-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UeFicIt0RgOPvQOOKCjD5ms9/IdPGsqA4hmiexs4Y+9ATRqAsAq9+hLorOFrFszS tP39uKbaxr6W8IIN/kzY+A== 0000950124-06-000644.txt : 20060215 0000950124-06-000644.hdr.sgml : 20060215 20060214173823 ACCESSION NUMBER: 0000950124-06-000644 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: DKB AND HHB UNITY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARBIERI DONALD K CENTRAL INDEX KEY: 0001141221 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 5094596100 MAIL ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: STE 100 CITY: SPOKANE STATE: WA ZIP: 99201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Red Lion Hotels CORP CENTRAL INDEX KEY: 0001052595 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 911032187 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55145 FILM NUMBER: 06617886 BUSINESS ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094596100 MAIL ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 FORMER COMPANY: FORMER CONFORMED NAME: WESTCOAST HOSPITALITY CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: CAVANAUGHS HOSPITALITY CORP DATE OF NAME CHANGE: 19980108 SC 13G/A 1 v17456a1sc13gza.htm AMENDMENT NO. 1 TO SCHEDULE 13G sc13gza
 

 
 
     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Red Lion Hotels Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
756764106
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

 
 

 

                     
CUSIP No.
  
756764106 
 SCHEDULE 13G Page  
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1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
Donald K. Barbieri
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,098,731 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   804,366 shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,098,731 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    804,366 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,903,097 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 

                     
CUSIP No.
  
756764106 
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1   NAMES OF REPORTING PERSONS:
DKB and HHB Unity Trust
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    91-6365600
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
Not Applicable
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Washington, U.S.A.
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   804,366 shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    804,366 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  804,366 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 

                     
CUSIP No.
  
756764106 
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Item
   1  
 
(a)
   Name of Issuer:    
    Red Lion Hotels Corporation    
 
(b)   Address of Issuer’s Principal Executive Offices:    
    201 W. North River Drive, Suite 100
Spokane, WA 99201		    
Item   2    
 
(a)   Name of Persons Filing: *    
    (1) Donald K. Barbieri
(2) DKB and HHB Unity Trust
 
    * This Schedule 13G/A is subject to a Joint Filing Agreement filed as an exhibit to the Schedule 13G on February 14, 2005.      
(b)    Address of Principal Business Office or, if None, Residence:    
    201 W. North River Drive, Suite 100, Spokane, WA 99201**
 
** This address applies to all persons specified above in item 2(a)		        
 
(c)    Citizenship:    
    (1) United States of America
(2) Washington, U.S.A.		    
 
(d) 
   Title of Class of Securities:    
   
Common Stock
    
 
(e)    CUSIP Number:    
    756764106    
         
Item 3 If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
Not Applicable.

 

                     
CUSIP No.
  
756764106 
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Item 4 Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
     
(a)   Amount beneficially owned:
     
    As of December 31, 2005, 1,903,097 shares may be deemed beneficially owned within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934 by Donald K. Barbieri, which includes 666 shares held in Mr. Barbieri’s 401(k) and 804,366 shares held by the DKB and HHB Unity Trust, an irrevocable trust, of which Donald K. Barbieri and his ex-spouse, Heather H. Barbieri, are co-trustees. Mr. Barbieri otherwise disclaims beneficial ownership of the shares held by the DKB and HHB Unity Trust.
     
    804,366 shares are beneficially owned by the DKB and HHB Unity Trust.
     
(b)   Percent of class:
    For information regarding percent of class with respect to the above listed shares, refer to Item 11 of the Cover Pages.
     
(c)   Number of shares as to which the person has:
    For information on voting and dispositive power with respect to the above listed
shares, refer to Items 5-8 of the Cover Pages.
     
Item 5   Ownership of Five Percent or Less of a Class
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Not Applicable.
     
Item 6   Ownership of More than Five Percent on Behalf of Another Person
    Not Applicable.
     
Item 7   Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company or Control Person
Not Applicable.
     
Item 8   Identification and Classification of Members of the Group
Not Applicable.
     
Item 9   Notice of Dissolution of Group
Not Applicable.
     
Item 10   Certification.
Not Applicable.

 

                     
CUSIP No.
  
756764106 
 SCHEDULE 13G Page  
6 
   of   
6 
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 14, 2006  /s/ Donald K. Barbieri    
  Donald K. Barbieri   
     
 
         
  DKB AND HHB UNITY TRUST
 		  
  /s/ Donald K. Barbieri    
  Name:   Donald K. Barbieri   
  Title:   Trustee   
 
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