-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QUAwZ8O089tJ+TBQodKSuzYuZPsILYoGMViF6uAwHoxUPNFaPrp4dFxZcBZEzHbk BVN0SZnTo4KHG7P+y90etA== 0000950134-03-009287.txt : 20030618 0000950134-03-009287.hdr.sgml : 20030618 20030618101636 ACCESSION NUMBER: 0000950134-03-009287 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030618 GROUP MEMBERS: G BRYAN DUTT FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: G BRYAN DUTT CORP CENTRAL INDEX KEY: 0001190947 IRS NUMBER: 760594152 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 4545 BISONNET STREET 2: STE 291 CITY: BELLAIRE STATE: TX ZIP: 77401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON OFFSHORE INC CENTRAL INDEX KEY: 0001051431 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 760487309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53849 FILM NUMBER: 03748164 BUSINESS ADDRESS: STREET 1: HORIZON OFFSHORE INC STREET 2: 2500 CITY WEST BLVD., STE. 2200 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7133612600 MAIL ADDRESS: STREET 1: HORIZON OFFSHORE INC STREET 2: 2500 CITY WEST BLVD., STE. 2200 CITY: HOUSTON STATE: TX ZIP: 77042 SC 13D/A 1 d06847a1sc13dza.txt AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 1) HORIZON OFFSHORE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 44043J105 - -------------------------------------------------------------------------------- (CUSIP NUMBER) G. BRYAN DUTT CORPORATION 4545 Bissonnet, Suite 291 Bellaire, Texas 77401 Tel. No.: (713) 218-6945 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - with copies to - Eliot D. Raffkind Akin, Gump, Strauss, Hauer & Feld, L.L.P. 1700 Pacific Avenue, Suite 4100 Dallas, Texas 75201-4618 (214) 969-2800 May 30, 2003 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the following box [ ] The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 6 CUSIP No. 44043J105 13D/A 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) G. Bryan Dutt Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 961,615 OWNED BY --------------------------------------------------------- EACH REPORTING 8 SHARED VOTING POWER PERSON WITH 0 --------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 961,615 --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 961,615 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.64% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 2 of 6 CUSIP No. 44043J105 13D/A - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) G. Bryan Dutt - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 961,615 OWNED BY --------------------------------------------------------- EACH REPORTING 8 SHARED VOTING POWER PERSON WITH 0 --------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 961,615 --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 961,615 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.64% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 of 6 SCHEDULE 13D This Amendment No. 1 to Schedule 13D (the "Schedule 13D"), relating to shares of common stock of Horizon Offshore, Inc., a Delaware corporation (the "Issuer"), is being filed with the Securities and Exchange Commission (the "Commission") as an amendment to Schedule 13D, filed with the Commission on October 3, 2002, on behalf of G. Bryan Dutt Corporation, a Texas corporation ("GBD") and Mr. G. Bryan Dutt, the president and chief executive officer of GBD. This Schedule 13D relates to shares of common stock of the Issuer ("Common Stock") issuable to Ironman Energy Capital, L.P. ("Ironman"), of which GBD is the general partner. The Schedule 13D is hereby amended as set forth below: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of June 16, 2003, GBD and Mr. Dutt beneficially own 961,615 shares of Common Stock of the Issuer, which represents 3.64% of the Issuer's outstanding shares of Common Stock, which such percentage was calculated by dividing (i) the 961,615 shares of Common Stock beneficially owned by GBD and Mr. Dutt as of the date hereof, by (ii) 26,417,904 shares of Common Stock outstanding as of May 9, 2003 based upon the Issuer's Quarterly Report on Form 10Q filed with the Securities and Exchange Commission on May 15, 2003. (b) GBD and Mr. Dutt for the account of Ironman have the power to vote and dispose of the shares of Common Stock held by such entity. The filing of this statement on Schedule 13D shall not be construed as an admission that GBD or Mr. Dutt is for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the 961,615 shares of Common Stock owned by Ironman. Pursuant to Rule 13d-4, GBD and Mr. Dutt disclaim all such beneficial ownership. (c) The transactions in the Issuer's securities by GBD during the last sixty days are listed as Annex A attached hereto and made a part hereof. (d) Not Applicable. (e) Not Applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 Joint Filing Agreement dated August 22, 2002, among GBD and Mr. Dutt. Page 4 of 6 ANNEX A
Transaction Buy/Sell Quantity Price per Date (shares) Share ($) - ---------------------------------------------------------------------- 4/10/03 Buy 1,640 3.46 4/11/03 Buy 10,000 3.43 4/29/03 Buy 1,820 3.69 5/01/03 Buy 3,100 3.50 5/07/03 Sell 13,675 4.06 5/12/03 Sell 72,000 5.03 5/13/03 Sell 15,400 5.03 5/19/03 Sell 128,660 4.92 5/20/03 Sell 15,700 4.97 5/21/03 Sell 35,700 5.03 5/21/03 Sell 56,400 4.92 5/22/03 Sell 16,534 4.97 5/23/03 Sell 1,000 4.98 5/27/03 Sell 13,700 5.09 5/28/03 Sell 24,392 4.86 5/30/03 Sell 78,800 4.97 6/02/03 Sell 115,100 5.22 6/03/03 Sell 11,679 5.20 6/04/03 Sell 17,330 5.26 6/05/06 Sell 4,000 5.30 6/06/03 Sell 23,800 5.06 6/09/03 Sell 8,210 5.04 6/10/03 Sell 12,240 5.08 6/11/03 Sell 203,200 5.44 6/12/03 Sell 39,900 5.68 6/13/03 Sell 86,500 5.49
Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: June 17, 2003 G. BRYAN DUTT CORPORATION By: /S/ G. BRYAN DUTT ------------------------------- G. Bryan Dutt, President /S/ G. BRYAN DUTT ------------------------------------ G. Bryan Dutt Page 6 of 6 EX-1 3 d06847a1exv1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, par value $1.00 per share, of Horizon Offshore, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings. The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13D and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of August 22, 2002. G. BRYAN DUTT CORPORATION By: /S/ G. BRYAN DUTT ------------------------------- G. Bryan Dutt, President /S/ G. BRYAN DUTT ------------------------------------ G. Bryan Dutt -----END PRIVACY-ENHANCED MESSAGE-----