-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ftbd6gBHoIPoG+9jagzKvS90QmBsQEZhvigo8bdhDks588HI1JHWMkRaWwayvdrs 5aYXyGgEbE4LsufyvdESTQ== 0000928385-03-000279.txt : 20030213 0000928385-03-000279.hdr.sgml : 20030213 20030213173015 ACCESSION NUMBER: 0000928385-03-000279 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 GROUP MEMBERS: C/S INTERNATIONAL PARTNERS GROUP MEMBERS: CARLYLE INTERNATIONAL PARTNERS II, L.P. GROUP MEMBERS: CARLYLE INTERNATIONAL PARTNERS III, L.P. GROUP MEMBERS: CARLYLE INVESTMENT GROUP, L.P. GROUP MEMBERS: CARLYLE INVESTMENT MANAGEMENT, L.L.C. GROUP MEMBERS: CARLYLE PARTNERS II, L.P. GROUP MEMBERS: CARLYLE SBC PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP INTERNATIONAL PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP INTERNATIONAL PARTNERS, L.P. GROUP MEMBERS: CARLYLE-UDLP PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP PARTNERS, L.P. GROUP MEMBERS: DBD INVESTORS IV, L.L.C. GROUP MEMBERS: IRON HORSE INVESTORS, L.L.C. GROUP MEMBERS: STATE BOARD OF ADMINISTRATION OF FLORIDA GROUP MEMBERS: TC GROUP II, L.L.C. GROUP MEMBERS: TCG HOLDINGS, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED DEFENSE INDUSTRIES INC CENTRAL INDEX KEY: 0001051719 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 522059782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78040 FILM NUMBER: 03561195 BUSINESS ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 BUSINESS PHONE: 7033126100 MAIL ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TC GROUP LLC CENTRAL INDEX KEY: 0000933790 IRS NUMBER: 527656007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 MAIL ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

OMB APPROVAL

OMB Number:    3235-0145

Expires:    December 31, 2005

Estimated average burden

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

 

 

 

United Defense Industries, Inc.

(Name of Issuer)

 

 

Common Stock, Par, Value $0.01 Per Share

(Title of Class of Securities)

 

 

91018B 10 4

(CUSIP Number)

 

 

June 6, 2002

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. TCG Holdings, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 54-1686011

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                24,006,857

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                24,006,857

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            24,006,857

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            46.44%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. TC Group, L.L.C. d/b/a The Carlyle Group

I.R.S. Identification Nos. of above persons (entities only). 54-1686957

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                24,006,857

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                24,006,857

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            24,006,857

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            46.44%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0357731

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                7,253,984

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                7,253,984

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            7,253,984

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            14.03%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle SBC Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0369721

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                331,099

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                331,099

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            331,099

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            .64%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. State Board of Administration of Florida

I.R.S. Identification Nos. of above persons (entities only). 52-2038314

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Instrumentality of the State of Florida            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                3,047,024

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                3,047,024

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,047,024

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            5.89%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle Investment Group, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0357730

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                7,618

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                7,618

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            7,618

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            .01%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle International Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0153707

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Cayman Islands            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                6,123,115

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                6,123,115

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            6,123,115

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            11.84%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle International Partners III, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0153592

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Cayman Islands            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                329,913

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                329,913

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            329,913

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            .64%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. C/S International Partners

I.R.S. Identification Nos. of above persons (entities only). 98-0160490

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Cayman Islands            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                1,378,650

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                1,378,650

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,378,650

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            2.67%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle-UDLP Partners, L.P.

I.R.S. Identification Nos. of above persons (entities only). 52-2060122

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware            

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                2,041,745

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                2,041,745

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,041,745

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            3.95%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons.Carlyle-UDLP International Partners, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0181881

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Cayman Islands

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                1,002,664

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                1,002,664

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,002,664

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            1.94%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle-UDLP Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 52-2060123

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                2,015,666

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                2,015,666

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,015,666

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            3.90%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle-UDLP International Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0181883

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Cayman Islands

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                475,379

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                475,379

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            475,379

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            .92%

    

12.


  

Type of Reporting Person (See Instructions)

 

            PN

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Carlyle Investment Management, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-1988385

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                3,047,024

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                3,047,024

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,047,024

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            5.89%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. DBD Investors IV, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-2076068

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                277,536

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                277,536

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            277,536

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

             ..54%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. TC Group II, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 54-1686957

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                15,416,761

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                15,416,761

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            15,416,761

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            29.82%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

CUSIP No. 91018B 10 4

 

  1.


  

Names of Reporting Persons. Iron Horse Investors, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-2059783

 

    

  2.

  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

    

  3.


  

SEC Use Only

 

    

  4.


  

Citizenship or Place of Organization

 

Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                0

  6.    Shared Voting Power

 

                24,284,393

  7.    Sole Dispositive Power

 

                0

  8.    Shared Dispositive Power

 

                24,284,393

  9.


  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            24,284,393

    

10.


  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


  

Percent of Class Represented by Amount in Row (9)

 

            46.98%

    

12.


  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

    

 

 

SCHEDULE 13G

 

Item 1(a).

   

Name of Issuer:

    

United Defense Industries, Inc.

Item 1(b).

   

Address of Issuer’s Principal Executive Offices:

    

1525 Wilson Boulevard, Suite 700

    

Arlington, VA 22209-2444

Item 2(a).

   

Name of Person Filing:

    

TCG Holdings, L.L.C.

    

TC Group, L.L.C.

    

Carlyle Partners II, L.P.

    

Carlyle SBC Partners II, L.P.

    

State Board of Administration of Florida

    

Carlyle Investment Group, L.P.

    

Carlyle International Partners II, L.P.

    

Carlyle International Partners III, L.P.

    

C/S International Partners

    

Carlyle-UDLP Partners, L.P.

    

Carlyle-UDLP International Partners, L.P.

    

Carlyle-UDLP Partners II, L.P.

    

Carlyle-UDLP International Partners II, L.P.

    

Carlyle Investment Management, L.L.C.

    

DBD Investors IV, L.L.C.

    

TC Group II, L.L.C.

    

Iron Horse Investors, L.L.C

Item 2(b).

   

Address of Principal Business Office:

    

c/o The Carlyle Group

    

1001 Pennsylvania Ave, NW

    

Suite 220 South

    

Washington, D.C. 20004-2505

Item 2(c).

   

Citizenship:

    

TCG Holdings, L.L.C.—Delaware

    

TC Group, L.L.C.—Delaware

    

Carlyle Partners II, L.P.—Delaware

    

Carlyle SBC Partners II, L.P.—Delaware

    

State Board of Administration of Florida—Instrumentality of the State of Florida

    

Carlyle Investment Group, L.P.—Delaware

    

Carlyle International Partners II, L.P.—Cayman Islands

    

Carlyle International Partners III, L.P.—Cayman Islands

    

C/S International Partners—Cayman Islands

    

Carlyle-UDLP Partners, L.P.—Delaware

    

Carlyle-UDLP International Partners, L.P.—Cayman Islands

    

Carlyle-UDLP Partners II, L.P.—Delaware

    

Carlyle-UDLP International Partners II, L.P.—Cayman Islands

    

Carlyle Investment Management, L.L.C.—Delaware

    

DBD Investors IV, L.L.C.—Delaware

    

TC Group II, L.L.C.—Delaware

    

Iron Horse Investors, L.L.C—Delaware

Item 2(d).

   

Title of Class of Securities

Common Stock, Par Value $0.01 Per Share

Item 2(e).

   

CUSIP Number

    

91018B 10 4

Item 3.

   

Not applicable.

    

[Remainder of this page has been left intentionally blank.]

 

 

Item  4.    Ownership

 

Reporting Person

   

Amount

beneficially
owned:

   

Percent
of class:

     

Sole
power to

vote or
direct
the vote:

   

Shared
power to
vote or to direct the
vote:

     

Sole power
to dispose or to direct the
disposition
of

   

Shared power
to dispose or
to direct the

disposition of

TCG Holdings, L.L.C.

   

24,006,857

   

46.44%

     

0

   

24,006,857

     

0

   

24,006,857

TC Group, L.L.C.

   

24,006,857

   

46.44%

     

0

   

24,006,857

     

0

   

24,006,857

Carlyle Partners II, L.P.

   

7,253,984

   

14.03%

     

0

   

7,253,984

     

0

   

7,253,984

Carlyle SBC Partners II, L.P.

   

331,099

   

.64%

     

0

   

331,099

     

0

   

331,099

State Board of Administration of Florida

   

3,047,024

   

5.89%

     

0

   

3,047,024

     

0

   

3,047,024

Carlyle Investment Group, L.P.

   

7,618

   

.01%

     

0

   

7,618

     

0

   

7,618

Carlyle International Partners II, L.P.

   

6,123,115

   

11.84%

     

0

   

6,123,115

     

0

   

6,123,115

Carlyle International Partners III, L.P.

   

329,913

   

.64%

     

0

   

329,913

     

0

   

329,913

C/S International Partners

   

1,378,650

   

2.67%

     

0

   

1,378,650

     

0

   

1,378,650

Carlyle-UDLP Partners, L.P.

   

2,041,745

   

3.95%

     

0

   

2,041,745

     

0

   

2,041,745

Carlyle-UDLP International Partners, L.P.

   

1,002,664

   

1.94%

     

0

   

1,002,664

     

0

   

1,002,664

Carlyle-UDLP Partners II, L.P.

   

2,015,666

   

3.90%

     

0

   

2,015,666

     

0

   

2,015,666

Carlyle-UDLP International Partners II, L.P.

   

475,379

   

.92%

     

0

   

475,379

     

0

   

475,379

Carlyle Investment Management, L.L.C.

   

3,047,024

   

5.89%

     

0

   

3,047,024

     

0

   

3,047,024

DBD Investors IV, L.L.C.

   

277,536

   

.54%

     

0

   

277,536

     

0

   

277,536

TC Group II, L.L.C.

   

15,416,761

   

29.82%

     

0

   

15,416,761

     

0

   

15,416,761

Iron Horse Investors, L.L.C.

   

24,284,393

   

46.98%

     

0

   

24,284,393

     

0

   

24,284,393

 

Iron Horse Investors, L.L.C., a Delaware limited liability company (“Iron Horse”) is the record owner of 24,284,393 shares of Common Stock of United Defense Industries, Inc. Carlyle Partners II, L.P., Carlyle SBC Partners II, L.P., Carlyle Investment Group, L.P., Carlyle International Partners II, L.P., Carlyle International Partners III, L.P., C/S International Partners, Carlyle-UDLP Partners, L.P., Carlyle-UDLP International Partners, L.P., Carlyle-UDLP Partners II, L.P., and Carlyle-UDLP International Partners II, L.P., (collectively, the “Investment Partnerships”) together with DBD Investors IV, L.L.C. and the State Board of Administration of Florida constitute all the members of Iron Horse.

 

TC Group, L.L.C. exercises investment discretion and control over the shares held by the Investment Partnership directly through its capacity as the sole general partner of certain of the Investment Partnerships or indirectly through its wholly-owned subsidiary TC Group II, L.L.C., the sole general partner of certain of the Investment Partnerships. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. TCG Holdings, L.L.C., TC Group, L.L.C., TC Group II, L.L.C. and the Investment

 

Partnerships could therefore be deemed to be beneficial owners of the shares owned of record by Iron Horse.

 

William E. Conway, Jr., Daniel A. D’Aniello, and David M. Rubenstein, as the managing members of TCG Holdings, L.L.C., and DBD Investors IV, L.L.C., may be deemed to share beneficial ownership of the shares shown as beneficially owned by each entity. Such persons disclaim such beneficial ownership.

 

Carlyle Investment Management, L.L.C. acts as investment advisor and manager with authority and responsibility to invest certain assets on behalf of the State Board of Administration of Florida. Accordingly, Carlyle Investment Management, L.L.C. may be deemed to be a beneficial owner of shares of Common Stock owned by the State Board of Administration of Florida.

 

Item 5.

   

Ownership of Five Percent or Less of a Class

    

If this statement has been filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [            ].

Item 6:

   

Ownership of More than Five Percent on Behalf of Another Person:

    

Not applicable.

Item 7:

   

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company

    

Not applicable.

Item 8:

   

Identification and Classification of Members of the Group.

    

Not applicable.

Item 9:

   

Notice of Dissolution of Group

    

Not applicable.

Item 10:

   

Certification

    

Not applicable.

 

Signature Page 1 of 5

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 11, 2003

 

TCG HOLDINGS, L.L.C.

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

TC GROUP, L.L.C.

By:

   

TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE PARTNERS II, L.P.

By:

   

TC Group II, L.L.C., its General Partner

    

By:    TC Group, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

Signature Page 2 of 5

 

CARLYLE SBC PARTNERS II, L.P.

By:

   

TC Group II, L.L.C., its General Partner

    

By:    TC Group, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE INVESTMENT GROUP, L.P.

By:

   

TC Group, L.L.C., its General Partner

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE INTERNATIONAL PARTNERS II, L.P.

By:

   

TC Group II, L.L.C., its General Partner

    

By:    TC Group, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

 

Signature Page 3 of 5

 

CARLYLE INTERNATIONAL PARTNERS III, L.P.

By:

   

TC Group II, L.L.C., its General Partner

    

By:    TC Group, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE-UDLP PARTNERS, L.P.

By:

   

TC Group, L.L.C., its General Partner

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE-UDLP INTERNATIONAL PARTNERS, L.P.

By:

   

TC Group, L.L.C., its General Partner

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

Signature Page 4 of 5

 

C/S INTERNATIONAL PARTNERS

By:

   

TC Group II, L.L.C., its Managing General Partner

    

By:    TC Group, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE-UDLP PARTNERS II, L.P.

By:

   

TC Group, L.L.C., its General Partner

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE-UDLP INTERNATIONAL PARTNERS II, L.P.

By:

   

TC Group, L.L.C., its General Partner

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

Signature Page 5 of 5

 

DBD INVESTORS IV, L.L.C.

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

CARLYLE INVESTMENT MANAGEMENT, L.L.C.

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

TC GROUP II, L.L.C.

By:

   

TC Group, L.L.C., its Managing Member

    

By:    TCG Holdings, L.L.C., its Managing Member

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

IRON HORSE INVESTORS, L.L.C.

By:

   

/s/ Daniel A. D’Aniello

Name:

   

Daniel A. D’Aniello

Title:

   

Managing Director

 

STATE BOARD OF ADMINISTRATION OF FLORIDA

By:

  

Carlyle Investment Management, L.L.C.
Attorney-in-Fact

   

By:

   

/s/ Daniel A. D’Aniello

   

Name:

   

Daniel A. D’Aniello

   

Title:

   

Managing Director

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