FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
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Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CABLEVISION SYSTEMS CORP /NY [ CVC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 02/14/2010 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Cablevision NY Group Class A Common Stock | 279.698(1) | I | By Spouse's 401(k)(2) | ||||||||||||
Cablevision NY Group Class A Common Stock | 03/10/2003 | A4(3) | 14,512 | A | $0 | 14,512(3)(20) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 684.828(4) | I | By Spouse's 401(k)(2) | ||||||||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | M4 | 714 | A | $3.0763 | 15,226(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | M4 | 2,380 | A | $6.8828 | 17,606(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | M4 | 774 | A | $18.5666 | 18,380(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | M4 | 4,763 | A | $15.568 | 23,143(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | M4 | 1,200 | A | $10.5431 | 24,343(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 05/13/2005 | D4 | 9,831 | D | $25.71 | 14,512(5) | I | By Spouse(2) | |||||||
Cablevision NY Group Class A Common Stock | 1,026.483(6) | I | By Spouse's 401(k)(2) | ||||||||||||
Cablevision NY Group Class A Common Stock | 1,613.2862(7) | I | By Spouse's 401(k)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Options (Right to Buy)(8) | $20.866 | 02/14/2002 | 4A | 714 | (8) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 3,400 | $0 | 714 | I | By Spouse(2) | ||
Stock Appreciation Rights(9) | $20.866 | 02/14/2002 | 4A | 714 | (9) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 714 | $0 | 714 | I | By Spouse(2) | ||
Options (Right to Buy)(8) | $36 | 02/14/2002 | 4A | 3,400 | (8) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 3,400 | $0 | 3,400 | I | By Spouse(2) | ||
Stock Appreciation Rights(9) | $36 | 02/14/2002 | 4A | 3,400 | (9) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 3,400 | $0 | 3,400 | I | By Spouse(2) | ||
Options (Right to Buy)(10) | $20.866 | 03/10/2003 | 4D | 714 | (11) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 714 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights(10) | $20.866 | 03/10/2003 | 4D | 714 | (11) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 714 | $0 | 0 | I | By Spouse(2) | ||
Options (Right to Buy)(10) | $36 | 03/10/2003 | 4D | 3,400 | (11) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 3,400 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights(10) | $36 | 03/10/2003 | 4D | 3,400 | (11) | 02/15/2012 | Cablevision NY Group Class A Common Stock | 3,400 | $0 | 0 | I | By Spouse(2) | ||
Options (Right to Buy)(10) | $23.5889 | 03/10/2003 | 4D | 4,000 | (12) | 05/30/2008 | Cablevision NY Group Class A Common Stock | 4,000 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights(10) | $23.5889 | 03/10/2003 | 4D | 2,000 | (12) | 05/30/2008 | Cablevision NY Group Class A Common Stock | 2,000 | $0 | 0 | I | By Spouse(2) | ||
Options (Right to Buy)(10) | $53.3548 | 03/10/2003 | 4D | 8,000 | (13) | 06/01/2010 | Cablevision NY Group Class A Common Stock | 8,000 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights(10) | $53.3548 | 03/10/2003 | 4D | 8,000 | (13) | 06/01/2010 | Cablevision NY Group Class A Common Stock | 8,000 | $0 | 0 | I | By Spouse(2) | ||
Options (Right to Buy)(10) | $63.6317 | 03/10/2003 | 4D | 1,300 | (14) | 06/03/2009 | Cablevision NY Group Class A Common Stock | 1,300 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights(10) | $63.6317 | 03/10/2003 | 4D | 1,300 | (14) | 06/03/2009 | Cablevision NY Group Class A Common Stock | 1,300 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights | $3.0763 | 05/13/2005 | 4M | 714 | 05/01/1997(15) | 05/01/2006 | Cablevision NY Group Class A Common Stock | 714 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights | $6.8829 | 05/13/2005 | 4M | 2,380 | 05/29/1999(16) | 05/30/2008 | Cablevision Group NY Group Class A Common Stock | 2,380 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights | $18.5666 | 05/13/2005 | 4M | 774 | 06/03/2000(17) | 06/03/2009 | Cablevision NY Group Class A Common Stock | 774 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights | $15.568 | 05/13/2005 | 4M | 4,763 | 05/31/2001(18) | 05/31/2010 | Cablevision NY Group Class A Common Stock | 4,763 | $0 | 0 | I | By Spouse(2) | ||
Stock Appreciation Rights | $10.5431 | 05/31/2005 | 4M | 1,200 | 03/30/2002(19) | 03/30/2011 | Cablevision NY Group Class A Common Stock | 1,200 | $0 | 0 | I | By Spouse(2) |
Explanation of Responses: |
1. Approximate number of shares held in 401(k) plan on 2/14/2002. |
2. Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that Reporting Person is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
3. Grant of restricted shares of Class A Common Stock pursuant to the Company's Tender Offer under Section 13(E)(1) of the Securities Exchange Act of 1934. All shares became fully vested and unrestricted on the 4th anniversary of the date of the grant (3/10/2007). |
4. Approximate number of shares held in 401(k) plan on 3/10/2003. |
5. Includes restricted shares. |
6. Approximate number of shares held in 401(k) plan on 5/13/2005. |
7. Approximate number of shares held in 401(k) plan on 12/31/2009. |
8. Grant of options under the Company's 1998 Employee Stock Plan, exempt under Rule 16b-3, including rights to have shares withheld in satisfaction of tax withholding obligations. The grant vested in increments over three years: December 31, 2002; December 31, 2003 and December 31, 2004. |
9. Grant of stock appreciation rights under the Company's 1998 Employee Stock Plan, exempt under Rule 16b-3. The grant vested in increments over three years: December 31, 2002, December 31, 2003 and December 31, 2004. |
10. Cancelation of stock options and stock appreciation rights in accordance with the Company's Tender Offer under Section 13(E)(1) of the Securities Exchange Act of 1034. The Tender Offer exchanged all stock options and stock appreciation rights granted under the Company's Employee Stock plan that had an exercise price of more than $20.00. |
11. Stock options and stock appreciation rights vested in three equal annual installments beginning on December 31, 2002. In connection with the Tender Offer, all vested and unvested stock options and stock appreciation rights with an exercise price of more than $20.00 were exchanged for restricted shares of Class A Common Stock. |
12. Stock options and stock appreciation rights vested in three equal annual installments beginning on May 30, 1999. In connection with the Tender Offer, all vested and unvested stock options and stock appreciation rights with an exercise price of more than $20.00 were exchanged for restricted shares of Class A Common Stock. |
13. Stock options and stock appreciation rights vested in three equal installments beginning on June 1, 2001. In connection with the Tender Offer, all vested and unvested stock options and stock appreciation rights with an exercise price of more than $20.00 were exchnaged for restricted shares of Class A Common Stock. |
14. Stock options and stock appreciation rights vested in three equal annual installments beginning June 3, 2000. In connectiion with the Tender Offer, all vested and unvested stock options and stock appreciation rights with an exercise price of more than $20.00 were exchanged for restricted shares of Class A Common Stock. |
15. Stock appreciation rights vested in three equal annual installments beginning on May 1, 2006. |
16. Stock appreciation rights vested in three equal annual installments beginning on May 29, 1999. |
17. Stock appreciation rights vested in three equal annual installments beginning on June 3, 2000. |
18. Stock appreciation rights vested in three equal annual installments beginning on May 31, 2001. |
19. Stock appreciation rights vested in three equal annual installments beginning on March 30, 2002. |
20. Reporting person reported these restricted shares as an indirect holding on a Form 4 filed August 16, 2004. |
Remarks: |
This Form 5 Amendment is being filed to report previously unreported grants and other transactions involving the Reporting Person's spouse. |
James L. Dolan | 06/01/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |