-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GEPpfKFPEwmpWd7CySMJy6phALNeXsp5IbKoxPADAuk8OR8aMTgLxWhNAUfardl+ iNRf8k9+MbD1kFyyrteXqg== 0001104659-11-005952.txt : 20110209 0001104659-11-005952.hdr.sgml : 20110209 20110209170313 ACCESSION NUMBER: 0001104659-11-005952 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 GROUP MEMBERS: BILL & MELINDA GATES FOUNDATION TRUST GROUP MEMBERS: MELINDA FRENCH GATES GROUP MEMBERS: WILLIAM H. GATES III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40342 FILM NUMBER: 11587899 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13D/A 1 a11-5570_1sc13da.htm SC 13D/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

AutoNation, Inc.

(Name of Issuer)

 

Common Stock, Par Value $0.01

(Title of Class of Securities)

 

05329W102

(CUSIP Number)

 

Laurie Smiley, Esq.

Arian Colachis, Esq.

2365 Carillon Point

Kirkland, WA  98033

(425) 889-7900

(Name, Address and Telephone Number of Persons Authorized to
Receive Notices and Communications)

 

February 8, 2011

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.q

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

  CUSIP No.  05329W102

 

1.

Names of Reporting Persons
Cascade Investment, L.L.C.

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)
WC

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (e)  o

 

6.

Citizenship or Place of Organization
State of Washington

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
 13,753,872
(1)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
13,753,872
(1)

 

10.

Shared Dispositive Power
-0-

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
 13,753,872
(1)

 

12.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

13.

Percent of Class Represented by Amount in Row (9)
9.3%

 

14.

Type of Reporting Person (See Instructions)
OO

 


(1) All shares of Common Stock held by Cascade Investment, L.L.C. (“Cascade”) may be deemed to be beneficially owned by William H. Gates III as the sole member of Cascade.

 



 

  CUSIP No.  05329W102

 

1.

Names of Reporting Persons
Bill & Melinda Gates Foundation Trust

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)
WC

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (e)  o

 

6.

Citizenship or Place of Organization
State of Washington

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
 10,792,100
(1)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
 10,792,100
(1)

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
 10,792,100
(1)

 

12.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

13.

Percent of Class Represented by Amount in Row (9)
7.3%

 

14.

Type of Reporting Person (See Instructions)
OO

 


(1)For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, all shares of Common Stock beneficially owned by Bill & Melinda Gates Foundation Trust (the “Trust”) may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.

 



 

  CUSIP No.  05329W102

 

1.

Names of Reporting Persons
Melinda French Gates

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)
WC

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (e)  o

 

6.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
 10,792,100
(1)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
10,792,100
(1)

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
10,792,100
(1)

 

12.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

13.

Percent of Class Represented by Amount in Row (9)
7.3%

 

14.

Type of Reporting Person (See Instructions)
IN

 


(1)For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, all shares of Common Stock beneficially owned by Bill & Melinda Gates Foundation Trust (the “Trust”) may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.

 



 

  CUSIP No.  05329W102

 

1.

Names of Reporting Persons
William H. Gates III

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)
WC

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (e)  o

 

6.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
 13,753,872
(1)

 

8.

Shared Voting Power
 10,792,100
(2)

 

9.

Sole Dispositive Power
 13,753,872
(1)

 

10.

Shared Dispositive Power
 10,792,100
(2)

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
 24,545,972
(1)(2)

 

12.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

13.

Percent of Class Represented by Amount in Row (9)
16.6%

 

14.

Type of Reporting Person (See Instructions)
IN

 


(1)All shares of Common Stock held by Cascade Investment, L.L.C. (“Cascade”) may be deemed to be beneficially owned by William H. Gates III as the sole member of Cascade.

 

(2)For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, all shares of Common Stock beneficially owned by Bill & Melinda Gates Foundation Trust (the “Trust”) may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Trust.

 


 


 

EXPLANATORY STATEMENT

 

This Amendment No. 5 to Schedule 13D (“Amendment No. 5”) relates to the Common Stock, Par Value $0.01 per share (the “Common Stock”) of AutoNation, Inc. (the “Issuer”).  This Amendment No. 5 is being jointly filed by Cascade Investment, L.L.C. (“Cascade”), Bill & Melinda Gates Foundation Trust (the “Trust”), William H. Gates III and Melinda French Gates (collectively, the “Reporting Persons”), to amend and supplement the Items set forth below of the Reporting Persons’ Schedule 13D previously filed with the Securities and Exchange Commission on February 5, 2009, as amended on February 6, 2009, February 24, 2010, July 23, 2010 and August 17, 2010.   Neither the present filing nor anything contained herein shall be construed as an admission that the Reporting Persons constitute a “group” for any purpose a nd the Reporting Persons expressly disclaim membership in a group.

 

Item 3.    Source and Amount of Funds or Other Consideration

 

Cascade purchased 1,739,514 shares of Common Stock of the Issuer with its working capital for an aggregate purchase price of $55,269,314.83.

 

Item 5.    Interest in Securities of the Issuer

 

(a)     See items 11 and 13 of the cover pages to this Schedule 13D for the aggregate number and percentage of Common Stock beneficially owned by each of the Reporting Persons.

 

(b)     See items 7 through 10 of the cover pages to this Schedule 13D for the number and percentage of Common Stock beneficially owned by each of the Reporting Persons as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, and sole or shared power to dispose or to direct the disposition.

 

(c)     During the past sixty days, Cascade purchased 1,739,514 shares of Common Stock for cash in open market transactions on the dates and at the weighted-average purchase price per share set forth in Exhibit 99.1, attached hereto and incorporated herein by reference.

 

(d)     None.

 

(e)     Not applicable.

 

Item 7.    Material to be Filed as Exhibits

 

Exhibit 99.1                                    Transactions during the past sixty days

 



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 Date:  February  9, 2010

 

CASCADE INVESTMENT, L.L.C.(1)

 

 

 

 

 

 

By

*

 

 

 

 

Name:

Alan Heuberger(2)

 

 

 

Title:

Attorney-in-fact for Michael Larson,

 

 

 

 

Business Manager

 

 

 

 

 

 

 

BILL & MELINDA GATES FOUNDATION TRUST(1)

 

 

 

 

 

 

By

*

 

 

 

 

Name:

Alan Heuberger (3)

 

 

 

Title:

Attorney-in-fact for each of the Co-

 

 

 

 

Trustees, William H. Gates III and

 

 

 

 

Melinda French Gates

 

 

 

 

 

 

 

WILLIAM H. GATES III(1)

 

 

 

 

 

 

By

*

 

 

 

 

Name:

Alan Heuberger(3)(4)

 

 

 

Title:

Attorney-in-fact

 

 

 

 

 

 

 

MELINDA FRENCH GATES(1)

 

 

 

 

 

 

By

*

 

 

 

 

Name:

Alan Heuberger (3)

 

 

 

Title:

Attorney-in-fact

 

 

 

 

 

 

*By:

 

 

/s/Alan Heuberger

 

 

 

 

Alan Heuberger

 


(1)This Amendment No. 5 is being filed jointly by the Reporting Persons pursuant to the Joint Filing Agreement dated February 5, 2009 and included with the signature page to the Reporting Persons’ Schedule 13D filed with respect to the Issuer on February 5, 2009, SEC File No. 005-40342 and incorporated by reference herein.

 

(2)Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of Michael Larson, filed as Exhibit 99.1 to Amendment No. 1 to Cascade’s Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC File No. 005-06638 and incorporated by reference herein.

 

(3)Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III and Melinda French Gates as Co Trustees, filed as Exhibit 99.5 to Cascade’s Schedule 13D with respect to Grupo Televisa, S.A.B. on May 7, 2009, SEC File No. 005-60431 and incorporated by reference herein.

 

(4)Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III, filed as Exhibit 99.2 to Amendment No. 1 to Cascade’s Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC File No. 005-06638 and incorporated by reference herein.

 


 

EX-99.1 2 a11-5570_1ex99d1.htm EX-99.1

Exhibit 99.1

 

The table below specifies the date, amount and weighted average price per share purchased by Cascade Investment, L.L.C. (“Cascade”) during the past sixty days.  Cascade undertakes to provide upon request by the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price.  All transactions were effected in the open market on the New York Stock Exchange or through Electronic Communication Networks.

 

Purchase Date

 

Number of Shares Purchased

 

Weighted Average Price Per
Share

 

Range of Price Paid
$

 

 

 

 

 

 

 

2/4/2011

 

202,100

 

$30.8726

 

30.7200 - 31.0000

2/7/2011

 

799,700

 

$31.5514

 

30.7300 - 31.7275

2/7/2011

 

5,800

 

$31.7429

 

31.7300 - 31.7500

2/8/2011

 

731,914

 

$32.1723

 

31.7000 - 32.3800

 


 

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