0001179110-17-015631.txt : 20171219 0001179110-17-015631.hdr.sgml : 20171219 20171219163215 ACCESSION NUMBER: 0001179110-17-015631 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JESSE CENTRAL INDEX KEY: 0001268534 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 171264369 MAIL ADDRESS: STREET 1: 18975 MONTE VISTA DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2017-11-28 2017-11-28 0 0001051627 AXT INC AXTI 0001268534 CHEN JESSE 4281 TECHNOLOGY DR FREMONT CA 94538 1 0 0 0 Common Stock 2017-11-28 4 M 0 15000 10.35 D 121101 D Instead of 106,101 reported on 11/28, the correct securities beneficially owned should be 121,101. /s/ Jesse Chen, by Power of Attorney 2017-12-19