0001140361-14-021329.txt : 20140515
0001140361-14-021329.hdr.sgml : 20140515
20140515124925
ACCESSION NUMBER: 0001140361-14-021329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140513
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Davis
CENTRAL INDEX KEY: 0001319931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 14845384
MAIL ADDRESS:
STREET 1: AXT, INC 4281, TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
doc1.xml
FORM 4
X0306
4
2014-05-13
0
0001051627
AXT INC
AXTI
0001319931
Zhang Davis
4281 TECHNOLOGY DRIVE
FREMONT
CA
94538
0
1
0
0
President, JV Operations
Common Stock
2014-05-13
4
M
0
15
1.18
A
130503
D
Common Stock
2014-05-13
4
S
0
15
2.25
D
130488
D
Stock Options
1.18
2014-05-13
4
M
0
15
1.18
D
2008-08-13
2014-08-13
Common Stock
15
638735
D
/s/ Davis Zhang by power of attorney
2014-05-15