0001140361-15-012309.txt : 20150317
0001140361-15-012309.hdr.sgml : 20150317
20150317172530
ACCESSION NUMBER: 0001140361-15-012309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150316
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOUNG MORRIS S
CENTRAL INDEX KEY: 0001078582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 15707944
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
doc1.xml
FORM 4
X0306
4
2015-03-16
0
0001051627
AXT INC
AXTI
0001078582
YOUNG MORRIS S
4281 TECHNOLOGY DRIVE
FREMONT
CA
94538
1
1
0
0
Chief Executive Officer
Common Stock
2015-03-16
4
M
0
50000
1.33
A
582951
I
By Trust
Stock Options (right to buy)
1.33
2015-03-16
4
M
0
50000
0
A
2006-09-02
2015-09-02
Common Stock
50000
0
D
Shares held directly by the Young Family Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
1/4th of the option vested on August 13, 2005and 1/48 of the option vested monthly thereafter.
/s/ Morris S Young by power of attorney
2015-03-17