0001261970-11-000049.txt : 20111102 0001261970-11-000049.hdr.sgml : 20111102 20111102161121 ACCESSION NUMBER: 0001261970-11-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERVINE BRIAN R CENTRAL INDEX KEY: 0001185765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34261 FILM NUMBER: 111174572 MAIL ADDRESS: STREET 1: C/O EVOLVING SYSTEMS, INC. STREET 2: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-10-31 0001052054 EVOLVING SYSTEMS INC EVOL 0001185765 ERVINE BRIAN R C/O EVOLVING SYSTEMS, INC. 9777 PYRAMID COURT, SUITE 100 ENGLEWOOD CO 80112 0 1 0 0 E.V.P. and C.F.O. Common Stock (Direct) 2011-10-31 4 M 0 685 1.90 A 31387 D Common Stock (Direct) 2011-10-31 4 S 0 685 7.00 D 30702 D Employee Stock Option (right to buy) 1.9000 2011-10-31 4 M 0 685 0 D 2007-01-06 2013-01-05 Common Stock (Direct) 685 2516 D The exercise and sale of the shares reported in this Form 4 were effected pursuant to a selling plan dated May 25, 2011 that is intended to comply with Rule 10b5-1(c). An 8-K announcing the selling plan was filed with the SEC on May 26, 2011. Options are granted without payment of consideration. Brian R. Ervine 2011-11-02