0001127602-24-005076.txt : 20240214 0001127602-24-005076.hdr.sgml : 20240214 20240214172724 ACCESSION NUMBER: 0001127602-24-005076 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNapoli Jason Philip CENTRAL INDEX KEY: 0001421913 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 24640772 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 5 1 form5.xml PRIMARY DOCUMENT X0508 5 2023-12-31 0 1 0001053352 HERITAGE COMMERCE CORP HTBK 0001421913 DiNapoli Jason Philip 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 0 Common Stock, No Par Value 2018-05-25 4 P 0 L 128.621 17.10 A 26876.62 D Common Stock, No Par Value 2018-08-27 4 P 0 L 138.2202 16.02 A 27014.84 D Common Stock, No Par Value 2018-11-21 4 P 0 L 155.15 14.37 A 27169.99 D Common Stock, No Par Value 2019-02-22 4 P 0 L 172.4 14.21 A 27342.39 D Common Stock, No Par Value 2019-05-24 4 P 0 L 202.377 12.21 A 27544.77 D Common Stock, No Par Value 2019-08-23 4 P 0 L 214.9942 11.61 A 27759.76 D Common Stock, No Par Value 2019-11-20 4 P 0 L 203.6499 12.38 A 27963.41 D Common Stock, No Par Value 2020-02-20 4 P 0 L 235.9618 11.69 A 28199.37 D Common Stock, No Par Value 2020-05-22 4 P 0 L 361.4297 7.72 A 28560.8 D Common Stock, No Par Value 2020-08-21 4 P 0 L 411.9964 6.88 A 28972.8 D Common Stock, No Par Value 2020-11-23 4 P 0 L 335.3281 8.62 A 29308.13 D Common Stock, No Par Value 2021-03-01 4 P 0 L 298.9246 9.81 A 29607.05 D Common Stock, No Par Value 342437 I By Partnership Common Stock, No Par Value 14679 I By Daughter Includes shares acquired through dividend reinvestment transactions from 2018 to 2021. Share amount updated to reflect change in form of beneficial ownership between directly owned shares and shares held by partnership. Share amount updated to reflect change in form of beneficial ownership, of a previously reported transaction, between a daughter who lives in the reporting person's household and a daughter who does not live in the reporting person's household. Debbie Reuter as Attorney in fact for Jason DiNapoli 2024-02-14