SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Benito Michael Eugene

(Last) (First) (Middle)
14911 BLOSSOM HILL ROAD

(Street)
LOS GATOS CA 95032

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/26/2012
3. Issuer Name and Ticker or Trading Symbol
HERITAGE COMMERCE CORP [ HTBK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/Business Banking Division
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Heritage Commerce Corp - Common Stock 7,600 D
Heritage Commerce Corp - Common Stock 540 I Indirect by spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) 11/28/2003 11/28/2013 Heritage Commerce Corp - Common Stock 25,000 $12.5 D
Incentive Stock Option (right to buy) 02/16/2006 02/16/2016 Heritage Commerce Corp - Common Stock 4,409 $22.78 D
Incentive Stock Option (right to buy) 05/04/2007 05/04/2017 Heritage Commerce Corp - Common Stock 155 $23.89 D
Non-Qualified Stock Option (right to buy) 07/26/2010 07/26/2020 Heritage Commerce Corp - Common Stock 4,500 $3.57 D
Non-Qualified Stock Option (right to buy) 05/04/2009 05/04/2019 Heritage Commerce Corp - Common Stock 4,500 $7.43 D
Non-Qualified Stock Option (right to buy) 05/22/2008 05/22/2018 Heritage Commerce Corp - Common Stock 7,000 $16 D
Non-Qualified Stock Option (right to buy) 02/16/2006 02/16/2016 Heritage Commerce Corp - Common Stock 591 $22.78 D
Non-Qualified Stock Option (right to buy) 05/04/2007 05/04/2017 Heritage Commerce Corp - Common Stock 6,845 $22.89 D
Non-Qualified Stock Option (right to buy) 08/03/2006 08/03/2016 Heritage Commerce Corp - Common Stock 5,000 $23.85 D
Explanation of Responses:
By: Debbie Reuter as Attorney in fact For: Michael Benito 02/03/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.