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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 27)
Cablevision Systems Corporation
(Name of Issuer)
Class A Common Stock, par value $.01 per share
(Title of Class of Securities)
12686C-10-9
Richard D. Bohm
Debevoise & Plimpton LLP
919 Third Avenue
New York, NY 10022
212-909-6000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
September 6, 2011
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
which is the subject of this Schedule 13D, and is filing this schedule because of Sections
240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purposes of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1 |
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NAME OF REPORTING PERSON
Charles F. Dolan, individually and as Trustee of the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C, Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C and the Charles F. Dolan 2009 Revocable Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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12,962,673 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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22,568,269 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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12,962,673 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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22,568,269 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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35,530,942 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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13.2% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 22,056,668 shares of Cablevision NY Group Class A Common Stock, par value $0.01 per share (Class A Common Stock), issuable upon conversion of an equal number of shares of Cablevision NY Group Class B Common Stock, par value $0.01 per share (Class B Common Stock), held by other Reporting Persons hereto as to which Charles F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person
is the beneficial owner of such securities.
Page 2 of 65
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1 |
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NAME OF REPORTING PERSON
Helen A. Dolan, individually and as Trustee of the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C, Helen A. Dolan 2011 Grantor Retained Annuity Trust #2C and the Helen A. Dolan 2009 Revocable Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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7,800,000 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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27,730,942 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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7,800,000 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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27,730,942 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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35,530,942 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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13.2% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 22,056,668 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Helen A. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 3 of 65
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1 |
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NAME OF REPORTING PERSON
James L. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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2,433,753 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,910,415 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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2,433,753 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,910,415 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,344,168 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 50,369,212 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 4 of 65
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1 |
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NAME OF REPORTING PERSON
Thomas C. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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198,168 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,867,381 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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198,168 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,867,381 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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4,065,549 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.7% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 50,429,839 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 5 of 65
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1 |
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NAME OF REPORTING PERSON
Patrick F. Dolan |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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160,105 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,746,819 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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160,105 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,746,819 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,906,924 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 50,593,610 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 6 of 65
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1 |
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NAME OF REPORTING PERSON
Kathleen M. Dolan, individually and as Trustee of the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust and as a Trustee of the Charles F. Dolan Children Trusts |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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134,035 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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22,964,705 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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134,035 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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22,964,705 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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23,098,740 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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9.0% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 1,737,098 Shares of Class A Common Stock beneficially owned by Dolan Childrens Foundation as to which the Reporting Person serves as a director and 32,141,632 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an
admission that such person is the beneficial owner of such securities.
Page 7 of 65
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1 |
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NAME OF REPORTING PERSON
Marianne Dolan Weber |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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20,081 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,756,864 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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20,081 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,756,864 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,776,945 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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þ*
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
*Excludes 1,737,098 Shares of Class A Common Stock beneficially owned by Dolan Childrens Foundation as to which the Reporting Person serves as a director and 50,574,465 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Marianne Dolan Weber disclaims beneficial ownership. This report shall not be construed as an admission that
such person is the beneficial owner of such securities.
Page 8 of 65
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1 |
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NAME OF REPORTING PERSON
Deborah A. Dolan-Sweeney |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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00 See Item 3 of Statement |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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8,881 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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4,017,176 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
|
8,881 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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|
4,017,176 |
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|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
|
4,026,057 |
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|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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|
|
þ*
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|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
|
1.7% |
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|
14 |
|
TYPE OF REPORTING PERSON |
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IN |
*Excludes 1,737,098 Shares of Class A Common Stock beneficially owned by Dolan Childrens Foundation as to which the Reporting Person serves as a director and 50,461,749 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Deborah A. Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the
beneficial owner of such securities.
Page 9 of 65
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1 |
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NAME OF REPORTING PERSON
Lawrence J. Dolan, as a Trustee of each of the Charles F. Dolan 2009 Family Trusts and each of the CFD 2010 Grandchildren Trusts |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) þ |
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(b) o |
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|
3 |
|
SEC USE ONLY |
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4 |
|
SOURCE OF FUNDS |
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|
00 See Item 3 of Statement |
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|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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|
|
o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A.
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7 |
|
SOLE VOTING POWER |
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|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
|
13,585,319 |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
|
0 |
|
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
13,585,319 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
13,585,319 |
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|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
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|
|
IN |
*Excludes 40,558,754 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Lawrence J. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 10 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
David M. Dolan, as a Trustee of each of the Charles F. Dolan 2009 Family Trusts and each of the CFD 2010 Grandchildren Trusts |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,208,709 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
13,608,669 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,208,709 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
13,608,669 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
14,817,378 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
6.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 40,558,754 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which David M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 11 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Paul J. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Kathleen M. Dolan and the Charles F. Dolan Children Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
383,406 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,755,590 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
383,406 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,755,590 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
8,138,996 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 46,753,915 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Paul J. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 12 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Matthew J. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Marianne Dolan Weber and the Charles F. Dolan Children Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
9,750 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,622,045 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
9,750 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,622,045 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,631,795 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 46,866,631 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock held
by other Reporting Persons hereto as to which Matthew J. Dolan disclaims
beneficial ownership. This report shall not be construed as an admission
that such person is the beneficial owner of such securities.
Page 13 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Mary S. Dolan, as a Trustee of the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney and the Charles F. Dolan Children Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
20,250 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,633,136 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
20,250 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,633,136 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,653,386 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
IN |
*Excludes 46,917,686 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which Mary S. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 14 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO Kathleen M. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,867,380 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,867,380 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,867,380 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,461,749 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 15 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,867,380 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,867,380 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,867,380 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,461,749 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 16 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO Marianne Dolan Weber |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,754,664 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,754,664 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,754,664 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,574,465 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Marianne Dolan Weber disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 17 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,735,519 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,735,519 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,735,519 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,593,610 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 18 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,867,381 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,867,381 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,867,381 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,429,839 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 19 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan Children Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,867,381 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,867,381 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,867,381 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 50,429,839 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan Children Trust FBO James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 20 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,359,577 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,359,577 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,359,577 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 51,778,096 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 21 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,495,820 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,495,820 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,495,820 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 51,641,853 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 22 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,206,885 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,206,885 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,206,885 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 52,930,788 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 23 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,234,885 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,234,885 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,234,885 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.5% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 52,902,788 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 24 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,486,885 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,486,885 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,486,885 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 52,650,788 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 25 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
814,885 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
814,885 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
814,885 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 53,322,788 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 26 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Ryan Dolan 1989 Trust |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
60,627 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
60,627 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
60,627 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 54,077,046 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Ryan Dolan 1989 Trust disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 27 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Tara Dolan 1989 Trust |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
60,627 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
60,627 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
60,627 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 54,077,046 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Tara Dolan 1989 Trust disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 28 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
8,170,021 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
8,170,021 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
8,170,021 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 45,967,652 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 29 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,000,000 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,000,000 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,000,000 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.8% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 52,137,673 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 30 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
4,902,007 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
4,902,007 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
4,902,007 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
2.0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 49,235,666 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 31 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
Helen A. Dolan 2011 Grantor Retained Annuity Trust #2C |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
2,897,993 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
2,897,993 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
2,897,993 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 51,239,680 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the Helen A. Dolan 2011 Grantor Retained Annuity Trust #2C disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 32 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
960,935 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
960,935 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
960,935 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 53,176,738 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 33 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
CFD 2010 Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
960,935 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
960,935 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
960,935 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 53,176,738 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the CFD 2010 Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 34 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan Weber |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
960,935 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
960,935 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
960,935 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 53,176,738 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan Weber disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 35 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
960,935 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
960,935 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
960,935 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 53,176,738 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 36 of 65
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS |
|
|
|
00 See Item 3 of Statement |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
U.S.A.
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
136,242 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
136,242 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
136,242 |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
|
|
þ*
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO |
*Excludes 54,001,431 shares of Class A Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock held by other Reporting Persons hereto as to which the CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan disclaims beneficial ownership. This report shall not be construed as an admission that such person is the beneficial owner of such securities.
Page 37 of 65
AMENDMENT NO. 27 TO SCHEDULE 13D
This Amendment to Schedule 13D is being filed jointly by the individuals (in their individual
capacity and/or as trustee or co-trustee of specified trusts) and trusts listed in Item 2(a) below
(the Group Members) who may be deemed to beneficially own all of the shares of Class B Common
Stock of Cablevision Systems Corporation. (the Issuer), par value $.01 per share (the Class B
Common Stock), which are convertible share for share at the option of the holder into Class A
Common Stock of the Issuer, par value $.01 per share (the Class A Common Stock, and together with
the Class B Common Stock, the Common Stock), and a certain number of shares of Class A Common
Stock, in each case as described herein.
The Schedule 13D (the Schedule) filed by the original Group Members on March 19, 2004, as
amended and supplemented by Amendment No. 1 filed on April 9, 2004, Amendment No. 2 filed on June
30, 2004, Amendment No. 3 filed on March 3, 2005, Amendment No. 4 filed on March 10, 2005,
Amendment No. 5 filed on March 25, 2005, Amendment No. 6 filed on March 31, 2005, Amendment No. 7
filed on April 26, 2005, Amendment No. 8 filed on June 20, 2005, Amendment No. 9 filed on July 19,
2005, Amendment No. 10 filed on August 10, 2005, Amendment No. 11 filed on September 16, 2005,
Amendment No. 12 filed on October 13, 2005, Amendment No. 13 filed on October 25, 2005, Amendment
No. 14 filed on December 29, 2005, Amendment No. 15 filed on August 11, 2006, Amendment No. 16
filed on October 10, 2006, Amendment No. 17 filed on November 13, 2006, Amendment No. 18 filed on
December 11, 2006, Amendment No. 19 filed on January 12, 2007, Amendment No. 20 filed on May 3,
2007, Amendment No. 21 filed on November 7, 2007, Amendment No. 22 filed on August 1, 2008,
Amendment No. 23 filed on December 8, 2008, Amendment No. 24 filed on February 10, 2010, Amendment
No. 25 filed on November 19, 2010 and Amendment No. 26 filed on February 22, 2011, is hereby
amended and supplemented by the Reporting Persons as set forth below in this Amendment No. 27.
Item 2 Identity and Background.
The disclosure in Item 2 is hereby amended by amending and restating part (a) thereof as
follows:
(a) The names of the Reporting Persons who are Group Members are: Charles F. Dolan,
individually and as Trustee of the Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C
(the CFD 2011 GRAT #1C), the Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C
(the CFD 2011 GRAT #2C) and the Charles F. Dolan 2009 Revocable Trust (the CFD 2009
Trust); Helen A. Dolan, individually and as Trustee of the Helen A. Dolan 2011 Grantor
Retained Annuity Trust #1C (the HAD 2011 GRAT #1C), the Helen A. Dolan 2011 Grantor
Retained Annuity Trust #2C (the HAD 2011 GRAT #2C) and the Helen A. Dolan 2009 Revocable
Trust (the HAD 2009 Trust); James L. Dolan; Thomas C. Dolan; Patrick F. Dolan; Kathleen
M. Dolan, individually and as a Trustee of the Charles F. Dolan Children Trust FBO Kathleen
M. Dolan, the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney, the Charles F.
Dolan Children Trust FBO Marianne Dolan Weber, the Charles F. Dolan Children Trust FBO
Patrick F. Dolan, the Charles F. Dolan Children Trust FBO Thomas C. Dolan and the Charles
F. Dolan Children Trust FBO James L. Dolan (hereinafter collectively referred to as the
Dolan Children Trusts and individually, a Dolan Children Trust), and as sole Trustee of
the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust; Marianne Dolan Weber; Deborah A.
Dolan-Sweeney; Lawrence J. Dolan, as a Trustee of the Charles F. Dolan 2009 Family Trust
FBO Patrick F. Dolan, the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan, the
Charles F. Dolan 2009 Family Trust FBO James L. Dolan, the Charles F. Dolan 2009 Family
Trust FBO Marianne Dolan Weber, the Charles F. Dolan 2009 Family Trust FBO Kathleen M.
Dolan and the Charles F. Dolan 2009 Family Trust FBO Deborah Dolan-Sweeney (collectively,
the 2009 Family Trusts and individually, a 2009 Family Trust) and as a Trustee of the
CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan, CFD 2010 Grandchildren
Trust FBO Descendants of Kathleen M. Dolan, CFD 2010 Grandchildren Trust FBO Descendants of
Deborah A. Dolan-Sweeney, CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan
Page 38 of 65
Weber and CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan (collectively, the
CFD 2010 Grandchildren Trusts and individually, a 2010 Grandchildren Trust); David M.
Dolan, as a Trustee of each of the 2009 Family Trusts and each of the CFD 2010
Grandchildren Trusts; Paul J. Dolan, as a Trustee of the Dolan Children Trusts FBO Kathleen
M. Dolan and James L. Dolan; Matthew J. Dolan, as a Trustee of the Dolan Children Trusts
FBO Marianne Dolan Weber and Thomas C. Dolan; Mary S. Dolan, as a Trustee of the Dolan
Children Trusts FBO Deborah Dolan-Sweeney and Patrick F. Dolan; Dolan Children Trust FBO
Kathleen M. Dolan; Dolan Children Trust FBO Marianne Dolan Weber; Dolan Children Trust FBO
Deborah Dolan-Sweeney; Dolan Children Trust FBO James L. Dolan; Dolan Children Trust FBO
Thomas C. Dolan; Dolan Children Trust FBO Patrick F. Dolan; 2009 Family Trust FBO James L.
Dolan; 2009 Family Trust FBO Thomas C. Dolan; 2009 Family Trust FBO Patrick F. Dolan; 2009
Family Trust FBO Kathleen M. Dolan; 2009 Family Trust FBO Marianne Dolan Weber; 2009 Family
Trust FBO Deborah A. Dolan-Sweeney; Ryan Dolan 1989 Trust; Tara Dolan 1989 Trust; CFD 2010
Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney; CFD 2010 Grandchildren
Trust FBO Descendants of Kathleen M. Dolan; CFD 2010 Grandchildren Trust FBO Descendants of
Marianne E. Dolan Weber; CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan;
CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan; CFD 2011 GRAT #1C; CFD 2011
GRAT #2C; HAD 2011 GRAT #1C; and HAD 2011 GRAT #2C.
The disclosure in Item 2 is hereby amended by amending and restating parts (b), (c) and (f)
thereof as follows:
(b) Except as indicated below, the business address of each Reporting Person is:
Individuals:
c/o Dolan Family Office
Attention: William A. Frewin
340 Crossways Park Drive
Woodbury, New York 11797
James L. Dolan:
c/o Knickerbocker Group LLC
Attention: Kerrie Juras
PO Box 420
Oyster Bay, New York 11771
Lawrence J. Dolan:
Progressive Field
2401 Ontario St.
Cleveland, OH 44115.
David M. Dolan:
7 Glenmaro Lane
St. Louis, MO 63131.
Kathleen M. Dolan:
94B Bowman Road
Barnard, VT 05031.
Paul J. Dolan:
Page 39 of 65
Progressive Field
2401 Ontario St.
Cleveland, OH 44115.
Matthew J. Dolan:
Corporate Place
100 7th Avenue, Suite 150
Chardon, OH 44024.
Mary S. Dolan:
300 So. Riverside Plaza
Suite 1480
Chicago, IL 60606.
Trusts:
Dolan Children Trust FBO Kathleen M. Dolan is a trust established under the laws of the
State of Illinois for the benefit of Kathleen M. Dolan and has an address of c/o Dolan
Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York
11797.
Dolan Children Trust FBO Marianne Dolan Weber is a trust established under the laws of the
State of Illinois for the benefit of Marianne Dolan Weber and has an address of c/o Dolan
Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York
11797.
Dolan Children Trust FBO Deborah Dolan-Sweeney is a trust established under the laws of the
State of Illinois for the benefit of Deborah A. Dolan-Sweeney and has an address of c/o
Dolan Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New
York 11797.
Dolan Children Trust FBO James L. Dolan is a trust established under the laws of the State
of Illinois for the benefit of James L. Dolan and has an address of c/o Knickerbocker Group
LLC, attention: Kerrie Juras , PO Box 420, Oyster Bay, New York 11771.
Dolan Children Trust FBO Thomas C. Dolan is a trust established under the laws of the State
of Illinois for the benefit of Thomas C. Dolan and has an address of c/o Dolan Family
Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
Dolan Children Trust FBO Patrick F. Dolan is a trust established under the laws of the
State of Illinois for the benefit of Patrick F. Dolan and has an address of c/o Dolan
Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York
11797.
2009 Family Trust FBO James L. Dolan is a trust established under the laws of the State of
New York for the benefit of James L. Dolan and has an address of c/o Knickerbocker Group
LLC, attention: Kerrie Juras, PO Box 420, Oyster Bay, New York 11771.
2009 Family Trust FBO Thomas C. Dolan is a trust established under the laws of the State of
New York for the benefit of Thomas C. Dolan and has an address of c/o Dolan Family Office,
attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
2009 Family Trust FBO Patrick F. Dolan is a trust established under the laws of the State
of New York for the benefit of Patrick F. Dolan and has an address of c/o Dolan Family
Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
Page 40 of 65
2009 Family Trust FBO Kathleen M. Dolan is a trust established under the laws of the State
of New York for the benefit of Kathleen M. Dolan and has an address of c/o Dolan Family
Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
2009 Family Trust FBO Marianne Dolan Weber is a trust established under the laws of the
State of New York for the benefit of Marianne Dolan Weber and has an address of c/o Dolan
Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New York
11797.
2009 Family Trust FBO Deborah A. Dolan-Sweeney is a trust established under the laws of the
State of New York for the benefit of Deborah A. Dolan-Sweeney and has an address of c/o
Dolan Family Office, attention: William A. Frewin, 340 Crossways Park Drive, Woodbury, New
York 11797.
Ryan Dolan 1989 Trust is a trust established under the laws of the State of New York for
the benefit of Ryan Dolan and has an address of c/o Knickerbocker Group LLC, attention:
Kerrie Juras, PO Box 420, Oyster Bay, New York 11771.
Tara Dolan 1989 Trust is a trust established under the laws of the State of New York for
the benefit of Tara Dolan and has an address of c/o Dolan Family Office, attention: William
A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
CFD 2011 GRAT #1C is a trust established under the laws of the State of New York for the
benefit of Charles F. Dolan and has an address of c/o Dolan Family Office, attention:
William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
CFD 2011 GRAT #2C is a trust established under the laws of the State of New York for the
benefit of Charles F. Dolan and has an address of c/o Dolan Family Office, attention:
William A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
HAD 2011 GRAT #1C is a trust established under the laws of the State of New York for the
benefit of Helen A. Dolan and has an address of c/o Dolan Family Office, attention: William
A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
HAD 2011 GRAT #2C is a trust established under the laws of the State of New York for the
benefit of Helen A. Dolan and has an address of c/o Dolan Family Office, attention: William
A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
CFD 2010 Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney is a trust
established under the laws of the State of New York for the benefit of the descendants of
Deborah A. Dolan-Sweeney and has an address of c/o Dolan Family Office, attention: William
A. Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan is a trust established
under the laws of the State of New York for the benefit of the descendants of Kathleen M.
Dolan and has an address of c/o Dolan Family Office, attention: William A. Frewin, 340
Crossways Park Drive, Woodbury, New York 11797.
CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan Weber is a trust
established under the laws of the State of New York for the benefit of the descendants of
Marianne Dolan Weber and has an address of c/o Dolan Family Office, attention: William A.
Frewin, 340 Crossways Park Drive, Woodbury, New York 11797.
CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan is a trust established
under the laws of the State of New York for the benefit of the descendants of Patrick F.
Dolan and has an address of c/o Dolan Family Office, attention: William A. Frewin, 340
Crossways Park Drive, Woodbury, New York 11797.
Page 41 of 65
CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan is a trust established under
the laws of the State of New York for the benefit of the descendants of James L. Dolan and
has an address of c/o Knickerbocker Group LLC, attention: Kerrie Juras, PO Box 420, Oyster
Bay, New York 11771.
(c) Charles F. Dolan is the Chairman of the Issuer. The Issuers principal business address
is 1111 Stewart Avenue, Bethpage, New York 11714. He is a director of The Madison Square
Garden Company (MSG) and a director and Executive Chairman of AMC Networks Inc. (AMC).
Helen A. Dolan is his wife and is not currently employed. They are the parents of James L.
Dolan, Thomas C. Dolan, Patrick F. Dolan, Kathleen M. Dolan, Marianne Dolan Weber, and
Deborah A. Dolan-Sweeney. Charles F. Dolan is also the brother of Lawrence J. Dolan.
Charles F. Dolan is the Trustee of the CFD 2011 GRAT #1C, CFD 2011 GRAT #2C and the CFD
2009 Trust. Helen A. Dolan is the Trustee of the HAD 2011 GRAT #1C, HAD 2010 GRAT #2C and
the HAD 2009 Trust.
James L. Dolan is the President and Chief Executive Officer and a director of the Issuer .
The Issuers principal business address is 1111 Stewart Avenue, Bethpage, New York 11714.
He is a director and Executive Chairman of MSG and a director of AMC. He is the son of
Charles F. Dolan and Helen A. Dolan, and is the brother of Thomas C. Dolan, Patrick F.
Dolan, Kathleen M. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney.
Thomas C. Dolan is the Executive Vice President Strategy and Development, Office of the
Chairman, and a director of the Issuer. The Issuers principal business address is 1111
Stewart Avenue, Bethpage, New York 11714. He is director of MSG and a director of AMC. He
is the son of Charles F. Dolan and Helen A. Dolan, and is the brother of James L. Dolan,
Patrick F. Dolan, Kathleen M. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney.
Patrick F. Dolan is a director of the Issuer and President of News 12 Networks, a
subsidiary of the Issuer. The Issuers principal business address is 1111 Stewart Avenue,
Bethpage, New York 11714. He is a director of AMC. He is the son of Charles F. Dolan and
Helen A. Dolan, and is the brother of James L. Dolan, Thomas C. Dolan, Kathleen M. Dolan,
Marianne Dolan Weber and Deborah A. Dolan-Sweeney.
Kathleen M. Dolan is a director of the Issuer and founder of Purple Crayon Productions
Inc., a community art and music center, 1207 Route 12, Woodstock, Vermont 05091. She is
the daughter of Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan,
Thomas C. Dolan, Patrick F. Dolan, Marianne Dolan Weber and Deborah A. Dolan-Sweeney. She
is a Trustee of each of the Dolan Children Trusts, the Ryan Dolan 1989 Trust and the Tara
Dolan 1989 Trust.
Marianne Dolan Weber is a director of the Issuer, MSG and AMC. She is the Chair of the
Dolan Family Foundation and the Dolan Childrens Foundation and manager of the Dolan Family
Office, LLC, 340 Crossways Park Drive, Woodbury, New York 11797. She is the daughter of
Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan, Thomas C. Dolan,
Patrick F. Dolan, Kathleen M. Dolan and Deborah A. Dolan-Sweeney.
Deborah A. Dolan-Sweeney is a director of the Issuer and MSG. She is the daughter of
Charles F. Dolan and Helen A. Dolan, and is the sister of James L. Dolan, Thomas C. Dolan,
Patrick F. Dolan, Kathleen M. Dolan and Marianne Dolan Weber. Her husband, Brian G.
Sweeney, is a director and officer of the Issuer.
Lawrence J. Dolan is the brother of Charles F. Dolan, and is the father of Matthew J.
Dolan, Paul J. Dolan and Mary S. Dolan. He is the Chief Executive Officer of Cleveland
Indians Baseball Company, L.P., Progressive Field, 2401 Ontario St., Cleveland, Ohio 44115.
He is a Trustee of each of the 2009 Family Trusts and each of the CFD 2010 Grandchildren
Trusts.
David M. Dolan is a retired attorney and is currently the Chairman of the Board of Citizens
National Bank of Greater St. Louis, 7305 Manchester Road, Maplewood, Missouri 63143. He is
a
Page 42 of 65
first cousin of Charles F. Dolan. He is a Trustee of each of the 2009 Family Trusts and
each of the CFD 2010 Grandchildren Trusts.
Paul J. Dolan is the son of Lawrence J. Dolan, the brother of Matthew J. Dolan and Mary S.
Dolan, and a nephew of Charles F. Dolan and Helen A. Dolan. He is the President of
Cleveland Indians Baseball Company, L.P., Progressive Field, 2401 Ontario St., Cleveland,
Ohio 44115. He is a Trustee of the Dolan Children Trusts FBO Kathleen M. Dolan and James
L. Dolan.
Matthew J. Dolan is the son of Lawrence J. Dolan, the brother of Paul J. Dolan and Mary S.
Dolan, and a nephew of Charles F. Dolan and Helen A. Dolan. He is an attorney and a
principal of Thrasher, Dinsmore & Dolan, Corporate Place, 100 7th Avenue,
Chardon, OH 44024-9423. He is a Trustee of the Dolan Children Trusts FBO Marianne Dolan
Weber and Thomas C. Dolan.
Mary S. Dolan is the daughter of Lawrence J. Dolan, the sister of Matthew J. Dolan and Paul
J. Dolan, and a niece of Charles F. Dolan and Helen A. Dolan. She is the Co-Director of
Legal Services at the Lifespan Center for Legal Services, 20 E. Jackson Blvd, Suite 500,
Chicago, Illinois 60604. She is a Trustee of the Dolan Children Trusts FBO Deborah
Dolan-Sweeney and Patrick F. Dolan.
Item 3 Source and Amount of Funds or Other Consideration
The disclosure in Item 3 is hereby amended by adding the following at the end thereof:
The CFD 2011 GRAT #2C was formed by Charles F. Dolan and on September 6, 2011 was given the
number of shares of the Issuers Class B Common Stock indicated as owned by the trust in Item 5 of
this Amendment No. 27 to the Schedule 13D.
The HAD 2011 GRAT #2C was formed by Helen A. Dolan and on September 6, 2011 was given the
number of shares of the Issuers Class B Common Stock indicated as owned by the trust in Item 5 of
this Amendment No. 27 to the Schedule 13D.
On September 13, 2011, Charles F. Dolan and Helen A. Dolan repaid promissory notes held by
each of the CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan, the CFD 2010
Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney, the CFD 2010 Grandchildren Trust
FBO Descendants of Marianne E. Dolan Weber, the CFD 2010 Grandchildren Trust FBO Descendants of
Patrick F. Dolan, the Charles F. Dolan 2009 Family Trust FBO James L. Dolan and the Charles F.
Dolan 2009 Family Trust FBO Thomas C. Dolan with shares of the Issuers Class B Common Stock. Helen
A. Dolan received some of the shares used to make the promissory note repayments from Charles F.
Dolan and the CFD 2009 Trust on September 13, 2011.
Please see Item 5 for additional information regarding each of the transactions effected on
September 13, 2011. The information with respect to the September 6, 2011 and September 13, 2011
transactions is incorporated by reference herein.
No funds were exchanged in connection with any of the foregoing transfers of shares of the
Issuers Class B Common Stock.
Item 4 Purpose of Transaction
The disclosure in Item 4 is hereby amended by adding the following to the end thereof:
Each of the transactions described in Item 3 above effected on September 6, 2011 was effected
for estate planning purposes for Charles F. Dolan and Helen A. Dolan.
Each of the transactions described in Item 3 above effected on September 13, 2011 was effected
for estate planning purposes for Charles F. Dolan and Helen A. Dolan and their descendants.
Page 43 of 65
Item 5 Interest in Securities of the Issuer
The disclosure in Item 5(a) and (b) is hereby amended and restated to read in its entirety as
follows:
(a) and (b) The Group Members may be deemed to beneficially own an aggregate of 61,713,187
shares of Class A Common Stock as a result of their beneficial ownership of (i) 7,575,514
shares of Class A Common Stock (including 903,320 shares of restricted stock and options to
purchase 2,949,264 shares of Class A Common Stock that are exercisable within sixty days of
this filing) and (ii) 54,137,673 shares of Class A Common Stock issuable upon conversion of
an equal number of shares of Class B Common Stock. This aggregate amount represents
approximately 21% of the total shares of the Issuers common stock currently outstanding.
Group Members in the aggregate may be deemed to have the current shared power to vote or
direct the vote of and to dispose of or direct the disposition of 54,137,673 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock (representing all outstanding Class B Common Stock) because of the terms of
the Second A&R Class B Stockholders Agreement (see Item 6 below). Individuals who are
Group Members solely in their capacity as trustees of trusts that are Group Members may be
deemed to beneficially own an additional 1,709,331 shares of Class A Common Stock. Each of
the Reporting Persons disclaims beneficial ownership of the securities held by the other
Reporting Persons, and this report shall not be deemed to be an admission that such person
is the beneficial owner of such securities.
Charles F. Dolan may be deemed to beneficially own an aggregate of 35,530,942 shares of
Class A Common Stock, including (i) 3,449,937 shares of Class A Common Stock (including
370,100 shares of restricted stock and options to purchase 1,507,132 shares of Class A
Common Stock that are exercisable within sixty days of this filing) and (ii) 32,081,005
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 13.2% of the shares
of Class A Common Stock currently outstanding. He may be deemed to have (a) the sole power
to vote or direct the vote of and to dispose of or to direct the disposition of 12,962,673
shares of Class A Common Stock (including 64,269 shares of Class A Common Stock owned of
record personally, 319,086 shares of Class A common Stock owned of record by the CFD 2009
Trust, 370,100 shares of restricted stock owned of record personally and options owned of
record personally to purchase 1,507,132 shares of Class A Common Stock that are exercisable
within sixty days of this filing, and 10,702,086 shares of Class A Common Stock issuable
upon conversion of an equal number of shares of Class B Common Stock, including 532,065
shares of Class B Common Stock owned of record by the CFD 2009 Trust, 8,170,021 shares of
Class B Common Stock owned of record by the CFD 2011 GRAT #1C and 2,000,000 shares of Class
B Common Stock owned of record by the CFD 2011 GRAT #2C) and (b) the current shared power
to vote or direct the vote of and to dispose of or direct the disposition of 22,568,269
shares of Class A Common Stock (including 1,189,350 shares of Class A Common Stock owned of
record by the Dolan Family Foundation and 21,378,919 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock, including
4,902,007 shares of Class B Common Stock owned of record by the HAD 2011 GRAT #1C,
2,897,993 shares of Class B Common Stock owned of record by the HAD 2011 GRAT #2C,
9,598,937 shares of Class B Common Stock owned of record by the 2009 Family Trusts and
3,979,982 shares of Class B Common Stock owned of record by the CFD 2010 Grandchildren
Trusts). He disclaims beneficial ownership of 1,189,350 shares of Class A Common Stock
owned of record by the Dolan Family Foundation, and 21,378,919 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock,
including 4,902,007 shares of Class B Common Stock owned of record by the HAD 2011 GRAT
#1C, 2,897,993 shares of Class B Common Stock owned of record by the HAD 2011 GRAT #2C,
9,598,937 shares of Class B Common Stock owned of record by the 2009 Family Trusts and
3,979,982 shares of Class B Common Stock owned of record by the CFD 2010 Grandchildren
Trusts, and this report shall not be deemed to be an admission that such person is the
beneficial owner of such securities.
Page 44 of 65
Helen A. Dolan may be deemed to beneficially own an aggregate of 35,530,942 shares of Class
A Common Stock, including (i) 3,449,937 shares of Class A Common Stock (including 370,100
shares of restricted stock and options to purchase 1,507,132 shares of Class A Common Stock
that are exercisable within sixty days of this filing) and (ii) 32,081,005 shares of Class
A Common Stock issuable upon conversion of an equal number of shares of Class B Common
Stock. This aggregate amount represents approximately 13.2% of the shares of Class A
Common Stock currently outstanding. She may be deemed to have (a) the sole power to vote
or direct the vote of 7,800,000 shares of Class A Common Stock issuable upon conversion of
an equal number of shares of Class B Common Stock (including 4,902,007 shares of Class B
Common Stock owned of record by the HAD 2011 GRAT #1C and 2,897,993 shares of Class B
Common Stock owned of record by the HAD 2011 GRAT #2C) and (b) the current shared power to
vote or direct the vote of and to dispose of or direct the disposition of 27,730,942 shares
of Class A Common Stock (including 1,189,350 shares of Class A Common Stock owned of record
by the Dolan Family Foundation, 319,086 shares of Class A Common Stock owned of record by
the CFD 2009 Trust, 64,269 shares of Class A Common Stock, 370,100 shares of restricted
stock and options to purchase 1,507,132 shares of Class A Common Stock exercisable within
sixty days of this filing owned of record personally by her spouse, Charles F. Dolan; and
24,281,005 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock, including 8,170,021 shares of Class B Common Stock owned of
record by the CFD 2011 GRAT #1C, 2,000,000 shares of Class B Common Stock owned of record
by the CFD 2011 GRAT #2C, 9,598,937 shares of Class B Common Stock owned of record by the
2009 Family Trusts and 3,979,982 shares of Class B Common Stock owned of record by the CFD
2010 Grandchildren Trusts). She disclaims beneficial ownership of 1,189,350 shares of
Class A Common Stock owned of record by the Dolan Family Foundation, 319,086 shares of
Class A Common Stock owned of record by the CFD 2009 Trust, 64,269 shares of Class A Common
Stock, 370,100 shares of restricted stock and options to purchase 1,507,132 shares of Class
A Common Stock exercisable within sixty days of this filing owned of record personally by
her spouse, and 24,281,005 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock, including 8,170,021 shares of Class B
Common Stock owned of record by the CFD 2011 GRAT #1C, 2,000,000 shares of Class B Common
Stock owned of record by the CFD 2011 GRAT #2C, 9,598,937 shares of Class B Common Stock
owned of record by the 2009 Family Trusts and 3,979,982 shares of Class B Common Stock
owned of record by the CFD 2010 Grandchildren Trusts, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities.
James L. Dolan may be deemed to beneficially own an aggregate of 6,344,168 shares of Class
A Common Stock, including (i) 2,575,707 shares of Class A Common Stock (including 390,020
shares of restricted stock and options to purchase 1,407,132 shares of Class A Common Stock
that are exercisable within sixty days of this filing) and (ii) 3,768,461 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock.
This aggregate amount represents approximately 2.6% of the shares of Class A Common Stock
currently outstanding. He may be deemed to have (a) the sole power to vote or direct the
vote of and to dispose of or to direct the disposition of 2,433,753 shares of Class A
Common Stock (including 589,494 shares of Class A Common Stock owned of record personally,
11,300 shares of Class A Common Stock held as custodian for one or more minor children,
365,200 shares of restricted stock owned of record personally and options owned of record
personally to purchase 1,407,132 shares of Class A Common Stock that are exercisable within
sixty days of this filing and 60,627 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record personally)
and (b) the current shared power to vote or direct the vote of and to dispose of or direct
the disposition of 3,910,415 shares of Class A Common Stock (including 5,000 shares of
Class A Common Stock owned of record jointly with his spouse, 8,392 shares of Class A
Common Stock owned of record personally by his spouse, 1,622 shares owned of record by his
spouse through a 401(k) plan, 24,820 shares of restricted stock owned of record personally
by his spouse, 3,200 shares of Class A Common Stock owned of record by members of his
household, and 159,547 shares of Class A Common Stock owned of record by the Dolan Children
Trust for his benefit and 3,707,834 shares of Class A Common Stock issuable upon conversion
of an equal number of shares of Class B Common Stock owned of
Page 45 of 65
record by the Dolan Children Trust for his benefit). He disclaims beneficial ownership of
11,300 shares of Class A Common Stock held as custodian for one or more minor children,
3,200 shares of Class A Common Stock owned of record by members of his household, 8,392
shares of Class A Common Stock owned of record personally by his spouse, 1,622 shares owned
of record by his spouse through a 401(k) plan, 24,820 shares of restricted stock owned of
record personally by his spouse and 159,547 shares of Class A Common Stock and 3,707,834
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock owned of record by the Dolan Children Trust for his benefit, and this
report shall not be deemed to be an admission that such person is the beneficial owner of
such securities. See Exhibit A.
Thomas C. Dolan may be deemed to beneficially own 4,065,549 shares of Class A Common Stock,
including (i) 357,715 shares of Class A Common Stock (including 73,000 shares of restricted
stock) and (ii) 3,707,834 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. This amount represents approximately 1.7%
of the shares of Class A Common Stock currently outstanding. He may be deemed to have (a)
the sole power to vote or direct the vote of and to dispose of or to direct the disposition
of 198,168 shares of Class A Common Stock (including 73,000 shares of restricted stock) and
(b) the shared power to vote or direct the vote of and to dispose of or to direct the
disposition of 159,547 shares of Class A Common Stock and 3,707,834 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock
owned of record by the Dolan Children Trust for his benefit. He disclaims beneficial
ownership of 159,547 shares of Class A Common Stock and 3,707,834 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the Dolan Children Trust for his benefit, and this report shall not be deemed
to be an admission that such person is the beneficial owner of such securities. See
Exhibit A.
Patrick F. Dolan may be deemed to beneficially own an aggregate of 3,906,924 shares of
Class A Common Stock, including (i) 362,861 shares of Class A Common Stock (including
35,100 shares of restricted stock and options to purchase 12,000 shares of Class A Common
Stock that are exercisable within sixty days of this filing) and (ii) 3,544,063 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. This aggregate amount represents approximately 1.6% of the shares of Class A
Common Stock currently outstanding. He may be deemed to have (a) the sole power to vote or
direct the vote of and to dispose of or to direct the disposition of 160,105 shares of
Class A Common Stock (including 109,805 shares of Class A Common Stock, 35,100 shares of
restricted stock, options to purchase 12,000 shares of Class A Common Stock that are
exercisable within sixty days of this filing owned of record personally and 3,200 shares of
Class A Common Stock held as custodian for one or more minor children) and (b) the current
shared power to vote or direct the vote of and to dispose of or to direct the disposition
of 3,746,819 shares of Class A Common Stock (including 5,000 shares owned of record jointly
with his spouse, 700 shares of Class A Common Stock owned of record personally by his
spouse, 3,200 shares of Class A Common Stock owned of record by members of his household,
2,400 shares owned of record by the Daniel P. Mucci Trust (the Mucci Trust) for which he
serves as co-trustee, 191,456 shares of Class A Common Stock owned of record by the Dolan
Children Trust for his benefit and 3,544,063 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trust for his benefit). He disclaims beneficial ownership of 700 shares of
Class A Common Stock owned of record personally by his spouse, 3,200 shares of Class A
Common Stock held as custodian for one or more minor children, 3,200 shares of Class A
Common Stock owned of record by members of his household, 2,400 shares of Class A Common
Stock held by the Mucci Trust, and 191,456 shares of Class A Common Stock and 3,544,063
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock owned of record by the Dolan Children Trust for his benefit, and this
report shall not be deemed to be an admission that such person is the beneficial owner of
such securities. See Exhibit A.
Kathleen M. Dolan may be deemed to beneficially own an aggregate of 23,098,740 shares of
Class A Common Stock, including (i) 1,102,699 shares of Class A Common Stock and (ii)
21,996,041
Page 46 of 65
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 9.0% of the shares of
Class A Common Stock currently outstanding. She may be deemed to have (a) the sole power
to vote or direct the vote of and to dispose of or to direct the disposition of 134,035
shares of Class A Common Stock (including 6,381 shares of Class A Common owned of record
personally, 6,400 shares of Class A Common Stock held as custodian for one or more minor
children and an aggregate of 121,254 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the Ryan
Dolan 1989 Trust and the Tara Dolan 1989 Trust) and (b) the current shared power to vote or
direct the vote of and to dispose of or direct the disposition of 22,964,705 shares of
Class A Common Stock (including 5,000 shares of Class A Common Stock owned of record
jointly with her former spouse and an aggregate of 1,084,918 shares of Class A Common Stock
owned of record by the Dolan Children Trusts and an aggregate of 21,874,787 shares of Class
A Common Stock issuable upon conversion of an equal number of shares of Class B Common
Stock owned of record by the Dolan Children Trusts). She disclaims beneficial ownership of
6,400 shares of Class A Common Stock held as custodian for one or more minor children, an
aggregate of 1,084,918 shares of Class A Common Stock owned of record by the Dolan Children
Trusts and an aggregate of 21,996,041 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trusts, the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust, and this
report shall not be deemed to be an admission that such person is the beneficial owner of
such securities. See Exhibit A.
Marianne Dolan Weber may be deemed to beneficially own an aggregate of 3,776,945 shares of
Class A Common Stock, including (i) 213,737 shares of Class A Common Stock (including
options to purchase 8,000 shares of Class A Common Stock that are exercisable within sixty
days of this filing) and (ii) 3,563,208 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. This aggregate amount
represents approximately 1.6% of the shares of Class A Common Stock currently outstanding.
She may be deemed to have (a) the sole power to vote or direct the vote of and to dispose
of or to direct the disposition of 20,081 shares of Class A Common Stock (including 8,881
shares of Class A Common Stock and options to purchase 8,000 shares of Class A Common Stock
that are exercisable within sixty days of this filing owned of record personally and 3,200
shares of Class A Common Stock held as custodian for a minor child) and (b) the current
shared power to vote or direct the vote of and to dispose of or to direct the disposition
of 3,756,864 shares of Class A Common Stock (including 2,200 shares of Class A Common Stock
owned personally by her spouse, and 191,456 shares of Class A Common Stock owned by the
Dolan Children Trust for her benefit and 3,563,208 shares of Class A Common Stock issuable
upon conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trust for her benefit). She disclaims beneficial ownership of 3,200 shares
of Class A Common Stock held as custodian for a minor child, 2,200 shares of Class A Common
Stock owned of record by her spouse, and 191,456 shares of Class A Common Stock and
3,563,208 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock owned of record by the Dolan Children Trust for her benefit,
and this report shall not be deemed to be an admission that such person is the beneficial
owner of such securities. See Exhibit A.
Deborah A. Dolan-Sweeney may be deemed to beneficially own an aggregate of 4,026,057 shares
of Class A Common Stock, including (i) 350,133 shares of Class A Common Stock (including
35,100 shares of restricted stock and options to purchase 15,000 shares of Class A Common
Stock that are exercisable within sixty days of this filing) and (ii) 3,675,924 shares of
Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. This aggregate amount represents approximately 1.7% of the shares of Class A
Common Stock currently outstanding. She may be deemed to have (a) the sole power to vote
or direct the vote of and to dispose of or to direct the disposition of 8,881 shares of
Class A Common Stock owned of record personally and (b) the current shared power to vote or
direct the vote of and to dispose of or direct the disposition of 4,017,176 shares of Class
A Common Stock (including 78,796 shares of Class A Common Stock, 35,100 shares of
restricted stock and options to purchase 15,000 shares of Class A Common Stock that are
exercisable within sixty days of this filing owned of record by
Page 47 of 65
her spouse, 20,900 shares of Class A Common Stock held by trusts for which her spouse
serves as co-trustee and 191,456 shares of Class A Common Stock owned of record by the
Dolan Children Trust for her benefit and 3,675,924 shares of Class A Common Stock issuable
upon conversion of an equal number of shares of Class B Common Stock owned of record by the
Dolan Children Trust for her benefit). She disclaims beneficial ownership of 78,796 shares
of Class A Common Stock, 35,100 shares of restricted stock and options to purchase 15,000
shares of Class A Common Stock that are exercisable within sixty days of this filing owned
of record by her spouse, 20,900 shares of Class A Common Stock held by trusts for which her
spouse serves as co-trustee and 191,456 shares of Class A Common Stock and 3,675,924 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock owned of record by the Dolan Children Trust for her benefit, and this report
shall not be deemed to be an admission that such person is the beneficial owner of such
securities. See Exhibit A.
Lawrence J. Dolan may be deemed to beneficially own an aggregate of 13,585,319 shares of
Class A Common Stock, including (i) 6,400 shares of Class A Common Stock and (ii)
13,578,919 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. This aggregate amount represents approximately 5.5% of the
shares of Class A Common Stock currently outstanding. He may be deemed to have the current
shared power to vote or direct the vote of and to dispose of or direct the disposition of
13,585,319 shares of Class A Common Stock (including 6,400 shares of Class A Common Stock
owned of record with his spouse, an aggregate of 9,598,937 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the 2009 Family Trusts and an aggregate of 3,979,982 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the CFD 2010 Grandchildren Trusts). He disclaims beneficial ownership of an
aggregate of 9,598,937 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the 2009 Family Trusts and an
aggregate of 3,979,982 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the CFD 2010 Grandchildren
Trusts, and this report shall not be deemed to be an admission that such person is the
beneficial owner of such securities. See Exhibit A.
David M. Dolan may be deemed to beneficially own an aggregate of 14,817,378 shares of Class
A Common Stock, including (i) 1,238,459 shares of Class A Common Stock and (ii) 13,578,919
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 6.0% of the shares of
Class A Common Stock currently outstanding. He may be deemed to have (a) the sole power to
vote or direct the vote of and to dispose of or to direct the disposition of 1,208,709
shares of Class A Common Stock (including 11,886 shares of Class A Common Stock owned of
record by the David M. Dolan Revocable Trust and 1,196,823 shares of Class A Common Stock
owned of record by the Charles F. Dolan Charitable Remainder Trust) and (b) the current
shared power to vote or direct the vote of and to dispose of or direct the disposition of
13,608,669 shares of Class A Common Stock (including 6,400 shares of Class A Common Stock
owned of record jointly with his spouse, 21,000 shares of Class A Common Stock owned of
record by the Ann H. Dolan Revocable Trust, 2,350 shares of Class A Common Stock held by
his spouse as custodian for a minor child, an aggregate of 9,598,937 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock
owned of record by the 2009 Family Trusts and an aggregate of 3,979,982 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock
owned of record by the CFD 2010 Grandchildren Trusts). He disclaims beneficial ownership
of 1,196,823 shares of Class A Common Stock owned of record by the Charles F. Dolan
Charitable Remainder Trust, 21,000 shares of Class A Common Stock owned of record by the
Ann H. Dolan Revocable Trust, 2,350 shares of Class A Common Stock held by his spouse as
custodian for a minor child, an aggregate of 9,598,937 shares of Class A Common Stock
issuable upon conversion of an equal number of shares of Class B Common Stock owned of
record by the 2009 Family Trusts and an aggregate of 3,979,982 shares of Class A Common
Stock issuable upon conversion of an equal number of shares of Class B Common Stock owned
of record by the CFD 2010 Grandchildren Trusts, and
Page 48 of 65
this report shall not be deemed to be an admission that he is the beneficial owner of such
securities. See Exhibit A.
Paul J. Dolan may be deemed to beneficially own an aggregate of 8,138,996 shares of Class A
Common Stock, including (i) 755,238 shares of Class A Common Stock, and (ii) 7,383,758
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 3.4% of the shares of
Class A Common Stock currently outstanding. He may be deemed to have (a) the sole power to
vote or direct the vote of and to dispose of or to direct the disposition of 383,406 shares
of Class A Common Stock (including 17,636 shares of Class A Common Stock held as custodian
for one or more minor children and 365,770 shares of Class A Common Stock owned of record
by the CFD Trust No. 10) and (b) the current shared power to vote or direct the vote of
and to dispose of or direct the disposition of 7,755,590 shares of Class A Common Stock
(including 20,829 shares of Class A Common Stock owned of record jointly with his spouse,
an aggregate of 351,003 shares of Class A Common Stock owned of record by the Dolan
Children Trusts for the benefit of Kathleen M. Dolan and James L. Dolan, and an aggregate
of 7,383,758 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock owned of record by the Dolan Children Trusts for the benefit
of Kathleen M. Dolan and James L. Dolan). He disclaims beneficial ownership of 17,636
shares of Class A Common Stock held as custodian for one or more minor children, 365,770
shares of Class A Common Stock owned of record by the CFD Trust No. 10, an aggregate of
351,003 shares of Class A Common Stock owned of record by the Dolan Children Trusts for the
benefit of Kathleen M. Dolan and James L. Dolan, and an aggregate of 7,383,758 shares of
Class B Common Stock owned of record by the Dolan Children Trusts for the benefit of
Kathleen M. Dolan and James L. Dolan, and this report shall not be deemed to be an
admission that he is the beneficial owner of such securities. See Exhibit A.
Matthew J. Dolan may be deemed to beneficially own an aggregate of 7,631,795 shares of
Class A Common Stock, including (i) 360,753 shares of Class A Common Stock and (ii)
7,271,042 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. This aggregate amount represents approximately 3.1% of the
shares of Class A Common Stock currently outstanding. He may be deemed to have (a) the
sole power to vote or direct the vote of and to dispose of or to direct the disposition of
9,750 shares of Class A Common Stock (including 5,600 shares of Class A Common Stock owned
of record personally and 4,150 shares of Class A Common Stock held as custodian for a minor
child) and (b) the current shared power to vote or direct the vote of and to dispose of or
direct the disposition of 7,622,045 shares of Class A Common Stock (including an aggregate
of 351,003 shares of Class A Common stock owned of record by the Dolan Children Trusts for
the benefit of Marianne Dolan Weber and Thomas C. Dolan and an aggregate of 7,271,042
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock owned of record by the Dolan Children Trusts for the benefit of
Marianne Dolan Weber and Thomas C. Dolan). He disclaims beneficial ownership of 4,150
shares of Class A Common Stock held as custodian for a minor child, an aggregate of 351,003
shares of Class A Common Stock owned of record by the Dolan Children Trusts for the benefit
of Marianne Dolan Weber and Thomas C. Dolan and an aggregate of 7,622,045 shares of Class A
Common Stock issuable upon conversion of an equal number of shares of Class B Common Stock
owned of record by the Dolan Children Trusts for the benefit of Marianne Dolan Weber and
Thomas C. Dolan, and this report shall not be deemed to be an admission that such person is
the beneficial owner of such securities. See Exhibit A.
Mary S. Dolan may be deemed to beneficially own an aggregate of 7,653,386 shares of Class A
Common Stock, including (i) 433,399 shares of Class A Common Stock and (ii) 7,219,987
shares of Class A Common Stock issuable upon conversion of an equal number of shares of
Class B Common Stock. This aggregate amount represents approximately 3.2% of the shares of
Class A Common Stock currently outstanding. She may be deemed to have (a) the sole power
to vote or direct the vote and to dispose of or direct the disposition of 20,250 shares of
Class A Common Stock held as custodian for one or more minor children and (b) the current
shared power to vote or direct the vote of and to dispose of or direct the disposition of
7,633,136 shares of Class A
Page 49 of 65
Common Stock (including 30,237 shares of Class A Common Stock owned of record jointly with
her spouse, an aggregate of 382,912 shares of Class A Common Stock owned of record by the
Dolan Children Trusts for the benefit of Deborah Dolan-Sweeney and Patrick F. Dolan and an
aggregate of 7,219,987 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock owned of record by the Dolan Children Trusts for
the benefit of Deborah Dolan-Sweeney and Patrick F. Dolan). She disclaims beneficial
ownership of 20,250 shares of Class A Common Stock held as custodian for one or more minor
children, an aggregate of 382,912 shares of Class A Common Stock owned of record by the
Dolan Children Trusts for the benefit of Deborah Dolan-Sweeney and Patrick F. Dolan and an
aggregate of 7,219,987 shares of Class A Common Stock issuable upon the conversion of Class
B Common Stock owned of record by the Dolan Children Trusts for the benefit of Deborah
Dolan-Sweeney and Patrick F. Dolan, and this report shall not be deemed to be an admission
that such person is the beneficial owner of such securities. See Exhibit A.
The Charles F. Dolan Children Trust FBO Kathleen M. Dolan may be deemed to beneficially own
an aggregate of 3,867,380 shares of Class A Common Stock, including (i) 191,456 shares of
Class A Common Stock and (ii) 3,675,924 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Paul J. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 15 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney may be deemed to beneficially
own an aggregate of 3,867,380 shares of Class A Common Stock, including (i) 191,456 shares
of Class A Common Stock and (ii) 3,675,924 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Mary S. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 16 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Marianne Dolan Weber may be deemed to beneficially
own an aggregate of 3,754,664 shares of Class A Common Stock, including (i) 191,456 shares
of Class A Common Stock and (ii) 3,563,208 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Matthew J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. The information contained on page 17 of this Schedule 13D is
hereby incorporated by reference.
The Charles F. Dolan Children Trust FBO Patrick F. Dolan may be deemed to beneficially own
an aggregate of 3,735,519 shares of Class A Common Stock, including (i) 191,456 shares of
Class A Common Stock and (ii) 3,544,063 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Mary S. Dolan are the trustees and have the shared power to vote and dispose of the shares
held by the trust. The information contained on page 18 of this Schedule 13D is hereby
incorporated by reference.
The Charles F. Dolan Children Trust FBO Thomas C. Dolan may be deemed to beneficially own
an aggregate of 3,867,381 shares of Class A Common Stock, including (i) 159,547 shares of
Class A Common Stock and (ii) 3,707,834 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Matthew J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. The information contained on page 19 of this Schedule 13D is
hereby incorporated by reference.
The Charles F. Dolan Children Trust FBO James L. Dolan may be deemed to beneficially own an
aggregate of 3,867,381 shares of Class A Common Stock, including (i) 159,547 shares of
Class A Common Stock and (ii) 3,707,834 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. Kathleen M. Dolan and
Paul J. Dolan are
Page 50 of 65
the trustees and have the shared power to vote and dispose of the shares held by the trust.
The information contained on page 20 of this Schedule 13D is hereby incorporated by
reference.
The 2009 Family Trust FBO James L. Dolan may be deemed to beneficially own an aggregate of
2,359,577 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees and
have the shared power to vote and dispose of the shares held by the trust. Charles F. Dolan
may be deemed to share power to direct the disposition of the shares held by the trust
because he has the right to substitute assets with the trust, subject to the trustees
reasonable satisfaction that the substitute assets received by the trust are of equal value
to the trust property exchanged therefor. The information contained on page 21 of this
Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Thomas C. Dolan may be deemed to beneficially own an aggregate of
2,495,820 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees and
have the shared power to vote and dispose of the shares held by the trust. Charles F. Dolan
may be deemed to share power to direct the disposition of the shares held by the trust
because he has the right to substitute assets with the trust, subject to the trustees
reasonable satisfaction that the substitute assets received by the trust are of equal value
to the trust property exchanged therefor. The information contained on page 22 of this
Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Patrick F. Dolan may be deemed to beneficially own an aggregate
of 1,206,885 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees and
have the shared power to vote and dispose of the shares held by the trust. Charles F. Dolan
may be deemed to share power to direct the disposition of the shares held by the trust
because he has the right to substitute assets with the trust, subject to the trustees
reasonable satisfaction that the substitute assets received by the trust are of equal value
to the trust property exchanged therefor. The information contained on page 23 of this
Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Kathleen M. Dolan may be deemed to beneficially own an aggregate
of 1,234,885 shares of Class A Common Stock issuable upon conversion of an equal number of
shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the trustees and
have the shared power to vote and dispose of the shares held by the trust. Charles F. Dolan
may be deemed to share power to direct the disposition of the shares held by the trust
because he has the right to substitute assets with the trust, subject to the trustees
reasonable satisfaction that the substitute assets received by the trust are of equal value
to the trust property exchanged therefor. The information contained on page 24 of this
Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Marianne Dolan Weber may be deemed to beneficially own an
aggregate of 1,486,885 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the
trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property exchanged therefor. The information contained on page 25
of this Schedule 13D is hereby incorporated by reference.
The 2009 Family Trust FBO Deborah A. Dolan-Sweeney may be deemed to beneficially own an
aggregate of 814,885 shares of Class A Common Stock issuable upon conversion of an equal
number of shares of Class B Common Stock. David M. Dolan and Lawrence J. Dolan are the
trustees and have the shared power to vote and dispose of the shares held by the trust.
Charles F. Dolan may be deemed to share power to direct the disposition of the shares held
by the trust because he has the right to substitute assets with the trust, subject to the
trustees reasonable satisfaction that the substitute assets received by the trust are of
equal value to the trust property
Page 51 of 65
exchanged therefor The information contained on page 26 of this Schedule 13D is hereby
incorporated by reference.
The Ryan Dolan 1989 Trust may be deemed to beneficially own an aggregate of 60,627 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. Kathleen M. Dolan is the trustee and has the sole power to vote and dispose
of the shares held by the trust. The information contained on page 27 of this Schedule 13D
is hereby incorporated by reference.
The Tara Dolan 1989 Trust may be deemed to beneficially own an aggregate of 60,627 shares
of Class A Common Stock issuable upon conversion of an equal number of shares of Class B
Common Stock. Kathleen M. Dolan is the trustee and has the sole power to vote and dispose
of the shares held by the trust. The information contained on page 28 of this Schedule 13D
is hereby incorporated by reference.
The Charles F. Dolan 2011 Grantor Retained Annuity Trust #1C may be deemed to beneficially
own an aggregate of 8,170,021 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Charles F. Dolan is the trustee and has
the sole power to vote and dispose of the shares held by the trust. The information
contained on page 29 of this Schedule 13D is hereby incorporated by reference.
The Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C may be deemed to beneficially
own an aggregate of 2,000,000 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Charles F. Dolan is the trustee and has
the sole power to vote and dispose of the shares held by the trust. The information
contained on page 30 of this Schedule 13D is hereby incorporated by reference.
The Helen A. Dolan 2011 Grantor Retained Annuity Trust #1C may be deemed to beneficially
own an aggregate of 4,902,007 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Helen A. Dolan is the trustee and has the
sole power to vote and dispose of the shares held by the trust. The information contained
on page 31 of this Schedule 13D is hereby incorporated by reference.
The Helen A. Dolan 2011 Grantor Retained Annuity Trust #2C may be deemed to beneficially
own an aggregate of 2,897,993 shares of Class A Common Stock issuable upon conversion of an
equal number of shares of Class B Common Stock. Helen A. Dolan is the trustee and has the
sole power to vote and dispose of the shares held by the trust. The information contained
on page 32 of this Schedule 13D is hereby incorporated by reference.
The CFD 2010 Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney may be deemed
to beneficially own an aggregate of 960,935 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. David M. Dolan and
Lawrence J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. Charles F. Dolan may be deemed to share power to direct the
disposition of the shares held by the trust because he has the right to substitute assets
with the trust, subject to the trustees reasonable satisfaction that the substitute assets
received by the trust are of equal value to the trust property exchanged therefor. The
information contained on page 33 of this Schedule 13D is hereby incorporated by reference.
The CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan may be deemed to
beneficially own an aggregate of 960,935 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. David M. Dolan and
Lawrence J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. Charles F. Dolan may be deemed to share power to direct the
disposition of the shares held by the trust because he has the right to substitute assets
with the trust, subject to the trustees reasonable satisfaction that the substitute assets
received by the trust are of equal value to
Page 52 of 65
the trust property exchanged therefor. The information contained on page 34 of this
Schedule 13D is hereby incorporated by reference.
The CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan Weber may be deemed
to beneficially own an aggregate of 960,935 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. David M. Dolan and
Lawrence J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. Charles F. Dolan may be deemed to share power to direct the
disposition of the shares held by the trust because he has the right to substitute assets
with the trust, subject to the trustees reasonable satisfaction that the substitute assets
received by the trust are of equal value to the trust property exchanged therefor. The
information contained on page 35 of this Schedule 13D is hereby incorporated by reference.
The CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan may be deemed to
beneficially own an aggregate of 960,935 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. David M. Dolan and
Lawrence J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. Charles F. Dolan may be deemed to share power to direct the
disposition of the shares held by the trust because he has the right to substitute assets
with the trust, subject to the trustees reasonable satisfaction that the substitute assets
received by the trust are of equal value to the trust property exchanged therefor. The
information contained on page 36 of this Schedule 13D is hereby incorporated by reference.
The CFD 2010 Grandchildren Trust FBO Descendants of James L. Dolan may be deemed to
beneficially own an aggregate of 136,242 shares of Class A Common Stock issuable upon
conversion of an equal number of shares of Class B Common Stock. David M. Dolan and
Lawrence J. Dolan are the trustees and have the shared power to vote and dispose of the
shares held by the trust. Charles F. Dolan may be deemed to share power to direct the
disposition of the shares held by the trust because he has the right to substitute assets
with the trust, subject to the trustees reasonable satisfaction that the substitute assets
received by the trust are of equal value to the trust property exchanged therefor. The
information contained on page 37 of this Schedule 13D is hereby incorporated by reference.
(c) The following transactions in the Issuers Securities have been effected by Group
Members within the 60 days prior to this filing:
On September 6, 2011, Helen A. Dolan, the CFD 2009 Trust and the HAD 2009 Trust contributed
the number of shares of Class B Common Stock listed in the table below to the Grantor
Retained Annuity Trust listed in the table below. No funds were exchanged in connection
with any of the transfers of shares of the Issuers Class B Common Stock.
|
|
|
|
|
|
|
|
|
Number of shares of Class |
|
|
Transferor |
|
B Common Stock |
|
Transferee |
Helen A. Dolan
|
|
|
1,800,000 |
|
|
Helen A. Dolan 2011 GRAT #2C |
|
Charles F. Dolan 2009
Revocable Trust
|
|
|
2,000,000 |
|
|
Charles F. Dolan 2011 GRAT #2C |
|
Helen A. Dolan 2009
Revocable Trust
|
|
|
1,097,993 |
|
|
Helen A. Dolan 2011 GRAT #2C |
On September 13, 2011, Charles F. Dolan and the CFD 2009 Trust made gifts to Helen A. Dolan
of 901,194 and 906,270 shares of Class B Common Stock, respectively.
Page 53 of 65
On September 13, 2011, Charles F. Dolan and Helen A. Dolan repaid principal and interest on
promissory notes held by the trusts listed in the table below in the amounts set forth in
the table below through the transfer to each of the respective trusts of the number of
shares of Class B Common Stock listed in the table below. The shares were valued at $16.39
per share, the mean of the high and low trading price for the Class A Common Stock on
September 13, 2011, for such purpose. No funds were exchanged in connection with any of
the transfers of shares of the Issuers Class B Common Stock.
|
|
|
|
|
|
|
|
|
|
|
|
|
Number of shares |
|
|
|
|
|
|
of Class B |
|
|
|
|
|
|
Common Stock |
|
|
|
|
|
|
transferred to |
|
Principal and Interest |
|
|
Transferor |
|
Trust |
|
Repaid by Mr. Dolan and Mrs. Dolan |
|
Transferee |
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2009 Family Trust |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
FBO James L. Dolan |
|
|
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2009 Family Trust |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
FBO Thomas C. Dolan |
|
|
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2010 Grandchildren |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
Trust FBO Descendants of |
|
|
|
|
|
|
|
|
|
|
Deborah A. Dolan-Sweeney |
|
|
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2010 Grandchildren |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
Trust FBO Descendants of |
|
|
|
|
|
|
|
|
|
|
Kathleen M. Dolan |
|
|
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2010 Grandchildren |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
Trust FBO Descendants of |
|
|
|
|
|
|
|
|
|
|
Marianne E. Dolan Weber |
|
|
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
58,630 |
|
|
$ |
960,945.70 |
|
|
CFD 2010 Grandchildren |
Helen A. Dolan |
|
|
301,244 |
|
|
$ |
4,937,389.16 |
|
|
Trust FBO Descendants of |
|
|
|
|
|
|
|
|
|
|
Patrick F. Dolan |
(d) See Exhibit A, which is incorporated by reference herein.
Item 6 Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer
The disclosure in the section of Item 6 entitled THE CLASS B STOCKHOLDERS AGREEMENT is
hereby amended by adding the following paragraph after the end of the last paragraph
thereof:
On September 6, 2011, the CFD 2011 GRAT #2C and the HAD 2011 GRAT #2C became parties to the
2nd A&R Class B Stockholders Agreement.
Item 7 Material to be Filed as an Exhibit.
The disclosure in Item 7 is hereby amended by restating Exhibit A in its entirety as
Exhibit A attached hereto and supplemented by adding the following in appropriate numerical
order:
Page 54 of 65
|
|
|
Exhibit B.11:
|
|
Joint Filing Agreement, dated September 16, 2011. |
|
|
|
Exhibit C.4:
|
|
Powers of Attorney for each of: |
|
|
|
|
Charles F. Dolan 2011 Grantor Retained Annuity Trust #2C. |
|
|
|
|
Helen A. Dolan 2011 Grantor Retained Annuity Trust #2C. |
Page 55 of 65
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this Statement is true, complete and correct.
Date: September 16, 2011
|
|
|
|
|
|
|
CHARLES F. DOLAN, individually, and as
Trustee of the Charles F. Dolan 2009
Revocable Trust, the Charles F. Dolan
2011 Grantor Retained Annuity Trust #1C
and the Charles F. Dolan 2011 Grantor
Retained Annuity Trust #2C
|
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Charles F. Dolan |
|
|
|
|
|
|
|
|
|
HELEN A. DOLAN, individually, and as
Trustee of the Helen A. Dolan 2009
Revocable Trust, the Helen A. Dolan 2011
Grantor Retained Annuity Trust #1C and
the Helen A. Dolan 2011 Grantor Retained
Annuity Trust #2C |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Helen A. Dolan |
|
|
|
|
|
|
|
|
|
JAMES L. DOLAN, individually |
|
|
|
|
|
|
|
|
|
/s/ James L. Dolan |
|
|
|
|
|
|
|
|
|
James L. Dolan |
|
|
|
|
|
|
|
|
|
THOMAS C. DOLAN, individually |
|
|
|
|
|
|
|
|
|
/s/ Thomas C. Dolan |
|
|
|
|
|
|
|
|
|
Thomas C. Dolan |
|
|
|
|
|
|
|
|
|
PATRICK F. DOLAN, individually |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Patrick F. Dolan |
|
|
|
|
|
|
|
|
|
MARIANNE DOLAN WEBER, individually |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Marianne Dolan Weber |
|
|
Page 56 of 65
|
|
|
|
|
|
|
DEBORAH A. DOLAN-SWEENEY, individually |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Deborah A. Dolan-Sweeney |
|
|
|
|
|
|
|
|
|
KATHLEEN M. DOLAN, individually, and as a
Trustee of the Charles F. Dolan Children
Trust FBO Kathleen M. Dolan, the Charles
F. Dolan Children Trust FBO Deborah
Dolan-Sweeney, the Charles F. Dolan
Children Trust FBO Marianne Dolan Weber,
the Charles F. Dolan Children Trust FBO
Patrick F. Dolan, the Charles F. Dolan
Children Trust FBO Thomas C. Dolan and
the Charles F. Dolan Children Trust FBO
James L. Dolan, and as Trustee of the
Ryan Dolan 1989 Trust and the Tara Dolan
1989 Trust |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Kathleen M. Dolan |
|
|
|
|
|
|
|
|
|
LAWRENCE J. DOLAN, not individually but
as a Trustee of the Charles F. Dolan 2009
Family Trust FBO James L. Dolan, the
Charles F. Dolan 2009 Family Trust FBO
Thomas C. Dolan, the Charles F. Dolan
2009 Family Trust FBO Patrick F. Dolan,
the Charles F. Dolan 2009 Family Trust
FBO Kathleen M. Dolan, the Charles F.
Dolan 2009 Family Trust FBO Marianne
Dolan Weber, the Charles F. Dolan 2009
Family Trust FBO Deborah A.
Dolan-Sweeney, the CFD 2010 Grandchildren
Trust FBO Descendants of Kathleen M.
Dolan, the CFD 2010 Grandchildren Trust
FBO Descendants of Deborah A.
Dolan-Sweeney, the CFD 2010 Grandchildren
Trust FBO Descendants of Marianne E.
Dolan Weber, the CFD 2010 Grandchildren
Trust FBO Descendants of Patrick F. Dolan
and the CFD 2010 Grandchildren Trust FBO
Descendants of James L. Dolan |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Lawrence J. Dolan |
|
|
|
|
|
|
|
|
|
DAVID M. DOLAN, not individually but as a
Trustee of the Charles F. Dolan 2009
Family Trust FBO James L. Dolan, the
Charles F. Dolan 2009 Family Trust FBO |
|
|
Page 57 of 65
|
|
|
|
|
|
|
Thomas C. Dolan, the Charles F. Dolan
2009 Family Trust FBO Patrick F. Dolan,
the Charles F. Dolan 2009 Family Trust
FBO Kathleen M. Dolan, the Charles F.
Dolan 2009 Family Trust FBO Marianne
Dolan Weber, the Charles F. Dolan 2009
Family Trust FBO Deborah A.
Dolan-Sweeney, the CFD 2010 Grandchildren
Trust FBO Descendants of Kathleen M.
Dolan, the CFD 2010 Grandchildren Trust
FBO Descendants of Deborah A.
Dolan-Sweeney, the CFD 2010 Grandchildren
Trust FBO Descendants of Marianne E.
Dolan Weber, the CFD 2010 Grandchildren
Trust FBO Descendants of Patrick F. Dolan
and the CFD 2010 Grandchildren Trust FBO
Descendants of James L. Dolan |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
David M. Dolan |
|
|
|
|
|
|
|
|
|
PAUL J. DOLAN, not individually but as a
Trustee of the Charles F. Dolan Children
Trust FBO Kathleen M. Dolan and the
Charles F. Dolan Children Trust FBO James
L. Dolan |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Paul J. Dolan |
|
|
|
|
|
|
|
|
|
MATTHEW J. DOLAN, not individually but as
a Trustee of the Charles F. Dolan
Children Trust FBO Marianne Dolan Weber
and the Charles F. Dolan Children Trust
FBO Thomas C. Dolan |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Matthew J. Dolan |
|
|
|
|
|
|
|
|
|
MARY S. DOLAN, not individually but as a
Trustee of the Charles F. Dolan Children
Trust FBO Deborah Dolan-Sweeney and the
Charles F. Dolan Children Trust FBO
Patrick F. Dolan |
|
|
|
|
|
|
|
|
|
* |
|
|
|
|
|
|
|
|
|
Mary S. Dolan |
|
|
|
|
|
|
|
*By:
|
|
/s/ Brian G. Sweeney
|
|
|
|
|
|
|
|
|
|
Brian G. Sweeney |
|
|
|
|
As Attorney-in-Fact |
|
|
Page 58 of 65