0001547903-24-000028.txt : 20240212
0001547903-24-000028.hdr.sgml : 20240212
20240212204937
ACCESSION NUMBER: 0001547903-24-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240209
FILED AS OF DATE: 20240212
DATE AS OF CHANGE: 20240212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHUSTER BRADLEY M
CENTRAL INDEX KEY: 0001052831
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 24622255
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 454914248
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wk-form4_1707788965.xml
FORM 4
X0508
4
2024-02-09
0
0001547903
NMI Holdings, Inc.
NMIH
0001052831
SHUSTER BRADLEY M
C/O NMI HOLDINGS, INC.
2100 POWELL STREET 12TH FL.
EMERYVILLE
CA
94608
1
1
0
0
Executive Chairman
1
Class A Common Shares, $0.01 par value per share
2024-02-09
4
F
0
6213
0
D
447085
D
Class A Common Shares, $0.01 par value per share
2024-02-10
4
F
0
6978
0
D
440107
D
Class A Common Shares, $0.01 par value per share
2024-02-12
4
S
0
12836
30.53
D
427271
D
Class A Common Shares, $0.01 par value per share
47150
I
By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2024. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2023.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 9, 2024. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 10, 2022.
The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.53. The range of sale prices on the transaction date was $30.21 to $30.71. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.
Represents 347,640 Class A common shares and 79,631 unvested restricted stock units.
/s/ Lynn Zheng, as Attorney-in-Fact
2024-02-12