0001273412-17-000056.txt : 20171207
0001273412-17-000056.hdr.sgml : 20171207
20171207160747
ACCESSION NUMBER: 0001273412-17-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171205
FILED AS OF DATE: 20171207
DATE AS OF CHANGE: 20171207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PHILIP W III
CENTRAL INDEX KEY: 0001236756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 171244830
MAIL ADDRESS:
STREET 1: 190 MAIN STREET P O BOX 178
CITY: GLADSTONE
STATE: NJ
ZIP: 07934
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-05
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001236756
SMITH PHILIP W III
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2017-12-05
4
M
0
100
23.40
A
33030.9342
D
Common Stock
2017-12-05
4
S
0
100
34.52
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
300
23.40
A
33230.9342
D
Common Stock
2017-12-05
4
S
0
300
34.5201
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
110
23.40
A
33040.9342
D
Common Stock
2017-12-05
4
S
0
110
34.54
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
200
23.40
A
33130.9342
D
Common Stock
2017-12-05
4
S
0
200
34.57
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
100
23.40
A
33030.9342
D
Common Stock
2017-12-05
4
S
0
100
34.625
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
100
23.40
A
33030.9342
D
Common Stock
2017-12-05
4
S
0
100
34.77
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
300
23.40
A
33230.9342
D
Common Stock
2017-12-05
4
S
0
300
34.81
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
600
23.40
A
33530.9342
D
Common Stock
2017-12-05
4
S
0
600
34.84
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
100
23.40
A
33030.9342
D
Common Stock
2017-12-05
4
S
0
100
34.85
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
300
23.40
A
33230.9342
D
Common Stock
2017-12-05
4
S
0
300
34.89
D
32930.9342
D
Common Stock
2017-12-05
4
M
0
100
23.40
A
33030.9342
D
Common Stock
2017-12-05
4
M
0
100
34.92
D
32930.9342
D
Common Stock
1335
I
by Phillary Management Inc., a Corporation
Common Stock
8259.7696
I
Spouse
Stock option (right to buy)
23.40
2017-12-05
4
M
0
2310
D
2018-01-02
Common Stock
2310
0
D
Stock Option (right to buy)
13.43
2020-01-04
Common Stock
5000
5000
D
Stock Option (right to buy)
13.53
2021-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
10.72
2022-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
14.68
2023-01-02
Common Stock
2500
2500
D
The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
Includes shares received through dividend reinvestment since the last filing.
The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
Option grant has no purchase or sale price.
Philip W. Smith III
2017-12-07