0001179110-17-013846.txt : 20171107
0001179110-17-013846.hdr.sgml : 20171107
20171107193342
ACCESSION NUMBER: 0001179110-17-013846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171107
DATE AS OF CHANGE: 20171107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ochrym Robert G
CENTRAL INDEX KEY: 0001415887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 171184789
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
4
1
edgar.xml
FORM 4 -
X0306
4
2017-11-03
0
0001051627
AXT INC
AXTI
0001415887
Ochrym Robert G
4281TECHNOLOGY DRIVE
FREMONT
CA
94538
0
1
0
0
VP Business Development
Common Stock
2017-11-03
4
M
0
8125
4.20
A
44125
D
Common Stock
2017-11-03
4
S
0
8125
8.80
D
36000
D
Stock Options
4.20
2017-11-03
4
M
0
8125
4.20
D
2015-11-03
2025-11-03
Stock Option
8125
33687
D
/s/ Robert G Ochrym, by power of attorney
2017-11-07