0001273412-13-000083.txt : 20131216 0001273412-13-000083.hdr.sgml : 20131216 20131216151922 ACCESSION NUMBER: 0001273412-13-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 131278836 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-12 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2013-12-12 4 P 0 4412 17.00 A 35319.5689 D Common Stock 2013-12-12 4 P 0 285 17.00 A 1335 I by Phillary Management Inc., a Corporation Common Stock 2013-12-12 4 P 0 625 17.00 A 8203.8841 I Spouse Stock option (right to buy) 27.51 2014-01-09 Common Stock 11550 11550 D Stock option (right to buy) 26.76 2017-01-03 Common Stock 2310 2310 D Stock option (right to buy) 23.40 2018-01-02 Common Stock 2310 2310 D Stock Option (right to buy) 13.43 2020-01-04 Common Stock 5000 5000 D Stock Option (right to buy) 13.53 2021-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 10.72 2022-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 14.68 2023-01-02 Common Stock 2500 2500 D The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes shares received through dividend reinvestment since the last filing. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. Philip W. Smith III 2013-12-13