0001140361-14-021329.txt : 20140515 0001140361-14-021329.hdr.sgml : 20140515 20140515124925 ACCESSION NUMBER: 0001140361-14-021329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Davis CENTRAL INDEX KEY: 0001319931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 14845384 MAIL ADDRESS: STREET 1: AXT, INC 4281, TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 doc1.xml FORM 4 X0306 4 2014-05-13 0 0001051627 AXT INC AXTI 0001319931 Zhang Davis 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 President, JV Operations Common Stock 2014-05-13 4 M 0 15 1.18 A 130503 D Common Stock 2014-05-13 4 S 0 15 2.25 D 130488 D Stock Options 1.18 2014-05-13 4 M 0 15 1.18 D 2008-08-13 2014-08-13 Common Stock 15 638735 D /s/ Davis Zhang by power of attorney 2014-05-15