0001547903-24-000028.txt : 20240212 0001547903-24-000028.hdr.sgml : 20240212 20240212204937 ACCESSION NUMBER: 0001547903-24-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240209 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUSTER BRADLEY M CENTRAL INDEX KEY: 0001052831 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 24622255 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] ORGANIZATION NAME: 02 Finance IRS NUMBER: 454914248 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wk-form4_1707788965.xml FORM 4 X0508 4 2024-02-09 0 0001547903 NMI Holdings, Inc. NMIH 0001052831 SHUSTER BRADLEY M C/O NMI HOLDINGS, INC. 2100 POWELL STREET 12TH FL. EMERYVILLE CA 94608 1 1 0 0 Executive Chairman 1 Class A Common Shares, $0.01 par value per share 2024-02-09 4 F 0 6213 0 D 447085 D Class A Common Shares, $0.01 par value per share 2024-02-10 4 F 0 6978 0 D 440107 D Class A Common Shares, $0.01 par value per share 2024-02-12 4 S 0 12836 30.53 D 427271 D Class A Common Shares, $0.01 par value per share 47150 I By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2024. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2023. Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 9, 2024. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 10, 2022. The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.53. The range of sale prices on the transaction date was $30.21 to $30.71. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price. Represents 347,640 Class A common shares and 79,631 unvested restricted stock units. /s/ Lynn Zheng, as Attorney-in-Fact 2024-02-12