0000950123-14-009300.txt : 20140820 0000950123-14-009300.hdr.sgml : 20140820 20140820161549 ACCESSION NUMBER: 0000950123-14-009300 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 EFFECTIVENESS DATE: 20140820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07592 FILM NUMBER: 141055039 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001052100 XXXXXXXX 06-30-2014 06-30-2014 true 1 NEW HOLDINGS WADDELL & REED FINANCIAL INC

PO BOX 29217 SHAWNEE MISSION KS 66201-9217

13F HOLDINGS REPORT 028-07592 N Kristen A. Richards (913) 236-1923 /s/ Kristen A. Richards Overland Park KS 08-20-2014 4 11 809265 false 1 28-7594 Waddell & Reed Financial Services, Inc. 2 28-375 Waddell & Reed, Inc. 3 28-4466 Waddell & Reed Investment Management Company 4 28-10368 Ivy Investment Management Company INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F PENTAIR PLC SHS G7S00T104 273198 3788108 SH DFND 4 3788108 0 0 PENTAIR PLC SHS G7S00T104 536067 7432985 SH DFND 1,2,3 7432985 0 0