0001179110-21-001853.txt : 20210218 0001179110-21-001853.hdr.sgml : 20210218 20210218122839 ACCESSION NUMBER: 0001179110-21-001853 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JESSE CENTRAL INDEX KEY: 0001268534 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 21648600 MAIL ADDRESS: STREET 1: 18975 MONTE VISTA DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 5 1 edgar.xml FORM 5 - X0306 5 2020-12-31 0 0 1 0001051627 AXT INC AXTI 0001268534 CHEN JESSE 4281 TECHNOLOGY DR FREMONT CA 94538 1 0 0 0 Common Stock 2020-05-27 4 S 0 L 10000 5.33 D 123056 D /s/ Jesse Chen, by Power of Attorney 2021-02-17