-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EIpeov5VP0ZfBPt6QBhgWGM8cOPGGIhrjcCYP42tb5w9fFuQTq4yyBzjocbUdlf6 JEOGdjp0Ghz1YkFU/kMJ5Q== 0000927356-99-000218.txt : 19990217 0000927356-99-000218.hdr.sgml : 19990217 ACCESSION NUMBER: 0000927356-99-000218 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54125 FILM NUMBER: 99543039 BUSINESS ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALLENBECK GEORGE A CENTRAL INDEX KEY: 0001079545 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O EVOLVING SYSTEMS INC STREET 2: 9777 MT PYRAMID CT CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: C/O EVOLVING SYSTEMS INC STREET 2: 9777 MT PYRAMID CT CITY: ENGLEWOOD STATE: CO ZIP: 80112 SC 13G 1 EVOLVING SYSTEMS SCHEDULE 13G U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 EVOLVING SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 30049R 10 0 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) 1. CUSIP NO. 30049R 10 0 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) George A. Hallenbeck 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5. NUMBER OF SHARES BENEFICIALLY OWNED WITH SOLE VOTING POWER 2,052,187 6. NUMBER OF SHARES BENEFICIALLY OWNED WITH SHARED VOTING POWER None 7. NUMBER OF SHARES BENEFICIALLY OWNED WITH SOLE DISPOSITIVE POWER 989,687 8. NUMBER OF SHARES BENEFICIALLY OWNED WITH SHARED DISPOSITIVE POWER None 9. AGGREGATE AMOUNT BENEFICIALLY OWNED 2,052,187 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] 2. 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.6% 12. TYPE OF REPORTING PERSON IN 3. CUSIP NO. 30049R 10 0 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Jacquie Hallenbeck 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5. NUMBER OF SHARES BENEFICIALLY OWNED WITH SOLE VOTING POWER None 6. NUMBER OF SHARES BENEFICIALLY OWNED WITH SHARED VOTING POWER None 7. NUMBER OF SHARES BENEFICIALLY OWNED WITH SOLE DISPOSITIVE POWER 1,062,500 8. NUMBER OF SHARES BENEFICIALLY OWNED WITH SHARED DISPOSITIVE POWER None 9. AGGREGATE AMOUNT BENEFICIALLY OWNED 1,062,500 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] 4. 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.1% 12. TYPE OF REPORTING PERSON IN 5. Item 1(a). Name of Issuer: Evolving Systems, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 9777 Mt. Pyramid Court Englewood, Colorado 80112 Item 2(a). Name of Person Filing: George A. Hallenbeck, on his own behalf and on behalf of Jacquie Hallenbeck (see the Joint Filing Agreement attached hereto as Exhibit A). Item 2(b). Address of Principal Business Office or, if None, Residence: c/o Evolving Systems, Inc. 9777 Mt. Pyramid Court Englewood, Colorado 80112 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 30049R 10 0 Item 3. N/A Item 4. Ownership: (a) Amount beneficially owned: George A. Hallenbeck: 2,052,187 Jacquie Hallenbeck: 1,062,500 (b) Percent of class: George A. Hallenbeck: 17.6% Jacquie Hallenbeck: 9.1% 6. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: George A. Hallenbeck: 2,052,187 Jacquie Hallenbeck: None (ii) Shared power to vote or to direct the vote: George A. Hallenbeck: None Jacquie Hallenbeck: None (iii) Sole power to dispose or to direct the disposition of: George A. Hallenbeck: 989,687 Jacquie Hallenbeck: 1,062,500 (iv) Shared power to dispose or to direct the disposition of: George A. Hallenbeck: None Jacquie Hallenbeck: None Item 5. Ownership of Five Percent or Less of a Class: N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A 7. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 /s/ George A. Hallenbeck ----------------------------------------- George A. Hallenbeck 8. EXHIBIT A JOINT FILING AGREEMENT Each of the undersigned hereby agrees and consents to the execution and joint filing on his or her behalf by George A. Hallenbeck of this Schedule 13G regarding beneficial ownership of Common Stock of Evolving Systems, Inc. as of December 31, 1998. IN WITNESS WHEREOF, the undersigned have executed this agreement on the 12th day of February, 1999. /s/ George A. Hallenbeck -------------------------------------------- George A. Hallenbeck /s/ Jacquie Hallenbeck -------------------------------------------- Jacquie Hallenbeck 9. -----END PRIVACY-ENHANCED MESSAGE-----