/or requirements of the Rules Governing the Listing of Securities on the stock exchange of Hong Kong Limited or of any stock exchange as amended from time to time, the aggregate nominal amount of shares which HKEx is authorized to purchase not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the AGM of the HKEx or the expiration of the period within which the next AGM of the Company is to be held By-law or passing of an ordinary Resolution by shareholders of HKEx in general meeting or varying the authority given to the Directors of HKEx by this Resolution 6. Approve that until the shareholders of Mgmt For * HKEx in general meeting otherwise determines, a remuneration of HKD 240,000 be paid to each of the Non-Executive Directors of HKEx in office time to time at the conclusion of the each AGM of HKEx to the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AGM of HKEx to be held in the immediately following year, provided that such remuneration be paid in proportion to the period of service in the case if a Director who has not served the entire period
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 284 UNASSIGNED IBERIA LINEAS AEREAS DE ESPANA SA SECURITY: E6167M102 AGENDA NUMBER: 700956913 TICKER: MEETING TYPE: OGM ISIN: ES0147200036 MEETING DATE: 29-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1. Approve the annual accounts and the Mgmt For * Management report of Iberia, Lineas Aereas De Espana, Sociedad Anonima, and its consolidated Group, as well as the application of profits and the Management of the Board of Directors, all of the foregoing with reference to the year 2005 2. Re-elect the Directors Mgmt For * 3. Re-elect the Auditors of the Company and Mgmt For * its consolidated Group for the year 2006 4. Amend Articles 31 and 47 of the Articles Mgmt For * of Association, as specified 5. Amend Article 10 of the General Meeting Mgmt For * Regulations
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the Directors remuneration Mgmt For * 7. Authorize the Board of Directors to Mgmt For * carry out the derivative acquisition of Iberia Lineas Aereas De Espana, Sociedad Anonima shares, either directly or via subsidiary; Authority expires after 18 months, rendering void the authorization granted by the general meeting of stockholders held on 26 MAY 2005 8. Authorize the Board of Directors, with Mgmt For * authority to depute such powers, to execute and deliver, construe, develop and implement the resolutions adopted by the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 284 UNASSIGNED IMPERIAL TOBACCO GROUP PLC SECURITY: G4721W102 AGENDA NUMBER: 700855159 TICKER: MEETING TYPE: AGM ISIN: GB0004544929 MEETING DATE: 31-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the account for the FYE 30 SEP Mgmt For * 2005, together with the Directors and the Auditor s report thereon 2. Receive and approve the Directors Mgmt For * remuneration report for the FYE 30 SEP 2005, together with the Directors and the Auditor s report thereon 3. Declare a final dividend for the FYE 30 Mgmt For * SEP 2005 of 39.5 pence per ordinary share of 10 pence each payable on 17 FEB 2006 to those shareholders on the register at the close of business on 20 JAN 2006 4. Re-elect Mr. A.G.L. Alexander as a Mgmt Against * Director of the Company 5. Re-elect Mr. D.C. Bonham as a Director Mgmt For * of the Company 6. Elect Mr. C.R. Day as a Director of the Mgmt Against * Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-elect Dr. P.H. Jungles as a Director Mgmt Against * of the Company 8. Elect Mr. G.L. Blashill as a Director of Mgmt Against * the Company 9. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company until the conclusion of the next general meeting at which accounts are laid before the Company 10. Authorize the Directors to set the Mgmt For * remuneration of the Auditors 11. Authorize the Company, in accordance Mgmt For * with Section 347C of the Companies Act 1985 the Act, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007 12. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act Imperial Tobacco Limited, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act Imperial Tobacco International Limited, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007 14. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act Van Nelle Tabak Nederland B.V, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007 15. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act John Player & Sons, as defined in Section 347A, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007 16. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act Reemtsma Cigarettenfabriken Gmbh, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 17. Authorize the Company, in accordance Mgmt For * with Section 347D of the Act Ets L. Lacroix Fils NV/SA, as defined in Section 347A of the Act, to make donations to EU political organizations, not exceeding GBP 25,000 in total; and to incur EU political expenditure not exceeding GBP 25,000 in total; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007 18. Adopt to amend the rules of the Imperial Mgmt For * Tobacco Group Long Term Incentive Plan as specified 19. Authorize the Directors, for the purpose Mgmt For * of Section 80 of the Companies Act 1985 the Act, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 24,300,000; Authority expires at the earlier of the conclusion of the next AGM of the Company or on 30 APR 2007; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.20 Authorize the Directors, subject to the Mgmt For * passing of Resolution 19 specified in the notice of AGM of the Company convened for 31 JAN 2006, to allot equity securities Section 94 of the Companies Act 1985 the ACT whether for cash pursuant to the authority conferred by Resolution 19, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3,645,000; Authority expires the earlier of the conclusion of the next AGM of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- or 30 APR 2007; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.21 Authorize the Company, in accordance Mgmt For * with Article 5 of the Company s Article of Association and the Companies Act 1985 the Act, for the purpose of Section 166 of the Act, to make market purchases Section 163(3) of the Act of up to 72,900,000 ordinary shares of 10 pence each in the capital of the Company, at a minimum price of 10 pence exclusive of expenses and up to an amount equal to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company held in 2007 or 30 APR 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 284 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451014 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 284 UNASSIGNED INFOSYS TECHNOLOGIES LTD SECURITY: Y4082C133 AGENDA NUMBER: 700977727 TICKER: MEETING TYPE: AGM ISIN: INE009A01021 MEETING DATE: 10-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the balance sheet as Mgmt For * at 31 MAR 2006 and the profit and loss account for the YE on that date and the report of the Directors and the Auditors thereon 2. Declare a final dividend and a Silver Mgmt For * Jubilee special dividend for the FYE 31 MAR 2006 3. Re-appoint Dr. Omkar Goswami as a Mgmt For * Director, who retires by rotation 4. Re-appoint Mr. Sridar A. Iyengar as a Mgmt For * Director, who retires by rotation 5. Re-appoint Mr. Srinath Batni as a Mgmt For * Director, who retires by rotation 6. Re-appoint Ms. Rama Bijapurkar as a Mgmt For * Director, who retires by rotation 7. Approve not to fill the vacancy, for the Mgmt For * time being, caused but he retirement of Sen. Larry Pressler, who retires by rotation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Messrs. BSR & Company, Mgmt For * Chartered Accountants, as the Auditors of the Company, until the conclusion of this AGM to the conclusion of the next AGM on such remuneration as determined by the Board of Directors in consultation with the Auditors, which remuneration will be paid on a progressive billing basis to be agreed between the Auditors and the Board of Directors 9. Appoint Mr. David L. Boyles, who was Mgmt For * appointed as an Additional Director of the Company until the date of the AGM, pursuant to Section 260 of the Companies Act, 1956 and Article 114 of the Articles of Association of the Company and in respect of whom the Company has received a notice from a member under Section 257 of the Companies Act, 1956, proposing his candidature, as a Director of the Company, liable to retire by rotation 10. Appoint Mr. Jeffrey Lehman, who was Mgmt For * appointed as an Additional Director of the Company until the date of the AGM, pursuant to Section 260 of the Companies Act, 1956 and Article 114 of the Articles of Association of the Company and in respect of whom the Company has received a notice from a member under Section 257 of the Companies Act, 1956, proposing his candidature, as a Director of the Company, liable to retire by rotation 11. Approve, pursuant to the provisions of Mgmt For * Sections 198, 309, 310 and other applicable provisions, if any, read with schedule of the Companies Act, 1956 including any statutory modifications or re-enactment thereof, for the time being in force, the payment of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- revised remuneration to Mr. S.D. Shibulal, Whole-time Director with effect from 01 JAN 2006 till the expiry of the present term of the office 12. Approve, pursuant to the provisions of Mgmt For * Sections 198, 309, 310 and other applicable provisions, if any, read with schedule of the Companies Act, 1956 including any statutory modifications or re-enactment thereof, for the time being in force, the payment of the revised remuneration to Mr. T.V. Mohandas Pai, Whole-time Director and Mr. Srinath Batni, Whole-time Director with effect from 01 APR 2006 till the expiry of the present term of the office 13. Approve, pursuant to Section 16 and Mgmt For * Section 94 of the Companies Act, 1956, and other applicable provisions of the Companies Act, 1956, the authorized share capital of the Company be and it is hereby increased from INR 150,00,00,000 divided into 30,00,00,000 equity shares of INR 5 each to INR 300,00,00,000 divided Into 60,00,00,000 equity shaves of INR 5 and consequently amend the existing Clause V of the Memorandum of Association of the Company, as specified S.14 Amend, pursuant to the provisions of Mgmt For * Section 31 and other applicable provisions of the Companies Act, 1956 the Article 3 of the Articles of Association as specified 15. Authorize, in accordance with the Mgmt For * relevant provisions of the Memorandum and Articles of Association of the Company and recommendation of the Board of Directors and subject to the guidelines issued by the Securities and Exchange Board of India and such approvals as may be required at this regard, the Board of Directors for
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- capitalization of such sum standing to the credit of the general reserves of the Company, as may be considered necessary y the Board, for the purpose of issue of bonus shares of INR 5 each, credited as fully paid up shares to the holders of the existing equity shares of the Company whose names appear in the register of Members, on such date as may be fixed in this regard by the Board of Directors, In the proportion of one equity shares for every one existing equity share held by them; and authorize the Board of Directors of the Company, consequent to the issue of bonus shares herein before resolved, in accordance with the relevant provisions of the Memorandum and Articles of Association of the Company and subject to any registration statement to be filed with the Securities and Exchange Commission, USA, and any other requirement under any law, for the purpose of issue of stock dividend Bonus, credited as fully paid up American Depositary Shares to the holders of the existing American Depositary Shares of the Company whose names appear on such date as may be fixed in this regard by the Board of Directors, in the proportion of one American Depositary Share for every one existing American Depositary Share held by them; and no allotment letters shall be issued to the allottees of the bonus shares and that the certificates in respect of bonus shares shall he completed and thereafter be dispatched to the allottees thereof within the period prescribed or that may be prescribed in this behalf form time to time, except in respect of those allottees who hold shares in dematerialized form; and the issue and allotment of the said bonus shares to the extent they relate to Non-Resident Indians NRIs, Persons of Indian Origin PIO/Overseas Corporate Bodies OCBs and other foreign investors of the Company will be subject to the approval of the Reserve Bank of India RBI as may be necessary; and authorize, for the purposes of giving effect to the bonus issue of equity shares and American Depositary Shares resolved herein before, the issuance of equity shares and/or American Depositary Shares or instruments or securities representing the same, the Board and other designated officers of the Company to do all such acts, deeds, matters
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and it may at its discretion deem necessary or desirable for such purpose, including without limitation, filing a registration statement, if any, and other documents with the Securities and Exchange Commission, USA and/or the Securities and Exchange Board of India, listing the additional equity shares and/or American Depositary Shares on the Bombay Stock Exchange Limited, National Stock Exchange of India, and the NASDAQ national market as the case may be, amending, if necessary, the relevant sections of the Agreement entered into between the Company, Deutsche Bank Trust Company Americas New York the depository to the Companys ADSs and the American Depositary Holders the Depositary Agreement in connection with the Companys ADS offering, listing on NASDAQ and entering into any of the depositary agreements in regard to any such bonus as it may in its absolute discretion deem fit; and authorize the Board to take all other steps as may be necessary to give effect to the aforesaid resolution and determine all other terms and conditions of the issue of bonus shares as the Board may in its absolute discretion deem fit
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 284 UNASSIGNED JAPAN PETROLEUM EXPLORATION CO LTD, TOKYO SECURITY: J2740Q103 AGENDA NUMBER: 700999139 TICKER: MEETING TYPE: AGM ISIN: JP3421100003 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Change of Official Company Location, Appoint Accounting Auditors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors 6 Amend the Compensation to be Received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 284 UNASSIGNED JSC MMC NORILSK NICKEL SECURITY: 46626D108 AGENDA NUMBER: 932393262 TICKER: NILSY MEETING TYPE: Special ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO CARRY OUT THE RESTRUCTURING OF MMC Mgmt For NORILSK NICKEL IN THE FORM OF SPINOFF AS DESCRIBED IN THE SPIN-OFF PROCEDURE AND CONDITIONS (SEE THE SPIN-OFF SECTION IN THE INFORMATION STATEMENT).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 284 UNASSIGNED LAFARGE SA, PARIS SECURITY: F54432111 AGENDA NUMBER: 700909407 TICKER: MEETING TYPE: OGM ISIN: FR0000120537 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Acknowledge the report of the Board of Mgmt No vote Directors, the report of the Chairman on the Internal Audit procedures set up by the Company and the Auditors general report, and approve the Company s financial statements and the balance sheet for the year 2005, showing income for the FY of EUR 708,387,424.02 2. Receive the report of the Board of Mgmt No vote Directors on the Group management, the report of the Chairman on the Internal Audit PROCEDURES set up by the Company and the Statutory Auditors report, and approve the consolidated financial statements for the said FY, showing net income group share of EUR 1,096,000,000.00 3. Approve the recommendations of the Board Mgmt No vote of Directors and resolve that the income for the FY be appropriated as follows: earnings for the FY: EUR 708,387,424.02, retained earnings for the last FY: EUR 130,553,025.17, total: EUR 838,940,449.19 to be allocated as follows: legal reserve: EUR 2,026,490.00, dividend: first dividend 5% of the share par value: EUR 34,840,045.80, additional dividend total dividend - first dividend: EUR 409,370,538.15, maximum amount of the 10% increase: EUR 2,568,780.00, total dividend: EUR 446,779,363.95, retained earnings: EUR 390,134,595.24, the shareholders will receive a net dividend of EUR 2.55 per share and a loyalty dividend of EUR 2.80 per share, and will entitle to the 40% allowance provided by the French tax code; the dividend will be paid on 08 JUN 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 et seq. of the French Commercial Code, and approve the said report and the agreements referred to therein 5. Approve to renew the appointment of Mr. Mgmt No vote Bernard Kasriel as a Director for a 4-year period 6. Approve to renew the appointment of Mr. Mgmt No vote Jacques Lefevre as a Director for a 4-year period 7. Approve to renew the appointment of Mgmt No vote Deloitte and Associes as the Statutory Auditor for a 6-year period 8. Appoint Ernst and Young as the Statutory Mgmt No vote Auditor, for a 6-year period 9. Approve to renew the appointment of BEAS Mgmt No vote as the Deputy Auditor for a 6-year period 10. Authorize the Board of Directors, in Mgmt No vote substitution to the authority granted by Resolution 14 of the ordinary shareholders meeting of 25 MAY 2005, to buy Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the share capital, maximum funds invested in the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- share buybacks: EUR 1,000,000,000.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities 11. Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 284 UNASSIGNED LONDON STOCK EXCHANGE PLC SECURITY: G8502Z119 AGENDA NUMBER: 700906968 TICKER: MEETING TYPE: EGM ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 A) Approve the Scheme of Arrangement Mgmt For * dated 14 MAR 2006, subject to any modification, addition or condition approved or imposed by the Court Scheme between the Company and the Scheme Shareholders as prescribed; and authorize the Directors of the Company to take all such action as they may consider necessary or appropriate to give effect to the Scheme; B) for the purpose of giving effect to the Scheme: a) to reduce the issued share capital of the Company by canceling and extinguishing the existing ordinary shares, as specified; b) forthwith and contingently upon such reduction of capital taking effect: i) the authorized share capital of the Company be increased to its former amount by the creation of such number of new exchange ordinary shares as specified, shall be equal to the aggregate nominal amount of the existing ordinary shares canceled pursuant to Paragraph (B) of this Resolution; and ii) the Company shall apply the credit arising in its books of account as a result of such reduction of capital in paying up in full, at par, such new exchange ordinary shares which shall be allotted and issued, credited as fully paid, to Exchange Group, as specified and/ or its nominee or nominees; and iii) Authorize the Directors, for the purpose of Section 80 of the Companies Act 1985, to allot new exchange ordinary shares up to an aggregate nominal amount of GBP 25,000,000; Authority expires on 15 MAY 2006 (or such later date by when the Court has allowed the Scheme to become effective); C) amend the Articles of Association of the Company by adopting new Article 45A, as prescribed; and D) amend the rules of the London Stock Exchange Long Term Incentive Plan 2004, SAYE Option Scheme and Share Incentive Plan as prescribed
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 284 UNASSIGNED LONDON STOCK EXCHANGE PLC SECURITY: G8502Z119 AGENDA NUMBER: 700907819 TICKER: MEETING TYPE: CRT ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, with or without modification, Mgmt For * the Scheme of Arrangement to be made between the Company and the shareholders regarding the cancellation of the existing ordinary shares and subsequent increase of the authorized share capital by the issue of equity with rights up to GBP 25 million; and amend the Articles of Association, the Company s LTIP 2004, SAYE Option Scheme and the share incentive
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 284 UNASSIGNED LVMH MOET HENNESSY LOUIS VUITTON, PARIS SECURITY: F58485115 AGENDA NUMBER: 700947419 TICKER: MEETING TYPE: AGM ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors; and approve the consolidated financial statements for the FYE 31 DEC 2005 O.2 Receive the reports of the Board of Mgmt No vote Directors, the President of the Board of Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005; grant discharge to the Members of the Board of Directors, for the performance of their duties during the said FY O.3 Receive and approve the special report Mgmt No vote of the Auditors on agreements governed by Article L.225-38 of the French Commercial Code and the agreements referred to therein O.4 Approve the distributable income for the Mgmt No vote FY be appropriated as follows: income for the FY: EUR 1,447,528,910.53, legal reserve: nil retained earnings: EUR 1,493,583,745.61, distributable amount: EUR 2,941,112,656.14, allocation proposal: special reserve on long-term capital gains: nil statutory dividend: EUR 7,349,061.15, i.e. 0.015 per share complementary dividend: EUR 556,078,960.35, i.e. 1.135 per share retained earnings: EUR 2,377,684,634.64 the shareholders will receive a net dividend of EUR 1.15 per share, and will entitle to the 40% allowance provided by the French Tax Code, the shareholders meeting reminds that an interim dividend of EUR 0.25 per share was already paid on 02 DEC 2005, the remaining dividend of EUR 0.90 will be paid on 18 MAY 2006, as required by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve, pursuant to Article 39 of the Mgmt No vote Amended Finance Law for 2004, acknowledges that the special reserve of long-term capital gains amounts to EUR 340,055,186.70, after transfer of an amount of EUR 200,000,000.00 to an ordinary reserve account carried out in application of Resolution 4 of the general meeting of 12 MAY 2005, and decides to transfer all or part of this reserve to an ordinary reserve account O.6 Approve to renew the appointment of Mr. Mgmt No vote Antoine Bernheim as a Director for a 3-year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Albert Frere as a Director for a 3-year period O.8 Approve to renew the appointment of Mr. Mgmt No vote Pierre Gode as a Director for a 3-year period O.9 Approve to renew the appointment of Mr. Mgmt No vote Arnaud Lagardere as a Director for a 3-year period O.10 Approve to renew the appointment of Mr. Mgmt No vote Lord Bayswater as a Director for a 3-year period O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote Director, for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.12 Authorize the Board of Directors, to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 48,993,741 shares maximum funds invested in the share buybacks: EUR 6,400,000,000.00; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.13 Authorize the Board of Directors, to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of the shares held by the Company in connection with a stock repurchase plan, up to a maximum of 10% of the share capital over a 24-month period; Authority expires after 18-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.14 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, at its sole discretion, in France or abroad, in favor of credit institutions or Companies governed by the French insurance code or its equivalent abroad, by issuance of ordinary shares or securities giving access to the share capital of the Company and for an amount that shall not exceed EUR 30,000,000.00; Authority expires after 18-month period; to cancel the shareholders preferential subscription rights in favor of credit institutions and the Companies governed by the insurance code or its equivalent abroad, this amount shall count against the nominal value of capital increase set forth in Resolutions 13, 14,15, or 18 of the general meeting of 12 MAY 2005, and resolution 16 of the present meeting; and the Directors to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.15 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to Executives and Employees of the Group, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall not exceed 3% of the share capital; Authority expires after 38-month period; and the Directors to take all necessary general proxy services E.16 Authorize the Board of Directors, to Mgmt No vote increase the capital on one or more occasions, in favour of the employees of the Company and related Companies who are the Members of a Company Savings Plan, up to 3% of the capital, this amount shall count against the nominal value of any capital increase set forth in Resolutions 13,14,15 or 18 of the general meeting of 12 MAY 2005 and Resolution 14 of this meeting; Authority expires after 26-month period; and the Directors to take all necessary measures and accomplish all necessary formalities E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote and 29 of the By-Laws as speicified PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 284 UNASSIGNED MATSUI SECURITIES CO LTD, TOKYO SECURITY: J4086C102 AGENDA NUMBER: 701006101 TICKER: MEETING TYPE: AGM ISIN: JP3863800003 MEETING DATE: 25-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Appoint a Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 284 UNASSIGNED MITSUBISHI ESTATE COMPANY,LIMITED SECURITY: J43916113 AGENDA NUMBER: 700949069 TICKER: MEETING TYPE: AGM ISIN: JP3899600005 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 5 2. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For * 3.4 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 4. Approve Retirement Bonus for retiring Mgmt For * Directors; Due to the abolishment of the Retirement Bonus System, Grant accrued benefits to continuing Directors 5. Approve Retirement Bonus for retiring Mgmt For * Corporate Auditors; Due to the abolishment of the Retirement Bonus System, Grant accrued benefits to continuing Corporate Auditors 6. Approve to amend the Compensation to be Mgmt For * received by Directors as Stock Option 7. Amend the Compensation to be received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 284 UNASSIGNED MITSUBISHI HEAVY INDUSTRIES,LTD. SECURITY: J44002129 AGENDA NUMBER: 700993858 TICKER: MEETING TYPE: AGM ISIN: JP3900000005 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 4, Corporate Officers bonuses JPY 110,000,000 (including JPY 9,400,000 to the Corporate Auditors)(excluding Outside Directors and Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications, Institute new provisions relating to the Bylaws of the Board of Directors and the Board of Statutory Auditors, Limit Liabilities of Outside Directors (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 4 Grant of Retirement Allowance to Mgmt For * Retiring Directors and Final Payment to Directors and Statutory Auditors upon Termination of Retirement Allowance System 5 Amend the Compensation to be Received by Mgmt For * Directors and Corporate Auditors 6 Grant of Stock Acquisition Rights to Mgmt For * Directors as Stock Options for Stock-linked Compensation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 284 UNASSIGNED MOL MAGYAR OLAJ- ES GAZIPARI RT SECURITY: X5462R112 AGENDA NUMBER: 700925576 TICKER: MEETING TYPE: AGM ISIN: HU0000068952 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 APR 2006 AT 11:OO A.M. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting No vote A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU. MARKET RULES REQUIRE ADP TO DISCLOSE Non-Voting No vote BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR ADP CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR ADP TO LODGE YOUR VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 297079 DUE TO ADDITIONAL OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Approve the electronic vote collection Mgmt No vote method 2. Approve the election of the keeper of Mgmt No vote the minutes and the shareholders to authenticate the minutes and the elect the Counter of the votes 3. Approve the annual report of MOL Rt. Mgmt No vote prepared in accordance with Hungarian statutory accounting legislation and the related Auditor s report with total assets of HUF 1.965 bn, profit after taxation of HUF 399 bn and tied up reserve of HUF 195 bn; and the consolidated annual report of MOL Group prepared based on Paragraph 10 of the accounting law, in accordance with IFRS and the related Auditor s report with total assets of HUF 2,029 bn and profit attributable to equity holders of HUF 245 bn 4. Approve to pay 35bn HUF as a dividend in Mgmt No vote 2006 connected to the YE 31 DEC 2005; and the profit after dividend payment shall be booked as retained earnings
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve the Supervisory Board agrees to Mgmt No vote propose the AGM the approval of declaration on the Corporate Governance recommendations of the Budapest Stock Exchange as follows 6. Elect Ernst & Young as the Independent Mgmt No vote Auditor of MOL Rt. for the Year 2006, until the AGM closing the year but latest 30 APR 2007; approve the audit fee for MOL Rt. for 2006 to HUF 81.5 million plus VAT 7. Authorize the Board of Directors of the Mgmt No vote Company to acquire treasury shares. simultaneously setting aside the Resolution No 14 of the 27 APR 2005 AGM, pursuant to the following terms and conditions: a) supporting the achievement of the strategic goals of MOL, particularly use of treasury shares as consideration in acquisition transaction; b) operation of Share-Based Incentive Schemes; c) adding a new potential measure to optimize the capital structure through the repurchase of outstanding share capital eventually, if justified by later cancellation of share re-purchased; d) facilitating the implementation of potentially attractive share-based or hybrid financing instruments; mode of acquisition of treasury shares: with or without consideration, either on the stock exchange or through public offer or on the OTC market if not prohibited by legal regulations; authorize the Board of Directors to acquire ordinary shares of the Company with a par value of HUF 1,000 each, the amount number of shares that can be acquired: the total number of treasury shares acquired or owned by the Company simultaneously may not exceed 10% of the share capital of the Company, authority expires on the AGM for an 18 months, if the acquisitions of the treasury shares is in return for a consideration, the minimum amount can be paid in return for 1 piece of share is HUF 1, while the maximum amount is highest amount of the effective stock exchange price level of the day of the transaction, or of the volume weighted average daily stock
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- exchange prices of 90 trading days before the date of the transaction or of the volume weighted average stock exchange price of 90 trading days before the date of signing the agreement for acquiring the treasury shares Particularly purchase agreement, call option agreement or other collateral agreement 8. Amend Article 3 of the Articles of Mgmt No vote Association as specified 9. Amend the Article 5 of the Articles of Mgmt No vote Association as specified 10. Amend the Annexure 2 of the Articles of Mgmt No vote Association as specified 11. Amend Articles 13.1 and 26 of the Mgmt No vote Articles of Association effective as of 01 JUL 2006 as specified 12. Amend the Article 13.3 of the Articles Mgmt No vote of Association and the inclusion of a new Article 13.6 into the Articles of Association as of 01 JUL 2006 as specified 13. Amend the Articles 8.3 and 8.7 of the Mgmt No vote Articles of Association as specified
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 14. Amend the Articles 11.3 and 13.4 of the Mgmt No vote Articles of Association effective as of 01 JUL 2006 as specified 15. Amend the Article 11.2 of the Articles Mgmt No vote of Association effective as of 01 JUL 2006 as specified 16. Approve to include a new Article 14.4 Mgmt No vote into the Articles of Association as specified 17. Amend Article 13.5 of the Articles of Mgmt No vote Association as of 01 JUL 2006 as specified 18. Amend Article 15.4 of the Articles of Mgmt No vote Association as specified 19. Amend Article 22.1 of the Articles of Mgmt No vote Association as specified 20. Approve to include a new Article 22.7 Mgmt No vote into the Articles of Association as specified 21. Approve to include a new paragraph into Mgmt No vote Article 15.2 of the Articles of Association effective as of 01 JUL 2006 as specified
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 22. Amend Article 24.1 of the Articles of Mgmt No vote Association as of 01 JUL 2006 as specified 23. Approve the extension of the Charter of Mgmt No vote Supervisory Board with a new Chapter V regarding the Audit Committee as specified 24. Elect Messrs. John I. Charody, Attila Mgmt No vote Chikan dr., Kupa Mihaly dr., and Lamfalussy Sandor dr. as back up to the Audit Committee of the Company 25. Approve the guidelines and framework of Mgmt No vote long-term incentive system of senior employees of MOL as specified
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 284 UNASSIGNED MTN GROUP LTD SECURITY: S8039R108 AGENDA NUMBER: 700980584 TICKER: MEETING TYPE: AGM ISIN: ZAE000042164 MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the annual financial Mgmt For * statements of the Group and the Company for the period ended 31 DEC 2005, including the reports of the Directors and the External Auditors 2.1 Re-elect Mr. R.D. Nisbet as a Director Mgmt For * of the Company, who retires by rotation in terms of the Articles of Association of the Company 2.2 Re-elect Mr. J.H.N. Strydom as a Mgmt For * Director of the Company, who retires by rotation in terms of the Articles of Association of the Company 3.1 Elect Ms. K. Kalyan as a Director in Mgmt For * terms of the Articles of Association 3.2 Elect Dr. C.O. Kolade as a Director in Mgmt For * terms of the Articles of Association 3.3 Elect Mr. M.J.N. Njeke as a Director in Mgmt For * terms of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Elect Dr. M. Ramphele as a Director in Mgmt For * terms of the Articles of Association 3.5 Elect Mr. Sheik A. Sharbatley as a Mgmt For * Director in terms of the Articles of Association 3.6 Elect Mr. P.L. Woicke as a Director in Mgmt For * terms of the Articles of Association Transact any other business Non-Voting No vote 4.O.1 Approve that all the unissued ordinary Mgmt For * shares of 0.01 cent each in the share capital of the Company other than those which have specifically been reserved for the Share Incentive Schemes, being 5% of the total issued share capital, in terms of ordinary resolutions duly passed at previous AGM of the Company be placed at the disposal and under the control of the Directors, and authorize the Directors to allot, issue and otherwise to dispose of such shares to such person or persons on such terms and conditions and at such times as the Directors may from time to time at their discretion deem fit, subject to the aggregate number of such ordinary shares able to be allotted, issued and otherwise disposed of in terms of this resolution being limited to 10% of the number of ordinary shares in issue as at 31 DEC 2005 and subject to the provisions of the Companies Act and the JSE Listings Requirements
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.O.2 Authorize the Directors of the Company, Mgmt For * by way of a general authority, to allot and issue equity securities which shall include for the purposes of this Ordinary Resolution Number 2 the grant or issue of options or convertible securities that are convertible into an existing class of securities for cash or the extinction or payment of any liability, obligation or commitment, restraint or settlement of expenses to such persons on such terms and conditions and at such times as the Directors may from time to time at their discretion deem fit, but subject to the provisions and conditions of the Companies Act and the JSE listings Requirements, being: 1) that the equity securities shall be of a class already in issue and be issued to public shareholders as defined in the JSE listings Requirements and not to related parties; 2) that where the Company subsequent to the passing of this resolution, issues equity securities representing, on a cumulative basis within a FY, 5% or more of the total number of equity securities in issue prior to such issue, a press announcement giving full details of the issue, including the average discount to the weighted average traded price of the equity securities over the 30 days prior to the date that the price of the issue was determined or agreed by the Directors of the Company the number of equity securities issued, the effect of the issue on net asset value per share, net tangible asset value per share, headline earnings per share and earnings per share, will be made at the time the said percentage is reached or exceeded; 3) that general issues of equity securities for cash: a) In the aggregate in any one financial year may not exceed 10% of the Company s issued share capital of that class for the purpose of determining the securities comprising the 10% number in any one year, account shall be taken of the dilution effect, in the year of issue of options/convertible securities, by including the number of any equity securities which may be issued in future arising out of the issue or exercise of such options/convertible securities; b) of a particular class will be aggregated with any securities that are compulsorily convertible into securities of that class and in the case of the issue of compulsorily convertible
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- securities aggregated with the securities of that class into which they are compulsorily convertible; c) as regards the number of securities which may be issued the 10% number shall be based on the number of securities of that class in issue added to those that may be issued in future arising from the conversion of options/securities) at the date of such application: i) less any securities of the class issued onto be issued in future arising from options/convertible securities issued during the current FY; ii) plus any securities of that class to be issued pursuant to a rights issue which has been announced, is irrevocable and is fully underwritten, or pursuant to an acquisition which has had final terms announced, may be included as though they were securities in issue at the date of application; 4) that the maximum discount at which the equity securities will be issued for cash will be 10% of the weighted average traded price of those equity securities measured over the 30 business days prior to the date that the price of the issue is determined or agreed by the Directors of the Company and where the equity securities have not traded in such 30 business day period, the JSE should be consulted for a ruling; 5) that if the discount to market price at the time of exercise of any option or conversion of a convertible security is not known at the time of the grant or issue of the option or convertible security, or if it is known that the discount will exceed 10% of the 30 day weighted average traded price of the security at the date of exercise or conversion, then the grant or issue will be subject to the Company providing its holders of securities with a fair and reasonable statement complying with the requirements of the JSE listings Requirements from an independent professional expert acceptable to the JSE, Indicating whether or not the grant or issue is fair and reasonable to the Company holders of securities; and 6) authorize the Directors to allot and issue equity securities for cash will be valid until the earlier of the next AGM of the Company and the expiry of a period of 15 months from the date of passing this ordinary resolution
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.O.3 Approve the revised annual fees payable Mgmt For * quarterly in arrears to each Non-Executive Director, with effect from 01 MAY 2006 shall be as specified 7.S.1 Authorize the Company, or a subsidiary Mgmt For * of the Company, by way of a general authority to repurchase shares issued by the Company, in terms of Sections 85 and 89 of the Companies Act, 1973 (Act 61 of 1973), as amended, and in terms of the JSE Listings Requirements, including those listing requirements regarding derivative transactions relating to the repurchase of shares; 1) any such repurchase of shares shall be implemented through the order book operated by the JSE trading system and done without any prior understanding or arrangement between such Company and the counter-party reported trades are prohibited; 2) authorization thereto is given by the Company s Articles of Association; 3) at any point in time, such Company may only appoint one agent to effect any repurchase(s) on its behalf; 4) the general authority shall only be valid until the Company s next AGM, provided that notwithstanding anything to the contrary contained in this resolution, this shall not extend beyond 15 months from the date of passing of this Special Resolution Number 1; 5) when the company or a subsidiary of the Company has cumulatively repurchased 3% of any class of the Company s shares in issue on the date of passing of this Special Resolution Number 1 the initial number, and or each 3% in aggregate of that class of shares acquired thereafter, in each case in terms of this resolution an announcement shall be published on SENS and in the press as soon as possible and not later than 08:30 on the second business day on which the relevant threshold is reached or exceeded, and the announcement shall comply with the requirements of the JSE Listings Requirements; 6) that the general repurchase by the Company of its own shares shall not, in aggregate in any one financial year exceed 10% of the Company s issued share capital of that class; 7) that any repurchase by the Company or a subsidiary of the Company of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company s own shares shall only be undertaken if, after such repurchase, the Company still complies with the shareholder spread requirements as contained in the JSE Listings Requirements; 8) that the Company or its subsidiaries may not purchase any of the Company s shares during a prohibited period as defined In the JSE Listings Requirements; 9) no repurchases may be made at a price which is greater than 10% above the weighted average of the market value for the securities for the 5 business days Immediately preceding the date on which the transaction is effected the maximum price; the JSE will be consulted for a ruling if the applicant s securities have not traded in such 5 day period; 10) the Company enters into derivative transaction that may or will result in the repurchase of shares in terms of this general authority, such transactions will be subject to the requirements in paragrapg 2, 3, 4, 6, 7 of this Special Resolution No. 1 and the following requirements: a) the strike price of any put option written by the Company less the value of the premium received by the Company for that put option may not be greater than the fair value of a forward agreement based on a spot price not greater than the maximum price; b) the strike price an any call option may be greater than the maximum price at the time of entering into the derivative agreements, but the Company may not exercise the call option if it is more than 10% out the money; c) the strike price of the forward agreement may be greater than the maximum price but limited to the fair value of a forward agreement calculated from a spot price not greater than the maximum price 8.O.4 Authorize any 2 Directors of the Company Mgmt For * to do all such things and to sign all such documents as are necessary so as to give effect to ordinary Resolution Number 1 and 2 and Special Resolution Number 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 284 UNASSIGNED MTN GROUP LTD SECURITY: S8039R108 AGENDA NUMBER: 701013752 TICKER: MEETING TYPE: OGM ISIN: ZAE000042164 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.O.1 Approve, subject to the passing of Mgmt For * Resolutions 2.O.2, 3.O.3 and 4.O.4 the Investcom offer as specified by MTN International Mauritius Limited a wholly owned subsidiary of the Company, to acquire the entire issued and to be issued share capital in Investcom LLC Investcom for: a cash consideration of USD 3.85 ZAR 23.30 for each Investcom share equivalent to USD 19.25 ZAR 116.50 for each Investcom GDS; or, at the election of each Investcom offer, as an alternative to the cash offer, a part cash, part share consideration of USD 2.0809 in cash and 0.1807 new MTN Group shares to be listed on the Securities Exchange of the JSE Limited JSE for each Investcom share equivalent to USD 10.4047 ZAR 62.97 in cash and 0.9035 new MTN Group shares for each Investcom GDS, subject to a maximum aggregate number of 204,298,809 new MTN Group shares being issued pursuant to this MTN Group partial share alternative; representing a potential aggregate cash consideration payable by MTN International Mauritius Limited of up to USD 5,526 million ZAR 33.5 billion, with an MTN Group partial share alternative in terms of which Investcom shareholders are entitled to elect to receive, as an acquisition issue under the JSE Listings Requirements, up to approximately 36% of the aggregate cash consideration otherwise available under the Investcom offer in new MTN Group shares subject to a maximum aggregate number of 204,298,809 new MTN Group shares being issued pursuant to this MTN Group partial share alternative
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.O.2 Authorize the Directors of the Company, Mgmt For * subject to the passing of Resolution 1.O.1, to allot and issue, as an acquisition issue under the JSE Listings Requirements, up to 204,298,809 new MTN Group shares representing approximately 10.9% of the enlarged share capital of MTN Group as part of the consideration to be paid to Investcom shareholders for their Investcom shares 3.O.3 Approve, subject to the passing of Mgmt For * Resolutions 1.O.1 and 2.O.2 the Company make application to the JSE to list the new MTN Group shares allotted and issued pursuant to Resolution 2.O.2 4.O.4 Authorize the Director of the Company to Mgmt For * sign all such documentation and do all such things as may be necessary for and incidental to the implementation of Resolutions 1.O.1, 2.O.2 and 3.O.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 284 UNASSIGNED MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, SECURITY: D55535104 AGENDA NUMBER: 700894822 TICKER: MEETING TYPE: AGM ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Submission of the adopted Company Non-Voting No vote financial statements and management report fchaeftsjahr 2005, des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 sowie des Berichts des Aufsichtsrats the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * net retained profits from the business year 2005 3. Resolution to approve the actions of the Mgmt For * members of the Board of Management in respect of the business year 2005 4. Resolution to approve the actions of the Mgmt For * members of the Supervisory Board in respect of the business year 2005 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Aufhebung des bestehenden Genehmigten Mgmt For * Kapitals 2001 und Schaffung eines neuen al under Authorised Capital Increase 2001, to replace this with a new authorien sowie entsprechende Satzungsaenderung nd to make the relevant amendments to the Articles of Association 7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 284 UNASSIGNED NESTLE SA, CHAM UND VEVEY SECURITY: H57312466 AGENDA NUMBER: 700793208 TICKER: MEETING TYPE: OGM ISIN: CH0012056047 MEETING DATE: 26-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note that in this process, the Non-Voting No vote Board is seeking your opinion on certain of the Nestle Articles of Association through the attached survey. The Articles of Association are the rules by which your company is managed: any change to those Articles deserves your attention and finally your approval. We would be grateful if you could return the survey to share your thoughts with us. The deadline for returning the survey to Nestle is 26 August 2005. Thank you in advance for your contribution, which will help to shape the Boards opinion on important governance issues, such as - one of the most important issues - the 3% vote restriction. In this respect, I would like just to remind you of the historical context which resulted both in the Board recommending these Articles of Association to shareholders in 1989, and in the approval of the Articles by shareholders at that time. The measures, which the shareholders of the day voted for, were designed to prevent the majority of our shareholders becoming hostage to a surprise hostile takeover by company raiders. Other major Swiss companies introduced similar measures at that time. Therefore, the shareholders voted to put in place limitations of voting rights to 3% of the share capital for a single shareholder, as well as a specifi c quorum (75% of acceptance with a minimum of 2/3 of the capital present) for the amendment of some articles relating to this protection framework. PLEASE NOTE THAT IS IS A SURVEY. THANK Non-Voting No vote YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Share capital Shares Restrictions Non-Voting No vote Article 6.6 No natural person or legal entity may be registered as a shareholder with the right to vote for shares which it holds, directly or indirectly, in excess of 3% of the share capital Please tick the box corresponding to Non-Voting No vote your choice 1.1 No change required Mgmt Against * 1.2 No opinion Mgmt Against * 1.3 Abolish the Article Mgmt For * 2. Organisation of the Company Special Non-Voting No vote Quorum Article 16 Shareholders representing at least one half of the share capital shall have to be present in order to change the corporate name, broaden or restrict the scope of the Company s business, transfer the registered offi ces, merge with another company, issue preference shares, cancel or modify the preferential rights attached to such shares, issue or cancel profit sharing certificates Please tick the box corresponding to Non-Voting No vote your choice
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.1 No change required Mgmt Against * 2.2 No opinion Mgmt Against * 2.3 Abolish the Article Mgmt For * 3. Organisation of the Company Qualified Non-Voting No vote Majorities Article 17 1. Shareholders representing at least two thirds of the total share capital shall have to be present in order to amend the provisions of the Articles of Association relating to the registration of the voting right (Art. 6 par. 6), the limit on voting rights at General Meetings (Art. 14 par. 3, 4 and 5), the number of Directors (Art. 22) and the term of office (Art. 23), as well as to transfer the registered offices abroad, wind up the Company and remove more than one third of the Directors. 2. Such decisions require a majority of three quarters of the shares represented at the General Meeting Please tick the box corresponding to Non-Voting No vote your choice 3.1 No change required Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.2 No opinion Mgmt Against * 3.3 Abolish the Article Mgmt For * 4. Board of Directors Term of office Non-Voting No vote Article 23 The members of the Board of Directors shall be elected for fi ve years. Nestle is the biggest and most diverse and complex food company in the world. As such, it takes a number of years for Directors to become completely conversant with the Company. Your Board therefore believes a longer-term period of offi ce is appropriate to ensure that the company achieves an optimal contribution from its Directors. Please tick the box corresponding to Non-Voting No vote your choice. 4.1 5 years Mgmt Against * 4.2 4 years Mgmt Against * 4.3 3 years Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Auditor Term of Office Article 30 The Non-Voting No vote General Meeting shall appoint, for a term of three years, one or more Auditors of the annual financial statements of the Company Due to the complexity of the Company, your Directors feel that a term of offi ce for the Auditors of 3 years is appropriate. Please tick the box corresponding to Non-Voting No vote your choice. 5.1 3 years Mgmt Against * 5.2 2 years Mgmt Against * 5.3 1 year Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 284 UNASSIGNED NESTLE SA, CHAM UND VEVEY SECURITY: H57312466 AGENDA NUMBER: 700891472 TICKER: MEETING TYPE: AGM ISIN: CH0012056047 MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 292695 DUE TO ADDITION OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 288474, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Approve to accept the financial Mgmt For * statements and the Statutory reports
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Grant discharge to the Board of Mgmt For * Directors and the Management 3. Approve the allocation of incme and Mgmt For * dividends of CHF 9 per share 4. Approve to reduce the capital and amend Mgmt For * Article 5 of the Articles of Association 5.1 Re-elect Mr. Jean-Pierre Meyers as a Mgmt For * Director 5.2 Re-elect Mr. Andre Kudelski as a Mgmt For * Director 5.3 Elect Mr. Naina Kidwai as a Director Mgmt For * 5.4 Elect Mr. Jean-Rene Fourtou as a Mgmt For * Director 5.5 Elect Mr. Steven Hoch as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the mandate by shareholders to Mgmt For * the Board of Directors to revise the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 284 UNASSIGNED NIPPON TELEGRAPH AND TELEPHONE CORPORATION SECURITY: J59396101 AGENDA NUMBER: 700990422 TICKER: MEETING TYPE: AGM ISIN: JP3735400008 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 3,000, Corporate Officers bonuses JPY 69,000,000 (including JPY 17,100,000 to the Corporate Auditors) 2. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code, Allow Company to Repurchase Its Own Shares, Allow the additional Purchase of Fractional Shares, Exempt Directors and Corporate Auditors from Liabilities, Limit Liabilities of Outside Directors and Outside Auditors 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For * 3.4 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 3.10 Elect a Director Mgmt For * 3.11 Elect a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.2 Appoint a Corporate Auditor Mgmt For * 5. Appoint Accounting Auditors Mgmt For * 6. Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors 7. Amend the Compensation to be received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 284 UNASSIGNED OBAYASHI CORP (FORMERLY OHBAYASHI CORP) SECURITY: J59826107 AGENDA NUMBER: 701002494 TICKER: MEETING TYPE: AGM ISIN: JP3190000004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 284 UNASSIGNED OLD MUTUAL PLC, LONDON SECURITY: G67395106 AGENDA NUMBER: 700912543 TICKER: MEETING TYPE: AGM ISIN: GB0007389926 MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the Directors report Mgmt For * and the audited financial statements of the Group for the YE 31 DEC 2005 2. Declare a final dividend of 3.65p per Mgmt For * ordinary share 3.1 Elect Mr. R.J. Khoza as a Director of Mgmt For * the Company 3.2 Re-elect Mr. N.D.T. Andrews as a Mgmt For * Director of the Company 3.3 Re-elect Mr. R. Bogni as a Director of Mgmt For * the Company 3.4 Re-elect Mr. N.N. Broadhurst as a Mgmt For * Director of the Company 4. Re-appoint KPMG Audit Plc as the Mgmt For * Auditors to the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Authorize the Audit Committee to settle Mgmt For * the Auditors remuneration 6. Approve the remuneration report in the Mgmt For * Company s report and accounts for the YE 31 DEC 2005 7. Authorize the Directors, pursuant to Mgmt For * Section 80 of the Companies Act 1985 and in substitution for the authority granted under that Section at the AGM of the Company held on 11 MAY 2005 but in addition and without prejudice to the authority granted at the EGM of the Company held on 14 NOV 2005, in so far as not already used, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 53,563,000; Authority expires at the next AGM of the Company; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry s.8 Authorize the Directors, subject to the Mgmt For * passing of the Resolution 7, to allot equity securities Section 94 of the Companies Act 1985 up to a maximum nominal aggregate amount of GBP 26,781,000 for cash and/or where such allotments constitutes on allotment of equity securities by virtue of Section 94(3A) of the Act, disapplying the statutory pre-emption rights Section 89(1) of that Act did not apply to any such allotment; Authority expires at the next AGM of the Company; and authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- s.9 Authorize the Company, in accordance Mgmt For * with Section 166 of the Companies Act 1985, to make market purchases of up to 535,630,000 ordinary shares of 10p each in the Company, at a minimum price of 10p and not more than 5% above the average of the middle market values for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or 12 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry and iv)all ordinary shares purchased pursuant to the said authority shall either: a) be cancelled immediately upon completion of the purchase or b) be held, sold, transferred or otherwise dealt with as treasury shares in accordance with the provisions of the Companies Act 1985 s.10 Approve, in accordance with Section 164 Mgmt For * of the Companies Act 1985 and authorize the Company to make off-market purchases of its shares pursuant to each such contract as follows: i) contract between the Company and Merrill Lynch South Africa (Pty) Limited relating to ordinary shares of 10p each in the Company Ordinary Shares traded on the JSE Limited, pursuant to which the Company may make off-market purchases from Merrill Lynch South Attica (Pty) Limited of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number to be reduced by any purchases made pursuant to the authority in Resolution 9 above or any of the other contingent purchase contracts referred to in this Resolution 10; ii) contract between the Company and Deutsche Securities relating to ordinary shares traded on the JSE Limited pursuant 10 which the Company may make off-market purchases from Deutsche Securities of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number to be reduced by any purchases made pursuant to the authority in Resolution 9 above or any of the other contingent purchase Contracts referred to in this Resolution 10; iii) contract between the
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Company and Stockbrokers Malawi Limited relating to ordinary shares traded on the Malawi Stock Exchange, pursuant to which the Company may make off-market purchases from Stockbrokers Malawi Limited up to a maximum of 535,630,000 ordinary shares in a such maximum number to be reduced by any purchases made pursuant to the authority in Resolution S.9 or any of the other contingent purchase contracts referred to in this Resolution 10; iv) contract between the Company and Investment House Namibia (Pty) limited relating to ordinary shares traded on the Namibian Stock Exchange pursuant in which the Company may make oft-market purchases from Investment House Namibia (Pty) Limited of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number to be reduced by arty purchases made pursuant to the authority in Resolution S.9 or any of the other contingent purchase contracts this Resolution; v) contract between the Company and Merrill Lynch International relating to ordinary shares traded on the Stockholm Stock Exchange, pursuant to which the Company may make off-market purchases from Merrill Lynch International of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number in be reduced by any purchases made pursuant in the authority in Resolution 9 above or any of the other contingent purchase contracts in this Resolution; vi) contract between the Company and Deutsche Securities relating to ordinary shares traded on the Stockholm Stock Exchange pursuant to which the Company may make off-market purchases from Deutsche Securities of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number to be reduced by any purchases made pursuant to the authority in Resolution S.9 or any of the other contingent purchase contracts in this Resolution; and vii) contract between the Company and Imara Edwards Securities (Private) Limited relating to ordinary shares traded on the Zimbabwe Stock Exchange, pursuant 10 which the Company may make oft-market purchases from Imara Edwards Securities (Private) limited of up to a maximum of 535,630,000 ordinary shares in aggregate such maximum number to be reduced by any purchases
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- made pursuant to the authority In Resolution S.9 or any of the other contingent purchase contracts in this Resolution; Authority expires at earlier of the conclusion of the Company s AGM in 2007 or 12 months
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 284 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932377989 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE 300% STOCK SPLIT OF Mgmt For For COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 02 APPROVAL TO CHANGE ARTICLE 4 OF THE Mgmt For For COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 284 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932389693 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE PROTOCOL AND Mgmt For For JUSTIFICATION OF THE OPERATION FOR THE PARTIAL AND DISPROPORTIONAL SPINNING OFF OF DOWNSTREAM PARTICIPACOES LTDA AND THE INCORPORATION OF THE DIVESTED PORTION BY PETROLEO BRASILEIRO S.A. - PETROBRAS, DATED JULY 31, 2005 02 RATIFICATION AND NOMINATION OF THE Mgmt For For SPECIALIZED COMPANY FOR APPRAISING THE ASSETS TO BE SPUN OFF AND SUBSEQUENTLY INCORPORATED 03 APPROVAL OF THE VALUATION REPORT OF THE Mgmt For For SPUN OFF PORTION TO BE INCORPORATED BY PETROBRAS 04 APPROVAL OF THE SPINNING OFF FOLLOWED BY Mgmt For For INCORPORATION OF THE ASSETS OF THE DIVESTED PART OF THE COMPANY ACCORDING TO THE PROCEDURE IN THE DOCUMENT TO WHICH ITEM 1 ABOVE REFERS 05 AUTHORIZATION FOR THE EXECUTIVE BOARD TO Mgmt For For PRACTICE ALL NECESSARY ACTS FOR THE EXECUTION OF THE ABOVE ITEMS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 APPROVAL OF THE ELECTION OF JOSE SERGIO Mgmt For For GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE OFFICER, AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 284 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932452080 TICKER: PBR MEETING TYPE: Annual ISIN: MEETING DATE: 03-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A1 APPROVAL OF THE MANAGEMENT REPORT, Mgmt For For FINANCIAL STATEMENTS AND AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2005. A2 APPROVAL OF THE CAPITAL EXPENDITURE Mgmt For For BUDGET FOR THE FISCAL YEAR 2006. A3 APPROVAL OF THE DISTRIBUTION OF RESULTS Mgmt For For FOR THE FISCAL YEAR 2005. A4 APPROVAL OF THE ELECTION OF MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS.* A5 APPROVAL OF THE ELECTION OF CHAIRMAN OF Mgmt For For THE BOARD OF DIRECTORS.* A6 APPROVAL OF THE ELECTION OF MEMBERS OF Mgmt For For THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES.*
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A7 APPROVAL OF THE ESTABLISHMENT OF THE Mgmt For For MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL OF MEMBERS OF THE FISCAL COUNCIL. E1 APPROVAL OF THE INCREASE IN THE CAPITAL Mgmt For For STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 15.352 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 32,896 MILLION TO R$ 48.248 MILLION WITHOUT ANY CHANGE TO THE NUMBER OF ISSUED SHARES PURSUANT TO ARTICLE 40, ITEM III OF THE COMPANY S BYLAWS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 284 UNASSIGNED PEUGEOT SA, PARIS SECURITY: F72313111 AGENDA NUMBER: 700962675 TICKER: MEETING TYPE: MIX ISIN: FR0000121501 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Verification Period: Registered Shares: Non-Voting No vote 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A.1 Receive the annual financial statements, Mgmt No vote the report of the Managing Board, the report of the Supervisory Board and the Auditors; report on the annual financial statements, the report of the Managing Board A.2 Receive the consolidated financial Mgmt No vote statements, the report of the Managing Board, and the Auditors Report on the consolidated financial statements, the consolidated financial statements for the YE 31 DEC 2005, as presented A.3 Approve the distributable income, Mgmt No vote representing net income for the year of EUR 904,989,652.92 plus retained earnings brought forward from the prior year in an amount of EUR 597,606,604.94, totals EUR: 1,502,596,257.86; and appropriate distributable income as follows: the payment of a dividend: EUR 316,734,659.10, other reserves: EUR 500,000,000.00, and un- appropriated retained earnings: EUR: 685,861,598.76; the dividend of EUR 1.35 per share, of which the entire amount is eligible for the 40% tax relief stipulated in Article 158, 3-2 to 4 of the General Tax Code for eligible stockholders, will be paid as from 31 MAY 2006 A.4 Receive the Auditors report on Mgmt No vote agreements with Companies that have common Directors, and the transactions referred to therein A.5 Re-elect Mr. Ernest-Antoine Seilli re as Mgmt No vote the Member of the Supervisory Board for a six- year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A.6 Re-elects Mr. Joseph Frederick Toot, Jr. Mgmt No vote as the Member of the Supervisory Board for a six-year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011 A.7 Elect Mr. Jean-Louis Silvant as the Mgmt No vote Member of the Supervisory Board for a six-year term ending at the annual stockholders meeting to be called in 2012 to approve the accounts for the YE 31 DEC 2011, to replace Mr. Francois Michelin, whose term ends at this Annual Meeting A.8 Receive the report of the Managing Mgmt No vote Board, and authorize the Managing Board to buy back the Company s shares on the stock market in order to reduce the Company s issued capital, or for attribution on exercise of stock options granted to employees, Executives or Officers of the Company or any related entity, or for attribution on redemption, conversion, exchange or exercise of share equivalents; the shares may be purchased by any appropriate means and at any time, on- or off-market, including through the use of put options and any and all other derivatives traded on a regulated market or over-the- counter; the maximum purchase price is set at EUR 65 per share; if any shares acquired under this authorization are attributed on exercise of stock options, as provided for in Articles L. 225-179 Et Seq. of the French Commercial Code, the price at which the shares are attributed to option holders will be determined in accordance with the applicable legal provisions; the Managing Board may acquire up to a maximum of 23,000,000 issued shares outstanding under this authorization, Authority is granted for a period of 18 months from 24 MAY 2006, and replaces with immediate effect the previous authorization granted by the Annual Meeting held on 25 MAY 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.9 Receive the report of the Managing Board Mgmt No vote and the report of the Supervisory Board, and authorize the Managing Board to grant, on one or several occasions, employees, Executives or Officers of the Company, its subsidiaries or any related entity options to purchase existing shares of Peugeot S.A. stock that the Company holds in treasury following their purchase on the open market; the Managing Board will use the authorization as provided for by Law, in particular as concerns the price of the shares to be purchased upon exercise of the options; the number of shares to be issued upon exercise of the options may not exceed 2,000,000; the option exercise period may not exceed 8 years; and to act on this authorization, and in particular to set the maximum number of options that may be granted to a single grantee, determine the terms and conditions of said grant and make the necessary adjustments in the event of corporate actions undertaken after the date of grant; Authority expires on 31 AUG 2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 284 UNASSIGNED POWERTECH TECHNOLOGY INC SECURITY: Y7083Y103 AGENDA NUMBER: 700878575 TICKER: MEETING TYPE: AGM ISIN: TW0006239007 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.1 Approve the business operating results Mgmt For * for 2005 1.2 Approve the financial statements of 2005 Mgmt Against * by the Company Supervisors 1.3 Approve the status of the distribution Mgmt For * of employees Bonus 2.1 Approve the business reports and Mgmt For * financial statements of 2005 2.2 Approve the distribution of profits of Mgmt For * 2005; cash dividend TWD 3 per share, stock dividend 150 shares per 1,000 shares from retain earnings subject to 20% withholding tax 3.1 Approve the issuing new shares from Mgmt For * distribution of profits 3.2 Approve the issuing rights shares for Mgmt For * issuing Global Depository receipt s
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.3 Amend the Articles of Incorporation Mgmt For * 3.4 Amend the procedures of endorsements and Mgmt For * guarantees
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 284 UNASSIGNED PROMISE CO.,LTD. SECURITY: J64083108 AGENDA NUMBER: 700983566 TICKER: MEETING TYPE: AGM ISIN: JP3833750007 MEETING DATE: 20-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 52.5, Corporate Officers bonuses JPY 67,300,000 (including JPY 15,200,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 284 UNASSIGNED PUBLISHING AND BROADCASTING LIMITED PBL SECURITY: Q7788C108 AGENDA NUMBER: 700810357 TICKER: MEETING TYPE: AGM ISIN: AU000000PBL6 MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Receive the financial statements of the Non-Voting No vote Company and its controlled entities for the YE 30 JUN 2005 and the reports of the Directors and the Auditors thereon 1.A Re-elect Mrs. Rowena Danziger as a Mgmt For * Director of the Company, who retires by rotation in accordance with Clause 6.1(f) of the Company s Constitution 1.B Re-elect Mr. Ashok Jacob as a Director Mgmt Against * of the Company, who retires by rotation in accordance with Clause 6.1(f) of the Company s Constitution 1.C Re-elect Mr. Robert Whyte as a Director Mgmt For * of the Company, who retires by rotation in accordance with Clause 6.1(f) of the Company s Constitution 2. Adopt the remuneration report for the YE Mgmt For * 30 JUN 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 284 UNASSIGNED RECKITT BENCKISER PLC SECURITY: G7420A107 AGENDA NUMBER: 700922710 TICKER: MEETING TYPE: AGM ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the annual financial statements Mgmt For * for the FY 2005, which ended on 31 DEC 2005, and the reports of the Directors and the Auditors thereon 2. Approve the Director s remuneration Mgmt For * report and that part of the report of the Auditors which reports thereon 3. Approve a final dividend of 21p per Mgmt For * ordinary share be paid on 25 MAY 2006 to all ordinary shareholders on the register at the close of business on 03 MAR 2006 4. Re-elect Mr. Bart Becht as a Director, Mgmt For * who retires by rotation 5. Re-elect Mr. Peter Harf as a Director, Mgmt Against * who retires by rotation 6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting at which accounts are laid before the Company 8. Authorize the Directors to fix the Mgmt For * Auditors remuneration 9. Authorize the Directors, in substitution Mgmt For * for all existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 25,360,000; Authority expires 5 years from the date of passing of this resolution; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Directors, subject to the Mgmt For * passing of Resolution 9 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 9 and or where such allotment constitute allotment of equity securities by virtue of Section 94 (3A) of the Act, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3,804,000; Authority expires at the conclusion of the next AGM of the Company; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, pursuant Mgmt For * authorities contained in the Article 7 of the Articles of Association of the Company and pursuant Section 166 of Companies Act 1985, to make market purchases Section 163(3) of the Act of up to 72,280,000 ordinary shares of 10 10/19p each in the capital of the Company ordinary shares representing less than 10% of the Company s issued share capital as at 1 MAR 2006, at a minimum price of 10 10/19p and not more than 5% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 4 NOV 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry S.12 Amend the Articles of Association as Mgmt For * specified 13. Approve the rules if the Reckit Mgmt For * Benckiser Long term Incentive plan the LTIP as specified and authorize the Directors, to do all such acts and things that may consider necessary or expedient to carry the LTIP into effect and to establish such further plans for the benefit of employees outside the UK whish are based on the LITP subject to such modification as may be necessary or desirable to take account of overseas tax, exchange control or security laws, provided that any shares made available under such plans are treated as counting against any limits on overall participation in the LTIP 14. Amend the rules of the Reckitt Benckiser Mgmt For * 2005 Savings-Related Share Option Plan, the Reckitt Benckiser 2005 Global Stock Profit Plan, the Reckitt Venckiser 2005 USA Savkings-Related Share Option Plan and the Reckitt Benckiser Senior Executive Share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Ownership Policy Plan the Share Plans and authorize the Directors to do all acts and things as they may consider necessary to carry the amendments into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 284 UNASSIGNED ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN SECURITY: N6817P109 AGENDA NUMBER: 700883994 TICKER: MEETING TYPE: AGM ISIN: NL0000009538 MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote ROYAL PHILIPS ELECTRONICS. PLEASE NOTE THAT BLOCKING CONDITIONS MAY APPLY, HOWEVER, DEPENDING ON THE SYSTEMS OF THE CUSTODIAN BANK(S). IF APPLIED, BLOCKING CONDITIONS WILL BE RELAXED AS THEY ARE LIMITED TO THE PERIOD BETWEEN VOTE DEADLINE DATE AND ONE DAY FOLLOWING REGISTRATION DATE. FINALLY, VOTE INSTRUCTIONS RECEIVED AFTER VOTE DEADLINE DATE ARE CONSIDERED LATE. LATE VOTES ARE PROCESSED ON A BEST EFFORT BASIS. BLOCKING IF APPLICABLE IS APPLIED TO LATE VOTES BEGINNING ON RECEIPT DATE OF VOTE INSTRUCTIONS THROUGH THE DAY FOLLOWING REGISTRATIONS DATE. 1. Speech President Non-Voting No vote 2.a Proposal to adopt the 2005 financial Mgmt No vote statements 2.b Explanation of policy on additions to Non-Voting No vote reserves and dividends
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.c Proposal to adopt a dividend of EUR 0.44 Mgmt No vote per common share 2.d Proposal to discharge the members of the Mgmt No vote Board of Management for their responsibilities 2.e Proposal to discharge the members of the Mgmt No vote Supervisory Board for their responsibilities 3.a Proposal to appoint Mr T.W.H. van Mgmt No vote Deursen as a member of the Board of Management of the Company with effect from April 1, 2006 3.b Proposal to appoint Mr F.A. van Houten Mgmt No vote as a member of the Board of Management of the Company with effect from April 1, 2006 3.c Proposal to appoint Mr J.A. Karvinen as Mgmt No vote a member of the Board of Management of the Company with effect from April 1, 2006 3.d Proposal to appoint Mr R.S. Provoost as Mgmt No vote a member of the Board of Management of the Company with effect from April 1, 2006 3.e Proposal to appoint Mr A. Ragnetti as a Mgmt No vote member of the Board of Management of the Company with effect from April 1, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.a Proposal to re-appoint Mr W. de Kleuver Mgmt No vote as a member of the Supervisory Board of the Company with effect from March 30, 2006 4.b Proposal to re-appoint Sir Richard Mgmt No vote Greenbury as a member of the Supervisory Board of the Company with effect from March 30, 2006 5.a Proposal to amend the remuneration Mgmt No vote policy for the Board of Management 5.b Proposal to amend the maximum percentage Mgmt No vote of the annual LTIP pool-size to be allocated to members of the Board of Management 6.a Proposal to cancel shares held by the Mgmt No vote Company 6.b Proposal to amend the Articles of Mgmt No vote Association of the Company 7. Proposal to authorize the Board of Mgmt No vote Management for a period of 18 months, as of March 30, 2006, as the body which is authorized, with the approval of the Supervisory Board, to issue shares or grant rights to acquire shares within the limits laid down in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption right accruing to shareholders. This authorization will be limited to a
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 196 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- maximum of 10% of the number of issued shares plus 10% of the issued capital in connection with or on the occasion of mergers and acquisitions 8. Proposal to authorize the Board of Mgmt No vote Management for a period of 18 months, as of March 30, 2006, within the limits of the law and the Articles of Association, to acquire for valuable consideration, on the stock exchange or otherwise, shares in the Company at a price between, on the one hand, an amount equal to the par value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on the Official Segment of Euronext Amsterdam N.V. s stock market (Euronext Amsterdam); the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext Amsterdam 9. Any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 197 of 284 UNASSIGNED RYANAIR HLDGS PLC SECURITY: G7727C137 AGENDA NUMBER: 700798272 TICKER: MEETING TYPE: AGM ISIN: IE0031117611 MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the reports and accounts Mgmt For * 2.a Re-elect Mr. David Bonderman as a Mgmt Against * Director 2.b Re-elect Mr. James Osborne as a Director Mgmt Against * 2.c Re-elect Mr. Michael O Leary as a Mgmt Against * Director 3. Grant authority to fix the Auditors Mgmt Against * remuneration 4. Authorise the Directors to allot Mgmt For * ordinary shares 5. Approve to disapply the statutory Mgmt For * pre-emption rights
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 198 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 199 of 284 UNASSIGNED RYANAIR HOLDINGS, PLC SECURITY: 783513104 AGENDA NUMBER: 932392866 TICKER: RYAAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 REPORTS AND ACCOUNTS Mgmt For O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against O2C RE-ELECTION OF DIRECTOR: MICHAEL O LEARY Mgmt Against O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against AUDITOR S REMUNERATION S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For SHARES S5 DISAPPLICATION OF STATUTORY PRE-EMPTION Mgmt For RIGHTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 200 of 284 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 201 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 202 of 284 UNASSIGNED SANOFI-AVENTIS, PARIS SECURITY: F5548N101 AGENDA NUMBER: 700931618 TICKER: MEETING TYPE: EGM ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 203 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve the income for the FY be Mgmt No vote appropriated as follows: income for the FY: EUR 6,146,952,608.18 plus retained earnings: EUR 1,205,678,019.78, distributable income: EUR 7,352,630,627.96 allocated to: payment of dividends: EUR 2,057,005,434.48, retained earnings: EUR 5,295,625,193.48, following a capital increase and a capital reduction, the capital was brought from EUR 2,802,613,138.00 on 31 DEC 2005, to EUR 2,708,476,850.00 divided in 1,354,238,425 fully paid-up shares, whose 1,353,293,049 shares are entitled to the existing dividend, and 945,376 shall bear an accruing dividend as of 01 JAN 2006; the shareholders will receive a net dividend of EUR 1.52 per share, for each of the 1,353,293,049 shares, this dividend will be paid on 07 JUN 2006 as required by law O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 Et Seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Lord Douro as a Director for a 4-year period O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote for a 4-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 204 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.7 Approve to renew the appointment of the Mgmt No vote Company Ernst and Young Audit as the Statutory Auditor for a 6-year period O.8 Appoint the Company Auditex as the Mgmt No vote Deputy Auditor for a 6-year period O.9 Approve the award total annual fees of Mgmt No vote EUR 1,200,000.00 to the Board of Directors O.10 Authorize the Board of Directors, in Mgmt No vote supersession to all earlier delegations, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 100.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 1,401,306,569 shares, maximum funds invested in the share buybacks: EUR 14,013,065,700.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve: to review the report of the Mgmt No vote Board of Directors, the reports of Mr. De Courcel, the Merger Auditors and the Merger Agreement as per the private deed dated 03 APR 2006; all the provisions of this Merger Agreement, pursuant to which Rhone Cooper contributes to Sanofi-Aventis, all of its assets, with the corresponding taking-over of all its liabilities: the valuation of the assets contributed amounting to EUR 460,949,630.75 and the liabilities at EUR 3,857,602.25, i.e. net assets contributed of EUR 457,092,028.50; the consideration for the contributions according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the unconditional completion date of the Merger, in a juridical point of view, fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 205 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and financial point of view; Rhone Cooper shares held by Sanofi-Aventis will not be exchanged; to increase the capital in consideration for the contribution in connection with the Merger, by EUR 237,300.00 by the creation of 118,650 new fully paid-up shares of a par value of EUR 2.00 each, carrying rights to the 2006 dividend and to be distributed among the shareholders of the acquired Company, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the capital will thus increase from EUR 2,708,476,850.00 to EUR 2,708,714,150.00; these new shares created by Sanofi-Aventis will be assimilated in all respects to the other shares comprising the share capital; the difference between: the amount of the net assets contributed by Rhone Cooper: EUR 457,092,028.50; less the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; and the amount of the share capital increase: EUR 237,300.00 represents the share premium of EUR 4,379,329.49 and will be allocated to the Merger premium account to which Sanofi-Aventis existing and new shareholders will hold rights; the difference between: the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; plus the dividend received by Sanofi-Aventis as a result of its holding in Rhone Cooper: EUR 3,567,944.70; and the accounting net value of the Rhone Cooper shares held by Sanofi-Aventis: EUR 461,177,959.12 represents the capital loss on transferred shares of EUR 5,134,615.41 and will be allocated to Sanofi-Aventis balance sheet assets as intangible assets E.12 Authorize the Board of Directors to Mgmt No vote proceed with drawings upon the merger premium
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 206 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.13 Acknowledge the unconditional completion Mgmt No vote date of the merger will, in a juridical point of view, be fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting and financial point of view; the 118,650 new fully paid-up shares of a par value of EUR 2.00 each, created in consideration for the merger by Sanofi-Aventis will be distributed among the shareholders of the acquired Company on 31 MAY 2006, according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share E.14 Amend, pursuant to the adoption of the Mgmt No vote above resolutions, the Article 6 of the Bylaws as follows: the share capital of is set at EUR 2,708,714,150.00 and is divided in to 1,354,357,075 shares of par value of EUR 2.00 each of the same class and fully paid in E.15 Approve to modify the duration of the Mgmt No vote term of office of the Chairman; amend the Articles 12 and 16 of the Articles of the Bylaws E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registration prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 207 of 284 UNASSIGNED SANTOS LTD SECURITY: Q82869118 AGENDA NUMBER: 700914991 TICKER: MEETING TYPE: AGM ISIN: AU000000STO6 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the approve the financial report Non-Voting No vote for the YE 31 DEC 2005 and the reports of the Directors and the Auditors thereon 2.a Re-elect Professor Judith Sloan as a Mgmt For * Director, who retires by rotation in accordance with Article 99 of the Company s Constitution 2.b Re-elect Mr. Richard Michael Harding as Mgmt For * a Director, who retires by rotation in accordance with Article 99 of the Company s Constitution S.3 Amend the Constitution of the Company by Mgmt For * deleting the Company s Memorandum of Association and existing Articles 1-20 and 21-178 and renumbering the existing Article 20A as Rule 6 S.4 Adopt Rule 70 of the Company s Mgmt For * Constitution in the prescribed form 5. Appoint Ernst & Young as Auditors of the Mgmt For * Company with effect from the FY commencing 01 JAN 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 208 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Adopt the remuneration report for the YE Mgmt For * 31 DEC 2005 7. Approve the grant of 2,500,000 options Mgmt For * to Mr. John Charles Ellice-Flint, under the Santos Executive Share Option Plan as prescribed 8. Approve the provision of an interest Mgmt Against * free loan of AUD 500,000 per annum to the Company s CEO and Managing Director, Mr. John Charles Ellice-Flint, in each of 2006, 2007 and 2008 as prescribed
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 209 of 284 UNASSIGNED SAP AG, WALLDORF/BADEN SECURITY: D66992104 AGENDA NUMBER: 700914698 TICKER: MEETING TYPE: OGM ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Vorlage des festgestellten Non-Voting No vote Jahresabschlusses, des gebilligten Konzernabschlusses, des Lageberichts und des Konzernlageberichts sowie des Berichts des Aufsichtsrats fuer das Geschaeftsjahr 2005 2. Beschlussfassung ueber die Verwendung Mgmt For * des Bilanzgewinns aus dem Geschaeftsjahr05 3. Beschlussfassung ueber die Entlastung Mgmt For * des Vorstands fuer das Geschaeftsjahr 20 2005 4. Beschlussfassung ueber die Entlastung Mgmt For * des Aufsichtsrats fuer das Geschaeftsjah FY 2005 5. Appointment of the Auditor of the Mgmt For * financial statements and group financial statements for the FY 2006 6. Resolution on capital increase from Mgmt For * company funds by three times the amount ofreifachen Betrag des bisherigen Grundkapitals durch Umwandlung von Teilbetraegve and the other revenue reserves as well as on the adjustment of Section 4 of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 210 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Beschlussfassung ueber eine Aenderung Mgmt For * der Aufsichtsratsverguetung und entsprechende Satzungsaenderung 8. Beschlussfassung ueber die Schaffung Mgmt For * neuer Genehmigter Kapitalia Ia und IIa ge Capital IIa against contributions in cash and in kind with the option to excl sowie entsprechende Satzungsaenderungen e Articles of Association 9. Resolution on the authorization to Mgmt For * acquire and use treasury shares pursuant to Aktien gemaess Paragraph 71 Abs. 1 Nr. 8 AktG einschliesslich der Verwendung ject to the exclusion of the shareholders subscription rights 10. Resolution on the authorization to use Mgmt For * equity derivatives in connection with t beim Erwerb eigener Aktien 11. Resolution on the authorization to issue Mgmt For * convertible and/or warrant-linked bononsschuldverschreibungen, die Aufhebung des Bedingten Kapitals IV, die Schaffutingent Capital IV, and a new Contingent Capital IVa and on corresponding amendments of the Articles of Association as well as on the option to exclude the shareholders subscription rights 12. Beschlussfassung ueber die Zustimmung Mgmt For * zum Beherrschungs- und Ergebnisabfuehrunnt between SAP AG and SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH anrwaltungs GmbH sowie ueber die Zustimmung zum
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 211 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Beherrschungs- und Ergebnisabfuehrungsvertrag zwischen der SAP AG und der SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 212 of 284 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857108 AGENDA NUMBER: 932447736 TICKER: SLB MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 213 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 214 of 284 UNASSIGNED SEVEN & I HOLDINGS CO LTD, TOKYO SECURITY: J7165H108 AGENDA NUMBER: 700963893 TICKER: MEETING TYPE: AGM ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * 3 Amend Articles to: Allow Company to Re- Mgmt For * Issue Repurchased Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Clarify the Rights and Responsibilities of Outside Directors and Auditors, Expand Business Lines, Allow Use of Treasury Shares for Odd-Lot Purchases, Approve Minor Revisions Due to New Commercial Code 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 215 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 216 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 4.16 Appoint a Director Mgmt For * 5.1 Appoint a Corporate Auditor Mgmt For * 5.2 Appoint a Corporate Auditor Mgmt For * 5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 217 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.4 Appoint a Corporate Auditor Mgmt For * 5.5 Appoint a Corporate Auditor Mgmt For * 6 Amend the Compensation to be Received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 218 of 284 UNASSIGNED SHINSEI BANK,LIMITED SECURITY: J7385L103 AGENDA NUMBER: 700949451 TICKER: MEETING TYPE: AGM ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1.1 Elect a Director Mgmt For * 1.2 Elect a Director Mgmt For * 1.3 Elect a Director Mgmt For * 1.4 Elect a Director Mgmt For * 1.5 Elect a Director Mgmt For * 1.6 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 219 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.7 Elect a Director Mgmt For * 1.8 Elect a Director Mgmt For * 1.9 Elect a Director Mgmt For * 1.10 Elect a Director Mgmt For * 1.11 Elect a Director Mgmt For * 1.12 Elect a Director Mgmt For * 1.13 Elect a Director Mgmt For * 1.14 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 220 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.15 Elect a Director Mgmt For * 2. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Approve Revisions Related to the New Commercial Code, Amend the number of shareholders who vote as proxies and the method of election of the chairman of the committee 3. Approve Issuance of Stock Acquisition Mgmt For * Rights as Stock Options 4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 221 of 284 UNASSIGNED SMITHS GROUP PLC SECURITY: G82401103 AGENDA NUMBER: 700822782 TICKER: MEETING TYPE: AGM ISIN: GB0008182700 MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve to accept the financial Mgmt For * statements and statutory reports 2. Approve the remuneration report Mgmt For * 3. Approve the final dividend of 19.75 Mgmt For * pence per ordinary share 4. Re-elect Mr. Robert O Leary as a Mgmt For * Director 5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company 6. Authorize the Board to fix the Mgmt For * remuneration of the Auditors 7. Grant authority to issue equity or Mgmt For * equity linked securities with pre-emptive rights up to aggregate nominal amount of GBP 47,010,371
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 222 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.8 Grant authority to issue equity or Mgmt For * equity linked securities without pre-emptive rights up to aggregate nominal amount of GBP 7,051,555 S.9 Grant authority to make a market Mgmt For * purchase of 56,412,445 ordinary shares 10. Amend the Smiths Industries 1982 SAYE Mgmt For * Share Option Scheme
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 223 of 284 UNASSIGNED SONY CORPORATION SECURITY: J76379106 AGENDA NUMBER: 700990484 TICKER: MEETING TYPE: AGM ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code; Change of Official Company Location 2.1 Appoint a Director Mgmt For * 2.2 Appoint a Director Mgmt For * 2.3 Appoint a Director Mgmt For * 2.4 Appoint a Director Mgmt For * 2.5 Appoint a Director Mgmt For * 2.6 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 224 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.7 Appoint a Director Mgmt For * 2.8 Appoint a Director Mgmt For * 2.9 Appoint a Director Mgmt For * 2.10 Appoint a Director Mgmt For * 2.11 Appoint a Director Mgmt For * 2.12 Appoint a Director Mgmt For * 2.13 Appoint a Director Mgmt For * 2.14 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 225 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3 Authorize Use of Stock Options Other For * 4 Shareholder Proposal: Amend Articles to Shr For * Require Company to Disclose Individual Director Compensation Amounts to Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 226 of 284 UNASSIGNED STANDARD BANK GROUP LIMITED SECURITY: S80605132 AGENDA NUMBER: 700954616 TICKER: MEETING TYPE: AGM ISIN: ZAE000057378 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements and Mgmt For * statutory reports for the YE 31 DEC 2005 2.1 Approve the remuneration of the Group Mgmt For * Chairman: ZAR 2,587,310 per annum 2.2 Approve the remuneration of the Group Mgmt For * Director: ZAR10,500 per annum 2.3 Approve the remuneration of the Group Mgmt For * International Director: GBP 25,200 per annum 2.4 Approve the remuneration of the Group Mgmt For * Credit Committee Member: ZAR 12,000 per annum 2.5 Approve the remuneration of the Africa Mgmt For * Credit Committee Member: ZAR 12,000 per annum 2.6 Approve the remuneration of the Mgmt For * Directors in the Directors Affairs Committee: ZAR 23,100 per annum
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 227 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.7 Approve the remuneration of the Risk Mgmt For * Management Committee Chairman: ZAR 136,800 per annum and Members: ZAR 68,400 per annum 2.8 Approve the remuneration of the Group Mgmt For * Remuneration Committee Chairman: ZAR 105,000 per annum and Members: ZAR 52,500 per annum 2.9 Approve the remuneration of the Mgmt For * Transformation Committee Chairman: ZAR 90,300 per annum and Members: ZAR 45,150 per annum 2.10 Approve the remuneration of the Group Mgmt For * Audit Committee Chairman: ZAR 188,100 per annum and Members: ZAR 94,050 per annum 2.11 Approve the remuneration of the Mgmt For * Directors for Ad Hoc meeting attendance - ZAR 10,500 3.1 Re-elect Mr. Doug Band as a Director Mgmt Against * 3.2 Re-elect Mr. Buddy Hawton as a Director Mgmt For * 3.3 Elect Mr. Sam Jonah KBE as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 228 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.4 Re-elect Sir Paul Judge as a Director Mgmt For * 3.5 Re-elect Mr. Adv Kgomotso Moroka as a Mgmt For * Director 3.6 Re-elect Mr. Chris Nissen as a Director Mgmt For * 4.1 Approve the issuance of shares pursuant Mgmt For * to the Standard Bank Equity Growth Scheme 4.2 Approve the issuance of shares pursuant Mgmt For * to the Standard Bank Group Share Incentive Scheme 4.3 Approve to place authorized but unissued Mgmt For * shares under the control of the Directors 4.4 Approve to place authorized but unissued Mgmt For * Preference shares under the control of the Directors 4.5 Approve the cash distribution to Mgmt For * shareholders by way of reduction of share premium account
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 229 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.5 Authorize the Company or its Mgmt For * subsidiaries to repurchase of up to 10% of issued share capital; Authority expires at the next general meeting PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 230 of 284 UNASSIGNED SUN HUNG KAI PROPERTIES LTD SECURITY: Y82594121 AGENDA NUMBER: 700817527 TICKER: MEETING TYPE: AGM ISIN: HK0016000132 MEETING DATE: 08-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the report of the Mgmt For * Directors and the audited accounts for the YE 30 JUN 2005 2. Declare a final dividend Mgmt For * 3.1.A Re-elect Dr. Li Ka-Cheung, Eric as a Mgmt Against * Director 3.1.B Re-elect Professor Wong Yue-Chim, Mgmt Against * Richard as a Director 3.1.C Re-elect Dr. Lee Shau-Kee as a Director Mgmt Against * 3.1.D Re-elect Mr. Chan Kui-Yuen, Thomas as a Mgmt Against * Director 3.1.E Re-elect Mr. Chan Kui-Ming as a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 231 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.1.F Re-elect Mr. Kwong Chun as a Director Mgmt Against * 3.1.G Re-elect Mr. Wong Yick-Kam, Michael as a Mgmt Against * Director 3.1.H Re-elect Mr. Wong Chik-Wing, Mike as a Mgmt Against * Director 3.2 Approve to fix the Directors Mgmt For * remuneration 4. Re-appoint the Auditors and authorize Mgmt Against * the Board of Directors of the Company to fix their remuneration 5. Authorize the Directors of the Company Mgmt For * to repurchase shares of the Company during the relevant period, on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on share repurchases, pursuant to the approval of this resolution, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of next AGM of the Company or the expiration of the period within which the next AGM of the Company is to be held by its Articles of Association or by the Laws of Hong Kong
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 232 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Authorize the Directors, in addition to Mgmt For * any other authority, to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements and options, including warrants, during and after the relevant period, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; plus b) the nominal amount of share capital repurchased by the Company up to 10% of the aggregate nominal amount of the issued share capital of the Company, otherwise than pursuant to i) a rights issue; or ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to officers and/or employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company; or iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is required by its Articles of Association or by the Laws of Hong Kong to be held 7. Authorize the Directors to exercise the Mgmt For * powers of the Company referred to in Resolution 6 in the notice convening this meeting in respect of the share capital of the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 233 of 284 UNASSIGNED TAKEFUJI CORP SECURITY: J81335101 AGENDA NUMBER: 701014792 TICKER: MEETING TYPE: AGM ISIN: JP3463200000 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 234 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 235 of 284 UNASSIGNED TALISMAN ENERGY INC. SECURITY: 87425E103 AGENDA NUMBER: 932459844 TICKER: TLM MEETING TYPE: Special ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOUGLAS D. BALDWIN Mgmt For For 2 JAMES W. BUCKEE Mgmt For For 3 WILLIAM R.P. DALTON Mgmt For For 4 KEVIN S. DUNNE Mgmt For For 5 LAWRENCE G. TAPP Mgmt For For 6 STELLA M. THOMPSON Mgmt For For 7 ROBERT G. WELTY Mgmt For For 8 CHARLES R. WILLIAMSON Mgmt For For 9 CHARLES W. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 236 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For CHARTERED ACCOUNTANTS AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. 03 RESOLUTION TO AMEND THE ARTICLES TO Mgmt For For EFFECT A THREE FOR ONE DIVISION OF COMMON SHARES. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 237 of 284 UNASSIGNED TERNIUM S.A. SECURITY: 880890108 AGENDA NUMBER: 932532066 TICKER: TX MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For AND INDEPENDENT AUDITOR S REPORTS ON THE CONSOLIDATED FINANCIAL STATEMENTS. APPROVAL OF THE COMPANY S CONSOLIDATED FINANCIAL STATEMENTS AS OF, AND FOR THE FISCAL YEAR ENDED, DECEMBER 31, 2005. 02 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For AND INDEPENDENT AUDITOR S REPORTS ON THE UNCONSOLIDATED ANNUAL ACCOUNTS. APPROVAL OF THE COMPANY S UNCONSOLIDATED ANNUAL ACCOUNTS AS OF, AND FOR THE FISCAL YEAR ENDED, DECEMBER 31, 2005. 03 ALLOCATION OF RESULTS. Mgmt For 04 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For DIRECTORS AND TO THE FORMER MEMBERS OF THE BOARD OF DIRECTORS MESSRS. CARLOS M. FRANCK AND FERNANDO R. MANTILLA FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 238 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 ELECTION OF THE BOARD OF DIRECTORS Mgmt For MEMBERS. 06 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For TO DELEGATE THE DAY-TO- DAY MANAGEMENT OF THE COMPANY S BUSINESS TO ONE OR MORE OF ITS MEMBERS. 07 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For TO APPOINT ONE OR MORE OF ITS MEMBERS AS THE COMPANY S ATTORNEY-IN-FACT. 08 BOARD OF DIRECTORS COMPENSATION. Mgmt For 09 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For APPROVAL OF THEIR FEES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 239 of 284 UNASSIGNED TERUMO CORP SECURITY: J83173104 AGENDA NUMBER: 700990509 TICKER: MEETING TYPE: AGM ISIN: JP3546800008 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the profit appropriation for No. Mgmt For * 91 Term: dividends for the current term has been as JPY 14 per share JPY 24 on an yearly basis 2. Amend the Company s Articles of Mgmt For * Incorporation: according to the new Company Law, the Company has proposed to amend partially the Company s Articles of Incorporation 3.1 Elect Mr. Takashi Wachi as a Director Mgmt For * 3.2 Elect Mr. Akira Takahashi as a Director Mgmt For * 3.3 Elect Mr. Takahiro Kugo as a Director Mgmt For * 3.4 Elect Mr. Hachirou Hara as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 240 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Elect Mr. Kouji Nakao as a Director Mgmt For * 3.6 Elect Mr. Hiroshi Matsumura as a Mgmt For * Director 3.7 Elect Mr. Takayoshi Mimura as a Director Mgmt For * 3.8 Elect Mr. Akira Oguma as a Director Mgmt For * 3.9 Elect Mr. Shougo Ninomiya as a Director Mgmt For * 3.10 Elect Mr. Yuutarou Shintaku as a Mgmt For * Director 3.11 Elect Mr. Takeshi Isayama as a Director Mgmt For * 3.12 Elect Mr. Tetsuo Seki as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 241 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Elect Nobuyuki Takai as a Statutory Mgmt For * Auditor 5. Elect Eizaburou Sano as an Alternate Mgmt For * Statutory Auditor 6. Grant retirement allowance to the Mgmt For * retired Director, Mr. Tooru Nonoyama and the Statutory Auditor, Eizaburou Sano, who retire during the current term the Company has proposed to grant retirement allowances to them according to the Company rule 7. Grant retirement allowances, subject to Mgmt For * the approval of Resolution 3, to 10 re-appointed Directors: Messrs. Takashi Wachi, Akira Takahashi, Takahiro Kugo, Hachirou Hara, Kouji Nakao, Hiroshi Matsumura, Takayoshi Mimura, Akira Oguma, Shougo Ninomiya, Takeshi Isayama and to the current Statutory Auditors Shigeru Miura, Kenji Tada and Fumio Sugisaki
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 242 of 284 UNASSIGNED TOD'S SPA, SANT'ELPIDIO A MARE (AP) SECURITY: T93619103 AGENDA NUMBER: 700912175 TICKER: MEETING TYPE: OGM ISIN: IT0003007728 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the balance sheet of 31 DEC Mgmt No vote 2005, the report of the Board of Directors on the operations and report of the Board of Statutory Auditors, allocation of net profits; consequent deliberations 2. Receive the yearly report regarding the Mgmt No vote corporate governance, inherent and consequent resolutions 3. Approve to renew the Board of Directors Mgmt No vote for the years 2006/2008, decisions regarding their remunerations inherent and consequent resolutions 4. Appoint the auditing firm for the years Mgmt No vote 2006/2011; inherent and consequent resolutions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 243 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Grant authority to purchase and sell its Mgmt No vote own shares pursuant to Article 2357 and following of the Italian Civil Code and of Article 132 of the Legislative decree DD 24 FEB 1998 No. 58, prior revocation of the resolution deliberated by the meeting DD 27 APR 2005, even if not used; inherent and consequent resolutions PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 244 of 284 UNASSIGNED TOTAL SA, COURBEVOIE SECURITY: F92124100 AGENDA NUMBER: 700946710 TICKER: MEETING TYPE: MIX ISIN: FR0000120271 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 245 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 296923 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. O.1 Receive the report of the Directors and Mgmt No vote the Auditor s general report; approves the Company s financial statements and the balance sheet for the YE 31 DEC 2005 O.2 Approve the report of the Board of Mgmt No vote Directors and the Statutory Auditors and the consolidated financial statements for the said FY 0.3 Approve that the income for the FY be Mgmt No vote appropriated as follows: earnings for the FY: 4,142,954,352.00; available retained earnings: EUR 1,458,995,601.00; amount to be allocated: EUR 5,601,949,953.00; total dividend: EUR 4,005,393,598.00 retained earnings: EUR 1,596,556,355.00; the shareholders will receive a net dividend of EUR 6.48 per share of EUR 10.00 face value; the shareholders meeting reminds an interim dividend of EUR 3.00, entitling natural persons domiciled in France to the 50% allowance provided by the French Tax Code, was already paid on 24 NOV 2005 and the remaining dividend of EUR 3.48 will be paid on 18 MAY, 2006, and will entitle natural persons domiciled in France to the 40% allowance provided by the French Tax Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 246 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Authorize the Board of Directors to Mgmt No vote transfer the amount of EUR 2,807,661,894.50 posted to the special reserve of long-term capital gains to the retained earnings account, in the event of an option exercise pursuant to Article 39 of the amended Finance Law for the year 2004 O.5 Acknowledge the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code; and approve said report and the agreements referred to therein O.6 Authorizes the Board of Directors, in Mgmt No vote supersession of the fraction unused of the authorization granted by the combined shareholders meeting of 17 MAY 2005 in its Resolution No. 5, to purchase or sell company s shares in connection with the implementation of a Stock Repurchase Plan, subject to the conditions described below: maximum purchase price: EUR 300.00 per share of a par value of EUR 10.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 27,262,297 shares of a par value of EUR 10.00; maximum funds invested in the share buybacks: EUR 8,178,689,100.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities this authorization O.7 Appoint Ms. Anne Lauvergeon as a Mgmt No vote Director for a 3-year period O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 3-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 247 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.9 Appoint Mr. Bertrand Collomb as a Mgmt No vote Director for a 3-year period O.10 Appoint Mr. Antoine Jeancourt-Galignani Mgmt No vote as a Director for a 3-year period O.11 Appoint Mr. Michel Pebereau as a Mgmt No vote Director for a 3-year period O.12 Appoint Mr. Pierre Vaillaud as a Mgmt No vote Director for a 3-year period O.13 Appoint Mr. Christophe De Margerie as a Mgmt No vote Director for a 3-year period E.14 Acknowledge the Contribution Agreement Mgmt No vote based on the spin-offs legal framework, established by private agreement on 15 MAR 2006, under which it is stated that Total S.A. shall grant its shares to Arkema in the Companies Arkema France, Societe De Development Arkema S.D.A, Arkema Finance France, Mimosa and Arkema Europe holdings BV; and approve all the terms of the Contribution Agreement and the contribution of a net value of EUR 1,544,175,344.82 that will come into effect on its effective date in consideration for this contribution, Arkema will increase the share capital by a nominal amount of EUR 605,670,910.00, by the creation of 60,567,091 shares, according to an exchange ratio of 1 Arkema share against 10 Total S.A. shares the number of shares and the nominal amount of capital increase will be adjusted according to then number of Company shares entitled to the allocation of Arkema shares, as the amount of capital increase is equal to the number of Arkema
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 248 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- shares allocated by the Company to its own shareholders multiplied by the par value of the Arkema share, within the limit of a maximum nominal amount of capital increase in consideration for the contribution of EUR 609,670,910.00 by way of issuing a maximum number of 60,967,091 new Arkema shares these new shares will be assimilated in all respects to the existing shares, will be subject to the statutory provisions and will grant entitlement to any distribution of dividend as from 01 Jan 2005; the Arkema shares contribution of EUR 1,544,175,344.82 shall count against the issuance and contribution premium account which amounted to EUR 34,563,052,123.17 and will amount to EUR 33,018,876,778.35; and to the Chairman of the Board of Directors to take all necessary measures and accomplish all necessary formalities E.15 Approve to reduce the nominal value of Mgmt No vote the shares from EUR 10.00 to EUR 2.50; the number of exiting share will be multiplied by 4; authorize the Board of the Directors to all necessary measure; and amend Article 6 E.16 Amend Article 11-3 of the By-Laws: each Mgmt No vote Directors shall hold at least 1,000 shares during his/her term of office A. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: Amend Article Number 11 of the Bylaws, as specified B. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: Approve to grant a second seat as an employee- shareholder to the Board of Total S.A
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 249 of 284 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 250 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 251 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 252 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 253 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 254 of 284 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 700905269 TICKER: MEETING TYPE: OGM ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 292933, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, the Group and Mgmt No vote the parent Company accounts for FY 2005 reports of the Group and the Statutory Auditors 2. Approve the appropriation of the Mgmt No vote retained earnings, dividend for FY 2005 3. Grant discharge to the Members of the Mgmt No vote Board of Directors and the Group Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 255 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote Member 4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote Board Member 4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote Board Member 4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote 4.3 Ratify Ernst & Young as the Auditors Mgmt No vote 4.4 Ratify BDO Visura as the Special Mgmt No vote Auditors 5.1 Approve the cancellation of shares Mgmt No vote repurchased under the 2005/2006 Share Buyback Program 5.2 Approve the new Share Buy Back Program Mgmt No vote for 2006/2007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 256 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.3 Approve 1-time payout in the form of a Mgmt No vote par value repayment 5.4 Approve the share split Mgmt No vote 5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote 4A of the Articles of Association 5.5.2 Approve the reduction of the threshold Mgmt No vote value for agenda item requests Article 12 Paragraph 1 of the Articles of Association 6. Approve to create conditional capital Mgmt No vote and amend Article 4A Paragraph 2 of the Articles of Association PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU. PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF THE NAMES OF THE AUDITORS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 257 of 284 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 258 of 284 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 259 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 260 of 284 UNASSIGNED VEDANTA RESOURCES PLC, LONDON SECURITY: G9328D100 AGENDA NUMBER: 700768700 TICKER: MEETING TYPE: AGM ISIN: GB0033277061 MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts of the Company and Mgmt For * the reports of the Directors and the Auditors thereon for the YE 31 MAR 2005 2. Declare a final dividend of 11.55 US Mgmt For * cents per ordinary share in respect of the YE 31 MAR 2005 3. Re-appoint Mr. Navin Agarwal as a Mgmt For * Director, who retires in accordance with the Article 121 4. Re-appoint Mr. Aman Mehta as a Director, Mgmt For * who retires in accordance with the Article 121 5. Re-appoint Mr. Euan Macdonald as a Mgmt For * Director, who retires in accordance with the Article 121 6. Re-appoint Mr. K.K. Kaura as a Director, Mgmt For * who retires in accordance with the Article 121 7. Re-appoint Mr. Shailendra Kumar Tamotia Mgmt For * as a Director, who retires in accordance with the Article 121
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 261 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Mr. Peter Sydney-Smith as a Mgmt For * Director, who retires in accordance with the Article 115 9. Re-appoint Mr. Naresh Chandra as a Mgmt For * Director, in accordance with the Article 122 10. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors until the conclusion of the next general meeting at which the accounts are laid, and authorize the Directors to set the Auditors remuneration 11. Approve the remuneration report for the Mgmt For * YE 31 MAR 2005 S.12 Approve that the powers conferred on the Mgmt For * Directors by Article 59 of the Company s Articles of Association be implemented and authorize the Directors to make market purchases of the Company s ordinary shares in such manner and upon such terms as the Directors may from time to time determine, provided that: (a) the Company does not purchase more than 28,677,600 ordinary shares pursuant to this authority; (b) the minimum price which may be paid for an ordinary share is 10 US cents being the nominal value of an ordinary share exclusive of associated expenses; and (c) the maximum price which may be paid for an ordinary share is an amount equal to 105% of the average middle market quotations for an ordinary share derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which the ordinary share is contracted to be purchases exclusive of the associated expenses; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months; and the Company may make a contract to purchase ordinary shares under
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 262 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- this authority before the expiry of this authority which will or may not be completed wholly or partly thereafter and a purchase of the shares may be made in pursuance of any such contract S.13 Amend Article 217 of the Company s Mgmt For * Articles of Association by deleting it and replacing it with the new one
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 263 of 284 UNASSIGNED VODAFONE GROUP PLC NEW SECURITY: G93882101 AGENDA NUMBER: 700766249 TICKER: MEETING TYPE: AGM ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors and Mgmt For * financial statements for the year ended 31 MAR 2005 2. Re-elect Lord MacLaurin of Knebworth, Mgmt For * DL, as a Director of the Company who retires voluntarily 3. Re-elect Mr. Paul Hazen as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 4. Re-elect Mr. Arun Sarin as a Director of Mgmt For * the Company, who retires in accordance with the Company's Articles of Association 5. Re-elect Sir Julian Horn-Smith as a Mgmt For * Director of the Company, who retires voluntarily 6. Re-elect Mr. Peter Bamford as a Director Mgmt For * of the Company, who retires voluntarily 7. Re-elect Mr. Thomas Geitner as a Mgmt For * Director of the Company, who retires voluntarily
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 264 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Dr. Michael Boskin as a Mgmt For * Director of the Company, who retires in accordance with the Company's Articles of Association 9. Re-elect Mr. Lord Broers as a Director Mgmt For * of the Company, who retires voluntarily 10. Re-elect Mr. John Buchanan as a Director Mgmt For * of the Company, who retires voluntarily 11. Re-elect Mr. Penny Hughes as a Director Mgmt For * of the Company, who retires in accordance with the Company's Articles of Association 12. Re-elect Professor Jurgen Schrempp as a Mgmt For * Director of the Company, who retires voluntarily 13. Re-elect Mr. Luc Vandevelde as a Mgmt For * Director of the Company, who retires voluntarily 14. Elect Sir John Bond as a Director of the Mgmt For * Company, who retires in accordance with the Company's Articles of Association 15. Elect Mr. Andrew Halford as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 265 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Declare a final dividend recommended by Mgmt For * the Directors of 2.16p per ordinary share for the year ended 31 MAR 2005 payable on the ordinary shares of the Company to all members whose names appeared on the Register of Members on 03 JUN 2005 and that such dividend be paid on 05 AUG 2005 17. Approve the remuneration report of the Mgmt For * Board for the year ended 31 MAR 2005 18. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors to the Company until the next AGM 19. Authorize the Audit Committee to Mgmt For * determine the remuneration of the Auditors 20. Authorize the Company and any Company Mgmt For * which is or becomes a subsidiary of the Company during the period to which this Resolution relates, for the purposes of Part XA of the Companies Act 1985 to: i) make Donations to EU Political Organizations not exceeding GBP 50,000 in total; and ii) to incur EU Political Expenditure not exceeding GBP 50,000 in total, during the period ending on the date of the Company's AGM in 2006; for the purposes of this Resolution, the expressions 'Donations', 'EU Political Organizations' and 'EU Political Expenditure' have the meanings set out in Part XA of the Companies Act 1985 as amended by the Political Parties, Elections and Referendums Act 2000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 266 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 21. Approve to renew the authority conferred Mgmt For * on the Directors by Article 16.2 of the Company's Articles of Association for this purpose: the Section 80 amount be USD 900,000,000; and the prescribed period be the period ending on the date of the AGM in 2006 or on 26 OCT 2006, whichever is the earlier S.22 Approve, subject to the passing of Mgmt For * Resolution 21, to renew the power conferred on the Directors by Article 16.3 of the Company's Articles of Association for the prescribed period specified in Resolution 21 and for such period the Section 89 amount be USD 320,000,000 with such amount including the sale of ordinary shares held in treasury S.23 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases as defined in Section 163 of that Act of ordinary shares of USD 0.10 each in the capital of the Company provided that: the maximum aggregate number of ordinary shares which may be purchased is 6,400,000,000; the minimum price which may be paid for each ordinary share is USD 0.10; the maximum price excluding expenses which may be paid for any ordinary share is an amount equal to 105% of the average of the middle market quotation of the Company's ordinary shares as derived from the Official List of the London Stock Exchange for the five business days immediately preceding the day on which such share is contracted to be purchased; and this authority shall expire at the conclusion of the AGM of the Company held in 2006 or on 26 OCT 2006, whichever is the earlier, unless such authority is renewed prior to that time except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 267 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.24 Approve that the Company's Memorandum of Mgmt For * Association be amended to add the following object 24: "(24) To provide a Director with funds to meet reasonable expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under those provisions of the Companies Act 1985 referred to in section 337A of that Act, and to do anything to enable a Director to avoid incurring such reasonable expenditure, to the extent permitted by law.'; and the following additional bullet point be added to Article 110.2 to allow Directors to vote on the issue of indemnification and funding of Directors' defence costs: 'any proposal relating to: (i) the granting of an indemnity to Directors; or (ii) the funding of reasonable expenditure by one or more Directors in defending civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; or (iii) the doing of anything to enable such a Director or Directors to avoid incurring such expenditure, by the Company or any of its subsidiary undertakings.'; and that Article 152.2 of the Company's Articles of Association be amended to read as follows: 'So far as the Companies Acts allow, the Secretary and other officers of the Company are exempted from any liability to the Company where that liability would be covered by the indemnity in Article 152.1.' and that the following Article 152.3 be inserted into the Company's Articles of Association; 'So far as the Companies Acts allow, the Company or any of its subsidiary undertakings may: (i) provide a Director with funds to meet expenditure incurred or to be incurred by him in defending any civil or criminal proceedings, or in connection with any application under the provisions of the Companies Act 1985 referred to in Section 337A(2) of that Act; and (ii) may do anything to enable a Director to avoid incurring such expenditure, but so that the terms set out in Section 337A(4) of that Act shall apply to any such provision of funds or other things done'
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 268 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 25. Approve the Vodafone Global Incentive Mgmt For * Plan the "Plan" and authorize the Directors to take all actions that they consider necessary or desirable to implement and establish the Plan; and to implement and establish further plans based on the Plan modified to take account of local tax, exchange controls or securities laws in overseas territories, provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 269 of 284 UNASSIGNED WAL-MART DE MEXICO SA DE CV, MEXICO SECURITY: P98180105 AGENDA NUMBER: 700875555 TICKER: MEETING TYPE: MIX ISIN: MXP810081010 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Approve the report of the Administrative Mgmt No vote Council O.2 Approve the report of the Auditory Mgmt No vote Committee O.3 Approve the Commissioners report Mgmt No vote O.4 Approve the document of financial Mgmt No vote information that correspond to FY from 01 JAN 2005 to 31 DEC 2005 O.5 Approve the report on the repurchase of Mgmt No vote shares account E.6 Approve the project to cancel Mgmt No vote 201,523,800 Company shares, that are currently held in treasure E.7 Approve the project to reform Clause 5 Mgmt No vote of the Company Bylaws, in virtue of the adjustment that were made between the fix and variable capital
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 270 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.8 Approve the project to allocate the Mgmt No vote profits O.9 Approve the dividend to be paid at the Mgmt No vote option of this shareholder, as a cash dividend of MXN 0.38 per share, or as a stock dividend at a ratio to be determined based on the closing price of series on 22 MAR 2006, the proposed pay date of this dividend is 07 APR 2006 O.10 Approve the increase of the Company s Mgmt No vote variable capital, through the issuance of up to 164,272,409 common shares, to be used exclusively for the payment of the stock dividend, the increase of capital will be up to maximum 3,285,448,180; all shares that are not subscribed as part of the dividend payment will be cancelled; the increase in capital will also be cancelled in proportion with the shares cancelled O.11 Approve the employee stock purchase Mgmt No vote report O.12 Approve the Wal-Mart of Mexico Mgmt No vote Foundations report O.13 Ratify the performance of the Mgmt No vote Administrative Council during the FY beginning on 01 JAN 2005 and ending on 31 DEC 2005 O.14 Elect or ratify the Members of the Mgmt No vote Administrative Council
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 271 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.15 Approve the minutes of the meeting Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 272 of 284 UNASSIGNED WPP GROUP PLC SECURITY: G97974102 AGENDA NUMBER: 700800192 TICKER: MEETING TYPE: CRT ISIN: GB0009740423 MEETING DATE: 26-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the Scheme of Arrangement Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 273 of 284 UNASSIGNED WPP GROUP PLC SECURITY: G97974102 AGENDA NUMBER: 700800205 TICKER: MEETING TYPE: EGM ISIN: GB0009740423 MEETING DATE: 26-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- s.1 Authorize the Directors to take all such Mgmt For * action as they consider necessary or appropriate for carrying the scheme into effect and approve to: the scheme of arrangement; reduce and subsequent increase in the share capital of the Company; authorize the Directors for the purpose of Section 80 of the Companies Act 1985 to issue equity with pre-emption rights up to GBP 175 million; amend, conditional on the scheme becoming effective, to the Articles of Association; authorize the Directors of WPP 2005 Plc to be renamed WPP Group Plc new WPP, conditional on the scheme becoming effective, to approve and adopt certain changes to certain Incentives Schemes for the purpose of satisfying outstanding awards; approve: to reduce of capital of new WPP; the change of the Company s name to WPP 2005 Plc, conditional on the scheme becoming effective; and the de-listing of the Company s shares from the Official List, conditional on the scheme becoming effective o.1 Authorize the Directors of new WPP, Mgmt For * conditional on the scheme becoming effective, to approve and adopt the WPP 2005 Executive Stock Option Plan o.2 Authorize the Directors of new WPP, Mgmt For * conditional on the scheme becoming effective, to approve and adopt the WPP 2005 Worldwide Ownership Plan
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 274 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- o.3 Authorize the Directors of new WPP, Mgmt For * conditional on the scheme becoming effective, to adopt the WPP 2004 Leadership Equity Acquisition Plan o.4 Authorize the Directors of new WPP, Mgmt For * conditional on the scheme becoming effective, to adopt the WPP Performance Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 275 of 284 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700910626 TICKER: MEETING TYPE: EGM ISIN: GB0031411001 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the proposed acquisition on the Mgmt For * terms and subject to the conditions of the Acquisition Agreement and authorize the Board of Directors of the Company to take all such steps as it considers necessary, expedient or desirable to effect the Proposed Acquisition or otherwise in connection with the Proposed Acquisition and any matter incidental to the Proposed Acquisition and to waive, amend, vary, revise or extend any of such terms and conditions as it may consider to be appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 276 of 284 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700935743 TICKER: MEETING TYPE: AGM ISIN: GB0031411001 MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the annual report and Mgmt For * financial statements of the Company and the reports of the Directors and the Auditors thereon for the YE 31 DEC 2005 2. Declare a final dividend of USD 0.25 Mgmt For * cents per ordinary share in respect of the YE 31 DEC 2005 3. Approve the Directors remuneration Mgmt For * report as specified for the YE 31 DEC 2005 4. Re-elect Mr. Ivan Glasenberg as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 5. Re-elect Mr. Robert MacDonnell as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 6. Re-elect Dr. Frederik Roux as a Non- Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 277 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-elect Mr. Santiago Zaldumbide as a Mgmt For * Executive Director, who retires in accordance with Article 128 of the Company s Articles of Association 8. Re-appoint Ernst & Young LLP as the Mgmt For * Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to determine the remuneration of the Auditors 9. Authorize the Directors, in substitution Mgmt For * for all existing authority, and pursuant to Section 80 and by Article 14 of the Company s Articles of Association, to allot relevant securities Section 80 up to an amount of USD 108,477,815 equivalent to 216,955,630 ordinary shares of USD 0.50 each in the capital of the Company; Authority expires at the conclusion of the next AGM of the Company or after the passing of this resolution S.10 Authorize the Directors, in substitution Mgmt For * for all existing authority, pursuant to Section 89 and by Article 15 of the Company s Articles of Association, to allot equity securities, disapplying the statutory pre-emption rights Section 89(1), and the amount is USD 16,271,672 equivalent to 32,543,344 ordinary shares of USD 0.50 each in the capital of the Company; Authority expires the earlier of the conclusion of the next AGM of the Company or after the passing of this resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 278 of 284 UNASSIGNED XSTRATA PLC, LONDON SECURITY: G9826T102 AGENDA NUMBER: 700993961 TICKER: MEETING TYPE: EGM ISIN: GB0031411001 MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, subject to Resolutions 2 and 3 Mgmt For * being passed, the proposed acquisition by a wholly- owned indirect subsidiary of the Company, Xstrata Canada Inc. the Offeror, of any and all of the issued, to be issued and outstanding Falconbridge Shares as specified, other than any Falconbridge Shares owned directly or indirectly by the Offeror or its affiliates, on the terms and subject to the conditions of the offer document as specified, a copy of which is produced to the meeting and for identification purposes, initialed by the Chairman of the meeting, or on the terms and subject to the conditions of any amended, extended, revised, renewed, additional or other offer or offers for shares and/or associated rights in the capital of Falconbridge Limited approved by the Board of Directors of the Company the Board or any duly constituted committee of the Board a Committee the Offer, to make waivers, extensions and amendments or variations to any of the terms and conditions of the Offer and to do all such things that it may consider necessary or desirable to implement and give effect to, or otherwise in connection with, the Offer and any matters incidental to the Offer, including in respect of options granted to employees of Falconbridge or its subsidiaries 2. Approve to increase the share capital of Mgmt For * the Company from USD 437,500,000.50 and GBP 50,000 to USD 7,554,974,199.00 and GBP 50,000 by the creation of an additional 14,234,948,397 ordinary shares of USD 0.50 each in the capital of the Company having the rights and privileges and being subject to the restrictions contained in the Articles of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 279 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Association of the Company and ranking pari passu in all respects with the existing ordinary shares of USD 0.50 each in the capital of the Company 3. Authorize the Directors of the Company, Mgmt For * subject to Resolution 2 being passed, to renew the authority to allot relevant securities for a period expiring unless previously renewed, varied or revoked on the date which is the 5 anniversary of the date on which this resolution is passed and for that period the Section 80 amount shall be i) USD 7,000,000,000.00 equivalent to 14,000,000,000 ordinary shares of USD 0.50 each in the capital of the Company in connection with 1 or more issues of relevant securities under one or more transactions to refinance in whole or in part any amount outstanding under the Equity Bridge Facility as specified and ii) otherwise than in connection with 1 or more issues of relevant securities under 1 or more transactions to refinance in whole or in part the Equity Bridge Facility as specified, USD 117,474,198.50 equivalent to 234,948,397 ordinary shares of USD 0.50 each in the capital of the Company S.4 Authorize the Directors of the Company, Mgmt For * in place of all existing powers, to allot equity securities as if Section 89(1) of the Companies Act 1985 did not apply, for that period the Section 89 amount is USD 17,621,129.00 equivalent to 35,242,258 ordinary hares of USD 0.50 each in the capital of the Company; Authority expires at the next AGM of the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 280 of 284 UNASSIGNED YUANTA CORE PACIFIC SECURITIES CO LTD SECURITY: Y98639100 AGENDA NUMBER: 700951254 TICKER: MEETING TYPE: AGM ISIN: TW0006004005 MEETING DATE: 12-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 292997 DUE TO ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1.1 Receive the report on business operating Mgmt For * results of the FY 2005 1.2 Receive the Supervisors review financial Mgmt For * reports for the FY 2005 1.3 Approve to stipulate the criterion of Mgmt For * moral behavior of Directors, Supervisors and Managers 2. Ratify the financial reports for the FY Mgmt For * 2005 3.1 Approve the net profit allocation for Mgmt For * the FY 2005 cash dividend: TWD 0.27 per share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 281 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.2 Amend Article 15, 16, 19, 27 and 28 of Mgmt Against * the Articles of Incorporation 4. Others and extraordinary proposals Other Against *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 282 of 284 UNASSIGNED ZURICH FINANCIAL SERVICES, ZUERICH SECURITY: H9870Y105 AGENDA NUMBER: 700905790 TICKER: MEETING TYPE: OGM ISIN: CH0011075394 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 278739, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.THANK YOU 1. Approve the annual report, the annual Mgmt No vote financial statements and the consolidated financial statements for 2005 2. Approve the allocation of income and Mgmt No vote dividends of CHF 4.60 per share 3. Approve the share capital reduction, Mgmt No vote repayment of reduction in nominal value, and amend the Articles of Incorporation, to effect a further payout in cash to shareholders of CHF 2.40 per registered share by reducing the nominal value of each registered share from CHF 2.50 to CHF 0.10 in order to preserve
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 283 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- proportional shareholders rights, and amend the threshold for requesting items on the agenda in accordance with Article 12 Paragraph 2 of the Articles of Incorporation proportionally to the reduced nominal value a part of summary, this entails the following: that the share capital, in accordance with the Article 5 of the Articles of Incorporation be reduced by CHF 345,616,692 from CHF 360,017,387.50 to a new total of CHF 14,400,695.50 by reducing 4. Amend the Articles of Incorporation; Mgmt No vote authorized share capital 5. Amend the Articles of Incorporation Mgmt No vote 6. Grant release to the Members of the Mgmt No vote Board of Directors and the Group Executive Committee 7.1.1 Elect Mr. Don Nicolaisen as a Director Mgmt No vote 7.1.2 Elect Mr. Fred kindle as a Director Mgmt No vote 7.1.3 Elect Mr. Tom De Swaan as a Director Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 284 of 284
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7.1.4 Re-elect Mr. Thomas Escher as a Director Mgmt No vote 7.1.5 Re-elect Mr. Philippe Pidoux as a Mgmt No vote Director 7.1.6 Re-elect Mr. Venon Sankey as a Director Mgmt No vote 7.2 Ratify PriceWaterhouseCoopers Ltd. as Mgmt No vote the Auditors
Hartford International Small Company HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 1 of 348 UNASSIGNED ABB GRAIN LTD SECURITY: Q0010P104 AGENDA NUMBER: 700876456 TICKER: MEETING TYPE: AGM ISIN: AU000000ABB9 MEETING DATE: 24-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 288545 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1. Approve the Company s financial report Non-Voting No vote and reports of the Directors and the Auditors in respect of the FYE 30 SEP 2005 2.a Elect Mr. Andrew Barr as a Director Non-Voting No vote 2.b Elect Mr. Max Venning as a Director Non-Voting No vote 2.c Elect Mr. Max Wilksch as a Director Non-Voting No vote 2.d Elect Mr. Paul Daniel as a Director Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 2 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.e Elect Mr. Adrian Glover as a Director Non-Voting No vote 2.f Elect Mr. Andrew Inglis as a Director Non-Voting No vote 3. Re-elect Mr. Ross Johns as a A-Class Non-Voting No vote Director for Victoria, who retires in accordance with the Constitution 4. Re-elect Mr. Trevor Day as a A-Class Non-Voting No vote Director for all jurisdictions, who retires in accordance with the Constitution 5. Re-elect Mr. Perry Gunner as a B-Class Mgmt For * Director, who retires in accordance with the Constitution 6. Elect Mr. Kevin Osborn as a B-Class Mgmt For * Director, who retires in accordance with the Constitution 7. Elect Mr. Timothy Ryan as a B-Class Mgmt For * Director, who retires in accordance with the Constitution 8. Adopt the remuneration report for the Non-Voting No vote FYE 30 SEP 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 3 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Approve the B-Class shareholders passing Non-Voting No vote the ordinary resolution as specified, for the purpose of ASX Listing Rule 10.14 to authorize the acquisition by Mr. Michael Iwaniw of up to 180,000 b-Class shares in the Company by 23 FEB 2009 under the existing ABB Grain Ltd Deferred Employees Share Plan 1. Adopt the remuneration report for the Mgmt For * FYE 30 SEP 2005 2. Approve the B-Class shareholders passing Mgmt For * the ordinary resolution as specified, for the purpose of ASX Listing Rule 10.14 to authorize the acquisition by Mr. Michael Iwaniw of up to 180,000 b-Class shares in the Company by 23 FEB 2009 under the existing ABB Grain Ltd Deferred Employees Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 4 of 348 UNASSIGNED ADSTEAM MARINE LIMITED SECURITY: Q0138Y110 AGENDA NUMBER: 700815989 TICKER: MEETING TYPE: AGM ISIN: AU000000ADZ4 MEETING DATE: 08-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial report and reports Non-Voting No vote of the Directors and the Auditor for the YE 30 JUN 2005 2. Adopt the remuneration report for the Mgmt For * YE 30 JUN 2005 3. Re-elect Mr. David Mortimer as a Mgmt For * Director, who retires by rotation 4. Approve that for all purpose, pursuant Mgmt For * to rule 6.3(a) of the Company s Constitution, that with effect from 01 JUL 2005, the maximum aggregate remuneration payable to Non-Executive Directors in any FY be increased from AUD 200,000 to AUD 600,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 5 of 348 UNASSIGNED AEM SPA SECURITY: T0140L103 AGENDA NUMBER: 700811258 TICKER: MEETING TYPE: OGM ISIN: IT0001233417 MEETING DATE: 28-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 04 NOV 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint one Director and the resolutions Mgmt No vote related thereto 2. Approve to inform shareholders of Mgmt No vote current Company s performance and the future plans as per Article 12, 2nd Comma of the Bylaw
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 6 of 348 UNASSIGNED AEM SPA SECURITY: T0140L103 AGENDA NUMBER: 700914446 TICKER: MEETING TYPE: OGM ISIN: IT0001233417 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE Non-Voting No vote MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Receive the balance sheet report as of Mgmt No vote 31 DEC 2005, the Board of Directors report on the Management activity; the Internal Auditors report; resolutions related thereto PLEASE NOTE THAT IN ADDITION TO Non-Voting No vote BANCA INTESA S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 7 of 348 UNASSIGNED AIR NEW ZEALAND LTD SECURITY: Q0169V100 AGENDA NUMBER: 700801423 TICKER: MEETING TYPE: AGM ISIN: NZAIRE0001S2 MEETING DATE: 19-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Elect Mr. Ken Douglas as a Director Mgmt For * 2. Elect Mr. Roger France as a Director Mgmt For * 3. Elect Mr. John Palmer as a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 8 of 348 UNASSIGNED AKTOR SA SECURITY: X0031L118 AGENDA NUMBER: 700843748 TICKER: MEETING TYPE: EGM ISIN: GRS185213006 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, according to Articles 23a and Mgmt No vote 34 Paragraph 1 Code Law 2190/1920, the contract plan and the breaking up instrument of the Company Aktor SA by absorption by the Companies Hellenic Technodomiki Tev Sa and Trigonon Sa after the certificates and reports of the Chartered Auditors the rest of documents and the financial statements of the according to Article 82 Paragraph 5 Code Law 2190/1920, Board of Directors report and their relevant statements and authorize the Company s Board of Director for the signing of the notary deed and accomplishment of any other statement, instrument or legal transaction for the purpose of the completion of this breaking up 2. Approve of, up to now, the Companys Mgmt No vote Board of Directors acts, actions and statements of added and attornies for the purposes of the Companys breaking up by absorption from the Societe Anonyme Hellenic Technodomiki Tev Sa and Trigonon Sa 3. Approve the election from the Board of Mgmt No vote Director of temporary consultants in replacement of resigned ones
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 9 of 348 UNASSIGNED ALSTOM, PARIS SECURITY: F02594103 AGENDA NUMBER: 700746615 TICKER: MEETING TYPE: MIX ISIN: FR0000120198 MEETING DATE: 05-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE Non-Voting No vote MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 JUL 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 10 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 O.1 Acknowledge, following the merge- Mgmt No vote absorption of the Company Deloitte Touche Tohmatsu by Deloitte Touche Tohmatsu Audit, that the term of office of the Company Deloitte Touche Tohmatsu as the Statutory Auditor is continued by Deloitte Touche Tohmatsu Audit with its new Corporate name: Deloitte Et Associes, until the OGM called to deliberate on the financial statements for the year 2008-2009; the term of office of the Company Beas As Deloitte and Associes Deputy Auditor is also carried on until the OGM called to deliberate on the financial statements for the year 2008-2009 O.2 Receive the report of the Board of Mgmt No vote Directors and the general report of the Statutory Auditors, approve the Corporate financial statements and the balance sheet for the FYE 31 MAR 2005, and approve the non-deductible fees and expenses O.3 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors, approve the consolidated financial statements for the said FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 11 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Approve the recommendations of the Board Mgmt No vote of Directors and to appropriate the earnings of EUR 83,421,190.96 as follows: income for the FY: EUR 83,421,190.96, prior retained earnings: EUR (-)115,006,359.66, carry forward account: EUR (-)31,585,168.70, in accordance with the regulations in force, the general meeting is reminded that no dividend will be paid O.5 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L. 225-38 of the French Commercial Code, approve the said report and the agreements referred to therein O.6 Ratify the appointment of Mr. Francis Mgmt No vote Mer as a Director until the close of the OGM called to rule on the financial statements for the year 2007-2008 O.7 Authorize the Board of Directors, in Mgmt No vote substitution for the one set forth in Resolution Number 10 and given by the CGM of 09 JUL 2004, to trade in the Company s shares on the stock market, as per the following conditions: maximum purchase price: EUR 5.00, maximum number of shares to be traded: 10% of Company s share capital, i.e. 549,721,140 shares, maximum amount liable to be used for such repurchases: EUR 2,748,605,700.00; Authority expires at the general meeting called to approve the financial statements for the year began on 01 APR 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 12 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.8 Receive the Board of Directors report, Mgmt No vote approve to consolidate the Company s shares of a par value of EUR 0.35 each, with a ratio of exchange of 40 shares of a par value of EUR 0.35 against 1 new share of a par value of EUR 14.00; and amend the Articles of Association Number 6 Registered Capital and 15.3 Functioning of the General Meetings - Voting Right E.9 Authorize the Board of Directors in Mgmt No vote order to increase the share capital in one or more transactions, in France or abroad, by a maximum nominal amount of EUR 600,000,000.00: by way of issuing, with preferred subscription rights maintained, ordinary shares and any other securities giving access to existing shares or shares to be issued of the Company, or of a Company in which it owns over half of the capital, to be subscribed either in cash or by the offsetting of debts, or giving right to the allocation of debt securities, and by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed, to be carried out through the issue of bonus shares or the raise of the par value of the existing shares; Authority expires at the end of 26 months; the nominal value of debt securities issued shall not exceed EUR 1,500,000,000.00; the number of securities to be issued can be increased under the terms of Article L. 225-135-1 of the French Commercial Code and within the limit of the aggregate ceiling of the share capital of EUR 600,000,000.00; and to take all necessary measures and accomplish all necessary formalities E.10 Authorize the Board of Directors in Mgmt No vote order to increase the share capital in one or more transactions, in France or abroad, by a maximum nominal amount of EUR 600,000,000.00, by way of issuing, without preferred subscription right, ordinary shares and any other securities giving access to existing shares or shares to be issued of the Company, or of a Company in which it owns
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 13 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- over half of the capital, to be subscribed either in cash or by the offsetting of debts, or giving right to the allocation of debt securities; Authority expires at the end of 26 months; the nominal value of debt securities issued shall not exceed EUR 1,500,000,000.00; and to issue, within the limit of the aggregate ceiling of the share capital of EUR 600,000,000.00, the Company s ordinary shares and, or securities giving access to the existing shares or shares to be issued, in consideration for securities tendered in a public exchange offer initiated by the Company under the terms of Article L. 225-148 of the French Commercial Code; the number of securities to be issued can be increased under the terms of Article L. 225-135-1 of the French Commercial Code and with in the limit of the aggregate ceiling of the share capital of EUR 600,000,000.00; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities O.11 Authorize the Board of Directors to Mgmt No vote increase the share capital, within the limit of 10% of the share capital, by way of issuing ordinary shares or securities giving access to giving access to the Company s shares, in consideration for the contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital, without the shareholders preferential subscription rights; this amount shall not count against the ceiling of the capital increase set forth in Resolutions Number 9 and 10; Authority expires at the end of 26 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities O.12 Authorize the Board of Directors to Mgmt No vote proceed with allocations free of charge of the Company s existing ordinary shares or to be issued, in favour of the employees or the Officers of the Company or its subsidiaries, provided that they shall not represent more than 2.5% of the share capital; Authority
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 14 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- expires at the end of 38 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.13 Authorize the Board of Directors, in Mgmt No vote substitution for the balance unused, the authorization set forth in Resolution Number 17 and given by the CGM of 09 JUL 2004 to increase the share capital, in one or more transactions, in favour of the Company and its subsidiaries members of a Company Savings Plan; Authority expires at the end of 26 months, for an amount, which shall not exceed 2.5% of the Company capital O.14 Authorize the Board of Directors to Mgmt No vote reduce the share capital by cancelling all or part of the shares held by the Company in connection with a Stock Repurchase Plan, provided that the total number of shares cancelled does not exceed 10% of the capital, and in accordance with the legal and statutory provisions in force; Authority expires at the end of 24 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities O.15 Amend the Articles of Association Number Mgmt No vote 9 Board of Directors in order to adapt it to the next ruling the representation of the French state in the Company s Board of Directors and to modify the minimum number of shares to be held by the Directors, but the French state representative, consequently to the shares consolidation set forth in Resolution Number 8
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 15 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registrations prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 16 of 348 UNASSIGNED ALTANA AG, BAD HOMBURG SECURITY: D03304108 AGENDA NUMBER: 700906780 TICKER: MEETING TYPE: AGM ISIN: DE0007600801 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the approved annual Non-Voting No vote financial statements and the management report, the approved Group financial statements and the Group management report for the fiscal year 2005 with the report of the Supervisory Board 2. Appropriation of earnings for the Mgmt For * FY 2005 3. Approve the activities of the Mgmt For * Management Board for the FY 2005 4. Approve the activities of the Mgmt For * Supervisory Board for the FY 2005 5.a Re-elect Dr. Uwe-Ernst Bufe as a Mgmt For * Member of the Supervisory Board 5.b Re-elect Prof. Dr. Heinz Mgmt For * Riesenhuber as a Member of the Supervisory Board 5.c Re-elect Dr. Klaus-Jurgen Schmieder Mgmt For * as a Member of the Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 17 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Appoint the Auditors for the FY 2006 Mgmt For * 7. Decision on the authorization of the Mgmt For * company to acquire treasury shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 18 of 348 UNASSIGNED AMVESCAP PLC SECURITY: G4917N106 AGENDA NUMBER: 700815408 TICKER: MEETING TYPE: SEP ISIN: GB0001282697 MEETING DATE: 01-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Approve the passing of the Resolution of Mgmt For * the EGM of the Company dated 04 OCT 2005 as prescribed; and each and every alteration or abrogation of the special rights and privileges attached to the ordinary shares involved in or effected by the passing and implementation of such Resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 19 of 348 UNASSIGNED AMVESCAP PLC SECURITY: G4917N106 AGENDA NUMBER: 700816006 TICKER: MEETING TYPE: EGM ISIN: GB0001282697 MEETING DATE: 01-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 Approve the Company: 1.a) to increased Mgmt No vote the authorised share capital from GBP 262,500,000 to GBP 262,550,000 by the creation of 50,000 redeemable preference shares of GBP 1 each, such shares to carry the rights set out in the Articles of Association as amended in accordance with Paragraph 1(c) of this Resolution the Preference Shares; b) in addition to the authority granted to the Directors at the most recent AGM of the Company, authorize the Directors, pursuant to Section 80 of the Companies Act 1985, to allot 50,000 Preference Shares with a maximum nominal amount of GBP 50,000, authority expire on 31 DEC 2005; c) amend the Articles of Association of the Company; 2) subject to: a) the /USD Rate as specified being no less than 1/USD 0.40, and b) the passing as an extraordinary resolution at a SEP of the holders of the ordinary shares in the capital of the Company or any adjournment thereof of the resolution set out in the notice dated 04 OCT 2005 convening such meeting, the ordinary share capital of the Company be reduced by canceling and extinguishing all of the issued and unissued ordinary shares of 25p each each ordinary share, a Relevant Ordinary Share and the credit arising in the Company s books of account as a result of such cancellation and extinction be transferred to a special reserve of the Company the Cancellation Reserve and the amount standing to the credit of the Company s share premium account be cancelled and the credit arising in the Company s books of account as a result of such cancellation be transferred to a special reserve of the Company the Special Reserve together with the cancellation and extinction of the Relevant Ordinary Shares, the Reduction; 3.a) Approve the Company, to increased the authorised share capital from GBP 50,000.25 to GBP 50,000.25 and USD 105,000,000 by the creation of 1,050,000,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 20 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- new ordinary shares with a nominal value of 10 US cents each each such share, a USD Share, such USD Shares to have the same rights and restrictions attached thereto save as to the amount paid up on each share as are attached by the Articles of Association of the Company as amended in accordance with Paragraph 7 of this Resolution; b) the sums standing to the credit of each of the Cancellation Reserve and the Special Reserve be converted into USD at the spot rate of exchange for the purchase of USD with sterling at 8:00 a.m. on the day on which the Court Order confirming the Reduction is made the /USD Rate, c) the sum standing to the credit of the Cancellation Reserve as a result of the conversion referred to in Sub-Paragraph (3)(b) be applied in paying up such number of USD Shares as is equal to the aggregate number of issued Relevant Ordinary Shares the Required Number in full at par, provided that if there would otherwise be any surplus amount remaining in the Cancellation Reserve, such surplus amount shall be transferred to the Special Reserve; d) the Required Number of USD Shares be allotted and issued credited as fully paid to those persons who appeared on the register of the Members of the Company as the holders of the issued Relevant Ordinary Shares at 6:30 a.m. on the date on which the Reduction takes effect in the proportion of one USD Share for each issued Relevant Ordinary Share then held by them; and e) authorize the Director, to allot relevant securities of the Company, pursuant to and for the purposes of Section 80 of the Act to allot the Required Number of USD Shares involving a maximum nominal amount in USD of relevant securities as is equal to the Required Number multiplied by 10 US cents and authority expire on 31 DEC 2005; 4) Authorize the Directors of the Company, in accordance with Section 80 of the Companies Act 1985, to allot relevant securities as defined in Sub-Section (2) of that section) up to an aggregate nominal amount of USD 23,900,000, authority, expire on 27 APR 2010, and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry; 5.a) Approve the Directors of the Company, pursuant to Section
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 21 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 95 of the Companies Act 1985, to allot equity securities Section 94 of the Companies Act 1985 for cash as if Section 89(1) of that Act, disapplying the statutory pre-emption rights Section 89(1) of the Act, provided that the power conferred by this Resolution shall be limited to: i) any allotment of equity securities in connection with a rights issue, being an offer of equity securities to: 1) the holders other than the Company of USD Shares on the relevant register on a fixed record date in proportion as nearly as may be to their respective holdings of USD Shares for which purpose holdings in certificated and uncertificated form may be treated as separate holdings; and 2) other persons so entitled by virtue of the rights attaching to any other securities held by them but subject in both cases to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or record dates or legal or practical problems under the laws of any territory or the requirements of any recognized regulatory body or stock exchange; and ii) any allotments otherwise than pursuant to Sub-Paragraph (i) above of equity securities up to an aggregate nominal value not exceeding USD 4,050,000; b) authority expire on 27 APR 2010; c) the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry; 6) Authorize the Company, pursuant to Section 166 of the Companies Act 1985, to make market purchases Section 163 of the Act of up to 81,076,000 USD Shares of 10 cents, at a minimum price of USD Shares and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 27 JUL 2006; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry; and 7) Amend the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 22 of 348 UNASSIGNED ANTOFAGASTA P L C SECURITY: G0398N128 AGENDA NUMBER: 700974353 TICKER: MEETING TYPE: AGM ISIN: GB0000456144 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the financial statements and Mgmt For * statutory reports 2. Approve the remuneration report Mgmt For * 3. Approve the final dividend of USD 0.94 Mgmt For * per ordinary share 4. Re-elect Mr. Ramon Jara as a Director Mgmt For * 5. Re-elect Mr. Charles Bailey as a Mgmt For * Director 6. Re-elect Mr. Gonzalo Menendez as a Mgmt For * Director 7. Re-elect Mr. Philip Adeane as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 23 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte Touche LLP as the Mgmt For * Auditors and authorize the Board to determine their remuneration S.9 Approve to increase the authorized Mgmt For * capital to GBP 67 millions and authorize the Directors to capitalize GBP 39,434,267.80 in paying up new ordinary shares of 5p each issue of equity with pre-emptive rights up to GBP 39,434,267.80, amend rights attached to the 5 cumulative preference shares S.10 Adopt the new Articles of Association Mgmt For * S.11 Authorize 98,581,669 ordinary shares for Mgmt For * market purchase PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 24 of 348 UNASSIGNED ANTOFAGASTA P L C SECURITY: G0398N128 AGENDA NUMBER: 700978173 TICKER: MEETING TYPE: EGM ISIN: GB0000456144 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN OGM. Non-Voting No vote THANK YOU. E.1 Adopt the revised Articles of Mgmt For * Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 25 of 348 UNASSIGNED AWB LTD SECURITY: Q12332104 AGENDA NUMBER: 700874262 TICKER: MEETING TYPE: AGM ISIN: AU000000AWB5 MEETING DATE: 23-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN Non-Voting No vote AMENDMENT TO MEETING ID 286078 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING W ILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Receive the Company s Financial report, Non-Voting No vote Director s report and Auditor s report for the FYE 30 SEP 2005 1.2A Elect Mr. Keith Perrett as a Director by Non-Voting No vote AWB Limited A class shareholders from NSW/ACT 1.2B Elect Mr. Brendan Fitzgerald as a Non-Voting No vote Director by AWB Limited A class shareholders from SA 1.2C Elect Mr. Brendan Stewart as a Director Non-Voting No vote by AWB Limited A class shareholders from QLD/NT 1.3 Approve to increase the maximum Mgmt For * aggregate remuneration for all non-executive Directors of AWB Limited by AUD 400,000 to AUD 1,600,000 per year
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 26 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1.4 Adopt the remuneration report Mgmt For * which forms part of the Directors report for the YE 30 SEP 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 27 of 348 UNASSIGNED AWD HOLDING AG, HANNOVER SECURITY: D0460P103 AGENDA NUMBER: 700948601 TICKER: MEETING TYPE: AGM ISIN: DE0005085906 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 95,813,335.82 as follows: payment of a dividend of EUR 1 per no-par share EUR 57,174,319.82 shall be carried forward ex-dividend and payable date: 01 JUN 2006 3. Ratification of the acts of the Board of Mgmt For * Managing Directors 4. Ratification of the acts of the Mgmt For * Supervisory Board 5. Appointment of the Auditors for the 2006 Mgmt For * FY: BDO Deutsche Warentreuhand AG, Hanover 6. Renewal of the authorization to acquire Mgmt For * own shares; the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price differing neither more than 15% from the market price of the shares if they are acquired through the stock exchange, nor more than 20% if they are acquired by way of a repurchase offer, on or before 30 NOV 2007; the Board of Managing
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 28 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Directors shall be authorized to sell the shares against payment in cash if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or within the scope of the Company's Stock Option Plans, to use the shares as employee shares, and to retire the shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 29 of 348 UNASSIGNED BACHEM HOLDING AG, BUBENDORF SECURITY: H04002129 AGENDA NUMBER: 700929473 TICKER: MEETING TYPE: OGM ISIN: CH0012530207 MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU 1. TO VOTE IN THE UPCOMING MEETING, Registration No vote YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 30 of 348 UNASSIGNED BACHEM HOLDING AG, BUBENDORF SECURITY: H04002129 AGENDA NUMBER: 700929485 TICKER: MEETING TYPE: OGM ISIN: CH0012530207 MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING Non-Voting No vote VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU PLEASE NOTE THAT THIS IS THE PART II Non-Voting No vote OF THE MEETING NOTICE SENT UNDER MEETING 303835, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU 1. Approve the consolidated financial Mgmt No vote statements 2005 and the report of the Group Auditors 2. Approve the annual report and annual Mgmt No vote financial statements 2005 and the report of the Auditors 3. Approve the appropriation of retained Mgmt No vote earnings
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 31 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Board of Mgmt No vote Directors 5.1 Elect Dr. Peter Grogg as a Member of the Mgmt No vote Board of Directors 5.2 Elect Mr. Gottlieb Knoch as a Member of Mgmt No vote the Board of Directors 5.3 Elect Dr. Thomas Burckhardt as a Member Mgmt No vote of the Board of Directors 5.4 Elect Prof. Hans Hengartner as a Member Mgmt No vote of the Board of Directors 5.5 Elect Dr. Francois Leplattenier as a Mgmt No vote Member of the Board of Directors 6. Elect the Auditors and the Group Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 32 of 348 UNASSIGNED BALOISE-HOLDING, BASEL SECURITY: H04530202 AGENDA NUMBER: 700889390 TICKER: MEETING TYPE: OGM ISIN: CH0012410517 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 33 of 348 UNASSIGNED BALOISE-HOLDING, BASEL SECURITY: H04530202 AGENDA NUMBER: 700925603 TICKER: MEETING TYPE: AGM ISIN: CH0012410517 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 292746, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Approve the 2005 annual financial Mgmt For * statements and the 2005 consolidated financial statements 2. Grant discharge the Board of Directors Mgmt For * and the Management 3. Approve the allocation of income and the Mgmt For * dividends of CHF 2.20 per share
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 34 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1 Re-elect Mr. Christoph J.C. Albrecht as Mgmt For * a Board of Director 4.2 Re-elect Mr. Andreas Burckhardt as a Mgmt For * Board of Director 4.3 Re-elect Mr. Klaus Jenny as a Board of Mgmt For * Director 5. Appoint PricewaterhouseCoopers LTD as Mgmt For * the Statutory Auditors and the Group Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 35 of 348 UNASSIGNED BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD SECURITY: Y07717104 AGENDA NUMBER: 700869401 TICKER: MEETING TYPE: EGM ISIN: CN0009324749 MEETING DATE: 15-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve: a) and ratify the conditional Mgmt For * agreement dated 22 DEC 2005 the BGS Equity Interests Transfer Agreement entered into between the Company and Capital Airports Holding Company Parent Company for the transfer of the 60% equity interests in Beijing Aviation Ground Services Company Ltd. BGS by the Company to Parent Company and the connected transactions contemplated thereunder; b) and ratify the execution of the BGS Equity Interests Transfer Agreement by a Director of the Company for and on behalf of the Company; and c) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the BGS Equity Interests Transfer Agreement and the connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 2. Approve: a) and ratify the conditional Mgmt For * agreement dated 22 DEC 2005 the BAIK Equity Interests Transfer Agreement entered into between the Company and parent Company for the transfer of the 60% equity interests in Beijing Airport Inflight Kitchen Ltd. BAIK by the Company to parent Company and the connected transactions contemplated thereunder; b) and ratify the execution of the BAIK Equity Interests Transfer Agreement by a Director of the Company for and on behalf of the Company; and c) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 36 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the BAIK Equity Interests Transfer Agreement and the connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 3. Approve: a) and ratify the conditional Mgmt For * agreement dated 22 DEC 2005 the Aviation Safety and Security Assets Transfer Agreement entered into between the Company and parent Company for the transfer of certain small sized fixed assets related to the aviation safety and security business including certain cars, hand held metal detectors, and office facilities by the Company to parent Company and the connected transactions contemplated thereunder; b) and ratify the execution of the Aviation Safety and Security Assets Transfer Agreement by a Director of the Company for and on behalf of the Company; and c) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Aviation Safety and Security Assets Transfer Agreement and the connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 4. Approve: a) and ratify the conditional Mgmt For * agreement dated 22 DEC 2005 the Energy, Power, Garbage and Sewage Disposal Assets Transfer Agreement entered into between the Company and parent Company for the transfer of certain moveable assets including cleaning machines, electric welding machines, air compressors, cars and office facilities by the Company to parent Company and the connected transactions contemplated thereunder; b) and ratify the execution of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 37 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Energy, Power, Garbage and Sewage Disposal Assets Transfer Agreement by a Director of the Company for and on behalf of the Company; and c) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Energy, Power, Garbage and Sewage Disposal Assets Transfer Agreement and the connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 5. Approve: a) and ratify the supply of Mgmt For * Aviation Safety and Security Guard Services Agreement dated 22 December 2005 entered into between the Company and parent Company in relation to the provision of aviation safety and security guard services by parent Company to the Company for a term from 1 JAN 2006 to 31 DEC 2007 both dates inclusive the Supply of Aviation Safety and Security Guard Services Agreement; b) and ratify the continuing connected transactions contemplated under the Supply of Aviation Safety and Security Guard Services Agreement and the proposed annual caps therefor; c) and ratify the execution of the Supply of Aviation Safety and Security Guard Services Agreement by a Director of the Company for and on behalf of the Company; and d) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Supply of Aviation Safety and Security Guard Services Agreement and the continuing
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 38 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 6. Approve: a) and ratify the supply of Mgmt For * Greening and Environmental Maintenance Services Agreement dated 22 DEC 2005 entered into between the Company and Beijing Capital Airport Property Management Company Limited Property Management Company in relation to the provision of greening and environmental maintenance services by Property Management Company to the Company for a term from 1 JAN 2006 to 31 DEC 2007 both dates inclusive the Supply of Greening and Environmental Maintenance Services Agreement; b) and ratify the continuing connected transactions contemplated under the Supply of Greening and Environmental Maintenance Services Agreement and the proposed annual caps therefor; c) and ratify the execution of the Supply of Greening and Environmental Maintenance Services Agreement by a Director of the Company for and on behalf of the Company; and d) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Supply of Greening and Environmental Maintenance Services Agreement and the continuing connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 7. Approve: a) and ratify the Supply of Mgmt For * Accessorial Power and Energy Services Agreement dated 22 DEC 2005 entered into between the Company and parent Company in relation to the provision of accessorial power and energy services by parent Company to the Company for a term from 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 39 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- JAN 2006 to 31 DEC 2007 both dates inclusive the Supply of Accessorial Power and Energy Services Agreement; b) and ratify the continuing connected transactions contemplated under the Supply of Accessorial Power and Energy Services Agreement and the proposed annual caps therefor; c) and ratify the execution of the Supply of Accessorial Power and Energy Services Agreement by a Director of the Company for and on behalf of the Company; and d) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Supply of Accessorial Power and Energy Services Agreement and the continuing connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient 8. Approve: a) and ratify the Supply of Mgmt For * Power and Energy Services Agreement dated 15 JAN 2006 entered into between the Company and parent Company in relation to the provision of water, electricity, steam, natural gas, air-conditioning and heating by parent Company to the Company, its joint ventures and subsidiaries for a term from 1 JAN 2006 to 31 DEC 2007 (both dates inclusive) the Supply of Power and Energy Services Agreement; b) and ratify the continuing connected transactions contemplated under the Supply of Power and Energy Services Agreement and the proposed annual caps therefor; c) and ratify the execution of the Supply of Power and Energy Services Agreement by a Director of the Company for and on behalf of the Company; and d) to authorize the Directors of the Company to do such other acts and things, enter into all such transactions and arrangements, execute such other documents and/or deeds and/or take all such steps, which in their opinion may be necessary, desirable or expedient to implement the Supply of Power and Energy Services Agreement and the continuing
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 40 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- connected transactions contemplated thereunder with such changes as the Directors of the Company may consider necessary, desirable or expedient
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 41 of 348 UNASSIGNED BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD SECURITY: Y07717104 AGENDA NUMBER: 700947964 TICKER: MEETING TYPE: AGM ISIN: CN0009324749 MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the report of the Board of Mgmt For * Directors of the Company the Board for the YE 31 DEC 2005 2. Approve the report of the Supervisory Mgmt For * Committee of the Company for the YE 31 DEC 2005 3. Approve the audited financial statements Mgmt For * and the Auditors report for the YE 31 DEC 2005 4. Approve the profit appropriation and the Mgmt For * relevant declaration and payment of a final dividends for the YE 31 DEC 2005 5. Elect Mr. Wang Tiefeng as an Executive Mgmt For * Director of the Company, until the date of the AGM of the Company for the YE 31 DEC 2008, the date of expiry of the Board for the third term and authorize the Board to determine his remuneration and to enter into service contract between the Company and Mr. Wang
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 42 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Re-appoint PricewaterhouseCoopers Zhong Mgmt For * Tian Certified Public Accountants Limited Company, and PricewaterhouseCoopers, respectively, as the Company s PRC and International Auditors for the YE 31 DEC 2006 and authorize the Board of Directors of the Company to determine their remuneration S.7 Authorize the Directors of the Company Mgmt For * to allot and issue new shares in accordance with the rules governing the Listing Securities on the Stock Exchange of Hong Kong Limited, the Company Law PRC, and other applicable rules and regulations in each case as amended from time to time to exercise once or more than once during the relevant period, the authority of the Board of Directors shall include; (i) the determination of the class and number of shares to be issued; (ii) the determination of the issue price of the new shares; (iii) the determination of the opening and closing dates of the new issue; (iv) the determination of the class and number of new shares if any to be issued to the existing shareholders; (v) the determination of the use of proceeds of the new issue; (vi) to make or grant offers, agreements and options which might require the exercise of such powers, and; (vii) in the event of prohibitions or requirements of overseas laws or regulation or for some other reasons as the Board of Directors may consider expedient and, in the case of an invitation to subscribe for or allotment of shares to the shareholders of the Company, the exclusion of shareholders who are resident outside the PRC or the Hong Kong Special Administrative Region; the aggregate number of domestic shares and overseas listed foreign shares to be allotted or conditionally or unconditionally agreed to be allotted whether pursuant to the exercise of options or otherwise by the Board of Directors pursuant to the authority granted under paragraph (a) above excluding any shares allotted pursuant to the arrangement for the transfer of the statutory accumulation fund into capital in accordance with the Company Law of the PRC or the Articles of Association of the Company shall not exceed 20% of the respective aggregate amount of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 43 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the issued domestic shares and overseas listed foreign shares of the Company at the date of the passing this resolution; the Board of Directors shall exercise the authority granted under paragraph (a) above subject to the approval of the China Securities Regulatory Commission and relevant authorities of the PRC; relevant period means the period from the passing of this resolution; Authority expires at the conclusion of the next AGM of the Company for 12-months period; and approve, upon the exercise by the Board of Directors of the authority granted under this resolution having been approved by the relevant authorities and in accordance with the Company Law of the PRC and other applicable rules and regulations, that the Company s registered share capital be increased by an amount corresponding to the amount of the relevant shares allotted pursuant to the exercise if the authority granted under this resolution; and subject to the allotment and issue of new shares pursuant to the exercise of the authority granted under this resolution having been approved by the relevant authorities and in accordance with the Company Law of the PRC and other applicable rules and regulations, to authorize the Board of Directors to amend as they may deem appropriate and necessary relevant Articles of the Articles of Association of the Company to reflect the change in the share capital structure of the Company resulting from the allotment and issue of new shares pursuant to the exercise of the authority granted this resolution to allot and issue new shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 44 of 348 UNASSIGNED BENFIELD GROUP LTD SECURITY: G0985D103 AGENDA NUMBER: 700921770 TICKER: MEETING TYPE: AGM ISIN: BMG0985D1039 MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors, the Mgmt For * financial statements and the Auditors report for the YE 31 December 2005 2. Declare a final dividend of 7 pence per Mgmt For * common share of GBP 0.01 each, such dividend to be paid on 03 MAY 2006 to holders on the register of Members at the close of business on 31 MAR 2005 3.i Re-appoint Mr. John Coldman, who retires Mgmt For * pursuant to the Bye-Law 12(2) of the Company s Bye-Laws 3.ii Re-appoint Mr. Grahame Chilton, who Mgmt For * retires pursuant to the Bye-Law 12(2) of the Company s Bye-Laws 3.iii Re-appoint Rt. Hon Francis Maude PCMP, Mgmt For * who retires pursuant to the Bye-Law 12(7) of the Company s Bye-Laws 4. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company until the next general meeting at which financial statements are laid before the Company and authorize the Directors to fix their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 45 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Authorize the Directors in accordance Mgmt For * with Bye-Law 51.B of the Company s Bye-Laws to allot relevant securities within the meaning of that Bye-Law up to a maximum nominal amount of GBP 781,829 representing approximately one third of the issued common share capital of the Company at the date of this notice of AGM; Authority shall expire on the conclusion of the next AGM of the Company, save that the Company may before such expiry make an offer or agreement which would or might require relevant securities to be allotted after such expiry and the Directors may allot relevant securities pursuant to any such offer or- agreement as if the authority conferred hereby had not expired 6. Authorize the Directors in accordance Mgmt For * with Bye-Law 51.D of the Company s Bye-Laws to allot relevant securities for cash, as if the provisions of Bye-Law 51.C (1) did not apply to such allotments up to an aggregate nominal amount equal to GBP 117,274 representing approximately 5% of the common share capital of the Company in issue at the date of this notice of AGM 7. Approve the Directors remuneration Mgmt For * report
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 46 of 348 UNASSIGNED BIOMERIEUX, MARCY L'ETOILE SECURITY: F1149Y109 AGENDA NUMBER: 700960671 TICKER: MEETING TYPE: AGM ISIN: FR0010096479 MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS MIX MEETING. Non-Voting No vote THANK YOU. A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 47 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 O.1 Receive the Management report of the Mgmt No vote Board of Directors and the report of the Auditors and approve the annual financial statements for the YE 31 DEC 2005, showing income of EUR 51,277,249.16, the report of the Chairman of the Board of Directors on the works preparation and on the internal audit procedures set up by the Company and the reports of the Auditors O.2 Receive the report of the Board of Mgmt No vote Directors on the Group Management included in the Management report and the report of the Statutory Auditors on the consolidated financial statements, approves the consolidated financial statements for the said FY O.3 Acknowledge the balance sheet for the Mgmt No vote FYE 31 DEC 2005 shows earnings of EUR 51,277,249.16, plus retained earnings of EUR 16,005,723.97, representing a distributable income of EUR 67,282,973.13, and the distributable income be appropriated as follows: an amount of EUR 69,756.32 will be transferred to the special reserve for sponsorship account, thus increased from EUR 191,282.29 to EUR 261,038.61, an amount of EUR 29,000,000.00 will be transferred to the general reserve account, thus increased from EUR 145,000,000.00 to EUR 174,000,000.00, EUR 18,148,720.40 as dividends, i.e. EUR 0.46 for each of the 39,453,740 shares comp rising the share capital, the balance, i.e. EUR 20,064,496.41, to the retained earnings account. as required by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 48 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Approve, as a result of the new Mgmt No vote regulation on assets implementation CRC 2002-10 and CRC 2004-06 in force since 01 JAN 2005, the to transfer to the retained earnings account, an amount of EUR -3,272,551.74 corresponding to the result due to this change of method O.5 Receive and approve the special report Mgmt No vote of the Auditors on agreements governed by Articles L.225-38 ET Sequence of the French Commercial Code and the agreements referred to therein O.6 Approve to renew the appointment of the Mgmt No vote Company Deloitte ET Associes as Statutory Auditor for a 6-year period O.7 Approve to renew the appointment of the Mgmt No vote Company Mr. Beas as Deputy Auditor of the Company Deloitte ET Associes for a 6-year period O.8 Authorize the Board of Directors to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 80.00, maximum funds invested in the share buybacks: EUR 315,629,920.00, to take all necessary measures and accomplish all necessary formalities this authorization is given for a period expiring at the close of the annual ordinary shareholders meeting to be called to approve the financial statements for the YE 31 DEC 2006; Authority expires at the end of 18 months; it supersedes any and all earlier delegations to the same effect. it may
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 49 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- be used at any moment, even during periods when cash and, or stock tender offers are in effect, within the limits of the regulation in force E.9 Authorize the Board of Directors, Mgmt No vote subject to the adoption of Resolution 8, to reduce the share capital, on one or more occasions and at its sole discretion, by canceling all or part of the shares held by the Company in connection with the Stock Repurchase Plan authorized by the Resolution 8, up to a maximum of 10% of the share capital over a 24-month period; Authority expires at the next shareholders meeting to be called to approve the financial statement for the 2006 FY; it supersedes the previous authorization granted by the shareholders meeting of 09 JUN 2005 E.10 Authorize the Board of Directors to Mgmt No vote increase on one or more occasions, the share capital by issuance of shares, with cancellation of the shareholders preferred subscription rights in favour of qualified investor belonging to a limited circle of investors, the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed 35% of the share capital, the maximal nominal amount of capital increases shall count against the ceiling fixed in the Resolution 17 of the combined shareholders meeting of 09 JUN 2005; Authority expires at the next AGM; the Directors to take all necessary measures and accomplish all necessary formalities E.11 Authorize the Board of Directors to Mgmt No vote increase the share capital, on one or more occasions, at its sole discretion, by way of issuing shares or other securities giving access to the capital, in favour of employees who are members of a Company Savings Plan of the French or Foreign Companies related to the Company; Authority is given for 26-month period; and for a nominal amount that shall
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 50 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- not exceed 5% of the capital; this authorization supersedes the fraction unused of the earlier authorizations to the same effect; the Directors to take all necessary measures and accomplish all necessary formalities and this authorization supersedes the fraction unused of the earlier authorizations to the same effect E.12 Grant authority to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 51 of 348 UNASSIGNED BREMBO SPA, CURNEO SECURITY: T2204N108 AGENDA NUMBER: 700914105 TICKER: MEETING TYPE: MIX ISIN: IT0001050910 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU O.1 Appoint the Director as per Article 2386 Mgmt No vote of the Italian Civil Code and approve the Directors emolument as Article 21 of the Bylaws; resolutions related thereto O.2 Receive the balance sheet report as of Mgmt No vote 31 DEC 2005, the Board of Directors report on Management activity, and the Internal and External Auditors reports, resolutions related thereto O.3 Receive the consolidated balance sheet Mgmt No vote report as of 31 DEC 2005, the Board of Directors report of on Management activity, and the Internal and External Auditors reports, resolutions related thereto O.4 Approve the purchase and sale of own Mgmt No vote shares
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 52 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve Integrate PWC S.P.A. Translated Mgmt No vote to audit the balance sheet and the consolidated balance sheet reports for the FY 2005 according to IAS Principles; resolutions related thereto O.6 Ratify the Directors and top Managers 3 Mgmt No vote year Form Promotion Plan E.1 Approve to specify Article 4 of the Mgmt No vote Bylaws Corporate Purpose related to the possibility for Brembo S.P.A. to loan or borrow credit lines among the Companies of the Group PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote INTESA S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING. THANK YOU
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 53 of 348 UNASSIGNED CAMBRIDGE ANTIBODY TECHNOLOGY GROUP PLC, CAMBRIDGE SECURITY: G17794101 AGENDA NUMBER: 700859715 TICKER: MEETING TYPE: AGM ISIN: GB0001662252 MEETING DATE: 03-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited accounts of the Mgmt For * Company for the FYE 30 SEP 2005, the Directors report and the Auditors report on those accounts 2. Approve the report on the Directors Mgmt For * remuneration as specified for the FYE 30 SEP 2005 3. Re-appoint Mr. Peter Chambre as a Mgmt For * Director of the Company, who retires by rotation in accordance with the Company s Articles of Association 4. Re-appoint Mr. John Stocker as a Mgmt For * Director of the Company, who retires by rotation in accordance with the Company s Articles of Association 5. Re-appoint Mr. Ake Stavling as a Mgmt For * Director of the Company, who retires by rotation in accordance with the Company s Articles of Association 6. Re-appoint Mr. Paul Nicholson as a Mgmt For * Director of the Company, who retires by rotation in accordance with the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 54 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Mr. Diane Mellett as a Mgmt For * Director of the Company 8. Re-appoint Mr. John Brown as a Director Mgmt For * of the Company 9. Re-appoint Messrs. Deloitte & Touche as Mgmt For * the Auditors of the Company, until the conclusion of the next general meeting of the Company at which the accounts are laid and authorize the Directors to fix their remuneration 10. Authorize the Directors, in substitution Mgmt For * for any existing authority and pursuant to Section 80 of the Companies Act 1985 the Act, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 1,764,532; Authority expires the earlier of the conclusion of the AGM of the Company or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.11 Authorize the Directors, in substitution Mgmt For * for any existing authority and subject to the passing of Resolution Numbered 10 above and pursuant to Section 95 of the Act, to allot equity securities Section 94(2) of the Act for cash pursuant to the authority conferred by Resolution 10 above, disapplying the statutory pre-emption rights Section 89(1)of the Act, provided that this power is limited to the allotment of equity securities a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount not exceeding of GBP 529,360; Authority expires the earlier of the conclusion of the AGM of the Company or 15 months; and the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 55 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.12 Authorize the Directors, subject to the Mgmt For * passing of Resolution 11, in substitution for any existing authority,and subject to the passing of the Resolution Numbered 10 above, pursuant to Section 95 of the Act, to allot equity securities Section 94(2) of the Act for cash pursuant to the authority conferred by Resolution 10 above, disapplying the statutory pre-emption rights Section 89(1) of the Act, provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount not exceeding of GBP 264,680; Authority expires the earlier of the conclusion of the AGM of the Company or 15 months; and the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry 13. Authorize the Company: a) to make Mgmt For * donations to EU Political organizations; and b) incur EU Political expenditure, in an aggregate amount not exceeding GBP 5,000 during the period ending on the date of the Company s next AGM S.14 Amend the Company s Articles of Mgmt For * Association as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 56 of 348 UNASSIGNED CATTLES PLC SECURITY: G19684102 AGENDA NUMBER: 700931202 TICKER: MEETING TYPE: AGM ISIN: GB0001803666 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors report, the Mgmt For * audited financial statements and the Auditors report in respect of the YE 31 DEC 2005 2. Declare a final dividend of 10.65 pence Mgmt For * per share 3.A Re-appoint Mr. A.J. McWalter as a Mgmt For * Director 3.B Re-appoint Mr. M.A. Young as a Director Mgmt For * 3.C Re-elect Mr. N.N. Broadhurst as a Mgmt For * Director 3.D Re-elect Mr. M.W.G.Collins as a Director Mgmt For * 4. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 57 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Authorize the Directors to determine the Mgmt For * Auditors remuneration 6. Approve the Directors remuneration Mgmt For * report S.7 Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 10,964,170 S.8 Approve to renew the Directors powers to Mgmt For * allot equity securities pursuant to Section 95 of the Companies Act S.9 Approve to renew the Company s authority Mgmt For * to make market purchases of 32,892,511 ordinary shares for the purposes of Section 166 of the Companies Act S.10 Amend the Company s Articles of Mgmt For * Association so as to increase the Directors borrowing powers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 58 of 348 UNASSIGNED CEGEDIM SA SECURITY: F1453Y109 AGENDA NUMBER: 700985899 TICKER: MEETING TYPE: AGM ISIN: FR0000053506 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN MIX MEETING. Non-Voting No vote THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non- Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 59 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1 O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report, approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005, showing earnings of EUR 13,134,710.68; accordingly, grant permanent discharge to the Directors for the performance of their duties during the said FY; approve the charges and expenses that were not tax-deductible of EUR 220,182.13 with a corresponding tax of EUR 76,954.00 O.2 Approve the appropriation of income for Mgmt No vote the FY which amounts to EUR 13,134,710.68, as follows: as dividend: EUR 7,185,215.73 balance to the other reserves account: EUR 5,949,494.95, the shareholders will receive a net dividend of EUR 0.77 per share, and will entitle to the 50% allowance provided by the French Tax Code; this dividend will be paid on 19 JUL 2006; in the event that the Company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account O.3 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors, and approve the consolidated financial statements for the said FY, showing earnings Group share of EUR 37,627,000.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 60 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Approve the special report of the Mgmt No vote Auditors on agreements Governed by Articles L.225-38 of the French Commercial Code, and approve the said report and the Agreements referred to therein O.5 Approve to award total annual fees of Mgmt No vote EUR 37,500.00 to the Directors O.6 Appoint Cabinet Grant Thornton as a Mgmt No vote Corporate Auditor, to replace the Company revision Et Commissariat, for the remainder of the Company revision Et Commissariat s term of office, i.e. until to approve the financial statements for the 2006 FY; appoint the Company IGEC as an Alternate Auditor, to replace the Company Fidus Audit, for the remainder of the Company Fidus Audit s term of office, i.e. until to approve the financial statements for the 2006 FY E.7 Authorize the Board of Directors to Mgmt No vote increase the capital, on one or more occasions, by a maximum nominal amount of EUR 3,811,200.00, with preferred subscription rights maintained, of by way of creating and issuing, with or without share premium, ordinary shares; moreover, approve the number of shares to be issued in the framework of the capital increases which may be decided by virtue of the present delegation may be increased within 30 days of the closing of the subscription period, to face possible additional shares requests; Authority expires at the end of 26 month; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 61 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.8 Authorize the Board of Directors to Mgmt No vote increase the capital, on one or more occasions, by a maximum nominal amount of EUR 3,811,200.00,with preferred subscription rights cancelled, of by way of creating and issuing, with or without contribution premium, ordinary shares; moreover, approve the number of shares to be issued in the framework of the capital increases, which may be decided by virtue of the present delegation may be increased within 30 days of the closing of the subscription period, to face possible additional shares requests; Authority expires at the end of 26 month; and to take all necessary measures and accomplish all necessary formalities E.9 Authorize the Board of Directors to Mgmt No vote increase the share capital, on one or more occasions, in favour of employees of the Company who are Members of a Company Savings Plan; Authority expires at the end of 5 year and for a nominal amount that shall not exceed 3% of the share capital; and to take all necessary measures and accomplish all necessary formalities E.10 Approve the delegations of powers Mgmt No vote supersede any and all earlier delegations to the same effect E.11 Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carryout all filings, publications and other formalities prescribed Bylaw
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 62 of 348 UNASSIGNED CHARLES VOEGELE HOLDING AG, FREIENBACH SECURITY: H1383H117 AGENDA NUMBER: 700907895 TICKER: MEETING TYPE: AGM ISIN: CH0006937772 MEETING DATE: 05-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 293970 DUE TO ADDITIONAL OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING W ILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Receive the business report with annual Mgmt No vote report, annual accounts and accounts of the Group 2005, reports of the Auditors and the Group Auditor 2. Approve the appropriation of the balance Mgmt No vote profit 3. Approve CHF 17.6 million reduction of Mgmt No vote the share capital, capital repayment of CHF 2 per share and reduction of the par value of the shares, modification of By-Laws 4. Grant discharge the Management Mgmt No vote 5.1 Elect Mr. Felix Ehrat as a Board of Mgmt No vote Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 63 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.2 Elect Mr. Daniel Sauter as a Board of Mgmt No vote Director 5.3 Elect Dr. Peter Littmann as a Board of Mgmt No vote Director 6. Elect PricewaterhouseCoopers AG as the Mgmt No vote Auditors and the Group Auditor THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 64 of 348 UNASSIGNED CHINA OILFIELD SVCS LTD SECURITY: Y15002101 AGENDA NUMBER: 700798246 TICKER: MEETING TYPE: EGM ISIN: CN0007789299 MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the distribution of 2005 special Mgmt For * interim dividend
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 65 of 348 UNASSIGNED CHINA OILFIELD SVCS LTD SECURITY: Y15002101 AGENDA NUMBER: 700847506 TICKER: MEETING TYPE: EGM ISIN: CN0007789299 MEETING DATE: 12-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.1 Approve the issue of a short-term Mgmt For * debenture in the People s Republic of China in an aggregate principal amount not exceeding RMB 2,000,000,000; the capital raised through the issue will be used to supplement COSL s short-term cashflow requirements, primarily for procurement expenses of fuels, lubricants, marine accessories, etc. to ensure that the Company can continue to smoothly carry out its various operating activities; authorize the Board of Directors of COSL the Board to, depending on the Company s needs and then existing market conditions, determine the terms and conditions and related matters regarding the issue of the short-term debenture, including the actual amount within the aforesaid range of such issue of short-term debenture, and to sign all the necessary legal documents and to make appropriate disclosure of information as required by the relevant regulations; approve that the Board of Directors may, subject to the scope of their authority, delegate such power to the Management or the Executive Directors of COSL to determine the matters regarding the issue of the short-term debenture or to sign any necessary legal documents and/or instrument
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 66 of 348 UNASSIGNED CHINA OILFIELD SVCS LTD SECURITY: Y15002101 AGENDA NUMBER: 700928887 TICKER: MEETING TYPE: AGM ISIN: CN0007789299 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the audited financial statements Mgmt For * and the report of the Auditors for the YE 31 DEC 2005 2. Approve the annual dividend for the YE Mgmt For * 31 DEC 2005 3. Approve the budget for the FY 2006 Mgmt For * 4. Approve the report of the Directors and Mgmt For * the Corporate Governance report of the Company for the YE 31 DEC 2005 5. Approve the report of the Supervisory Mgmt For * Committee of the Company for the YE 31 DEC 2005 6. Appoint Mr. Li Yong as a new Director Mgmt For * and re-appoint Mr. Zhang Dunjie as an Independent Supervisor 7. Approve the remuneration of the Mgmt For * Independent Non-Executive Directors and the Independent Supervisor
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 67 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Ernst & Young Hua Ming and Mgmt For * Ernst & Young as the Domestic and International Auditors of the Company for the YE 31 DEC 2006 and authorize the Board of Directors to fix the remuneration thereof
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 68 of 348 UNASSIGNED CHINESE ESTATES HOLDINGS LTD SECURITY: G2108M176 AGENDA NUMBER: 700960203 TICKER: MEETING TYPE: AGM ISIN: BMG2108M1762 MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the financial Mgmt For * statements, Directors report and the Auditors report for the YE 31 DEC 2005 2. Approve a final dividend for the YE 31 Mgmt For * DEC 2005 3.A Re-elect Ms. Phillips Loh, Lai-ping as a Mgmt For * Director 3.B Re-elect Mr. Thomas Lau, Luen-hung as a Mgmt For * Director 3.C Authorize the Directors to fix the Mgmt For * remuneration of the Directors 4. Re-appoint the Auditors and authorize Mgmt For * the Directors to fix the remuneration of the Auditors 5. Authorize the Directors of the Company Mgmt For * to purchase issued shares of HKD 0.10 each in the capital of the Company during the relevant period, subject to and in accordance with all applicable laws and the requirements of the rules governing the listing of securities on The Stock Exchange of Hong Kong
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 69 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Limited as amended from time to time, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company on the date of this resolution; Authority expires the earlier of the conclusion of the AGM of the Company; or the expiration of the period within which the next AGM of the Company is required by law and/or the Company s Bye-laws to be held 6. Authorize the Directors of the Company Mgmt For * to allot, issue or deal with additional shares in the capital of the Company, and to make or grant offers, agreements, options and rights of exchange or conversion during the relevant period, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company on the date of this resolution; otherwise than pursuant to i) a Rights Issue; or ii) the share option scheme of the Company; or iii) any scrip dividend or similar arrangement; Authority expires the earlier of the conclusion of the AGM of the Company; or the expiration of the period within which the next AGM of the Company is required by law and/or the Company s Bye-laws to be held 7. Approve, conditional upon the passing of Mgmt For * Resolution No. 5 and 6 as specified, to extend the general mandate granted to the Directors of the Company, pursuant to Resolution 6 as specified, by an amount representing the aggregate nominal amount of the share capital of the Company purchased by the Company pursuant to Resolution No. 5 as specified, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company on the date of this resolution Transact any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 70 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 71 of 348 UNASSIGNED CIBA SPEZIALITAETENCHEMIE HOLDING AG, BASEL SECURITY: H14405106 AGENDA NUMBER: 700873234 TICKER: MEETING TYPE: OGM ISIN: CH0005819724 MEETING DATE: 02-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. THANK YOU. 1. Approve the annual report, the annual Mgmt No vote financial statements and of the consolidated statements for 2005; acknowledge the reports of the Auditors and of the Independent Group Auditors 2. Approve the allocation of income and Mgmt No vote dividends of CHF 3 per share 3. Grant discharge to the Board of Directors and the Senior Management from Mgmt No vote the liability 4. Approve to renew CHF 4 million pool of Mgmt No vote capital for 2 years 5. Elect Mr. Beat Hess as a Director Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 72 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Re-elect Prof. Dr. Jean-Marie Pierre Mgmt No vote Lehn as a Director 7. Re-elect Prof. Dr. Peter Littmann as a Mgmt No vote Director 8. Re-elect Ernst & Young AG as the Mgmt No vote Auditors 9. Re-elect OBT AG as the Special Auditors Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 73 of 348 UNASSIGNED COCA-COLA WEST JAPAN CO LTD, FUKUOKA SECURITY: J0814U109 AGENDA NUMBER: 700892739 TICKER: MEETING TYPE: AGM ISIN: JP3293200006 MEETING DATE: 24-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Allocation of Income, Including Mgmt For * the Following Dividends: Interim JY 20, Final JY 20, Special JY 0 2 Amend Articles to: Abolish Retirement Mgmt For * Bonus System - Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format 3 Approve Transfer of Sales Operations to Mgmt For * Wholly-owned Subsidiary 4 Approve Acquisition of Kinki Coca-Cola Mgmt For * Bottling by Coca-Cola West Japan 5.1 Elect Director Mgmt For * 5.2 Elect Director Mgmt For * 5.3 Elect Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 74 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.1 Appoint Internal Statutory Auditor Mgmt For * 6.2 Appoint Internal Statutory Auditor Mgmt For * 7 Approve Special Payments to Continuing Mgmt For * Directors and Continuing Statutory Auditors in Connection with Abolition of Retirement Bonus System
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 75 of 348 UNASSIGNED DASSAULT SYS S A SECURITY: F2457H100 AGENDA NUMBER: 700967637 TICKER: MEETING TYPE: MIX ISIN: FR0000130650 MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 76 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 ET Sequence of the French Commercial Code; and approve the said report and the agreements referred to therein 2. Receive the Management report of the Mgmt No vote Board of Directors and the Auditors general report; and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005 and the charges and expenses that were not tax-deductible of EUR 313,459.00 with a corresponding tax of EUR 109,491.00 3. Receive the Group Management report of Mgmt No vote the Board of Directors and the report of the Statutory Auditors; and approve the consolidated financial statements for the FYE on 31 DEC 2005 4. Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the income for the FY be appropriated as follows: income for the FY: EUR 123,372,773.00 added to the profit retained earnings of the previous FY: EUR 721,730,505.00 represents a distributable sum of: EUR 845,103,278.00 allocated as follows: allocation to the legal reserve: EUR 46,754.00 allotment to the 115,038,378 shares making up the share capital on 31 DEC 2005, of a dividend of: EUR 48,316,118.76 retained earnings: EUR 75,009,900.24 which, taking in to account the profit retained earnings of the previous FYs amounting to: EUR 721,730,505.00 brings the retained earnings to: EUR 796,740,405.24 in the event that the Company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account; the shareholders will receive a net dividend of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 77 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- EUR 0.42 per share, and will entitle to the 40% allowance provided by the French Tax Code; this dividend will be paid on 05 JUL 2006 5. Authorizes the Board of Directors to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 60.00, maximum number of shares to be acquired 10% of the share capital, maximum funds invested in the share buybacks: EUR 400,000,000.00; Authority expires until the shareholders meeting called to approve the financial statements of the FYE on 01 DEC 2006; and to take all necessary measures and accomplish all necessary formalities; this authorization supersedes the authorization granted by the shareholders meeting of 08 JUN 2005 in its Resolution 5 6. Approve to award the total annual fees Mgmt No vote of EUR 250,000.00 to the Directors and grant all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities 7. Approve to bring the Articles 13, 31, Mgmt No vote 32, 33 of the Bylaws into conformity with the Articles L.225-96, L.225-98, L.225-99, L.233-7 of the French Commerce Code as changed by the Law number 2005-842 of 26 JUL 2005 8. Authorize the Board of Directors to Mgmt No vote reduce the share capital, on one or more occasions, by cancelling all or part of the shares held by the Company in connection with the Stock Repurchase Plan authorized by Resolution 5, up to a maximum of 10% of the share capital over a 24-month period; Authority expires until the general meeting called to approve
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 78 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the financial statements of the FYE on 31 DEC 2006; and to take all necessary measures and accomplish all necessary formalities 9. Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of the present to accomplish all deposits and publications prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 79 of 348 UNASSIGNED DE LA RUE PLC SECURITY: G6448X107 AGENDA NUMBER: 700769827 TICKER: MEETING TYPE: EGM ISIN: GB0009380592 MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the sub-division of ordinary Mgmt For * shares into intermediate ordinary shares of 2 7/9 pence each and consolidation of intermediate ordinary shares into new ordinary shares of 27 7/9 pence each 2. Grant authority to make market purchases Mgmt For * of 24,914,683 new ordinary shares o be held in treasury
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 80 of 348 UNASSIGNED DE LA RUE PLC SECURITY: G6448X107 AGENDA NUMBER: 700769839 TICKER: MEETING TYPE: AGM ISIN: GB0009380592 MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the Directors report Mgmt For * and the financial statements 2. Approve the remuneration report Mgmt For * 3. Approve the final dividend of 10.6 pence Mgmt For * per share 4. Elect Sir Jeremy Greenstock as a Mgmt For * Director 5. Re-elect Mr. Nicholas Brookes as a Mgmt For * Director 6. Re-elect Mr. Stephen King as a Director Mgmt For * 7. Re-appoint PricewaterCoopers as the Mgmt For * Auditors of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 81 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors to fix the Mgmt For * Auditors remuneration 9. Grant authority to issue equity shares Mgmt For * or equity-linked securities with pre-emptive rights up to an aggregate nominal amount of GBP 15,351,671 10. Grant authority to issue equity shares Mgmt For * or equity-linked securities without pre-emptive rights up to an aggregate nominal amount of GBP 2,302,750 11. Authorize the Directors to establish the Mgmt For * De La Rue Deferred Bonus and Matching Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 82 of 348 UNASSIGNED DEUTSCHE EUROSHOP AG, ESCHBORN SECURITY: D1854M102 AGENDA NUMBER: 700970052 TICKER: MEETING TYPE: OGM ISIN: DE0007480204 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and Group annual report 2. Resolution on the appropriation of the Mgmt No vote distributable profit of EUR 34,374,998 as follows: Payment of a dividend of EUR 2 per no-par share Ex-dividend and payable date: 23 JUN 2006 3. Ratification of the acts of the Board of Mgmt No vote Managing Directors 4. Ratification of the acts of the Mgmt No vote Supervisory Board 5. Resolution on the remuneration for Mgmt No vote Members of the Supervisory Board For the 2005 FY, each Member of the Supervisory Board shall receive a fixed remuneration of EUR 15,000, the Chairman shall receive EUR 30,000, the Deputy Chairman EUR 22,500 6. Resolution on the authorization to issue Mgmt No vote convertible bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association; the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bonds of up to EUR 150,000,000,
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 83 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- having a term of up to 7 years and conferring convertible rights for new registered shares of the Company, on or before 21 JUN 2011 Shareholders shall be granted subscription rights except for the issue of bonds conferring convertible rights for shares of the company of up to 10% of its share capital if such bonds are issued at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to other bondholders; the Company's share capital shall be increased accordingly by up to EUR 4,800,000 through the issue of up to 3,750,000 new registered shares, insofar as convertible rights are exercised 7. Amendment to the Articles of Association Mgmt No vote in respect of the appropriation of the distributable profit 8. Amendments to the Articles of Mgmt No vote Association in connection with the Law on Company Integrity and the Modernization of the Right to Set Aside Resolutions UMAG as follows: Section 11(1), regarding the shareholders meeting being held at the Company's domicile, within a distance of 50 km or at the seat of a German Stock exchange Section 11(2), regarding the shareholder's meeting being held within 8 months after the end of the FY Section 11(3), regarding shareholders' meetings being convened at least 30 days before the shareholder deadline for registering to attend the meeting Section 11(4), regarding the deadline for registering to attend the shareholder's meeting being the seventh day prior to the meeting date Section 11(5), regarding amendments to the Company's share register being excluded six days prior to the shareholders meeting Section 11(6), regarding the Chairman of the shareholders meeting being the Chairman of the shareholders meeting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 84 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Appointment of Auditors for the 2006 FY: Mgmt No vote BDO Deutsche Warentreuhand AG, Hamburg PLEASE NOTE THAT THESE SHARES MAY BE Non-Voting No vote BLOCKED DEPENDING ON SOME SUBCUSTODIANS' PROCESSING IN THE MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 85 of 348 UNASSIGNED DISCO CORP SECURITY: J12327102 AGENDA NUMBER: 700992527 TICKER: MEETING TYPE: AGM ISIN: JP3548600000 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3 Amend the Compensation to be Received by Mgmt For * Corporate Officers 4 Approve Special Compensation Payment to Other For * Retiring Directors 5 Approve Issuance of Stock Options to Other For * Directors of Wholly-Owned Subsidiaries
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 86 of 348 UNASSIGNED DR. REDDY'S LABORATORIES LIMITED SECURITY: 256135203 AGENDA NUMBER: 932442534 TICKER: RDY MEETING TYPE: Consent ISIN: MEETING DATE: 27-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ORDINARY RESOLUTION UNDER SECTION Mgmt No vote 293(1)(D) OF THE COMPANIES ACT, 1956 FOR ENHANCING THE BORROWING LIMITS OF THE BOARD 02 ORDINARY RESOLUTION UNDER SECTION Mgmt No vote 293(1)(A) OF THE COMPANIES ACT, 1956 FOR CREATION FOR MORTGAGE/CHARGES 03 SPECIAL RESOLUTION UNDER SECTION 372A OF Mgmt No vote THE COMPANIES ACT, 1956 FOR GIVING LOANS/ CORPORATE GUARANTEES/MAKING INVESTMENTS IN EXCESS OF LIMITS PRESCRIBED UNDER SAID SECTION 04 SPECIAL RESOLUTION UNDER SECTION 81(1A) Mgmt No vote FOR ISSUE OF SECURITIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 87 of 348 UNASSIGNED DUFRY AG, BASEL SECURITY: H2082J107 AGENDA NUMBER: 700960758 TICKER: MEETING TYPE: OGM ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 88 of 348 UNASSIGNED DUFRY AG, BASEL SECURITY: H2082J107 AGENDA NUMBER: 700960760 TICKER: MEETING TYPE: OGM ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 311795, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Receive the results for the FY 2005 Mgmt No vote 2. Approve the annual report, consolidated Mgmt No vote financial statements and the annual financial statements for 2005 3. Approve the appropriation of available Mgmt No vote earnings of Dufry Limited
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 89 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Board of Mgmt No vote Directors and the persons entrusted with Management 5. Elect the Statutory Auditors and the Mgmt No vote Group Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 90 of 348 UNASSIGNED EFG INTERNATIONAL, ZUERICH SECURITY: H2078C108 AGENDA NUMBER: 700927532 TICKER: MEETING TYPE: AGM ISIN: CH0022268228 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 91 of 348 UNASSIGNED EFG INTERNATIONAL, ZUERICH SECURITY: H2078C108 AGENDA NUMBER: 700928053 TICKER: MEETING TYPE: AGM ISIN: CH0022268228 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 302718, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report, annual Mgmt No vote financial statements and the consolidated financial statements for FY 2005; and acknowledge the reports of the Auditors and the Group Auditors 2. Approve the appropriation of the balance Mgmt No vote profit 3. Grant discharge to the Board Members and Mgmt No vote of the Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 92 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Approve the allocation of a preference Mgmt No vote dividend in favour of the holder of Glass B shares of the EFG Finance Guernsey Limited 5.A Re-elect Mr. Jean Pierre Cuoni as a Mgmt No vote Director 5.B Re-elect Mr. Emmanuel Leonar D Bussetil Mgmt No vote as a Director 5.C Re-elect Mr. Spiro J. Latsis as a Mgmt No vote Director 5.D Re-elect Mr. Hugh Napier Mathews as a Mgmt No vote Director 5.E Re-elect Mr. Pericles-Paul Petalas as a Mgmt No vote Director 5.F Re-elect Mr. Hans Niederer as a Director Mgmt No vote 6. Elect the Auditors and of the Mgmt No vote Supervisory Committee
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 93 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Amend to the Articles of Incorporation: Mgmt No vote Approved participation capital
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 94 of 348 UNASSIGNED ELMOS SEMICONDUCTOR AG, DORTMUND SECURITY: D2462G107 AGENDA NUMBER: 700904205 TICKER: MEETING TYPE: AGM ISIN: DE0005677108 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Approve to appropriate the distributable Mgmt For * profit of EUR 42,532,947.25 as follows: EUR 42,532,947.25 shall be carried forward 3. Ratify the acts of the Board of Managing Mgmt For * Directors 4. Ratify the acts of the Supervisory Board Mgmt For * 5. Appoint Ernst & Young AG, Dortmund, as Mgmt For * the Auditors for the 2006 FY 6. Amend the Articles of Association in Mgmt For * connection with the Law on Company Integrity and the Modernization of the Right to Set Aside Resolutions (UMAG) as follows: Section 10(2), regarding shareholders meetings being convened at least 30 days before the shareholder deadline for registering to attend the meeting, Section 11(1) and (2), regarding the deadline for registering to attend the shareholders meeting being the 7th day prior to the meeting date and registration including proof of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 95 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- shareholding as per the statutory record date, Section 12(4), regarding the Chairman of the shareholders meeting being authorized to limit the time for questions and answers at shareholders meetings 7. Authorize: the Company to acquire own Mgmt For * shares of up to 10% of its share capital, at prices not deviating more than 10% from the market price of the shares, on or before 18 NOV 2007; the Board of Managing Directors to use the shares within the scope of the Company's Stock Option Plans 1999 and 2004 or in connection with mergers and acquisitions, to use the shares as partial remuneration for the Members of the Board of Managing Directors or of the Supervisory Board, and to retire the shares 8. Authorize the Board of Managing Mgmt For * Directors, with the consent of the Supervisory Board, to increase the Company's share capital by up to EUR 9,650,000 through the issue of up to 9,650,000 new bearer no-par shares against payment in cash or kind, on or before 18 MAY 2011; Shareholders subscription rights shall be excluded for a capital increase against payment in kind in connection with acquisitions, for a capital increase of up to 10% of the Company's share capital against payment in cash if the new shares are issued at a price not materially below their market price, for the issue of employee shares, and for residual amounts; amend the Articles of Association 9. Amend the contingent capital III item 6 Mgmt For * of the shareholders meeting of 27 APR 2004
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 96 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Approve the non-publication of the Mgmt Against * remuneration for Members of the Board of Managing Directors for a period of 5 years
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 97 of 348 UNASSIGNED EMAP PLC SECURITY: G30268109 AGENDA NUMBER: 700764853 TICKER: MEETING TYPE: AGM ISIN: GB0002993037 MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s accounts for the Mgmt For * YE 31 MAR 2005 2. Approve the Directors remuneration Mgmt For * report of the annual report and accounts 2005 3. Declare a final dividend of 1.69 pence Mgmt For * per ordinary share 4. Re-appoint Mr. Alun Cathcart as a Mgmt For * Director of the Company 5. Re-appoint Mr. Rita Clifton as a Mgmt For * Director of the Company 6. Re-appoint Mr. Andrew Harrison as a Mgmt For * Director of the Company 7. Re-appoint Mr. Paul Keenan as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 98 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Mr. Tom Moloney as a Director Mgmt For * of the Company 9. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold office until the conclusion of the next GM at which accounts are laid and authorize the Directors to determine their remuneration 10. Authorize the Board, in substitution for Mgmt For * any existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 21.36 millions; Authority expires at the conclusion of the next AGM; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.11 Authorize the Board, in substitution for Mgmt For * any existing authority, subject to the passing of Resolution 10 and pursuant to Section 95(1) of the Companies Act 1985, to allot equity securities Section 94 for cash pursuant to the authority conferred by Resolution 10, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue, open offer or any other pre-emptive offer in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 3.22 millions; Authority expires the earlier of the conclusion of the next AGM of the Company; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 99 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.12 Authorize the Company, for the purpose Mgmt For * of Section 166 of the Companies Act 1985, to make market purchases Section 163(3) of up to 25.78 millions 10% of the issued share capital at 26 MAY 2005 at a minimum price of 25 pence and up to 105% of the average middle market quotations for ordinary shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company 1n 2006; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry; if the shares are purchased as treasury stock, the Company shall act in accordance with the provisions contained in the Companies act Acquisition of Own Shares Treasury Stock Regulations 2003
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 100 of 348 UNASSIGNED EMS-CHEMIE HOLDING AG, DOMAT/EMS SECURITY: H22206199 AGENDA NUMBER: 700781796 TICKER: MEETING TYPE: AGM ISIN: CH0016440353 MEETING DATE: 13-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Approve the annual report and the Mgmt No vote financial statements for the year 2004/2005 and the Group consolidated financial statements for the year 2004 2. Approve the appropriation of the net Mgmt No vote profit 3. Grant discharge to the Board of Mgmt No vote Directors 4.1 Re-elect Ms. Magdalena Martullo-Blocher, Mgmt No vote Egbert Appel, Mr. Hansjoerg Frei and Mr. Albert Reich as the Directors 4.2 Ratify KPMG Fides Peat as the Auditors Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 101 of 348 UNASSIGNED ENPLAS CORP (FORMERLY DAI-ICHI SEIKO LTD) SECURITY: J09744103 AGENDA NUMBER: 700996854 TICKER: MEETING TYPE: AGM ISIN: JP3169800004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Reduce Term of Office of Directors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 102 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 4 Approve Retirement Benefits to Directors Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 103 of 348 UNASSIGNED F&C ASSET MANAGEMENT PLC SECURITY: G81386107 AGENDA NUMBER: 700948726 TICKER: MEETING TYPE: AGM ISIN: GB0004658141 MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts and the reports of Mgmt For * the Directors and the Independent Auditors for the YE 31 DEC 2005 2. Declare a final dividend of 7.0 pence Mgmt For * per share on the ordinary shares of the Company 3. Re-elect Mr. Robert Jenkins as a Mgmt For * Director, who retires by rotation 4. Re-elect Mr. Dick De Beus as a Director, Mgmt For * who retires by rotation 5. Re-elect Mr. Keith Bedell-Pearce as a Mgmt Against * Director, who retires by rotation 6. Re-elect Mr. Keith Satchell as a Mgmt For * Director, who retires by rotation 7. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 104 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Ernst & Young LLP as the Mgmt Against * Auditors of the Company until the conclusion of the next general meeting and authorize the Directors to determine their remuneration 9. Re-approve and renew the authorization Mgmt For * of the terms of the Relationship Agreement between the Company and Friends Provident Plc dated 04 OCT 2004, such approval and renewal will expire on the conclusion of the AGM of the Company in 2007 10. Approve to augment the contractual Mgmt Against * separation terms payable to Mr. Paterson Brown the Company s Chief Financial Officer, who retires from the Board on conclusion of the AGM as prescribed 11. Authorize the Remuneration Committee of Mgmt For * the Company, that in light of the exceptional circumstances surrounding the decision by Resolution Life to terminate the contracts relating to the management of its funds by the Company, to exercise the discretions conferred on it by the rules of: a the F&C Asset Management Plc Long Term Remuneration Plan; b the ISIS Asset Management Plc Reinvestment Plan; c the ISIS Asset Management Plc 1995 Share Option Scheme; and d the ISIS Asset Management Plc 2002 Executive Share Option Scheme together, Relevant Plans, so as to make a one-off adjustment to the Company s reported underlying earnings per ordinary share for the FYE 31 DEC 2006 for the purposes of determining the extent to which the performance conditions attaching to awards and/or options granted under relevant plans have been satisfied, such adjustment, which will not exceed 3.0 pence per ordinary share, to be carried as prescribed
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 105 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Approve that, the amendments to the F&C Mgmt For * Asset Management Plc Long Term Remuneration Plan which seek to allow the granting of awards to employees below Executive Director level that are not subject to ongoing performance conditions as prescribed, and authorize the Directors of the Company or a duly authorize Committee to take such steps as are necessary or expedient to carry the same into effect for awards made after the date of the meeting 13. Authorize the Directors of the Company, Mgmt For * in substitution for any existing authority under Section 80 of the Companies Act 1985 Act, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 159,249.76; Authority expires earlier at the conclusion of the AGM of the Company in 2007; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.14 Authorize the Directors of the Company, Mgmt For * in substitution for any existing power under Section 95 of the Companies Act 1985 Act, pursuant to Section 95(1) of the Act, a) to allot equity securities Section 94(2) of the Act for cash pursuant to the authority conferred under Section 80 of the Act conferred on the Directors of the Company and contained in Resolution 13 as specified in the notice convening the AGM of the Company at which this resolution is proposed and b sell relevant shares Section 94(5) of the Act in the Company if immediately before the sale, such shares are held by the Company as treasury shares Section 162A(3) of the Act treasury shares for cash Section 162D(2) of the Act, disapplying the statutory pre-emption rights Section 89(1) did not apply for any such allotment or sale, up to an aggregate nominal amount of GBP 159,246.76, provided that this power is limited to the allotment of equity securities and sale of treasury shares: i) in accordance with the terms of the Relationship Agreement between the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 106 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Company and the Friends Provident PLC dated 04 OCT 2004, provided that Resolution 9 relating to the re-approval and renewal of such Relationship Agreement as specified in the notice convening the AGM of the Company at which this resolution is passed; ii) pursuant to satisfy options or awards under any Share Scheme for employees or Share Incentive Plan approved by the Company in general meeting; iii) in connection with an offer of equity securities open for acceptance for a period fixed by the Directors of the Company to the holders of ordinary shareholders; and iv) other than pursuant to this resolution, up to an aggregate nominal amount of GBP 24,218.05; Authority expires at the conclusion of the next AGM of the Company in 2007; and the Directors might require equity securities to be allotted after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.15 Authorize the Company, in substitution Mgmt For * for any existing power under Section 166 of the Companies Act 1985 Act, pursuant to and in accordance with Section 166 of the Act, to make market purchases Section 163(3) of the Act of fully paid ordinary shares 10% of the issued ordinary share capital of 0.1 pence each in the capital of the Company, at a minimum price which may be paid for an ordinary share of 0.1 pence each in the capital of the Company and the maximum price which may be paid for an ordinary share is an amount equal to 105% of the average of the middle market quotations derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires at the conclusion of the next AGM of the Company in 2007; the Company, before the expiry, may make a contract or contracts to purchase ordinary shares which will or may be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 107 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 108 of 348 UNASSIGNED FAMILYMART CO LTD SECURITY: J13398102 AGENDA NUMBER: 700959577 TICKER: MEETING TYPE: AGM ISIN: JP3802600001 MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 21.5, Corporate Officers bonuses JPY 47,000,000 (including JPY 11,000,000 to the Corporate Auditors) 2. Amend the Articles of Incorporation Mgmt For * 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For * 3.4 Elect a Director Mgmt For * 3.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 109 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 3.10 Elect a Director Mgmt For * 3.11 Elect a Director Mgmt For * 3.12 Elect a Director Mgmt For * 4. Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 110 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 111 of 348 UNASSIGNED FKI PLC SECURITY: G35280109 AGENDA NUMBER: 700769613 TICKER: MEETING TYPE: AGM ISIN: GB0003294591 MEETING DATE: 20-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and adopt the Director s report Mgmt For * and the financial statements for the YE 31 MAR 2005 2. Approve the remuneration report for the Mgmt For * YE 31 MAR 2005 3. Approve the FKI 2005 Long-Term Incentive Mgmt For * Plan and the FKI 2005 Deferred Bonus Plan the; and authorize the Directors of the Company to do all such acts and things as they may consider necessary or expedient to carry the LTIP and DBP into effect and secure Inland Revenue to schedule 1 of the LTIP; and to vote and be counted in the quorum, an any matter connected with the LTIP and DBP, notwithstanding that they may be interested in the same and the provisions of the Articles of Association of the Company be relaxed accordingly to that extent except that no director may be counted in a quorum or vote in respect of his own participation 4. Declare a final dividend for the YE 31 Mgmt For * MAR 2005 which the Directors recommend should be 3.0p per ordinary share 5. Re-appoint Mr. G. Page as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 112 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Re-appoint Mr. P Heiden as a Director Mgmt For * 7. Re-appoint Mr. C. Clark as a Director Mgmt For * 8. Re-appoint Ernst & Young LLP as the Mgmt For * Auditors of the Company 9. Authorize the Directors to determine the Mgmt For * remuneration of the Auditors 10. Authorize the Directors, pursuant to Mgmt For * Section 80 of the Companies Act 1985 the Act, to exercise all the powers of the Company to allot relevant securities of the Company Section 80(2) of the Act up to an aggregate nominal amount of GBP 16,300,000; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months; and the Company may before such expiry make an offer, agreement or other arrangement which would or might require relevant securities to be allotted after such expiry and the Directors of the Company may allot relevant securities pursuant to any such offer, agreement or arrangement as if the authority hereby conferred had not expired S.11 Grant authority to allot equity or Mgmt For * equity linked securities without pre-emption rights up to an aggregate nominal amount of GBP 2,900,000
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 113 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.12 Authorize the Company to purchase Mgmt For * 29,000,000 ordinary shares for market purchase
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 114 of 348 UNASSIGNED GCAP MEDIA SECURITY: G18648108 AGENDA NUMBER: 700809049 TICKER: MEETING TYPE: AGM ISIN: GB0001742393 MEETING DATE: 20-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the accounts for the Mgmt For * year 01 OCT 2004 to 30 MAR 2005 and the reports of the Directors and the Auditors 2. Approve the Directors remuneration Mgmt For * report for the period 01 OCT 2004 to 31 MAR 2005 3. Re-elect Mr. Peter Cawdron as a Director Mgmt For * of the Company, who retires by rotation under the provisions of the Articles of Association 4. Re-elect Mr. Tony Illsley as a Director Mgmt Against * of the Company, who retires by rotation under the provisions of the Articles of Association 5. Re-elect Mr. Peter Mitchell as a Mgmt For * Director of the Company, who retires by rotation under the provisions of Section 293(3) of the Companies Act 1985 6. Elect Mr. Ralph Bernard as a Director of Mgmt For * the Company, who retires in accordance with the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 115 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Elect Mr. Wendy Pallot as a Director of Mgmt For * the Company, who retires in accordance with the Articles of Association 8. Elect Mr. Alastair Ross Goobey as a Mgmt For * Director of the Company, who retires in accordance with the Articles of Association 9. Elect Mr. Patricia Hodgson as a Director Mgmt For * of the Company, who retires in accordance with the Articles of Association 10. Elect Mr. Peter Michael as a Director of Mgmt For * the Company, who retires in accordance with the Articles of Association 11. Elect Mr. Stella Pirie as a Director of Mgmt For * the Company, who retires in accordance with the Articles of Association 12. Elect Mr. Peter W illiams as a Director Mgmt For * of the Company, who retires in accordance with the Articles of Association 13. Appoint KPMG Audit PLC as the Auditors Mgmt For * of the Company until the conclusion of the next general meeting at which accounts are laid before the Company 14. Authorize the Directors to determine the Mgmt For * remuneration of the Auditors of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 116 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15. Authorize the Directors, in substitution Mgmt For * for all existing authorities and for the purposes of Section 80 of the Companies Act 1985 the Act, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 1,373,741; Authority expires after 5 years; and authorize the Directors to allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry 16. Approve, the rules of the GCap Media PLC Mgmt For * 2005 Long Term Incentive Plan the 2005 LTIP, the main features of which are summarized in Appendix 1 to the notice of AGM dated 19 SEP 2005, in the form or substantially in the form of the draft produced to this meeting and initialed by the Chairman hereof for the purposes of identification marked A and authorize the Remuneration Committee of GCap Media PLC to do all acts and things necessary or expedient to carry the same into effect and in addition that the Remuneration Committee be authorized to establish such further plans for the benefit of employees outside the UK based on the 2005 LTIP subject to such modifications as may be necessary or expedient to take account of local tax, exchange control or securities laws in any one or more overseas territories provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation in the 2005 LTIP 17. Approve, the rules of the GCap Media PLC Mgmt For * Deferred Annual Bonus Scheme the DABS, the main features of which are summarized in Appendix 2 to the notice of AGM dated 19 SEP 2005, in the form or substantially in the form of the draft produced to this meeting and initialed by the Chairman hereof for the purposes of identification marked B and authorize the Remuneration Committee of GCap Media PLC to do all acts and things necessary or expedient to carry the same into effect and in addition that the Remuneration Committee be authorized to establish such
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 117 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- further plans for the benefit of employees outside the UK based on the DABS subject to such modifications as may be necessary or expedient to take account of local tax, exchange control or securities laws in any one or more overseas territories provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation in the DABS 18. Approve, the rules of the GCap Media PLC Mgmt For * Merger Scheme the Scheme, the main features of which are summarized in Appendix 3 to the notice of AGM dated 19 SEP 2005, in the form or substantially in the form of the draft produced to this meeting and initialed by the Chairman hereof for the purposes of identification marked C and authorize the Remuneration Committee of GCap Media PLC to do all acts and things necessary or expedient to carry the same into effect and in addition that the Remuneration Committee be authorized to establish such further plans for the benefit of employees outside the UK based on the Scheme subject to such modifications as may be necessary or expedient to take account of local tax, exchange control or securities laws in any one or more overseas territories provided that any shares made available under such further plans are treated as counting against any limits on individual or overall participation in the Scheme S.19 Authorize the Directors, subject to the Mgmt For * passing of Resolution 15 of AGM dated 19 SEP 2005 Section 80 and pursuant to Section 95, to allot equity securities Section 94(2) of the Act pursuant to the authority conferred by the Section 80, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities in connection with a rights issue, open offer or otherwise in favor of ordinary shareholders, up to an aggregate nominal amount of GBP 206,061; Authority expires the earlier of the conclusion of the next AGM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 118 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of the Company or 20 JAN 2007; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.20 Authorize the Company, pursuant to Mgmt For * Article 9 of the Company s Articles of Association, to make market purchases Section 163 of the Act of up to 16,484,900 ordinary shares of 2.5p each in the capital of the Company, at a minimum price of 2.5p exclusive of expenses and up to 105% of the average closing middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 20 APR 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry S.21 Amend Article 112 of the Company s Mgmt For * Articles of Association as specified S.22 Amend, conditional upon the passing of Mgmt For * resolution21 set out in the notice of AGM dated 19 SEP 2005, that the Company s Articles of Association by deleting the existing sub-paragraph (h) of the Articles 108 and inserting a new Article as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 119 of 348 UNASSIGNED GEA GROUP AG, BOCHUM SECURITY: D28304109 AGENDA NUMBER: 700909318 TICKER: MEETING TYPE: AGM ISIN: DE0006602006 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the adopted annual Non-Voting No vote financial statements of GEA Group AG and of the consolidated financial statements as at 31 DEC 2005 approved by the Supervisory Board, of the Management report and the Group Management report as well as the report of the Supervisory Board for fiscal 2005 2. Resolution on the appropriation of the Mgmt For * unappropriated retained earnings 3. Ratification of the acts of the Mgmt For * Executive Board in the 2005 fiscal year 4. Ratification of the acts of the Mgmt For * Supervisory Board in the 2005 fiscal year 5. Election of the Auditors for fiscal 2006 Mgmt For * 6. Authorization to Aquire Treasury Stock Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 120 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7.1 Elect Dr. Juergen Heraeus to the Mgmt For * Supervisory Board 7.2 Elect Mr. Dieter Ammer, to the Mgmt For * Supervisory Board 7.3 Elect Mr. Ahmad M.A. Bastaki to the Mgmt For * Supervisory Board 7.4 Elect Mr. Louis Graf von Zech to the Mgmt For * Supervisory Board 7.5 Elect Dr. Dietmar Kuhnt to the Mgmt For * Supervisory Board 7.6 Elect Dr. Helmut Perlet to the Mgmt For * Supervisory Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 121 of 348 UNASSIGNED GEBERIT AG, JONA SECURITY: H2942E108 AGENDA NUMBER: 700908049 TICKER: MEETING TYPE: OGM ISIN: CH0008038223 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 122 of 348 UNASSIGNED GEBERIT AG, JONA SECURITY: H2942E108 AGENDA NUMBER: 700912721 TICKER: MEETING TYPE: OGM ISIN: CH0008038223 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 297216, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS 1. Approve the annual report, the financial Mgmt No vote statements and the consolidated financial statements for 2005 and acceptance of the Auditors report and the Group Auditors report 2. Approve the appropriation of earning for Mgmt No vote distribution of CHF 25 per share 3. Approve the actions to the Board of Mgmt No vote Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 123 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.1 Re-elect Dr. Robert Heberlein as a Mgmt No vote Director 4.2 Elect Mr. Randolf Hanslin as a Director Mgmt No vote 4.3 Elect Mr. Hans Hess as a Director Mgmt No vote 5. Appoint PricewaterhouseCoopers as the Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 124 of 348 UNASSIGNED GFK AG, NUERNBERG SECURITY: D2823H109 AGENDA NUMBER: 700959248 TICKER: MEETING TYPE: AGM ISIN: DE0005875306 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and Group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 50,015,972.32 as follows: payment of a dividend of EUR 0.33 per no-par share EUR 38,450,233.96 shall be carried forward ex-dividend and payable date: 30 JUN 2006 3. Ratification of the acts of the Board of Mgmt For * Managing Directors 4. Ratification of the acts of the Mgmt For * Supervisory Board 5. Appointment of the Auditors for the 2006 Mgmt For * FY: KPMG Deutsche Treuhand-Gesellschaft AG, Nuremberg 6. Elections to the Supervisory Board: Mr. Mgmt For * Hajo Reisenbeck, Dr. Christoph Achenbach, Dr. Wolfgang Berndt, Mr. Stefan Pfander and Mr. Jurgen Schreiber
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 125 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Resolution on the creation of a Mgmt For * contingent capital II; the Company shall be authorized to increase the Company's share capital by up to EUR 3,400,000 through the issue of up to 780,000 shares, insofar as stock options within the scope of the 2004 Stock Option Plan are exercised 8. Renewal of the authorization to acquire Mgmt For * own shares; the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price differing neither more than 5% from the market price of the shares if they are acquired through the stock exchange, nor more than 10% if they are acquired by way of a repurchase offer, on or before 28 DEC 2007; the Board of Managing Directors shall be authorized to sell the shares on the stock exchange or to offer them to all shareholders, to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or within the scope of the Company's Stock Option Plan 2004 and to retire the shares 9. Approval of the merger agreement between Mgmt For * the Company and its wholly-owned subsidiary GPI Kom-Munikationsforschung Gesellschaft Fuer Pharma-Informationssysteme MBH GPI Kommunikationsforschung Gesellschaft Fuer Pharma-Informationssysteme MBH shall transfer its entire assets to the Company with retrospective effect from 01 JAN 2006 10. Amendments to the Articles of Mgmt For * Association in connection with the law on Company integrity and the modernization of the right to set aside resolutions UMAG as follows: Section 17(3), regarding shareholders' meetings being convened at least 30 days before the shareholder deadline for registering to attend the meeting; Section 18, regarding the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 126 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- deadline for registering to attend the shareholders' meeting being the 7 day prior to the meeting date and registration including proof of shareholding as per the 21st day prior to the meeting date 11. Amendment to the Articles of Association Mgmt For * in connection with the law on Company integrity and the modernization of the right to set aside resolutions UMAG as follows: Section 19(2)2, regarding the Chairman of the shareholders' meeting being authorized to limit the time for questions and answers at shareholders' meetings
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 127 of 348 UNASSIGNED GS HOLDINGS CORP SECURITY: Y2901P103 AGENDA NUMBER: 700872915 TICKER: MEETING TYPE: AGM ISIN: KR7078930005 MEETING DATE: 17-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated retained earnings 2. Approve the limit of the remuneration Mgmt For * and bonus for the Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 128 of 348 UNASSIGNED GUNMA BANK LTD SECURITY: J17766106 AGENDA NUMBER: 701004020 TICKER: MEETING TYPE: AGM ISIN: JP3276400003 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Corporate Auditor Mgmt For * 4 Amend the Compensation to be Received by Mgmt For * Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 129 of 348 UNASSIGNED HAGEMEYER NV SECURITY: N38537234 AGENDA NUMBER: 700929613 TICKER: MEETING TYPE: AGM ISIN: NL0000355477 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 281608 DUE TO ADDITIONAL RESOLUTIONS ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 21 APR 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU. 1. Opening Non-Voting No vote 2. Receive the report of the Board of Mgmt No vote Management over the FY 2005 and approve the 2005 annual report 3. Adopt the 2005 financial statements Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 130 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Approve the reserves and dividend policy Mgmt No vote 5. Declare a dividend for 2005 Mgmt No vote 6. Grant discharge to the Members of the Mgmt No vote Board of Management 7. Grant discharge to the Members of the Mgmt No vote Supervisory Board 8. Appoint Deloitte Accountants B.V as the Mgmt No vote External Auditor for the FY 2006 9.1 Appoint Mr. R.M.J Van der Meer as the Mgmt No vote Members to the Supervisory Board 9.2 Appoint Mr. P.H.J.M. Visee as the Mgmt No vote Members to the Supervisory Board 10.A Adopt the revised remuneration policy Mgmt No vote for the Board of Management
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 131 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10.B Approve the revised Option Plan for the Mgmt No vote Board of Management 11. Authorize the Board of Management of Mgmt No vote Hagemeyer N.V. to acquire shares in its capital 12.A Approve to extend the designation of the Mgmt No vote Board of Management as the competent body to resolve an issuance of ordinary shares 12.B Approve to extend the designation of the Mgmt No vote Board of Management as the competent body to resolve restricting or excluding the pre-emptive rights upon issuance of ordinary shares 13. Transact any other business Other No vote 14. Closing of the meeting Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 132 of 348 UNASSIGNED HAKUHODO DY HOLDINGS INCORPORATED SECURITY: J19174101 AGENDA NUMBER: 701007901 TICKER: MEETING TYPE: AGM ISIN: JP3766550002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code; Expand Business Lines, Appoint Independent Auditors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 133 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 134 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 135 of 348 UNASSIGNED HAMAMATSU PHOTONICS KK SECURITY: J18270108 AGENDA NUMBER: 700855197 TICKER: MEETING TYPE: AGM ISIN: JP3771800004 MEETING DATE: 20-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 278232 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Approve the appropriation of retained Mgmt For * earnings 2.1 Elect Mr. Teruo Hiruma as a Director Mgmt For * 2.2 Elect Mr. Haruji Ootsuka as a Director Mgmt For * 2.3 Elect Mr. Kouei Yamamoto as a Director Mgmt For * 2.4 Elect Mr. Hideo Hiruma as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 136 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.5 Elect Mr. Junichi Takeuchi as a Director Mgmt For * 2.6 Elect Mr. Yoshiji Suzuki as a Director Mgmt For * 2.7 Elect Mr. Yukiaki Suzuki as a Director Mgmt For * 2.8 Elect Mr. Hirofumi Uchiyama as a Mgmt For * Director 2.9 Elect Mr. Takashi Koike as a Director Mgmt For * 2.10 Elect Mr. Tetsuo Hattori as a Director Mgmt For * 3. Grant retirement allowances to the Mgmt For * retiring Directors Mr. Nobuyuki Takashita and Mr. Hiroyuki Watanabe
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 137 of 348 UNASSIGNED HARMONY GOLD MINING CO LTD SECURITY: S34320101 AGENDA NUMBER: 700808972 TICKER: MEETING TYPE: AGM ISIN: ZAE000015228 MEETING DATE: 04-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the audited financial statements Mgmt For * of the Company for the YE 30 JUN 2005, including the reports of the Directors and Auditors 2. Approve to fix the remuneration of the Mgmt For * Directors 3. Elect Mr. J.A. Chissano as a Director in Mgmt For * terms of the Company s Article of Association 4. Re-elect Mr. Frank Abbott, Mr. Patrice Mgmt Against * Motsepe and Mr. Cedric M.A. Savage as the Directors in terms of Harmony s Articles of Association 5.S.1 Approve, that the Company may, as a Mgmt For * general approval in terms of Section 85 (2) of the Companies Act, 1973 (Act 61 of 1973), as amended, acquire, from time to time, such number of its securities at such price or prices and on such other terms and conditions as the Directors may from time to time determine, but subject to the requirements from time to time of any stock exchange upon which the Companys securities may be quoted or listed and to the following requirements of the JSE Limited OSE): the repurchase of securities shall be effected through the order book operated by the JSE trading system and done without any prior understanding or arrangement between the Company and the counter party; the repurchase of securities must be authorized
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 138 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- by the Company s Articles of Association; repurchases may not be made at a price more than 10% above the weighted average of the market value for the securities for the five business days immediately preceding the date on which the transaction is effected; at any point in time, the Company may only appoint one agent to effect any repurchase(s) on the Company s behalf; the Company may only undertake a repurchase of the securities if, after such repurchase, it still complies with the Listings Requirements of the JSE concerning shareholder spread requirements; and the Company or its subsidiaries may not repurchase the Company s shares during a prohibited period, as defined in the Listings Requirements of the JSE; Authority expires the earlier of the conclusion of the next AGM or for 15 months from the date 6.O1 Amend, subject to the approval of the Mgmt For * JSE and the Directors of the Company, the Harmony (2003) Share Option Scheme (approved by shareholders on 14 NOV 2003) be amended by the deletion of Clause 3.2 and the substitution thereof by new clause 7.O2 Authorize the Directors of the Company Mgmt For * to allot and issue, after providing for the requirements of the Harmony (1994) Share Option Scheme, the Harmony (2001) Share Option Scheme and the Harmony (2003) Share Option Scheme, 10% of the remaining unissued securities in the capital of the Company, being 80,665,881 ordinary shares of 50 cents each as at 01 SEP 2005, at such time or times to such person or persons; or Bodies Corporate upon such terms and conditions as the Directors may from time to time at their sole discretion determine, subject to the provisions of the Companies Act, 1973 (Act 61 of 1973), as amended, and the Listings Requirements of JSE Limited
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 139 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8.O3 Authorize the Directors of the Company Mgmt For * to allot and issue equity securities including the grant or issue of options or securities that are convertible into an existing class of equity securities for cash (or the extinction of a liability, o or commitment, restraint(s), of expenses) on such terms a as the directors may from time to time at their sole discretion deem fit, as and when suitable o arise therefore, but subject t requirements of the JSE: the equity securities which are the subject of the issue for cash must be of a class already in issue, or re this is not the case, must be limited to such securities or rights that are convertible into a class in issue; the equity securities must be issued to public shareholders, as defined Listings Requirements of the JSE, and not to related parties; equity securities which are the subject of general issues for cash: i) in the aggregate, in any one FY, may not exceed 15% of the relevant number of equity securities in issue of that class (for purposes of determining the securities comprising the 15% number in any one year, account must be taken of the dilution effect, in the year of issue of options/convertible securities, by including the number of any equity securities which may be issued in future arising out of the issue of such options/convertible securities); ii) of a particular class, will be aggregated with any securities that are compulsorily convertible into securities of that class, and, in the case of the issue of compulsorily convertible securities, aggregated with the securities of that class into which they are compulsorily convertible; iii) as regards the number of securities which may be issued (the 15% number), shall be based on the number of securities of that class in issue added to those that may be issued in future (arising from the conversion of options/convertible securities), at the date of such application: 1) less any securities of the class issued, or to be issued in future arising from options/ convertible securities issued, during the current financial year; 2) plus any securities of that class to be issued pursuant to: (aa)a rights issue which has been announced, is irrevocable and is fully underwritten; or (bb)an acquisition which has had final terms announced may be induced, as though they were securities in
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 140 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issue as at the date of application; d) the maximum discount at which equity securities may be issued is 10% of the weighted average traded price of such securities measured over the 30 business days prior to the date that the price of the issue is determined or agreed by the Directors of the Company; the JSE will be consulted for a ruling if the Company s securities have not traded in such 30 business day period; the Company will only transact in derivative transactions relating to the repurchase of securities if, with regard to the price of the derivative: i) the strike price of any put option written by the Company less the value of the premium received by the Company for that put option may not be greater than the fair value of a forward agreement based on a spot price not greater than 10% above the weighted average of the market value for the securities for the five business days immediately preceding the date on which the transaction is effected; ii) the strike price of any call option may be greater than 10% above the weighted average of the market value for the securities for the five business days immediately preceding the date on which the transaction is effected at the time of entering into the derivative agreement, but the company may exercise the call option if it is more than 10% out of the money iii) the strike price of the forward agreement may be greater than 10% above the weighted average of the market value for the securities for the five business days immediately preceding the date on which the transaction is effected but limited to the fair value of a forward agreement calculated from a spot price not greater than 10% above the weighted average of the market value for the securities for the five business days immediately preceding the date on which the transaction is effected
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 141 of 348 UNASSIGNED HARVEY NORMAN HOLDINGS LTD SECURITY: Q4525E117 AGENDA NUMBER: 700810624 TICKER: MEETING TYPE: AGM ISIN: AU000000HVN7 MEETING DATE: 22-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the financial Mgmt For * statements for the Company and the consolidated entities for the YE 30 JUN 2005, together with the Directors report including remunaration report and the Auditor s report as specified 2. Approve to declare a final dividend as Mgmt For * recommended by the Board 3. Elect Mr. Graham Charles Paton as a Mgmt Against * Director 4. Re-elect Mr. Ian John Norman as a Mgmt Against * Director, who retires by rotation 5. Re-elect Mr. Michael John Harvey as a Mgmt Against * Director, who retires by rotation 6. Re-elect Mr. John Evyn Slack-Smith as a Mgmt Against * Director, who retires by rotation 7. Re-elect Mr. Kenneth William Gunderson- Mgmt Against * Briggs as a Director, who retires by rotation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 142 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve the remunaration report included Mgmt For * in the Directors report, for the YE 30 JUN 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 143 of 348 UNASSIGNED HEIDELBERGER DRUCKMASCHINEN AG, HEIDELBERG SECURITY: D3166C103 AGENDA NUMBER: 700743506 TICKER: MEETING TYPE: OGM ISIN: DE0007314007 MEETING DATE: 20-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the financial statements and the Mgmt No vote annual report for the 2004/2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Approve the appropriation of the Mgmt No vote distribution profit of EUR 26,797,241.89 as follows: payment of a dividend of EUR 0.30 per no-par share EUR 1,000,000 shall be allocated to the revenue reserves EUR 24,697.89 shall be carried forward ex-dividend and payable date 21 JUL 2005 3. Ratify the Acts of the Board of Managing Mgmt No vote Directors 4. Ratify the Acts of the Supervisory Board Mgmt No vote 5. Appoint PWC Deutsche Revision AG, Essen Mgmt No vote as the Auditors for the 2005/2006 FY lschaft, Frankfurt Am Main, Zweigniederlassung Essen as the Auditors for the year 2005/2006 6. Authorize the Board of Managing Mgmt No vote Directors to acquire own shares of the Company of up to 10% of the share capital, at prices not differing more than 10% from the market price of the shares, on or before 19 JAN 2007; the shares may be disposed of in a manner other
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 144 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- than the stock exchange or a rights offering, sold at a price not materially below their market price, used for acquisition purposes or within the scope of the Company's stock option plan, or retired COUNTER PROPOSALS HAVE BEEN RECEIVED FOR Non-Voting No vote THIS MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 145 of 348 UNASSIGNED HELLENIC TECHNODOMIKI TEV SA SECURITY: X32578118 AGENDA NUMBER: 700983794 TICKER: MEETING TYPE: OGM ISIN: GRS191213008 MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the annual financial statements Mgmt No vote and the consolidated financial statements for the FY 2005 after hearing the Board of Directors and the Charted Auditors relevant reports 2. Grant discharge to the Board of Mgmt No vote Directors Members and the Charted Auditor from any liability for indemnity for the FY 2005 3. Approve the cash dividend distribution Mgmt No vote to the shareholders and the Board of Directors remuneration for the FY 2005 4. Approve the profits appropriation of the Mgmt No vote Company s personnel 5. Elect the Charted Auditors, regular and Mgmt No vote substitute for the year 2006 and approve to determine their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 146 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Authorize the Board of Directors Mgmt No vote Members, Senior Managers and the Managers, according to Article 23 Paragraph 1 of C.L. 219 0/1920, as currently in force, for their participation in subsidiary Companies or associated Companies Board of Directors or the Management, according to Article 42e Paragraph 5 of C.L. 2190/19 20, as currently in force 7. Grant authority, according to Article Mgmt No vote 23a of C.L.2190/1920, as currently in force, for contracts between the Company and associated Companies 8. Elect the Members of the Board of Mgmt No vote Directors in replacement of a resigned Members 9. Approve Aktor s SA financial statements Mgmt No vote of 30 SEP 2005 transformation balance sheet included, after the termination of Aktor SA due to breaking up and absorption by Hellenic Technodomiki SA 10. Grant discharge to the Board of Mgmt No vote Directors Members and the Auditors of Aktor SA from any liability for the fiscal period 01 JAN 2005 until 15 DEC 2005 after Aktor s termination due to breaking up and absorption of the Aktor s assets by Hellenic Technodomiki SA 11. Approve, according to Article 23a Mgmt No vote Paragraph 2 of C.L.2190/1920, of Aktor s SA Board of Directors Members remuneration after the termination of Aktor SA due to breaking up and absorption of the Aktor s assets by Hellenic Technodomiki SA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 147 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12. Miscellaneous announcements Other No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 148 of 348 UNASSIGNED HOGY MEDICAL CO LTD SECURITY: J21042106 AGENDA NUMBER: 701002836 TICKER: MEETING TYPE: AGM ISIN: JP3840800001 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 149 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4 Appoint a Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 150 of 348 UNASSIGNED IBERIA LINEAS AEREAS DE ESPANA SA SECURITY: E6167M102 AGENDA NUMBER: 700956913 TICKER: MEETING TYPE: OGM ISIN: ES0147200036 MEETING DATE: 29-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1. Approve the annual accounts and the Mgmt For * Management report of Iberia, Lineas Aereas De Espana, Sociedad Anonima, and its consolidated Group, as well as the application of profits and the Management of the Board of Directors, all of the foregoing with reference to the year 2005 2. Re-elect the Directors Mgmt For * 3. Re-elect the Auditors of the Company and Mgmt For * its consolidated Group for the year 2006 4. Amend Articles 31 and 47 of the Articles Mgmt For * of Association, as specified 5. Amend Article 10 of the General Meeting Mgmt For * Regulations
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 151 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the Directors remuneration Mgmt For * 7. Authorize the Board of Directors to Mgmt For * carry out the derivative acquisition of Iberia Lineas Aereas De Espana, Sociedad Anonima shares, either directly or via subsidiary; Authority expires after 18 months, rendering void the authorization granted by the general meeting of stockholders held on 26 MAY 2005 8. Authorize the Board of Directors, Mgmt For * with authority to depute such powers, to execute and deliver, construe, develop and implement the resolutions adopted by the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 152 of 348 UNASSIGNED IGD - IMMOBILIARE GRANDE DISTRIBUZIONE SPA, VILLANOVA DI CASTENASO (BO) SECURITY: T5331M109 AGENDA NUMBER: 700914535 TICKER: MEETING TYPE: MIX ISIN: IT0003745889 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM THERE WILL BE A SECOND CALL ON 29 APR 2006. YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU PLEASE NOTE THAT IN ADDITONAL TO BANCA Non-Voting No vote INTESA S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING, THANK YOU. O.1 Approve the financial statements as Mgmt No vote at 31 DEC 2005, Board of Directors report on management activity, Internal and External Auditors report; resolutions related thereto and receive the consolidated balance as at 31 DEC 2005 o.2 Appoint Board of Directors Members Mgmt No vote and after stating the number of the Members and of their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 153 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- o.3 Appoint the Internal Auditors and their Mgmt No vote Chairman and approve their emolument o.4 Grant authority to buy and sell own Mgmt No vote shares e.1 Approve the merger for Incorporation Mgmt No vote Plan of the Company IGD S.P.A. into the Company Gescom SRL, consequent deliberations e.2 Amend Article 11.2 of the By-laws Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 154 of 348 UNASSIGNED IMPALA PLATINUM HLDGS LTD SECURITY: S37840105 AGENDA NUMBER: 700809190 TICKER: MEETING TYPE: AGM ISIN: ZAE000003554 MEETING DATE: 19-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 263074 DUE TO ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Receive and approve the financial Non-Voting No vote statements for the YE 30 JUN 2005 1.1 Re-elect Mr. D.H. Brown as a Director Mgmt Against * 1.2 Re-elect Mr. M.V. Mennell as a Director Mgmt Against * 1.3 Re-elect Mr. T.V. Mokgatiha as a Director Mgmt Against * 1.4 Re-elect Mr. I.J. Patan as a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 155 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Approve to place all the unissued shares Mgmt For * of the Company under the control of the Directors of the Company and authorize the Directors, subject to a maximum of 10% of the issued share capital to Section 221(2) of the Companies Act No.61 of 1973, and the Listing Requirement of the JSE Limited, to allot, issue and otherwise dispose thereof to such person or persons on such terms and conditions as they determine S.3 Authorized the Directors in terms of the Mgmt For * Company s Articles of Association, by way of a general authority to repurchase issued shares in the Company or to permit a subsidiary of the Company to purchase shares in the Company as and when deemed appropriate, subject to the following initiatives: a) that this authority shall be valid until the company next AGM provided that it shall not extend beyond 15 months from the date of this AGM; b) that any such repurchase be effected through the order book operated the by JSE trading system and done without any prior understanding or agreement between the Company and the counterparty; c) that a paid press release giving such details as may be required in terms of JSE listings requirements be published when the company or its subsidiaries have repurchased in aggregate 3% of the initial number of shares in issue, as at the time that the general authority was granted, and for each 3% in aggregate of the initial number of shares which are acquired thereafter; d) that a general repurchase may not in the aggregate in any one financial year exceed 10% of the number of shares in the Company s issued share capitol at the time this authority is given, provided that a subsidiary of the company may not hold at any one time more than 10% of the number of issued shores of the Company; e) that no repurchases will be effected during a prohibited period as defined by the JSE listings Requirements); f) that at any one point in time, the Company may only appoint one agent to effected repurchases on the Company s behalf; g) that the Company may only undertake a repurchase of securities if,
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 156 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- after such repurchase, the spread requirements of the Company comply with JSE listings requirements; h) that, in determining the price at which shares may be repurchased in terms of this authority the maximum premium permitted is 10% above the weighted average traded price of the shares as determined over the 5 days pear to the date of repurchase; and i) that such repurchase shall be subject to the Companies Act and the applicable provisions of the JSE Listings Requirements; the Board of directors, as at the date of this notice, has stated its intention to examine methods of returning capital to shareholders in terms of the general authority granted at the last AGM the Board believes it to be in the best interest of Implats that shareholders pass a special resolution granting the Company and/or its subsidiaries a last general authority to acquire Implats shares Such general authority will provide Implats with the flexibility, subject to the requirements of the Companies Act and the JSE, to purchase shares should it be in the interest of Implats and/or its subsidiaries at any time while the general authority subsists S.4 Amend the Articles of Association by Mgmt For * deleting Article 13.2 and substituting with the new Article 13.2 as specified 5. Approve, in terms of the Articles of Mgmt For * Association to increase the Directors fees by 5% in each instance as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 157 of 348 UNASSIGNED INDESIT COMPANY SPA, FABRIA SECURITY: T52684106 AGENDA NUMBER: 700911262 TICKER: MEETING TYPE: OGM ISIN: IT0000076197 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote ON 27 APR HAS BEEN POSTPONED AND WILL BE HELD ON 04 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 25 APR 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. Approve the financial statements at Mgmt No vote 1 DEC 2005, Directors annual report, Statutory Audit Committee s and Independent Auditors reports, and receive the consolidated statements at 31 DEC 2005 2. Grant authority to purchase and Mgmt No vote dispose of own shares on the Treasury Stock PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND CHANGE IN THE MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 158 of 348 UNASSIGNED JAPAN PETROLEUM EXPLORATION CO LTD, TOKYO SECURITY: J2740Q103 AGENDA NUMBER: 700999139 TICKER: MEETING TYPE: AGM ISIN: JP3421100003 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Change of Official Company Location, Appoint Accounting Auditors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 159 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors 6 Amend the Compensation to be Received by Mgmt For * Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 160 of 348 UNASSIGNED JARDINE LLOYD THOMPSON GROUP PLC SECURITY: G55440104 AGENDA NUMBER: 700914701 TICKER: MEETING TYPE: AGM ISIN: GB0005203376 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited consolidated Mgmt For * accounts of the Group and the reports of the Directors and Auditors for the YE 31 DEC 2005 2. Approve the final dividend of 12p net Mgmt For * per ordinary share 3. Re-elect Mr. C.G.R. Leach as a Director, Mgmt Against * who retires in accordance with the Company s Articles of Association 4. Re-elect Mr. A.D.J.B. Collins as a Mgmt For * Director, who retires in accordance with the Company s Articles of Association 5. Re-elect Mr. C.A. Keljik, who retires in Mgmt For * accordance with the Company s Articles of Association 6. Re-elect Mr. N.R. MacAndrew as a Mgmt For * Director, who retires in accordance with the Company s Articles of Association 7. Re-elect Mrs. V.Y.A.C. Wade as a Mgmt Against * Director, who retires in accordance with the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 161 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Approve the remuneration report for the Mgmt For * YE 31 DEC 2005 9. Re-appoint PricewaterhouseCoopers LLP, Mgmt For * Chartered Accountants and Registered Auditors, as the Auditors to the Company until the conclusion of the next general meeting at which accounts are laid before the shareholders and authorize the Directors to determine the remuneration of the Auditors S.10 Authorize the Company, subject to the Mgmt For * passing of Resolution 11 of the meeting and for the purpose of Section 166 of the Companies Act 1985, to make market purchases Section 163(3) of the Companies Act 1985 of up to 21,232,007 million ordinary shares of 5p each representing approximately 10% of the issued share capital of the Company as at 20 MAR 2006, at a minimum price of 5p and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 26 JUL 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 11. Approve the waiver of the Panel on Mgmt For * Takeovers and Mergers of any obligation which might otherwise fall on Jardine Matheson Holdings Limited or any of its subsidiaries, collectively or individually, to make a general offer pursuant to Rule 9 of the City Code on Takeovers and Mergers as a result of any increase in their aggregate % shareholding from approximately 30.39% to a maximum of 33.76% following the purchase by the Company of up to a maximum of 21,232,007
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 162 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Ordinary Shares in the Company in the market; Authority expires the earlier of the conclusion of the next AGM of the Company or 26 JUL 2007 12. Authorize the Directors, in Mgmt For * substitution for any existing authority and for the purpose of Section 80 of the Companies Act 1985 Act, to allot relevant securities up to an aggregate nominal amount of GBP 1,883,996; Authority expires the earlier of the conclusion of the next AGM of the Company in 2007 or 26 JUL 2007; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry s.13 Authorize the Directors to allot Mgmt For * equity securities, in connection with a rights issue, for cash pursuant to the authority conferred by Resolution 4, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities up to an aggregate nominal amount of GBP 530,800
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 163 of 348 UNASSIGNED JUPITER TELECOMMUNICATIONS CO LTD, TOKYO SECURITY: J28710101 AGENDA NUMBER: 700896460 TICKER: MEETING TYPE: AGM ISIN: JP3392750000 MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Handling of Net Loss Mgmt For * 2 Approve Reduction in Legal Reserves Mgmt For * 3 Amend Articles to: Allow Limitation of Mgmt For * Legal Liability of Non-Executive Statutory Auditors and Outside Audit Firms 4.1 Elect Director Mgmt For * 4.2 Elect Director Mgmt For * 4.3 Elect Director Mgmt For * 4.4 Elect Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 164 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.5 Elect Director Mgmt For * 4.6 Elect Director Mgmt For * 4.7 Elect Director Mgmt For * 4.8 Elect Director Mgmt For * 4.9 Elect Director Mgmt For * 4.10 Elect Director Mgmt For * 4.11 Elect Director Mgmt For * 4.12 Elect Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 165 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.13 Elect Director Mgmt For * 5 Appoint Internal Statutory Auditor Mgmt For * 6 Approve Retirement Bonus for Director Mgmt For * 7 Approve Special Payments to Continuing Mgmt For * Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System 8 Approve Deep Discount Stock Option Plan Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 166 of 348 UNASSIGNED KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS SECURITY: F5396X102 AGENDA NUMBER: 700909560 TICKER: MEETING TYPE: MIX ISIN: FR0000121964 MEETING DATE: 07-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. THANK YOU. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 167 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Acknowledge the report of the Mgmt No vote Executive Committee, the Supervisory Board and the Auditors general report; approve the Company s financial statements and the balance sheet resulting in a profit of EUR 171,752,138.53 for the YE 31 DEC 2005 O.2 Acknowledge the report of the Mgmt No vote Executive Committee, the Supervisory Board and the Statutory Auditors; approve the consolidated financial statements for the said FY resulting in a profit of EUR 145,902,000.00 in the form presented to the meeting O.3 Acknowledge the special report of Mgmt No vote the Auditors on Agreements, governed by the Article L. 225-86 of the French Commercial Law; approve the said report and the Agreements referred to therein O.4 Approve the appropriation of the Mgmt No vote income for the FY as follows: income for the FY: EUR 171,752,138.53; retained earnings: EUR 203,304,721.23; distributable income EUR 375,056,859.76; total dividend: EUR 124,643,418.30; balance to the carry forward account: EUR 250,413,441.46 the shareholders will receive a net dividend of EUR 2.70 per share which will be paid on 13 APR 2006 as required by law O.5 Approve to renew the appointment of Mgmt No vote Mr. M. Bertrand Jacquillat as a Member of the Supervisory Board for a period of 3 years
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 168 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.6 Approve to renew the appointment of Mgmt No vote Mr. M. Bertrand Letamendia as a Member of the Supervisory Board for a period of 3 years O.7 Appoint Mr. M. Philippe Thel as a Mgmt No vote Member of the Supervisory Board for a 3-year period O.8 Approve to award total annual fees of Mgmt No vote EUR 210,000.00 to the Members of the Supervisory Board O.9 Authorize the Executive Committee to Mgmt No vote trade in the Company s shares on the stock market, subject to: maximum purchase price: EUR 150.00 for each share of a par value of EUR 4.00; maximum number of shares to be acquired: 4,616,422 i.e., 10% of the share capital; total funds invested in the share buybacks: EUR 692,463,300.00; Authority is valid for a period of 18 months; this authorization supersedes the fraction unused of the authorization granted by the shareholders meeting of 07 APR 2005 in its Resolution 9; and to take all necessary measures and accomplish all necessary formalities E.10 Approve to grant all powers to the Mgmt No vote Executive Committee to reduce the share capital, on one or more occasions, by canceling all or part of the shares held by the Company in connection with a Stock Repurchase Plan, provided that the total number of shares cancelled in the 24 months does not exceed 10% of the share capital; Authority is given for a period of 24 months; to take all
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 169 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- necessary measures and accomplish all necessary formalities; this delegation of powers supersedes any and all earlier delegations to the same effect E.11 Approve the Merger Agreement, pursuant Mgmt No vote to a Private Deed signed on 24 FEB 2006 between Klepierre and the following Companies: SAS 192 Avenue Charles de Gaulle, SAS Espace Dumont D urville, SAS 21 La Perouse, SAS 21 Kleber, SAS Kleber Levallois, SAS 43 Grenelle, SAS Concorde Puteaux, SAS 46 Rue Notre-Dame Des Victoires, SAS Espace Kleber, SAS Issy Desmoulins, SAS 23 Avenue De Marignan, records that, since the Company Klepierre owns the totality of the shares making up the Company s capital, there shall be no capital increase as a result of the Merger; the assets contributions by these Companies to Klepierre E.12 Approve the Merger which has been Mgmt No vote carried-out, and that the Amalgamation-Merger of the Companies SAS shall be final and that the said Companies shall be dissolved without liquidation E.13 Authorize the Executive Committee to Mgmt No vote grant, in one or more transactions, to employees and officers of the Company, options giving the right to purchase share in the Company being provided that the options shall not give rights to a total number of shares, which shall exceed 1.1% of the share capital of the Company; Authority is valid for 38 months; to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 170 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.14 Approve to grant all powers to the Mgmt No vote bearer of a copy or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registrations prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 171 of 348 UNASSIGNED KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS SECURITY: F5396X102 AGENDA NUMBER: 700987401 TICKER: MEETING TYPE: OGM ISIN: FR0000121964 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 172 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Appoint Deloitte Et Associes as the Mgmt No vote Statutory Auditor, to replace the Cabinet Ernts Et Young Audit who resigned, for the remainder of the Cabinet Ernts Et Young Audit s term of office, i.e. until the shareholders meeting called in 2010 to approve the financial statements for the FYE in 2009, the Company be as a Deputy Auditor to replace Mr. Christian Mouillon who resigned, for the remainder of Mr. Christian Mouillon s term of office, i.e. until the shareholders meeting called in 2010 to approve the financial statements for the FYE in 2009 2. Grant full powers to the bearer of an Mgmt No vote original, a copy or extract of the minutes of this meeting to carryout all filings, publications and other formalities prescribed by Law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 173 of 348 UNASSIGNED KOBAYASHI PHARMACEUTICAL CO LTD, OSAKA SECURITY: J3430E103 AGENDA NUMBER: 701007052 TICKER: MEETING TYPE: AGM ISIN: JP3301100008 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Reduce Term of Office of Directors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 174 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 175 of 348 UNASSIGNED KRUNG THAI BANK PUBLIC COMPANY LIMITED (FORMERLY KRUNG THAI BANK LTD) SECURITY: Y49885208 AGENDA NUMBER: 700909394 TICKER: MEETING TYPE: AGM ISIN: TH0150010Z11 MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 295231 DUE TO ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THE COMPANY ALLOWS Non-Voting No vote PARTIAL AND SPLIT VOTING. THANK YOU 1. Adopt the minutes of the 12th AGM on Mgmt For * 22 APR 2005 2. Acknowledge the Board of Directors Mgmt For * annual report 3. Approve the balance sheet and profit and Mgmt For * loss statements for the YE 31 DEC 2005 4. Approve the allocation of income and Mgmt For * payment of dividend of THB 0.6545 per share for preferred shareholders and THB 0.5 per share for ordinary shareholders
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 176 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve the Directors remuneration Mgmt For * 6.a Re-elect Mr. Apisak Tantiworawong as a Mgmt For * Director 6.b Re-elect Mr. Uttama Savanayana as a Mgmt For * Director 6.c Re-elect Ms. Sima Simananta as a Mgmt Against * Director 6.d Re-elect Mr. Jamlong Atikul as a Mgmt For * Director 6.e Elect Mr. Visuit Montrivat as a Director Mgmt Against * 7. Approve the banks issuance and offering Mgmt For * of various types of debenture within the total amount of increasing not more than THB 100,000 million or other equivalent currency within the period of 5 years 8. Elect the Banks Auditor and fix the Mgmt For * audit fee
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 177 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Amend Clause 3 of the Banks Memorandum Mgmt Against * of Association regarding objectives of the Company from Clauses 22 to 26 10. Other business Other Against *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 178 of 348 UNASSIGNED KT FREETEL LTD SECURITY: Y4991F102 AGENDA NUMBER: 700888247 TICKER: MEETING TYPE: AGM ISIN: KR7032390007 MEETING DATE: 23-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the 9th balance sheet, income Mgmt For * statement and the proposed disposition of retained earning for FY 2005 2. Amend the Articles of Incorporation Mgmt For * 3. Elect the External Director, who will be Mgmt For * the Audit Committee Member 4. Elect the External Director Mgmt For * 5. Elect the Internal Director Mgmt For * 6. Approve the remuneration limit for the Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 179 of 348 UNASSIGNED LEIGHTON HOLDINGS LTD SECURITY: Q55190104 AGENDA NUMBER: 700815117 TICKER: MEETING TYPE: AGM ISIN: AU000000LEI5 MEETING DATE: 10-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the financial report Mgmt For * and reports of the Directors and the Auditor for the YE 30 JUN 2005 2. Adopt the remuneration report for the YE Mgmt For * 30 JUN 2005 3.1 Re-elect Mr. D.S. Adamsas as a Director, Mgmt For * who retires by rotation in accordance with Clause 18 of the Company s Constitution 3.2 Re-elect Mr. M.C. Albrecht as a Mgmt Against * Director, who retires by rotation in accordance with Clause 18 of the Company s Constitution 3.3 Re-elect Mr. G.J. Dixon as a Director, Mgmt Against * who retires by rotation in accordance with Clause 18 of the Company s Constitution 3.4 Re-elect Mr. G.J. Ashton as a Director, Mgmt For * who retires by rotation in accordance with Clause 18 of the Company s Constitution
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 180 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Approve to increase, in accordance with Mgmt For * ASX Listing Rule 10.17 and Clause 20 of the Company s Constitution, the maximum aggregate yearly sum that may be paid by the Company as remuneration for the services of the Company s Non-Executive Directors by AUD 700,000 from AUD 1,300,000 to AUD 2,000,000 with effect on and from 01 JUL 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 181 of 348 UNASSIGNED LOGITECH INTERNATIONAL SA, APPLES SECURITY: H50430224 AGENDA NUMBER: 700998062 TICKER: MEETING TYPE: OGM ISIN: CH0021655334 MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 319178 DUE TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting No vote MEETING WAS RECEIVED AFTER THE REGISTRATION DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE OF 26 MAY 2006 BOOK CLOSING/REGISTRATION DEADLINE DATE, YOUR VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING. HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT W ERE NOT REGISTERED PRIOR TO THE REGISTRATION DEADLINE WILL NOT BE ACCEPTED. THANK YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. Receive the annual report Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 182 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Receive the annual report, annual Mgmt No vote financial statements and consolidated annual financial statements and the reports of the Auditors and the Group Auditors 3. Approve the share split in the Mgmt No vote circumstance 2 to 1 4. Approve the appropriation of retained Mgmt No vote earnings 5. Approve the Stock Option Plan for key Mgmt No vote employees 6. Approve the creation of CHF 10 million Mgmt No vote pool of capital with out preemptive rights 7. Authorize the Company to hold in excess Mgmt No vote of 10% of shares in treasury 8. Amend the Articles of Incorporation Mgmt No vote 9. Grant discharge to the Board of Mgmt No vote Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 183 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 101.1 Elect Mr. Erh-Hsun Chang to the Board of Mgmt No vote Directors 101.2 Elect Mr. Kee-Lock Chua to the Board of Mgmt No vote Directors 10.2 Elect PricewaterhouseCoopers SA as the Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 184 of 348 UNASSIGNED LONMIN PUB LTD CO SECURITY: G56350112 AGENDA NUMBER: 700850680 TICKER: MEETING TYPE: AGM ISIN: GB0031192486 MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited accounts and the Mgmt For * reports of the Directors and Auditors for the YE 30 SEP 2005 2. Receive and approve the Directors Mgmt For * remuneration report for the YE 30 SEP 2005 3. Declare a final divided 42 US cents per Mgmt For * share in respect of the YE 30 SEP 2005, payable on 08 FEB 2006 to shareholders on the register at the close of business on 13 JAN 2006 4. Re-appoint KPMG Audit Plc as the Company Mgmt Against * s Auditors and authorize the Directors to agree the Auditors remuneration 5. Re-elect Sir John Craven as a Director Mgmt For * of the Company 6. Re-elect Mr. Michael Hartnell as a Mgmt For * Director of the Company 7. Re-elect Mr. Sivi Gounden as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 185 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. Karen de Segundo as a Mgmt For * Director of the Company 9. Authorize the Directors, for the purpose Mgmt For * of Section 80 of the Companies Act 1985 the Act, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of USD 47,350,000; Authority expires on the date of the next AGM of the Company; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10. Authorize the Directors, pursuant to Mgmt For * Section 95 of the Companies Act 1985 the Act, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 9, disapplying the statutory pre- emption rights Section 89(1), provided that this power is limited to the allotment of equity securities a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount of USD 7,100,000; Authority expires on the date of the next AGM of the Company; and, authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.11 Authorize the Company, pursuant to Mgmt For * Article 9 of the Articles of Association of the Company, to make market purchases Section 163(3) of the Companies Act 1985 of up to 14,200,000 ordinary shares of 1 USD in the capital of the Company, at a minimum price of USD 1 and the maximum price that may be paid is equal to 105% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires at the conclusion of the next AGM of the Company;
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 186 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 187 of 348 UNASSIGNED LUMINAR PLC SECURITY: G5696A108 AGENDA NUMBER: 700768293 TICKER: MEETING TYPE: AGM ISIN: GB0005382444 MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited accounts for the Mgmt Against * period ended 27 FEB 2005 together with the reports of the Directors and Auditors thereon 2. Approve the Directors report on Mgmt For * remuneration 3. Declare a final dividend of 9.76p per Mgmt For * ordinary share 4. Re-elect Mr. S. Thomas as a Director Mgmt For * 5. Re-elect Mr. B. McLoughlin as a Director Mgmt For * 6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting and approve that their remuneration be fixed by the Directors 7. Authorize the Directors to fix the Mgmt For * remuneration of the Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 188 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors, to exercise all Mgmt For * powers of the Company to allot relevant securities within the meaning of Section 80 of the Companies Act 1985 up to an aggregate nominal amount of GBP 6,036,960; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months after passing of this resolution; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.9 Authorize the Directors, subject to the Mgmt For * passing of Resolution 8 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities within the meaning of Section 94 of that Act for cash pursuant to the authority conferred by Resolution 8, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount of GBP 914,691; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months after the passing of this resolution; and, authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Company, subject to the Mgmt For * Company s Articles of Association from time to time and for the purpose of Section 166 of the Companies Act 1985, to make one or more market purchases within the meaning of Section 163(3)of that Act of up to 7,317,528 ordinary shares 10% of the Company s issued ordinary share capital at a price upto 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 12 months after the passing of this
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 189 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- resolution; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 190 of 348 UNASSIGNED M6 METROPOLE TELEVISION SA, NEUILLY SUR SEINE SECURITY: F6160D108 AGENDA NUMBER: 700907136 TICKER: MEETING TYPE: AGM ISIN: FR0000053225 MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU. REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO Non-Voting No vote THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT WHICH WILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 191 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 O.1 Approve the report of the Executive Mgmt No vote Committee and the Auditors general report, the Company s financial statements and the balance sheet for the FYE 31 DEC 2005, as presented showing the earnings of EUR 166,217,030.00 and the charges and expenses of EUR 20,776.00 for the FY with a corresponding tax of EUR 7,257.00 O.2 Approve the Special Auditor s report, in Mgmt No vote accordance with the provisions of Article L.225-86 and following of the Law French Company Act; approve the said report and the agreements referred to therein O.3 Approve the result for the FY amounts to Mgmt No vote EUR 166,217,030.04 retained earnings for the previous FY: EUR 429,130,207.95, total distributable amount: EUR 595,347,237.99; allocation: payment of dividend of EUR 0.95 per share for each of the 131,888,690 shares comprising the capital: EUR 125,294,255.50; the balance to the retained earnings: EUR 470,052,982.49 and approve the proposal of the Executive Committee and subsequently the shareholders will receive a net dividend of EUR 0.95 per share, and will entitle to the 40% allowance provided by the French Tax Code, this dividend will be paid on 28 APR 2006 in the event that the Company holds
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 192 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account O.4 Approve the report of the Executive Mgmt No vote Committee and the Statutory Auditors; approve the reports of the consolidated financial statements showing earnings of EUR 156,200,000.00 O.5 Ratify the co-optation of Mr. Ignace Van Mgmt No vote Meenen to replace Mr. Jean-Charles De Keyser as the Member of the Supervisory Board until the shareholders meeting called to approve the financial statements for the 2007 FY O.6 Ratify the co-optation of Mr. Constantin Mgmt No vote Lange to replace Mr. Thomas Rabe as the Member of the Supervisory Board until the shareholders meeting called to approve the financial statements for the FY 2007 O.7 Authority the Executive Committee in Mgmt No vote order to trade the Company s shares subject to the conditions described below: maximum purchase price: EUR 40.00, maximum number of shares to be acquired: 10% of the share capital,maximum funds invested in the share buybacks: EUR 507,786,907.00; Authority is valid for 18 months; and authorize the Executive Committee to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 193 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.8 Authorizes the Executive Committee, at Mgmt No vote its sole discretion, in one or more occasions, to issue, in France and or abroad, fixed-term or unfixed-term bonds, whether subordinated or not, and warrants to subscribe to bonds, up to a maximum nominal amount of EUR 300,000,000.00; Authority is valid for a 5-year period; and authorize the Executive Committee to take all necessary measures and accomplish all necessary formalities E.1 Authorize the Executive Committee, Mgmt No vote depending on the adoption of the 7th resolution, to reduce the share capital, by cancelling all or part of the shares held by the company and which she could eventually hold following buybacks achieved in the framework of the 7th resolution, up to a maximum of 10% of the share capital; authority expires following the shareholders meeting called to approve the financial statements for the FYE 2006 E.2 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of the present to accomplish all deposits and publications prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 194 of 348 UNASSIGNED MAPELEY LTD SECURITY: G58216105 AGENDA NUMBER: 700944817 TICKER: MEETING TYPE: AGM ISIN: GB00B0BHCR03 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the balance sheet of Mgmt For * the Company and the consolidated accounts of the group for the YE 31 DEC 2005 together with the reports of the Directors and the Auditors 2. Approve the report of the Remuneration Mgmt For * Committee in relation to remuneration policy and practice as specified for the FYE 31 DEC 2005 3. Re-elect Mr. Roger Carey as a Director Mgmt Against * 4. Re-elect Mr. Wes Edens as a Director Mgmt For * 5. Re-elect Mr. Micheal Fascitelli as a Mgmt For * Director 6. Re-elect Mr. John Harris as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 195 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-elect Mr. Jamie Hopkins as a Director Mgmt For * 8. Re-elect Mr. Charles Parkinson as a Mgmt Against * Director 9. Re-appoint Ernst & Young LLP as the Mgmt For * Auditors of the Company until the next AGM of the Company and authorize the Audit Committee to fix their remuneration
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 196 of 348 UNASSIGNED MILBON CO LTD SECURITY: J42766105 AGENDA NUMBER: 700888108 TICKER: MEETING TYPE: AGM ISIN: JP3910650005 MEETING DATE: 17-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Allocation of Income, Including Mgmt For * the Following Dividends: Interim JY 25, Final JY 25, Special JY 0 2.1 Elect Director Mgmt For * 2.2 Elect Director Mgmt For * 2.3 Elect Director Mgmt For * 2.4 Elect Director Mgmt For * 2.5 Elect Director Mgmt For * 2.6 Elect Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 197 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.7 Elect Director Mgmt For * 2.8 Elect Director Mgmt For * 2.9 Elect Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 198 of 348 UNASSIGNED MIRVAC GROUP SECURITY: Q62377108 AGENDA NUMBER: 700813404 TICKER: MEETING TYPE: MIX ISIN: AU000000MGR9 MEETING DATE: 10-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Receive and approve the financial Non-Voting No vote reports of Mirvac Group, Mirvac and MPT, and the reports of the Directors and of the Auditors for each entity for the YE 30 JUN 2005 1. Approve the Mirvac Limited s Mgmt For * remuneration report for the FYE 30 JUN 2005 2. Elect Mr. James MacKenzie as a Director Mgmt For * of Mirvac Limited 3. Elect Mr. Richard Turner as a Director Mgmt For * of Mirvac Limited 4. Approve that Mirvac Limited Mirvac and Mgmt For * Mirvac Funds Limited MFL as responsible entity of Mirvac Property Trust MPT be permitted to make the deed of Co-operation in the form as specified by the Chairman of the meeting for the purposes of identification Deed of Co-Operation, and to give financial benefits under or contemplated by the Deed of Co-operation to any of their related parties including, without limitation, to each other and any of their controlled entities, and to the Directors of Mirvac and MFL receiving consequential indirect financial benefits from holding stapled securities comprising shares in Mirvac and units in MPT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 199 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve the participation in the Mgmt For * Employee Incentive Scheme EIS by the issue of stapled securities to a value of AUD 250,000 to Mr. Gregory Paramor, Managing Director of Mirvac Limited, in accordance with the terms of the EIS and on the terms of explanatory statement as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 200 of 348 UNASSIGNED MISYS PLC SECURITY: G61572148 AGENDA NUMBER: 700791824 TICKER: MEETING TYPE: AGM ISIN: GB0003857850 MEETING DATE: 13-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the report of the Directors and Mgmt For * the audited financial statements for the YE 31 MAY 2005 2. Approve the remuneration report for the Mgmt For * YE 31 MAY 2005 3. Declare a final dividend of 4.28p per Mgmt For * ordinary share, payable in cash to all shareholders on the register at the close of business on 29 JUL 2005 4. Elect Mr. AI-Noor Ramji as a Director of Mgmt For * the Company 5. Re-elect Mr. Tony Alexander as a Mgmt Against * Director of the Company 6. Re-elect Dr. Jurgen Zech as a Director Mgmt For * of the Company 7. Re-elect Mr. Ivan Martin as a Director Mgmt For * of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 201 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. Jasper McMahon as a Mgmt For * Director of the Company 9. Re-elect Mr. Tom Skelton as a Director Mgmt For * of the Company 10 Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to determine their remuneration 11. Authorize the Directors, in accordance Mgmt For * with Article 6 of the Articles of Association of the Company, to allot relevant securities of up to a maximum nominal amount of GBP 1,694,560; Authority expires at the conclusion of the AGM in 2006 S.12 Authorize the Directors, in accordance Mgmt For * with Article 7 of the Articles of Association of the Company, to allot equity securities for cash and for the purposes of Paragraph (1)(b) of that Article, this power shall be limited to a nominal amount of GBP 279,863; Authority expires at the conclusion of the AGM in 2006; and the authority given to the Directors by this resolution be extended to sales for cash for any shares which the Company may hold as treasury shares S.13 Authorize the Company, to make market Mgmt For * purchases Section 163(3) of the Companies Act 1985 of up to a maximum nominal value of GBP 508,345 ordinary shares in the capital of the Company, at a minimum price which may be paid for an ordinary share is an amount exclusive of expenses equal to the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 202 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- nominal value of such a share and equal to 105% of the average middle market quotations for an ordinary share, as derived from the London Stock Exchange Daily Official List, for each of the previous 5 dealing days; Authority expires at the conclusion of the AGM of the Company in 2006; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 14. Authorize the Company and any Company Mgmt For * which is or becomes a wholly owned subsidiary of the Company during the period to which this resolution relates, in accordance with Section 347C of the Companies Act 1985 the Act: a) to make donations to EU political organizations not exceeding GBP 50,000 in total; and b) to incur EU political expenditure not exceeding GBP 50,000 in total; Authority expires at the conclusion of the AGM of the Company in 2006 15. Approve that the limit on the annual Mgmt For * aggregate fees for their services payable to Non-Executive Directors of the Company set out in Article 63 of the Company s Articles of Association be raised from GBP 300,000 to GBP 500,000 16. Approve the rules of the Misys Retention Mgmt For * Long-Tem Incentive Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 203 of 348 UNASSIGNED MLP AG, HEIDELBERG SECURITY: D5388S105 AGENDA NUMBER: 700919751 TICKER: MEETING TYPE: AGM ISIN: DE0006569908 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 277,096,466.92 as follows: payment of a dividend of EUR 0.30 per no-par share, EUR 211,910,000 shall be allocated to the revenue reserves, EUR 2,055.32 shall be carried forward ex-dividend and payable date: 01 JUN 2006 3. Ratify the acts of the Board of Managing Mgmt For * Directors 4. Ratify the acts of the Supervisory Board Mgmt For * 5. Appoint Ernst & Young AG, Stuttgart as Mgmt For * the Auditors for the 2006 FY 6. Renewal of the authorization to acquire Mgmt For * own shares and authorize the Company to acquire own shares of up to 10% of its share capital, at prices not deviating more than 10% from the market price of the shares, on or before 29 NOV 2007; and authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 204 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions, and to retire the shares 7. Resolution on the creation of authorized Mgmt For * capital and the corresponding amendment to the Articles of Association; and authorize the Board of Managing Directors, with the consent of the Supervisory Board, to increase the Company's share capital by up to EUR 21,000,000 through the issue of new bearer no-par shares against payment in cash or kind, on or before 30 MAY 2011; shareholders shall be granted subscription rights except for a capital increase of up to 10% of the Company's share capital against payment in cash if the new shares are issued at a price not materially below their market price, for a capital increase against payment in kind, and for residual amounts 8. Amend the Articles of Association in Mgmt For * respect of the Company's domicile being transferred to Wiesloch 9. Amend the Articles of Association in Mgmt For * connection with the Law on Company Integrity and the Modernization of the Right to Set Aside Resolutions UMAG as follows: Section 14(4), regarding shareholders' meetings being convened at least 30 days before the shareholder deadline for registering to attend the meeting Section 15, regarding the deadline for registering to attend the shareholders' meeting being the 7th day prior to the meeting date and registration including proof of shareholding as per the statutory record date
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 205 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 206 of 348 UNASSIGNED MOCHIDA PHARMACEUTICAL CO LTD SECURITY: J46152104 AGENDA NUMBER: 701016114 TICKER: MEETING TYPE: AGM ISIN: JP3922800002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Increase Authorized Capital from 192.625 Million to 300 Million Shares 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 207 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 208 of 348 UNASSIGNED MORINAGA & CO LTD SECURITY: J46367108 AGENDA NUMBER: 701003472 TICKER: MEETING TYPE: AGM ISIN: JP3926400007 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt No vote 2 Amend Articles to: Allow Company to Mgmt No vote Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size 3.1 Appoint a Director Mgmt No vote 3.2 Appoint a Director Mgmt No vote 3.3 Appoint a Director Mgmt No vote 3.4 Appoint a Director Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 209 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt No vote 3.6 Appoint a Director Mgmt No vote 3.7 Appoint a Director Mgmt No vote 3.8 Appoint a Director Mgmt No vote 4 Appoint a Supplementary Auditor Other No vote 5 Approve Provision of Retirement Mgmt No vote Allowance for Directors 6 Amend the Compensation to be Received by Mgmt No vote Directors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 210 of 348 UNASSIGNED MOTA-ENGIL SGPS SA, LINDA-A-VELHA SECURITY: X5588N110 AGENDA NUMBER: 700875543 TICKER: MEETING TYPE: OGM ISIN: PTMEN0AE0005 MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AGM, THANK Non-Voting No vote YOU. 1. Approve the 2005 individual management Mgmt No vote report, balance sheet, profit and Loss account, cash-flow statement, notes to the accounts as submitted by the Board of Directors, as well as legal certification of the accounts and the report and the opinion of the Statutory Auditor, pursuant to the terms of Article 376 of the Companies Code 2. Approve the appropriation of the profit, Mgmt No vote pursuant to the terms of Article 376 of the Companies Code 3. Approve the 2005 consolidated management Mgmt No vote report, consolidated balance sheet, consolidated profit and loss account, consolidated cash flow statements and the notes to the consolidated financial statements as submitted by the Board of Directors, as well as the legal certification of accounts and the report and opinion of the Statutory Auditor under the terms of Article 508-A of the Companies Code 4. Approve to review the Management and Mgmt No vote Supervision of the Company, pursuant to the provisos of Article 371.1.C and of Article 455 of the Companies Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 211 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Approve to issue bond loan of up a total Mgmt No vote value of EUR 100.000.000,00 6. Grant authority to the Board of Mgmt No vote Directors to put into practice, issuing one or more series of bonds 7. Elect the Board of Directors, general Mgmt No vote meeting Members and the Commission for remuneration fixing for the years 2006-2009 PLEASE NOTE THAT 100 SHARES CORRESPOND Non-Voting No vote TO ONE VOTING RIGHT FOR THIS MEETING. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 212 of 348 UNASSIGNED MTU AERO ENGINES HOLDINGS AG SECURITY: D5565H104 AGENDA NUMBER: 700910892 TICKER: MEETING TYPE: AGM ISIN: DE000A0D9PT0 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements and the Non-Voting No vote annual report for the FY 2005 with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Approve the appropriation of the Mgmt For * dis-tributable profit of EUR 40,150,000 as follows: payment of a dividend of EUR 0.73 per no-par share ex-dividend and payable date: 15 MAY 2006 3. Ratify the acts of the Board of Managing Mgmt For * Directors 4. Ratify the acts of the Supervisory Board Mgmt For * 5a. Elect Dr. Ing. Juergen M. Geissinger to Mgmt For * the Supervisory Board 5b. Elect Mr. Louis R. Hughes to the Mgmt For * Supervisory Board 6. Appoint Deloitte + Touche GMBH, Munich Mgmt For * as the Auditors for the FY 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 213 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Authorize the Company to acquire own Mgmt For * shares of up to 10% of its share capital, at prices not deviating more than 10% from the market price of the shares, on or before 11 NOV 2007 and authorize the Board of Managing Directors to dispose of the shares in a manner other than the Stock Exchange or an offer to all shareholders if the shares are used within the Company's matching stock programms, to use the shares in connection with mergers and acquisitions or for satisfying existing conv. or option rights, and to retire the shares COUNTER PROPOSALS HAVE BEEN RECEIVED FOR Non-Voting No vote THIS MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 214 of 348 UNASSIGNED MULTIPLEX GROUP SECURITY: Q6271K114 AGENDA NUMBER: 700810523 TICKER: MEETING TYPE: AGM ISIN: AU000000MXG7 MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Receive the Director s report and Non-Voting No vote financial statements for the YE 30 JUN 2005 together with the Auditor s report 1. Adopt the Director s remuneration report Mgmt For * for the YE 30 JUN 2005 in accordance with Section 250R(2) of the Corporations Act 2001 2. Re-elect Mr. Peter Dransfield as a Mgmt Against * Director, who retires by rotation in accordance with the Company s Constitution 3. Re-elect Mr. John Poynton AM as a Mgmt Against * Director, who retires by rotation in accordance with the Company s Constitution 4. Re-elect Ms. Barbara Ward as a Director, Mgmt Against * who retires by rotation in accordance with the Company’s Constitution 5. Elect Mr. James Tuckey as a Director Mgmt For * Transact any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 215 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 216 of 348 UNASSIGNED NORTHERN FOODS PLC SECURITY: G66304109 AGENDA NUMBER: 700769093 TICKER: MEETING TYPE: AGM ISIN: GB0006466089 MEETING DATE: 21-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts for the FYE 02 APR Mgmt For * 2005 and the Directors' report and the Auditors' report thereon 2. Declare a final dividend of 5.7 pence Mgmt For * per ordinary share 3. Re-elect Mr. Colin Dyer as a Director Mgmt For * 4. Re-elect Mr. Matthew T. Gribbin as a Mgmt For * Director Mgmt For * 5. Re-elect Mr. Anthony J. Hobson as a Director Mgmt For * 6. Re-elect Mr. Orna G. Ni-Chionna as a Director Mgmt For * 7. Elect Mr. David T. Nish as a Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 217 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors and authorize the Audit Committee to determine their remuneration 9. Approve the Directors' remuneration Mgmt For * report 10. Grant authority to issue of equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 40,719,787 S.11 Grant authority to issue of equity or Mgmt For * equity- linked securities without pre-emptive rights up to aggregate nominal amount of GBP 6,107,968 S.12 Approve to renew the Company's authority Mgmt For * to make on-market purchases of 48,863,744 ordinary shares S.13 Amend the Company's Articles of Mgmt For * Association, regarding Company's borrowing powers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 218 of 348 UNASSIGNED OBIC BUSINESS CONSULTANTS CO LTD, TOKYO SECURITY: J59469106 AGENDA NUMBER: 700998896 TICKER: MEETING TYPE: AGM ISIN: JP3173500004 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 219 of 348 UNASSIGNED OBIC CO LTD, TOKYO SECURITY: J5946V107 AGENDA NUMBER: 701007963 TICKER: MEETING TYPE: AGM ISIN: JP3173400007 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Expand Business Lines 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt Against * Allowance for Directors and Corporate Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 220 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 221 of 348 UNASSIGNED PAPERLINX LTD SECURITY: Q73258107 AGENDA NUMBER: 700806637 TICKER: MEETING TYPE: AGM ISIN: AU000000PPX1 MEETING DATE: 25-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the financial Non-Voting No vote statements and the Directors declaration and report for the YE 30 JUN 2005, together with the Auditor s report to the shareholders of the Company 2.a Re-elect Mr. B.J. Jackson as a Director, Mgmt For * who retires in accordance with the Company s Constitution 2.b Re-elect Mr. D.A. Walsh as a Director, Mgmt For * who retires in accordance with the Company s Constitution 2.c Re-elect Mr. L.J. Yelland as a Director, Mgmt For * who retires in accordance with the Company s Constitution 3. Approve the remuneration report for the Mgmt For * YE 30 JUN 2005 as required by Section 250R of the Corporations Act
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 222 of 348 UNASSIGNED PETROFAC LTD, LONDON SECURITY: G7052T101 AGENDA NUMBER: 700945009 TICKER: MEETING TYPE: AGM ISIN: GB00B0H2K534 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited financial statements Mgmt For * of the Company for the YE 31 DEC 2005 2. Declare a final dividend of USD 0.0187 Mgmt For * per share in respect of the YE 31 DEC 2005 3. Approve the Director s remuneration Mgmt For * report prepared by the Remuneration Committee and approved by the Board for the YE 31 DEC 2005 4. Re-appoint Mr. Ayman Asfari as a Mgmt For * Director, who retires by rotation pursuant to the Article 33 of the Company s Articles of Association 5. Re-appoint Mr. Keith Roberts as a Mgmt For * Director, who retires by rotation pursuant to the Article 33 of the Company s Articles of Association 6. Re-appoint Mr. Maroun Semaan as a Mgmt For * Director, who retires by rotation pursuant to the Article 33 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 223 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Ernst & Young LLP as the Mgmt For * Auditors of the Company, to hold the office until the conclusion of the next AGM of the Company 8. Authorize the Directors to fix the Mgmt For * remuneration of the Auditors S.9 Authorize the Directors, in accordance Mgmt For * with the Article 2.16 of the Company s Articles of Association, and in substitution for any existing power to allot without any rights of pre-emption, up to 17,257,996 ordinary shares of USD 0.025 each being 5% of the total number of issued ordinary shares as they in their absolute discretion see fit in any number of tranches Authority expires the earlier of the conclusion of the next AGM of the Company or 18 AUG 2007 and the Company, before the expiry, may make an offer or enter into an agreement or may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 224 of 348 UNASSIGNED PRAKTIKER BAU- UND HEIMWERKERMAERKTE HOLDING AG, KIRKEL SECURITY: D6174B108 AGENDA NUMBER: 700975280 TICKER: MEETING TYPE: AGM ISIN: DE000A0F6MD5 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and the annual report for the abbreviated 2005 FY with the report of the Supervisory Board, the Group financial statements and the Group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 26,362,626.92 as follows: payment of a dividend of EUR 0.45 per share EUR 262,626.92 shall be carried forward ex-dividend and payable date: 28 JUN 2006 3. Ratification of the acts of the Board of Mgmt For * Managing Directors 4. Ratification of the acts of the Mgmt For * Supervisory Board 5. Appointment of PricewaterhouseCoopers Mgmt For * AG, Frankfurt as the Auditors for the 2006 FY 6.1 Elect Dr. Kay Hafner as a member of the Mgmt For * Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 225 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.2 Elect Mr. Ulrich Grillo as a member of Mgmt For * the Supervisory Board 7. Approval of the control and profit Mgmt For * transfer agreement with the Company's wholly owned subsidiary Praktiker Services Holding Gmbh, effective from 01 JAN 2006, until at least 31 DEC 2010 8. Resolution on the authorization to issue Mgmt For * warrant and/or convertible bonds, the creation of contingent capital, and the corresponding amendment s to the Articles of Association; the Board of Managing Directors shall be authorized to issue bonds of up to EUR 600,000,000, having a term of up to 15 years and conferring an option or conversion right for new shares of the Company, on or before 26 JUN 2011, shareholders subscription rights may be excluded if the bonds are issued at a price not materially below their market price, as well as for residual amounts and for the issue of bonds against payment in kind, and insofar as subscription rights are granted to holders of previously issued bonds; the share capital shall be increased by up to EUR 29,000,000 through the issue of up to 29,000,000 new bearer shares, insofar as conversion or option rights are exercised 9. Various amendments to the Articles of Mgmt For * Associations, including the provision that attendance and voting at the shareholders meeting be contingent upon shareholders registering with the Company by the 7th day before the meeting, and providing evidence of their shareholding as per the 21st day before the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 226 of 348 UNASSIGNED PROSEGUR COMPANIA DE SEGURIDAD SA SECURITY: E83453162 AGENDA NUMBER: 700985825 TICKER: MEETING TYPE: OGM ISIN: ES0175438235 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 JUN 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. Approve the annual accounts of Prosegur Mgmt For * Compania De Seguridad, Socied Adanonima, and its consolidated Group, the proposed application of profits and the Management of the Board of Directors, all with reference to the FY 2005 2. Approve the distribution of profits to Mgmt For * shareholders dividend payment chargeable to 2005 profits 3. Approve the merger of Nordes Vigilancia, Mgmt For * Sociedad Anonima Unipersonal, into Prosegur Compania De Seguridad, Sociedad Anonima, adopting the annual balance sheet of the Company on 31 DEC 2005 as the consolidated balance sheet for the merger; and the merger of Nordes Vigilancia, Sociedad Anonima Unipersonal, into Prosegur Compania De Seguridad, Sociedad Anonima, with dissolution of the former and en bloc transfer of its Corporate assets to the latter, all of it in conformity with the merger plan; and adopt the merger the special tax regime described in title VII, Chapter VIII of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 227 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- the Spanish Corporate Tax consolidation act, Texto Refundido De Laley Delimpuesto De Sociedades, as approved by the Royal Decree 4-2004 4. Approve the merger of Prosegur Mgmt For * Seguridad, Sociedad Anonima, into Prosegur Compania De Seguridad, Sociedad Anonima, adopting the annual balance sheet of the Company on 31 DEC 2005 as the consolidated balance sheet for the merger and the merger of Prosegur Seguridad, Sociedad Anonima, into Prosegur Compania De Seguridad, Sociedad Anonima, with dissolution of the former and en bloc transfer of its Corporate assets to the latter, all of it in conformity with the merger plan; adopt the merger the special tax regime described in title VII, Chapter VIII of the Spanish Corporate Tax Consolidation Act, Texto Refundido De Laley Delimpuesto De Sociedades, as approved by the Royal Decree 4-2004 5. Approve the resignation, dismissal, re- Mgmt For * appointment and appointment of the Directors, as the case may be 6. Authorize the Board of Directors to Mgmt For * carry out the acquisition of own shares, either directly or via Group Companies 7. Re-appoint the Auditors for the purpose Mgmt For * of examining the accounts of the Company and its consolidated Group for the FY 2006 8. Approve to set the Directors Mgmt For * remuneration, under the provisions of Article 22.3 of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 228 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9. Grant powers for the execution, Mgmt For * construction, rectification and implementation of the resolutions adopted by the general meeting 10. Any other business Other Against * 11. Approve the minutes of the proceedings Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 229 of 348 UNASSIGNED QIAGEN NV SECURITY: N72482107 AGENDA NUMBER: 700987122 TICKER: MEETING TYPE: AGM ISIN: NL0000240000 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Opening Non-Voting No vote 2. Receive the Managing Board report for Non-Voting No vote the YE 31 DEC 2005 FY 2005 3. Receive the Supervisory Board report on Non-Voting No vote the Company s annual accounts the Annual Accounts for FY 2005 4. Adopt the annual accounts for FY 2005 Mgmt No vote 5. Approve the reservation and dividend Mgmt No vote policy 6. Approve the performance of the Managing Mgmt No vote Board during the FY 2005, including a discharge from liability respect to the exercise of their duties during the FY 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 230 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Approve the performance of the Mgmt No vote Supervisory Board during the FY 2005, including a discharge from liability respect to the exercise of their duties during the FY 2005 8. Re-appoint 6 Supervisory Directors of Mgmt No vote the Company for a term ending on the date of the AGM in 2007 9. Re-appoint 4 Managing Directors of the Mgmt No vote Company for a terms ending on the date of the AGM in 2007 10. Re-appoint Ernst & Young LLP as the Mgmt No vote Auditors of the Company for the FYE 31 DEC 2006 11. Approve to extend the Managing Boards Mgmt No vote authority, pursuant to Article 6 of the Articles of Association of the Company to acquire shares in the Company s own share capital until 22 DEC 2007 12. Questions Non-Voting No vote 13. Closing Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 231 of 348 UNASSIGNED RENTOKIL INITIAL PLC SECURITY: G7494G105 AGENDA NUMBER: 700937785 TICKER: MEETING TYPE: AGM ISIN: GB00B082RF11 MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the reports of the Directors, Mgmt For * the accounts for 2005 and the Independent Auditors report thereon 2. Approve the remuneration report Mgmt For * 3. Declare a dividend 5.25 pence per share Mgmt For * 4.i Re-elect Mr. D. Flynn Chief Executive as Mgmt For * a Director who retires by rotation 4.ii Re-elect Mr. P. Long a Non-Executive as Mgmt For * a Director who retires by rotation 5.i Elect Mr. A. Macfarlane as a Director Mgmt For * Chief Financial Officer 5.ii Elect Mr. D. Tatton-Brown as a Director Mgmt For * Non- Executive Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 232 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company to hold the office until the conclusion of the next general meeting at which the accounts are laid before the Company and authorize the Directors to fix their remuneration 7. Approve and adopt the Rentokil Initial Mgmt For * PLC Performance Share Plan the PSP, and authorize the Directors to do all acts and things necessary and desirable to implement the PSP and to make such changes as they may consider appropriate for that purpose and to establish further Plans based on the PSP but modified to account of local tax, exchange control or Securities Laws in overseas territories, provided that any shares made available under any such further Plans are treated as counting against any limits on individual or overall participation in the PSP S.8 Authorize the Company in substitution Mgmt For * for existing authorities, for the purpose of Section 166 of the Company, to make market purchases Section 163 of the Act of up to 90,692,862 ordinary shares of exclusive of expenses 1p each in the capital of the Company, at a minimum price of exclusive of expenses 1p and not more than 105% above the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 18 AUG 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry Transact any other business Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 233 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 234 of 348 UNASSIGNED RESORTS WORLD BHD SECURITY: Y7368M113 AGENDA NUMBER: 700990345 TICKER: MEETING TYPE: AGM ISIN: MYL4715OO008 MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the financial Mgmt For * statements for the FYE 31 DEC 2005 and the Directors and the Auditors reports thereon 2. Declare a final dividend Mgmt For * 3. Approve the Directors fees of MYR Mgmt For * 564,083 for the FYE 31 DEC 2005 4. Re-elect Mr. Tun Mohammed Hanif bin Omar Mgmt For * as a Director of the Company, pursuant to Article 99 of the Articles of Association of the Company 5. Re-elect Mr. Quah Chek Tin as a Director Mgmt For * of the Company, pursuant to Article 99 of the Articles of Association of the Company 6. Re-elect General (R) Tan Sri Mohd Zahidi Mgmt For * bin Hj Zainuddin as a Director of the Company, pursuant to Article 104 of the Articles of Association of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 235 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Mr. Tan Sri Alwi Jantan as a Mgmt For * Director, who retires in accordance with Section 129 of the Companies Act, 1965, until the next AGM 8. Re-appoint Mr. Tan Sri Wan Sidek bin Hj Mgmt For * Wan Abdul Rahman as a Director, who retires in accordance with Section 129 of the Companies Act, 1965, until the next AGM 9. Re-appoint the Auditors and authorize Mgmt For * the Directors to fix their remuneration 10. Authorize the Director, subject to the Mgmt For * Companies Act 1965, the Articles of Association of the Company and the approval of any relevant Governmental and/or regulatory authorities and pursuant to Section 132D of the Companies Act, 1965, to issue and allot shares in the Company from time to time and upon such terms and conditions and for such purposes as the Directors may deem fit provided that the aggregate number of shares issued does not exceed 10% of the issued and paid-up share capital of the Company for the time being and to obtain the approval for the listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad; Authority expires until the conclusion of the next AGM of the Company 11. Authorize the Company, subject to Mgmt For * compliance with the Companies Act, 1965, the Articles of Association of the Company, regulations and guidelines issued from time to time by Bursa Malaysia Securities Berhad Bursa Malaysia or any other regulatory authorities, to utilize an amount not exceeding the total retained profits and share premium of the Company to purchase such amount of ordinary shares of MYR 0.50 each in the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 236 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Company as may be determined by the Directors of the Company from time to time on Bursa Malaysia upon such terms and conditions as the Directors may deem fit and expedient in the interest of the Company provided that the aggregate number of shares to be purchased pursuant to this resolution dose not exceed 109,294,000 ordinary shares of MYR 0.50 each representing 10% of the issued and paid-up share capital of the Company as at 02 MAY 2006 based on the audited financial statements for the FYE 31 DEC 2005, the Company s retained profits and share premium accounts were MYR 6,366.2 million and MYR 33.7 million respectively; Authority expires until the conclusion of the next AGM of the Company; and the Directors of the Company to decide in their discretion to retain the ordinary shares in the Company so purchased by the Company as treasury shares and/or cancel them and/or resell the treasury shares or to distribute them as share dividend and/or subsequently cancel them; and authorize the Directors of the Company to take all such steps as are necessary including the appointment of up to 2 Participating Organizations as specified in the Bursa Malaysia Listing Requirements and the opening and maintaining of Central Depository Accounts designated as Share Buy-Back Accounts and to enter into any agreements and arrangements with any party or parties to implement, finalize and give full effect to the aforesaid with full powers to assent to any conditions, modifications, variations and/or amendments if any as may be imposed by the relevant authorities Transact any other business Non-Voting No vote
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 237 of 348 UNASSIGNED SAFILO GROUP SPA, VICENZA SECURITY: T7890K102 AGENDA NUMBER: 700912214 TICKER: MEETING TYPE: OGM ISIN: IT0003430813 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 03 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Receive the balance sheet as at 31 DEC Mgmt No vote 2005, the consolidated balance sheet as of 31 DEC 2005, report of the Directors, report of the Board of Statutory Auditors, report of the Auditing Firm, inherent and consequent resolutions 2. Approve to state the number of the Mgmt No vote Members of the Board of Directors and appoint the Directors PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote INTESA S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 238 of 348 UNASSIGNED SANTOS LTD SECURITY: Q82869118 AGENDA NUMBER: 700914991 TICKER: MEETING TYPE: AGM ISIN: AU000000STO6 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the approve the financial report Non-Voting No vote for the YE 31 DEC 2005 and the reports of the Directors and the Auditors thereon 2.a Re-elect Professor Judith Sloan as a Mgmt No vote Director, who retires by rotation in accordance with Article 99 of the Company s Constitution 2.b Re-elect Mr. Richard Michael Harding as Mgmt No vote a Director, who retires by rotation in accordance with Article 99 of the Company s Constitution S.3 Amend the Constitution of the Company by Mgmt No vote deleting the Company s Memorandum of Association and existing Articles 1-20 and 21-178 and renumbering the existing Article 20A as Rule 6 S.4 Adopt Rule 70 of the Company s Mgmt No vote Constitution in the prescribed form 5. Appoint Ernst & Young as Auditors of the Mgmt No vote Company with effect from the FY commencing 01 JAN 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 239 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Adopt the remuneration report for the YE Mgmt No vote 31 DEC 2005 7. Approve the grant of 2,500,000 options Mgmt No vote to Mr. John Charles Ellice-Flint, under the Santos Executive Share Option Plan as prescribed 8. Approve the provision of an interest Mgmt No vote free loan of AUD 500,000 per annum to the Company s CEO and Managing Director, Mr. John Charles Ellice-Flint, in each of 2006, 2007 and 2008 as prescribed
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 240 of 348 UNASSIGNED SBM OFFSHORE NV SECURITY: N7752F122 AGENDA NUMBER: 700959111 TICKER: MEETING TYPE: OGM ISIN: NL0000360600 MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Opening Non-Voting No vote 2.a Receive the report of the Managing Non-Voting No vote Directors on the FY 2005 2.b Receive the report of the Supervisory Non-Voting No vote Board 2.c Adopt the financial statements 2005 Mgmt No vote 3. Approve the profit that remains after Mgmt No vote transfers to reserves have been made in accordance with Paragraph 29.4 of the Articles of Association; in accordance with the usual practice of the Company these transfers to reserves amount to 50% of net income, which leaves the remaining 50% available for shareholders, equivalent to a dividend USD 3.30 per ordinary share; also in line with the usual practice it is proposed to create the possibility for shareholders to select either a cash dividend or a stock dividend; since the share is quoted in Euros, the cash dividend will also be paid in Euros
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 241 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.a Grant discharge to the Managing Mgmt No vote Directors for their conduct of the business in 2005 4.b Grant discharge to the Members of the Mgmt No vote Supervisory Board for their supervision in 2005 5. Approve the Corporate Governance Non-Voting No vote 6.a Re-appoint Mr. R.H. Matzke as a Member Mgmt No vote of the Supervisory Board, in accordance with the Articles 23 and 17.1 of the of Articles of Association for a period of 4 years 6.b Approve the retirement Mr. A.G. Jacobs, Non-Voting No vote Vice-Chairman of the Supervisory Board 7. Approve the remuneration of the Members Mgmt No vote of the Supervisory Board; Chairman EUR: 37,000, Vice-Chairman: EUR 33,000, Members: EUR 29,000 8. Amend the Articles of Association to Mgmt No vote split shares in a 4 for 1 ratio 9. Grant authority to redeem own shares Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 242 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10.a Approve to issue new ordinary shares Mgmt No vote 10.b Approve to restrict or withdraw the Mgmt No vote preferential right of shareholders when new ordinary shares are issued 11. Any other business Non-Voting No vote 12. Closure Non-Voting No vote PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 12 MAY 2006. SHARES CAN BE TRADED THEREAFTER. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 243 of 348 UNASSIGNED SEB SA, ECULLY SECURITY: F82059100 AGENDA NUMBER: 700932925 TICKER: MEETING TYPE: MIX ISIN: FR0000121709 MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Verification Period: Registered Shares: Non-Voting No vote 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 244 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Receive the report of the Board of Mgmt No vote Directors and the President and the Auditors general report, approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005, showing net earnings of EUR 84,505,416.03; the shareholders meeting approves the charges and expenses that were not tax-deductible of EUR 242,155.00 O.2 Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the income for the FY be appropriated as follows: net earnings: EUR 84,505,416.03 retained earnings: EUR 357,901,290.58 amount of the dividends on own shares recorded in the retained earnings account: EUR 2,106,518.40 total available: EUR 444,513,225.01dividend: EUR 40,752,096.00 loyalty premium: EUR 1,996,579.44 retained earnings: EUR 401,764,549.57 the shareholders will receive a net dividend of EUR 2.40 per share, and will entitle to the 40% allowance provided by the French Tax Code; this dividend will be paid on 23 MAY 2006; moreover, a 10% increase, i.e. EUR 0.24 per share, will be allocated to the shares which had been recorded in the registered form on the date of 31 DEC 2003 and which will remain so until 23 MAY 2006, date on which the dividend shall be paid for one and same shareholder, the loyalty premium shall not apply to a number of securities representing over 0.5% of the capital; as required by law O.3 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors, approve the Consolidated financial statements for the said FY, in the form presented to the meeting, showing net earnings Group share of EUR 102,700,000.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 245 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.4 Approve the special report of the Mgmt No vote Auditors on Agreements Governed by Article L.225-38 of the French Commercial Code, approve the said report and the Agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Tristan Boiteux as a Director for a 4-year period O.6 Approve to renew the appointment of Mr. Mgmt No vote Norbert Dentressangle as a Director for a 4-year period O.7 Approve to renew the appointment of Mr. Mgmt No vote Philippe Des Marescaux as a Director for a 4- year period O.8 Ratify the co-optation of Mr. Feder Mgmt No vote Active as a Director, to replace Mr. Cedric Lescure, for the remainder of Mr. Cedric Lescure s term of office, i.e. until the end of the present meeting O.9 Approve to renew the appointment of Mr. Mgmt No vote Feder Active as a Director for a 4-year period O.10 Authorize the Board of Directors to buy Mgmt No vote back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 150.00,maximum funds invested in the share buybacks: EUR 254,700,600.00; to take all necessary measures and accomplish all necessary formalities; this authorization is given until the shareholders meeting called to approve the financial statements for the FYE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 246 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 31 DEC 2006; Authority expires at the end of 18 months; this authorization supersedes the authorization granted by the shareholders meeting of 11 MAY 2005 E.11 Authorize the Board of Directors to Mgmt No vote cancel, on one or more occasions and at its sole discretion, all or part of the shares held by the Company in connection with a Stock Repurchase Plan, up to a maximum of 10% of the share capital over a 24-month period. Authority expires at the end of 18 months; this authorization supersedes the authorization granted by the shareholders meeting of 11 MAY 2005; to take all necessary measures and accomplish all necessary formalities E.12 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to some employees and Corporate Officers of the Companies and its subsidiaries, shares purchase options. the options shall not exceed a10 year period and the number of shares shall not exceed 3 of the capital; Authority expires at the end of 38 months; to take all necessary measures and accomplish all necessary formalities; this authorization supersedes the authorization granted by the shareholders meeting of 06 MAY 2004 E.13 Authorize the Board of Directors to Mgmt No vote increase the capital, on one or more occasions, in France or abroad, by a maximum nominal amount of EUR 20,000,000.00, by issuance, with preferred subscription rights maintained, of shares of the Company and securities giving access to the capital; the maximum nominal amount of debt securities which may be issued shall not exceed EUR 600,000,000.00; Authority expires at the end
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 247 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of 14 months; to take all necessary measures and accomplish all necessary formalities; this delegation of powers supersedes any and all earlier delegations to the same effect E.14 Authorize the Board of Directors to Mgmt No vote increase the capital, on one or more occasions, in France or abroad, by a maximum nominal amount of EUR 20,000,000.00, by issuance, with preferred subscription rights cancelled, of shares of the Company and securities, giving access to the capital; the maximum nominal amount of debt securities which may be issued shall not exceed EUR 600,000,000.00; Authority expires at the end of 18 months; Authority expires at the end of 14 months; to take all necessary measures and accomplish all necessary formalities; this delegation of powers supersedes any and all earlier delegations to the same effect E.15 Authorize the Board of Directors to Mgmt No vote increase the share capital, in one or more occasions, up to a maximum nominal amount of EUR 10,000,000.00 by way of capitalizing reserves, profits, premiums or additional paid in capital, provided that such capitalization is allowed by Law and under the By-laws, to be carried out through the issue of bonus shares or the raise of the par value of the existing shares or by utilizing all or some of these methods, successively or simultaneously, Authority expires in 14 months E.16 Approve, subject to the resolutions 13 Mgmt No vote and 14, to increase number of securities to be issued in the event of a capital increase, for each of the issued with or without preferential subscription right of shareholders, at the same price as the initial issue, within 30 of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 248 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- closing of the subscription period and up to a maximum of 15% of the initial issue and within the overall ceiling fixed in the Resolution 17, Authority expires in 14 months E.17 Approve the overall nominal amount Mgmt No vote pertaining to the capital increases to be carried out with the use of the delegations given by the above-mentioned resolutions shall not exceed EUR 40,000,000.00 E.18 Amend Article 8 of the By-Laws into Mgmt No vote conformity with the current legal and regulatory requirements- share capital E.19 Amend Article 8 of the By-Laws into Mgmt No vote conformity with the current legal and regulatory requirements E.20 Amend Article 39 of the By-Laws into Mgmt No vote conformity with the current legal and regulatory requirements quorum and majority of the ordinary shareholders meeting E.21 Amend Article 41 of the By-Laws into Mgmt No vote conformity with the current legal and regulatory requirements quorum and majority of the extraordinary shareholders meeting E.22 Grants all powers to the bearer of a Mgmt No vote copy or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registrations prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 249 of 348 UNASSIGNED SEVENTY-SEVEN (77) BANK LTD SECURITY: J71348106 AGENDA NUMBER: 701004537 TICKER: MEETING TYPE: AGM ISIN: JP3352000008 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 250 of 348 UNASSIGNED SGL CARBON AG SECURITY: D6949M108 AGENDA NUMBER: 700902871 TICKER: MEETING TYPE: AGM ISIN: DE0007235301 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and Group annual report 2. Approve to appropriate the distributable Mgmt For * profit of EUR 21,984,000 as follows: EUR 10,992,000 shall be allocated to the other revenue reserves; EUR 10,992,000 shall be carried forward 3. Ratify the acts of the Board of Managing Mgmt For * Directors 4. Ratify the acts of the Supervisory Board Mgmt For * 5. Appoint Ernst and Young AG, Frankfurt, Mgmt For * as the Auditors for the 2006 FY 6. Approve the revocation of the existing Mgmt For * contingent capital as per Section 3(8) of the Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 251 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Authorize the Board of Managing Mgmt For * Directors, with the consent of the Supervisory Board, to increase the Company's share capital by up to EUR 4,685,921.28 through the issue of up to 1,830,438 new bearer no-par shares against payment in cash and/or kind, on or before 27 APR 2011; the new shares shall be issued to employees of the Company and its affiliates; shareholders subscription rights shall be excluded; and amend the Articles of Association 8. Authorize the Company to acquire own Mgmt For * shares of up to 10% of its share capital, at a price differing neither more than 10% from the market price of the shares if they are acquired through the stock exchange, nor more than 15% if they are acquired by way of a repurchase offer, on or before 27 OCT 2007; the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold against payment in cash at a price not materially below the market price of identical shares, to use up to 36,000 own shares within the scope of the Company's matching share plan or as employee shares, and to retire the shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 252 of 348 UNASSIGNED SHANGRI-LA ASIA LTD SECURITY: G8063F106 AGENDA NUMBER: 700955860 TICKER: MEETING TYPE: AGM ISIN: BMG8063F1068 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the audited accounts Mgmt For * and the reports of the Directors and the Auditors of the Company for the YE 31 DEC 2005 2. Declare a final dividend for the YE 31 Mgmt For * DEC 2005 3.1 Re-elect Mr. Kuok Khoon Loong, Edward as Mgmt Against * a Director 3.2 Re-elect Mr. Lui Man Shing as a Director Mgmt Against * 3.3 Re-elect Mr. Ng Si Fong, Alan as a Mgmt For * Director 3.4 Re-elect Madam Kuok Oon Kwong as a Mgmt For * Director 4. Approve the Director s fees including Mgmt For * fees payable to Members of Audit and Remuneration Committees
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 253 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Re-appoint Messrs PricewaterhouseCoopers Mgmt For * as the Auditors and authorize the Directors of the Company to fix their remuneration 6.A Authorize the Directors of the Company Mgmt For * to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements and options during and after the relevant period, shall not exceed 20% of the aggregate nominal amount of the issued share capital of the Company whether pursuant to an option or otherwise; i) a rights issue; or ii) the exercise of any share option scheme or similar arrangement for the grant or issue to option holders of shares in the Company; or iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the By-Laws of the Company; iv) the exercise of any conversion rights attaching to the Zero Coupon Guaranteed Convertible Bonds due 2009 issued by Shangri-La finance Limited and v) any specific authority; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is to be held by law or required by the By-Laws of the Company 6.B Authorize the Directors of the Company Mgmt For * to repurchase its own shares of the Company during the relevant period, on The Stock Exchange of Hong Kong Limited HKSE or any other stock exchange on which the shares of the Company have been or may be listed and recognized by the Securities and Futures Commission of Hong Kong and the HKSE for such purposes or on the Singapore Exchange Securities Trading Limited, subject to and in accordance with all applicable laws and regulations of the Rules Governing the Listing of Securities on the HKSE, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 254 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- conclusion of the AGM of the Company or the expiration of the period within which the next AGM of the Company is to be held by law or required by the By-Laws of the Company 6.C Approve to extend the general mandate Mgmt For * granted to the Directors of the Company to allot shares and to make or grant offers, agreements and options, conditional upon the passing of Resolution 6.B, by an amount representing the aggregate nominal amount of the share capital repurchased by the Company pursuant to Resolution 6.B, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution S.7 Amend Bye Laws 90, 91, 97(A)(vi), Mgmt For * 102(A), 102(B), 104 and 182(i) of the Company; as prescribed
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 255 of 348 UNASSIGNED SHIONOGI & CO LTD SECURITY: J74229105 AGENDA NUMBER: 701006050 TICKER: MEETING TYPE: AGM ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 256 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 257 of 348 UNASSIGNED SODEXHO ALLIANCE SA, MONTIGNY-LE-BRETONNEUX SECURITY: F84941123 AGENDA NUMBER: 700859626 TICKER: MEETING TYPE: MIX ISIN: FR0000121220 MEETING DATE: 31-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 258 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the reports of the Board of Mgmt For * Directors and the Auditors; approve the Company s financial statements for the year 2004-2005, as presented, earnings of EUR 77,098,733.34; approve the consolidated financial statements for the said FY in the form presented to the meeting, showing net income, group share of EUR 159,000,000.00; grant discharge to the Directors for the performance of their duties during the said FY 2. Approve the recommendations of the Board Mgmt For * of Directors and resolves that the income for the FY be appropriated as follows: income for the FY: EUR 77,098,733.34 plus retained earnings for FYE 2004-2005: EUR 655,360,021.74 i.e. a total of EUR 732,458,755.08, net dividend: EUR 119,269,809.75, retained earnings: EUR 613,188,945.33, total: EUR 732,458,755.08; the shareholders will receive a net dividend of EUR 0.75 per share, and will entitle natural persons living in france to the 50% allowance; this dividend will be paid on 07 MAR 2006; in the event that the Company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account 3. Approve, pursuant to the Article 39 of Mgmt For * the amended Finance Law for 2004, to transfer the amount of EUR 29,404,174.79 posted to the special reserve of long-term capital gains to the other reserves account and to deduct from this account the extraordinary tax of 2.5% 4. Receive the special report of the Mgmt For * Auditors on agreements governed by Article L. 225-38 of the French Commercial Code; approve the said report and the agreements referred to therein
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 259 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Authorize the Board of Directors to buy Mgmt For * back the Company s shares on the open market, subject to the conditions described below: maximum purchase price: EUR 45.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 15,902,641 shares, total funds invested in the share buybacks: EUR 636,000,000.00; Authority is given for an 18-month period; authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities; this delegation of powers supersedes any and all earlier delegations to the same effect and the one given by the 4th resolution of the OGM of 08 FEB 2005 6. Appoint Mr. Bernard Bellon as a Director Mgmt Against * for a 3-year period 7. Appoint Mr. Charles Milhaud as a Mgmt Against * Director for a 3-year period 8. Approve to award the total annual fees Mgmt For * of EUR 450,000.00 to the Directors 9. Authorize the Board of Directors in Mgmt For * order to increase the share capital, in one or more occasions up to a maximum nominal amount of EUR 63,000,000.00 by way of issuing, with the shareholders preferential subscription rights maintained, shares, bonds and, or securities giving access to Company s ordinary shares; the nominal amount of debt securities issued shall not exceed EUR 540,000,000.00, up to a maximum nominal amount which cannot exceed the overall amount of the sums that can be capitalized, by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the bylaws, to be carried out through the issue of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 260 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- bonus shares or the raise of the par value of the existing shares; Authority is given for a 26-month period; authorize the Board of Directors all powers to charge the share issuance costs against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to 1/10th of the new capital after each increase and to take all necessary measures and accomplish all necessary formalities; this delegation of power supersedes the part unused of any and all earlier delegations to the same effect 10. Authorize the Board of Directors in Mgmt For * order to increase the share capital by way of a public offering, in one or more occasions, up to a maximum nominal amount of EUR 63,000,000.00 by way of issuing, without the shareholders preferential subscription rights, shares, bonds and, or securities giving access to Company s ordinary shares; the nominal amount of debt securities issued shall not exceed EUR 540,000,000.00; these securities can be issued in consideration for securities tendered in a public exchange offer initiated by the company; Authority is given for a 26-month period; authorize the Board of Directors all powers to charge the share issuance costs against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to one of the new capital after each increase and to take all necessary measures and accomplish all necessary formalities; this delegation of powers supersedes the part unused of any and all earlier delegations to the same effect 11. Authorize the Board of Directors to Mgmt For * issue securities in consideration for securities tendered in a public exchange offer initiated by the Company concerning the shares of another Company; authorize the Board of Directors to issue, up to 10% of the share capital, the Company s ordinary shares or securities giving access to existing or future shares of the Company in consideration for the contributions in kind granted to the Company and comprised of capital securities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 261 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- or securities giving access to share capital; Authority is granted for a 26-month period; the amount of the capital increases shall count against the overall value set forth in Resolution 10 12. Authorize the Board of Directors to Mgmt For * increase the share capital in favor of employees of the Company and related Companies who are Members of a Company Savings Plan; Authority is given for an 18 month period; and for an amount that shall not exceed 10% of the capital increase carried out with the authorizations given by the 9th and 10th resolutions 13. Authorize the Board of Directors to Mgmt For * grant in 1 or more transactions, to employees or some of them or some categories of them and corporate officers, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing purchased by the Company, it being provided that the options shall not give rights the options shall not give rights to a total number of shares, which shall exceed 10% of the share capital; Authority is given for a 38 month period; authorize the Board of Directors to charge the share issuance costs against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to 1/10th of the new capital after each increase and to take all necessary measures and accomplish all necessary formalities; this delegation supersedes the part and all earlier delegations to the same effect 14. Grant, subject to the adoption of the Mgmt For * 5th resolution, all powers to the Board of Directors to reduce the share capital, on 1 or more occasions, by canceling all or part of the shares held by the Company in connection with the Stock Repurchase Plan authorized by the 5th resolution, up to a maximum of 10% of the share capital over a 24 month
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 262 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- period; Authority is given for a period of 24 months; authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities 15. Grant all powers to the bearer of an Mgmt For * original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 263 of 348 UNASSIGNED SORIN SPA, MILANO SECURITY: T8782F102 AGENDA NUMBER: 700805015 TICKER: MEETING TYPE: EGM ISIN: IT0003544431 MEETING DATE: 13-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 14 OCT 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the capital increase for a Mgmt No vote maximum amount of EUR 150 million through the issuing of N. 150 million ordinary shares of EUR 1 nominal value, to state the new shares issuing price, the shares are to be offered to shareholders as per the Article 2441, Comma 1 of the Italian Civil Code, consequent amend the Article 5 of the Bylaw 2. Amend the Article 11 Board of Directors Mgmt No vote of the Bylaw, resolutions related thereto
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 264 of 348 UNASSIGNED SORIN SPA, MILANO SECURITY: T8782F102 AGENDA NUMBER: 700944413 TICKER: MEETING TYPE: MIX ISIN: IT0003544431 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU O.1 Approve the financial statements at 31 Mgmt No vote DEC 2005, the report on the operations, inherent and consequent resolutions O.2 Approve the provisions pursuant to Mgmt No vote Article 2364, Comma 2 of the Italian Civil Code, inherent resolutions O.3 Approve the integration of compensation Mgmt No vote to the Independent Auditors Ernst & Young SPA for their activity of auditing according to the application of IFRS principles E.4 Authorize the Directors to increase Mgmt No vote against payment, the capital to a maximum amount of EUR 19 million through issuing a maximum 19,000,000.00 ordinary shares to be assigned to the Chairman, the Managing Director and to SORIN and its Subsidiaries Managers, without option right as per Article 2441, Subsection 5 and 8 of the Italian Civil Code and as per Article 134, Sub Section 2 of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 265 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Legislative Decree 58/98, according to criteria established by the Board of Directors; consequent amendment of the Article 5 of the Bylaws PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED WORDINGS IN RESOLUTION E.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 266 of 348 UNASSIGNED SSL INTERNATIONAL PLC SECURITY: G8401X108 AGENDA NUMBER: 700768281 TICKER: MEETING TYPE: AGM ISIN: GB0007981128 MEETING DATE: 20-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Director s reports and the Mgmt For * Company s annual accounts for the YE 31 MAR 2005 together with the Auditors report on those accounts and the auditable part of the Directors remuneration report 2. Approve the Directors remuneration Mgmt For * report as contained in the report and accounts for the YE 31 MAR 2005 3. Approve that the final dividend Mgmt For * recommended by the Directors of 4.2 pence per ordinary share, for the YE 31 MAR 2005, be declared payable on 08 SEP 2005 to holders of ordinary shares on the register on 19 AUG 2005 4. Re-elect Mr. Garry Watts as a Director Mgmt For * who retires by rotation 5. Re-elect Mr. Richard Adam as a Director Mgmt For * who retires by rotation 6. Re-elect Mr. Peter Read as a Director Mgmt For * who retires by rotation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 267 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Elect Mr. Anna Catalano as a Director Mgmt For * who was appointed to the Board since the last AGM 8. Elect Mr. Susan Murray as a Director who Mgmt For * was appointed to the Board since the last AGM 9. Re-appoint KPMG Audit Plc as the Mgmt For * Auditors of the Company to hold office until the conclusion of the next AGM at which accounts are laid 10. Authorize the Directors to set the Mgmt Against * Auditors remuneration 11. Approve the Performance Share Plan Mgmt For * 12. Authorize the Directors, in substitution Mgmt For * of all existing authorities and in accordance with Section 80 of the Companies Act 1985 the Act, to exercise all powers of the Company and to allot relevant securities Section 80(2) up to an aggregate nominal amount of GBP 6,000,000; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months ; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 268 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- s.13 Authorize the Directors, in substitution Mgmt For * for any existing authority, subject to the passing of Resolution 12, to allot equity securities Section 94(2) wholly for cash pursuant to the authority conferred by Resolution 12 and to sell equity securities Section 94(2) for cash which before the sale were held by the Company as treasury shares Sections 162A of the Act, disapplying the statutory pre- emption rights Section 89(1), provided that this power is limited to the allotment or sale of equity securities: i) by way of rights issue, open offer or otherwise to the holders of ordinary shares; ii) up to an aggregate nominal amount of GBP 947,573; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry s.14 Amend the Company s Memorandum of Mgmt For * Association by the insertion of a new Paragraph 4(Z s.15 Amend the Company s Articles of Mgmt For * Association by deleting the existing Paragraph 140 and inserting with a new Paragraph 140(a) to (c) s.16 Authorize the Company, pursuant to Mgmt For * Article 45 of the Company s Articles of Association and for the purpose of Section 166 of the Companies Act 1985, to make one or more market purchases Section 163(3) of up to 18,959,000 ordinary shares of 10 pence each in the capital of the Company, at a minimum price which may be paid for each ordinary shares is the amount of that share exclusive of expenses payable by the Company and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 269 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- next AGM of the Company or 20 JAN 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 270 of 348 UNASSIGNED STAR ENERGY GROUP PLC, LONDON SECURITY: G8440H106 AGENDA NUMBER: 700948207 TICKER: MEETING TYPE: AGM ISIN: GB00B00W1F70 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Adopt the report of the Directors and Mgmt For * the audited accounts of the Company for the YE 31 DEC 2005 together with the report of the Auditors 2. Adopt the Directors remuneration report Mgmt For * for the YE 31 DEC 2005 3. Re-elect Mr. Colin Judd as the Director, Mgmt For * pursuant to Article 94 of the Articles of Association of the Company 4. Re-elect Mr. Roland Wessel as the Mgmt For * Director, pursuant to Article 94 of the Articles 5. Re-elect Mr. David Wertheim as the Mgmt For * Director, pursuant to Article 94 of the Articles 6. Elect Mr. Roger Pearson as the Director, Mgmt For * pursuant to Article 89 of the Articles 7. Appoint BDO Stoy Hayward LLP as Auditors Mgmt For * and authorize the Directors of the Company to fix their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 271 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors, in substitution Mgmt For * for any existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 2,645,815; Authority expires at the earlier of the conclusion of the AGM of the Company next year or 22 SEP 2007; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.9 Authorize the Directors, subject to the Mgmt For * passing of Resolution 8 and pursuant to Section 95 of the Act, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred by Resolution 8, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount of GBP 396,872; Authority expires the earlier of the conclusion of the next AGM of the Company or 22 SEP 2007; and, authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 272 of 348 UNASSIGNED SULZER AG, WINTERTHUR SECURITY: H83580128 AGENDA NUMBER: 700891004 TICKER: MEETING TYPE: OGM ISIN: CH0002376454 MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 290372, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU 1. Approve the annual report, consolidated Mgmt No vote financial statements and annual financial statements 2005, report of the Auditors and the Group Auditors 2. Approve the appropriation of retained Mgmt No vote earnings 3. Grant discharge to the Board of Mgmt No vote Directors and the Executive Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 273 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Elect Mr. Daniel J. Sauter as a Member Mgmt No vote of the Board 5. Elect the Auditors and the Group Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 274 of 348 UNASSIGNED SUMITOMO FORESTRY CO LTD SECURITY: J77454122 AGENDA NUMBER: 700996462 TICKER: MEETING TYPE: AGM ISIN: JP3409800004 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 275 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 4 Appoint 1 Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 276 of 348 UNASSIGNED SUMITOMO OSAKA CEMENT CO LTD SECURITY: J77734101 AGENDA NUMBER: 701002456 TICKER: MEETING TYPE: AGM ISIN: JP3400900001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Clarify the Maximum Number of Directors, Appoint Independent Auditors 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 277 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 278 of 348 UNASSIGNED SURFCONTROL PLC SECURITY: G85850108 AGENDA NUMBER: 700809328 TICKER: MEETING TYPE: AGM ISIN: GB0002901790 MEETING DATE: 20-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the accounts for the YE 30 JUN Mgmt For * 2005 and the reports of the Directors and the Auditors thereon 2. Receive and adopt the report to the Mgmt For * shareholders on Directors remuneration and related matters for the YE 30 JUN 2005 3. Re-elect Mr. Greg Lock as a Director, Mgmt Against * who retires by rotation in accordance with the Company s Articles of Association 4. Re-elect Mr. George Hayter as a Mgmt Against * Director, who retires by rotation in accordance with the Company s Articles of Association 5. Re-elect Mr. Steve Purdham as a Mgmt Against * Director, who retires by rotation in accordance with the Company s Articles of Association 6. Re-elect Mr. Pat Sueltz as a Director Mgmt Against * 7. Re-appoint KPMG Audit Plc as the Mgmt Against * Auditors to the Company and authorize the Directors to determine their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 279 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Directors, in substitution Mgmt Against * for any existing authority and unexpired authorities in accordance with Section 80 of the Companies Act 1985 the Act, to allot relevant securities up to an aggregate nominal amount of GBP 1,659,443; Authority expires the earlier at the conclusion of the next AGM of the Company or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.9 Authorize the Directors, in substitution Mgmt For * for any existing powers and unexpired authority, subject to the passing of Resolution 8 and pursuant to Section 95 of the Companies Act 1985, to allot equity securities Section 94(2) of the Act wholly for cash pursuant to the authority conferred by Resolution 8, disapplying the statutory pre-emption rights Section 89(1) of the Act, provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; b) up to an aggregate nominal value of GBP 155,572; Authority expires the earlier at the conclusion of the next AGM of the Company or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.10 Authorize the Company, for the purpose Mgmt For * of Section 166 of the Companies Act 1985, to make one or more market purchases Section 163(3) of the Act of up to 3,111,457 shares representing 10% of the Company s issued ordinary share capital of ordinary shares of 10p each in the capital of the Company shares, at a minimum price of 10p and not more than 5% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days preceding the date on which the share is purchased; Authority expires the earlier at the conclusion of the next AGM of the Company or 15
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 280 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 281 of 348 UNASSIGNED TAIYO INK MFG CO LTD SECURITY: J80013105 AGENDA NUMBER: 701009789 TICKER: MEETING TYPE: AGM ISIN: JP3449100001 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Use of Mgmt For * Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 282 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 4.1 Appoint a Supplementary Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt For * Allowance for Corporate Auditors 6 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 283 of 348 UNASSIGNED TELEFONICA PUBLICIDAD E INFORMACION SA, MADRID SECURITY: E9016X113 AGENDA NUMBER: 700890963 TICKER: MEETING TYPE: AGM ISIN: ES0178419117 MEETING DATE: 08-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the annual accounts and the Mgmt For * Management report of Telefonica Public Idad E Informacion, Ciedad Anoni MA, the consolidated financial statements, the proposed application of profits and the Company Management with the reference to the year 2005 2. Approve the payments of shareholders: Mgmt For * distribution of dividends chargeable to profits and liquid reserves for the year 2005 3. Approve the re-appointment, ratification Mgmt For * and appointment, as the case may be, of the Directors 4. Authorize the acquisition of own shares, Mgmt For * either directly or via Group Companies 5. Authorize the Board of Directors to Mgmt For * increase the corporate capital within the terms and conditions provided by Section 153.1B. of the Spanish Limited Companies Act, Ley De Sociedades Anonimas, with in a 5-year period, with authority to exclude the preferential subscription right, the latter under the provisions of Section 159.2 of the Spanish Limited Companies Act, rendering void the authority granted thereto by the general meeting of 02 JUN 2001
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 284 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the delegation of powers to Mgmt For * execute and deliver, construe, rectify and put into effect the resolutions adopted by the general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 285 of 348 UNASSIGNED THE FUJI FIRE AND MARINE INSURANCE COMPANY,LIMITED SECURITY: J14238117 AGENDA NUMBER: 700949261 TICKER: MEETING TYPE: AGM ISIN: JP3808000008 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Allow Use of Electronic Systems for Public Notifications, Increase Board Size, Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 286 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.5 Elect a Director Mgmt For * 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 2.12 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 287 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.13 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights as Stock Options to Employees of Company; and Directors (excluding Outside Directors) / Corporate Auditors (excluding Outside Auditors) / Employees of Subsidiaries 4. Appoint Accounting Auditors Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 288 of 348 UNASSIGNED THIELERT AG, HAMBURG SECURITY: D28498109 AGENDA NUMBER: 700939878 TICKER: MEETING TYPE: AGM ISIN: DE0006052079 MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE BE ADVISED THAT "THIELERT AG" Non-Voting No vote SHARES ARE ISSUED IN REGISTERED FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU TO VOTE. THANK YOU. 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the Group financial statements and Group annual report 2. Ratification of the acts of the Board of Mgmt For * Managing Directors 3. Ratification of the acts of the Mgmt For * Supervisory Board 4. Appointment of BDO Deutsche Mgmt For * Warentreuhand AG, Hamburg as the Auditors for the 2006 FY 5.1 Election of Dr. Georg A. Wittuhn, to the Mgmt For * Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 289 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5.2 Election of Mr. Achim von Quistorp, to Mgmt For * the Supervisory Board 5.3 Election of Dr. Ing. Wolfgang Warnecke, Mgmt For * to the Supervisory Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 290 of 348 UNASSIGNED TMB BANK PUBLIC CO LTD SECURITY: Y57710116 AGENDA NUMBER: 700796153 TICKER: MEETING TYPE: EGM ISIN: TH0068010014 MEETING DATE: 29-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and adopt the minutes of Mgmt For * shareholders AGM held on 28 APR 05 2. Approve the purchase of ordinary shares Mgmt For * of Macquarie Securities Thailand Ltd, in the proportion of 51% of its total issued shares 3. Approve the debenture issue and offer in Mgmt For * an amount of up to USD 1.8 billion 4. Approve the decrease in number of Mgmt For * Directors by 2 positions form 17 to 15 5. Other business if any Other Abstain * PLEASE NOTE THAT PARTIAL AND SPLIT Non-Voting No vote VOTING ARE ALLOWED FOR THIS MEETING. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 291 of 348 UNASSIGNED TOCALO CO LTD, KOBE SECURITY: J84227123 AGENDA NUMBER: 700996690 TICKER: MEETING TYPE: AGM ISIN: JP3552290003 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Corporate Auditor Mgmt For * 4 Approve Retirement Benefits to Auditors Other Against * 5 Amend the Compensation to be Received by Mgmt For * Corporate Officers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 292 of 348 UNASSIGNED TOD'S SPA, SANT'ELPIDIO A MARE (AP) SECURITY: T93619103 AGENDA NUMBER: 700912175 TICKER: MEETING TYPE: OGM ISIN: IT0003007728 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the balance sheet of 31 DEC Mgmt No vote 2005, the report of the Board of Directors on the operations and report of the Board of Statutory Auditors, allocation of net profits; consequent deliberations 2. Receive the yearly report regarding the Mgmt No vote corporate governance, inherent and consequent resolutions 3. Approve to renew the Board of Directors Mgmt No vote for the years 2006/2008, decisions regarding their remunerations inherent and consequent resolutions 4. Appoint the auditing firm for the years Mgmt No vote 2006/2011; inherent and consequent resolutions
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 293 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5. Grant authority to purchase and sell its Mgmt No vote own shares pursuant to Article 2357 and following of the Italian Civil Code and of Article 132 of the Legislative decree DD 24 FEB 1998 No. 58, prior revocation of the resolution deliberated by the meeting DD 27 APR 2005, even if not used; inherent and consequent resolutions PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 294 of 348 UNASSIGNED TOPPAN FORMS CO LTD, TOKYO SECURITY: J8931G101 AGENDA NUMBER: 701014778 TICKER: MEETING TYPE: AGM ISIN: JP3629200001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Internal Auditors, Adopt Reduction of Liability System for Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 295 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 296 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 4 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 5 Amend the Compensation to be Received by Mgmt For * Directors and Auditors 6 Authorize Use of Stock Options for Other For * Directors 7 Authorize Use of Stock Options for Other For * Employees
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 297 of 348 UNASSIGNED TRAVIS PERKINS PLC SECURITY: G90202105 AGENDA NUMBER: 700907681 TICKER: MEETING TYPE: AGM ISIN: GB0007739609 MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Company s financial Mgmt For * statements for YE 31 DEC 2005, together with the Directors report, Director s remuneration report, the Auditors report on those accounts and on the auditable part of the Directors remuneration report 2. Declare a final dividend for the FYE 31 Mgmt For * DEC 2005 of 23.0 pence per ordinary share, payable to shareholders on the register at the close of business on 21 APR 2006 3. Appoint, pursuant to Article 71 of the Mgmt For * Company s Articles of Association, Mr. Andrew Simon as a Executive Director by the Board on 20 FEB 2006 4. Re-appoint Mr. Chris Bunker, who retires Mgmt For * by rotation pursuant to Article 76 of the Company s Articles of Association 5. Re-appoint Mr. Paul Hampden Smith, who Mgmt For * retires by rotation pursuant to Article 76 of the Company s Articles of Association 6. Re-appoint Mr. Tim Stevenson, who Mgmt For * retires by rotation pursuant to Article 76 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 298 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Deloitte & Touche LLP, Mgmt For * Chartered Accountants, as the Auditors of the Company until the conclusion of next general meeting of the Company and authorize the Directors to fix their remuneration 8. Approve the Directors remuneration Mgmt For * report for the FYE 31 DEC 2005 9. Approve to renew the authority conferred Mgmt For * on the Directors by Article 4 B of the Company s Articles of Association; Authority expires earlier of the conclusion of next AGM or 15 months; for that period the Section 80 amount being GBP 1,364,633 S.10 Approve, subject to the passing of Mgmt For * Resolution 9, to renew the power conferred on the Directors by Article 4(C) of the Company s Article of Association; Authority expires earlier of the conclusion of the next AGM or 15 months; and for that period the Section 89 amount being GBP 406,534 S.11 Authorize the Company, to make one or Mgmt For * more market purchases Section 163(3) of the Companies Act 1985 of up to 12,135,366 representing 10% of the issued share capital of the Company as at 07 MAR 2006 of ordinary shares of 10 pence each in the capital of the Company, at a minimum price of 10 pence, exclusive of expenses and not more than 105% of the average middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List, for each of the 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 299 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- or 15 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 300 of 348 UNASSIGNED ULTRA ELECTRONICS HOLDINGS PLC SECURITY: G9187G103 AGENDA NUMBER: 700913014 TICKER: MEETING TYPE: AGM ISIN: GB0009123323 MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the Company s annual Mgmt For * accounts fro the FYE 31 DEC 2005 together with the Directors report and the Auditors report on those accounts 2. Declare a final dividend for the YE 31 Mgmt For * DEC 2005 of 10.7p per ordinary share, payable to shareholders on the register at the close of business on 18 APR 2006 3. Receive and adopt the remuneration Mgmt For * report for the FYE 31 DEC 2005 4. Re-elect Mr. A. Walker as a Director, in Mgmt For * accordance with the combined code of the Corporate Governance 5. Re-elect Mr. D. Caster as a Director, Mgmt For * who retires by rotation in accordance with Article 76 of the Company s Articles of Association 6. Re-elect Mr. A. Hamment as a Director, Mgmt Against * who retires by rotation in accordance with Article 76 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 301 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Appoint Deloitte & Touche LLP as the Mgmt For * Auditors of the Company until the conclusion of the next general meeting at which accounts before the Company and authorize the Directors to fix their remuneration 8. Authorize the Directors, in substitution Mgmt For * for any existing authority and pursuant to Section 80 of the Companies Act 1985, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 1,120,357 approximately one third of the allotted and fully paid share capital of the Company; Authority expires 15 months from the passing of this resolution or at the conclusion of the AGM of the Company; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.9 Amend Article 103 (C) (i) of the Company Mgmt Against * s Articles of Association by the addition of the Article 103 (C) (i) (f) as specified S.10 Authorize the Directors, subject to the Mgmt For * passing of Resolution 8, in accordance with Article 4 of the Articles of Association, to allot equity securities for cash provided that this power is limited to the allotment of equity securities a) in connection with a rights issue, open offer or other offers in favor of ordinary shareholders; and b) up to an aggregate nominal amount of GBP 168,053; Authority expires the earlier of the conclusion of the AGM of the Company in 2003 or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 302 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.11 Authorize the Company, to make one or Mgmt For * more market purchases Section 163(3) of the Companies Act 1985 of up to 3,361,054 ordinary shares of 5p each in the capital of the Company, at a minimum price of 5p and not more than 105% above the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 12 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 12. Amend the Companies Memorandum and the Mgmt For * Articles of Association as follows: (A) the Company s Memorandum of Association: (i) by inserting in the Clause 4(V) with the specified words; (ii) by inserting the new Clause 4(W) as specified; (B) the Company s Articles of Association: (i) by inserting the new Articles 105(C)(vii) and (viii) as specified; (ii) by deleting the word and at the end of Article 1058(c)(v) and by deleting the full stop at the end of Article 105(c)(v) and inserting the; in its place; (iii) by deleting the Article 143 by inserting a new Article 143 as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 303 of 348 UNASSIGNED UNI-CHARM CORP SECURITY: J94104114 AGENDA NUMBER: 701003939 TICKER: MEETING TYPE: AGM ISIN: JP3951600000 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 304 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 305 of 348 UNASSIGNED UNIBAIL HOLDING, PARIS SECURITY: F95094110 AGENDA NUMBER: 700902629 TICKER: MEETING TYPE: MIX ISIN: FR0000124711 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Registered Shares: 1 to 5 days prior to Non-Voting No vote the meeting date, depends on company s by-laws.Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions.The following applies to Non- Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 306 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No Vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 APR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the YE 31 DEC 2005 O.2 Receive the report of the Auditors and Mgmt No vote the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve to appropriate the income of the Mgmt No vote FY as follows: income for the FY: EUR 222,969,186.00; previous retained earnings: EUR 229,226,170.00; distributable income: EUR 452,195,356.00; total dividend: EUR 182,924,576.00; to appropriate the profit for the year of EUR 269,270,780.00 to the retained earnings account; acknowledge that 3 interim dividends for an amount of EUR 2.85 were already paid, and the remaining dividend of EUR 1.15 will be paid on 17 JUL 2006; i.e. total dividend: EUR 4.00 O.4 Acknowledge the special report of the Mgmt No vote Auditors on the agreements governed by the Articles L. 225-38 ET SEQ of the French Commercial Code and approve the said report and the agreements referred to therein
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 307 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 Approve to renew the appointment of Mr. Mgmt No vote Francois Jaclot as a Director for a period of 3 years O.6 Approve to renew the appointment of Mr. Mgmt No vote Claude Tendil as a Director for a period of 3 years O.7 Appoint Mr. Guillaume Poitrinal as a Mgmt No vote Director for a period of 3 years O.8 Appoint Mr. Bernard Michel as a Director Mgmt No vote for a period of 3 years O.9 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 28 APR 2005 set forth in Resolution Number 14, to buy back the Company s shares on the open market, subject to the conditions as follows: maximum purchase price: EUR 140.00; minimum sale price: EUR 100.00; maximum number of shares that may be acquired: 10% of the share capital, maximum funds invested in the share buy backs: EUR 500,000,000.00; Authority expires at the end of 18 months; and to take all necessary measures and accomplish all necessary formalities E.10 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 28 APR 2005 in its Resolution Number 16, to reduce the share capital, by canceling all or part of the shares held by the Company in connection with the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 308 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Repurchase Plan decided in the 9 Resolution, up to a maximum of 10% of the share capital over a 24 month period; Authority is given for 18 months E.11 Authorize the Board of Directors, in Mgmt No vote supersession of the authorization granted by the shareholders meeting of 17 JUN 2003 in its Resolution Number 9, to increase the share capital, on one or more occasions, in favor of the employees and the Executives of the Company; Authority expires at the end of 38 months; and for an amount that shall not exceed 3% of the share capital; the shareholders meeting decides to cancel the shareholders preferential subscription rights E.12 Grant all powers to the bearer of an Mgmt No vote original, a copy or an extract of the minutes of this meeting to carry our all fillings, publications and other formalities prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 309 of 348 UNASSIGNED UNION TOOL CO SECURITY: J9425L101 AGENDA NUMBER: 700873880 TICKER: MEETING TYPE: AGM ISIN: JP3950600001 MEETING DATE: 23-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Allocation of Income, Including Mgmt For * the Following Dividends: Interim JY 17, Final JY 23, Special JY 0 2.1 Elect Director Mgmt For * 2.2 Elect Director Mgmt For * 2.3 Elect Director Mgmt For * 2.4 Elect Director Mgmt For * 3 Approve Retirement Bonus for Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 310 of 348 UNASSIGNED UNY CO., LTD. SECURITY: J94368149 AGENDA NUMBER: 700900649 TICKER: MEETING TYPE: AGM ISIN: JP3949600005 MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. 1. Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 9 2. Amend the Articles of Incorporation Mgmt For * 3.1 Elect a Director Mgmt For * 3.2 Elect a Director Mgmt For * 3.3 Elect a Director Mgmt For * 3.4 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 311 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Elect a Director Mgmt For * 3.6 Elect a Director Mgmt For * 3.7 Elect a Director Mgmt For * 3.8 Elect a Director Mgmt For * 3.9 Elect a Director Mgmt For * 3.10 Elect a Director Mgmt For * 3.11 Elect a Director Mgmt For * 3.12 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 312 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Appoint a Substitute Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 313 of 348 UNASSIGNED USS CO.,LTD. SECURITY: J9446Z105 AGENDA NUMBER: 700947243 TICKER: MEETING TYPE: AGM ISIN: JP3944130008 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Approve Appropriation of Profits: Term- Mgmt For * End Dividend - Ordinary Dividend JPY 47.5, Corporate Officers bonuses JPY 51,320,000 (including JPY 3,600,000 to the Corporate Auditors) 2. Amend the Articles of Incorporation: Add Mgmt For * the Company Name in English, Allow Use of Electronic Systems for Public Notifications, Change the Convener, Reduce Term of Office of Directors, Establish the Post of Vice Chairman as Titled Directors, Apply Board of Directors Rules to Matters of the Board of Directors, Apply Board of Auditors Rules to Meetings of the Board of Auditors, Approve Revisions Related to the New Commercial Code 3.1 Elect a Director Mgmt Against * 3.2 Elect a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 314 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.3 Elect a Director Mgmt Against * 3.4 Elect a Director Mgmt Against * 3.5 Elect a Director Mgmt Against * 3.6 Elect a Director Mgmt Against * 3.7 Elect a Director Mgmt Against * 3.8 Elect a Director Mgmt Against * 3.9 Elect a Director Mgmt Against * 3.10 Elect a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 315 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.11 Elect a Director Mgmt Against * 3.12 Elect a Director Mgmt Against * 3.13 Elect a Director Mgmt Against * 3.14 Elect a Director Mgmt Against * 3.15 Elect a Director Mgmt Against * 3.16 Elect a Director Mgmt Against * 3.17 Elect a Director Mgmt Against * 3.18 Elect a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 316 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Appoint a Substitute Corporate Auditor Mgmt For * 5. Amend the Compensation to be received by Mgmt For * Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 317 of 348 UNASSIGNED VERWALTUNGS- UND PRIVAT-BANK AG, VADUZ SECURITY: H91164162 AGENDA NUMBER: 700925879 TICKER: MEETING TYPE: OGM ISIN: LI0010737216 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the annual reports, annual Mgmt For * financial statements and consolidated financial statements of VP Bank Group and the Head Office Vaduz for 2005 and acknowledge the reports of the Auditors and the Group Auditors 2. Approve the appropriation of retained Mgmt For * earnings of the Head Office Vaduz 3. Grant discharge to the Members of the Mgmt For * Board of Directors 4.1 Elect the Board of Directors Mgmt For * 4.2 Elect the Auditors and the Group Mgmt For * Auditors Miscellaneous Non-Voting No vote
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 318 of 348 UNASSIGNED WH SMITH PLC SECURITY: G8927V115 AGENDA NUMBER: 700848697 TICKER: MEETING TYPE: AGM ISIN: GB00B02Q4M50 MEETING DATE: 02-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts and the reports of Mgmt For * the Directors and the Auditors for the YE 31 AUG 2005 2. Approve the Directors remuneration Mgmt For * report for the YE 31 AUG 2005 3. Declare a final dividend of 9.2p per Mgmt For * share on the ordinary shares 4. Elect Mr. Mike Ellis as a Director of Mgmt For * the Company 5. Elect Mr. Luke Mayhew as a Director of Mgmt For * the Company 6. Elect Mr. Alan Stewart as a Director of Mgmt For * the Company 7. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditors and authorize the Board to determine their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 319 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Company to make donations Mgmt For * to EU political organizations and to incur EU political expenditure as specified as amended CA 1985 in an aggregate amount not exceeding GBP 50,000; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007 9. Authorize the WH Smith Retail Limited to Mgmt For * make donations to EU political organizations and to incur EU political expenditure as specified in an aggregate amount not exceeding GBP 50,000; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007 10. Authorize the WH Smith Trading Limited Mgmt For * to make donations to EU political organizations and to incur EU political expenditure as specified in an aggregate amount not exceeding GBP 50,000; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007 11. Authorize the Directors to amend the Mgmt For * Rules of the WH Smith 2004 L-TIP the L-TIP to increase, from 100 to 200% of a participant s basic annual salary, the limit which, save in exceptional circumstances, shall apply to the value of shares in the Company over which awards may be made to a participant in any year taking into the account the value of shares over which any options may be granted to such participant in that year under the WH Smith Executive Share Option Scheme 1999 12. Authorize the Directors, pursuant to Mgmt For * Section 80 of the Companies Act 1985, to allot relevant securities Section 80(2) of the Companies Act 1985 up to an aggregate nominal amount of GBP 1,303,149; Authority expires the earlier of the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 320 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- next AGM of the Company or 01 MAY 2007; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.13 Authorize the Directors, subject to the Mgmt For * passing of Resolution 12 and pursuant to Section 95(2) of the Companies Act 1985, to allot equity securities Section 94(2) of the Companies Act 1985 for cash pursuant to the authority conferred by Resolution 12, disapplying the statutory pre-emption rights Section 89(1) of the Companies Act 1985, provided that this power is limited to the allotment of equity securities: i) in connection with a rights issue in favor of ordinary shareholders; ii) up to an aggregate nominal amount of GBP 195,472; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.14 Authorize the Company, in accordance Mgmt For * with Article 42 of the Company s Articles of Association and Section 166 of the Companies Act 1985, to make market purchases Section 163(3) of the Companies Act 1985 of up to 18,095,163 ordinary shares, at a minimum price of 2 13/81p exclusive of all expenses and equal to 105% of the average middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List, for the 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 321 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.15 Authorize the Company, in accordance Mgmt For * with Article 3B(D) (a) of the Company s Articles of Association and Section 166 of the Companies Act 1985, to make market purchases Section 163(3) of the Companies Act 1985 of non cumulative preference shares of 85p each in the capital of the Company C shares, provided that, maximum number of C shares up to 9,693,148 at a minimum price for each C share of 5p exclusive of all expenses and maximum price for each C share is the amount exclusive of all expenses to which the holder of such C share would be entitled were the Company to wound up on the date of purchase; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007; the Company, before the expiry, may make a contract to purchase its own shares which will or may be executed wholly or partly after such expiry S.16 Approve, that to resolve the terms of Mgmt For * the proposed contract between (1) Ian Houghton acting on behalf of all holders of deferred shares of 85p each in the capital of the Company deferred shares pursuant to Article 3B(G) (f) (i) of the Company s Articles of Association and (2) the Company providing for the purchase by the Company of all of its deferred shares as specified, for the purposes of Section 164 of the Companies Act 1985; Authority expires the earlier of the conclusion of the next AGM of the Company or 01 MAY 2007 S.17 Amend the existing Articles 137 of the Mgmt For * Articles of Association of the Company and by replacing with as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 322 of 348 UNASSIGNED WILLIS GROUP HOLDINGS LIMITED SECURITY: G96655108 AGENDA NUMBER: 932457915 TICKER: WSH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 WILLIAM W. BRADLEY Mgmt For For 3 JOSEPH A. CALIFANO, JR. Mgmt For For 4 ERIC G. FRIBERG Mgmt For For 5 SIR ROY GARDNER Mgmt For For 6 PERRY GOLKIN Mgmt For For 7 SIR JEREMY HANLEY Mgmt For For 8 PAUL M. HAZEN Mgmt For For 9 WENDY E. LANE Mgmt For For 10 JAMES F. MCCANN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 323 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOSEPH J. PLUMERI Mgmt For For 12 DOUGLAS B. ROBERTS Mgmt For For 02 REAPPOINTMENT AND REMUNERATION OF Mgmt For For DELOITTE & TOUCHE AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 324 of 348 UNASSIGNED WOLFSON MICROELECTRONICS PLC, EDINBURGH SECURITY: G97272101 AGENDA NUMBER: 700909988 TICKER: MEETING TYPE: AGM ISIN: GB0033563130 MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the accounts of the Company for Mgmt For * the FYE 31 DEC 2005 together with the Directors report, the Directors remuneration report and the Auditors report on those accounts and that part of the Directors remuneration which is required to be audited 2. Approve the Directors remuneration Mgmt For * report set out in the annual report and the accounts for the FYE 31 DEC 2005 3. Re-elect Mr. Barry Michael Rose as the Mgmt For * Director of the Company 4. Re-appoint KPMG Audit Plc as the Mgmt For * Auditors of the Company to hold office until the conclusion of the next general meeting at which the accounts of the Company are laid 5. Authorize the Directors of the Company Mgmt For * to determine the remuneration of the Auditors for the ensuing year
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 325 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Approve the increase of the authorized Mgmt For * share capital of the Company from GBP 125,000.00 to GBP 135,000.00 by the creation of 10,000,000 ordinary shares of 0.1 pence each ranking pari passu in all respects with the existing ordinary shares of 0.1 pence each in the capital of the Company 7. Authorize the Directors of the Company, Mgmt For * in substitution for all existing authority subject to passing of Resolution 6 and pursuant to Section 80 of the Companies Act 1985 the Act, to allot relevant securities Section 80(2) of the Act up to an aggregate nominal amount of GBP 13,907; Authority expires the earlier of the conclusion AGM of the Company in 2007 or after 15 months; and the Directors may allot relevant securities pursuant to any such offer, agreement or other arrangements as if the authority conferred hereby had not expired S.8 Authorize the Directors, subject to the Mgmt For * passing of Resolution 7 pursuant to Section 95 of the Act and in substitution for any existing authority, to allot equity securities Section 94(2) to Section 94(3A) of the Act of the Company for cash pursuant to the authority conferred by Resolution 7, disapplying the statutory pre-emption rights Section 89(1) of the Act, provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue, open offer or otherwise to holders of equity securities; and b) up to an aggregate nominal amount of GBP 5,674; Authority expires the earlier of the conclusion of the AGM of the Company in 2007 or after 15 months; and the Directors to allot equity securities in pursuance of such offer, agreement or other arrangement as if the power hereby conferred had not expired
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 326 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.9 Authorize the Company, to make market Mgmt For * purchases Section 163(3) of the Act of up to 11,349,502 ordinary shares 10% of the issued share capital of the Company as at 14 MAR 2006 of 0.1 pence each in the capital of the Company, at a minimum price of 0.1 pence and not more than 105% of the average of the middle market closing quotations for an ordinary share as derived from the Daily Official List of the London Stock Exchange, for the 5 business days immediately preceding the day of purchase; Authority expires at the conclusion of the AGM of the Company in 2007 or after 15 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly thereafter S.10 Amend the Articles 2, 9, 49.11, 49.5, Mgmt For * 69, 70, 71, 72 as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 327 of 348 UNASSIGNED WOLTERS KLUWER NV SECURITY: N9643A114 AGENDA NUMBER: 700783396 TICKER: MEETING TYPE: AGM ISIN: NL0000395887 MEETING DATE: 15-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Opening Non-Voting No vote 2. Appoint Mr. L.P. Forman as a Member of Mgmt No vote the Supervisory Board 3. Any other business Non-Voting No vote 4. Closing Non-Voting No vote PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 09 AUG 2005. SHARES CAN BE TRADED THEREAFTER. THANK YOU PLEASE NOTE THAT THIS IS AN EGM. THANK Non-Voting No vote YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 328 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO AN ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 329 of 348 UNASSIGNED WOLTERS KLUWER NV SECURITY: N9643A114 AGENDA NUMBER: 700906932 TICKER: MEETING TYPE: OGM ISIN: NL0000395887 MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote YOU PLEASE NOTE THAT IN ACCORDANCE WITH THE Non-Voting No vote ARTICLES OF ASSOCIATION OF WOLTERS KLUWER N.V.(WOLTERS KLUWER), BLOCKING OF (DEPOSTORY RECEIPTS OF) ORDINARY SHARES (THE SHARES) SHOULD NOT BE NECESSARY AS WOLTERS KLUWER HAS INTRODUCED A RECORD DATE. HOWEVER, IN THE PAST, BANKS AND BROKERS WERE STILL BLOCKING SHARES, MAINLY FOR ADMINISTRATIVE PURPOSES. CONSULTATION WITH ALL MAJOR DUTCH BANKS AND BROKERS RESULTED THAT NON BLOCKING OF SHARES ON BEHALF OF (INSTITUTIONAL) INVESTORS WITH ITH RESPECT TO ANNUAL GENERAL MEETINGS SHOULD BE POSSIBLE, IN PARTICULAR IN VIEW OF THE RECENT DUTCH AND EU DEVELOPMENTS ON CORPORATE GOVERNANCE AND THE FURTHER PROPOSED AMENDMENTS IN LEGISLATION IN THIS RESPECT. IF FEASIBLE, YOU ARE THEREFORE REQUESTED TO COMMUNICATE THIS NON-BLOCKING PROCESS TO YOUR CLIENTS. IF YOUR CLIENTS ARE SUB CUSTODIANS, PLEASE REQUEST THEM TO FORWARD THE NON-BLOCKING POSSIBILITY TO THEIR OWN CLIENTS. 1. Opening Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 330 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.a Report of the Executive Board for 2005 Non-Voting No vote 2.b Report of the Supervisory Board for 2005 Non-Voting No vote 3.a Proposal to adopt the financial Mgmt No vote statements for 2005 as included in the annual report for 2005 3.b Proposal to distribute a dividend of EUR Mgmt No vote 0.55 per ordinary share in cash or, at the option of the holders of (depositary receipts for) ordinary shares, in the form of (depositary receipts for) ordinary shares 4.a Proposal to release the members of the Mgmt No vote Executive Board from liability for their duties, as stipulated in Article 28 of the Articles of Association 4.b Proposal to release the members of the Mgmt No vote Supervisory Board from liability for their duties, as stipulated in Article 28 of the Articles of Association 5. Proposal to amend the Articles of Mgmt No vote Association 6.a Proposal to reappoint Mr. A. Baan as Mgmt No vote member of the Supervisory Board
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 331 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6.b Proposal to appoint Mr. S.B. James as Mgmt No vote member of the Supervisory Board 7.a To issue shares and/or grant rights to Mgmt No vote subscribe for shares 7.b To restrict or exclude pre-emptive Mgmt No vote rights 8. Proposal to authorize the Executive Mgmt No vote Board to acquire own shares 9. Language of the annual report and the Mgmt No vote financial statements included therein 10. Any other business Non-Voting No vote 11. Closing Non-Voting No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 332 of 348 UNASSIGNED YANZHOU COAL MINING CO LTD SECURITY: Y97417102 AGENDA NUMBER: 700874577 TICKER: MEETING TYPE: EGM ISIN: CN0009131243 MEETING DATE: 24-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and ratify that the entering of Mgmt For * the provision of Materials and Water Supply Agreement between the company and Yankuang Group Corporation Limited Parent Company and the continuing connected transactions contemplated there under together with the associated proposed maximum aggregate annual amounts in respect of such transactions for each of the FYE 31 DEC 2006 to 2008 as specified; and authorize the Directors of the Company to do all such acts and things and to sign all documents and to take any steps which in their absolute discretion considered to be necessary, desirable or expedient for the purpose of implementing and/or giving effect to and the transactions contemplated under the provision of Material and Water Supply Agreement 2. Approve and ratify that the entering of Mgmt For * the Provision of Labour and Services Agreement between the company and the Parent Company and the continuing connected transactions contemplated there under together with the associated proposed maximum aggregate annual amounts in respect of such transactions for each of the FYE 31 DEC 2006 to 2008 as specified; and authorize the Directors of the Company to do all such acts and things and to sign all documents and to take any steps which in their absolute discretion considered to be necessary, desirable or expedient for the purpose of implementing and/or giving effect to and the transactions contemplated under the Provision of Labour and Services Agreement
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 333 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve and ratify that the entering of Mgmt For * Provision of Electricity Agreement between the company and the Parent Company and the continuing connected transactions contemplated there under together with the associated proposed maximum aggregate annual amounts in respect of such transactions for each of the FYE 31 DEC 2006 to 2008 as specified; and authorize the Directors of the Company to do all such acts and things and to sign all documents and to take any steps which in their absolute discretion considered to be necessary, desirable or expedient for the purpose of implementing and/or giving effect to and the transactions contemplated under the provision of Electricity Agreement 4. Approve and ratify that the entering of Mgmt For * the Provision of Equipment Maintenance and Repair Works Agreement between the company and the Parent Company and the continuing connected transactions contemplated there under together with the associated proposed maximum aggregate annual amounts in respect of such transactions for each of the FYE 31 DEC 2006 to 2008 as specified; and authorize the Directors of the Company to do all such acts and things and to sign all documents and to take any steps which in their absolute discretion considered to be necessary, desirable or expedient for the purpose of implementing and/or giving effect to and the transactions contemplated under the provision of Equipment Maintenance and Repair Works Agreement 5. Approve and ratify that the entering of Mgmt For * the Provision of Products and Materials Agreement between the company and the Parent Company and the continuing connected transactions contemplated there under together with the associated proposed maximum aggregate annual amounts in respect of such transactions for each of the FYE 31 DEC 2006 to 2008 as specified; and authorize the Directors of the Company to do
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 334 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- all such acts and things and to sign all documents and to take any steps which in their absolute discretion considered to be necessary, desirable or expedient for the purpose of implementing and/or giving effect to and the transactions contemplated under the provision of Products and Materials Agreement 6. Amend the Rule 20 of The Procedural Mgmt Against * Rules of the Supervisory Committee of the Company as specified s.7 Amend the paragraph 1 of Article 89 of Mgmt For * the Articles of Association of the Company as specified; and authorize the Directors of the Company to do all things in connection with the amendments including the filing of the amendments with the relevant authorities as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 335 of 348 UNASSIGNED YPSOMED HOLDING AG, BURGDORF SECURITY: H9725B102 AGENDA NUMBER: 700990080 TICKER: MEETING TYPE: AGM ISIN: CH0019396990 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS. PLEASE NOTE THAT THIS IS AN ORDINARY Non-Voting No vote GENERAL MEETING. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 336 of 348 UNASSIGNED YPSOMED HOLDING AG, BURGDORF SECURITY: H9725B102 AGENDA NUMBER: 700990092 TICKER: MEETING TYPE: AGM ISIN: CH0019396990 MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN OGM. THANK Non-Voting No vote YOU. THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 321698, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Receive the annual report, the financial Mgmt No vote statements and the consolidated financial statements for the year 2005/2006 2. Approve the allocation of retained Mgmt No vote earnings for the year 2005/2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 337 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve CHF 14.1 million reduction in Mgmt No vote the capital and capital repayment of CHF 1.25 per share 4. Approve the reduction of the conditional Mgmt No vote capital 5. Grant discharge to the Members of the Mgmt No vote Board of Directors and other Managers for the year 2005/2006 6. Ratify PricewaterhouseCoopers AG as the Mgmt No vote Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 338 of 348 UNASSIGNED YTL CORP BHD SECURITY: Y98610101 AGENDA NUMBER: 700776125 TICKER: MEETING TYPE: EGM ISIN: MYL4677OO000 MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve YTL Corporation, subject to the Mgmt For * approvals being obtained from the relevant authorities and parties, for the proposed disposals and upon the terms and conditions as set out in the Sale and Purchase Agreement to be entered into between YTL Land Sdn Bhd and Mayban Trustees Berhad and authorize the Board of Directors of the Company to give effect to the proposed disposals with full power to assent to any conditions, variations, modifications, revaluations and/or amendments as they may consider to be in the best interest of the Company and YTL Land Sdn Bhd and/or that maybe required by any relevant authorities and to take all such steps and to execute all such documents se they may deem necessary or expedient in order to implement, finalize and give full effect to the proposed disposals
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 339 of 348 UNASSIGNED YTL CORP BHD SECURITY: Y98610101 AGENDA NUMBER: 700840590 TICKER: MEETING TYPE: AGM ISIN: MYL4677OO000 MEETING DATE: 08-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the audited financial statements Mgmt For * for the FYE 30 JUN 2005 together with the reports of the Directors and the Auditors thereon 2. Approve to sanction the declaration of a Mgmt For * first and final dividend of 15% gross less Malaysian Income Tax in respect of the FYE 30 JUN 2005 3. Re-elect Mr. Dato Yeoh Soo Min, who Mgmt Against * retires pursuant to Article 84 of the Company s Articles of Association 4. Re-elect Mr. Dato Yeoh Seok Hong, who Mgmt Against * retires pursuant to Article 84 of the Company s Articles of Association 5. Re-elect Mr. Syed Abdullah Bin Syed Abd. Mgmt Against * Kadir, who retires pursuant to Article 84 of the Company s Articles of Association 6. Re-appoint Mr. Tan Sri Dato Seri Dr Yeoh Mgmt Against * Tiong Lay, who retires pursuant to Section 129 6 of the Companies Act, 1965 and to hold office until the next AGM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 340 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Mr. Dato Dr Yahya Bin Ismail, Mgmt For * who retires pursuant to Section 129 6 of the Companies Act, 1965 and to hold office until the next AGM 8. Re-appoint Mr. Mej Jen B Dato Haron Bin Mgmt For * Mohd Taib, who retires pursuant to Section 129 6 of the Companies Act, 1965 and to hold office until the next AGM 9. Re-appoint Mr. Eu Peng Meng @ Leslie Eu, Mgmt For * who retires pursuant to Section 129 6 of the Companies Act, 1965 and to hold office until the next AGM 10. Approve the payment of the Directors Mgmt For * fees amounting to MYR 260,000.00 for the FYE 30 June 2005 11. Re-appoint the Auditors and authorize Mgmt For * the Directors to fix their remuneration 12. Authorize the Directors, pursuant to Mgmt For * Section 132D of the Companies Act, 1965, to allot and issue shares in the Company at any time until the conclusion of the next Annual General Meeting and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares to be issued does not exceed 10% of the issued and paid-up share capital of the Company for the time being; and to obtain the approval for the listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 341 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 13. Authorize the Company, subject to the Mgmt For * Company s compliance with all applicable rules, regulations, orders and guidelines made pursuant to the Companies Act, 1965, the provisions of the Company s Memorandum and Articles of Association and the Listing Requirements of Bursa Malaysia Securities Berhad Bursa Securities and the approvals of all relevant authorities, to the fullest extent permitted by law, to buy-back and/or hold from time to time and at any time such amount of ordinary shares of MYR 0.50 each in the Company as may be determined by the Directors of the Company from time to time through Bursa Securities upon such terms and conditions as the Directors may deem fit and expedient in the interests of the Company the Proposed Share Buy-Back provided that: i) the maximum number of shares which may be purchased and/or held by the Company at any point of time pursuant to the Proposed Share Buy-Back shall not exceed 10% of the total issued and paid-up share capital of the Company for the time being quoted on Bursa Securities provided always that in the event that the Company ceases to hold all or any part of such shares as a result of, amongst others, cancellation of shares, sale of shares on the market of Bursa Securities or distribution of treasury shares to shareholders as dividend in respect of shares bought back under the previous shareholders mandate for share buy-back which was obtained at the AGM held on 09 DEC 2004, the Company shall be entitled to further purchase and/or hold such additional number of shares as shall in aggregate with the shares then still held by the Company not exceed 10% of the total issued and paid-up share capital of the Company for the time being quoted on Bursa Securities; ii) the maximum amount of funds to be allocated by the Company pursuant to the Proposed Share Buy-Back shall not exceed the sum of retained profits and the share premium account of the Company based on its latest audited financial statements available up to the date of a transaction pursuant to the Proposed Share Buy-Back; as at 30 JUN 2005, the audited retained profits and share premium account of the Company were MYR 2,126,489,167.00 and MYR 290,759,325.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 342 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- respectively; and iii) the shares purchased by the Company pursuant to the Proposed Share Buy-Back may be dealt with by the Directors in all or any of the following: the shares so purchased may be cancelled; and/or the shares so purchased may be retained in treasury for distribution as dividend to the shareholders and/or resold on the market of Bursa Securities and/or subsequently cancelled; and/or part of the shares so purchased may be retained as treasury shares with the remainder being cancelled; Authority shall commence upon the passing of this resolution, until the conclusion of the next AGM of the Company or the expiry of the period within which the next AGM is required by law to be held unless revoked or varied by ordinary resolution of the shareholders of the Company in general meeting but so as not to prejudice the completion of a purchase made before such expiry date; and authorize the Directors of the Company to take all steps as are necessary or expedient to implement or to give effect to the Proposed Share Buy-Back with full powers to amend and/or assent to any conditions, modifications, variations or amendments (if any) as may be imposed by the relevant governmental/regulatory authorities from time to time and with full power to do all such acts and things thereafter in accordance with the Companies Act, 1965, the provisions of the Company s Memorandum and Articles of Association and the Listing Requirements of Bursa Securities and all other relevant governmental/regulatory authorities 14. Authorize the Company and/or its Mgmt For * subsidiaries to enter into recurrent related party transactions from time to time with Related Parties who may be a Director, a major shareholder of the Company and/or its subsidiaries or a person connected with such a Director or a major shareholder, as specified, subject to the following: i) the transactions are of a revenue or trading in nature which are necessary for the day-today operations of the Company and/or its subsidiaries and are transacted on terms consistent or comparable with market or
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 343 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- normal trade practices and/or based on normal commercial terms not more favorable to the Related Parties than those generally available to the public and/or are not to the detriment of the minority shareholders; and ii) disclosure is made in the annual report of the aggregate value of transactions conducted pursuant to the shareholders mandate together with a breakdown of the aggregate value of the transactions during the FY based on the type of transactions, names of the Related Parties and their relationship; Authority shall only continue to be in force until the conclusion of the next AGM of the Company or the expiry of the period within which the next AGM is required to be held pursuant to Section 143 1 of the Companies Act, 1965 the Act but shall not extend to such extension as may be allowed pursuant to Section 143 2 of the Act, whichever is the earlier; and authorize the Directors of the Company to complete and do such acts and things as they may consider expedient or necessary to give full effect to the shareholders mandate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 344 of 348 UNASSIGNED YTL CORP BHD SECURITY: Y98610101 AGENDA NUMBER: 701013358 TICKER: MEETING TYPE: EGM ISIN: MYL4677OO000 MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Authorize the Company, subject to all Mgmt For * relevant authorities including the Securities Commission, Labuan Offshore Financial Services Authority and Bursa Malaysia Securities Berhad to: i) issue up to USD 300 million nominal value of the bonds, via YTL Corporation Finance Labuan Limited YTLCF (Labuan), with a coupon rate and issue price to be determined, which will be guaranteed by the Company and that the bonds shall be exchangeable into new ordinary shares of MYR 0.50 each in YTL Corp YTL Corp Shares at an exchange price to be determined, subject to further terms and conditions as the Directors may determine and as provided in the trust deed to be entered into by YTLCF Labuan and the Company Trust Deed or such other documents to be entered into constituting the Bonds; (ii) allot and issue such number of new YTL Corp Shares, credited as fully paid-up, to or to the order of the holders of the bonds which are required to be issued upon the exchange of the bonds into new YTL Corporation Shares subject to the terms and conditions of the Trust Deed and that such new YTL Corporation Shares shall, upon allotment and issue, rank pari passu in all respects with the existing issued and paid-up ordinary shares of the Company save and except that the holders of the new YTL Corp Shares will not be entitled to any dividends, rights, allotments and/or other distribution, the record date for which precedes the date of the allotment of the new YTL Corporation Shares; and (iii) allot and issue such number of new YTL Corp Shares, credited as fully paid-up, to or to the order of the holders of the bonds which are required to be issued upon any adjustment or reset of the exchange price of the bonds in accordance with the terms of adjustment of the exchange price as provided in the Trust Deed and that such new YTL Corporation Shares shall, upon allotment and
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 345 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- issue, rank pari passu in all respects with the existing issued and paid-up ordinary shares of the Company save and except that the holders of the new YTL Corporation Shares will not be entitled to any dividends, rights, allotments and/or other distribution, the record date for which precedes the date of the allotment of the new YTL Corp Shares; and authorize the Directors of the Company to give effect to the above with full powers to amend and/or assent to any conditions, modifications, variations and/or amendments (if any) as may be imposed by the relevant government/authorities and to take all steps and enter into and execute all commitments, transactions, arrangements, deeds, agreements, undertakings, indemnities, transfers, assignments and guarantees as they may deem fit, necessary, expedient and/or appropriate in order to implement, finalize and give full effect in connection with the above
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 346 of 348 UNASSIGNED YULE CATTO & CO PLC SECURITY: G98811105 AGENDA NUMBER: 700946431 TICKER: MEETING TYPE: AGM ISIN: GB0009887422 MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual report and accounts Mgmt For * for the YE 31 DEC 2005 2. Declare a final dividend Mgmt For * 3. Approve the remuneration report Mgmt For * 4. Re-elect Honorable. A.G. Catto as a Mgmt For * Director or re-elect retiring Director 5. Re-elect Mr. R.H. Hunting as a Director Mgmt For * or re-elect retiring Director 6. Re-elect Mr. Dato Lee Hau Hian as a Mgmt For * Director or re-elect retiring Director 7. Re-elect Mr. Dato Lee Oi Hian as a Mgmt For * Director or re-elect retiring Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 347 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Re-elect Mr. S.V. Cummins as a Director Mgmt For * or re-elect retiring Director 9. Re-elect Mr. A. Walker as a Director or Mgmt For * re- elect retiring Director 10. Re-appoint Mr. C.J. Williams as a Mgmt For * Director 11. Re-appoint Mr. A.M. Whitfield as a Mgmt For * Director 12. Re-appoint the Auditors Mgmt For * 13. Authorize the Directors to fix the Mgmt For * Auditors remuneration 14. Approve to renew the authority given to Mgmt For * the Directors to allot securities for cash other than a pro-rata basis 15. Authorize the Directors to purchase the Mgmt For * Companys shares
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 09-Aug-2006 Page 348 of 348
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 16. Approve to cancel the authorized Mgmt For * cumulative redeemable share capital 17. Approve to re-designate the unclassified Mgmt For * shares 18. Approve to increase the maximum Mgmt For * aggregate annual sum payable to the Directors 19. Approve and adopt the new Articles of Mgmt For * Association 20. Amend the Memorandum of Association of Mgmt For * the Company 21. Approve the performance conditions Mgmt For * relating to the Yule Catto Performance Share Plan 2006 22. Approve the Yule Catto Deferred Bonus Mgmt For * Plan 2006
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Hartford MidCap HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 165 UNASSIGNED ABERCROMBIE & FITCH CO. SECURITY: 002896207 AGENDA NUMBER: 932530391 TICKER: ANF MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. BACHMANN Mgmt For For 2 LAUREN J. BRISKY Mgmt For For 3 MICHAEL S. JEFFRIES Mgmt For For 4 JOHN W. KESSLER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 165 UNASSIGNED ALLIANCE DATA SYSTEMS CORPORATION SECURITY: 018581108 AGENDA NUMBER: 932517343 TICKER: ADS MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. MINICUCCI Mgmt For For 2 J. MICHAEL PARKS Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 165 UNASSIGNED ALTERA CORPORATION SECURITY: 021441100 AGENDA NUMBER: 932475230 TICKER: ALTR MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. DAANE Mgmt For For 2 ROBERT W. REED Mgmt For For 3 ROBERT J. FINOCCHIO, JR Mgmt For For 4 KEVIN MCGARITY Mgmt For For 5 PAUL NEWHAGEN Mgmt For For 6 WILLIAM E. TERRY Mgmt For For 7 SUSAN WANG Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 10,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 165 UNASSIGNED AMBAC FINANCIAL GROUP, INC. SECURITY: 023139108 AGENDA NUMBER: 932465138 TICKER: ABK MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP B. LASSITER Mgmt For For 2 MICHAEL A. CALLEN Mgmt For For 3 JILL M. CONSIDINE Mgmt For For 4 ROBERT J. GENADER Mgmt For For 5 W. GRANT GREGORY Mgmt For For 6 THOMAS C. THEOBALD Mgmt For For 7 LAURA S. UNGER Mgmt For For 8 HENRY D.G. WALLACE Mgmt For For 02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 165 UNASSIGNED AMDOCS LIMITED SECURITY: G02602103 AGENDA NUMBER: 932424423 TICKER: DOX MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE K. ANDERSON Mgmt For For 2 ADRIAN GARDNER Mgmt For For 3 CHARLES E. FOSTER Mgmt For For 4 JAMES S. KAHAN Mgmt For For 5 DOV BAHARAV Mgmt For For 6 JULIAN A. BRODSKY Mgmt For For 7 ELI GELMAN Mgmt For For 8 NEHEMIA LEMELBAUM Mgmt For For 9 JOHN T. MCLENNAN Mgmt For For 10 ROBERT A. MINICUCCI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIMON OLSWANG Mgmt For For 12 MARIO SEGAL Mgmt For For 02 APPROVAL OF AMENDMENT OF THE 1998 STOCK Mgmt For For OPTION AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, TO CONTINUE THE TERM OF THE PLAN FOR AN ADDITIONAL 10- YEAR TERM AND TO MAKE OTHER CHANGES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 APPROVAL OF SPECIAL RESOLUTION TO PERMIT Mgmt For For DIRECT REPURCHASE BY THE COMPANY OF UNVESTED SHARES OF RESTRICTED STOCK GRANTED UNDER THE 1998 STOCK OPTION AND INCENTIVE PLAN UPON TERMINATION OF EMPLOYMENT OR SERVICE. 04 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR FISCAL YEAR 2005. 05 RATIFICATION AND APPROVAL OF ERNST & Mgmt For For YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 165 UNASSIGNED AMERICAN STANDARD COMPANIES, INC. SECURITY: 029712106 AGENDA NUMBER: 932453006 TICKER: ASD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN F. GOLDSTONE Mgmt For For 2 KIRK S. HACHIGIAN Mgmt For For 3 EDWARD E. HAGENLOCKER Mgmt For For 4 DALE F. MORRISON Mgmt For For 02 DIRECTORS PROPOSAL - RATIFICATION OF THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 165 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932372282 TICKER: AMT MEETING TYPE: Special ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For SHARES OF AMERICAN TOWER CLASS A COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, 2005, BY AND AMONG AMERICAN TOWER CORPORATION, ASTEROID MERGER SUB, LLC AND SPECTRASITE, INC. 02 PROPOSAL TO AMEND AND RESTATE AMERICAN Mgmt For For TOWER S RESTATED CERTIFICATE OF INCORPORATION IF THE MERGER IS CONSUMMATED, AS MORE FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS, WHICH APPROVAL IS NOT A CONDITION TO PROPOSAL NUMBER ONE. 03 PROPOSAL TO PERMIT AMERICAN TOWER S Mgmt For For BOARD OF DIRECTORS OR ITS CHAIRMAN, IN THEIR DISCRETION, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF NECESSARY FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 165 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 165 UNASSIGNED AMR CORPORATION SECURITY: 001765106 AGENDA NUMBER: 932503394 TICKER: AMR MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GERARD J. ARPEY Mgmt For For 2 JOHN W. BACHMANN Mgmt For For 3 DAVID L. BOREN Mgmt For For 4 EDWARD A. BRENNAN Mgmt For For 5 ARMANDO M. CODINA Mgmt For For 6 EARL G. GRAVES Mgmt For For 7 ANN M. KOROLOGOS Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 PHILIP J. PURCELL Mgmt For For 10 RAY M. ROBINSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JUDITH RODIN Mgmt For For 12 MATTHEW K. ROSE Mgmt For For 13 ROGER T. STAUBACH Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2006. 03 STOCKHOLDER PROPOSAL RELATING TO TERM Mgmt Against For LIMITS FOR NON-EMPLOYEE DIRECTORS. 04 STOCKHOLDER PROPOSAL RELATING TO A Shr For Against DIRECTOR ELECTION VOTE THRESHOLD. 05 STOCKHOLDER PROPOSAL RELATING TO AN Mgmt Against For INDEPENDENT BOARD CHAIRMAN. 06 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 165 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 165 UNASSIGNED ASSURANT, INC. SECURITY: 04621X108 AGENDA NUMBER: 932492654 TICKER: AIZ MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. CARROLL MACKIN Mgmt For For 2 MICHELE COLEMAN MAYES Mgmt For For 3 CHARLES JOHN KOCH Mgmt For For 4 ROBERT B. POLLOCK Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 165 UNASSIGNED AUTODESK, INC. SECURITY: 052769106 AGENDA NUMBER: 932514587 TICKER: ADSK MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. BARTZ Mgmt For For 2 CARL BASS Mgmt For For 3 MARK A. BERTELSEN Mgmt For For 4 CRAWFORD W. BEVERIDGE Mgmt For For 5 J. HALLAM DAWSON Mgmt For For 6 MICHAEL J. FISTER Mgmt For For 7 PER-KRISTIAN HALVORSEN Mgmt For For 8 STEVEN L. SCHEID Mgmt For For 9 MARY ALICE TAYLOR Mgmt For For 10 LARRY W. WANGBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUTODESK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 165 UNASSIGNED BLACKROCK, INC. SECURITY: 09247X101 AGENDA NUMBER: 932517444 TICKER: BLK MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM O. ALBERTINI Mgmt For For 2 KENNETH B. DUNN Mgmt For For 3 LAURENCE D. FINK Mgmt For For 4 FRANK T. NICKELL Mgmt Withheld Against 5 THOMAS H. O'BRIEN Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE BLACKROCK, Mgmt For For INC. 1999 STOCK AWARD AND INCENTIVE PLAN 03 APPROVAL OF AN AMENDMENT TO THE AMENDED Mgmt For For AND RESTATED BLACKROCK, INC. 1999 ANNUAL INCENTIVE PERFORMANCE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 165 UNASSIGNED BORGWARNER INC. SECURITY: 099724106 AGENDA NUMBER: 932463362 TICKER: BWA MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHYLLIS O. BONANNO Mgmt For For 2 ALEXIS P. MICHAS Mgmt For For 3 RICHARD O. SCHAUM Mgmt For For 4 THOMAS T. STALLKAMP Mgmt For For 02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For AMENDMENT TO THE BORGWARNER INC. 2004 STOCK INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 165 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932446087 TICKER: BSX MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY FROM 1,200,000,000 TO 2,000,000,000. 02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For COMMON STOCK OF THE COMPANY TO THE SHAREHOLDERS OF GUIDANT CORPORATION PURSUANT TO THE TERMS OF THE MERGER AGREEMENT, DATED AS OF JANUARY 25, 2006, BETWEEN THE COMPANY, GALAXY MERGER SUB, INC. AND GUIDANT CORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 165 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 165 UNASSIGNED C.H. ROBINSON WORLDWIDE, INC. SECURITY: 12541W100 AGENDA NUMBER: 932396535 TICKER: CHRW MEETING TYPE: Special ISIN: MEETING DATE: 14-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE AMENDMENT TO C.H. Mgmt For For ROBINSON S CERTIFICATE OF INCORPORATION TO EFFECT A 2-FOR-1 STOCK SPLIT OF THE OUTSTANDING SHARES OF COMMON STOCK. 02 APPROVAL OF THE AMENDMENT TO C.H. Mgmt For For ROBINSON S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 130,000,000 SHARES TO 480,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 165 UNASSIGNED C.H. ROBINSON WORLDWIDE, INC. SECURITY: 12541W209 AGENDA NUMBER: 932493327 TICKER: CHRW MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEN KEISER Mgmt For For 2 JERRY SCHWALBACH Mgmt For For 3 JOHN WIEHOFF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For 1997 OMNIBUS STOCK PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 165 UNASSIGNED CADENCE DESIGN SYSTEMS, INC. SECURITY: 127387108 AGENDA NUMBER: 932475038 TICKER: CDNS MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. FISTER Mgmt For For 2 DONALD L. LUCAS Mgmt For For 3 A.S. VINCENTELLI Mgmt For For 4 GEORGE M. SCALISE Mgmt For For 5 JOHN B. SHOVEN Mgmt For For 6 ROGER S. SIBONI Mgmt For For 7 LIP-BU TAN Mgmt For For 8 JOHN A.C. SWAINSON Mgmt For For 02 APPROVAL OF THE CADENCE DESIGN SYSTEMS, Mgmt For For INC. AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDMENT TO THE CADENCE Mgmt For For DESIGN SYSTEMS, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 165 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 165 UNASSIGNED CENTEX CORPORATION SECURITY: 152312104 AGENDA NUMBER: 932369184 TICKER: CTX MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER* Mgmt For For 2 JUAN L. ELEK* Mgmt For For 3 TIMOTHY R. ELLER* Mgmt For For 4 JAMES J. POSTL* Mgmt For For 5 URSULA O. FAIRBAIRN** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 165 UNASSIGNED CEPHALON, INC. SECURITY: 156708109 AGENDA NUMBER: 932494646 TICKER: CEPH MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK BALDINO, JR., PHD Mgmt For For 2 WILLIAM P. EGAN Mgmt For For 3 MARTYN D. GREENACRE Mgmt For For 4 VAUGHN M. KAILIAN Mgmt For For 5 CHARLES A. SANDERS, M.D Mgmt For For 6 GAIL R. WILENSKY, PH.D. Mgmt For For 7 DENNIS L. WINGER Mgmt For For 02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For OF INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 165 UNASSIGNED CERTEGY INC. SECURITY: 156880106 AGENDA NUMBER: 932426465 TICKER: CEY MEETING TYPE: Special ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED SEPTEMBER 14, 2005, AMONG CERTEGY INC., FIDELITY NATIONAL INFORMATION SERVICES, INC. (FIS), AND C CO MERGER SUB, LLC (MERGER SUB), INCLUDING THE MERGER OF FIS WITH AND INTO MERGER SUB, AND THE ISSUANCE OF SHARES OF CERTEGY COMMON STOCK TO THE STOCKHOLDERS OF FIS IN CONNECTION WITH THE MERGER. 02 APPROVAL OF THE AMENDMENT AND Mgmt For For RESTATEMENT OF CERTEGY S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF CAPITAL STOCK FROM 400,000,000 TO 800,000,000 WITH 600,000,000 SHARES DESIGNATED AS COMMON STOCK AND 200,000,000 DESIGNATED AS PREFERRED STOCK, AND TO CHANGE CERTEGY S NAME TO FIDELITY NATIONAL INFORMATION SERVICES, INC. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For CERTEGY INC. STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 165 UNASSIGNED CHECKFREE CORPORATION SECURITY: 162813109 AGENDA NUMBER: 932397880 TICKER: CKFR MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. BOARDMAN Mgmt For For 2 JAMES D. DIXON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 165 UNASSIGNED CHESAPEAKE ENERGY CORPORATION SECURITY: 165167107 AGENDA NUMBER: 932517646 TICKER: CHK MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD K. DAVIDSON Mgmt For For 2 BREENE M. KERR Mgmt For For 3 CHARLES T. MAXWELL Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 03 TO APPROVE AN AMENDMENT TO THE Mgmt For For CHESAPEAKE ENERGY CORPORATION LONG TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 165 UNASSIGNED CHICO'S FAS, INC. SECURITY: 168615102 AGENDA NUMBER: 932519981 TICKER: CHS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SCOTT A. EDMONDS Mgmt Withheld Against 2 CHARLES J. KLEMAN Mgmt Withheld Against 3 ROSS E. ROEDER Mgmt Withheld Against 4 MICHAEL A. WEISS Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 165 UNASSIGNED CITY NATIONAL CORPORATION SECURITY: 178566105 AGENDA NUMBER: 932453828 TICKER: CYN MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH L. COLEMAN Mgmt Withheld Against 2 PETER M. THOMAS Mgmt For For 3 CHRISTOPHER J. WARMUTH Mgmt Withheld Against 02 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 165 UNASSIGNED CNX GAS CORPORATION SECURITY: 12618H101 AGENDA NUMBER: 932459490 TICKER: CNXYY MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILIP W. BAXTER Mgmt For For 2 J. BRETT HARVEY Mgmt Withheld Against 3 JAMES E. ALTMEYER, SR. Mgmt Withheld Against 4 WILLIAM J. LYONS Mgmt Withheld Against 5 NICHOLAS J. DEIULIIS Mgmt Withheld Against 6 JOHN R. PIPSKI Mgmt For For 7 RAJ K. GUPTA Mgmt For For 02 RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 165 UNASSIGNED COACH, INC. SECURITY: 189754104 AGENDA NUMBER: 932400081 TICKER: COH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH ELLIS Mgmt For For 2 LEW FRANKFORT Mgmt For For 3 GARY LOVEMAN Mgmt For For 4 IVAN MENEZES Mgmt For For 5 IRENE MILLER Mgmt For For 6 KEITH MONDA Mgmt For For 7 MICHAEL MURPHY Mgmt For For 02 AMENDMENT OF THE COACH, INC. Mgmt For For PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 165 UNASSIGNED COGNIZANT TECHNOLOGY SOLUTIONS CORP. SECURITY: 192446102 AGENDA NUMBER: 932519967 TICKER: CTSH MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VENETIA KONTOGOURIS Mgmt For For 2 THOMAS M. WENDEL Mgmt For For 02 TO AMEND AND RESTATE OUR 1999 INCENTIVE Mgmt For For COMPENSATION PLAN, AS AMENDED (THE INCENTIVE PLAN), TO (I) INCREASE THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON STOCK, AND (II) RE-APPROVE THE SERIES OF PERFORMANCE CRITERIA WHICH MAY BE UTILIZED IN ESTABLISHING SPECIFIC TARGETS TO BE ATTAINED AS A CONDITION TO THE VESTING OF CASH OR STOCK AWARDS UNDER THE INCENTIVE PLAN. 03 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For INCORPORATION, AS AMENDED, TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF THE COMPANY S STOCK, ALL CLASSES, FROM: 340,000,000 AUTHORIZED SHARES, CONSISTING OF (I) 325,000,000 SHARES OF CLASS A COMMON STOCK, AND (II) 15,000,000 SHARES OF PREFERRED STOCK, TO 515,000,000 AUTHORIZED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 165 UNASSIGNED CONSECO, INC. SECURITY: 208464883 AGENDA NUMBER: 932503471 TICKER: CNO MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEBRA J. PERRY Mgmt For For 2 PHILIP R. ROBERTS Mgmt For For 3 WILLIAM S. KIRSCH Mgmt For For 4 MICHAEL T. TOKARZ Mgmt Withheld Against 5 R. GLENN HILLIARD Mgmt For For 6 MICHAEL S. SHANNON Mgmt Withheld Against 7 NEAL C. SCHNEIDER Mgmt For For 8 JOHN G. TURNER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CONSECO FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 165 UNASSIGNED CONSTELLATION BRANDS, INC. SECURITY: 21036P108 AGENDA NUMBER: 932372422 TICKER: STZ MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GEORGE BRESLER Mgmt For For 2 JEANANNE K. HAUSWALD Mgmt For For 3 JAMES A. LOCKE III Mgmt For For 4 RICHARD SANDS Mgmt For For 5 ROBERT SANDS Mgmt For For 6 THOMAS C. MCDERMOTT Mgmt For For 7 PAUL L. SMITH Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S CLASS A COMMON STOCK FROM 275,000,000 TO 300,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 165 UNASSIGNED COVENTRY HEALTH CARE, INC. SECURITY: 222862104 AGENDA NUMBER: 932507429 TICKER: CVH MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. AUSTIN, M.D. Mgmt For For 2 DANIEL N. MENDELSON Mgmt For For 3 R. W. MOORHEAD, III Mgmt For For 4 TIMOTHY T.WEGLICKI Mgmt For For 02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 570,000,000. 03 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO DELETE ALL REFERENCES TO SERIES A CONVERTIBLE PREFERRED STOCK. 04 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO PROVIDE THAT DIRECTORS ELECTED BY THE BOARD OF DIRECTORS MUST STAND FOR ELECTION AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL TO AMEND THE 2004 INCENTIVE Mgmt For For PLAN. 06 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG, LLP, AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 165 UNASSIGNED D.R. HORTON, INC. SECURITY: 23331A109 AGENDA NUMBER: 932422556 TICKER: DHI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD R. HORTON Mgmt For For 2 BRADLEY S. ANDERSON Mgmt For For 3 MICHAEL R. BUCHANAN Mgmt For For 4 RICHARD I. GALLAND Mgmt For For 5 MICHAEL W. HEWATT Mgmt For For 6 DONALD J. TOMNITZ Mgmt For For 7 BILL W. WHEAT Mgmt For For 02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO OUR CHARTER Mgmt For For INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 04 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For CONCERNING AN ENERGY EFFICIENCY ASSESSMENT. 05 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt Abstain Against BROUGHT BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 165 UNASSIGNED DAVITA INC. SECURITY: 23918K108 AGENDA NUMBER: 932493149 TICKER: DVA MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NANCY-ANN DEPARLE Mgmt For For 2 RICHARD B. FONTAINE Mgmt For For 3 PETER T. GRAUER Mgmt For For 4 C. RAYMOND LARKIN, JR. Mgmt For For 5 JOHN M. NEHRA Mgmt For For 6 WILLIAM L. ROPER, M.D. Mgmt For For 7 KENT J. THIRY Mgmt For For 8 RICHARD C. VAUGHAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 165 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 165 UNASSIGNED ECHOSTAR COMMUNICATIONS CORPORATION SECURITY: 278762109 AGENDA NUMBER: 932389770 TICKER: DISH MEETING TYPE: Annual ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES DEFRANCO Mgmt Withheld Against 2 MICHAEL T. DUGAN Mgmt Withheld Against 3 CANTEY ERGEN Mgmt Withheld Against 4 CHARLES W. ERGEN Mgmt Withheld Against 5 STEVEN R. GOODBARN Mgmt Withheld Against 6 DAVID K. MOSKOWITZ Mgmt Withheld Against 7 TOM A. ORTOLF Mgmt Withheld Against 8 C. MICHAEL SCHROEDER Mgmt Withheld Against 9 CARL E. VOGEL Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 TO AMEND AND RESTATE THE 1999 STOCK Mgmt For For INCENTIVE PLAN. 04 TO AMEND AND RESTATE THE 2001 Mgmt For For NONEMPLOYEE DIRECTOR STOCK OPTION PLAN. 05 THE SHAREHOLDER PROPOSAL TO AMEND THE Shr For Against CORPORATION S EQUAL OPPORTUNITY POLICY. 06 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Abstain Against PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 165 UNASSIGNED ECHOSTAR COMMUNICATIONS CORPORATION SECURITY: 278762109 AGENDA NUMBER: 932481245 TICKER: DISH MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES DEFRANCO Mgmt Withheld Against 2 MICHAEL T. DUGAN Mgmt Withheld Against 3 CANTEY ERGEN Mgmt Withheld Against 4 CHARLES W. ERGEN Mgmt Withheld Against 5 STEVEN R. GOODBARN Mgmt For For 6 GARY S. HOWARD Mgmt For For 7 DAVID K. MOSKOWITZ Mgmt Withheld Against 8 TOM A. ORTOLF Mgmt For For 9 C. MICHAEL SCHROEDER Mgmt For For 10 CARL E. VOGEL Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 TO AMEND AND RESTATE THE 2001 Mgmt Against Against NONEMPLOYEE DIRECTOR STOCK OPTION PLAN. 04 TO AMEND AND RESTATE THE 1997 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 165 UNASSIGNED EDUCATION MANAGEMENT CORPORATION SECURITY: 28139T101 AGENDA NUMBER: 932404243 TICKER: EDMC MEETING TYPE: Annual ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 THOMAS J. COLLIGAN Mgmt For For 2 ROBERT B. KNUTSON Mgmt For For 3 JOHN R. MCKERNAN Mgmt For For 02 THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For COMPANY S 2003 INCENTIVE PLAN. T 03 THE PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT PUBLIC AUDITORS FOR THE COMPANY. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 165 UNASSIGNED EDUCATION MANAGEMENT CORPORATION SECURITY: 28139T101 AGENDA NUMBER: 932513282 TICKER: EDMC MEETING TYPE: Special ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED OF MARCH 3, 2006, BY AND BETWEEN EDUCATION MANAGEMENT CORPORATION AND EM ACQUISITION CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL 1.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 165 UNASSIGNED EDWARDS LIFESCIENCES CORPORATION SECURITY: 28176E108 AGENDA NUMBER: 932483528 TICKER: EW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MIKE R. BOWLIN Mgmt For For 2 DR. BARBARA J. MCNEIL Mgmt For For 3 MICHAEL A. MUSSALLEM Mgmt For For 02 APPROVAL OF THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM 03 RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 165 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 165 UNASSIGNED EOG RESOURCES, INC. SECURITY: 26875P101 AGENDA NUMBER: 932471282 TICKER: EOG MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GEORGE A. ALCORN Mgmt For For 2 CHARLES R. CRISP Mgmt For For 3 MARK G. PAPA Mgmt For For 4 EDMUND P. SEGNER, III Mgmt For For 5 WILLIAM D. STEVENS Mgmt For For 6 H. LEIGHTON STEWARD Mgmt For For 7 DONALD F. TEXTOR Mgmt For For 8 FRANK G. WISNER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 165 UNASSIGNED EQUIFAX INC. SECURITY: 294429105 AGENDA NUMBER: 932490167 TICKER: EFX MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARRY BETTY Mgmt For For 2 LARRY L. PRINCE Mgmt For For 3 RICHARD F. SMITH Mgmt For For 4 JACQUELYN M. WARD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS EQUIFAX S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS FOR THE EQUIFAX INC. KEY MANAGEMENT INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 165 UNASSIGNED EVEREST RE GROUP, LTD. SECURITY: G3223R108 AGENDA NUMBER: 932497351 TICKER: RE MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN ABRAHAMS Mgmt For For 2 JOHN R. DUNNE Mgmt For For 3 JOHN A. WEBER Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. 03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For RE GROUP, LTD. 2002 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 165 UNASSIGNED EXPEDITORS INT'L OF WASHINGTON, INC. SECURITY: 302130109 AGENDA NUMBER: 932467562 TICKER: EXPD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 P.J. ROSE Mgmt For For 2 J.L.K. WANG Mgmt For For 3 R.J. GATES Mgmt For For 4 J.J. CASEY Mgmt For For 5 D.P. KOURKOUMELIS Mgmt For For 6 M.J. MALONE Mgmt For For 7 J.W. MEISENBACH Mgmt For For 02 APPROVAL OF THE 2006 STOCK OPTION PLAN Mgmt For For AS DESCRIBED IN THE COMPANY S PROXY STATEMENT DATED MARCH 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 SHAREHOLDER PROPOSAL TO AMEND THE Shr Against For COMPANY S EQUAL EMPLOYMENT OPPORTUNITY POLICY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 165 UNASSIGNED FASTENAL COMPANY SECURITY: 311900104 AGENDA NUMBER: 932447243 TICKER: FAST MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. KIERLIN Mgmt For For 2 STEPHEN M. SLAGGIE Mgmt For For 3 MICHAEL M. GOSTOMSKI Mgmt For For 4 JOHN D. REMICK Mgmt For For 5 HENRY K. MCCONNON Mgmt For For 6 ROBERT A. HANSEN Mgmt For For 7 WILLARD D. OBERTON Mgmt For For 8 MICHAEL J. DOLAN Mgmt For For 9 REYNE K. WISECUP Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 165 UNASSIGNED FOSTER WHEELER LTD. SECURITY: G36535139 AGENDA NUMBER: 932479024 TICKER: FWLT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt For For 2 ROBERT C. FLEXON Mgmt For For 3 JAMES D. WOODS Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS FOSTER WHEELER LTD. S INDEPENDENT AUDITORS FOR 2006 AND AUTHORIZATION OF THE BOARD, THROUGH THE AUDIT COMMITTEE, TO APPROVE AUDITOR REMUNERATION. 03 TO APPROVE THE SHAREHOLDER RESOLUTION Mgmt For For SET FORTH ON ANNEX A PROVIDING FOR AN INCREASE IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BY 73,610,000 ADDITIONAL COMMON SHARES. 04 TO APPROVE THE FOSTER WHEELER LTD. Mgmt For For OMNIBUS INCENTIVE PLAN, ATTACHED AS ANNEX B.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO APPROVE AN AMENDMENT TO BYE-LAW Mgmt For For 44(1) PURSUANT TO THE SHAREHOLDER RESOLUTION SET FORTH IN ANNEX C, DELETING REFERENCES TO SPECIFIC NUMBERS OF SHARES IN THE BYE-LAW REGARDING AUTHORIZED CAPITAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 165 UNASSIGNED GENERAL GROWTH PROPERTIES, INC. SECURITY: 370021107 AGENDA NUMBER: 932487021 TICKER: GGP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ADAM METZ Mgmt For For 2 ROBERT MICHAELS Mgmt For For 3 THOMAS NOLAN Mgmt For For 4 JOHN RIORDAN Mgmt For For 02 AMENDMENT OF THE 2003 INCENTIVE STOCK Mgmt For For PLAN TO PROVIDE FOR AN ANNUAL AWARD OF RESTRICTED STOCK TO OUR NON-EMPLOYEE DIRECTORS AND TO PERMIT ISSUANCES UNDER THE PLAN TO BE EFFECTED ELECTRONICALLY. 03 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 165 UNASSIGNED GILDAN ACTIVEWEAR INC. SECURITY: 375916103 AGENDA NUMBER: 932432014 TICKER: GIL MEETING TYPE: Annual ISIN: MEETING DATE: 02-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT M. BAYLIS Mgmt For For 2 GLENN J. CHAMANDY Mgmt For For 3 SHEILA O'BRIEN Mgmt For For 4 PIERRE ROBITAILLE Mgmt For For 5 RICHARD P. STRUBEL Mgmt For For 6 GONZALO F. VALDES-FAULI Mgmt For For 02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For ACCOUNTANTS, AS AUDITORS FOR THE ENSUING YEAR. 03 RESOLUTION (THE FULL TEXT OF WHICH IS Mgmt For For REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) AMENDING THE CORPORATION S LONG TERM INCENTIVE PLAN IN ORDER TO, AMONG OTHERS, FIX THE NUMBER OF COMMON SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- ISSUABLE THEREUNDER AT 3,000,158, THE WHOLE AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 165 UNASSIGNED GLOBALSANTAFE CORPORATION SECURITY: G3930E101 AGENDA NUMBER: 932493187 TICKER: GSF MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS W. CASON Mgmt For For 2 JON A. MARSHALL Mgmt For For 3 CARROLL W. SUGGS Mgmt For For 2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND THE COMPANY S AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION TO MAKE A RELATED CLARIFYING CHANGE. 2B AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2C AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. 2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. 2E AMEND AND RESTATE THE EXISTING Mgmt For For MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 165 UNASSIGNED GOLDEN WEST FINANCIAL CORPORATION SECURITY: 381317106 AGENDA NUMBER: 932446772 TICKER: GDW MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARYELLEN C. HERRINGER Mgmt For For 2 KENNETH T. ROSEN Mgmt For For 3 HERBERT M. SANDLER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 165 UNASSIGNED HARRAH'S ENTERTAINMENT, INC. SECURITY: 413619107 AGENDA NUMBER: 932458967 TICKER: HET MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES L. ATWOOD Mgmt For For 2 R. BRAD MARTIN Mgmt For For 3 GARY G. MICHAEL Mgmt For For 02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For RESTATED 2004 EQUITY INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 165 UNASSIGNED HOST HOTELS & RESORTS SECURITY: 44107P104 AGENDA NUMBER: 932444994 TICKER: HST MEETING TYPE: Special ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ISSUANCE OF SHARES OF HOST MARRIOTT Mgmt For For CORPORATION COMMON STOCK IN THE TRANSACTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 165 UNASSIGNED HOST HOTELS & RESORTS SECURITY: 44107P104 AGENDA NUMBER: 932507633 TICKER: HST MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT M. BAYLIS Mgmt For For 2 TERENCE C. GOLDEN Mgmt For For 3 ANN M. KOROLOGOS Mgmt For For 4 RICHARD E. MARRIOTT Mgmt For For 5 JUDITH A. MCHALE Mgmt For For 6 JOHN B. MORSE, JR. Mgmt For For 7 CHRISTOPHER J. NASSETTA Mgmt For For 02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS Shr For For BY A MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 165 UNASSIGNED ICOS CORPORATION SECURITY: 449295104 AGENDA NUMBER: 932454983 TICKER: ICOS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. FERGUSON Mgmt For For 2 ROBERT J. HERBOLD Mgmt For For 3 DAVID V. MILLIGAN PH.D. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against DECLASSIFICATION. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 165 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 165 UNASSIGNED INTUIT INC. SECURITY: 461202103 AGENDA NUMBER: 932409813 TICKER: INTU MEETING TYPE: Annual ISIN: MEETING DATE: 16-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 STEPHEN M. BENNETT Mgmt For For 2 CHRISTOPHER W. BRODY Mgmt For For 3 WILLIAM V. CAMPBELL Mgmt For For 4 SCOTT D. COOK Mgmt For For 5 L. JOHN DOERR Mgmt For For 6 DONNA L. DUBINSKY Mgmt For For 7 MICHAEL R. HALLMAN Mgmt For For 8 DENNIS D. POWELL Mgmt For For 9 STRATTON D. SCLAVOS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006. T 03 APPROVE THE AMENDMENT TO OUR 2005 EQUITY Mgmt Against Against INCENTIVE PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 165 UNASSIGNED IVAX CORPORATION SECURITY: 465823102 AGENDA NUMBER: 932370923 TICKER: IVX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BETTY G. AMOS Mgmt For For 2 MARK ANDREWS Mgmt For For 3 JACK FISHMAN PH.D. Mgmt For For 4 NEIL FLANZRAICH Mgmt For For 5 PHILLIP FROST M.D. Mgmt For For 6 JANE HSIAO PH.D. Mgmt For For 7 RICHARD M. KRASNO PH.D. Mgmt For For 8 DAVID A. LIEBERMAN Mgmt For For 9 RICHARD C. PFENNIGER JR Mgmt For For 10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 165 UNASSIGNED IVAX CORPORATION SECURITY: 465823102 AGENDA NUMBER: 932399808 TICKER: IVX MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA PHARMACEUTICALS INDUSTRIES LIMITED, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 165 UNASSIGNED JABIL CIRCUIT, INC. SECURITY: 466313103 AGENDA NUMBER: 932422885 TICKER: JBL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LAURENCE S. GRAFSTEIN Mgmt For For 2 MEL S. LAVITT Mgmt For For 3 TIMOTHY L. MAIN Mgmt For For 4 WILLIAM D. MOREAN Mgmt For For 5 LAWRENCE J. MURPHY Mgmt For For 6 FRANK A. NEWMAN Mgmt For For 7 STEVEN A. RAYMUND Mgmt For For 8 THOMAS A. SANSONE Mgmt For For 9 KATHLEEN A. WALTERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN. 03 TO APPROVE THE JABIL CIRCUIT, INC. Mgmt For For ANNUAL INCENTIVE PLAN 04 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For CIRCUIT, INC. 2002 EMPLOYEE STOCK PURCHASE PLAN. 05 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR JABIL. 06 WITH DISCRETIONARY AUTHORITY ON SUCH Mgmt Abstain Against OTHER MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 165 UNASSIGNED LEGG MASON, INC. SECURITY: 524901105 AGENDA NUMBER: 932371646 TICKER: LM MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. BERESFORD Mgmt For For 2 EDWARD I. O'BRIEN Mgmt For For 3 ROGER W. SCHIPKE Mgmt For For 4 NICHOLAS J. ST. GEORGE Mgmt For For 02 RE-APPROVAL OF THE LEGG MASON, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN. 03 APPROVAL OF THE LEGG MASON, INC. Mgmt For For NON-EMPLOYEE DIRECTOR EQUITY PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 165 UNASSIGNED LENNAR CORPORATION SECURITY: 526057104 AGENDA NUMBER: 932443524 TICKER: LEN MEETING TYPE: Annual ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN L. GERARD Mgmt For For 2 SIDNEY LAPIDUS Mgmt For For 02 THE STOCKHOLDER PROPOSAL REGARDING Mgmt For Against DECLASSIFYING THE BOARD OF DIRECTORS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY. 03 THE STOCKHOLDER PROPOSAL REGARDING Shr Against For INDEXED OPTIONS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 165 UNASSIGNED LINCARE HOLDINGS INC. SECURITY: 532791100 AGENDA NUMBER: 932488186 TICKER: LNCR MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.P. BYRNES Mgmt For For 2 S.H. ALTMAN, PH.D. Mgmt For For 3 C.B. BLACK Mgmt For For 4 F.D. BYRNE, M.D. Mgmt For For 5 W.F. MILLER, III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 165 UNASSIGNED LINEAR TECHNOLOGY CORPORATION SECURITY: 535678106 AGENDA NUMBER: 932399961 TICKER: LLTC MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT H. SWANSON, JR. Mgmt For For 2 DAVID S. LEE Mgmt For For 3 LOTHAR MAIER Mgmt For For 4 LEO T. MCCARTHY Mgmt For For 5 RICHARD M. MOLEY Mgmt For For 6 THOMAS S. VOLPE Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For EQUITY INCENTIVE PLAN AND THE RESERVATION OF SHARES FOR ISSUANCE THEREUNDER. 03 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN AND THE RESERVATION OF SHARES FOR ISSUANCE THEREUNDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO REAPPROVE THE 1996 SENIOR EXECUTIVE Mgmt For For BONUS PLAN. 05 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 2, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 165 UNASSIGNED MANOR CARE, INC. SECURITY: 564055101 AGENDA NUMBER: 932476408 TICKER: HCR MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARY TAYLOR BEHRENS Mgmt For For 2 JOSEPH F. DAMICO Mgmt For For 3 JOHN T. SCHWIETERS Mgmt For For 4 RICHARD C. TUTTLE Mgmt For For 5 M. KEITH WEIKEL Mgmt For For 6 GAIL R. WILENSKY Mgmt For For 7 THOMAS L. YOUNG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 165 UNASSIGNED MANPOWER INC. SECURITY: 56418H100 AGENDA NUMBER: 932447813 TICKER: MAN MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY A. JOERRES Mgmt For For 2 JOHN R. WALTER Mgmt For For 3 MARC J. BOLLAND Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE INCREASE IN THE NUMBER Mgmt For For OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2003 EQUITY INCENTIVE PLAN OF MANPOWER INC. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For IMPLEMENTATION OF THE MACBRIDE PRINCIPLES IN NORTHERN IRELAND.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 165 UNASSIGNED MCKESSON CORPORATION SECURITY: 58155Q103 AGENDA NUMBER: 932371280 TICKER: MCK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARIE L. KNOWLES Mgmt For For 2 JANE E. SHAW Mgmt For For 3 RICHARD F. SYRON Mgmt For For 02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For 03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against INCENTIVE PLAN. 04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CHAIRMANSHIP OF BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 165 UNASSIGNED MICHAELS STORES, INC. SECURITY: 594087108 AGENDA NUMBER: 932520198 TICKER: MIK MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES J. WYLY, JR. Mgmt For For 2 SAM WYLY Mgmt For For 3 RICHARD E. HANLON Mgmt For For 4 RICHARD C. MARCUS Mgmt For For 5 LIZ MINYARD Mgmt For For 6 CECE SMITH Mgmt For For 02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 165 UNASSIGNED MILLENNIUM PHARMACEUTICALS, INC. SECURITY: 599902103 AGENDA NUMBER: 932457395 TICKER: MLNM MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEBORAH DUNSIRE Mgmt For For 2 ROBERT F. FRIEL Mgmt For For 3 NORMAN C. SELBY Mgmt For For 02 APPROVE AN AMENDMENT TO OUR 1996 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN THAT RESERVES AN ADDITIONAL 2,000,000 SHARES OF MILLENNIUM COMMON STOCK FOR ISSUANCE UNDER THE PLAN TO EMPLOYEES. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 165 UNASSIGNED MOHAWK INDUSTRIES, INC. SECURITY: 608190104 AGENDA NUMBER: 932483530 TICKER: MHK MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. BRUCKMANN Mgmt Withheld Against 2 MR. DE COCK Mgmt For For 3 MR. MCCURDY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 165 UNASSIGNED MONSTER WORLDWIDE, INC. SECURITY: 611742107 AGENDA NUMBER: 932521772 TICKER: MNST MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDREW J. MCKELVEY Mgmt For For 2 GEORGE R. EISELE Mgmt For For 3 JOHN GAULDING Mgmt For For 4 MICHAEL KAUFMAN Mgmt For For 5 RONALD J. KRAMER Mgmt For For 6 DAVID A. STEIN Mgmt For For 7 JOHN SWANN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For SEIDMAN, LLP AS MONSTER WORLDWIDE, INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL PERTAINING TO BOARD Shr Against DIVERSITY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 165 UNASSIGNED NABORS INDUSTRIES LTD. SECURITY: G6359F103 AGENDA NUMBER: 932443687 TICKER: NBR MEETING TYPE: Special ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For BYE-LAWS TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 165 UNASSIGNED NETWORK APPLIANCE, INC. SECURITY: 64120L104 AGENDA NUMBER: 932378121 TICKER: NTAP MEETING TYPE: Annual ISIN: MEETING DATE: 31-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL J. WARMENHOVEN Mgmt For For 2 DONALD T. VALENTINE Mgmt For For 3 JEFFRY R. ALLEN Mgmt For For 4 CAROL A. BARTZ Mgmt For For 5 ALAN L. EARHART Mgmt For For 6 MARK LESLIE Mgmt For For 7 NICHOLAS G. MOORE Mgmt For For 8 SACHIO SEMMOTO Mgmt For For 9 GEORGE T. SHAHEEN Mgmt For For 10 ROBERT T. WALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVE THE COMPANY S AMENDED 1999 STOCK Mgmt For For INCENTIVE PLAN, WHICH INCLUDES A PROPOSED INCREASE OF THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED THEREUNDER BY 10,600,000. 03 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVE UNDER THE PURCHASE PLAN BY AN ADDITIONAL 1,500,000 SHARES OF COMMON STOCK. 04 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 165 UNASSIGNED NOBLE CORPORATION SECURITY: G65422100 AGENDA NUMBER: 932459058 TICKER: NE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. DAY Mgmt For For 2 JULIE H. EDWARDS Mgmt For For 3 MARC E. LELAND Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 165 UNASSIGNED NORTHEAST UTILITIES SECURITY: 664397106 AGENDA NUMBER: 932476117 TICKER: NU MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD H. BOOTH Mgmt For For 2 COTTON MATHER CLEVELAND Mgmt For For 3 SANFORD CLOUD, JR. Mgmt For For 4 JAMES F. CORDES Mgmt For For 5 E. GAIL DE PLANQUE Mgmt For For 6 JOHN G. GRAHAM Mgmt For For 7 ELIZABETH T. KENNAN Mgmt For For 8 ROBERT E. PATRICELLI Mgmt For For 9 CHARLES W. SHIVERY Mgmt For For 10 JOHN F. SWOPE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 165 UNASSIGNED NRG ENERGY, INC. SECURITY: 629377508 AGENDA NUMBER: 932465455 TICKER: NRG MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN F. CHLEBOWSKI Mgmt For For 2 HOWARD E. COSGROVE Mgmt For For 3 WILLIAM E. HANTKE Mgmt For For 4 ANNE C. SCHAUMBURG Mgmt For For 02 AMENDMENT TO ARTICLE FOUR, SECTION 2, OF Mgmt Against Against THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION 03 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt Against Against PLAN 04 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 165 UNASSIGNED NVIDIA CORPORATION SECURITY: 67066G104 AGENDA NUMBER: 932532686 TICKER: NVDA MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TENCH COXE Mgmt For For 2 MARK L. PERRY Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 165 UNASSIGNED OSHKOSH TRUCK CORPORATION SECURITY: 688239201 AGENDA NUMBER: 932426251 TICKER: OSK MEETING TYPE: Annual ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. WILLIAM ANDERSEN Mgmt For For 2 ROBERT G. BOHN Mgmt For For 3 ROBERT A. CORNOG Mgmt For For 4 RICHARD M. DONNELLY Mgmt For For 5 DONALD V. FITES Mgmt For For 6 FREDERICK M. FRANKS, JR Mgmt For For 7 MICHAEL W. GREBE Mgmt For For 8 KATHLEEN J. HEMPEL Mgmt For For 9 HARVEY N. MEDVIN Mgmt For For 10 J. PETER MOSLING, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RICHARD G. SIM Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 165 UNASSIGNED PACCAR INC SECURITY: 693718108 AGENDA NUMBER: 932447914 TICKER: PCAR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. PIGOTT Mgmt For For 2 MARK C. PIGOTT Mgmt For For 3 WILLIAM G. REED, JR. Mgmt For For 02 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE LONG TERM INCENTIVE PLAN 03 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE SENIOR EXECUTIVE YEARLY INCENTIVE COMPENSATION PLAN 04 STOCKHOLDER PROPOSAL REGARDING ANNUAL Mgmt For Against ELECTION OF ALL DIRECTORS 05 STOCKHOLDER PROPOSAL REGARDING A Shr For Against DIRECTOR VOTE THRESHOLD
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 165 UNASSIGNED PACIFIC SUNWEAR OF CALIFORNIA, INC. SECURITY: 694873100 AGENDA NUMBER: 932497767 TICKER: PSUN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL WEISS* Mgmt For For 2 SETH R. JOHNSON** Mgmt For For 3 SALLY FRAME KASAKS** Mgmt For For 4 THOMAS M. MURNANE** Mgmt For For 5 PETER STARRETT** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 165 UNASSIGNED PACIFICARE HEALTH SYSTEMS, INC. SECURITY: 695112102 AGENDA NUMBER: 932408239 TICKER: PHS MEETING TYPE: Special ISIN: MEETING DATE: 17-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 6, 2005, BY AND AMONG UNITEDHEALTH GROUP INCORPORATED, POINT ACQUISITION LLC, A WHOLLY OWNED SUBSIDIARY OF UNITEDHEALTH GROUP INCORPORATED, AND PACIFICARE HEALTH SYSTEMS, INC., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, AS MORE FULLY DESCRIBED IN PROXY STATEMENT. T 02 PROPOSAL TO AUTHORIZE THE PROXYHOLDERS Mgmt For For TO VOTE TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IN THEIR SOLE DISCRETION, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE ADOPTION OF THE MERGER AGREEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 165 UNASSIGNED PEABODY ENERGY CORPORATION SECURITY: 704549104 AGENDA NUMBER: 932471193 TICKER: BTU MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY H. BOYCE Mgmt For For 2 WILLIAM E. JAMES Mgmt For For 3 ROBERT B. KARN III Mgmt For For 4 HENRY E. LENTZ Mgmt For For 5 BLANCHE M. TOUHILL Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For SHARES OF COMMON STOCK. 04 SHAREHOLDER PROPOSAL REGARDING FORMATION Mgmt Against For OF SPECIAL COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING. 06 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against DECLASSIFICATION. 07 SHAREHOLDER PROPOSAL REGARDING WATER Shr Against For USE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 165 UNASSIGNED PETSMART, INC. SECURITY: 716768106 AGENDA NUMBER: 932525617 TICKER: PETM MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RITA V. FOLEY* Mgmt For For 2 JOSEPH S. HARDIN, JR.* Mgmt For For 3 AMIN I. KHALIFA* Mgmt For For 4 RONALD KIRK* Mgmt For For 5 RAKESH GANGWAL** Mgmt For For 03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2006, ENDING JANUARY 28, 2007. 04 TO APPROVE OUR 2006 EQUITY INCENTIVE Mgmt For For PLAN, AN AMENDMENT AND RESTATEMENT OF OUR STOCKHOLDER APPROVED 2003 EQUITY INCENTIVE PLAN, AND OUR NON-STOCKHOLDER APPROVED 1997 EQUITY INCENTIVE PLAN, TO CREATE A SINGLE COMPREHENSIVE STOCKHOLDER APPROVED PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 165 UNASSIGNED PHELPS DODGE CORPORATION SECURITY: 717265102 AGENDA NUMBER: 932492589 TICKER: PD MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. KRULAK Mgmt For For 2 D. MCCOY Mgmt For For 3 W. POST Mgmt For For 4 M. RICHENHAGEN Mgmt For For 5 J. THOMPSON Mgmt For For 02 APPROVE THE PHELPS DODGE CORPORATION Mgmt For For DIRECTORS 2007 STOCK UNIT PLAN 03 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 165 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 165 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932485003 TICKER: PIXR MEETING TYPE: Special ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE PRINCIPAL TERMS Mgmt For For OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2006, BY AND AMONG THE WALT DISNEY COMPANY (DISNEY), LUX ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF DISNEY, AND PIXAR, PURSUANT TO WHICH LUX ACQUISITION CORP. WILL MERGE WITH AND INTO PIXAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 165 UNASSIGNED PRECISION CASTPARTS CORP. SECURITY: 740189105 AGENDA NUMBER: 932374490 TICKER: PCP MEETING TYPE: Annual ISIN: MEETING DATE: 17-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEAN T. DUCRAY Mgmt For For 2 DON R. GRABER Mgmt For For 3 BYRON O. POND, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 165 UNASSIGNED PREMCOR INC. SECURITY: 74045Q104 AGENDA NUMBER: 932380380 TICKER: PCO MEETING TYPE: Special ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF APRIL 24, 2005, BY AND BETWEEN VALERO ENERGY CORPORATION AND PREMCOR INC., WHICH PROVIDES FOR, AMONG OTHER THINGS, THE MERGER OF PREMCOR INTO VALERO. 02 TO ADJOURN THE SPECIAL MEETING, IF Mgmt Abstain Against NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 165 UNASSIGNED PROVIDIAN FINANCIAL CORPORATION SECURITY: 74406A102 AGENDA NUMBER: 932384299 TICKER: PVN MEETING TYPE: Special ISIN: MEETING DATE: 31-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF JUNE 5, 2005, BY AND BETWEEN WASHINGTON MUTUAL, INC. AND PROVIDIAN FINANCIAL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH PROVIDIAN WILL MERGE WITH AND INTO WASHINGTON MUTUAL. 02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 165 UNASSIGNED ROBERT HALF INTERNATIONAL INC. SECURITY: 770323103 AGENDA NUMBER: 932461320 TICKER: RHI MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDREW S. BERWICK, JR. Mgmt For For 2 FREDERICK P. FURTH Mgmt For For 3 EDWARD W. GIBBONS Mgmt For For 4 HAROLD M. MESSMER, JR. Mgmt For For 5 THOMAS J. RYAN Mgmt For For 6 J. STEPHEN SCHAUB Mgmt For For 7 M. KEITH WADDELL Mgmt For For 02 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING SEXUAL Shr Against For ORIENTATION AND GENDER IDENTITY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 165 UNASSIGNED ROCKWELL COLLINS, INC. SECURITY: 774341101 AGENDA NUMBER: 932421972 TICKER: COL MEETING TYPE: Annual ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.J. CARBONE Mgmt For For 2 C.M. JONES Mgmt For For 3 C.L. SHAVERS Mgmt For For 02 FOR THE SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS OUR AUDITORS FOR FISCAL YEAR 2006. 03 FOR THE APPROVAL OF THE 2006 LONG- TERM Mgmt For For INCENTIVES PLAN. 04 FOR THE APPROVAL OF THE 2006 ANNUAL Mgmt For For INCENTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVE OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 165 UNASSIGNED ROHM AND HAAS COMPANY SECURITY: 775371107 AGENDA NUMBER: 932457600 TICKER: ROH MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W.J. AVERY Mgmt For For 2 R.L. GUPTA Mgmt For For 3 D.W. HAAS Mgmt For For 4 T.W. HAAS Mgmt For For 5 R.L. KEYSER Mgmt For For 6 R.J. MILLS Mgmt For For 7 J.P. MONTOYA Mgmt For For 8 S.O. MOOSE Mgmt For For 9 G.S. OMENN Mgmt For For 10 G.L. ROGERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 R.H. SCHMITZ Mgmt For For 12 G.M. WHITESIDES Mgmt For For 13 M.C. WHITTINGTON Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS ROHM AND HAAS COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 165 UNASSIGNED ROPER INDUSTRIES, INC. SECURITY: 776696106 AGENDA NUMBER: 932527914 TICKER: ROP MEETING TYPE: Contested Annual ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILBUR J. PREZZANO Mgmt No vote 2 ROBERT D. JOHNSON Mgmt No vote 02 THE APPROVAL OF THE ROPER INDUSTRIES, Mgmt No vote INC. 2006 INCENTIVE PLAN. 03 THE APPROVAL OF THE PROPOSED AMENDMENT Mgmt No vote TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO ELIMINATE TIME PHASE VOTING AND GIVE ALL OUSTANDING SHARES OF COMMON STOCK OF THE COMPANY ONE VOTE ON MATTERS PROPERLY SUBMITTED TO THE SHAREHOLDERS OF THE COMPANY FOR THEIR VOTE. 04 THE RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO TRANSACT ANY OTHER BUSINESS PROPERLY Mgmt No vote BROUGHT BEFORE THE MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 165 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 165 UNASSIGNED SIRIUS SATELLITE RADIO INC. SECURITY: 82966U103 AGENDA NUMBER: 932503370 TICKER: SIRI MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEON D. BLACK Mgmt For For 2 JOSEPH P. CLAYTON Mgmt For For 3 LAWRENCE F. GILBERTI Mgmt For For 4 JAMES P. HOLDEN Mgmt For For 5 MEL KARMAZIN Mgmt For For 6 WARREN N. LIEBERFARB Mgmt For For 7 MICHAEL J. MCGUINESS Mgmt For For 8 JAMES F. MOONEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 165 UNASSIGNED SOUTHWESTERN ENERGY COMPANY SECURITY: 845467109 AGENDA NUMBER: 932472753 TICKER: SWN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEWIS E. EPLEY, JR. Mgmt For For 2 ROBERT L. HOWARD Mgmt For For 3 HAROLD M. KORELL Mgmt For For 4 VELLO A. KUUSKRAA Mgmt For For 5 KENNETH R. MOURTON Mgmt For For 6 CHARLES E. SCHARLAU Mgmt For For 02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP (PWC) TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. 03 THE APPROVAL OF THE REINCORPORATION OF Mgmt For For THE COMPANY IN THE STATE OF DELAWARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 THE APPROVAL OF AN INCREASE IN THE Mgmt For For NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 220,000,000 SHARES TO 540,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 165 UNASSIGNED STARWOOD HOTELS & RESORTS WORLDWIDE, SECURITY: 85590A203 AGENDA NUMBER: 932488302 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HEYER Mgmt Withheld Against 2 BARSHEFSKY Mgmt Withheld Against 3 CHAPUS Mgmt Withheld Against 4 DUNCAN Mgmt Withheld Against 5 GALBREATH Mgmt For For 6 HIPPEAU Mgmt Withheld Against 7 QUAZZO Mgmt Withheld Against 8 RYDER Mgmt Withheld Against 9 YIH Mgmt Withheld Against 10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 165 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 165 UNASSIGNED SUPERVALU INC. SECURITY: 868536103 AGENDA NUMBER: 932517987 TICKER: SVU MEETING TYPE: Special ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ISSUE SUPERVALU COMMON STOCK IN Mgmt For For CONNECTION WITH THE SUPERVALU MERGER 02 TO ADJOURN THE SUPERVALU SPECIAL MEETING Mgmt Against Against INCLUDING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 165 UNASSIGNED SUPERVALU INC. SECURITY: 868536103 AGENDA NUMBER: 932546887 TICKER: SVU MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: IRWIN COHEN Mgmt For For 1B ELECTION OF DIRECTOR: RONALD E. DALY Mgmt For For 1C ELECTION OF DIRECTOR: LAWRENCE A. DEL Mgmt For For SANTO 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1E ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 165 UNASSIGNED TD AMERITRADE HOLDING CORPORATION SECURITY: 03074K100 AGENDA NUMBER: 932423039 TICKER: MEETING TYPE: Special ISIN: MEETING DATE: 04-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF 196,300,000 Mgmt For For SHARES OF AMERITRADE COMMON STOCK TO THE TORONTO-DOMINION BANK, OR TD, IN ACCORDANCE WITH THE AGREEMENT OF SALE AND PURCHASE BETWEEN TD AND AMERITRADE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt Against OF THE CERTIFICATE OF INCORPORATION OF AMERITRADE. (SEE NOTES BELOW) 2A TO APPROVE PROVISIONS RESTRICTING THE Mgmt Against AUTHORITY OF TD AMERITRADE TO IMPLEMENT ANTI-TAKEOVER MEASURES. 2B TO APPROVE THE INCREASE OF THE Mgmt Against AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF TD AMERITRADE TO 1,000,000,000. 2C TO APPROVE A PROVISION WHICH PROHIBITS Mgmt Against ACTION BY WRITTEN CONSENT OF STOCKHOLDERS OF TD AMERITRADE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2D TO APPROVE A PROVISION INCREASING THE Mgmt Against SIZE OF THE BOARD OF DIRECTORS FROM NINE MEMBERS TO TWELVE MEMBERS. 2E TO APPROVE A PROVISION SETTING FORTH Mgmt Against PROCEDURES FOR THE NOMINATION OR APPOINTMENT OF OUTSIDE INDEPENDENT DIRECTORS. 2F TO APPROVE A PROVISION WHICH ALLOCATES Mgmt Against CORPORATE OPPORTUNITIES BETWEEN TD AMERITADE AND TD. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against OF THE AMERITRADE HOLDING CORPORATION 1996 LONG-TERM INCENTIVE PLAN. 04 TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For OF THE AMERITRADE HOLDING CORPORATION 1996 DIRECTORS INCENTIVE PLAN. 05 TO ADJOURN THE SPECIAL MEETING OF Mgmt Against Against STOCKHOLDERS TO A LATER DATE OR DATES IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 165 UNASSIGNED TD AMERITRADE HOLDING CORPORATION SECURITY: 03074K100 AGENDA NUMBER: 932438383 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. EDMUND CLARK* Mgmt Withheld Against 2 MICHAEL D. FLEISHER* Mgmt For For 3 GLENN H. HUTCHINS** Mgmt For For 4 JOSEPH H. MOGLIA* Mgmt Withheld Against 5 THOMAS S. RICKETTS* Mgmt Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006. 03 AMENDMENT AND RESTATEMENT OF THE COMPANY Mgmt For For S 1996 LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO VOTE, IN ITS DISCRETION, UPON ANY Mgmt Against Against OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT THEREOF. MANAGEMENT IS NOT AWARE OF ANY OTHER MATTERS THAT SHOULD COME BEFORE THE ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 165 UNASSIGNED THE BISYS GROUP, INC. SECURITY: 055472104 AGENDA NUMBER: 932532080 TICKER: BSG MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. CASALE Mgmt For For 2 DENIS A. BOVIN Mgmt For For 3 THOMAS A. COOPER Mgmt For For 4 DONI L. FORDYCE Mgmt For For 5 RUSSELL P. FRADIN Mgmt For For 6 RICHARD J. HAVILAND Mgmt For For 7 JOSEPH J. MELONE Mgmt For For 02 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For 2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 165 UNASSIGNED THE COOPER COMPANIES, INC. SECURITY: 216648402 AGENDA NUMBER: 932440528 TICKER: COO MEETING TYPE: Annual ISIN: MEETING DATE: 21-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A. THOMAS BENDER Mgmt For For 2 JOHN D. FRUTH Mgmt For For 3 MICHAEL H. KALKSTEIN Mgmt For For 4 JODY LINDELL Mgmt For For 5 MOSES MARX Mgmt For For 6 DONALD PRESS Mgmt For For 7 STEVEN ROSENBERG Mgmt For For 8 A.E. RUBENSTEIN, M.D. Mgmt For For 9 ROBERT S. WEISS Mgmt For For 10 STANLEY ZINBERG, M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2006. 03 THE APPROVAL OF THE COMPANY S SECOND Mgmt For For AMENDED AND RESTATED 2001 LONG-TERM INCENTIVE PLAN TO ADD 600,000 SHARES TO THOSE AVAILABLE FOR ISSUANCE, AND TO INCREASE BY 150,000 THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE AS RESTRICTED STOCK AWARDS. 04 THE APPROVAL OF THE 2006 LONG-TERM Mgmt For For INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 165 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932539135 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 THOMAS L. MONAHAN III Mgmt For For 3 RUSSELL P. FRADIN Mgmt For For 4 ROBERT C. HALL Mgmt For For 5 NANCY J. KARCH Mgmt For For 6 DAVID W. KENNY Mgmt For For 7 DANIEL O. LEEMON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 165 UNASSIGNED THE E.W. SCRIPPS COMPANY SECURITY: 811054204 AGENDA NUMBER: 932471535 TICKER: SSP MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID A. GALLOWAY Mgmt For For 2 NICHOLAS B. PAUMGARTEN Mgmt For For 3 RONALD W. TYSOE Mgmt For For 4 JULIE A. WRIGLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 165 UNASSIGNED THE SCOTTS MIRACLE-GRO CO. SECURITY: 810186106 AGENDA NUMBER: 932426237 TICKER: SMG MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARNOLD W. DONALD Mgmt For For 2 MINDY F. GROSSMAN Mgmt For For 3 GORDON F. BRUNNER Mgmt For For 02 APPROVAL OF THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE SCOTTS MIRACLE-GRO COMPANY DISCOUNTED STOCK PURCHASE PLAN. 03 APPROVAL OF THE SCOTTS MIRACLE-GRO Mgmt For For COMPANY 2006 LONG-TERM INCENTIVE PLAN. 04 APPROVAL OF THE SCOTTS COMPANY LLC Mgmt For For EXECUTIVE/MANAGEMENT INCENTIVE PLAN. 05 ADOPTION OF THE SHAREHOLDER PROPOSAL TO Shr For Against DECLASSIFY THE COMPANY S BOARD OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 165 UNASSIGNED TIFFANY & CO. SECURITY: 886547108 AGENDA NUMBER: 932493353 TICKER: TIF MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. KOWALSKI Mgmt For For 2 ROSE MARIE BRAVO Mgmt For For 3 WILLIAM R. CHANEY Mgmt For For 4 SAMUEL L. HAYES III Mgmt For For 5 ABBY F. KOHNSTAMM Mgmt For For 6 CHARLES K. MARQUIS Mgmt For For 7 J. THOMAS PRESBY Mgmt For For 8 JAMES E. QUINN Mgmt For For 9 WILLIAM A. SHUTZER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY S FISCAL 2006 FINANCIAL STATEMENTS. 03 APPROVAL OF AN AMENDMENT TO THE 2005 Mgmt For For EMPLOYEE INCENTIVE PLAN TO INCLUDE ADDITIONAL LIMITS ON AWARDS THAT MAY BE MADE THEREUNDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 165 UNASSIGNED UNIVISION COMMUNICATIONS INC. SECURITY: 914906102 AGENDA NUMBER: 932459298 TICKER: UVN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A. JERROLD PERENCHIO Mgmt For For 2 ANTHONY CASSARA Mgmt Withheld Against 3 HAROLD GABA Mgmt For For 4 ALAN F. HORN Mgmt For For 5 MICHAEL O. JOHNSON Mgmt For For 6 JOHN G. PERENCHIO Mgmt Withheld Against 7 RAY RODRIGUEZ Mgmt Withheld Against 8 MCHENRY T. TICHENOR JR. Mgmt Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 165 UNASSIGNED UTI WORLDWIDE INC. SECURITY: G87210103 AGENDA NUMBER: 932537383 TICKER: UTIW MEETING TYPE: Annual ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRIAN D. BELCHERS Mgmt For For 2 ROGER I. MACFARLANE Mgmt For For 3 MATTHYS J. WESSELS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 165 UNASSIGNED VENTAS, INC. SECURITY: 92276F100 AGENDA NUMBER: 932483287 TICKER: VTR MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEBRA A. CAFARO Mgmt For For 2 DOUGLAS CROCKER II Mgmt For For 3 JAY M. GELLERT Mgmt For For 4 RONALD G. GEARY Mgmt For For 5 CHRISTOPHER T. HANNON Mgmt For For 6 SHELI Z. ROSENBERG Mgmt For For 7 THOMAS C. THEOBALD Mgmt For For 02 DIRECTORS PROPOSAL: TO RATIFY THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 DIRECTORS PROPOSAL: TO APPROVE THE Mgmt For For ADOPTION OF THE VENTAS, INC. 2006 INCENTIVE PLAN. 04 DIRECTORS PROPOSAL: TO APPROVE THE Mgmt For For ADOPTION OF THE VENTAS, INC. 2006 STOCK PLAN FOR DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 165 UNASSIGNED VERTEX PHARMACEUTICALS INCORPORATED SECURITY: 92532F100 AGENDA NUMBER: 932477347 TICKER: VRTX MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC K. BRANDT Mgmt For For 2 BRUCE I. SACHS Mgmt For For 3 EVE E. SLATER Mgmt For For 02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 165 UNASSIGNED WALTER INDUSTRIES, INC. SECURITY: 93317Q105 AGENDA NUMBER: 932471268 TICKER: WLT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD L. CLARK, JR. Mgmt Withheld Against 2 GREGORY E. HYLAND Mgmt For For 3 JERRY W. KOLB Mgmt For For 4 PATRICK A. KRIEGSHAUSER Mgmt For For 5 JOSEPH B. LEONARD Mgmt For For 6 MARK J. O'BRIEN Mgmt For For 7 BERNARD G. RETHORE Mgmt For For 8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. 03 PROPOSAL TO APPROVE THE WALTER Mgmt For For INDUSTRIES, INC. EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 165 UNASSIGNED WEBSTER FINANCIAL CORPORATION SECURITY: 947890109 AGENDA NUMBER: 932445655 TICKER: WBS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. FINKENZELLER Mgmt For For 2 ROGER A. GELFENBIEN Mgmt For For 3 LAURENCE C. MORSE Mgmt For For 02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WEBSTER FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 165 UNASSIGNED WILLIAMS-SONOMA, INC. SECURITY: 969904101 AGENDA NUMBER: 932490547 TICKER: WSM MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. HOWARD LESTER Mgmt For For 2 EDWARD A. MUELLER Mgmt For For 3 SANJIV AHUJA Mgmt For For 4 ADRIAN D.P. BELLAMY Mgmt For For 5 PATRICK J. CONNOLLY Mgmt For For 6 ADRIAN T. DILLON Mgmt For For 7 JEANNE P. JACKSON Mgmt For For 8 MICHAEL R. LYNCH Mgmt For For 9 RICHARD T. ROBERTSON Mgmt For For 10 DAVID B. ZENOFF Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENT AND RESTATEMENT OF THE 2001 Mgmt For For LONG-TERM INCENTIVE PLAN TO (I) INCREASE THE SHARES ISSUABLE BY 6,000,000 SHARES, PLUS 705,743 SHARES REMAINING IN OUR 1993 STOCK OPTION PLAN AND 2000 NONQUALIFIED STOCK OPTION PLAN, PLUS UP TO 754,160 SHARES UNDER THESE PLANS THAT SUBSEQUENTLY EXPIRE UNEXERCISED AND (II) TO MAKE CERTAIN OTHER AMENDMENTS. 03 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 165 UNASSIGNED WISCONSIN ENERGY CORPORATION SECURITY: 976657106 AGENDA NUMBER: 932448637 TICKER: WEC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN F. AHEARNE Mgmt For For 2 JOHN F. BERGSTROM Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 ROBERT A. CORNOG Mgmt For For 5 CURT S. CULVER Mgmt For For 6 THOMAS J. FISCHER Mgmt For For 7 GALE E. KLAPPA Mgmt For For 8 ULICE PAYNE, JR. Mgmt For For 9 F.P. STRATTON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 165
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 165 UNASSIGNED ZEBRA TECHNOLOGIES CORPORATION SECURITY: 989207105 AGENDA NUMBER: 932482526 TICKER: ZBRA MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROSS W. MANIRE Mgmt For For 2 DR. ROBERT J. POTTER Mgmt For For 02 PROPOSAL TO APPROVE THE 2006 ZEBRA Mgmt For For TECHNOLOGIES CORPORATION INCENTIVE COMPENSATION PLAN. 03 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS.
Hartford MidCap Value HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 124 UNASSIGNED ACUITY BRANDS, INC. SECURITY: 00508Y102 AGENDA NUMBER: 932417769 TICKER: AYI MEETING TYPE: Annual ISIN: MEETING DATE: 12-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER C. BROWNING Mgmt For For 2 EARNEST W. DEAVENPORT Mgmt For For 3 RAY M. ROBINSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 124 UNASSIGNED AFFILIATED MANAGERS GROUP, INC. SECURITY: 008252108 AGENDA NUMBER: 932520150 TICKER: AMG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD E. FLOOR Mgmt For For 2 SEAN M. HEALEY Mgmt For For 3 HAROLD J. MEYERMAN Mgmt For For 4 WILLIAM J. NUTT Mgmt For For 5 RITA M. RODRIGUEZ Mgmt For For 6 PATRICK T. RYAN Mgmt For For 7 JIDE J. ZEITLIN Mgmt For For 02 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For COMPANY S 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO AMEND THE COMPANY S AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF VOTING COMMON STOCK OF THE COMPANY. 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 124 UNASSIGNED ALBEMARLE CORPORATION SECURITY: 012653101 AGENDA NUMBER: 932458816 TICKER: ALB MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. ALFRED BROADDUS, JR. Mgmt For For 2 FLOYD D. GOTTWALD, JR. Mgmt For For 3 JOHN D. GOTTWALD Mgmt For For 4 WILLIAM M. GOTTWALD Mgmt For For 5 R. WILLIAM IDE III Mgmt For For 6 RICHARD L. MORRILL Mgmt For For 7 SEYMOUR S. PRESTON III Mgmt For For 8 MARK C. ROHR Mgmt For For 9 JOHN SHERMAN, JR. Mgmt For For 10 CHARLES E. STEWART Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MARIE WHITTEMORE Mgmt For For 02 THE PROPOSAL TO APPROVE THE 2006 STOCK Mgmt For For COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. 03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 124 UNASSIGNED AMBAC FINANCIAL GROUP, INC. SECURITY: 023139108 AGENDA NUMBER: 932465138 TICKER: ABK MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP B. LASSITER Mgmt For For 2 MICHAEL A. CALLEN Mgmt For For 3 JILL M. CONSIDINE Mgmt For For 4 ROBERT J. GENADER Mgmt For For 5 W. GRANT GREGORY Mgmt For For 6 THOMAS C. THEOBALD Mgmt For For 7 LAURA S. UNGER Mgmt For For 8 HENRY D.G. WALLACE Mgmt For For 02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 124 UNASSIGNED AMERICAN AXLE & MANUFACTURING HLDGS, SECURITY: 024061103 AGENDA NUMBER: 932457561 TICKER: AXL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FOREST J. FARMER Mgmt For For 2 RICHARD C. LAPPIN Mgmt For For 3 THOMAS K. WALKER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 124 UNASSIGNED APOLLO INVESTMENT COPORATION SECURITY: 03761U106 AGENDA NUMBER: 932392765 TICKER: AINV MEETING TYPE: Annual ISIN: MEETING DATE: 12-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN E. FRANKLIN Mgmt For For 2 CARL SPIELVOGEL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 124 UNASSIGNED ARCH COAL, INC. SECURITY: 039380100 AGENDA NUMBER: 932459173 TICKER: ACI MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK M. BURKE Mgmt For For 2 JOHN W. EAVES Mgmt For For 3 PATRICIA F. GODLEY Mgmt For For 4 THOMAS A. LOCKHART Mgmt For For 5 WESLEY M. TAYLOR Mgmt For For 02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE AUTHORIZED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 124 UNASSIGNED ARRIS GROUP, INC. SECURITY: 04269Q100 AGENDA NUMBER: 932506112 TICKER: ARRS MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALEX B. BEST Mgmt For For 2 HARRY L. BOSCO Mgmt For For 3 JOHN ANDERSON CRAIG Mgmt For For 4 MATTHEW B. KEARNEY Mgmt For For 5 WILLIAM H. LAMBERT Mgmt For For 6 JOHN R. PETTY Mgmt For For 7 ROBERT J. STANZIONE Mgmt For For 02 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE 2001 STOCK INCENTIVE PLAN. 03 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE 2004 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE MANAGEMENT INCENTIVE PLAN. 05 APPROVAL OF THE RETENTION OF ERNST & Mgmt For For YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 124 UNASSIGNED ARROW ELECTRONICS, INC. SECURITY: 042735100 AGENDA NUMBER: 932477551 TICKER: ARW MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL W. DUVAL Mgmt For For 2 JOHN N. HANSON Mgmt For For 3 RICHARD S. HILL Mgmt For For 4 M.F. (FRAN) KEETH Mgmt For For 5 ROGER KING Mgmt For For 6 KAREN GORDON MILLS Mgmt For For 7 WILLIAM E. MITCHELL Mgmt For For 8 STEPHEN C. PATRICK Mgmt For For 9 BARRY W. PERRY Mgmt For For 10 JOHN C. WADDELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS ARROW S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 124 UNASSIGNED BARR PHARMACEUTICALS, INC. SECURITY: 068306109 AGENDA NUMBER: 932399163 TICKER: BRL MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. DOWNEY Mgmt For For 2 PAUL M. BISARO Mgmt For For 3 CAROLE S. BEN-MAIMON Mgmt For For 4 GEORGE P. STEPHAN Mgmt For For 5 JACK M. KAY Mgmt For For 6 HAROLD N. CHEFITZ Mgmt For For 7 RICHARD R. FRANKOVIC Mgmt For For 8 PETER R. SEAVER Mgmt For For 9 JAMES S. GILMORE, III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 INCREASE OF AUTHORIZED SHARES FOR THE Mgmt For For BARR PHARMACEUTICALS, INC. EMPLOYEE STOCK PURCHASE PLAN. 03 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 04 ELIMINATION OF ANIMAL-BASED TEST Shr Against For METHODS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 124 UNASSIGNED BIO-RAD LABORATORIES, INC. SECURITY: 090572207 AGENDA NUMBER: 932471600 TICKER: BIO MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERT J. HILLMAN Mgmt For For 2 PHILIP L. PADOU Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 124 UNASSIGNED BORGWARNER INC. SECURITY: 099724106 AGENDA NUMBER: 932463362 TICKER: BWA MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHYLLIS O. BONANNO Mgmt For For 2 ALEXIS P. MICHAS Mgmt For For 3 RICHARD O. SCHAUM Mgmt For For 4 THOMAS T. STALLKAMP Mgmt For For 02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For AMENDMENT TO THE BORGWARNER INC. 2004 STOCK INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 124 UNASSIGNED BUNGE LIMITED SECURITY: G16962105 AGENDA NUMBER: 932495840 TICKER: BG MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For COPPINGER 1B ELECT CLASS II DIRECTOR: ALBERTO WEISSER Mgmt For For 02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For BUNGE LIMITED S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS FEES. 03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For BYE-LAWS OF BUNGE LIMITED AS SET FORTH IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 124 UNASSIGNED CARLISLE COMPANIES INCORPORATED SECURITY: 142339100 AGENDA NUMBER: 932455997 TICKER: CSL MEETING TYPE: Contested Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL J. CHOQUETTE, JR. Mgmt For For 2 STEPHEN P. MUNN Mgmt For For 3 LAWRENCE A. SALA Mgmt For For 4 MAGALEN C. WEBERT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 124 UNASSIGNED CB RICHARD ELLIS GROUP, INC. SECURITY: 12497T101 AGENDA NUMBER: 932507796 TICKER: CBG MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. BLUM Mgmt For For 2 JEFFREY A. COZAD Mgmt For For 3 PATRICE MARIE DANIELS Mgmt For For 4 SENATOR T. A. DASCHLE Mgmt For For 5 BRADFORD M. FREEMAN Mgmt For For 6 MICHAEL KANTOR Mgmt For For 7 FREDERIC V. MALEK Mgmt For For 8 JOHN G. NUGENT Mgmt For For 9 BRETT WHITE Mgmt For For 10 GARY L. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RAY WIRTA Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE AMENDED EXECUTIVE BONUS Mgmt For For PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 124 UNASSIGNED CBRL GROUP, INC. SECURITY: 12489V106 AGENDA NUMBER: 932409445 TICKER: CBRL MEETING TYPE: Annual ISIN: MEETING DATE: 22-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTORS T 1 JAMES D. CARREKER Mgmt For For 2 ROBERT V. DALE Mgmt For For 3 RICHARD J. DOBKIN Mgmt For For 4 ROBERT C. HILTON Mgmt For For 5 CHARLES E. JONES, JR. Mgmt For For 6 B.F. (JACK) LOWERY Mgmt For For 7 MARTHA M. MITCHELL Mgmt For For 8 ERIK VONK Mgmt For For 9 ANDREA M. WEISS Mgmt For For 10 JIMMIE D. WHITE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MICHAEL A. WOODHOUSE Mgmt For For 02 TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 124 UNASSIGNED CIT GROUP INC. SECURITY: 125581108 AGENDA NUMBER: 932470456 TICKER: CIT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY M. PEEK Mgmt For For 2 GARY C. BUTLER Mgmt For For 3 WILLIAM M. FREEMAN Mgmt For For 4 HON. THOMAS H. KEAN Mgmt For For 5 MARIANNE MILLER PARRS Mgmt For For 6 TIMOTHY M. RING Mgmt For For 7 JOHN R. RYAN Mgmt For For 8 SEYMOUR STERNBERG Mgmt For For 9 PETER J. TOBIN Mgmt For For 10 LOIS M. VAN DEUSEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS. 03 APPROVAL OF THE CIT GROUP INC. LONG-TERM Mgmt For For INCENTIVE PLAN. 04 APPROVAL OF THE CIT GROUP INC. EXECUTIVE Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 124 UNASSIGNED CITIZENS COMMUNICATIONS COMPANY SECURITY: 17453B101 AGENDA NUMBER: 932498238 TICKER: CZN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN Q. ABERNATHY Mgmt For For 2 LEROY T. BARNES, JR. Mgmt For For 3 JERI B. FINARD Mgmt For For 4 LAWTON WEHLE FITT Mgmt For For 5 STANLEY HARFENIST Mgmt For For 6 WILLIAM M. KRAUS Mgmt For For 7 HOWARD L. SCHROTT Mgmt For For 8 LARRAINE D. SEGIL Mgmt For For 9 BRADLEY E. SINGER Mgmt For For 10 EDWIN TORNBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DAVID H. WARD Mgmt For For 12 MYRON A. WICK, III Mgmt For For 13 MARY AGNES WILDEROTTER Mgmt For For 02 TO ADOPT THE NON-EMPLOYEE DIRECTORS Mgmt For For EQUITY INCENTIVE PLAN. 03 TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against PROPOSAL, IF PRESENTED AT THE MEETING. 04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 124 UNASSIGNED CITY NATIONAL CORPORATION SECURITY: 178566105 AGENDA NUMBER: 932453828 TICKER: CYN MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH L. COLEMAN Mgmt Withheld Against 2 PETER M. THOMAS Mgmt For For 3 CHRISTOPHER J. WARMUTH Mgmt Withheld Against 02 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 124 UNASSIGNED CONTINENTAL AIRLINES, INC. SECURITY: 210795308 AGENDA NUMBER: 932494709 TICKER: CAL MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. BARRACK, JR. Mgmt For For 2 KIRBYJON H. CALDWELL Mgmt For For 3 LAWRENCE W. KELLNER Mgmt For For 4 DOUGLAS H. MCCORKINDALE Mgmt For For 5 HENRY L. MEYER III Mgmt For For 6 OSCAR MUNOZ Mgmt For For 7 GEORGE G.C. PARKER Mgmt For For 8 JEFFERY A. SMISEK Mgmt For For 9 KAREN HASTIE WILLIAMS Mgmt For For 10 RONALD B. WOODARD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES A. YAMARONE Mgmt For For 02 PROPOSAL TO AMEND THE AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED CLASS B COMMON STOCK 03 PROPOSAL TO AMEND THE INCENTIVE PLAN Mgmt For For 2000 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 05 PROPOSAL OF STOCKHOLDER REGARDING Shr Against For POLITICAL ACTIVITIES 06 PLEASE MARK FOR IF STOCK OWNED Mgmt Against BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 124 UNASSIGNED CYTEC INDUSTRIES INC. SECURITY: 232820100 AGENDA NUMBER: 932456406 TICKER: CYT MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARRY C. JOHNSON Mgmt For For 2 JAMES R. STANLEY Mgmt For For 02 RATIFICATION OF KPMG LLP AS THE COMPANY Mgmt For For S AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 124 UNASSIGNED DEX MEDIA, INC. SECURITY: 25212E100 AGENDA NUMBER: 932428471 TICKER: DEX MEETING TYPE: Special ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER DATED AS OF OCTOBER 3, 2005, BY AND AMONG DEX MEDIA, INC., R.H. DONNELLEY CORPORATION AND FORWARD ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF R.H. DONNELLEY CORPORATION, AND APPROVE THE MERGER OF DEX MEDIA WITH AND INTO FORWARD ACQUISITION CORP. 02 PROPOSAL TO APPROVE ADJOURNMENTS OR Mgmt Abstain Against POSTPONEMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 124 UNASSIGNED ENDO PHARMACEUTICALS HOLDINGS INC. SECURITY: 29264F205 AGENDA NUMBER: 932518422 TICKER: ENDP MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. AMMON Mgmt For For 2 JOHN J. DELUCCA Mgmt For For 3 MICHEL DE ROSEN Mgmt For For 4 MICHAEL HYATT Mgmt Withheld Against 5 ROGER H. KIMMEL Mgmt Withheld Against 6 PETER A. LANKAU Mgmt Withheld Against 7 C.A. MEANWELL, M.D. PHD Mgmt Withheld Against 8 J.T. O'DONNELL, JR. Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 124 UNASSIGNED ENGELHARD CORPORATION SECURITY: 292845104 AGENDA NUMBER: 932533955 TICKER: EC MEETING TYPE: Contested Annual ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JULIAN A. BRODSKY Mgmt For * 2 JOHN C. LINEHAN Mgmt For * 3 A.M. DE GRAFFENRIED III Mgmt For * 4 WILLIAM T. VINSON Mgmt For * 5 STANFORD S. WARSHAWSKY Mgmt For * 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For * INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 124 UNASSIGNED EVEREST RE GROUP, LTD. SECURITY: G3223R108 AGENDA NUMBER: 932497351 TICKER: RE MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN ABRAHAMS Mgmt For For 2 JOHN R. DUNNE Mgmt For For 3 JOHN A. WEBER Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. 03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For RE GROUP, LTD. 2002 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 124 UNASSIGNED FAIRCHILD SEMICONDUCTOR INTL., INC. SECURITY: 303726103 AGENDA NUMBER: 932457319 TICKER: FCS MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. AURELIO Mgmt For For 2 CHARLES P. CARINALLI Mgmt For For 3 CHARLES M. CLOUGH Mgmt For For 4 ROBERT F. FRIEL Mgmt For For 5 THOMAS L. MAGNANTI Mgmt For For 6 KEVIN J. MCGARITY Mgmt For For 7 KIRK P. POND Mgmt For For 8 BRYAN R. ROUB Mgmt For For 9 RONALD W. SHELLY Mgmt For For 10 WILLIAM N. STOUT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK S. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For FAIRCHILD SEMICONDUCTOR STOCK PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 124 UNASSIGNED FOOT LOCKER, INC. SECURITY: 344849104 AGENDA NUMBER: 932485976 TICKER: FL MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN D. FELDMAN* Mgmt For For 2 JAROBIN GILBERT JR.* Mgmt For For 3 DAVID Y. SCHWARTZ* Mgmt For For 4 CHERYL NIDO TURPIN* Mgmt For For 5 MATTHEW M. MCKENNA** Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 REAPPROVAL OF THE PERFORMANCE GOALS Mgmt For For UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 124 UNASSIGNED FOSSIL, INC. SECURITY: 349882100 AGENDA NUMBER: 932497200 TICKER: FOSL MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN J. GOLD Mgmt For For 2 KOSTA N. KARTSOTIS Mgmt Withheld Against 3 MICHAEL STEINBERG Mgmt Withheld Against 4 CADEN WANG Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 6, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 124 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 124 UNASSIGNED GRAFTECH INTERNATIONAL LTD. SECURITY: 384313102 AGENDA NUMBER: 932501807 TICKER: GTI MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. EUGENE CARTLEDGE Mgmt For For 2 MARY B. CRANSTON Mgmt For For 3 JOHN R. HALL Mgmt For For 4 HAROLD E. LAYMAN Mgmt For For 5 FERRELL P. MCCLEAN Mgmt For For 6 MICHAEL C. NAHL Mgmt For For 7 FRANK A. RIDDICK III Mgmt For For 8 CRAIG S. SHULAR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 124 UNASSIGNED HUNTSMAN CORPORATION SECURITY: 447011107 AGENDA NUMBER: 932404849 TICKER: HUN MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JON M. HUNTSMAN Mgmt Withheld Against 2 MARSHA J. EVANS Mgmt Withheld Against 3 DAVID J. MATLIN Mgmt Withheld Against 4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 124 UNASSIGNED HUNTSMAN CORPORATION SECURITY: 447011107 AGENDA NUMBER: 932487843 TICKER: HUN MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER R. HUNTSMAN Mgmt For For 2 WAYNE A. REAUD Mgmt For For 3 ALVIN V. SHOEMAKER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 124 UNASSIGNED IMS HEALTH INCORPORATED SECURITY: 449934108 AGENDA NUMBER: 932465974 TICKER: RX MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. IMLAY, JR. Mgmt For For 2 ROBERT J. KAMERSCHEN Mgmt For For 3 H. EUGENE LOCKHART Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For IMS HEALTH INCORPORATED EMPLOYEES STOCK INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE, (II) PROVIDE THAT SHARES CAN BE USED FOR ALL TYPES OF AWARDS, (III) EXTEND THE TERMINATION DATE OF THE PLAN, AND (IV) CONFORM THE PLAN TO NEW SECTION 409A OF THE INTERNAL REVENUE CODE, AS FULLY DESCRIBED IN THE STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 124 UNASSIGNED INCO LIMITED SECURITY: 453258402 AGENDA NUMBER: 932451925 TICKER: N MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN A. BARTON Mgmt For For 2 ANGUS A. BRUNEAU Mgmt Withheld Against 3 RONALD C. CAMBRE Mgmt For For 4 SCOTT M. HAND Mgmt For For 5 JANICE K. HENRY Mgmt For For 6 CHAVIVA M. HOSEK Mgmt For For 7 PETER C. JONES Mgmt For For 8 JOHN T. MAYBERRY Mgmt For For 9 FRANCIS MER Mgmt For For 10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROGER PHILLIPS Mgmt For For 12 RICHARD E. WAUGH Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 124 UNASSIGNED INDYMAC BANCORP, INC. SECURITY: 456607100 AGENDA NUMBER: 932448853 TICKER: NDE MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL W. PERRY Mgmt For For 2 LOUIS E. CALDERA Mgmt For For 3 LYLE E. GRAMLEY Mgmt For For 4 HUGH M. GRANT Mgmt For For 5 PATRICK C. HADEN Mgmt For For 6 TERRANCE G. HODEL Mgmt For For 7 ROBERT L. HUNT II Mgmt For For 8 SENATOR JOHN SEYMOUR Mgmt For For 9 BRUCE G. WILLISON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE INDYMAC BANCORP, INC. Mgmt For For 2002 INCENTIVE PLAN, AS AMENDED AND RESTATED. 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDYMAC S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 124 UNASSIGNED INTERNATIONAL RECTIFIER CORPORATION SECURITY: 460254105 AGENDA NUMBER: 932404926 TICKER: IRF MEETING TYPE: Annual ISIN: MEETING DATE: 21-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 ALEXANDER LIDOW Mgmt For For 2 ROCHUS E. VOGT Mgmt For For 02 AMENDMENT OF EMPLOYEE STOCK PURCHASE Mgmt For For PLAN. TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT OF THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN. T 03 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 124 UNASSIGNED KKR FINANCIAL CORP. SECURITY: 482476306 AGENDA NUMBER: 932483908 TICKER: KFN MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER Mgmt For For 2 PATRICK COWELL Mgmt For For 3 KENNETH M. DEREGT Mgmt For For 4 VINCENT PAUL FINIGAN Mgmt For For 5 SATURNINO S. FANLO Mgmt For For 6 PAUL M. HAZEN Mgmt For For 7 R. GLENN HUBBARD Mgmt For For 8 ROSS J. KARI Mgmt For For 9 ELY L. LICHT Mgmt For For 10 DEBORAH H. MCANENY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SCOTT C. NUTTALL Mgmt For For 02 TO RATIFY THE BOARD OF DIRECTOR S Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS KKR FINANCIAL CORP. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 124 UNASSIGNED LAM RESEARCH CORPORATION SECURITY: 512807108 AGENDA NUMBER: 932401425 TICKER: LRCX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES W. BAGLEY Mgmt For For 2 DAVID G. ARSCOTT Mgmt For For 3 ROBERT M. BERDAHL Mgmt For For 4 RICHARD J. ELKUS, JR. Mgmt For For 5 JACK R. HARRIS Mgmt For For 6 GRANT M. INMAN Mgmt For For 7 STEPHEN G. NEWBERRY Mgmt For For 8 SEIICHI WATANABE Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 124 UNASSIGNED NCR CORPORATION SECURITY: 62886E108 AGENDA NUMBER: 932451608 TICKER: NCR MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM R. NUTI Mgmt For For 2 JAMES M. RINGLER Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF THE NCR MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 APPROVAL OF THE NCR STOCK INCENTIVE Mgmt For For PLAN. 05 APPROVAL OF THE NCR EMPLOYEE STOCK Mgmt For For PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 124 UNASSIGNED NEWELL RUBBERMAID INC. SECURITY: 651229106 AGENDA NUMBER: 932474416 TICKER: NWL MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS E. CLARKE Mgmt Withheld Against 2 E. CUTHBERT MILLETT Mgmt Withheld Against 3 STEVEN J. STROBEL Mgmt For For 02 APPROVAL OF AMENDED AND RESTATED NEWELL Mgmt For For RUBBERMAID INC. 2003 STOCK PLAN 03 APPROVAL OF NEWELL RUBBERMAID INC. Mgmt For For EMPLOYEE STOCK PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 05 APPROVAL OF STOCKHOLDER PROPOSAL - Shr For Against REDEEM OR VOTE POISON PILL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 APPROVAL OF STOCKHOLDER PROPOSAL - Mgmt For Against REPEAL CLASSIFIED BOARD, IF PROPERLY PRESENTED AT THE ANNUAL MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 124 UNASSIGNED NEWFIELD EXPLORATION COMPANY SECURITY: 651290108 AGENDA NUMBER: 932457864 TICKER: NFX MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID A. TRICE Mgmt For For 2 DAVID F. SCHAIBLE Mgmt For For 3 HOWARD H. NEWMAN Mgmt For For 4 THOMAS G. RICKS Mgmt For For 5 DENNIS R. HENDRIX Mgmt For For 6 C.E. (CHUCK) SHULTZ Mgmt For For 7 PHILIP J. BURGUIERES Mgmt For For 8 JOHN RANDOLPH KEMP III Mgmt For For 9 J. MICHAEL LACEY Mgmt For For 10 JOSEPH H. NETHERLAND Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J. TERRY STRANGE Mgmt For For 12 PAMELA J. GARDNER Mgmt For For 13 JUANITA F. ROMANS Mgmt For For 02 APPROVAL OF FIRST AMENDMENT TO NEWFIELD Mgmt For For EXPLORATION COMPANY 2000 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN 03 APPROVAL OF SECOND AMENDMENT TO NEWFIELD Mgmt For For EXPLORATION COMPANY 2001 EMPLOYEE STOCK PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 124 UNASSIGNED NOBLE ENERGY, INC. SECURITY: 655044105 AGENDA NUMBER: 932460835 TICKER: NBL MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY L. BERENSON Mgmt For For 2 MICHAEL A. CAWLEY Mgmt For For 3 EDWARD F. COX Mgmt For For 4 CHARLES D. DAVIDSON Mgmt For For 5 THOMAS J. EDELMAN Mgmt For For 6 KIRBY L. HEDRICK Mgmt For For 7 BRUCE A. SMITH Mgmt For For 8 WILLIAM T. VAN KLEEF Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT AUDITOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL THAT THE BOARD OF Mgmt Against For DIRECTORS REVISE THE CORPORATE GOVERNANCE GUIDELINES OF THE COMPANY TO ESTABLISH A POLICY OF SEPARATING THE POSITIONS OF CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER SO THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS WILL BE AN INDEPENDENT MEMBER OF THE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 124 UNASSIGNED NORTHEAST UTILITIES SECURITY: 664397106 AGENDA NUMBER: 932476117 TICKER: NU MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD H. BOOTH Mgmt For For 2 COTTON MATHER CLEVELAND Mgmt For For 3 SANFORD CLOUD, JR. Mgmt For For 4 JAMES F. CORDES Mgmt For For 5 E. GAIL DE PLANQUE Mgmt For For 6 JOHN G. GRAHAM Mgmt For For 7 ELIZABETH T. KENNAN Mgmt For For 8 ROBERT E. PATRICELLI Mgmt For For 9 CHARLES W. SHIVERY Mgmt For For 10 JOHN F. SWOPE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 124 UNASSIGNED OFFICE DEPOT, INC. SECURITY: 676220106 AGENDA NUMBER: 932495181 TICKER: ODP MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEE A. AULT III Mgmt For For 2 NEIL R. AUSTRIAN Mgmt For For 3 DAVID W. BERNAUER Mgmt For For 4 ABELARDO E. BRU Mgmt For For 5 DAVID I. FUENTE Mgmt Withheld Against 6 BRENDA J. GAINES Mgmt For For 7 MYRA M. HART Mgmt For For 8 W. SCOTT HEDRICK Mgmt For For 9 MICHAEL J. MYERS Mgmt For For 10 STEVE ODLAND Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. 03 TO CONSIDER A PROPOSAL FROM A Shr For Against SHAREHOLDER RECOMMENDING THAT OUR BOARD OF DIRECTORS INITIATE THE APPROPRIATE PROCESS TO AMEND THE GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) OF THE COMPANY TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 124 UNASSIGNED PACTIV CORP. SECURITY: 695257105 AGENDA NUMBER: 932473933 TICKER: PTV MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LARRY D. BRADY Mgmt For For 2 K. DANE BROOKSHER Mgmt For For 3 ROBERT J. DARNALL Mgmt For For 4 M.R. (NINA) HENDERSON Mgmt For For 5 N. THOMAS LINEBARGER Mgmt For For 6 ROGER B. PORTER Mgmt For For 7 RICHARD L. WAMBOLD Mgmt For For 8 NORMAN H. WESLEY Mgmt For For 02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 124 UNASSIGNED PALL CORPORATION SECURITY: 696429307 AGENDA NUMBER: 932406893 TICKER: PLL MEETING TYPE: Annual ISIN: MEETING DATE: 16-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 ULRICH HAYNES, JR. Mgmt For For 2 EDWIN W. MARTIN, JR. Mgmt For For 3 MARCUS WILSON Mgmt For For 02 APPROVAL OF THE PROPOSED AMENDMENT TO Mgmt For For THE EMPLOYEE STOCK PURCHASE PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 124 UNASSIGNED PARKER-HANNIFIN CORPORATION SECURITY: 701094104 AGENDA NUMBER: 932396903 TICKER: PH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM E. KASSLING Mgmt For For 2 PETER W. LIKINS Mgmt For For 3 JOSEPH M. SCAMINACE Mgmt For For 4 WOLFGANG R. SCHMITT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY06. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For CORPORATION PERFORMANCE BONUS PLAN. 04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 124 UNASSIGNED PLATINUM UNDERWRITERS HOLDINGS, LTD. SECURITY: G7127P100 AGENDA NUMBER: 932460784 TICKER: PTP MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. FURLONG BALDWIN Mgmt For For 2 JONATHAN F. BANK Mgmt For For 3 DAN R. CARMICHAEL Mgmt For For 4 ROBERT V. DEUTSCH Mgmt For For 5 STEVEN H. NEWMAN Mgmt For For 6 MICHAEL D. PRICE Mgmt For For 7 PETER T. PRUITT Mgmt For For 02 TO CONSIDER AND TAKE ACTION ON A Mgmt For For PROPOSAL TO AMEND THE BYE-LAWS OF THE COMPANY BY REMOVING BYE-LAW 51(4), WHICH WOULD LIMIT THE VOTING RIGHTS OF THE COMPANY S 6% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO CONSIDER AND TAKE ACTION ON A Mgmt Against Against PROPOSAL TO APPROVE THE 2006 SHARE INCENTIVE PLAN. 04 TO CONSIDER AND TAKE ACTION UPON A Mgmt For For PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 124 UNASSIGNED PPL CORPORATION SECURITY: 69351T106 AGENDA NUMBER: 932455757 TICKER: PPL MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. CONWAY Mgmt For For 2 E. ALLEN DEAVER Mgmt For For 3 JAMES H. MILLER Mgmt For For 4 SUSAN M. STALNECKER Mgmt For For 02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 124 UNASSIGNED QLOGIC CORPORATION SECURITY: 747277101 AGENDA NUMBER: 932377509 TICKER: QLGC MEETING TYPE: Annual ISIN: MEETING DATE: 23-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H.K. DESAI Mgmt For For 2 JOEL S. BIRNBAUM Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JAMES R. FIEBIGER Mgmt For For 5 BALAKRISHNAN S. IYER Mgmt For For 6 CAROL L. MILTNER Mgmt For For 7 GEORGE D. WELLS Mgmt For For 02 APPROVAL OF THE QLOGIC CORPORATION 2005 Mgmt For For PERFORMANCE INCENTIVE PLAN 03 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 124 UNASSIGNED R.H. DONNELLEY CORPORATION SECURITY: 74955W307 AGENDA NUMBER: 932427885 TICKER: RHD MEETING TYPE: Special ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER (THE MERGER AGREEMENT), DATED AS OF OCTOBER 3, 2005, BY AND AMONG DEX MEDIA, INC., DONNELLEY AND FORWARD ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF DONNELLEY, PURSUANT TO WHICH DEX MEDIA WILL MERGE WITH AND INTO FORWARD ACQUISITION CORP., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE ADJOURNMENTS AND Mgmt Abstain Against POSTPONEMENTS OF THE DONNELLEY SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE DONNELLEY SPECIAL MEETING TO APPROVE PROPOSAL ONE (1).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 124 UNASSIGNED R.H. DONNELLEY CORPORATION SECURITY: 74955W307 AGENDA NUMBER: 932512836 TICKER: RHD MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: NANCY E. COOPER 1B ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: R. GLENN HUBBARD 1C ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: ROBERT KAMERSCHEN 1D ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: DAVID C. SWANSON 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 124 UNASSIGNED R.R. DONNELLEY & SONS COMPANY SECURITY: 257867101 AGENDA NUMBER: 932516923 TICKER: RRD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS S. JOHNSON Mgmt For For 2 JOHN C. POPE Mgmt For For 3 LIONEL H. SCHIPPER, CM Mgmt For For 4 NORMAN H. WESLEY Mgmt For For 02 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For 03 STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For Against DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 124 UNASSIGNED RADIAN GROUP INC. SECURITY: 750236101 AGENDA NUMBER: 932496979 TICKER: RDN MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HERBERT WENDER Mgmt For For 2 DAVID C. CARNEY Mgmt For For 3 HOWARD B. CULANG Mgmt For For 4 STEPHEN T. HOPKINS Mgmt For For 5 SANFORD A. IBRAHIM Mgmt For For 6 JAMES W. JENNINGS Mgmt For For 7 RONALD W. MOORE Mgmt For For 8 JAN NICHOLSON Mgmt For For 9 ROBERT W. RICHARDS Mgmt For For 10 ANTHONY W. SCHWEIGER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO AMEND RADIAN S EQUITY COMPENSATION Mgmt For For PLAN TO EXTEND THE TERM OF THE PLAN FROM DECEMBER 31, 2006 THROUGH DECEMBER 31, 2008. 03 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS RADIAN S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 124 UNASSIGNED RALCORP HOLDINGS, INC. SECURITY: 751028101 AGENDA NUMBER: 932423762 TICKER: RAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK W. GOODALL Mgmt For For 2 JOE R. MICHELETTO Mgmt For For 3 DAVID P. SKARIE Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 124 UNASSIGNED REINSURANCE GROUP OF AMERICA, INC. SECURITY: 759351109 AGENDA NUMBER: 932485837 TICKER: RGA MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STUART I. GREENBAUM Mgmt For For 2 LELAND C. LAUNER, JR. Mgmt For For 3 GEORGETTE A. PILIGIAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 124 UNASSIGNED RUBY TUESDAY, INC. SECURITY: 781182100 AGENDA NUMBER: 932388285 TICKER: RI MEETING TYPE: Annual ISIN: MEETING DATE: 05-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BERNARD LANIGAN, JR. Mgmt For For 2 JAMES A. HASLAM, III Mgmt Withheld Against 3 STEPHEN I. SADOVE Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 2003 STOCK INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF KPMG LLP TO Mgmt For For SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 6, 2006. 04 TO CONSIDER THE SHAREHOLDER PROPOSAL Shr Against For REQUESTING THAT AN INDEPENDENT COMMITTEE OF THE BOARD OF DIRECTORS REVIEW THE COMPANY S POLICIES FOR MONITORING FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- INGREDIENTS AND ISSUE A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 124 UNASSIGNED SCIENTIFIC-ATLANTA, INC. SECURITY: 808655104 AGENDA NUMBER: 932400473 TICKER: SFA MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. DORMAN Mgmt For For 2 WILLIAM E. KASSLING Mgmt For For 3 MYLLE H. MANGUM Mgmt For For 02 RATIFICATION OF THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 03 RE-APPROVAL OF THE SENIOR OFFICER ANNUAL Mgmt For For INCENTIVE PLAN, AS AMENDED. 04 APPROVAL AND ADOPTION OF THE 2005 EQUITY Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 124 UNASSIGNED SEAGATE TECHNOLOGY SECURITY: G7945J104 AGENDA NUMBER: 932396941 TICKER: STX MEETING TYPE: Annual ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM W. BRADLEY Mgmt Withheld Against 2 JAMES G. COULTER Mgmt Withheld Against 3 JAMES A. DAVIDSON Mgmt Withheld Against 4 GLENN H. HUTCHINS Mgmt Withheld Against 5 DONALD E. KIERNAN Mgmt For For 6 STEPHEN J. LUCZO Mgmt Withheld Against 7 DAVID F. MARQUARDT Mgmt Withheld Against 8 LYDIA M. MARSHALL Mgmt Withheld Against 9 GREGORIO REYES Mgmt For For 10 JOHN W. THOMPSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WILLIAM D. WATKINS Mgmt Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 124 UNASSIGNED SEAGATE TECHNOLOGY SECURITY: G7945J104 AGENDA NUMBER: 932498884 TICKER: STX MEETING TYPE: Special ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For SEAGATE COMMON SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 20, 2005 (AS AMENDED, SUPPLEMENTED OR MODIFIED FROM TIME TO TIME, THE MERGER AGREEMENT) BY AND AMONG SEAGATE TECHNOLOGY, MD MERGER CORPORATION AND MAXTOR CORPORATION 02 PROPOSAL TO APPROVE ADJOURNMENT OF THE Mgmt Against Against EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE EXTRAORDINARY GENERAL MEETING TO APPROVE THE ISSUANCE OF SEAGATE COMMON SHARES IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 124 UNASSIGNED SMITHFIELD FOODS, INC. SECURITY: 832248108 AGENDA NUMBER: 932384100 TICKER: SFD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT L. BURRUS, JR. Mgmt For For 2 CAROL T. CRAWFORD Mgmt For For 3 FRANK S. ROYAL, M.D. Mgmt For For 02 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For SMITHFIELD FOODS, INC. 2005 NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN 03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING APRIL 30, 2006 04 SHAREHOLDER PROPOSAL REGARDING A Shr Against For SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 124 UNASSIGNED SMURFIT-STONE CONTAINER CORPORATION SECURITY: 832727101 AGENDA NUMBER: 932469201 TICKER: SSCC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES R. BORIS Mgmt For For 2 CONNIE K. DUCKWORTH Mgmt For For 3 ALAN E. GOLDBERG Mgmt For For 4 WILLIAM T. LYNCH, JR. Mgmt For For 5 PATRICK J. MOORE Mgmt For For 6 JAMES J. O'CONNOR Mgmt For For 7 JERRY K. PEARLMAN Mgmt For For 8 THOMAS A. REYNOLDS, III Mgmt For For 9 EUGENE C. SIT Mgmt For For 10 WILLIAM D. SMITHBURG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 124 UNASSIGNED TEKTRONIX, INC. SECURITY: 879131100 AGENDA NUMBER: 932386293 TICKER: TEK MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAULINE LO ALKER Mgmt For For 2 A. GARY AMES Mgmt For For 3 GERRY B. CAMERON Mgmt For For 4 DAVID N. CAMPBELL Mgmt For For 5 FRANK C. GILL Mgmt For For 6 MERRILL A. MCPEAK Mgmt For For 7 ROBIN L. WASHINGTON Mgmt For For 8 RICHARD H. WILLS Mgmt For For 9 CYRIL J. YANSOUNI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. 03 APPROVAL OF THE COMPANY S 2005 STOCK Mgmt For For INCENTIVE PLAN. 04 APPROVAL OF THE COMPANY S EMPLOYEE SHARE Mgmt For For PURCHASE PLAN, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 124 UNASSIGNED TEMPLE-INLAND INC. SECURITY: 879868107 AGENDA NUMBER: 932457991 TICKER: TIN MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CASSANDRA C. CARR Mgmt For For 2 JAMES T. HACKETT Mgmt For For 3 ARTHUR TEMPLE, III Mgmt For For 4 LARRY E. TEMPLE Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF TEMPLE-INLAND INC. FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 124 UNASSIGNED TEREX CORPORATION SECURITY: 880779103 AGENDA NUMBER: 932534870 TICKER: TEX MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RONALD M. DEFEO Mgmt For For 2 G. CHRIS ANDERSEN Mgmt For For 3 PAULA H.J. CHOLMONDELEY Mgmt For For 4 DON DEFOSSET Mgmt For For 5 WILLIAM H. FIKE Mgmt For For 6 DR. DONALD P. JACOBS Mgmt For For 7 DAVID A. SACHS Mgmt For For 8 J.C. WATTS, JR. Mgmt For For 9 HELGE H. WEHMEIER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For ACCOUNTANTS 03 APPROVAL OF SHAREHOLDER PROPOSAL Shr Against For REQUESTING TEREX ISSUE ANNUAL SUSTAINABILITY REPORTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 124 UNASSIGNED THE COOPER COMPANIES, INC. SECURITY: 216648402 AGENDA NUMBER: 932440528 TICKER: COO MEETING TYPE: Annual ISIN: MEETING DATE: 21-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A. THOMAS BENDER Mgmt For For 2 JOHN D. FRUTH Mgmt For For 3 MICHAEL H. KALKSTEIN Mgmt For For 4 JODY LINDELL Mgmt For For 5 MOSES MARX Mgmt For For 6 DONALD PRESS Mgmt For For 7 STEVEN ROSENBERG Mgmt For For 8 A.E. RUBENSTEIN, M.D. Mgmt For For 9 ROBERT S. WEISS Mgmt For For 10 STANLEY ZINBERG, M.D. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2006. 03 THE APPROVAL OF THE COMPANY S SECOND Mgmt For For AMENDED AND RESTATED 2001 LONG-TERM INCENTIVE PLAN TO ADD 600,000 SHARES TO THOSE AVAILABLE FOR ISSUANCE, AND TO INCREASE BY 150,000 THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE AS RESTRICTED STOCK AWARDS. 04 THE APPROVAL OF THE 2006 LONG-TERM Mgmt For For INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 124 UNASSIGNED THE REYNOLDS AND REYNOLDS COMPANY SECURITY: 761695105 AGENDA NUMBER: 932542017 TICKER: REY MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLEVE L. KILLINGSWORTH Mgmt For For 2 FINBARR J. O'NEILL Mgmt For For 3 RENATO ZAMBONINI Mgmt For For 02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 124 UNASSIGNED THERAVANCE, INC. SECURITY: 88338T104 AGENDA NUMBER: 932449792 TICKER: THRX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 P. ROY VAGELOS, M.D. Mgmt For For 2 RICK E. WINNINGHAM Mgmt For For 3 JULIAN C. BAKER Mgmt For For 4 JEFFREY M. DRAZAN Mgmt For For 5 ROBERT V. GUNDERSON, JR Mgmt Withheld Against 6 ARNOLD J. LEVINE, PH.D. Mgmt For For 7 RONN C. LOEWENTHAL Mgmt For For 8 EVE E. SLATER, M.D. Mgmt For For 9 WILLIAM H. WALTRIP Mgmt Withheld Against 10 G.M. WHITESIDES, PH.D. Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WILLIAM D. YOUNG Mgmt Withheld Against 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THERAVANCE, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 124 UNASSIGNED TRINITY INDUSTRIES, INC. SECURITY: 896522109 AGENDA NUMBER: 932493973 TICKER: TRN MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RHYS J. BEST Mgmt For For 2 DAVID W. BIEGLER Mgmt For For 3 RONALD J. GAFFORD Mgmt For For 4 CLIFFORD J. GRUM Mgmt For For 5 RONALD W. HADDOCK Mgmt For For 6 JESS T. HAY Mgmt Withheld Against 7 DIANA S. NATALICIO Mgmt For For 8 TIMOTHY R. WALLACE Mgmt For For 02 TO APPROVE RATIFICATION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 124 UNASSIGNED TRW AUTOMOTIVE HOLDINGS CORP. SECURITY: 87264S106 AGENDA NUMBER: 932458880 TICKER: TRW MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT L. FRIEDMAN Mgmt Withheld Against 2 J. MICHAEL LOSH Mgmt For For 02 THE RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP. FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 124 UNASSIGNED TYSON FOODS, INC. SECURITY: 902494103 AGENDA NUMBER: 932428635 TICKER: TSN MEETING TYPE: Annual ISIN: MEETING DATE: 03-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DON TYSON Mgmt Withheld Against 2 JOHN TYSON Mgmt Withheld Against 3 RICHARD L. BOND Mgmt Withheld Against 4 SCOTT T. FORD Mgmt For For 5 LLOYD V. HACKLEY Mgmt For For 6 JIM KEVER Mgmt For For 7 JO ANN R. SMITH Mgmt For For 8 LELAND E. TOLLETT Mgmt Withheld Against 9 BARBARA A. TYSON Mgmt Withheld Against 10 ALBERT C. ZAPANTA Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP, REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006. 03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For PROPOSAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 124 UNASSIGNED UGI CORPORATION SECURITY: 902681105 AGENDA NUMBER: 932429942 TICKER: UGI MEETING TYPE: Annual ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.W. STRATTON Mgmt For For 2 S.D. BAN Mgmt For For 3 R.C. GOZON Mgmt For For 4 L.R. GREENBERG Mgmt For For 5 M.O. SCHLANGER Mgmt For For 6 A. POL Mgmt For For 7 E.E. JONES Mgmt For For 8 J.L. WALSH Mgmt For For 9 R.B. VINCENT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 124 UNASSIGNED UNIONBANCAL CORPORATION SECURITY: 908906100 AGENDA NUMBER: 932464821 TICKER: UB MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 AIDA M. ALVAREZ Mgmt For For 2 DAVID R. ANDREWS Mgmt For For 3 L. DALE CRANDALL Mgmt For For 4 RICHARD D. FARMAN Mgmt For For 5 STANLEY F. FARRAR Mgmt For For 6 PHILIP B. FLYNN Mgmt For For 7 MICHAEL J. GILLFILLAN Mgmt For For 8 RONALD L. HAVNER, JR Mgmt For For 9 NORIMICHI KANARI Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIGEMITSU MIKI Mgmt Withheld Against 12 TAKASHI MORIMURA Mgmt For For 13 J. FERNANDO NIEBLA Mgmt For For 14 MASASHI OKA Mgmt For For 15 TETSUO SHIMURA Mgmt For For 02 TO APPROVE THE AMENDED AND RESTATED 1997 Mgmt For For UNIONBANCAL CORPORATION PERFORMANCE SHARE PLAN TO ENABLE AWARDS UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE, PERFORMANCE-BASED COMPENSATION UNDER SECTION 162 (M) OF THE INTERNAL REVENUE CODE. 03 TO APPROVE THE UNION BANK OF CALIFORNIA Mgmt For For SENIOR EXECUTIVE BONUS PLAN TO ENABLE BONUSES PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE, PERFORMANCE-BASED COMPENSATION UNDER SECTION 162 (M) OF THE INTERNAL REVENUE CODE. 04 TO RATIFY THE SELECTION OF UNIONBANCAL Mgmt For For CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE & TOUCHE LLP, FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 124 UNASSIGNED UNISYS CORPORATION SECURITY: 909214108 AGENDA NUMBER: 932451684 TICKER: UIS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RANDALL J. HOGAN Mgmt For For 2 EDWIN A. HUSTON Mgmt For For 3 LESLIE F. KENNE Mgmt For For 4 JOSEPH W. MCGRATH Mgmt For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 124 UNASSIGNED UNITED STATIONERS INC. SECURITY: 913004107 AGENDA NUMBER: 932479113 TICKER: USTR MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES K. CROVITZ Mgmt For For 2 ILENE S. GORDON Mgmt For For 3 FREDERICK B. HEGI, JR. Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 APPROVAL OF THE AMENDED 2004 LONG-TERM Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 124 UNASSIGNED UNUMPROVIDENT CORPORATION SECURITY: 91529Y106 AGENDA NUMBER: 932486017 TICKER: UNM MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAMELA H. GODWIN Mgmt For For 2 THOMAS KINSER Mgmt For For 3 A.S. (PAT) MACMILLAN JR Mgmt For For 4 EDWARD J. MUHL Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL RE: ESTABLISHING AN Shr Against For ENGAGEMENT PROCESS FOLLOWING A MAJORITY VOTE (WITHOUT GIVING EFFECT TO BROKER NON-VOTES AND ABSTENTIONS) BY STOCKHOLDERS ON A STOCKHOLDER PROPOSAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 124 UNASSIGNED URS CORPORATION SECURITY: 903236107 AGENDA NUMBER: 932507948 TICKER: URS MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. JESSE ARNELLE Mgmt For For 2 BETSY J. BERNARD Mgmt For For 3 ARMEN DER MARDEROSIAN Mgmt For For 4 MICKEY P. FORET Mgmt For For 5 MARTIN M. KOFFEL Mgmt For For 6 JOSEPH W. RALSTON Mgmt For For 7 JOHN D. ROACH Mgmt For For 8 WILLIAM D. WALSH Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE URS Mgmt For For CORPORATION 1999 EQUITY INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO VOTE ON THE STOCKHOLDER PROPOSAL Shr For Against RECOMMENDING THAT THE BOARD OF DIRECTORS INITIATE THE APPROPRIATE PROCESS TO AMEND THE COMPANY S GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF STOCKHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 124 UNASSIGNED VARIAN SEMICONDUCTOR EQUIP. ASSOC., SECURITY: 922207105 AGENDA NUMBER: 932425033 TICKER: VSEA MEETING TYPE: Annual ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY E. DICKERSON Mgmt For For 02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For PLAN. 03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES. 05 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 124 UNASSIGNED VF CORPORATION SECURITY: 918204108 AGENDA NUMBER: 932463350 TICKER: VFC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. HURST Mgmt For For 2 W. ALAN MCCOLLOUGH Mgmt For For 3 M. RUST SHARP Mgmt For For 4 RAYMOND G. VIAULT Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS VF S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 124 UNASSIGNED VISHAY INTERTECHNOLOGY, INC. SECURITY: 928298108 AGENDA NUMBER: 932486031 TICKER: VSH MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ZIV SHOSHANI Mgmt For For 2 THOMAS C. WERTHEIMER Mgmt For For 3 MARC ZANDMAN Mgmt For For 4 RUTA ZANDMAN Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS VISHAY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO AMEND THE COMPANY S CHARTER DOCUMENTS Mgmt Against Against TO PROVIDE THAT THE NUMBER OF DIRECTORS WILL BE DETERMINED BY THE BOARD OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO AMEND ARTICLE FOURTH OF THE COMPOSITE Mgmt Against Against AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VISHAY INTERTECHNOLOGY, INC. AS SET FORTH IN APPENDIX A. 05 STOCKHOLDER PROPOSAL: TO ASK THE BOARD Shr For Against OF DIRECTORS TO RETAIN AN INVESTMENT BANKER TO DEVELOP A PLAN FOR A RECAPITALIZATION TO RESULT IN ONE VOTE PER SHARE FOR ALL OUTSTANDING STOCK OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 124 UNASSIGNED WALTER INDUSTRIES, INC. SECURITY: 93317Q105 AGENDA NUMBER: 932471268 TICKER: WLT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD L. CLARK, JR. Mgmt Withheld Against 2 GREGORY E. HYLAND Mgmt For For 3 JERRY W. KOLB Mgmt For For 4 PATRICK A. KRIEGSHAUSER Mgmt For For 5 JOSEPH B. LEONARD Mgmt For For 6 MARK J. O'BRIEN Mgmt For For 7 BERNARD G. RETHORE Mgmt For For 8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. 03 PROPOSAL TO APPROVE THE WALTER Mgmt For For INDUSTRIES, INC. EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 124 UNASSIGNED WEBSTER FINANCIAL CORPORATION SECURITY: 947890109 AGENDA NUMBER: 932445655 TICKER: WBS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. FINKENZELLER Mgmt For For 2 ROGER A. GELFENBIEN Mgmt For For 3 LAURENCE C. MORSE Mgmt For For 02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WEBSTER FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 124 UNASSIGNED WHIRLPOOL CORPORATION SECURITY: 963320106 AGENDA NUMBER: 932458931 TICKER: WHR MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY T. DICAMILLO Mgmt For For 2 KATHLEEN J. HEMPEL Mgmt For For 3 ARNOLD G. LANGBO Mgmt For For 4 DAVID L. SWIFT Mgmt For For 5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 124 UNASSIGNED WISCONSIN ENERGY CORPORATION SECURITY: 976657106 AGENDA NUMBER: 932448637 TICKER: WEC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN F. AHEARNE Mgmt For For 2 JOHN F. BERGSTROM Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 ROBERT A. CORNOG Mgmt For For 5 CURT S. CULVER Mgmt For For 6 THOMAS J. FISCHER Mgmt For For 7 GALE E. KLAPPA Mgmt For For 8 ULICE PAYNE, JR. Mgmt For For 9 F.P. STRATTON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 124
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 124 UNASSIGNED YRC WORLDWIDE INC. SECURITY: 984249102 AGENDA NUMBER: 932481295 TICKER: YRCW MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CASSANDRA C. CARR Mgmt For For 2 HOWARD M. DEAN Mgmt For For 3 JOHN F. FIEDLER Mgmt For For 4 DENNIS E. FOSTER Mgmt For For 5 JOHN C. MCKELVEY Mgmt For For 6 PHILLIP J. MEEK Mgmt For For 7 WILLIAM L. TRUBECK Mgmt For For 8 CARL W. VOGT Mgmt For For 9 WILLIAM D. ZOLLARS Mgmt For For
Item 1. Proxy Voting Record Account Name: Hartford Money Market HLS Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 Item 1. Proxy Voting Record Account Name: Hartford Mortgage Securities HLS Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 Hartford Small Company HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 197 UNASSIGNED ACERGY SA SECURITY: L8873E103 AGENDA NUMBER: 700867445 TICKER: MEETING TYPE: EGM ISIN: LU0075646355 MEETING DATE: 24-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve to change the Company s Article Mgmt No vote 1, Second paragraph, the whole of this Article 1 to read: it will be styled Acergy S.A.; the effective date of the change to the Company s name will be 01 MAR 2006; and authorize the Company s Board of Directors to fix an alternative effective date
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 197 UNASSIGNED ADMIRAL GROUP PLC, CARDIFF SECURITY: G0110T106 AGENDA NUMBER: 700937444 TICKER: MEETING TYPE: AGM ISIN: GB00B02J6398 MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the Directors reports of the Mgmt For * Directors and audited accounts of the Company for the YE 31 DEC 2005 2. Approve the Directors remuneration Mgmt For * report for the YE 31 DEC 2005 3. Declare a final dividend on the ordinary Mgmt For * shares of the Company for the YE 31 DEC 2005 of 14.9 pence per ordinary share 4. Re-elect Mr. Henry Engelhardt Chief Mgmt For * Executive Officer as a Director of the Company 5. Re-elect Mr. Manfred Aldag Non-Executive Mgmt For * Officer as a Director of the Company 6. Re-appoint KPMG Audit PLC as the Auditor Mgmt For * of the Company until the conclusion of the next general meeting at which accounts are laid and authorize the Directors to determine their remuneration
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Authorize the Directors, pursuant to Mgmt For * Section 80 of the Companies Act 1985 Act, to allot relevant securities with in the meaning of that section up to an aggregate nominal amount of GBP 86,000 approximately equivalent to 33% of the issued share capital of the Company as at 03 MAR 2006; Authority expires the earlier of the next AGM of the Company or 15 months; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.8 Authorize the Directors, subject to the Mgmt For * passing of Resolution 7 and pursuant to Section 95 of the Act, to allot equity securities Section 94(2) of the Act for cash pursuant to the authority conferred by Resolution 7, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with an offer of equity securities by way of rights to the ordinary shareholders; b) up to a maximum aggregate nominal amount equal to GBP 13,000 equivalent to 5% issued ordinary share capital of the Company as at 03 MAR 2006; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.9 Authorize the Company to make one or Mgmt For * more market purchases Section 163(3) of the Companies Act 1985 on the London Stock Exchange of up to 13,000,000 5.00% of the issued ordinary share capital ordinary shares of 0.1p in the capital of the Company ordinary shares, at a minimum price of 01p and up to an amount equal to 105% of the average middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- of the Company or 15 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 197 UNASSIGNED AFFILIATED MANAGERS GROUP, INC. SECURITY: 008252108 AGENDA NUMBER: 932520150 TICKER: AMG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD E. FLOOR Mgmt For For 2 SEAN M. HEALEY Mgmt For For 3 HAROLD J. MEYERMAN Mgmt For For 4 WILLIAM J. NUTT Mgmt For For 5 RITA M. RODRIGUEZ Mgmt For For 6 PATRICK T. RYAN Mgmt For For 7 JIDE J. ZEITLIN Mgmt For For 02 TO APPROVE THE MATERIAL TERMS OF Mgmt For For THE COMPANY S 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO AMEND THE COMPANY S AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF VOTING COMMON STOCK OF THE COMPANY. 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 197 UNASSIGNED AFTERMARKET TECHNOLOGY CORP. SECURITY: 008318107 AGENDA NUMBER: 932516264 TICKER: ATAC MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT L. EVANS Mgmt For For 2 CURTLAND E. FIELDS Mgmt For For 3 DR. MICHAEL J. HARTNETT Mgmt For For 4 DONALD T. JOHNSON, JR. Mgmt For For 5 MICHAEL D. JORDAN Mgmt For For 6 S. LAWRENCE PRENDERGAST Mgmt For For 7 EDWARD STEWART Mgmt For For 02 APPROVAL OF 2006 STOCK INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 197 UNASSIGNED AGNICO-EAGLE MINES LIMITED SECURITY: 008474108 AGENDA NUMBER: 932473452 TICKER: AEM MEETING TYPE: Special ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEANNE M. BAKER Mgmt For For 2 DOUGLAS R. BEAUMONT Mgmt For For 3 SEAN BOYD Mgmt For For 4 BERNARD KRAFT Mgmt For For 5 MEL LEIDERMAN Mgmt For For 6 JAMES D. NASSO Mgmt For For 7 EBERHARD SCHERKUS Mgmt For For 8 HOWARD R. STOCKFORD Mgmt For For 9 PERTTI VOUTILAINEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 03 RESOLUTION APPROVING AMENDMENT Mgmt For For OF THE CORPORATION S STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 197 UNASSIGNED ALKERMES, INC. SECURITY: 01642T108 AGENDA NUMBER: 932385265 TICKER: ALKS MEETING TYPE: Annual ISIN: MEETING DATE: 23-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FLOYD E. BLOOM Mgmt For For 2 ROBERT A. BREYER Mgmt For For 3 GERRI HENWOOD Mgmt For For 4 PAUL J. MITCHELL Mgmt For For 5 RICHARD F. POPS Mgmt For For 6 ALEXANDER RICH Mgmt For For 7 PAUL SCHIMMEL Mgmt For For 8 MARK B. SKALETSKY Mgmt For For 9 MICHAEL A. WALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For STOCK OPTION PLAN TO INCREASE TO 19,900,000 THE NUMBER OF SHARES ISSUABLE UPON EXERCISE OF OPTIONS GRANTED THEREUNDER, AN INCREASE OF 3,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 197 UNASSIGNED AMERICAN REPROGRAPHICS CO SECURITY: 029263100 AGENDA NUMBER: 932495585 TICKER: ARP MEETING TYPE: Annual ISIN: MEETING DATE: 22-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. CHANDRAMOHAN Mgmt For For 2 K. SURIYAKUMAR Mgmt For For 3 THOMAS J. FORMOLO Mgmt For For 4 DEWITT KERRY MCCLUGGAGE Mgmt For For 5 MARK W. MEALY Mgmt For For 6 MANUEL PEREZ DE LA MESA Mgmt For For 7 ERIBERTO R. SCOCIMARA Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 197 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932372282 TICKER: AMT MEETING TYPE: Special ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For SHARES OF AMERICAN TOWER CLASS A COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, 2005, BY AND AMONG AMERICAN TOWER CORPORATION, ASTEROID MERGER SUB, LLC AND SPECTRASITE, INC. 02 PROPOSAL TO AMEND AND RESTATE AMERICAN Mgmt For For TOWER S RESTATED CERTIFICATE OF INCORPORATION IF THE MERGER IS CONSUMMATED, AS MORE FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS, WHICH APPROVAL IS NOT A CONDITION TO PROPOSAL NUMBER ONE. 03 PROPOSAL TO PERMIT AMERICAN TOWER S Mgmt For For BOARD OF DIRECTORS OR ITS CHAIRMAN, IN THEIR DISCRETION, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF NECESSARY FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 197 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 197 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 197 UNASSIGNED ANSYS, INC. SECURITY: 03662Q105 AGENDA NUMBER: 932532941 TICKER: ANSS MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER J. SMITH Mgmt For For 2 BRADFORD C. MORLEY Mgmt For For 3 PATRICK J. ZILVITIS Mgmt For For 02 APPROVE AMENDMENT TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 03 APPROVE AMENDMENT TO THE SECOND Mgmt For For AMENDED AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. 04 RATIFY SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 197 UNASSIGNED ARCH CAPITAL GROUP LTD. SECURITY: G0450A105 AGENDA NUMBER: 932479466 TICKER: ACGL MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CONSTANTINE IORDANOU* Mgmt For For 2 JAMES J. MEENAGHAN* Mgmt For For 3 JOHN M. PASQUESI* Mgmt For For 4 JAMES J. ANSALDI** Mgmt For For 5 GRAHAM B. COLLIS** Mgmt For For 6 MARC GRANDISSON** Mgmt For For 7 W. PRESTON HUTCHINGS** Mgmt For For 8 CONSTANTINE IORDANOU** Mgmt For For 9 RALPH E. JONES III** Mgmt For For 10 THOMAS G. KAISER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK D. LYONS** Mgmt For For 12 NICHOLAS J. METCALF** Mgmt For For 13 MARTIN J. NILSEN** Mgmt For For 14 NICOLAS PAPADOPOULO** Mgmt For For 15 MICHAEL QUINN** Mgmt For For 16 MAAMOUN RAJEH** Mgmt For For 17 PAUL S. ROBOTHAM** Mgmt For For 18 ROBERT T. VAN GIESON** Mgmt For For 19 JOHN D. VOLLARO** Mgmt For For 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 197 UNASSIGNED ARCH COAL, INC. SECURITY: 039380100 AGENDA NUMBER: 932459173 TICKER: ACI MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK M. BURKE Mgmt For For 2 JOHN W. EAVES Mgmt For For 3 PATRICIA F. GODLEY Mgmt For For 4 THOMAS A. LOCKHART Mgmt For For 5 WESLEY M. TAYLOR Mgmt For For 02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE AUTHORIZED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 197 UNASSIGNED ARENA PHARMACEUTICALS, INC. SECURITY: 040047102 AGENDA NUMBER: 932505742 TICKER: ARNA MEETING TYPE: Annual ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JACK LIEF Mgmt For For 2 DOMINIC P. BEHAN, PH.D. Mgmt For For 3 DONALD D. BELCHER Mgmt For For 4 SCOTT H. BICE Mgmt For For 5 H.F. HIXSON, JR., PH.D. Mgmt For For 6 J.C. LA FORCE, JR., PHD Mgmt For For 7 LOUIS J. LAVIGNE, JR. Mgmt For For 8 TINA S. NOVA, PH.D. Mgmt For For B APPROVAL OF THE ARENA PHARMACEUTICALS, Mgmt For For INC., 2006 LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- C APPROVAL OF THE 2001 ARENA Mgmt For For EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED. D APPROVAL OF AN AMENDMENT TO ARENA S Mgmt For For FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES FROM 75,000,000 TO 150,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 67,500,000 TO 142,500,000. E RATIFICATION OF APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 197 UNASSIGNED ATHEROGENICS, INC. SECURITY: 047439104 AGENDA NUMBER: 932460861 TICKER: AGIX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL A. HENOS Mgmt For For 2 RUSSELL M. MEDFORD Mgmt For For 3 ARTHUR M. PAPPAS Mgmt For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ATHEROGENICS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 197 UNASSIGNED AUDIOCODES LTD. SECURITY: M15342104 AGENDA NUMBER: 932394288 TICKER: AUDC MEETING TYPE: Annual ISIN: MEETING DATE: 29-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH TENNE Mgmt For For 02 TO ELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt For For DIRECTOR. 03 TO RATIFY THE APPOINTMENT OF THE COMPANY Mgmt For For S INDEPENDENT AUDITORS FOR 2005 AND TO AUTHORIZE THE COMPENSATION OF THE AUDITORS. 04 TO APPROVE CERTAIN TERMS OF COMPENSATION Mgmt For For OF NON-EMPLOYEE DIRECTORS OF THE COMPANY. 05 TO APPROVE AN AMENDMENT TO THE ARTICLES Mgmt For For OF ASSOCIATION OF THE COMPANY REGARDING INSURANCE, INDEMNIFICATION AND EXCULPATION. 06 TO APPROVE CORRESPONDING AMENDMENTS TO Mgmt For For THE INDEMNIFICATION AGREEMENTS WITH EACH OF THE COMPANY S DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 197 UNASSIGNED BAKER HUGHES INCORPORATED SECURITY: 057224OIH AGENDA NUMBER: 932449742 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LARRY D. BRADY Mgmt For For 2 CLARENCE P. CAZALOT, JR Mgmt For For 3 CHAD C. DEATON Mgmt For For 4 EDWARD P. DJEREJIAN Mgmt For For 5 ANTHONY G. FERNANDES Mgmt For For 6 CLAIRE W. GARGALLI Mgmt For For 7 JAMES A. LASH Mgmt For For 8 JAMES F. MCCALL Mgmt For For 9 J. LARRY NICHOLS Mgmt For For 10 H. JOHN RILEY, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES L. WATSON Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE AS THE Mgmt For For COMPANY S INDEPENDENT AUDITOR FOR FISCAL YEAR 2006. 03 PROPOSAL TO APPROVE PERFORMANCE CRITERIA Mgmt For For FOR AWARDS UNDER THE ANNUAL INCENTIVE COMPENSATION PLAN. 04 STOCKHOLDER PROPOSAL NO. 1 REGARDING Shr For Against VOTING UNDER THE COMPANY S DELAWARE CHARTER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 197 UNASSIGNED BANKRATE, INC. SECURITY: 06646V108 AGENDA NUMBER: 932538448 TICKER: RATE MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT P. O'BLOCK Mgmt For For 2 RANDALL E. POLINER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 197 UNASSIGNED BJ SERVICES COMPANY SECURITY: 055482OIH AGENDA NUMBER: 932428003 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 31-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN R. HUFF Mgmt For For 2 MICHAEL E. PATRICK Mgmt For For 02 TO APPROVE AN AMENDMENT TO BJ SERVICES Mgmt For For CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.10 PER SHARE, THAT BJ SERVICES HAS THE AUTHORITY TO ISSUE FROM 380,000,000 SHARES TO 910,000,000 SHARES (THE AUTHORIZED SHARES AMENDMENT). 03 TO APPROVE THE GRANT OF AUTHORITY TO THE Mgmt Abstain Against PROXIES TO VOTE IN THEIR DISCRETION TO ADJOURN THE MEETING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE AUTHORIZED SHARES AMENDMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 197 UNASSIGNED BUCYRUS INTERNATIONAL, INC. SECURITY: 118759109 AGENDA NUMBER: 932479531 TICKER: BUCY MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.L. PURDUM Mgmt Withheld Against 2 T.W. SULLIVAN Mgmt For For 02 AMENDMENT OF RESTATED CERTIFICATE OF Mgmt For For INCORPORATION. TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF BUCYRUS INTERNATIONAL, INC. TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 03 AMENDMENT OF 2004 EQUITY INCENTIVE PLAN. Mgmt For For TO APPROVE AN AMENDMENT TO THE BUCYRUS INTERNATIONAL, INC. 2004 EQUITY INCENTIVE PLAN. 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 197 UNASSIGNED CABOT OIL & GAS CORPORATION SECURITY: 127097103 AGENDA NUMBER: 932469908 TICKER: COG MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES G. FLOYD Mgmt For For 2 ROBERT KELLEY Mgmt For For 3 P. DEXTER PEACOCK Mgmt For For 02 AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 80,000,000 SHARES TO 120,000,000 SHARES. 03 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2006 FISCAL YEAR. 04 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 197 UNASSIGNED CB RICHARD ELLIS GROUP, INC. SECURITY: 12497T101 AGENDA NUMBER: 932507796 TICKER: CBG MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. BLUM Mgmt For For 2 JEFFREY A. COZAD Mgmt For For 3 PATRICE MARIE DANIELS Mgmt For For 4 SENATOR T. A. DASCHLE Mgmt For For 5 BRADFORD M. FREEMAN Mgmt For For 6 MICHAEL KANTOR Mgmt For For 7 FREDERIC V. MALEK Mgmt For For 8 JOHN G. NUGENT Mgmt For For 9 BRETT WHITE Mgmt For For 10 GARY L. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RAY WIRTA Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE AMENDED EXECUTIVE Mgmt For For BONUS PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 197 UNASSIGNED CENTRAL EUROPEAN MEDIA ENTERPRISES L SECURITY: G20045202 AGENDA NUMBER: 932529134 TICKER: CETV MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RONALD S. LAUDER Mgmt For For 2 CHARLES R. FRANK, JR. Mgmt For For 3 MICHAEL GARIN Mgmt For For 4 HERBERT A. GRANATH Mgmt For For 5 HERBERT KLOIBER Mgmt For For 6 ALFRED W. LANGER Mgmt For For 7 BRUCE MAGGIN Mgmt For For 8 ANN MATHER Mgmt For For 9 ERIC ZINTERHOFER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For OF THE COMPANY AND THE AUDITORS REPORT THEREON FOR THE COMPANY S FISCAL YEAR ENDED DECEMBER 31, 2005. 03 THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY IN RESPECT OF THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND THE AUTHORIZATION OF THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO APPROVE THEIR FEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 197 UNASSIGNED CENTURY ALUMINUM COMPANY SECURITY: 156431108 AGENDA NUMBER: 932380974 TICKER: CENX MEETING TYPE: Annual ISIN: MEETING DATE: 10-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR R 1 CRAIG A. DAVIS Mgmt For For 2 ROBERT E. FISHMAN PHD Mgmt For For 3 JACK E. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK, PAR VALUE $.01 PER SHARE. R 03 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For COMPANY S 1996 STOCK INCENTIVE PLAN. R 04 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For COMPANY S NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. R
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. R
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 197 UNASSIGNED CHENIERE ENERGY, INC. SECURITY: 16411R208 AGENDA NUMBER: 932488314 TICKER: LNG MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NUNO BRANDOLINI Mgmt For For 2 PAUL J. HOENMANS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE CHENIERE Mgmt Against Against ENERGY, INC. AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED THEREUNDER FROM 8,000,000 SHARES TO 11,000,000 SHARES. 03 RATIFICATION OF THE APPOINTMENT OF UHY Mgmt For For MANN FRANKFORT STEIN & LIPP CPAS, LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 IN THEIR DISCRETION, UPON SUCH OTHER Mgmt Against Against MATTERS (INCLUDING PROCEDURAL AND OTHER MATTERS RELATING TO THE CONDUCT OF THE MEETING) WHICH MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENT THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 197 UNASSIGNED CITI TRENDS, INC. SECURITY: 17306X102 AGENDA NUMBER: 932509827 TICKER: CTRN MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PATRICIA M. LUZIER Mgmt For For 02 ADOPTION OF PROPOSAL TO AMEND THE Mgmt For For COMPANY S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 03 RATIFICATION OF THE ACTION OF THE BOARD Mgmt For For OF DIRECTORS OF THE COMPANY IN SELECTING KPMG LLP TO BE THE REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 197 UNASSIGNED COOPER CAMERON CORPORATION SECURITY: 216640OIH AGENDA NUMBER: 932467461 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NATHAN M. AVERY Mgmt For For 2 C. BAKER CUNNINGHAM Mgmt For For 3 SHELDON R. ERIKSON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 VOTE ON CHANGE OF COMPANY S NAME AND Mgmt For For CHANGE IN THE CERTIFICATE OF INCORPORATION. 04 VOTE ON AMENDMENT TO 2005 EQUITY Mgmt Against Against INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 197 UNASSIGNED CORPORACION GEO SA DE CV GEO SECURITY: P3142C117 AGENDA NUMBER: 700914650 TICKER: MEETING TYPE: OGM ISIN: MXP3142C1177 MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive the annual report of the Board Mgmt For * of Directors pursuant to Article 172 of General Mercantile Companies Law for the FY between 01 JAN 2005 and 31 DEC 2005 including the report of the Audit committee 2. Approve and modify the financial Mgmt Against * statements of the Company for 31 DEC 2005 previous reading of the Commissioner s report 3. Ratify the acts carried out by the Board Mgmt Against * of Directors during the FYE 31 DEC 2005 4. Approve the allocation of the results of Mgmt For * the FYE 31 DEC 2005 5. Appoint the Members of the Board of Mgmt For * Directors, Secretary and the Commissioner of the Company 6. Appoint the Chairman to the Audit Mgmt Against * Committee and the Corporate Practices Committee respectively from the date to which reference is made in provisional Article 6 2 of the securities Market Law published on 30 DEC 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Approve the compensation for the Members Mgmt For * of the Board of Directors, Secretary and the Commissioner 8. Approve the amount for the fund for Mgmt For * purchase of own shares, with distributable profits and the maximum amount of shares that can be purchased 9. Appoint the delegates who will, if Mgmt For * relevant, formalize the resolutions passed by the meeting 10. Approve the minutes of the meeting Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 197 UNASSIGNED CORPORACION GEO SA DE CV GEO SECURITY: P3142C117 AGENDA NUMBER: 700914674 TICKER: MEETING TYPE: EGM ISIN: MXP3142C1177 MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Amend the Company By-Laws for the Mgmt For * purpose of adapting them to the terms of the New Securities Market Law published in official gazetteer of the federation on 30 DEC 2005 2. Appoint the Delegates to fulfill and Mgmt For * formalize the resolutions of the EGM 3. Receive and approve the minutes of the Mgmt For * meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 197 UNASSIGNED CORRECTIONS CORPORATION OF AMERICA SECURITY: 22025Y407 AGENDA NUMBER: 932486423 TICKER: CXW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ANDREWS Mgmt For For 2 JOHN D. FERGUSON Mgmt For For 3 DONNA M. ALVARADO Mgmt For For 4 LUCIUS E. BURCH, III Mgmt For For 5 JOHN D. CORRENTI Mgmt For For 6 JOHN R. HORNE Mgmt For For 7 C. MICHAEL JACOBI Mgmt For For 8 THURGOOD MARSHALL, JR. Mgmt For For 9 CHARLES L. OVERBY Mgmt For For 10 JOHN R. PRANN, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOSEPH V. RUSSELL Mgmt For For 12 HENRI L. WEDELL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 197 UNASSIGNED COVANCE INC. SECURITY: 222816100 AGENDA NUMBER: 932463007 TICKER: CVD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT BARCHI Mgmt For For 2 SANDRA L. HELTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 197 UNASSIGNED CROWN CASTLE INTERNATIONAL CORP. SECURITY: 228227104 AGENDA NUMBER: 932495802 TICKER: CCI MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARI Q. FITZGERALD Mgmt Withheld Against 2 JOHN P. KELLY Mgmt For For 3 ROBERT E. GARRISON II Mgmt For For 02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 197 UNASSIGNED CSR PLC, CAMBRIDGE SECURITY: G1790J103 AGENDA NUMBER: 700922873 TICKER: MEETING TYPE: AGM ISIN: GB0034147388 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt For * period ended 30 DEC 2005, together with the reports of the Directors and the Auditors thereon 2. Approve the remuneration report for the Mgmt For * period ended 30 DEC 2005, as specified 3. Elect Mr. Anthony Carlisle as a Director Mgmt For * 4. Re-elect Mr. John Whybrow as a Director, Mgmt Against * who retires by rotation 5. Re-elect Mr. David Tucker as a Director, Mgmt For * who retires by rotation 6. Re-elect Mr. Paul Goodridge as a Mgmt For * Director, who retires by rotation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditor to hold the office until the conclusion of the next general meeting at which the audited accounts are laid before the Company and authorize the Directors to determine their remuneration 8. Authorize the Company and its Mgmt For * wholly-owned subsidiary Cambridge Silicon Radio Limited, to make donations to EU Political Organisations not exceeding GBP 12,500 in total to incur EU Political Expenditure not exceeding GBP 12,500 in total in each case as such terms are defined in Section 347A of the Companies Act 1985; Authority expires earlier at the conclusion of AGM of the Company in 2007 or 01 MAY 2007 9. Authorize the Directors, in substitution Mgmt For * for any existing authority and pursuant to Section 80 of the Companies Act 1985, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 42,821.41; Authority expires the earlier of the AGM of the Company in 2007 or 15 months; and the Directors may make allotments during the relevant period which may be exercised after the relevant period S.10 Authorize the Directors, in substitution Mgmt For * for any existing authority, subject to the passing of Resolution 9 and pursuant to Section 95(1) of the Companies Act 1985 Act, to allot equity securities Section 94 for cash pursuant to the authority conferred by Resolution 9, and/or to sell Treasury Shares where such sale is treated as an allotment of the equity securities by virtue of Section 94 3A of the Act disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: i) in connection with a rights issue, open offer or any other preemptive offer in favor of ordinary shareholders excluding any Treasury Shares; ii) up to an aggregate
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- nominal amount of GBP 6,423; Authority expires at the conclusion of the next AGM to be held in 2007 or 15 months; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.11 Authorize the Company, for the purpose Mgmt For * of Section 166 of the Companies Act 1985 Act, to make market purchases Section 163(3) of up to 6,423,211 ordinary shares of 0.1p each by way of one or more market purchases Section 163(3) of the Act, at a minimum price of 0.1p equal to the nominal value and not more than 5% above the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires at the conclusion of the next AGM of the Company in 2007 or 15 months; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 197 UNASSIGNED DIAMOND OFFSHORE DRILLING, INC. SECURITY: 25271COIH AGENDA NUMBER: 932471509 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES S. TISCH Mgmt For For 2 LAWRENCE R. DICKERSON Mgmt Withheld Against 3 ALAN R. BATKIN Mgmt For For 4 CHARLES L. FABRIKANT Mgmt For For 5 PAUL G. GAFFNEY, II Mgmt For For 6 HERBERT C. HOFMANN Mgmt Withheld Against 7 ARTHUR L. REBELL Mgmt Withheld Against 8 RAYMOND S. TROUBH Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 197 UNASSIGNED DIAMONDCLUSTER INTERNATIONAL, INC. SECURITY: 25278P106 AGENDA NUMBER: 932384679 TICKER: DTPI MEETING TYPE: Annual ISIN: MEETING DATE: 13-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD R. ANDERSON Mgmt For For 2 ADAM J. GUTSTEIN Mgmt For For 3 MICHAEL E. MIKOLAJCZYK Mgmt Withheld Against 4 JAVIER RUBIO Mgmt For For 02 RATIFY THE RECOMMENDATION OF THE AUDIT Mgmt For For COMMITTEE AND THE BOARD OF DIRECTORS THAT KPMG BE APPOINTED INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 197 UNASSIGNED DREAMWORKS ANIMATION SKG, INC. SECURITY: 26153C103 AGENDA NUMBER: 932486310 TICKER: DWA MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY KATZENBERG Mgmt For For 2 ROGER A. ENRICO Mgmt For For 3 PAUL G. ALLEN Mgmt For For 4 KARL M. VON DER HEYDEN Mgmt For For 5 DAVID GEFFEN Mgmt For For 6 MELLODY HOBSON Mgmt For For 7 NATHAN MYHRVOLD Mgmt For For 8 HOWARD SCHULTZ Mgmt For For 9 MARGARET C. WHITMAN Mgmt For For 10 JUDSON C. GREEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 197 UNASSIGNED DSW, INC. SECURITY: 23334L102 AGENDA NUMBER: 932532751 TICKER: DSW MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROLEE FRIEDLANDER Mgmt Withheld Against 2 HARVEY SONNENBERG Mgmt Withheld Against 3 ALLAN J. TANENBAUM Mgmt Withheld Against 4 HEYWOOD WILANSKY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 197 UNASSIGNED DUFRY AG, BASEL SECURITY: H2082J107 AGENDA NUMBER: 700960758 TICKER: MEETING TYPE: OGM ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ------------ ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 197 UNASSIGNED DUFRY AG, BASEL SECURITY: H2082J107 AGENDA NUMBER: 700960760 TICKER: MEETING TYPE: OGM ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote THE MEETING NOTICE SENT UNDER MEETING 311795, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE- REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Receive the results for the FY 2005 Mgmt No vote 2. Approve the annual report, consolidated Mgmt No vote financial statements and the annual financial statements for 2005 3. Approve the appropriation of available Mgmt No vote earnings of Dufry Limited
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4. Grant discharge to the Board of Mgmt No vote Directors and the persons entrusted with Management 5. Elect the Statutory Auditors and the Mgmt No vote Group Auditors
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 197 UNASSIGNED EAGLE MATERIALS INC. SECURITY: 26969P108 AGENDA NUMBER: 932374793 TICKER: EXP MEETING TYPE: Annual ISIN: MEETING DATE: 04-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 197 UNASSIGNED EAGLE MATERIALS INC. SECURITY: 26969P108 AGENDA NUMBER: 932448536 TICKER: EXP MEETING TYPE: Special ISIN: MEETING DATE: 11-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMEND OUR RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO RECLASSIFY OUR EXISTING COMMON STOCK AND CLASS B COMMON STOCK INTO A SINGLE NEW CLASS OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 197 UNASSIGNED ELECTRONICS BOUTIQUE HOLDINGS CORP. SECURITY: 286045109 AGENDA NUMBER: 932394733 TICKER: ELBO MEETING TYPE: Annual ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 17, 2005, BY AND AMONG GAMESTOP CORP., GAMESTOP, INC., GSC HOLDINGS CORP. (HOLDCO), EAGLE SUBSIDIARY LLC, COWBOY SUBSIDIARY LLC AND ELECTRONICS BOUTIQUE HOLDINGS CORP., INCLUDING THE TRANSACTIONS CONTEMPLATED THEREBY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO CONSIDER AND VOTE UPON THE ADOPTION Mgmt For For OF THE GSC HOLDINGS CORP. 2005 INCENTIVE PLAN. 03 DIRECTOR 1 DEAN S. ADLER Mgmt Withheld Against 2 JEFFREY W. GRIFFITHS Mgmt Withheld Against 3 JAMES J. KIM Mgmt Withheld Against 4 SUSAN Y. KIM Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5 LOUIS J. SIANA Mgmt Withheld Against 6 ALFRED J. STEIN Mgmt For For 7 STANLEY STEINBERG Mgmt For For 04 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For RATIFY THE APPOINTMENT OF KPMG LLP, REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS FOR ELECTRONICS BOUTIQUE FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 197 UNASSIGNED ENSCO INTERNATIONAL INCORPORATED SECURITY: 26874QOIH AGENDA NUMBER: 932460760 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GERALD W. HADDOCK* Mgmt For For 2 PAUL E. ROWSEY, III* Mgmt For For 3 CARL F. THORNE* Mgmt For For 4 DANIEL W. RABUN** Mgmt For For 02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For APPOINTMENT OF KPMG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 197 UNASSIGNED EQUINIX, INC. SECURITY: 29444U502 AGENDA NUMBER: 932516000 TICKER: EQIX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN T. CLONTZ Mgmt For For 2 STEVEN P. ENG Mgmt For For 3 GARY HROMADKO Mgmt For For 4 SCOTT KRIENS Mgmt For For 5 LOUIS J. LAVIGNE, JR. Mgmt For For 6 PETER F. VAN CAMP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 197 UNASSIGNED ERESEARCH TECHNOLOGY, INC. SECURITY: 29481V108 AGENDA NUMBER: 932452787 TICKER: ERES MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH A. ESPOSITO Mgmt For For 2 DAVID D. GATHMAN Mgmt For For 3 STEPHEN M. SCHEPPMANN Mgmt For For 02 RATIFICATION OF THE ELECTION OF JOHN H. Mgmt For For PARK. 03 AMENDMENT TO THE 2003 STOCK OPTION PLAN. Mgmt For For 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 197 UNASSIGNED EVERGREEN SOLAR, INC. SECURITY: 30033R108 AGENDA NUMBER: 932361873 TICKER: ESLR MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES J. MCDERMOTT Mgmt For For 2 DR. GERALD L. WILSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF THE COMPANY S AMENDED 2000 STOCK OPTION AND INCENTIVE PLAN. 04 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF THE COMPANY S 2000 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 197 UNASSIGNED EVERGREEN SOLAR, INC. SECURITY: 30033R108 AGENDA NUMBER: 932519563 TICKER: ESLR MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 197 UNASSIGNED EXELIXIS, INC. SECURITY: 30161Q104 AGENDA NUMBER: 932460847 TICKER: EXEL MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES COHEN, PH.D. Mgmt For For 2 GEORGE POSTE, DVM, PHD Mgmt For For 3 JACK WYSZOMIERSKI Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 197 UNASSIGNED F5 NETWORKS, INC. SECURITY: 315616102 AGENDA NUMBER: 932430565 TICKER: FFIV MEETING TYPE: Annual ISIN: MEETING DATE: 02-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KARL D. GUELICH Mgmt For For 2 KEITH D. GRINSTEIN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 197 UNASSIGNED FIRST QUANTUM MINERALS LTD. SECURITY: 335934105 AGENDA NUMBER: 932496981 TICKER: FQVLF MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILIP K. R. PASCALL Mgmt No vote 2 G. CLIVE NEWALL Mgmt No vote 3 MARTIN R. ROWLEY Mgmt No vote 4 RUPERT PENNANT-REA Mgmt No vote 5 PETER ST. GEORGE Mgmt No vote 6 ANDREW B. ADAMS Mgmt No vote 02 THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY. 03 THE AUTHORITY OF THE AUDIT COMMITTEE OF Mgmt No vote THE COMPANY TO FIX THE REMUNERATION TO BE PAID TO THE COMPANY S AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 197 UNASSIGNED FLORIDA EAST COAST INDUSTRIES, INC. SECURITY: 340632108 AGENDA NUMBER: 932523740 TICKER: FLA MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARMANDO CODINA Mgmt For For 2 DAVID M. FOSTER Mgmt For For 3 ADOLFO HENRIQUES Mgmt For For 4 JAMES E. JORDAN Mgmt For For 5 GILBERT H. LAMPHERE Mgmt For For 6 JOSEPH NEMEC Mgmt For For 7 JORGE PEREZ Mgmt For For 8 WELLFORD L. SANDERS, JR Mgmt For For 9 ROSA SUGRANES Mgmt For For 10 GEORGE R. ZOFFINGER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE RATIFICATION OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 197 UNASSIGNED FORWARD AIR CORPORATION SECURITY: 349853101 AGENDA NUMBER: 932505778 TICKER: FWRD MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE A. CAMPBELL Mgmt For For 2 C. ROBERT CAMPBELL Mgmt For For 3 ANDREW C. CLARKE Mgmt For For 4 RICHARD W. HANSELMAN Mgmt For For 5 C. JOHN LANGLEY, JR. Mgmt For For 6 G. MICHAEL LYNCH Mgmt For For 7 RAY A. MUNDY Mgmt For For 8 B. CLYDE PRESLAR Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE 2006 NON-EMPLOYEE Mgmt For For DIRECTOR STOCK PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 197 UNASSIGNED FOUNDRY NETWORKS, INC. SECURITY: 35063R100 AGENDA NUMBER: 932523865 TICKER: FDRY MEETING TYPE: Annual ISIN: MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BOBBY R. JOHNSON, JR. Mgmt For For 2 ALFRED J. AMOROSO Mgmt For For 3 C. NICHOLAS KEATING Mgmt For For 4 J. STEVEN YOUNG Mgmt For For 5 ALAN L. EARHART Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE ADOPTION OF THE 2006 Mgmt For For STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 197 UNASSIGNED GAMESTOP CORP. SECURITY: 36466R101 AGENDA NUMBER: 932394721 TICKER: GME MEETING TYPE: Annual ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO (I) ADOPT THE MERGER Mgmt For For AGREEMENT, INCLUDING THE TRANSACTIONS CONTEMPLATED THEREBY, (II) APPROVE THE AMENDMENT TO GAMESTOP S CERTIFICATE OF INCORPORATION, AND (III) APPROVE THE AMENDMENT TO THE GAMESTOP AMENDED AND RESTATED 2001 INCENTIVE PLAN. 02 PROPOSAL TO ADOPT THE GSC HOLDINGS CORP. Mgmt For For 2005 INCENTIVE PLAN. 03 DIRECTOR 1 DANIEL A. DEMATTEO Mgmt Withheld Against 2 LEONARD RIGGIO Mgmt Withheld Against 3 GERALD R. SZCZEPANSKI Mgmt Withheld Against 04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For BDO SEIDMAN, LLP AS GAMESTOP S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 197 UNASSIGNED GAMESTOP CORP. SECURITY: 36467W109 AGENDA NUMBER: 932546421 TICKER: GME MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL A. DEMATTEO Mgmt For For 2 MICHAEL N. ROSEN Mgmt For For 3 EDWARD A. VOLKWEIN Mgmt For For 02 PROPOSAL TO ADOPT THE AMENDED AND Mgmt For For RESTATED GAMESTOP CORP. SUPPLEMENTAL COMPENSATION PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 197 UNASSIGNED GEOX SPA, BIADENE DI MONTEBELLUNA (TV) SECURITY: T50283109 AGENDA NUMBER: 700901172 TICKER: MEETING TYPE: OGM ISIN: IT0003697080 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 21 APR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the financial balance sheet and Mgmt No vote consolidated balance sheet reports as of 31 DEC 2005, Board of Directors report on management s activity and Internal and External Auditors report as per Article 153 of the Legislative Decree N. 58/98; resolutions related there to 2. Approve the Chairman s informative Mgmt No vote report on the Stock Option Management Plans trend
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 197 UNASSIGNED GLOBALSANTAFE CORPORATION SECURITY: G3930EOIH AGENDA NUMBER: 932493199 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS W. CASON Mgmt For For 2 JON A. MARSHALL Mgmt For For 3 CARROLL W. SUGGS Mgmt For For 2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND THE COMPANY S AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION TO MAKE A RELATED CLARIFYING CHANGE. 2B AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2C AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. 2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. 2E AMEND AND RESTATE THE EXISTING Mgmt For For MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 197 UNASSIGNED GRANT PRIDECO, INC. SECURITY: 38821GOIH AGENDA NUMBER: 932474872 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID J. BUTTERS Mgmt For For 2 ELIOT M. FRIED Mgmt For For 3 DENNIS R. HENDRIX Mgmt For For 4 HAROLD E. LAYMAN Mgmt For For 5 SHELDON B. LUBAR Mgmt For For 6 MICHAEL MCSHANE Mgmt For For 7 ROBERT K. MOSES, JR. Mgmt For For 8 JOSEPH E. REID Mgmt For For 9 DAVID A. TRICE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE 2006 GRANT PRIDECO Mgmt For For LONG-TERM INCENTIVE PLAN. 03 APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE CRITERIA FOR PERFORMANCE AWARDS UNDER THE 2006 GRANT PRIDECO LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 197 UNASSIGNED HALLIBURTON COMPANY SECURITY: 406216OIH AGENDA NUMBER: 932505689 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.M. BENNETT Mgmt For For 2 J.R. BOYD Mgmt For For 3 R.L. CRANDALL Mgmt For For 4 K.T DERR Mgmt For For 5 S.M. GILLIS Mgmt For For 6 W.R. HOWELL Mgmt For For 7 R.L. HUNT Mgmt For For 8 D.J. LESAR Mgmt For For 9 J.L.MARTIN Mgmt For For 10 J.A. PRECOURT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For SELECTION OF AUDITORS. 03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For INCORPORATION. 04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For 05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For 06 PROPOSAL ON DIRECTOR ELECTION VOTE Shr For Against THRESHOLD. 07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 197 UNASSIGNED HANOVER COMPRESSOR COMPANY SECURITY: 410768OIH AGENDA NUMBER: 932466130 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 I. JON BRUMLEY Mgmt For For 2 TED COLLINS, JR. Mgmt For For 3 MARGARET K. DORMAN Mgmt For For 4 ROBERT R. FURGASON Mgmt For For 5 VICTOR E. GRIJALVA Mgmt For For 6 GORDON T. HALL Mgmt For For 7 JOHN E. JACKSON Mgmt For For 8 STEPHEN M. PAZUK Mgmt For For 9 L. ALI SHEIKH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP 03 APPROVAL OF THE HANOVER COMPRESSOR Mgmt For For COMPANY 2006 STOCK INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 197 UNASSIGNED HEALTHSPRING, INC. SECURITY: 42224N101 AGENDA NUMBER: 932520439 TICKER: HS MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HERBERT A. FRITCH Mgmt For For 2 JOSEPH P. NOLAN Mgmt For For 3 BRUCE M. FRIED Mgmt For For 02 PROPOSAL TO RATIFY THE HEALTHSPRING, Mgmt For For INC. 2006 EQUITY INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 197 UNASSIGNED HOLOGIC, INC. SECURITY: 436440101 AGENDA NUMBER: 932403316 TICKER: HOLX MEETING TYPE: Special ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 90,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 197 UNASSIGNED HOLOGIC, INC. SECURITY: 436440101 AGENDA NUMBER: 932434145 TICKER: HOLX MEETING TYPE: Annual ISIN: MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. CUMMING Mgmt For For 2 IRWIN JACOBS Mgmt Withheld Against 3 DAVID R. LAVANCE, JR. Mgmt Withheld Against 4 NANCY L. LEAMING Mgmt Withheld Against 5 ARTHUR G. LERNER Mgmt Withheld Against 6 LAWRENCE M. LEVY Mgmt Withheld Against 7 GLENN P. MUIR Mgmt Withheld Against 8 JAY A. STEIN Mgmt Withheld Against 02 TO APPROVE THE SECOND AMENDED AND Mgmt Against Against RESTATED 1999 EQUITY INCENTIVE PLAN, AS DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 197 UNASSIGNED HONG KONG EXCHANGES AND CLEARING LTD SECURITY: Y3506N105 AGENDA NUMBER: 700933749 TICKER: MEETING TYPE: AGM ISIN: HK0388009489 MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 297857 DUE TO ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Receive and approve the audited accounts Mgmt For * for the YE 31 DEC 2005 together with the reports of the Directors and Auditors thereon 2. Declare a final dividend Mgmt For * 3.I Elect Mr. Dannis J H Lee as Director Mgmt For * 3.II Elect Mr. David M Webb as Director Mgmt For * 3.III Elect Mr. Gilbert K T Chu as Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.IV Elect Mr. Lawrence Y L Ho as Director Mgmt For * 3.V Elect Dr. Christine K W Loh as Director Mgmt For * 4. Re-appoint PricewaterhouseCoopers as the Mgmt For * Auditors of HKEx and to authorize the Directors to fix their remuneration 5. Authorize the Directors of the HKEx, to Mgmt For * repurchase shares of the Company during the relevant period, on the Stock Exchange of Hong Kong Limited or any other stock exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission and the stock exchange for this purpose, subject to and in accordance with all applicable Laws and/or requirements of the Rules Governing the Listing of Securities on the stock exchange of Hong Kong Limited or of any stock exchange as amended from time to time, the aggregate nominal amount of shares which HKEx is authorized to purchase not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the AGM of the HKEx or the expiration of the period within which the next AGM of the Company is to be held By-law or passing of an ordinary Resolution by shareholders of HKEx in general meeting or varying the authority given to the Directors of HKEx by this Resolution 6. Approve that until the shareholders of Mgmt For * HKEx in general meeting otherwise determines, a remuneration of HKD 240,000 be paid to each of the Non-Executive Directors of HKEx in office time to time at the conclusion of the each AGM of HKEx to the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AGM of HKEx to be held in the immediately following year, provided that such remuneration be paid in proportion to the period of service in the case if a Director who has not served the entire period
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 197 UNASSIGNED HUMAN GENOME SCIENCES, INC. SECURITY: 444903108 AGENDA NUMBER: 932457270 TICKER: HGSI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. THOMAS WATKINS Mgmt For For 2 AUGUSTINE LAWLOR Mgmt For For 3 WILLIAM D. YOUNG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 197 UNASSIGNED ICOS CORPORATION SECURITY: 449295104 AGENDA NUMBER: 932454983 TICKER: ICOS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. FERGUSON Mgmt For For 2 ROBERT J. HERBOLD Mgmt For For 3 DAVID V. MILLIGAN PH.D. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against DECLASSIFICATION. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 197 UNASSIGNED INTERMAGNETICS GENERAL CORPORATION SECURITY: 458771102 AGENDA NUMBER: 932403239 TICKER: IMGC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 A. JAY GRAF Mgmt For For 2 MICHAEL E. HOFFMAN Mgmt For For 3 THOMAS L. KEMPNER Mgmt For For 4 SHELDON WEINIG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 197 UNASSIGNED INTUITIVE SURGICAL, INC. SECURITY: 46120E602 AGENDA NUMBER: 932491400 TICKER: ISRG MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LONNIE M. SMITH Mgmt For For 2 RICHARD J. KRAMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 197 UNASSIGNED ITRON, INC. SECURITY: 465741106 AGENDA NUMBER: 932452725 TICKER: ITRI MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES H. GAYLORD, JR. Mgmt For For 2 MICHAEL B. BRACY Mgmt For For 3 THOMAS S. FOLEY Mgmt For For 4 GRAHAM M. WILSON Mgmt For For 02 APPROVAL OF ITRON, INC. AMENDED AND Mgmt For For RESTATED 2000 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 197 UNASSIGNED JACOBS ENGINEERING GROUP INC. SECURITY: 469814107 AGENDA NUMBER: 932427354 TICKER: JEC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH R. BRONSON Mgmt For For 2 THOMAS M.T. NILES Mgmt For For 3 DAVID M. PETRONE Mgmt Withheld Against 4 NOEL G. WATSON Mgmt For For 02 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 197 UNASSIGNED KENEXA CORPORATION SECURITY: 488879107 AGENDA NUMBER: 932491537 TICKER: KNXA MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TROY A. KANTER Mgmt Withheld Against 2 RENEE B. BOOTH Mgmt For For 02 TO ADOPT THE KENEXA CORPORATION 2006 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 03 TO RATIFY THE SELECTION OF BDO SEIDMAN, Mgmt Against Against LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE INTERNAL CONTROLS OVER FINANCIAL REPORTING AND MANAGEMENT S ASSESSMENT OF THE EFFECTIVENESS OF THE INTERNAL CONTROLS OVER FINANCIAL REPORTING FOR THE YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 197 UNASSIGNED KNIGHT TRANSPORTATION, INC. SECURITY: 499064103 AGENDA NUMBER: 932422796 TICKER: KNX MEETING TYPE: Special ISIN: MEETING DATE: 21-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE COMPANY S 2005 Mgmt For For EXECUTIVE CASH BONUS PLAN, TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. T 02 PROPOSAL TO AMEND THE COMPANY S 2003 Mgmt For For STOCK OPTION PLAN TO COMPLY WITH SECTION 162(M) OF THE CODE, AND TO APPROVE AND RATIFY THE COMPANY S AMENDED AND RESTATED 2003 STOCK OPTION PLAN, WHICH INCORPORATES ALL PRIOR AMENDMENTS TO THE 2003 STOCK OPTION PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 197 UNASSIGNED KNIGHT TRANSPORTATION, INC. SECURITY: 499064103 AGENDA NUMBER: 932506302 TICKER: KNX MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY J. KNIGHT* Mgmt For For 2 G.D. MADDEN* Mgmt For For 3 KATHRYN L. MUNRO* Mgmt Withheld Against 4 RICHARD J. LEHMANN** Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 197 UNASSIGNED KYPHON INC. SECURITY: 501577100 AGENDA NUMBER: 932521734 TICKER: KYPH MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD W. MOTT Mgmt For For 2 KAREN D. TALMADGE Mgmt For For 02 PROPOSAL TO APPROVE THE 2007 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF KYPHON INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 197 UNASSIGNED LAMAR ADVERTISING COMPANY SECURITY: 512815101 AGENDA NUMBER: 932508356 TICKER: LAMR MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN MAXWELL HAMILTON Mgmt For For 2 ROBERT M. JELENIC Mgmt For For 3 STEPHEN P. MUMBLOW Mgmt For For 4 THOMAS V. REIFENHEISER Mgmt For For 5 ANNA REILLY Mgmt For For 6 KEVIN P. REILLY, JR. Mgmt For For 7 WENDELL REILLY Mgmt For For 02 AMENDMENT OF THE 1996 EQUITY INCENTIVE Mgmt Against Against PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 197 UNASSIGNED LASALLE HOTEL PROPERTIES SECURITY: 517942108 AGENDA NUMBER: 932442964 TICKER: LHO MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DARRYL HARTLEY-LEONARD Mgmt For For 2 KELLY L. KUHN Mgmt For For 3 WILLIAM S. MCCALMONT Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO CONSIDER AND ACT UPON ANY OTHER Mgmt Against Against MATTERS THAT MAY PROPERLY BE BROUGHT BEFORE THE ANNUAL MEETING AND AT ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 197 UNASSIGNED MARTIN MARIETTA MATERIALS, INC. SECURITY: 573284106 AGENDA NUMBER: 932490319 TICKER: MLM MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID G. MAFFUCCI Mgmt For For 2 WILLIAM E. MCDONALD Mgmt For For 3 FRANK H. MENAKER, JR. Mgmt For For 4 RICHARD A. VINROOT Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE Mgmt For For STOCK-BASED AWARD PLAN. 03 RATIFICATION OF SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 197 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700781556 TICKER: MEETING TYPE: EGM ISIN: HK0200030994 MEETING DATE: 10-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and ratify: a) the First Mgmt For * Agreement as specified between Melco Entertainment Limited Melco Entertainment, Great Respect Limited Great Respect and the Company, relating to the acquisition by Melco Entertainment of the 49.2% interest of Great Respect in the Joint Venture as specified and the application by Great Respect of the proceeds of that acquisition to subscribe for the Convertible Loan Notes as specified to be issued by the Company and the transactions contemplated by the First Agreement including, without limitation, the issue of the Convertible Loan Notes and authorize the Directors of the Company to take all steps necessary or desirable or expedient in their opinion to implement and/or give effect to the terms of the First Agreement and the transactions contemplated by it, including without limitation, the issue of the Convertible Loan Notes; and b) the instrument constituting the Convertible Loan Notes and the issue of shares of the Company on exercise of the conversion rights conferred by the Convertible Loan Notes and authorize the Directors of the Company to arrange for the instrument constituting the Convertible Loan Notes to be executed by or on behalf of the Company and to take all steps necessary or desirable or expedient in their opinion for the Company to enter into the instrument constituting the Convertible Loan Notes and/or give effect to the terms of that instrument and the Convertible Loan Notes, including the issue of shares of the Company on exercise of the conversion rights conferred by the Convertible Loan Notes
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Approve and ratify the Second Agreement Mgmt For * as specified between Melco Entertainment Limited Melco Entertainment and Melco Leisure and Entertainment Group Limited Melco Leisure, relating to the transfer by Melco Leisure of its 50.8% interest in the Joint Venture as specified and its interest in Melco Hotels and Resorts (Macau) Limited to Melco Entertainment and the transactions contemplated by the Second Agreement and authorize the Directors of the Company to take all steps necessary or desirable or expedient in their opinion to implement and/or give effect to the terms of the Second Agreement and the transactions contemplated by it 3. Approve and ratify, subject to the Mgmt For * passing of Resolution 1: a) the First Agreement as specified between Melco Entertainment Limited Melco Entertainment, Great Respect Limited Great Respect and the Company, relating to the acquisition by Melco Entertainment of the 49.2% interest of Great Respect in the Joint Venture as specified and the application by Great Respect of the proceeds of that acquisition to subscribe for the Convertble Loan Notes as specified to be issued by the Company under the First Agreement and the transactions contemplated by the First Agreement; and b) the Whitewash Waiver as specified waiving any obligation on the part of Great Respect and the Concert Party as specified to make a mandatory general offer for the entire issued share capital of the Company not otherwise owned by the Concert Party, which would otherwise arise under Rule 26.1 of the Hong Kong Code on Takeovers and Mergers, as a result of any and all future exercises of the conversion rights conferred by the Convertible Loan Notes to be issued upon completion of the First Agreement to Great Respect and authorize the Directors of the Company to do all things and acts and sign all documents which they consider necessary, desirable or
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- expedient to implement and/or give effect to any matters relating to or in connection with the First Agreement and the Whitewash Waiver 4. Approve the entering into by Melco Mgmt For * Hotels and Resorts (Macau) Limited Melco Hotels of a legally binding commitment relating to the grant of a long term lease in respect of the Land as specified resulting from the in principle acceptance by Melco Hotels of the Macau Government s offer to grant such a long term lease in respect of the Land to Melco Hotels and the future development of the Land as an integrated entertainment resort and authorize the Directors of the Company to do all things and acts and sign all documents which they consider necessary, desirable or expedient to implement and/or give effect to any matters relating thereto or in connection therewith
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 197 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700863067 TICKER: MEETING TYPE: EGM ISIN: HK0200030994 MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, ratify and confirm the SJM Mgmt For * Service Arrangement as specified and all transactions contemplated thereunder between the Company s subsidiary, Elixir Group Macau Limited and Sociedade de Jogos de Macau, S.A. 2. Approve, ratify and confirm the Mocha Mgmt For * Service Arrangement as specified and all transactions contemplated thereunder between the Company s subsidiary, Elixir Group Macau Limited and Mocha Slot Group Limited
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 197 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700919016 TICKER: MEETING TYPE: AGM ISIN: HK0200030994 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the audited Mgmt For * financial statements and the reports of the Directors and the Auditors for FYE 31 DEC 2005 2. Declare a final dividend for the YE 31 Mgmt For * DEC 2005 3. Re-elect the Directors and fix the Mgmt Against * remuneration of the Directors 4. Re-appoint the Auditors and to fix their Mgmt For * remuneration 5. Authorize the Directors of the Company Mgmt For * to repurchase shares of the Company during the relevant period, on The Stock Exchange of Hong Kong Limited or any other stock exchange on which the shares of the Company have been or may be listed and recognized by the Securities and Futures Commission under the Hong Kong Code on share repurchases for such purposes, subject to and in accordance with all applicable laws and regulations, at such price as the Directors may at their discretion determine in accordance with all applicable laws and regulations, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Ordinance to be held by law 6. Authorize the Directors, pursuant to Mgmt For * Section 57B of the Companies Ordinance, to allot, issue and deal with additional shares in the capital of the Company, and to make or grant offers, agreements and options including the warrants, bonds, debentures, notes and other securities which carry rights to subscribe for or are convertible into shares of the Company during and after the relevant period, not exceeding the aggregate of 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution; if the Directors of the company are so authorized by a separate resolution of the shareholders of the Company the nominal amount of share capital repurchased after passing of this resolution up to 10% of the aggregate nominal amount of the issued share capital, otherwise than pursuant to (i) a rights issue; or (ii) the exercise of any rights of subscription or conversion under any existing warrants, bonds, debentures, notes and other securities issued by the Company which carry rights to subscribe for or are convertible into shares of the Company; (iii) any share option scheme or similar arrangement; or iv) any scrip dividend or similar arrangement; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is is required by the Companies Ordinance to be held by law
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 197 UNASSIGNED MICROSEMI CORPORATION SECURITY: 595137100 AGENDA NUMBER: 932434133 TICKER: MSCC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. LEIBEL Mgmt For For 2 JAMES J. PETERSON Mgmt For For 3 THOMAS R. ANDERSON Mgmt For For 4 WILLIAM E. BENDUSH Mgmt For For 5 WILLIAM L. HEALEY Mgmt For For 6 PAUL F. FOLINO Mgmt For For 7 MATTHEW E. MASSENGILL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS TO AUDIT OUR FINANCIAL STATEMENTS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 197 UNASSIGNED MONEYGRAM INTERNATIONAL, INC. SECURITY: 60935Y109 AGENDA NUMBER: 932468083 TICKER: MGI MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT H. BOHANNON Mgmt For For 2 DONALD E. KIERNAN Mgmt For For 3 DOUGLAS L. ROCK Mgmt For For 4 OTHON RUIZ MONTEMAYOR Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 197 UNASSIGNED MOOG INC. SECURITY: 615394202 AGENDA NUMBER: 932425778 TICKER: MOGA MEETING TYPE: Annual ISIN: MEETING DATE: 11-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. GRAY Mgmt Withheld Against 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 197 UNASSIGNED NABORS INDUSTRIES LTD. SECURITY: G6359FOIH AGENDA NUMBER: 932443699 TICKER: MEETING TYPE: Special ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For BYE-LAWS TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 197 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932391282 TICKER: NDAQ MEETING TYPE: Special ISIN: MEETING DATE: 14-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE POTENTIAL ISSUANCE OF Mgmt For For 536,990 SHARES OF OUR COMMON STOCK, PAR VALUE $0.01 PER SHARE, UPON CONVERSION OF $7,786,355 AGGREGATE PRINCIPAL AMOUNT OF OUR 3.75% SERIES A CONVERTIBLE NOTES DUE 2012 (SERIES A NOTES). 02 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO GRANT HOLDERS OF OUR SERIES A NOTES AND 3.75% SERIES B CONVERTIBLE NOTES DUE 2012 (SERIES B NOTES) THE RIGHT TO VOTE WITH THE HOLDERS OF OUR COMMON STOCK AND SERIES B PREFERRED STOCK, PAR VALUE $0.01 PER SHARE (VOTING PREFERRED STOCK) ON ALL MATTERS SUBMITTED TO A VOTE OF OUR STOCKHOLDERS. 03 TO AMEND OUR CERTIFICATE OF Mgmt For For INCORPORATION TO CONFORM TO NASDAQ S PENDING APPLICATION FOR REGISTRATION AS A NATIONAL SECURITIES EXCHANGE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 197 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 197 UNASSIGNED NATIONAL FINANCIAL PARTNERS CORP. SECURITY: 63607P208 AGENDA NUMBER: 932507431 TICKER: NFP MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I DIRECTOR 1 STEPHANIE ABRAMSON Mgmt For For 2 ARTHUR AINSBERG Mgmt For For 3 MARC BECKER Mgmt For For 4 JESSICA BIBLIOWICZ Mgmt For For 5 JOHN ELLIOTT Mgmt For For 6 SHARI LOESSBERG Mgmt For For 7 KENNETH MLEKUSH Mgmt For For II TO APPROVE THE ADOPTION OF THE EMPLOYEE Mgmt For For STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- III TO APPROVE THE ADOPTION OF AN AMENDMENT Mgmt For For TO THE COMPANY S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK. IV TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 197 UNASSIGNED NATIONAL OILWELL VARCO, INC. SECURITY: 637071OIH AGENDA NUMBER: 932371709 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT E. BEAUCHAMP Mgmt For For 2 JEFFERY A. SMISEK Mgmt For For 3 JAMES D. WOODS Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 197 UNASSIGNED NATIONAL OILWELL VARCO, INC. SECURITY: 637071OIH AGENDA NUMBER: 932493339 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREG L. ARMSTRONG Mgmt For For 2 DAVID D. HARRISON Mgmt For For 3 MERRILL A. MILLER, JR. Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 197 UNASSIGNED NETFLIX, INC. SECURITY: 64110L106 AGENDA NUMBER: 932491791 TICKER: NFLX MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD BARTON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE COMPANY S AMENDED AND Mgmt For For RESTATED 2002 STOCK PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 197 UNASSIGNED NEUSTAR, INC. SECURITY: 64126X201 AGENDA NUMBER: 932512393 TICKER: NSR MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDRE DAHAN Mgmt For For 2 ROSS IRELAND Mgmt For For 3 PAMELA JOSEPH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 197 UNASSIGNED NOBLE CORPORATION SECURITY: G65422OIH AGENDA NUMBER: 932459060 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. DAY Mgmt For For 2 JULIE H. EDWARDS Mgmt For For 3 MARC E. LELAND Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 197 UNASSIGNED NRG ENERGY, INC. SECURITY: 629377508 AGENDA NUMBER: 932465455 TICKER: NRG MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN F. CHLEBOWSKI Mgmt For For 2 HOWARD E. COSGROVE Mgmt For For 3 WILLIAM E. HANTKE Mgmt For For 4 ANNE C. SCHAUMBURG Mgmt For For 02 AMENDMENT TO ARTICLE FOUR, SECTION 2, OF Mgmt Against Against THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION 03 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt Against Against PLAN 04 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 197 UNASSIGNED NUVEEN INVESTMENTS, INC. SECURITY: 67090F106 AGENDA NUMBER: 932483504 TICKER: JNC MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. AMBOIAN* Mgmt For For 2 WILLARD L. BOYD* Mgmt For For 3 DUANE R. KULLBERG** Mgmt For For 4 RODERICK A. PALMORE** Mgmt For For 5 CONNIE K. DUCKWORTH*** Mgmt For For 6 T.R. SCHWERTFEGER*** Mgmt For For 7 PIERRE E. LEROY*** Mgmt For For 02 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 197 UNASSIGNED O2MICRO INTL LTD. SECURITY: 67107W100 AGENDA NUMBER: 932524817 TICKER: OIIM MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES ELVIN KEIM Mgmt For For 2 LAWRENCE LAI-FU LIN Mgmt For For 02 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For (THE SALE MANDATE) TO ALLOT, ISSUE AND DEAL WITH SUCH NUMBER OF UNISSUED ORDINARY SHARES NOT EXCEEDING THE SUM OF:(I) 20% OF THE TOTAL NOMINAL AMOUNT OF THE SHARE CAPITAL IN ISSUE AND TO BE ISSUED; AND (II) THE TOTAL AMOUNT OF THE SHARE CAPITAL REPURCHASED BY US, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For (THE REPURCHASE MANDATE) TO EXERCISE ALL THE POWERS OF THE COMPANY TO REPURCHASE SUCH NUMBER OF ORDINARY SHARES NOT EXCEEDING 10% OF THE TOTAL NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AND TO BE ISSUED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AND ADOPT THE FINANCIAL Mgmt For For STATEMENTS AND THE AUDITOR S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 IN THE FORM INCLUDED IN THE REPORT TO SHAREHOLDERS. 05 TO RATIFY AND APPROVE THE RETENTION OF Mgmt For For DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR OF 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 197 UNASSIGNED OPSWARE INC. SECURITY: 68383A101 AGENDA NUMBER: 932543336 TICKER: OPSW MEETING TYPE: Annual ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM V. CAMPBELL Mgmt For For 2 MICHAEL S. OVITZ Mgmt For For 3 MICHELANGELO A. VOLPI Mgmt Withheld Against 02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For YOUNG LLP AS OPSWARE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 197 UNASSIGNED PANERA BREAD COMPANY SECURITY: 69840W108 AGENDA NUMBER: 932492870 TICKER: PNRA MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOMENIC COLASACCO Mgmt For For 2 THOMAS E. LYNCH Mgmt For For 02 ADOPTION OF THE COMPANY S 2006 STOCK Mgmt For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 26, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 197 UNASSIGNED PHARMACEUTICAL PRODUCT DEVELOPMENT, SECURITY: 717124101 AGENDA NUMBER: 932481055 TICKER: PPDI MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STUART BONDURANT, M.D. Mgmt For For 2 FREDERICK FRANK Mgmt For For 3 TERRY MAGNUSON, PH.D. Mgmt For For 4 F.N. ESHELMAN, PHARM.D. Mgmt For For 5 GENERAL DAVID L. GRANGE Mgmt For For 6 ERNEST MARIO, PH.D. Mgmt For For 7 MARYE ANNE FOX, PH.D. Mgmt For For 8 CATHERINE M. KLEMA Mgmt For For 9 JOHN A. MCNEILL, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AN AMENDMENT TO THE COMPANY Mgmt For For S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 197 UNASSIGNED PHILLIPS-VAN HEUSEN CORPORATION SECURITY: 718592108 AGENDA NUMBER: 932530480 TICKER: PVH MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EMANUEL CHIRICO Mgmt For For 2 EDWARD H. COHEN Mgmt For For 3 JOSEPH B. FULLER Mgmt For For 4 JOEL H. GOLDBERG Mgmt For For 5 MARC GROSMAN Mgmt For For 6 BRUCE J. KLATSKY Mgmt For For 7 BRUCE MAGGIN Mgmt For For 8 HENRY NASELLA Mgmt For For 9 RITA M. RODRIGUEZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S CERTIFICATE OF INCORPORATION TO AMEND THE RIGHT OF THE HOLDERS OF THE SERIES B CONVERTIBLE PREFERRED STOCK TO ELECT SEPARATELY, AS A CLASS, UP TO THREE DIRECTORS. 03 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt Against Against S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 240,000,000. 04 APPROVAL OF THE COMPANY S 2006 STOCK Mgmt For For INCENTIVE PLAN. 05 APPOINTMENT OF AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 197 UNASSIGNED PINNACLE ENTERTAINMENT, INC. SECURITY: 723456109 AGENDA NUMBER: 932496626 TICKER: PNK MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL R. LEE Mgmt For For 2 JOHN V. GIOVENCO Mgmt For For 3 RICHARD J. GOEGLEIN Mgmt For For 4 BRUCE A. LESLIE Mgmt For For 5 JAMES L. MARTINEAU Mgmt For For 6 MICHAEL ORNEST Mgmt For For 7 TIMOTHY J. PARROTT Mgmt For For 8 LYNN P. REITNOUER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S 2005 EQUITY AND PERFORMANCE INCENTIVE PLAN, SUCH AMENDMENT TO BE SUBJECT TO CONSUMMATION OF THE ACQUISITION OF AZTAR CORPORATION 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 197 UNASSIGNED PIRELLI & C.REAL ESTATE SPA, MILANO SECURITY: T7630K107 AGENDA NUMBER: 700900435 TICKER: MEETING TYPE: OGM ISIN: IT0003270615 MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote MEETING ID 294206 DUE TO ADDITIONAL OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 APR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Receive the Directors management report, Mgmt No vote Board of Auditors report, balance sheet as of 31 DEC 2005 and allocation of earnings 2. Appoint the Director Mgmt No vote
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3. Approve to buy back and disposition Mgmt No vote modality of own shares, previous revocation of the deliberation assumed by the meeting as of 27 APR 2005, as for not utilized, related and consequential resolutions and power assignment
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 197 UNASSIGNED PROASSURANCE CORPORATION SECURITY: 74267C106 AGENDA NUMBER: 932492577 TICKER: PRA MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN J. MCMAHON, JR. Mgmt For For 2 JOHN P. NORTH, JR. Mgmt For For 3 WILLIAM H. WOODHAMS Mgmt For For 4 WILFRED W. YEARGAN, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 197 UNASSIGNED Q-CELLS AG, THALHEIM SECURITY: D6232R103 AGENDA NUMBER: 700981043 TICKER: MEETING TYPE: OGM ISIN: DE0005558662 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the group financial statements and group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 34,834, 863.55 as follows: the entire distributable profit shall be allocated to the revenue reserves 3. Ratification of the acts of the Board of Mgmt For * Managing Directors 4. Ratification of the acts of the Mgmt For * Supervisory Board 5. Ratify KPMG Deutsche Treuhand- Mgmt For * Gesellschaft Aktiengesellschaft as Auditors for fiscal 2006 6. Approval of amendments to the 2003 Stock Mgmt For * Option Program, the exercise period for stock options issued within the scope of the 2003 Stock Option Program shall be adjusted to conform to the provisions of the 2005 Stock Option Program
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Resolution on the renewal of the Mgmt For * authorization to issue bonds and the related contingent capital, and the corresponding amendments to the Articles of Association, the existing authorization to issue warrant and/or convertible bonds, and the corresponding contingent capital III, shall be revoked, the Board of Managing Directors shall be authorized to issue bearer bonds of up to EUR 1,500,000,000, conferring an option or conversion right for shares of the Company, on or before 31 MAY 2011, shareholders shall be granted subscription rights, except for residual amounts, for the issue of bonds at a price not materially below their theoretical market value, and insofar as subscription rights are granted to holders of previously issued bonds, the share capital shall be increased accordingly by up to EUR 14,765,442 through the issue of up to 14,765,442 new bearer shares, insofar as conversion or option rights are exercised Contingent capital III 8. Resolution on a capital increase from Mgmt For * company reserves for the issue of bonus shares, the share capital shall be increased from between EUR 36,913,604 and EUR 37,300,000 depending upon the number of shares issued pursuant to the 2003 Stock Option Program in advance of the capital increase to between EUR 73,827,208 and EUR 74,600,000, through the conversion of revenue reserves and the issue of new bearer shares with dividend entitlement from the 2006 FY, the shares shall be granted to the shareholders at a ratio of one bonus share for every old share held 9. Approval of the amendments to the Mgmt For * Articles of Association arising from the Resolution as per item 8
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Resolution on the revision of the Mgmt For * authorized capital, and the corresponding amendments to the Articles of Association, the existing authorized capital shall be revoked, the Board of MDs shall be authorized to increase the share capital by up to EUR 36,913,604 through the issue of up to 36,913,604 new bearer shares against payment in cash or kind, on or before 31 MAY 2011, shareholders subscription rights may be excluded for the issue of shares for acquisition purposes, for residual amounts, and insofar as the issue price is not materially below the market price of the shares 11. Approval of the renewal of the Mgmt For * authorization to acquire own shares, the existing authorization to acquire own shares shall be revoked, the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price neither below EUR 0.01 nor more than 5% above the average market price of the shares, on or before 30 NOV 2007, the shares may be used for acquisition purposes or within the scope of the Companys Stock Option Programs, sold at a price not materially below their market price, or retired
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 197 UNASSIGNED RANGE RESOURCES CORPORATION SECURITY: 75281A109 AGENDA NUMBER: 932500045 TICKER: RRC MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES L. BLACKBURN Mgmt For For 2 ANTHONY V. DUB Mgmt For For 3 V. RICHARD EALES Mgmt For For 4 ALLEN FINKELSON Mgmt For For 5 JONATHAN S. LINKER Mgmt For For 6 KEVIN S. MCCARTHY Mgmt For For 7 JOHN H. PINKERTON Mgmt For For 8 JEFFREY L. VENTURA Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For AMEND THE 2005 EQUITY-BASED COMPENSATION PLAN TO PROVIDE FOR THE USE OF RESERVES PER SHARE GROWTH AS A PERFORMANCE CRITERIA FOR ANNUAL INCENTIVE AWARDS IN ADDITION TO THOSE SET FORTH IN SECTION 8(B)(II)(A) OF THE PLAN. 03 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For AMEND THE 2005 EQUITY-BASED COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY 950,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 197 UNASSIGNED RED HAT, INC. SECURITY: 756577102 AGENDA NUMBER: 932374159 TICKER: RHAT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM S. KAISER Mgmt For For 2 EDWARD R. KOZEL Mgmt For For 3 ROBERT F. YOUNG Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 197 UNASSIGNED REDBACK NETWORKS INC. SECURITY: 757209507 AGENDA NUMBER: 932483302 TICKER: RBAK MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEVIN A. DENUCCIO Mgmt For For 2 PAUL GIORDANO Mgmt For For 3 ROY D. BEHREN Mgmt For For 4 JOHN L. DREW Mgmt For For 5 DAVID C. FRIEZO Mgmt For For 6 MARTIN A. KAPLAN Mgmt For For 7 WILLIAM H. KURTZ Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS REDBACK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 3,000,000 SHARES IN 2006 AND BY 3,000,000 SHARES IN 2007 AND TO ALLOW AWARDS GRANTED THEREUNDER TO CONTINUE TO QUALIFY AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 197 UNASSIGNED RESPIRONICS, INC. SECURITY: 761230101 AGENDA NUMBER: 932405714 TICKER: RESP MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 J. TERRY DEWBERRY Mgmt For For 2 DONALD H. JONES Mgmt For For 3 JAMES W. LIKEN Mgmt For For 4 JOHN L. MICLOT Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. T 03 TO APPROVE THE ADOPTION OF THE Mgmt For For RESPIRONICS, INC. 2006 STOCK INCENTIVE PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 197 UNASSIGNED ROWAN COMPANIES, INC. SECURITY: 779382OIH AGENDA NUMBER: 932458878 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN R. HUFF Mgmt For For 2 FREDERICK R. LAUSEN Mgmt For For 02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 197 UNASSIGNED SALESFORCE.COM SECURITY: 79466L302 AGENDA NUMBER: 932358345 TICKER: CRM MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARC BENIOFF Mgmt For For 2 ALAN HASSENFELD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 197 UNASSIGNED SALIX PHARMACEUTICALS, LTD. SECURITY: 795435106 AGENDA NUMBER: 932392246 TICKER: SLXP MEETING TYPE: Special ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF SALIX Mgmt For For PHARMACEUTICALS, LTD. COMMON STOCK IN THE MERGER OF METAL ACQUISITION CORP, A WHOLLY OWNED SUBSIDIARY OF SALIX PHARMACEUTICALS, LTD., WITH AND INTO INKINE PHARMACEUTICAL COMPANY, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 197 UNASSIGNED SCHLUMBERGER LIMITED (SCHLUMBERGER N SECURITY: 806857OIH AGENDA NUMBER: 932448663 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. DEUTCH Mgmt For For 2 J.S. GORELICK Mgmt For For 3 A. GOULD Mgmt For For 4 T. ISAAC Mgmt For For 5 A. LAJOUS Mgmt For For 6 A. LEVY-LANG Mgmt For For 7 M.E. MARKS Mgmt For For 8 D. PRIMAT Mgmt For For 9 T.I. SANDVOLD Mgmt For For 10 N. SEYDOUX Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.G. STUNTZ Mgmt For For 12 R. TALWAR Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For DIVIDENDS 03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER 2005 STOCK OPTION PLAN 05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 197 UNASSIGNED SCHWARZ PHARMA AG SECURITY: D6889B104 AGENDA NUMBER: 700912771 TICKER: MEETING TYPE: AGM ISIN: DE0007221905 MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the approved audited Non-Voting No vote financial statements, the confirmed consousses 2005 und des Lageberichts fuer die Gesellschaft und den Konzern sowie de Group for the 2005 financial year as well as the report of the Supervisory Board for the 2005 FY 2. Resolution on the appropriation of Mgmt For * distributable profits 3. Resolution on the approval of the Mgmt For * Executive Board actions for the 2005 FY 05 4. Resolution on the approval of the Mgmt For * Supervisory Board actions for the 2005 FY r 2005 5. Resolution on the appointment of Ernst + Mgmt For * Young Ag, Duesseldorf as the Auditors for the 2006 FY 6. Beschlussfassung ueber die Ermaechtigung Mgmt For * zum Erwerb und zur Verwendung eigeneres and on the cancellation of the authorization granted on 11 MAY 2005
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Authorization of the Executive Board to Mgmt For * issue convertible bonds and/or bonds wchreibungen, Schaffung eines bedingten Kapitals, Aufhebung der bisherigen Ermauthorization to issue convertible bonds and/or bonds with warrants; cancellatiherigen dafuer geschaffenen bedingten Kapitals und Satzungsaenderung Articles of Association 8.1 Wahl des Herrn Dr. Terence Eaves in den Mgmt For * Aufsichtsrat 8.2 Elect Dr. Eberhard Peill to the Mgmt For * Supervisory Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 197 UNASSIGNED SIGNATURE BANK SECURITY: 82669G104 AGENDA NUMBER: 932461635 TICKER: SBNY MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALFONSE M. D'AMATO Mgmt For For 2 JEFFREY W. MESHEL Mgmt For For 3 KATHRYN A. BYRNE Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 197 UNASSIGNED SIRF TECHNOLOGY HOLDINGS, INC. SECURITY: 82967H101 AGENDA NUMBER: 932465429 TICKER: SIRF MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MOHANBIR GYANI Mgmt For For 2 STEPHEN C. SHERMAN Mgmt For For 3 SAM S. SRINIVASAN Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 197 UNASSIGNED SIX FLAGS, INC. SECURITY: 83001P109 AGENDA NUMBER: 932513004 TICKER: PKS MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C.E. ANDREWS Mgmt For For 2 MARK JENNINGS Mgmt For For 3 JACK KEMP Mgmt For For 4 ROBERT MCGUIRE Mgmt For For 5 PERRY ROGERS Mgmt For For 6 DWIGHT SCHAR Mgmt For For 7 MARK SHAPIRO Mgmt For For 8 DANIEL M. SNYDER Mgmt For For 9 HARVEY WEINSTEIN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 03 PROPOSAL TO RATIFY THE REIMBURSEMENT OF Mgmt Against Against CERTAIN OF RED ZONE S EXPENSES. 04 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For COMPANY S 2006 STOCK OPTION AND INCENTIVE PLAN. 05 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For 2006 EMPLOYEE STOCK PURCHASE PLAN. 06 PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For COMPANY S BY- LAWS TO PERMIT VACANCIES ON OUR BOARD OF DIRECTORS TO BE FILLED BY EITHER THE REMAINING BOARD MEMBERS OR STOCKHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 197 UNASSIGNED SMITH INTERNATIONAL, INC. SECURITY: 832110OIH AGENDA NUMBER: 932474036 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT KELLEY Mgmt For For 2 DOUG ROCK Mgmt For For 02 APPROVAL OF EXECUTIVE OFFICER ANNUAL Mgmt For For INCENTIVE PLAN 03 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 197 UNASSIGNED SPECTRASITE, INC. SECURITY: 84761M104 AGENDA NUMBER: 932372787 TICKER: SSI MEETING TYPE: Special ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF MAY 3, 2005, BY AND AMONG AMERICAN TOWER CORPORATION, ASTEROID MERGER SUB, LLC AND SPECTRASITE, INC., INCLUDING THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED THEREBY. 02 TO PERMIT SPECTRASITE S BOARD OF Mgmt For For DIRECTORS OR ITS CHAIRMAN, IN THEIR DISCRETION, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF NECESSARY FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO ADOPT PROPOSAL NUMBER ONE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 197 UNASSIGNED SRA INTERNATIONAL, INC. SECURITY: 78464R105 AGENDA NUMBER: 932399517 TICKER: SRX MEETING TYPE: Annual ISIN: MEETING DATE: 28-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. BARTER Mgmt Withheld Against 2 STEVEN A. DENNING Mgmt Withheld Against 3 MILES R. GILBURNE Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 197 UNASSIGNED STAMPS.COM INC. SECURITY: 852857200 AGENDA NUMBER: 932517242 TICKER: STMP MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G. BRADFORD JONES Mgmt Withheld Against 2 LLOYD I. MILLER Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 197 UNASSIGNED STANDARD PACIFIC CORP. SECURITY: 85375C101 AGENDA NUMBER: 932474214 TICKER: SPF MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL C. CORTNEY Mgmt For For 2 RONALD R. FOELL Mgmt For For 3 JEFFREY V. PETERSON Mgmt For For 02 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REGARDING ENERGY EFFICIENCY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 197 UNASSIGNED SUNRISE SENIOR LIVING, INC. SECURITY: 86768K106 AGENDA NUMBER: 932487932 TICKER: SRZ MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. DONOHUE Mgmt For For 2 J. DOUGLAS HOLLADAY Mgmt For For 3 WILLIAM G. LITTLE Mgmt For For 02 TO APPROVE AN AMENDMENT TO SUNRISE S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF SUNRISE S COMMON STOCK FROM 60 MILLION SHARES TO 120 MILLION SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 197 UNASSIGNED SYMBION, INC. SECURITY: 871507109 AGENDA NUMBER: 932485786 TICKER: SMBI MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD W. BURTON Mgmt For For 2 DAVID M. WILDS Mgmt For For 3 WILLIAM V.B. WEBB Mgmt For For 02 PROPOSAL TO AMEND AND RESTATE THE STOCK Mgmt For For INCENTIVE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 197 UNASSIGNED SYNIVERSE HOLDINGS INC SECURITY: 87163F106 AGENDA NUMBER: 932483326 TICKER: SVR MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ODIE C. DONALD Mgmt For For 2 DAVID A. DONNINI Mgmt Withheld Against 3 G. EDWARD EVANS Mgmt For For 4 TONY G. HOLCOMBE Mgmt For For 5 JOHN C. HOFMANN Mgmt For For 6 RAYMOND L. LAWLESS Mgmt For For 7 JAMES B. LIPHAM Mgmt For For 8 ROBERT J. MARINO Mgmt For For 9 JACK PEARLSTEIN Mgmt For For 10 COLLIN E. ROCHE Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO APPROVE THE SYNIVERSE Mgmt For For HOLDINGS, INC. 2006 LONG-TERM EQUITY INCENTIVE PLAN. 03 PROPOSAL TO APPROVE LONG-TERM INCENTIVE Mgmt For For PERFORMANCE TERMS FOR CERTAIN EXECUTIVES. 04 PROPOSAL TO APPROVE THE SYNIVERSE Mgmt For For HOLDINGS, INC. 2006 EMPLOYEE STOCK PURCHASE PLAN. 05 RATIFY AND APPROVE THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR SYNIVERSE HOLDINGS, INC. FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 197 UNASSIGNED TELEDYNE TECHNOLOGIES INCORPORATED SECURITY: 879360105 AGENDA NUMBER: 932452852 TICKER: TDY MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SIMON M. LORNE Mgmt For For 2 PAUL D. MILLER Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 197 UNASSIGNED TEXAS ROADHOUSE, INC. SECURITY: 882681109 AGENDA NUMBER: 932508560 TICKER: TXRH MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN T. HART Mgmt For For 2 W. KENT TAYLOR Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 197 UNASSIGNED THE ADVISORY BOARD COMPANY SECURITY: 00762W107 AGENDA NUMBER: 932407667 TICKER: ABCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 MARC N. CASPER Mgmt For For 2 KELT KINDICK Mgmt For For 3 JOSEPH E. LAIRD, JR. Mgmt For For 4 MARK R. NEAMAN Mgmt For For 5 LEON D. SHAPIRO Mgmt For For 6 FRANK J. WILLIAMS Mgmt For For 7 LEANNE M. ZUMWALT Mgmt For For 02 APPROVE THE 2005 STOCK INCENTIVE PLAN T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT REGISTERED ACCOUNTANT FOR THE YEAR ENDING MARCH 31, 2006 T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 197 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932380912 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 18-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 RUSSELL P. FRADIN Mgmt For For 3 ROBERT C. HALL Mgmt For For 4 NANCY J. KARCH Mgmt For For 5 DAVID W. KENNY Mgmt For For 6 DANIEL O. LEEMON Mgmt For For 7 THOMAS L. MONAHAN III Mgmt For For 02 ADOPTION OF THE AMENDMENTS TO THE 2004 Mgmt For For STOCK INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 197 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932539135 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 THOMAS L. MONAHAN III Mgmt For For 3 RUSSELL P. FRADIN Mgmt For For 4 ROBERT C. HALL Mgmt For For 5 NANCY J. KARCH Mgmt For For 6 DAVID W. KENNY Mgmt For For 7 DANIEL O. LEEMON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 197 UNASSIGNED THE MEDICINES COMPANY SECURITY: 584688105 AGENDA NUMBER: 932503534 TICKER: MDCO MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARMIN M. KESSLER Mgmt For For 2 ROBERT G. SAVAGE Mgmt For For 3 MELVIN K. SPIGELMAN Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2004 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 4,400,000 TO 8,800,000. 04 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 255,500 TO 505,500.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 197 UNASSIGNED THQ INC. SECURITY: 872443403 AGENDA NUMBER: 932370341 TICKER: THQI MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRIAN J. FARRELL Mgmt For For 2 LAWRENCE BURSTEIN Mgmt For For 3 HENRY T. DENERO Mgmt For For 4 BRIAN P. DOUGHERTY Mgmt For For 5 JAMES L. WHIMS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE COMPANY S FISCAL YEAR ENDING MARCH 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 197 UNASSIGNED TIDEWATER INC. SECURITY: 886423OIH AGENDA NUMBER: 932371963 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. PATTAROZZI Mgmt Withheld Against 2 JACK E. THOMPSON Mgmt Withheld Against 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL REGARDING Shr Against For SUBJECTING NON-DEDUCTIBLE EXECUTIVE COMPENSATION TO A STOCKHOLDER VOTE. 04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against DECLASSIFICATION OF THE BOARD OF DIRECTORS AND THE ANNUAL ELECTION OF ALL DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 197 UNASSIGNED TOO, INC. SECURITY: 890333107 AGENDA NUMBER: 932494622 TICKER: TOO MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH M. EVEILLARD Mgmt For For 2 NANCY J. KRAMER Mgmt For For 3 FREDRIC M. ROBERTS Mgmt For For 02 RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 197 UNASSIGNED TOYO CONSTRUCTION CO LTD SECURITY: J90999111 AGENDA NUMBER: 701010592 TICKER: MEETING TYPE: AGM ISIN: JP3609800002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 5 Approve Provision of Retirement Mgmt Against * Allowance for Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 197 UNASSIGNED TRANSOCEAN INC. SECURITY: G90078OIH AGENDA NUMBER: 932483489 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VICTOR E. GRIJALVA Mgmt For For 2 ARTHUR LINDENAUER Mgmt For For 3 KRISTIAN SIEM Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 197 UNASSIGNED UBIQUITEL INC. SECURITY: 903474302 AGENDA NUMBER: 932535478 TICKER: UPCS MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF APRIL 19, 2006, BY AND AMONG UBIQUITEL INC., A DELAWARE CORPORATION, SPRINT NEXTEL CORPORATION, A KANSAS CORPORATION, AND EAGLE MERGER SUB INC., A DELAWARE CORPORATION AND SUBSIDIARY OF SPRINT NEXTEL CORPORATION, AND APPROVE THE MERGER AND RELATED TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. 02 DIRECTOR 1 ROBERT A. BERLACHER Mgmt For For 2 DONALD A. HARRIS Mgmt For For 3 JOSEPH N. WALTER Mgmt For For 03 ANY PROPOSAL TO ADJOURN OR POSTPONE THE Mgmt Against Against ANNUAL MEETING TO A LATER DATE, BUT IN NO EVENT LATER THAN DECEMBER 31, 2006, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT AND APPROVAL OF THE MERGER AND RELATED TRANSACTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 197 UNASSIGNED UTI WORLDWIDE INC. SECURITY: G87210103 AGENDA NUMBER: 932537383 TICKER: UTIW MEETING TYPE: Annual ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRIAN D. BELCHERS Mgmt For For 2 ROGER I. MACFARLANE Mgmt For For 3 MATTHYS J. WESSELS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 197 UNASSIGNED VERIFONE HOLDINGS, INC. SECURITY: 92342Y109 AGENDA NUMBER: 932440201 TICKER: PAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOUGLAS G. BERGERON Mgmt For For 2 CRAIG A. BONDY Mgmt For For 3 DR. JAMES C. CASTLE Mgmt For For 4 DR. LESLIE G. DENEND Mgmt For For 5 ROBERT B. HENSKE Mgmt For For 6 COLLIN E. ROCHE Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS VERIFONE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING OCTOBER 31, 2006. 03 TO APPROVE THE VERIFONE BONUS PLAN IN Mgmt For For ORDER TO QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE THE VERIFONE 2006 EQUITY Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 197 UNASSIGNED VERTEX PHARMACEUTICALS INCORPORATED SECURITY: 92532F100 AGENDA NUMBER: 932477347 TICKER: VRTX MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC K. BRANDT Mgmt For For 2 BRUCE I. SACHS Mgmt For For 3 EVE E. SLATER Mgmt For For 02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 197 UNASSIGNED WALTER INDUSTRIES, INC. SECURITY: 93317Q105 AGENDA NUMBER: 932471268 TICKER: WLT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD L. CLARK, JR. Mgmt Withheld Against 2 GREGORY E. HYLAND Mgmt For For 3 JERRY W. KOLB Mgmt For For 4 PATRICK A. KRIEGSHAUSER Mgmt For For 5 JOSEPH B. LEONARD Mgmt For For 6 MARK J. O'BRIEN Mgmt For For 7 BERNARD G. RETHORE Mgmt For For 8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. 03 PROPOSAL TO APPROVE THE WALTER Mgmt For For INDUSTRIES, INC. EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 197 UNASSIGNED WASHINGTON GROUP INTERNATIONAL, INC. SECURITY: 938862208 AGENDA NUMBER: 932497248 TICKER: WGII MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN R. ALM Mgmt For For 2 DAVID H. BATCHELDER Mgmt For For 3 MICHAEL R. D'APPOLONIA Mgmt For For 4 C. SCOTT GREER Mgmt For For 5 GAIL E. HAMILTON Mgmt For For 6 STEPHEN G. HANKS Mgmt For For 7 WILLIAM H. MALLENDER Mgmt For For 8 MICHAEL P. MONACO Mgmt For For 9 CORDELL REED Mgmt For For 10 DENNIS R. WASHINGTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DENNIS K. WILLIAMS Mgmt For For 02 PROPOSAL TO RATIFY THE AUDIT REVIEW Mgmt For For COMMITTEE S APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 197 UNASSIGNED WEATHERFORD INTERNATIONAL LTD. SECURITY: G95089OIH AGENDA NUMBER: 932481144 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NICHOLAS F. BRADY Mgmt For For 2 WILLIAM E. MACAULAY Mgmt For For 3 DAVID J. BUTTERS Mgmt For For 4 ROBERT B. MILLARD Mgmt For For 5 BERNARD J. DUROC-DANNER Mgmt For For 6 ROBERT K. MOSES, JR. Mgmt For For 7 SHELDON B. LUBAR Mgmt For For 8 ROBERT A. RAYNE Mgmt For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (WHICH CONSTITUTES THE AUDITORS FOR PURPOSES OF BERMUDA LAW) FOR THE YEAR ENDING DECEMBER 31, 2006, AND
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. 03 APPROVAL OF THE WEATHERFORD Mgmt For For INTERNATIONAL LTD. 2006 OMNIBUS INCENTIVE PLAN. 04 APPROVAL OF AN INCREASE IN THE COMPANY S Mgmt For For AUTHORIZED SHARE CAPITAL FROM $510,000,000, CONSISTING OF 500,000,000 COMMON SHARES AND 10,000,000 PREFERENCE SHARES, TO $1,010,000,000, BY THE CREATION OF 500,000,000 ADDITIONAL COMMON SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 197 UNASSIGNED WEBSENSE, INC. SECURITY: 947684106 AGENDA NUMBER: 932513814 TICKER: WBSN MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE T. COLEMAN Mgmt For For 2 GENE HODGES Mgmt For For 3 JOHN F. SCHAEFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 196 of 197 UNASSIGNED WERNER ENTERPRISES, INC. SECURITY: 950755108 AGENDA NUMBER: 932481423 TICKER: WERN MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLARENCE L. WERNER Mgmt For For 2 PATRICK J. JUNG Mgmt Withheld Against 3 DUANE K. SATHER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 197 of 197 UNASSIGNED ZUMIEZ INC SECURITY: 989817101 AGENDA NUMBER: 932518181 TICKER: ZUMZ MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD M. BROOKS Mgmt Withheld Against 2 MATTHEW L. HYDE Mgmt For For 3 JAMES M. WEBER Mgmt For For
Hartford Stock HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 197 UNASSIGNED 3M COMPANY SECURITY: 88579Y101 AGENDA NUMBER: 932463893 TICKER: MMM MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 EDWARD M. LIDDY Mgmt For For 3 ROBERT S. MORRISON Mgmt For For 4 AULANA L. PETERS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS 04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For ANIMAL WELFARE POLICY 06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For BUSINESS OPERATIONS IN CHINA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 197 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 197 UNASSIGNED ACCENTURE LTD SECURITY: G1150G111 AGENDA NUMBER: 932425021 TICKER: ACN MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: DINA DUBLON 1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For THE BOARD OF DIRECTORS: WILLIAM D. GREEN 02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 197 UNASSIGNED ALCOA INC. SECURITY: 013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 197 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 197 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 197 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 197 UNASSIGNED AMERICAN STANDARD COMPANIES, INC. SECURITY: 029712106 AGENDA NUMBER: 932453006 TICKER: ASD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN F. GOLDSTONE Mgmt For For 2 KIRK S. HACHIGIAN Mgmt For For 3 EDWARD E. HAGENLOCKER Mgmt For For 4 DALE F. MORRISON Mgmt For For 02 DIRECTORS PROPOSAL - RATIFICATION OF THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 197 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 197 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 197 UNASSIGNED APPLIED MATERIALS, INC. SECURITY: 038222105 AGENDA NUMBER: 932441518 TICKER: AMAT MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL H. ARMACOST Mgmt For For 2 DEBORAH A. COLEMAN Mgmt For For 3 PHILIP V. GERDINE Mgmt For For 4 THOMAS J. IANNOTTI Mgmt For For 5 CHARLES Y.S. LIU Mgmt For For 6 JAMES C. MORGAN Mgmt For For 7 GERHARD H. PARKER Mgmt For For 8 WILLEM P. ROELANDTS Mgmt For For 9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For APPLIED MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 197 UNASSIGNED ARCHER-DANIELS-MIDLAND COMPANY SECURITY: 039483102 AGENDA NUMBER: 932399632 TICKER: ADM MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G.A. ANDREAS Mgmt Withheld Against 2 A.L. BOECKMANN Mgmt For For 3 M.H. CARTER Mgmt Withheld Against 4 R.S. JOSLIN Mgmt Withheld Against 5 P.J. MOORE Mgmt For For 6 M.B. MULRONEY Mgmt Withheld Against 7 T.F. O'NEILL Mgmt Withheld Against 8 O.G. WEBB Mgmt Withheld Against 9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For (REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD.)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 197 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 197 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 197 UNASSIGNED AUTODESK, INC. SECURITY: 052769106 AGENDA NUMBER: 932514587 TICKER: ADSK MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. BARTZ Mgmt For For 2 CARL BASS Mgmt For For 3 MARK A. BERTELSEN Mgmt For For 4 CRAWFORD W. BEVERIDGE Mgmt For For 5 J. HALLAM DAWSON Mgmt For For 6 MICHAEL J. FISTER Mgmt For For 7 PER-KRISTIAN HALVORSEN Mgmt For For 8 STEVEN L. SCHEID Mgmt For For 9 MARY ALICE TAYLOR Mgmt For For 10 LARRY W. WANGBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUTODESK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 197 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 197 UNASSIGNED BANK TOKYO-MITSUBISHI LTD SECURITY: J44497105 AGENDA NUMBER: 701002913 TICKER: MEETING TYPE: AGM ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Approve Reduction of Stated Capital Mgmt For * Reserves 3 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Directors and Auditors, Allow Company to Repurchase its Own Shares, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital 4.1 Appoint a Director Mgmt For * 4.2 Appoint a Director Mgmt For * 4.3 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.4 Appoint a Director Mgmt For * 4.5 Appoint a Director Mgmt For * 4.6 Appoint a Director Mgmt For * 4.7 Appoint a Director Mgmt For * 4.8 Appoint a Director Mgmt For * 4.9 Appoint a Director Mgmt For * 4.10 Appoint a Director Mgmt For * 4.11 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.12 Appoint a Director Mgmt For * 4.13 Appoint a Director Mgmt For * 4.14 Appoint a Director Mgmt For * 4.15 Appoint a Director Mgmt For * 5 Approve Provision of Retirement Allowance Mgmt For * for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 197 UNASSIGNED BEST BUY CO., INC. SECURITY: 086516101 AGENDA NUMBER: 932537232 TICKER: BBY MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRADBURY H. ANDERSON Mgmt Withheld Against 2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against 3 ALLEN U. LENZMEIER Mgmt Withheld Against 4 FRANK D. TRESTMAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 197 UNASSIGNED BHP BILLITON LIMITED SECURITY: 088606108 AGENDA NUMBER: 932400233 TICKER: BHP MEETING TYPE: Annual ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON PLC. T 02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For REPORTS OF BHP BILLITON LIMITED. T 03 DIRECTOR T 1 MR C A S CORDEIRO* Mgmt For For 2 MR C A S CORDEIRO** Mgmt For For 3 HON. E G DE PLANQUE* Mgmt For For 4 HON. E G DE PLANQUE** Mgmt For For 5 MR D A CRAWFORD* Mgmt For For 6 MR D A CRAWFORD** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7 DR D A L JENKINS* Mgmt For For 8 DR D A L JENKINS** Mgmt For For 9 MR M SALAMON* Mgmt For For 10 MR M SALAMON** Mgmt For For 13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For PLC. T 14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For SHARES IN BHP BILLITON PLC. T 15 TO RENEW THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS IN BHP BILLITON PLC. T 16 TO APPROVE THE RE-PURCHASE OF SHARES IN Mgmt For For BHP BILLITON PLC. T 17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For GOODYEAR UNDER THE GIS AND THE LTIP. T 19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For SALAMON UNDER THE GIS AND THE LTIP. T 20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. T 21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For CONSTITUTION OF BHP BILLITON LIMITED. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 197 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932446087 TICKER: BSX MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY FROM 1,200,000,000 TO 2,000,000,000. 02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For COMMON STOCK OF THE COMPANY TO THE SHAREHOLDERS OF GUIDANT CORPORATION PURSUANT TO THE TERMS OF THE MERGER AGREEMENT, DATED AS OF JANUARY 25, 2006, BETWEEN THE COMPANY, GALAXY MERGER SUB, INC. AND GUIDANT CORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 197 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 197 UNASSIGNED BRISTOL-MYERS SQUIBB COMPANY SECURITY: 110122108 AGENDA NUMBER: 932457206 TICKER: BMY MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.E. ALLEN Mgmt For For 2 L.B. CAMPBELL Mgmt For For 3 V.D. COFFMAN Mgmt For For 4 J.M. CORNELIUS Mgmt For For 5 P.R. DOLAN Mgmt For For 6 L.J. FREEH Mgmt For For 7 L.H. GLIMCHER, M.D. Mgmt For For 8 L. JOHANSSON Mgmt For For 9 J.D. ROBINSON III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For 04 CUMULATIVE VOTING Shr Against For 05 RECOUPMENT Shr Against For 06 ANIMAL TREATMENT Shr Against For 07 TERM LIMITS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 197 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 197 UNASSIGNED CARNIVAL CORPORATION SECURITY: 143658300 AGENDA NUMBER: 932445162 TICKER: CCL MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICKY ARISON Mgmt For For 2 AMB RICHARD G. CAPEN JR Mgmt For For 3 ROBERT H. DICKINSON Mgmt For For 4 ARNOLD W. DONALD Mgmt For For 5 PIER LUIGI FOSCHI Mgmt For For 6 HOWARD S. FRANK Mgmt For For 7 RICHARD J. GLASIER Mgmt For For 8 BARONESS HOGG Mgmt For For 9 A. KIRK LANTERMAN Mgmt For For 10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIR JOHN PARKER Mgmt For For 12 PETER G. RATCLIFFE Mgmt For For 13 STUART SUBOTNICK Mgmt For For 14 UZI ZUCKER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. 04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. 05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT OF CARNIVAL PLC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 197 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 197 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 197 UNASSIGNED CLEAR CHANNEL COMMUNICATIONS, INC. SECURITY: 184502102 AGENDA NUMBER: 932453450 TICKER: CCU MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN D. FELD Mgmt For For 2 PERRY J. LEWIS Mgmt For For 3 L. LOWRY MAYS Mgmt For For 4 MARK P. MAYS Mgmt For For 5 RANDALL T. MAYS Mgmt For For 6 B.J. MCCOMBS Mgmt For For 7 PHYLLIS B. RIGGINS Mgmt For For 8 THEODORE H. STRAUSS Mgmt For For 9 J.C. WATTS Mgmt For For 10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN B. ZACHRY Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against PROPOSAL REGARDING CORPORATE POLITICAL CONTRIBUTIONS. 04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against PROPOSAL REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 197 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE Shr Against For SHAREHOLDER COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 197 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 197 UNASSIGNED COSTCO WHOLESALE CORPORATION SECURITY: 22160K105 AGENDA NUMBER: 932425398 TICKER: COST MEETING TYPE: Annual ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES D. SINEGAL Mgmt No vote 2 JEFFREY H. BROTMAN Mgmt No vote 3 RICHARD A. GALANTI Mgmt No vote 4 DANIEL J. EVANS Mgmt No vote 02 AMENDMENTS TO THE RESTATED 2002 STOCK Mgmt No vote INCENTIVE PLAN. 03 SHAREHOLDER PROPOSAL TO HOLD ANNUAL Shr No vote ELECTIONS FOR ALL DIRECTORS. 04 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr No vote CODE OF CONDUCT. 05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 197 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 197 UNASSIGNED DOLLAR GENERAL CORPORATION SECURITY: 256669102 AGENDA NUMBER: 932499456 TICKER: DG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID L. BERE Mgmt For For 2 DENNIS C. BOTTORFF Mgmt For For 3 BARBARA L. BOWLES Mgmt For For 4 REGINALD D. DICKSON Mgmt For For 5 E. GORDON GEE Mgmt For For 6 BARBARA M. KNUCKLES Mgmt For For 7 DAVID A. PERDUE Mgmt For For 8 J. NEAL PURCELL Mgmt For For 9 JAMES D. ROBBINS Mgmt For For 10 DAVID M. WILDS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For GENERAL CORPORATION 1998 STOCK INCENTIVE PLAN 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 197 UNASSIGNED DOMINION RESOURCES, INC. SECURITY: 25746U109 AGENDA NUMBER: 932453032 TICKER: D MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER W. BROWN Mgmt For For 2 RONALD J. CALISE Mgmt For For 3 THOS. E. CAPPS Mgmt For For 4 GEORGE A. DAVIDSON, JR. Mgmt For For 5 THOMAS F. FARRELL, II Mgmt For For 6 JOHN W. HARRIS Mgmt For For 7 ROBERT S. JEPSON, JR. Mgmt For For 8 MARK J. KINGTON Mgmt For For 9 BENJAMIN J. LAMBERT III Mgmt For For 10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARGARET A. MCKENNA Mgmt For For 12 FRANK S. ROYAL Mgmt For For 13 S. DALLAS SIMMONS Mgmt For For 14 DAVID A. WOLLARD Mgmt For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2006 FINANCIAL STATEMENTS. 03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD 04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For REPORT 05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 197 UNASSIGNED E*TRADE FINANCIAL CORPORATION SECURITY: 269246104 AGENDA NUMBER: 932510123 TICKER: ET MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL K. PARKS Mgmt For For 2 LEWIS E. RANDALL Mgmt For For 3 STEPHEN H. WILLARD Mgmt For For 02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 197 UNASSIGNED E. I. DU PONT DE NEMOURS AND COMPANY SECURITY: 263534109 AGENDA NUMBER: 932457612 TICKER: DD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAIN J.P. BELDA Mgmt For For 2 RICHARD H. BROWN Mgmt For For 3 CURTIS J. CRAWFORD Mgmt For For 4 JOHN T. DILLON Mgmt For For 5 ELEUTHERE I. DU PONT Mgmt For For 6 CHARLES O. HOLLIDAY, JR Mgmt For For 7 LOIS D. JULIBER Mgmt For For 8 MASAHISA NAITOH Mgmt For For 9 SEAN O'KEEFE Mgmt For For 10 WILLIAM K. REILLY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES M. VEST Mgmt For For 02 ON RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON EXECUTIVE COMPENSATION Shr Against For 04 ON GENETICALLY MODIFIED FOOD Mgmt Against For 05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against 06 ON PFOA Shr Against For 07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 197 UNASSIGNED E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF SECURITY: D24909109 AGENDA NUMBER: 700895797 TICKER: MEETING TYPE: AGM ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the adopted financial Non-Voting No vote statements for the 2005 financial year along with the Combined Review of Operations for E.ON AG and the E.ON Group andm Bericht des Aufsichtsrats sowie Vorlage des gebilligten Konzernabschlusses ed Consolidated Financial Statements 2. Verwendung des Bilanzgewinns aus dem Mgmt For * Geschaeftsjahr 2005 on of the distributable profit of EUR 4,614,074,864 as follows: payment of a dividend of EUR 2.75 plus a bonus of EUR 4.25 per entitled share ex-dividend and payable date: 05 MAY 2006 3. Discharge of the Board of Management for Mgmt For * the 2005 FY 4. Discharge of the Supervisory Board for Mgmt For * the 2005 FY 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien up to 10% of its share capital, on or before 04 NOV 2007 and the shares may be acquired through the stock exchange at a price neither more than 10% above nor more than 20% below the market price of the shares, by way of a public repurchase offer to all shareholders or by means of a public offer for the exchange of liquid shares which are admitted to trading on an organized market at a price not differing more than 20% from the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- market price of the shares and by using derivatives in the form of call or put options if the exercise price is neither more than 10% above nor more than 20% below the market price of the shares; authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or for satisfying existing convertible or option rights, to offer the shares to executives and employees of the Company and its affiliates and to retire the shares 6. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Zwoelfte Verwaltungs GmbH 1 DEC 2011 7. Consent to the agreement on Domination Mgmt For * and Distribution of profits and losses schaft und der E.ON Dreizehnte Verwaltungs GmbH 31 DEC 2011 8. Change of the Articles of Association Mgmt For * regarding the shareholders right to speaaufgrund der Einfuegung von Paragraph 131 Abs. 2 Satz 2 AktG durch das Gesetz German Stock Corporation Act AKTG through the Law on Corporate Integrity and Modernization of the Right of Avoidane UMAG 9. Elect the Auditors for the 2006 FY: Mgmt For * PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 197 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 197 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 197 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 197 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 197 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 197 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 197 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 197 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932364540 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For COMMON STOCK PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2005, BY AND AMONG THE MAY DEPARTMENT STORES COMPANY, FEDERATED AND MILAN ACQUISITION LLC., PURSUANT TO WHICH MAY WILL MERGE WITH MILAN ACQUISITION LLC. ON THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE MERGER AGREEMENT. 02 DIRECTOR 1 MEYER FELDBERG Mgmt For For 2 TERRY J. LUNDGREN Mgmt For For 3 MARNA C. WHITTINGTON Mgmt For For 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006. 05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For OF THE FEDERATED ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE FEDERATED ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 197 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932499773 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOYCE M. ROCHE Mgmt For For 2 WILLIAM P. STIRITZ Mgmt For For 3 CRAIG E. WEATHERUP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION. 04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For EQUITY INCENTIVE PLAN. 05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For ADOPT A POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 197 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 197 UNASSIGNED GAP, INC. SECURITY: 364760108 AGENDA NUMBER: 932463603 TICKER: GPS MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD P. BEHAR Mgmt For For 2 ADRIAN D. P. BELLAMY Mgmt For For 3 DOMENICO DE SOLE Mgmt For For 4 DONALD G. FISHER Mgmt For For 5 DORIS F. FISHER Mgmt For For 6 ROBERT J. FISHER Mgmt For For 7 PENELOPE L. HUGHES Mgmt For For 8 BOB L. MARTIN Mgmt For For 9 JORGE P. MONTOYA Mgmt For For 10 PAUL S. PRESSLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 MAYO A. SHATTUCK III Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR 1996 STOCK OPTION AND AWARD PLAN TO BE KNOWN THEREAFTER AS THE 2006 LONG-TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 197 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE Shr Against For STANDARD 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 197 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 197 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 197 UNASSIGNED ILLINOIS TOOL WORKS INC. SECURITY: 452308109 AGENDA NUMBER: 932467980 TICKER: ITW MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER Mgmt For For 2 MICHAEL J. BIRCK Mgmt For For 3 MARVIN D. BRAILSFORD Mgmt For For 4 SUSAN CROWN Mgmt For For 5 DON H. DAVIS, JR. Mgmt For For 6 ROBERT C. MCCORMACK Mgmt For For 7 ROBERT S. MORRISON Mgmt For For 8 JAMES A. SKINNER Mgmt For For 9 HAROLD B. SMITH Mgmt For For 10 DAVID B. SPEER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 03 APPROVAL OF THE ILLINOIS TOOL WORKS INC. Mgmt For For 2006 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP. 05 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For REGUIRING IMPLEMENTATION OF CERTAIN BUSINESS PRINCIPLES FOR WORKERS IN CHINA. 06 TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against REQUIRING A MAJORITY VOTE FOR ELECTION OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 197 UNASSIGNED INGERSOLL-RAND COMPANY LIMITED SECURITY: G4776G101 AGENDA NUMBER: 932509625 TICKER: IR MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T.E. MARTIN Mgmt For For 2 P. NACHTIGAL Mgmt For For 3 R.J. SWIFT Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 197 UNASSIGNED KLA-TENCOR CORPORATION SECURITY: 482480100 AGENDA NUMBER: 932391167 TICKER: KLAC MEETING TYPE: Annual ISIN: MEETING DATE: 04-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH LEVY Mgmt For For 2 JON D. TOMPKINS Mgmt For For 3 LIDA URBANEK Mgmt For For 02 TO APPROVE THE COMPANY S INTERNAL Mgmt For For REVENUE CODE SECTION 162(M) PERFORMANCE BONUS PLAN. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 04 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING FOR DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 197 UNASSIGNED LEXMARK INTERNATIONAL, INC. SECURITY: 529771107 AGENDA NUMBER: 932449590 TICKER: LXK MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. MAPLES Mgmt For For 2 STEPHEN R. HARDIS Mgmt For For 3 WILLIAM R. FIELDS Mgmt For For 4 ROBERT HOLLAND, JR. Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 197 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE Shr Against For SISTERS OF MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 197 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 197 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 197 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 197 UNASSIGNED MITTAL STEEL COMPANY N.V. SECURITY: 60684P101 AGENDA NUMBER: 932509358 TICKER: MT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO APPROVE THE MIXED CASH AND Mgmt For For EXCHANGE OFFER FOR THE ISSUED AND OUTSTANDING SHARE CAPITAL AND EQUITY SECURITIES OF ARCELOR S.A. PURSUANT TO ARTICLE 2:107A DUTCH CIVIL CODE (THE OFFER) 03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For For ISSUED SHARE CAPITAL, SUCH REDUCTION BEING CONDITIONAL UPON CLOSING OF THE OFFER AND THE EXCHANGE OF NEWLY ISSUED CLASS A SHARES FOR CERTAIN ARCELOR SECURITIES PURSUANT THERETO, AND WITH EFFECT FROM THE DATE OF AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION REFERRED TO IN THE AGENDA ITEM 4, BY REDUCING THE NOMINAL VALUE OF EACH CLASS B SHARE FROM EUR 0.10 PER SHARE, TO EURO 0.02 PER SHARE, WITHOUT REPAYMENT OF THE DIFFERENCE OF EUR 0.08 PER SHARE TO THE HOLDERS OF CLASS B SHARES. 04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For For OF ASSOCIATION, SUCH AMENDMENT BEING CONDITIONAL UPON COMPLETION OF THE OFFER, AND TO AUTHORISE EACH MEMBER OF THE MANAGING BOARD AS WELL AS EACH LAWYER AND PARALEGAL PRACTICING WITH NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5A PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO SUCH NUMBER OF CLASS A SHARES TO BE ISSUED PURSUANT TO THE OFFER, SUCH ISSUANCE BEING CONDITIONAL UPON CLOSING OF THE OFFER. 5B PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO TEN PERCENT (10%) OF THE UNISSUED CLASS A SHARES IN WHICH THE AUTHORISED SHARE CAPITAL IS DIVIDED INTO AT THE TIME THE RESOLUTION TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WILL BE TAKEN BY THE MANAGING BOARD. 07 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For FOR FISCAL 2005. 09 PROPOSAL TO CONTINUE TO PAY A QUARTERLY Mgmt For For DIVIDEND OF US$0.125 PER SHARE, SUBJECT TO FINAL DETERMINATION BY THE MANAGING BOARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 PROPOSAL TO APPROVE THE MANAGEMENT Mgmt For For PERFORMED BY THE DIRECTORS A OF THE MANAGING BOARD DURING FISCAL 2005, INCLUDING DISCHARGE OF THE DIRECTORS A OF THE MANAGING BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING FISCAL 2005. 11 PROPOSAL TO APPROVE THE SUPERVISION Mgmt For For PERFORMED BY THE DIRECTORS C OF THE MANAGING BOARD DURING FISCAL 2005, INCLUDING DISCHARGE OF THE DIRECTORS C OF THE MANAGING BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING FISCAL 2005. 12 PROPOSAL BY THE HOLDERS OF THE CLASS B Mgmt For For SHARES (IN COMPLIANCE WITH ARTICLE 18.4 OF THE COMPANY S ARTICLES OF ASSOCIATION) TO RE-APPOINT MESSRS. ANDRES ROZENTAL, NARAYANAN VAGHUL, MUNI KRISHNA T. REDDY AND RENE GERARD LOPEZ, LEWIS B. KADEN AND WILBUR LOUIS ROSS AS DIRECTORS C, ALL FOR A ONE YEAR TERM ENDING ON THE DATEOF THE ANNUAL MEETING TO BE HELD IN 2007. 13 PROPOSAL TO DESIGNATE MRS. USHA MITTAL, Mgmt For For AS THE PERSON REFERRED TO IN ARTICLE 23 OF THE COMPANY S ARTICLES OF ASSOCIATION. 14 PROPOSAL TO RE-APPOINT DELOITTE Mgmt For For ACCOUNTANTS AS THE REGISTERED ACCOUNTANTS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 15 PROPOSAL TO DESIGINATE THE MANAGING Mgmt For For BOARD AS AUTHORISED CORPORATE BODY (ORGAAN) TO REPURCHASE CLASS A SHARES IN THE CAPITAL OF THE COMPANY UNTIL 8 NOVEMBER 2007. 16 PROPOSAL TO AMEND THE COMPANY S STOCK Mgmt For For OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARDS GRANTED UNDER THE PLAN TO 20,000,000 CLASS A SHARES. 17 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For MANAGING BOARD FOR A PERIOD OF ONE (1) YEAR (UNTIL THE ANNUAL MEETING TO BE HELD IN 2007) TO LIMIT OR EXECUTE THE PRE-EMPTIVE RIGHTS TO CLASS A SHARES IN THE CAPITAL OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 197 UNASSIGNED MITTAL STEEL COMPANY N.V. SECURITY: 60684P101 AGENDA NUMBER: 932552549 TICKER: MT MEETING TYPE: Special ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE THE MIXED CASH AND EXCHANGE Mgmt For OFFER FOR THE ISSUED AND OUTSTANDING SHARE CAPITAL AND EQUITY SECURITIES OF ARCELOR S.A. 03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For ISSUED SHARE CAPITAL, SUCH REDUCTION WITH EFFECT FROM THE DATE OF AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION REFERRED TO IN AGENDA ITEM 4. 04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For OF ASSOCIATION AND TO AUTHORIZE EACH MEMBER OF THE MANAGING BOARD AS WELL AS EACH LAWYER AND PARALEGAL PRACTICING WITH NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT OF THE COMPANY S ARTICLES OF ASSOCIATION. 05 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For MANAGING BOARD FOR A PERIOD OF ONE YEAR TO ISSUE AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES WITH RESPECT TO SUCH NUMBER OF CLASS A SHARES TO BE ISSUED PURSUANT TO THE OFFER, SUCH ISSUANCE BEING CONDITIONAL UPON CLOSING OF THE OFFER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL BY THE MANAGING BOARD TO Mgmt For APPOINT MR. FRANCOIS H. PINAULT AS DIRECTOR C, FOR A ONE YEAR TERM ENDING ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 197 UNASSIGNED MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, SECURITY: D55535104 AGENDA NUMBER: 700894822 TICKER: MEETING TYPE: AGM ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Submission of the adopted Company Non-Voting No vote financial statements and management report fchaeftsjahr 2005, des gebilligten Konzernabschlusses und des Konzernlageberichts fuer das Geschaeftsjahr 2005 sowie des Berichts des Aufsichtsrats the Supervisory Board 2. Resolution on the appropriation of the Mgmt For * net retained profits from the business year 2005 3. Resolution to approve the actions of the Mgmt For * members of the Board of Management in respect of the business year 2005 4. Resolution to approve the actions of the Mgmt For * members of the Supervisory Board in respect of the business year 2005 5. Ermaechtigung zum Erwerb und zur Mgmt For * Verwendung eigener Aktien
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6. Aufhebung des bestehenden Genehmigten Mgmt For * Kapitals 2001 und Schaffung eines neuen al under Authorised Capital Increase 2001, to replace this with a new authorien sowie entsprechende Satzungsaenderung nd to make the relevant amendments to the Articles of Association 7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 197 UNASSIGNED NEWMONT MINING CORPORATION SECURITY: 651639106 AGENDA NUMBER: 932459123 TICKER: NEM MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 G.A. BARTON Mgmt For For 2 V.A. CALARCO Mgmt For For 3 N. DOYLE Mgmt For For 4 V.M. HAGEN Mgmt For For 5 M.S. HAMSON Mgmt For For 6 L.I. HIGDON, JR. Mgmt For For 7 P. LASSONDE Mgmt For For 8 R.J. MILLER Mgmt For For 9 W.W. MURDY Mgmt For For 10 R.A. PLUMBRIDGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.B. PRESCOTT Mgmt For For 12 D.C. ROTH Mgmt For For 13 S. SCHULICH Mgmt For For 14 J.V. TARANIK Mgmt For For 02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For INDEPENDENT BOARD CHAIRMAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 197 UNASSIGNED OCCIDENTAL PETROLEUM CORPORATION SECURITY: 674599105 AGENDA NUMBER: 932457597 TICKER: OXY MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SPENCER ABRAHAM Mgmt For For 2 RONALD W. BURKLE Mgmt Withheld Against 3 JOHN S. CHALSTY Mgmt For For 4 EDWARD P. DJEREJIAN Mgmt For For 5 R. CHAD DREIER Mgmt For For 6 JOHN E. FEICK Mgmt For For 7 RAY R. IRANI Mgmt For For 8 IRVIN W. MALONEY Mgmt For For 9 RODOLFO SEGOVIA Mgmt For For 10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROSEMARY TOMICH Mgmt For For 12 WALTER L. WEISMAN Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG AS INDEPENDENT AUDITORS. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For CAPITAL STOCK. 04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For 05 SCIENTIFIC REPORT ON GLOBAL Shr Against For WARMING/COOLING. 06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 197 UNASSIGNED PEPSICO, INC. SECURITY: 713448108 AGENDA NUMBER: 932461142 TICKER: PEP MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.F. AKERS Mgmt For For 2 R.E. ALLEN Mgmt For For 3 D. DUBLON Mgmt For For 4 V.J. DZAU Mgmt For For 5 R.L. HUNT Mgmt For For 6 A. IBARGUEN Mgmt For For 7 A.C. MARTINEZ Mgmt For For 8 I.K. NOOYI Mgmt For For 9 S.S REINEMUND Mgmt For For 10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.J. SCHIRO Mgmt For For 12 F.A. THOMAS Mgmt For For 13 C.M. TRUDELL Mgmt For For 14 D. VASELLA Mgmt For For 15 M.D. WHITE Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS 03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 23) 04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 197 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 197 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 134 of 197 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 135 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 136 of 197 UNASSIGNED SHARP CORPORATION SECURITY: J71434112 AGENDA NUMBER: 700984683 TICKER: MEETING TYPE: AGM ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits: Mgmt For * Term-End Dividend - Ordinary Dividend JPY 12, Corporate Officers bonuses JPY 468,000,000 (including JPY 33,000,000 to the Corporate Auditors) 2 Amend the Articles of Incorporation: Mgmt For * Expand Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Authorized Capital, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) 3.1 Appoint a Director Mgmt Against * 3.2 Appoint a Director Mgmt Against * 3.3 Appoint a Director Mgmt Against * 3.4 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 137 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt Against * 3.6 Appoint a Director Mgmt Against * 3.7 Appoint a Director Mgmt Against * 3.8 Appoint a Director Mgmt Against * 3.9 Appoint a Director Mgmt Against * 3.10 Appoint a Director Mgmt Against * 3.11 Appoint a Director Mgmt Against * 3.12 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 138 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt Against * 3.14 Appoint a Director Mgmt Against * 3.15 Appoint a Director Mgmt Against * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt Against * 3.18 Appoint a Director Mgmt Against * 3.19 Appoint a Director Mgmt Against * 3.20 Appoint a Director Mgmt Against *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 139 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt Against * 3.22 Appoint a Director Mgmt Against * 3.23 Appoint a Director Mgmt Against * 3.24 Appoint a Director Mgmt Against * 3.25 Appoint a Director Mgmt Against * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 140 of 197 UNASSIGNED SHIONOGI & CO LTD SECURITY: J74229105 AGENDA NUMBER: 701006050 TICKER: MEETING TYPE: AGM ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 141 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Mgmt For * Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 142 of 197 UNASSIGNED SONY CORPORATION SECURITY: J76379106 AGENDA NUMBER: 700990484 TICKER: MEETING TYPE: AGM ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code; Change of Official Company Location 2.1 Appoint a Director Mgmt For * 2.2 Appoint a Director Mgmt For * 2.3 Appoint a Director Mgmt For * 2.4 Appoint a Director Mgmt For * 2.5 Appoint a Director Mgmt For * 2.6 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 143 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.7 Appoint a Director Mgmt For * 2.8 Appoint a Director Mgmt For * 2.9 Appoint a Director Mgmt For * 2.10 Appoint a Director Mgmt For * 2.11 Appoint a Director Mgmt For * 2.12 Appoint a Director Mgmt For * 2.13 Appoint a Director Mgmt For * 2.14 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 144 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3 Authorize Use of Stock Options Other For * 4 Shareholder Proposal: Amend Articles to Shr For * Require Company to Disclose Individual Director Compensation Amounts to Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 145 of 197 UNASSIGNED SOUTHWEST AIRLINES CO. SECURITY: 844741108 AGENDA NUMBER: 932487704 TICKER: LUV MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 COLLEEN C. BARRETT Mgmt For For 2 GARY C. KELLY Mgmt For For 3 JOHN T. MONTFORD Mgmt For For 4 WILLIAM H. CUNNINGHAM Mgmt For For 5 LOUIS E. CALDERA Mgmt For For 6 NANCY B. LOEFFLER Mgmt For For 7 DAVID W. BIEGLER Mgmt For For 02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 146 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against IF THE PROPOSAL IS PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 147 of 197 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 148 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 149 of 197 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 150 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 151 of 197 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 152 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 153 of 197 UNASSIGNED TAIWAN SEMICONDUCTOR MFG. CO. LTD. SECURITY: 874039100 AGENDA NUMBER: 932504182 TICKER: TSM MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ACCEPT 2005 BUSINESS REPORT AND Mgmt For For FINANCIAL STATEMENTS. 02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For OF 2005 PROFITS. 03 TO APPROVE THE CAPITALIZATION OF 2005 Mgmt For For DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. 04 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For INCORPORATION. 05 DIRECTOR 1 MORRIS CHANG* Mgmt For For 2 J.C. LOBBEZOO*+ Mgmt For For 3 F.C. TSENG* Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 154 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 STAN SHIH* Mgmt For For 5 CHINTAY SHIH*++ Mgmt For For 6 SIR PETER L. BONFIELD* Mgmt For For 7 LESTER CARL THUROW* Mgmt For For 8 RICK TSAI* Mgmt For For 9 CARLETON S. FIORINA* Mgmt For For 10 JAMES C. HO**++ Mgmt For For 11 MICHAEL E. PORTER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 155 of 197 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 156 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 157 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 158 of 197 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932417719 TICKER: KO MEETING TYPE: Consent ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote COCA-COLA COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 159 of 197 UNASSIGNED THE COCA-COLA COMPANY SECURITY: 191216100 AGENDA NUMBER: 932446570 TICKER: KO MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HERBERT A. ALLEN Mgmt For For 2 RONALD W. ALLEN Mgmt For For 3 CATHLEEN P. BLACK Mgmt For For 4 BARRY DILLER Mgmt For For 5 E. NEVILLE ISDELL Mgmt For For 6 DONALD R. KEOUGH Mgmt For For 7 DONALD F. MCHENRY Mgmt For For 8 SAM NUNN Mgmt For For 9 JAMES D. ROBINSON III Mgmt For For 10 PETER V. UEBERROTH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 160 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES B. WILLIAMS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS 03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For RESTRICTED STOCK AWARD PLAN OF THE COCA-COLA COMPANY 04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For CONTRIBUTIONS 05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For ON IMPLEMENTATION OF BEVERAGE CONTAINER RECYCLING STRATEGY 06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For STOCK 07 SHAREOWNER PROPOSAL REGARDING Shr Against For ENVIRONMENTAL IMPACTS OF OPERATIONS IN INDIA 08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For INDEPENDENT DELEGATION OF INQUIRY TO COLOMBIA
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 161 of 197 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 162 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 163 of 197 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 164 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 165 of 197 UNASSIGNED THE HOME DEPOT, INC. SECURITY: 437076102 AGENDA NUMBER: 932490307 TICKER: HD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY D. BRENNEMAN Mgmt Withheld Against 2 JOHN L. CLENDENIN Mgmt Withheld Against 3 CLAUDIO X. GONZALEZ Mgmt Withheld Against 4 MILLEDGE A. HART, III Mgmt Withheld Against 5 BONNIE G. HILL Mgmt Withheld Against 6 LABAN P. JACKSON, JR. Mgmt Withheld Against 7 LAWRENCE R. JOHNSTON Mgmt Withheld Against 8 KENNETH G. LANGONE Mgmt Withheld Against 9 ANGELO R. MOZILO Mgmt For For 10 ROBERT L. NARDELLI Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 166 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 THOMAS J. RIDGE Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006. 03 SHAREHOLDER PROPOSAL REGARDING COMMITTEE Shr For Against REPORT. 04 SHAREHOLDER PROPOSAL REGARDING Mgmt Against For EMPLOYMENT DIVERSITY REPORT DISCLOSURE. 05 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN Mgmt Against For AND CEO. 06 SHAREHOLDER PROPOSAL REGARDING METHOD OF Shr For Against VOTING FOR DIRECTORS. 07 SHAREHOLDER PROPOSAL REGARDING Shr For Against RETIREMENT BENEFITS. 08 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. 09 SHAREHOLDER PROPOSAL REGARDING GOVERNING Shr Against For DOCUMENTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 167 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For NONPARTISANSHIP.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 168 of 197 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 169 of 197 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 170 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 171 of 197 UNASSIGNED THE ST. PAUL TRAVELERS COMPANIES, IN SECURITY: 792860108 AGENDA NUMBER: 932455810 TICKER: STA MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. DASBURG Mgmt For For 2 LESLIE B. DISHAROON Mgmt For For 3 JANET M. DOLAN Mgmt For For 4 KENNETH M. DUBERSTEIN Mgmt For For 5 JAY S. FISHMAN Mgmt For For 6 LAWRENCE G. GRAEV Mgmt For For 7 THOMAS R. HODGSON Mgmt For For 8 ROBERT I. LIPP Mgmt For For 9 BLYTHE J. MCGARVIE Mgmt For For 10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 172 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 LAURIE J. THOMSEN Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against VOTE REQUIRED TO ELECT DIRECTORS. 04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 173 of 197 UNASSIGNED THE WALT DISNEY COMPANY SECURITY: 254687106 AGENDA NUMBER: 932429170 TICKER: DIS MEETING TYPE: Annual ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. BRYSON Mgmt For For 2 JOHN S. CHEN Mgmt For For 3 JUDITH L. ESTRIN Mgmt For For 4 ROBERT A. IGER Mgmt For For 5 FRED H. LANGHAMMER Mgmt For For 6 AYLWIN B. LEWIS Mgmt For For 7 MONICA C. LOZANO Mgmt For For 8 ROBERT W. MATSCHULLAT Mgmt For For 9 GEORGE J. MITCHELL Mgmt For For 10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 174 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOHN E. PEPPER, JR. Mgmt For For 12 ORIN C. SMITH Mgmt For For 13 GARY L. WILSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO GREENMAIL. 04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO CHINA LABOR STANDARDS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 175 of 197 UNASSIGNED THE WILLIAMS COMPANIES, INC. SECURITY: 969457100 AGENDA NUMBER: 932487968 TICKER: WMB MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 IRL. F. ENGELHARDT Mgmt For For 2 WILLIAM R. GRANBERRY Mgmt For For 3 WILLIAM E. GREEN Mgmt For For 4 W.R. HOWELL Mgmt For For 5 GEORGE A. LORCH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS FOR 2006. 03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against ON DIRECTOR NOMINEES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 176 of 197 UNASSIGNED TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY SECURITY: J92676113 AGENDA NUMBER: 701001745 TICKER: MEETING TYPE: AGM ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Adopt Reduction of Mgmt For * Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 177 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 178 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.13 Appoint a Director Mgmt For * 3.14 Appoint a Director Mgmt For * 3.15 Appoint a Director Mgmt For * 3.16 Appoint a Director Mgmt For * 3.17 Appoint a Director Mgmt For * 3.18 Appoint a Director Mgmt For * 3.19 Appoint a Director Mgmt For * 3.20 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 179 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.21 Appoint a Director Mgmt For * 3.22 Appoint a Director Mgmt For * 3.23 Appoint a Director Mgmt For * 3.24 Appoint a Director Mgmt For * 3.25 Appoint a Director Mgmt For * 3.26 Appoint a Director Mgmt For * 4.1 Appoint a Corporate Auditor Mgmt For * 4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 180 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4.3 Appoint a Corporate Auditor Mgmt For * 5 Authorize Use of Stock Options for Other For * Directors, Senior Executives and Employees 6 Approve Purchase of Own Shares Mgmt For * 7 Approve Final Payment Associated with Other For * Abolition of Retirement Benefit System for Directors and Auditors 8 Amend the Compensation to be Received by Mgmt For * Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 181 of 197 UNASSIGNED TYCO INTERNATIONAL LTD. SECURITY: 902124106 AGENDA NUMBER: 932432773 TICKER: TYC MEETING TYPE: Annual ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A SET THE MAXIMUM NUMBER OF DIRECTORS AT Mgmt For For 12 1B DIRECTOR 1 DENNIS C. BLAIR Mgmt For For 2 EDWARD D. BREEN Mgmt For For 3 BRIAN DUPERREAULT Mgmt For For 4 BRUCE S. GORDON Mgmt For For 5 RAJIV L. GUPTA Mgmt For For 6 JOHN A. KROL Mgmt For For 7 MACKEY J. MCDONALD Mgmt For For 8 H. CARL MCCALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 182 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9 BRENDAN R. O'NEILL Mgmt For For 10 SANDRA S. WIJNBERG Mgmt For For 11 JEROME B. YORK Mgmt For For 1C AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For TO APPOINT AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED TO BE CREATED ON THE BOARD 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 183 of 197 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 184 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 185 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 186 of 197 UNASSIGNED UNICREDITO ITALIANO SPA, GENOVA SECURITY: T95132105 AGENDA NUMBER: 700770781 TICKER: MEETING TYPE: MIX ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 JUL 2005 AND THIRD CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU O.1 Approve to state the Internal Auditors Mgmt For * and their Chairman s salary as per the Legislative Decree 231/2001 E.1 Approve the capital increase as per the Mgmt For * Article 2441 comma 4 and 6 of the Italian Civil Code, for a maximum amount of EUR 2,343,642,931.00 by issuing maximum No. 4,687,285,862 ordinary shares to be paid up through HVB, Bank of Austria and BPH and amend the Article 5 of the Bylaw E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 187 of 197 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700838608 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 DEC 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Appoint the Directors after having Mgmt No vote determined how many they are to be for the 3 year term 2006-2008; approve that their term will end in combination with the 2008 shareholders meeting call 2. Approve to determine the Board of Mgmt No vote Directors and the Executive Committee s salary for every future year in office as per Article 26 of the Bylaw, nevertheless for the internal Auditors and their President as per the Legislative Decree 231/01 3. Grant authority for the purchase and Mgmt No vote sale of own shares as per Article 2357-Ter of the Italian Civil Code
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 188 of 197 UNASSIGNED UNICREDITO ITALIANO SPA, MILANO SECURITY: T95132105 AGENDA NUMBER: 700917771 TICKER: MEETING TYPE: OGM ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote APR 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 12 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 02 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the financial statements for the Mgmt No vote YE 31 DEC 2005, accompanied by reports by the Directors and the Independent Auditors, report by the Board of Statutory Auditors and the consolidated financial statements and the social and environmental report O.2 Approve the allocation of net profit for Mgmt No vote the year O.3 Approve the Group Personnel long-term Mgmt No vote Incentive Plan for 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 189 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.1 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 1 year starting from the date of shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to increase the share capital, with the exclusion of rights, as allowed by Section 2441.8 of the Italian Civil Code, for a maximum nominal amount of EUR 21,000,000 to service the exercise of options to subscribe to up to 42,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to reserve for the executive personnel in the holding Company and the Group s Bank and Companies who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association E.2 Authorize the Board of Directors on 1 or Mgmt No vote more occasions for a maximum period of 5 years starting from the date of the shareholders resolution, under the provisions of Section 2443 of the Italian Civil Code, to carry out a bonus capital increase, as allowed by the Section 2349 of the Italian Civil Code, for a maximum nominal amount of EUR 6,500,000 corresponding to up to 13,000,000 ordinary shares in Unicredito Italiano of par value EUR 0.50 each, to allocate to the executive personnel in the holding Company and the Group s Banks and Companies, who hold positions of particular importance for the purposes of achieving the Group s overall objectives, consequently amend the Articles of Association PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO RECEIPT OF RECORD DATE AND REVISED NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 190 of 197 UNASSIGNED WASHINGTON MUTUAL, INC. SECURITY: 939322103 AGENDA NUMBER: 932456002 TICKER: WM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KERRY K. KILLINGER* Mgmt For For 2 THOMAS C. LEPPERT* Mgmt For For 3 CHARLES M. LILLIS* Mgmt For For 4 MICHAEL K. MURPHY* Mgmt For For 5 ORIN C. SMITH* Mgmt For For 6 REGINA MONTOYA** Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 191 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER 04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN 05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For DISCLOSURE OF THE COMPANY S POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 192 of 197 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 193 of 197 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 194 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 195 of 197 UNASSIGNED XM SATELLITE RADIO HOLDINGS INC. SECURITY: 983759101 AGENDA NUMBER: 932517812 TICKER: XMSR MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY M. PARSONS Mgmt For For 2 HUGH PANERO Mgmt For For 3 NATHANIEL A. DAVIS Mgmt For For 4 THOMAS J. DONOHUE Mgmt For For 5 EDDY W. HARTENSTEIN Mgmt For For 6 GEORGE W. HAYWOOD Mgmt For For 7 CHESTER A. HUBER, JR. Mgmt For For 8 JOHN MENDEL Mgmt For For 9 JARL MOHN Mgmt For For 10 JACK SHAW Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 196 of 197
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JEFFREY D. ZIENTS Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 197 of 197 UNASSIGNED XTO ENERGY INC. SECURITY: 98385X106 AGENDA NUMBER: 932497717 TICKER: XTO MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP R. KEVIL* Mgmt For For 2 HERBERT D. SIMONS* Mgmt For For 3 VAUGHN O VENNERBERG II* Mgmt For For 4 LANE G. COLLINS** Mgmt For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO 1,000,000,000. 03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For AND RESTATED 2004 STOCK INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
Item 1. Proxy Voting Record Account Name: Hartford Total Return Bond HLS Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Hartford Value HLS Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 1 of 133 UNASSIGNED ABBOTT LABORATORIES SECURITY: 002824100 AGENDA NUMBER: 932464819 TICKER: ABT MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R.S. AUSTIN Mgmt For For 2 W.M. DALEY Mgmt For For 3 W.J. FARRELL Mgmt For For 4 H.L. FULLER Mgmt For For 5 R.A. GONZALEZ Mgmt For For 6 J.M. GREENBERG Mgmt For For 7 D.A.L. OWEN Mgmt For For 8 B. POWELL JR. Mgmt For For 9 W.A. REYNOLDS Mgmt For For 10 R.S. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 2 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.D. SMITHBURG Mgmt For For 12 J.R. WALTER Mgmt For For 13 M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For SUPERIOR-PERFORMANCE 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS 05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For CHAIR AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 3 of 133 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 4 of 133 UNASSIGNED ALCOA INC. SECURITY: 013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 5 of 133 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932375000 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. AIDINOFF Mgmt For For 2 P. CHIA Mgmt For For 3 M. COHEN Mgmt For For 4 W. COHEN Mgmt For For 5 M. FELDSTEIN Mgmt For For 6 E. FUTTER Mgmt For For 7 S. HAMMERMAN Mgmt For For 8 C. HILLS Mgmt For For 9 R. HOLBROOKE Mgmt For For 10 D. KANAK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 6 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. MILES, JR. Mgmt For For 12 M. OFFIT Mgmt For For 13 M. SULLIVAN Mgmt For For 14 E. TSE Mgmt For For 15 F. ZARB Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 7 of 133 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 8 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 9 of 133 UNASSIGNED AMR CORPORATION SECURITY: 001765106 AGENDA NUMBER: 932503394 TICKER: AMR MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GERARD J. ARPEY Mgmt For For 2 JOHN W. BACHMANN Mgmt For For 3 DAVID L. BOREN Mgmt For For 4 EDWARD A. BRENNAN Mgmt For For 5 ARMANDO M. CODINA Mgmt For For 6 EARL G. GRAVES Mgmt For For 7 ANN M. KOROLOGOS Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 PHILIP J. PURCELL Mgmt For For 10 RAY M. ROBINSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 10 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JUDITH RODIN Mgmt For For 12 MATTHEW K. ROSE Mgmt For For 13 ROGER T. STAUBACH Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2006. 03 STOCKHOLDER PROPOSAL RELATING TO TERM Mgmt Against For LIMITS FOR NON-EMPLOYEE DIRECTORS. 04 STOCKHOLDER PROPOSAL RELATING TO A Shr For Against DIRECTOR ELECTION VOTE THRESHOLD. 05 STOCKHOLDER PROPOSAL RELATING TO AN Mgmt Against For INDEPENDENT BOARD CHAIRMAN. 06 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 11 of 133 UNASSIGNED APPLIED MATERIALS, INC. SECURITY: 038222105 AGENDA NUMBER: 932441518 TICKER: AMAT MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL H. ARMACOST Mgmt For For 2 DEBORAH A. COLEMAN Mgmt For For 3 PHILIP V. GERDINE Mgmt For For 4 THOMAS J. IANNOTTI Mgmt For For 5 CHARLES Y.S. LIU Mgmt For For 6 JAMES C. MORGAN Mgmt For For 7 GERHARD H. PARKER Mgmt For For 8 WILLEM P. ROELANDTS Mgmt For For 9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 12 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For APPLIED MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 13 of 133 UNASSIGNED AT&T INC. SECURITY: 00206R102 AGENDA NUMBER: 932448043 TICKER: T MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER III Mgmt For For 2 GILBERT F. AMELIO Mgmt For For 3 AUGUST A. BUSCH III Mgmt For For 4 MARTIN K. EBY, JR. Mgmt For For 5 JAMES A. HENDERSON Mgmt For For 6 CHARLES F. KNIGHT Mgmt For For 7 JON C. MADONNA Mgmt For For 8 LYNN M. MARTIN Mgmt For For 9 JOHN B. MCCOY Mgmt For For 10 MARY S. METZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 14 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 TONI REMBE Mgmt For For 12 S. DONLEY RITCHEY Mgmt For For 13 JOYCE M. ROCHE Mgmt For For 14 RANDALL L. STEPHENSON Mgmt For For 15 LAURA D'ANDREA TYSON Mgmt For For 16 PATRICIA P. UPTON Mgmt For For 17 EDWARD E. WHITACRE, JR. Mgmt For For 02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS 03 APPROVE 2006 INCENTIVE PLAN Mgmt For For 04 APPROVE AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION 05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 15 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL B Shr Against For 07 STOCKHOLDER PROPOSAL C Shr Against For 08 STOCKHOLDER PROPOSAL D Shr Against For 09 STOCKHOLDER PROPOSAL E Shr For Against 10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 16 of 133 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 17 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 18 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 19 of 133 UNASSIGNED BAXTER INTERNATIONAL INC. SECURITY: 071813109 AGENDA NUMBER: 932455620 TICKER: BAX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WALTER E. BOOMER Mgmt For For 2 J.R. GAVIN III, MD PHD Mgmt For For 3 PETER S. HELLMAN Mgmt For For 4 K.J. STORM Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION REDUCING THE MINIMUM AND MAXIMUM NUMBER OF DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 20 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against THE SHAREHOLDER RIGHTS PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 21 of 133 UNASSIGNED BECKMAN COULTER, INC. SECURITY: 075811109 AGENDA NUMBER: 932447712 TICKER: BEC MEETING TYPE: Annual ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER B. DERVAN, PH.D. Mgmt For For 2 SCOTT GARRETT Mgmt For For 3 R.J. LAVIZZO-MOUREY, MD Mgmt For For 4 GLENN S. SCHAFER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 22 of 133 UNASSIGNED BELLSOUTH CORPORATION SECURITY: 079860102 AGENDA NUMBER: 932450632 TICKER: BLS MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F.D. ACKERMAN Mgmt For For 2 R.V. ANDERSON Mgmt For For 3 J.H. BLANCHARD Mgmt For For 4 J.H. BROWN Mgmt For For 5 A.M. CODINA Mgmt For For 6 M.L. FEIDLER Mgmt For For 7 K.F. FELDSTEIN Mgmt For For 8 J.P. KELLY Mgmt For For 9 L.F. MULLIN Mgmt For For 10 R.B. SMITH Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 23 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.S. STAVROPOULOS Mgmt For For 02 RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 24 of 133 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 25 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON-RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 26 of 133 UNASSIGNED CAMPBELL SOUP COMPANY SECURITY: 134429109 AGENDA NUMBER: 932400067 TICKER: CPB MEETING TYPE: Annual ISIN: MEETING DATE: 18-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 JOHN F. BROCK Mgmt For For 2 EDMUND M. CARPENTER Mgmt For For 3 PAUL R. CHARRON Mgmt For For 4 DOUGLAS R. CONANT Mgmt For For 5 BENNETT DORRANCE Mgmt For For 6 KENT B. FOSTER Mgmt For For 7 HARVEY GOLUB Mgmt For For 8 RANDALL W. LARRIMORE Mgmt For For 9 PHILIP E. LIPPINCOTT Mgmt For For 10 MARY ALICE D. MALONE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 27 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SARA MATHEW Mgmt For For 12 DAVID C. PATTERSON Mgmt For For 13 CHARLES R. PERRIN Mgmt For For 14 A. BARRY RAND Mgmt For For 15 GEORGE STRAWBRIDGE, JR. Mgmt For For 16 LES C. VINNEY Mgmt For For 17 CHARLOTTE C. WEBER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM T 03 APPROVAL OF THE 2005 LONG-TERM INCENTIVE Mgmt For For PLAN T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 28 of 133 UNASSIGNED CATERPILLAR INC. SECURITY: 149123101 AGENDA NUMBER: 932517379 TICKER: CAT MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID R. GOODE Mgmt For For 2 JAMES W. OWENS Mgmt For For 3 CHARLES D. POWELL Mgmt For For 4 JOSHUA I. SMITH Mgmt For For 02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against 03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against 04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For 05 RATIFY AUDITORS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 29 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against 07 STOCKHOLDER PROPOSAL - SEPARATE CEO & Mgmt For Against CHAIR 08 STOCKHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 30 of 133 UNASSIGNED CHUBB CORPORATION SECURITY: 171232101 AGENDA NUMBER: 932465241 TICKER: CB MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ZOE BAIRD Mgmt For For 2 SHEILA P. BURKE Mgmt For For 3 JAMES I. CASH, JR. Mgmt For For 4 JOEL J. COHEN Mgmt For For 5 JAMES M. CORNELIUS Mgmt For For 6 JOHN D. FINNEGAN Mgmt For For 7 KLAUS J. MANGOLD Mgmt For For 8 SIR DAVID G SCHOLEY CBE Mgmt For For 9 RAYMOND G.H. SEITZ Mgmt For For 10 LAWRENCE M. SMALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 31 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DANIEL E. SOMERS Mgmt For For 12 KAREN HASTIE WILLIAMS Mgmt For For 13 ALFRED W. ZOLLAR Mgmt For For 02 TO VOTE ON THE ADOPTION OF THE CHUBB Mgmt For For CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2006). 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITOR. 04 TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against REGARDING THE MANNER IN WHICH DIRECTORS ARE ELECTED. 05 TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REGARDING POLITICAL CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 32 of 133 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 33 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 34 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr For Against FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 35 of 133 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 36 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 37 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 38 of 133 UNASSIGNED CONOCOPHILLIPS SECURITY: 20825C104 AGENDA NUMBER: 932476383 TICKER: COP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. ARMITAGE Mgmt For For 2 RICHARD H. AUCHINLECK Mgmt For For 3 HARALD J. NORVIK Mgmt For For 4 WILLIAM K. REILLY Mgmt For For 5 VICTORIA J. TSCHINKEL Mgmt For For 6 KATHRYN C. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 39 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 DIRECTOR ELECTION VOTE STANDARD Shr For Against 05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For COMMUNITIES 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against DIRECTORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 40 of 133 UNASSIGNED CONSOLIDATED EDISON, INC. SECURITY: 209115104 AGENDA NUMBER: 932486649 TICKER: ED MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 K. BURKE Mgmt For For 2 V.A. CALARCO Mgmt For For 3 G. CAMPBELL, JR. Mgmt For For 4 G.J. DAVIS Mgmt For For 5 M.J. DEL GIUDICE Mgmt For For 6 E.V. FUTTER Mgmt For For 7 S. HERNANDEZ Mgmt For For 8 P.W. LIKINS Mgmt For For 9 E.R. MCGRATH Mgmt For For 10 F.V. SALERNO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 41 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 L.F. SUTHERLAND Mgmt For For 12 S.R. VOLK Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS. 03 ADDITIONAL COMPENSATION INFORMATION. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 42 of 133 UNASSIGNED CSX CORPORATION SECURITY: 126408103 AGENDA NUMBER: 932476345 TICKER: CSX MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.E. BAILEY Mgmt For For 2 SEN. J.B. BREAUX Mgmt For For 3 E.J. KELLY, III Mgmt For For 4 R.D. KUNISCH Mgmt For For 5 S.J. MORCOTT Mgmt For For 6 D.M. RATCLIFFE Mgmt For For 7 W.C. RICHARDSON Mgmt For For 8 F.S. ROYAL, M.D. Mgmt For For 9 D.J. SHEPARD Mgmt For For 10 M.J. WARD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 43 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2006 03 REAPPROVAL OF THE CSX OMNIBUS INCENTIVE Mgmt For For PLAN 04 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For REQUIREMENTS - MERGER OR SHARE EXCHANGE, CERTAIN SALES OR DISPOSITIONS, AND DISSOLUTION 05 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For REQUIREMENTS - AFFILIATED TRANSACTIONS 06 SHAREHOLDER PROPOSAL REGARDING SEPARATE Mgmt Against For CHAIRMAN AND CEO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 44 of 133 UNASSIGNED CVS CORPORATION SECURITY: 126650100 AGENDA NUMBER: 932471294 TICKER: CVS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. DON CORNWELL Mgmt For For 2 DAVID W. DORMAN Mgmt For For 3 THOMAS P. GERRITY Mgmt For For 4 MARIAN L. HEARD Mgmt For For 5 WILLIAM H. JOYCE Mgmt For For 6 TERRENCE MURRAY Mgmt For For 7 SHELI Z. ROSENBERG Mgmt For For 8 THOMAS M. RYAN Mgmt For For 9 ALFRED J. VERRECCHIA Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 45 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS CVS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006. 03 STOCKHOLDER PROPOSAL REGARDING ELECTION Mgmt For Against OF DIRECTORS. 04 STOCKHOLDER PROPOSAL REGARDING Shr For Against RETIREMENT BENEFITS OF CERTAIN SENIOR EXECUTIVES. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against INDEPENDENCE OF THE CHAIRMAN OF THE BOARD. 06 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For FORMULATION OF COSMETICS SOLD AT CVS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 46 of 133 UNASSIGNED DOMINION RESOURCES, INC. SECURITY: 25746U109 AGENDA NUMBER: 932453032 TICKER: D MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER W. BROWN Mgmt For For 2 RONALD J. CALISE Mgmt For For 3 THOS. E. CAPPS Mgmt For For 4 GEORGE A. DAVIDSON, JR. Mgmt For For 5 THOMAS F. FARRELL, II Mgmt For For 6 JOHN W. HARRIS Mgmt For For 7 ROBERT S. JEPSON, JR. Mgmt For For 8 MARK J. KINGTON Mgmt For For 9 BENJAMIN J. LAMBERT III Mgmt For For 10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 47 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARGARET A. MCKENNA Mgmt For For 12 FRANK S. ROYAL Mgmt For For 13 S. DALLAS SIMMONS Mgmt For For 14 DAVID A. WOLLARD Mgmt For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS FOR THE 2006 FINANCIAL STATEMENTS. 03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against STANDARD 04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For REPORT 05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 48 of 133 UNASSIGNED E. I. DU PONT DE NEMOURS AND COMPANY SECURITY: 263534109 AGENDA NUMBER: 932457612 TICKER: DD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAIN J.P. BELDA Mgmt For For 2 RICHARD H. BROWN Mgmt For For 3 CURTIS J. CRAWFORD Mgmt For For 4 JOHN T. DILLON Mgmt For For 5 ELEUTHERE I. DU PONT Mgmt For For 6 CHARLES O. HOLLIDAY, JR Mgmt For For 7 LOIS D. JULIBER Mgmt For For 8 MASAHISA NAITOH Mgmt For For 9 SEAN O'KEEFE Mgmt For For 10 WILLIAM K. REILLY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 49 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES M. VEST Mgmt For For 02 ON RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON EXECUTIVE COMPENSATION Shr Against For 04 ON GENETICALLY MODIFIED FOOD Mgmt Against For 05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against 06 ON PFOA Shr Against For 07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 50 of 133 UNASSIGNED ENTERGY CORPORATION SECURITY: 29364G103 AGENDA NUMBER: 932467500 TICKER: ETR MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. BATEMAN Mgmt For For 2 W.F. BLOUNT Mgmt For For 3 S.D. DEBREE Mgmt For For 4 G.W. EDWARDS Mgmt For For 5 A.M. HERMAN Mgmt For For 6 D.C. HINTZ Mgmt For For 7 J.W. LEONARD Mgmt For For 8 S.L. LEVENICK Mgmt For For 9 R. V.D. LUFT Mgmt For For 10 J.R. NICHOLS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 51 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.A. PERCY, II Mgmt For For 12 W.J. TAUZIN Mgmt For For 13 S.V. WILKINSON Mgmt For For 02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT WITH RESPECT TO THE REMOVAL OF DIRECTORS. 03 APPROVAL OF 2007 EQUITY OWNERSHIP AND Mgmt For For LONG TERM CASH INCENTIVE PLAN. 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING 2006. 05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 52 of 133 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932358232 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF SHARE ISSUANCE Mgmt For For 02 DIRECTORS 1 E.A. BRENNAN Mgmt For For 2 B. DEMARS Mgmt For For 3 N.A. DIAZ Mgmt For For 4 J.W. ROWE Mgmt For For 5 R. RUBIN Mgmt For For 03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 53 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For PLAN 06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For PURCHASE PLAN FOR UNINCORPORATED SUBSIDIARIES 07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 54 of 133 UNASSIGNED EXELON CORPORATION SECURITY: 30161N101 AGENDA NUMBER: 932538361 TICKER: EXC MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.W. D'ALESSIO Mgmt For For 2 R.B. GRECO Mgmt For For 3 J.M. PALMS Mgmt For For 4 J.W. ROGERS Mgmt For For 5 R.L. THOMAS Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For SHAREHOLDER APPROVAL OF FUTURE SEVERANCE BENEFITS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 55 of 133 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 56 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 57 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 58 of 133 UNASSIGNED FEDERATED DEPARTMENT STORES, INC. SECURITY: 31410H101 AGENDA NUMBER: 932499773 TICKER: FD MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOYCE M. ROCHE Mgmt For For 2 WILLIAM P. STIRITZ Mgmt For For 3 CRAIG E. WEATHERUP Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For FEDERATED S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. 03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For CERTIFICATE OF INCORPORATION. 04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For EQUITY INCENTIVE PLAN. 05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 59 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For ADOPT A POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 60 of 133 UNASSIGNED GENERAL DYNAMICS CORPORATION SECURITY: 369550108 AGENDA NUMBER: 932471876 TICKER: GD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 N.D. CHABRAJA Mgmt For For 2 J.S. CROWN Mgmt For For 3 W.P. FRICKS Mgmt For For 4 C.H. GOODMAN Mgmt For For 5 J.L. JOHNSON Mgmt For For 6 G.A. JOULWAN Mgmt For For 7 P.G. KAMINSKI Mgmt For For 8 J.M. KEANE Mgmt For For 9 D.J. LUCAS Mgmt For For 10 L.L. LYLES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 61 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.E. MUNDY, JR. Mgmt For For 12 R. WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against MAJORITY VOTE STANDARD FOR ELECTION OF DIRECTORS 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For AUTOMATIC DISQUALIFICATION OF DIRECTORS WHO FAIL TO RECEIVE A MAJORITY OF AFFIRMATIVE VOTES CAST 05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For INDEPENDENT BOARD CHAIRMAN 06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For CORPORATE POLITICAL CONTRIBUTIONS 07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 62 of 133 UNASSIGNED GENERAL ELECTRIC COMPANY SECURITY: 369604103 AGENDA NUMBER: 932446241 TICKER: GE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 JAMES I. CASH, JR. Mgmt For For 2 SIR WILLIAM M. CASTELL Mgmt For For 3 ANN M. FUDGE Mgmt For For 4 CLAUDIO X. GONZALEZ Mgmt Withheld Against 5 JEFFREY R. IMMELT Mgmt For For 6 ANDREA JUNG Mgmt For For 7 ALAN G. LAFLEY Mgmt For For 8 ROBERT W. LANE Mgmt For For 9 RALPH S. LARSEN Mgmt For For 10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 63 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SAM NUNN Mgmt For For 12 ROGER S. PENSKE Mgmt For For 13 ROBERT J. SWIERINGA Mgmt For For 14 DOUGLAS A. WARNER III Mgmt For For 15 ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr For Against 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 64 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 DIRECTOR ELECTION MAJORITY VOTE Shr Against For STANDARD 06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 65 of 133 UNASSIGNED GLOBALSANTAFE CORPORATION SECURITY: G3930E101 AGENDA NUMBER: 932493187 TICKER: GSF MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS W. CASON Mgmt For For 2 JON A. MARSHALL Mgmt For For 3 CARROLL W. SUGGS Mgmt For For 2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND THE COMPANY S AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION TO MAKE A RELATED CLARIFYING CHANGE. 2B AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 66 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2C AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. 2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. 2E AMEND AND RESTATE THE EXISTING Mgmt For For MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 67 of 133 UNASSIGNED GOLDEN WEST FINANCIAL CORPORATION SECURITY: 381317106 AGENDA NUMBER: 932446772 TICKER: GDW MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARYELLEN C. HERRINGER Mgmt For For 2 KENNETH T. ROSEN Mgmt For For 3 HERBERT M. SANDLER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 68 of 133 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 69 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 70 of 133 UNASSIGNED HOST HOTELS & RESORTS SECURITY: 44107P104 AGENDA NUMBER: 932444994 TICKER: HST MEETING TYPE: Special ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ISSUANCE OF SHARES OF HOST MARRIOTT Mgmt For For CORPORATION COMMON STOCK IN THE TRANSACTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 71 of 133 UNASSIGNED HOST HOTELS & RESORTS SECURITY: 44107P104 AGENDA NUMBER: 932507633 TICKER: HST MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT M. BAYLIS Mgmt For For 2 TERENCE C. GOLDEN Mgmt For For 3 ANN M. KOROLOGOS Mgmt For For 4 RICHARD E. MARRIOTT Mgmt For For 5 JUDITH A. MCHALE Mgmt For For 6 JOHN B. MORSE, JR. Mgmt For For 7 CHRISTOPHER J. NASSETTA Mgmt For For 02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS Shr For For BY A MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 72 of 133 UNASSIGNED HUNTSMAN CORPORATION SECURITY: 447011107 AGENDA NUMBER: 932404849 TICKER: HUN MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JON M. HUNTSMAN Mgmt Withheld Against 2 MARSHA J. EVANS Mgmt Withheld Against 3 DAVID J. MATLIN Mgmt Withheld Against 4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 73 of 133 UNASSIGNED JPMORGAN CHASE & CO. SECURITY: 46625H100 AGENDA NUMBER: 932470228 TICKER: JPM MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 STEPHEN B. BURKE Mgmt For For 3 JAMES S. CROWN Mgmt For For 4 JAMES DIMON Mgmt For For 5 ELLEN V. FUTTER Mgmt For For 6 WILLIAM H. GRAY, III Mgmt For For 7 WILLIAM B. HARRISON, JR Mgmt For For 8 LABAN P. JACKSON, JR. Mgmt For For 9 JOHN W. KESSLER Mgmt For For 10 ROBERT I. LIPP Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 74 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RICHARD A. MANOOGIAN Mgmt For For 12 DAVID C. NOVAK Mgmt For For 13 LEE R. RAYMOND Mgmt For For 14 WILLIAM C. WELDON Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 STOCK OPTIONS Shr Against For 04 PERFORMANCE-BASED RESTRICTED STOCK Shr Against For 05 SEPARATE CHAIRMAN Mgmt For Against 06 SEXUAL ORIENTATION Shr Against For 07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 75 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 LOBBYING PRIORITIES REPORT Shr Against For 09 POLITICAL CONTRIBUTIONS REPORT Shr Against For 10 POISON PILL Shr Against For 11 CUMULATIVE VOTING Shr Against For 12 BONUS RECOUPMENT Shr Against For 13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 76 of 133 UNASSIGNED KELLOGG COMPANY SECURITY: 487836108 AGENDA NUMBER: 932445326 TICKER: K MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN T. DILLON Mgmt For For 2 JAMES M. JENNESS Mgmt For For 3 L. DANIEL JORNDT Mgmt For For 4 WILLIAM D. PEREZ Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITOR FOR Mgmt For For 2006 03 APPROVAL OF THE KELLOGG COMPANY SENIOR Mgmt For For EXECUTIVE ANNUAL INCENTIVE PLAN 04 PREPARE SUSTAINABILITY REPORT Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 77 of 133 UNASSIGNED KIMBERLY-CLARK CORPORATION SECURITY: 494368103 AGENDA NUMBER: 932446532 TICKER: KMB MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS R. BERESFORD Mgmt For For 2 ABELARDO E. BRU Mgmt For For 3 THOMAS J. FALK Mgmt For For 4 MAE C. JEMISON Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against CLASSIFIED BOARD 04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 78 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against VOTING 06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 79 of 133 UNASSIGNED LAM RESEARCH CORPORATION SECURITY: 512807108 AGENDA NUMBER: 932401425 TICKER: LRCX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES W. BAGLEY Mgmt For For 2 DAVID G. ARSCOTT Mgmt For For 3 ROBERT M. BERDAHL Mgmt For For 4 RICHARD J. ELKUS, JR. Mgmt For For 5 JACK R. HARRIS Mgmt For For 6 GRANT M. INMAN Mgmt For For 7 STEPHEN G. NEWBERRY Mgmt For For 8 SEIICHI WATANABE Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 80 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 81 of 133 UNASSIGNED LOCKHEED MARTIN CORPORATION SECURITY: 539830109 AGENDA NUMBER: 932459010 TICKER: LMT MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E.C."PETE"ALDRIDGE, JR. Mgmt For For 2 NOLAN D. ARCHIBALD Mgmt For For 3 MARCUS C. BENNETT Mgmt For For 4 JAMES O. ELLIS, JR. Mgmt For For 5 GWENDOLYN S. KING Mgmt For For 6 JAMES M. LOY Mgmt For For 7 DOUGLAS H. MCCORKINDALE Mgmt For For 8 EUGENE F. MURPHY Mgmt For For 9 JOSEPH W. RALSTON Mgmt For For 10 FRANK SAVAGE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 82 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES M. SCHNEIDER Mgmt For For 12 ANNE STEVENS Mgmt For For 13 ROBERT J. STEVENS Mgmt For For 14 JAMES R. UKROPINA Mgmt For For 15 DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For PERFORMANCE GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION PLAN 04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For AMENDMENT AND RESTATEMENT OF THE CHARTER 05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For 06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 83 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For ST. FRANCIS OF PHILADELPHIA AND OTHER GROUPS 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For MERCY AND OTHER GROUPS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 84 of 133 UNASSIGNED MCDONALD'S CORPORATION SECURITY: 580135101 AGENDA NUMBER: 932476446 TICKER: MCD MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. ECKERT Mgmt For For 2 ENRIQUE HERNANDEZ, JR. Mgmt For For 3 JEANNE P. JACKSON Mgmt For For 4 RICHARD H. LENNY Mgmt For For 5 ANDREW J. MCKENNA Mgmt For For 6 SHEILA A. PENROSE Mgmt For For 02 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF A SHAREHOLDER PROPOSAL Shr Against For RELATING TO SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 85 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF A SHAREHOLDER PROPOSAL Mgmt Against For RELATING TO LABELING OF GENETICALLY ENGINEERED PRODUCTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 86 of 133 UNASSIGNED MERRILL LYNCH & CO., INC. SECURITY: 590188108 AGENDA NUMBER: 932447279 TICKER: MER MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERTO CRIBIORE Mgmt For For 2 AULANA L. PETERS Mgmt For For 3 CHARLES O. ROSSOTTI Mgmt For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 INSTITUTE CUMULATIVE VOTING Shr For Against 04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For SHAREHOLDERS FOR ANNUAL APPROVAL 05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against COMPENSATION COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 87 of 133 UNASSIGNED MOTOROLA, INC. SECURITY: 620076109 AGENDA NUMBER: 932451610 TICKER: MOT MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For 1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against 1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For 1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For 1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For 1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For 1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 88 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For 1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For 1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For 1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For 1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For 02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For INCENTIVE PLAN OF 2006 03 SHAREHOLDER PROPOSAL RE: REDEEM Shr For Against OR VOTE POISON PILL
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 89 of 133 UNASSIGNED NATIONAL CITY CORPORATION SECURITY: 635405103 AGENDA NUMBER: 932446671 TICKER: NCC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.E. BARFIELD Mgmt For For 2 J.S. BROADHURST Mgmt For For 3 C.M. CONNOR Mgmt For For 4 D.A. DABERKO Mgmt For For 5 B.P. HEALY Mgmt For For 6 S.C. LINDNER Mgmt For For 7 P.A. ORMOND Mgmt For For 8 G.L. SHAHEEN Mgmt For For 9 J.S. THORNTON Mgmt For For 10 M. WEISS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 90 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE RATIFICATION OF THE AUDIT COMMITTEE Mgmt For For S SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 91 of 133 UNASSIGNED NIKE, INC. SECURITY: 654106103 AGENDA NUMBER: 932382687 TICKER: NKE MEETING TYPE: Annual ISIN: MEETING DATE: 20-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JILL K. CONWAY Mgmt For For 2 ALAN B. GRAF, JR. Mgmt For For 3 JEANNE P. JACKSON Mgmt For For 02 PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES. 03 PROPOSAL TO RE-APPROVE AND AMEND THE Mgmt For For NIKE, INC. EXECUTIVE PERFORMANCE SHARING PLAN. 04 PROPOSAL TO AMEND THE NIKE, INC. 1990 Mgmt Against Against STOCK INCENTIVE PLAN. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 92 of 133 UNASSIGNED OCCIDENTAL PETROLEUM CORPORATION SECURITY: 674599105 AGENDA NUMBER: 932457597 TICKER: OXY MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SPENCER ABRAHAM Mgmt For For 2 RONALD W. BURKLE Mgmt Withheld Against 3 JOHN S. CHALSTY Mgmt For For 4 EDWARD P. DJEREJIAN Mgmt For For 5 R. CHAD DREIER Mgmt For For 6 JOHN E. FEICK Mgmt For For 7 RAY R. IRANI Mgmt For For 8 IRVIN W. MALONEY Mgmt For For 9 RODOLFO SEGOVIA Mgmt For For 10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 93 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ROSEMARY TOMICH Mgmt For For 12 WALTER L. WEISMAN Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG AS INDEPENDENT AUDITORS. 03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For CAPITAL STOCK. 04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For 05 SCIENTIFIC REPORT ON GLOBAL Shr Against For WARMING/COOLING. 06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 94 of 133 UNASSIGNED PEPSICO, INC. SECURITY: 713448108 AGENDA NUMBER: 932461142 TICKER: PEP MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.F. AKERS Mgmt For For 2 R.E. ALLEN Mgmt For For 3 D. DUBLON Mgmt For For 4 V.J. DZAU Mgmt For For 5 R.L. HUNT Mgmt For For 6 A. IBARGUEN Mgmt For For 7 A.C. MARTINEZ Mgmt For For 8 I.K. NOOYI Mgmt For For 9 S.S REINEMUND Mgmt For For 10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 95 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.J. SCHIRO Mgmt For For 12 F.A. THOMAS Mgmt For For 13 C.M. TRUDELL Mgmt For For 14 D. VASELLA Mgmt For For 15 M.D. WHITE Mgmt For For 02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS 03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 23) 04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 96 of 133 UNASSIGNED PFIZER INC. SECURITY: 717081103 AGENDA NUMBER: 932449526 TICKER: PFE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL S. BROWN Mgmt For For 2 M. ANTHONY BURNS Mgmt For For 3 ROBERT N. BURT Mgmt For For 4 W. DON CORNWELL Mgmt For For 5 WILLIAM H. GRAY III Mgmt For For 6 CONSTANCE J. HORNER Mgmt For For 7 WILLIAM R. HOWELL Mgmt For For 8 STANLEY O. IKENBERRY Mgmt For For 9 GEORGE A. LORCH Mgmt For For 10 HENRY A. MCKINNELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 97 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DANA G. MEAD Mgmt For For 12 RUTH J. SIMMONS Mgmt For For 13 WILLIAM C. STEERE, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 MANAGEMENT PROPOSAL TO AMEND COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS AND FAIR PRICE PROVISION. 04 SHAREHOLDER PROPOSAL RELATING TO TERM Shr Against For LIMITS FOR DIRECTORS. 05 SHAREHOLDER PROPOSAL REQUESTING Shr Against For REPORTING ON PHARMACEUTICAL PRICE RESTRAINT. 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For CUMULATIVE VOTING. 07 SHAREHOLDER PROPOSAL REQUESTING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 98 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 09 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON THE FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE. 10 SHAREHOLDER PROPOSAL REQUESTING Shr Against For JUSTIFICATION FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED TESTING METHODOLOGIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 99 of 133 UNASSIGNED PITNEY BOWES INC. SECURITY: 724479100 AGENDA NUMBER: 932461750 TICKER: PBI MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANNE SUTHERLAND FUCHS Mgmt For For 2 JAMES H. KEYES Mgmt For For 3 DAVID L. SHEDLARZ Mgmt For For 4 DAVID B. SNOW, JR. Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For EMPLOYEES INCENTIVE PLAN. 04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 100 of 133 UNASSIGNED PPL CORPORATION SECURITY: 69351T106 AGENDA NUMBER: 932455757 TICKER: PPL MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. CONWAY Mgmt For For 2 E. ALLEN DEAVER Mgmt For For 3 JAMES H. MILLER Mgmt For For 4 SUSAN M. STALNECKER Mgmt For For 02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 101 of 133 UNASSIGNED PRECISION CASTPARTS CORP. SECURITY: 740189105 AGENDA NUMBER: 932374490 TICKER: PCP MEETING TYPE: Annual ISIN: MEETING DATE: 17-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEAN T. DUCRAY Mgmt For For 2 DON R. GRABER Mgmt For For 3 BYRON O. POND, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 102 of 133 UNASSIGNED ROCKWELL AUTOMATION, INC. SECURITY: 773903109 AGENDA NUMBER: 932423510 TICKER: ROK MEETING TYPE: Annual ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 BETTY C. ALEWINE Mgmt For For 2 VERNE G. ISTOCK Mgmt For For 3 DAVID B. SPEER Mgmt For For B APPROVE THE SELECTION OF AUDITORS. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 103 of 133 UNASSIGNED SAFEWAY INC. SECURITY: 786514208 AGENDA NUMBER: 932495496 TICKER: SWY MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For 1B ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For 1C ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For 1D ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For 1E ELECTION OF DIRECTOR: ROBERT I. Mgmt For For MACDONNELL 1F ELECTION OF DIRECTOR: DOUGLAS J. Mgmt For For MACKENZIE 1G ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 104 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1H ELECTION OF DIRECTOR: WILLIAM Y. Mgmt For For TAUSCHER 1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For 02 RE-APPROVAL OF 2001 AMENDED AND RESTATED Mgmt For For OPERATING PERFORMANCE BONUS PLAN FOR EXECUTIVE OFFICERS OF SAFEWAY INC. 03 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. 04 STOCKHOLDER PROPOSAL REQUESTING Shr Against For CUMULATIVE VOTING. 05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For SEPARATE VOTE ON GOLDEN PAY IN CONNECTION WITH A MERGER. 06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For CREATION OF A FORMAL MECHANISM FOR DIALOGUE BETWEEN INDEPENDENT DIRECTORS AND SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 105 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 07 STOCKHOLDER PROPOSAL REQUESTING THE Mgmt Against For LABELING OF GENETICALLY ENGINEERED PRODUCTS. 08 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For COMPANY ISSUE A SUSTAINABILITY REPORT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 106 of 133 UNASSIGNED SCANA CORPORATION SECURITY: 80589M102 AGENDA NUMBER: 932456292 TICKER: SCG MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. BENNETT* Mgmt For For 2 WILLIAM C. BURKHARDT* Mgmt For For 3 LYNNE M. MILLER* Mgmt For For 4 MACEO K. SLOAN* Mgmt For For 5 SHARON A. DECKER** Mgmt For For 02 APPROVAL OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 107 of 133 UNASSIGNED SOUTHWEST AIRLINES CO. SECURITY: 844741108 AGENDA NUMBER: 932487704 TICKER: LUV MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 COLLEEN C. BARRETT Mgmt For For 2 GARY C. KELLY Mgmt For For 3 JOHN T. MONTFORD Mgmt For For 4 WILLIAM H. CUNNINGHAM Mgmt For For 5 LOUIS E. CALDERA Mgmt For For 6 NANCY B. LOEFFLER Mgmt For For 7 DAVID W. BIEGLER Mgmt For For 02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 108 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against IF THE PROPOSAL IS PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 109 of 133 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 110 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 111 of 133 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 112 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 113 of 133 UNASSIGNED SUNTRUST BANKS, INC. SECURITY: 867914103 AGENDA NUMBER: 932446582 TICKER: STI MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. HYATT BROWN* Mgmt For For 2 ALSTON D. CORRELL* Mgmt For For 3 DAVID H. HUGHES* Mgmt For For 4 E. NEVILLE ISDELL* Mgmt For For 5 G. GILMER MINOR, III* Mgmt For For 6 THOMAS M. GARROTT** Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 SHAREHOLDER PROPOSAL THAT DIRECTORS BE Mgmt For Against ELECTED ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 114 of 133 UNASSIGNED THE ALLSTATE CORPORATION SECURITY: 020002101 AGENDA NUMBER: 932460277 TICKER: ALL MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F. DUANE ACKERMAN Mgmt For For 2 JAMES G. ANDRESS Mgmt For For 3 W. JAMES FARRELL Mgmt For For 4 JACK M. GREENBERG Mgmt For For 5 RONALD T. LEMAY Mgmt For For 6 EDWARD M. LIDDY Mgmt For For 7 J. CHRISTOPHER REYES Mgmt For For 8 H. JOHN RILEY, JR. Mgmt For For 9 JOSHUA I. SMITH Mgmt For For 10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 115 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY ALICE TAYLOR Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For 2001 EQUITY INCENTIVE PLAN. 04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For PLAN FOR NON- EMPLOYEE DIRECTORS. 05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD. 06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 116 of 133 UNASSIGNED THE DOW CHEMICAL COMPANY SECURITY: 260543103 AGENDA NUMBER: 932461318 TICKER: DOW MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACQUELINE K. BARTON Mgmt For For 2 JAMES A. BELL Mgmt For For 3 BARBARA H. FRANKLIN Mgmt For For 4 ANDREW N. LIVERIS Mgmt For For 5 GEOFFERY E. MERSZEI Mgmt For For 6 J. PEDRO REINHARD Mgmt For For 7 RUTH G. SHAW Mgmt For For 8 PAUL G. STERN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 117 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For 04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For ENGINEERED SEED. 05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For LINKS TO RESPIRATORY PROBLEMS. 06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For CHEMICAL FACILITIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 118 of 133 UNASSIGNED THE GOLDMAN SACHS GROUP, INC. SECURITY: 38141G104 AGENDA NUMBER: 932442267 TICKER: GS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD C. BLANKFEIN Mgmt For For 2 LORD BROWNE OFMADINGLEY Mgmt For For 3 JOHN H. BRYAN Mgmt For For 4 CLAES DAHLBACK Mgmt For For 5 STEPHEN FRIEDMAN Mgmt For For 6 WILLIAM W. GEORGE Mgmt For For 7 JAMES A. JOHNSON Mgmt For For 8 LOIS D. JULIBER Mgmt For For 9 EDWARD M. LIDDY Mgmt For For 10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 119 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 RUTH J. SIMMONS Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For SACHS RESTRICTED PARTNER COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 120 of 133 UNASSIGNED THE PNC FINANCIAL SERVICES GROUP, IN SECURITY: 693475105 AGENDA NUMBER: 932458892 TICKER: PNC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. CHELLGREN Mgmt For For 2 MR. CLAY Mgmt For For 3 MR. COOPER Mgmt For For 4 MR. DAVIDSON Mgmt For For 5 MS. JAMES Mgmt For For 6 MR. KELSON Mgmt For For 7 MR. LINDSAY Mgmt For For 8 MR. MASSARO Mgmt For For 9 MR. O'BRIEN Mgmt For For 10 MS. PEPPER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 121 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MR. ROHR Mgmt For For 12 MS. STEFFES Mgmt For For 13 MR. STRIGL Mgmt For For 14 MR. THIEKE Mgmt For For 15 MR. USHER Mgmt For For 16 MR. WALLS Mgmt For For 17 MR. WEHMEIER Mgmt For For 02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For GROUP, INC. 2006 INCENTIVE AWARD PLAN. 03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 122 of 133 UNASSIGNED TIME WARNER INC. SECURITY: 887317105 AGENDA NUMBER: 932481574 TICKER: TWX MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. BARKSDALE Mgmt For For 2 STEPHEN F. BOLLENBACH Mgmt For For 3 FRANK J. CAUFIELD Mgmt For For 4 ROBERT C. CLARK Mgmt For For 5 JESSICA P. EINHORN Mgmt For For 6 REUBEN MARK Mgmt For For 7 MICHAEL A. MILES Mgmt For For 8 KENNETH J. NOVACK Mgmt For For 9 RICHARD D. PARSONS Mgmt For For 10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 123 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 APPROVAL OF TIME WARNER INC. 2006 STOCK Mgmt For For INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against MAJORITY VOTE. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING CODE OF Shr Against For VENDOR CONDUCT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 124 of 133 UNASSIGNED TXU CORP. SECURITY: 873168108 AGENDA NUMBER: 932480938 TICKER: TXU MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 E. GAIL DE PLANQUE Mgmt For For 2 LELDON E. ECHOLS Mgmt For For 3 KERNEY LADAY Mgmt For For 4 JACK E. LITTLE Mgmt For For 5 GERARDO I. LOPEZ Mgmt For For 6 J. E. OESTERREICHER Mgmt For For 7 MICHAEL W. RANGER Mgmt For For 8 LEONARD H. ROBERTS Mgmt For For 9 GLENN F. TILTON Mgmt For For 10 C. JOHN WILDER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 125 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AUDITOR - DELOITTE & TOUCHE Mgmt For For LLP. 03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For RESTATED BYLAWS. 04 APPROVAL OF THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF FORMATION. 05 SHAREHOLDER PROPOSAL TO ELECT DIRECTORS Shr For Against BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 126 of 133 UNASSIGNED U.S. BANCORP SECURITY: 902973304 AGENDA NUMBER: 932447899 TICKER: USB MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER H. COORS Mgmt For For 2 JERRY A. GRUNDHOFER Mgmt For For 3 PATRICK T. STOKES Mgmt For For 02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITOR FOR THE 2006 FISCAL YEAR. 03 APPROVAL OF THE U.S. BANCORP 2006 Mgmt For For EXECUTIVE INCENTIVE PLAN. 04 SHAREHOLDER PROPOSAL: DECLASSIFICATION Mgmt For Against OF THE BOARD OF DIRECTORS. 05 SHAREHOLDER PROPOSAL: ANNUAL APPROVAL OF Shr Against For THE COMPENSATION COMMITTEE REPORT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 127 of 133 UNASSIGNED WASHINGTON MUTUAL, INC. SECURITY: 939322103 AGENDA NUMBER: 932456002 TICKER: WM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KERRY K. KILLINGER* Mgmt For For 2 THOMAS C. LEPPERT* Mgmt For For 3 CHARLES M. LILLIS* Mgmt For For 4 MICHAEL K. MURPHY* Mgmt For For 5 ORIN C. SMITH* Mgmt For For 6 REGINA MONTOYA** Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 128 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER 04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For EXECUTIVE INCENTIVE COMPENSATION PLAN 05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For DISCLOSURE OF THE COMPANY S POLITICAL CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 129 of 133 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 130 of 133 UNASSIGNED WELLS FARGO & COMPANY SECURITY: 949746101 AGENDA NUMBER: 932450618 TICKER: WFC MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LLOYD H. DEAN Mgmt For For 2 SUSAN E. ENGEL Mgmt For For 3 ENRIQUE HERNANDEZ, JR. Mgmt For For 4 ROBERT L. JOSS Mgmt For For 5 RICHARD M. KOVACEVICH Mgmt For For 6 RICHARD D. MCCORMICK Mgmt For For 7 CYNTHIA H. MILLIGAN Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 PHILIP J. QUIGLEY Mgmt For For 10 DONALD B. RICE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 131 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JUDITH M. RUNSTAD Mgmt For For 12 STEPHEN W. SANGER Mgmt For For 13 SUSAN G. SWENSON Mgmt For For 14 MICHAEL W. WRIGHT Mgmt For For 02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR 2006. 03 STOCKHOLDER PROPOSAL REGARDING A Shr For Against DIRECTOR ELECTION BY-LAW AMENDMENT. 04 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against SEPARATION OF BOARD CHAIR AND CEO POSITIONS. 05 STOCKHOLDER PROPOSAL REGARDING DIRECTOR Shr Against For COMPENSATION. 06 STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 132 of 133 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 03-Aug-2006 Page 133 of 133
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management 's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation. Where management has made no recommendation on a ballot item, the abbreviation N/A is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Hartford Series Fund, Inc. (Registrant) By David M. Znamierowski President ---------------------------------- (Signature & Title) Date August 14, 2006 Page 1