0001193125-12-007926.txt : 20120110 0001193125-12-007926.hdr.sgml : 20120110 20120110161734 ACCESSION NUMBER: 0001193125-12-007926 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 EFFECTIVENESS DATE: 20120110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06431 FILM NUMBER: 12520235 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 13F-HR 1 d280589d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: CHECK HERE IF AMENDMENT [_]; AMENDMENT NUMBER: 12/31/11 THIS AMENDMENT (CHECK ONLY ONE.): [_] IS A RESTATEMENT. [_] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Peapack Gladstone Financial Corp ADDRESS: 500 Hills Drive Suite 300 P O Box 700 Bedminster, NJ 07921 13F FILE NUMBER: 001-16197 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael Pylypyshyn TITLE: First VP & Senior Trust OPS Of PHONE: (908)719-3306 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael Pylypyshyn Gladstone, NJ 12/30/11 ---------------------- ---------------- ---------- REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT [_] 13F NOTICE [_] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. ================================================================================ INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 1 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- ABBOTT LABS 002824100 8558487 152205 X 150555 0 1650 ABBOTT LABS 002824100 3326229 59154 X 56904 1250 1000 ADOBE SYS INC 00724F101 2943161 104109 X 102809 0 1300 ADOBE SYS INC 00724F101 1500063 53062 X 50762 500 1800 AFLAC INC 001055102 312337 7220 X 7220 0 0 AFLAC INC 001055102 8652 200 X 200 0 0 AIR PRODUCTS & CHEMICALS INC 009158106 6551026 76899 X 76124 0 775 AIR PRODUCTS & CHEMICALS INC 009158106 3470129 40734 X 29219 11000 515 ALTERA CORP 021441100 370073 9975 X 9275 0 700 ALTERA CORP 021441100 165095 4450 X 3100 0 1350 ALTRIA GROUP INC 02209S103 220092 7423 X 7423 0 0 ALTRIA GROUP INC 02209S103 74718 2520 X 2520 0 0 AMAZON.COM INC 023135106 209970 1213 X 1213 0 0 AMERICAN ELEC PWR INC 025537101 107943 2613 X 2613 0 0 AMERICAN ELEC PWR INC 025537101 221215 5355 X 5355 0 0 AMERICAN EXPRESS CO 025816109 440568 9340 X 9340 0 0 AMERICAN EXPRESS CO 025816109 217690 4615 X 4615 0 0 AMGEN INC 031162100 1275018 19857 X 19257 0 600 AMGEN INC 031162100 297613 4635 X 4135 500 0 ANADARKO PETROLEUM CORPORATION 032511107 250133 3277 X 3277 0 0 ANADARKO PETROLEUM CORPORATION 032511107 704297 9227 X 8827 0 400 APACHE CORP 037411105 183968 2031 X 2031 0 0 APACHE CORP 037411105 36232 400 X 400 0 0 APPLE INC 037833100 3820365 9433 X 9203 0 230 APPLE INC 037833100 1822500 4500 X 2800 1700 0 ARCHER DANIELS MIDLAND CO 039483102 157929 5522 X 5522 0 0 ARCHER DANIELS MIDLAND CO 039483102 60346 2110 X 2110 0 0 ASHLAND INC 044209104 445848 7800 X 7800 0 0 ASHLAND INC 044209104 114720 2007 X 2007 0 0 ASTEX PHARMACEUTICALS INC 04624B103 94500 50000 X 50000 0 0 AT&T INC 00206R102 5247517 173529 X 170155 0 3374 AT&T INC 00206R102 3109882 102840 X 74167 27252 1421 AUTOMATIC DATA PROCESSING INC 053015103 5409912 100165 X 99275 0 890 AUTOMATIC DATA PROCESSING INC 053015103 2557698 47356 X 44906 1650 800 AVI BIOPHARMA INC 002346104 11175 15000 X 15000 0 0 BANK OF AMERICA CORP 060505104 181779 32694 X 30344 0 2350 BANK OF AMERICA CORP 060505104 162697 29262 X 27962 0 1300 BARD CR INC 067383109 205200 2400 X 2400 0 0 BAXTER INTL INC 071813109 186490 3769 X 3769 0 0 BAXTER INTL INC 071813109 74220 1500 X 1500 0 0 BECTON DICKINSON 075887109 996391 13335 X 13085 0 250 BECTON DICKINSON 075887109 1212332 16225 X 15725 0 500 BERKSHIRE HATHAWAY INC CLASS A 084670108 229510 2 X 2 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 57545720 1199963 1134906 43852 21205
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- BERKSHIRE HATHAWAY INC-CL B 084670702 816944 10707 X 10557 0 150 BERKSHIRE HATHAWAY INC-CL B 084670702 228900 3000 X 3000 0 0 BLACKROCK INC CL A 09247X101 3707927 20803 X 20628 0 175 BLACKROCK INC CL A 09247X101 1760120 9875 X 6475 3400 0 BOEING CO 097023105 249757 3405 X 3405 0 0 BOEING CO 097023105 88020 1200 X 1200 0 0 BRISTOL MYERS SQUIBB CO 110122108 1807283 51285 X 51285 0 0 BRISTOL MYERS SQUIBB CO 110122108 1305290 37040 X 37040 0 0 BUCKEYE PARTNERS LP 118230101 678188 10600 X 10600 0 0 BUCKEYE PARTNERS LP 118230101 663473 10370 X 9345 625 400 CATERPILLAR INC 149123101 2024004 22340 X 22340 0 0 CATERPILLAR INC 149123101 1722397 19011 X 19011 0 0 CENTER BANCORP INC 151408101 177961 18215 X 18215 0 0 CENTER BANCORP INC 151408101 29310 3000 X 3000 0 0 CHESAPEAKE ENERGY CORP 165167107 157590 7070 X 7070 0 0 CHESAPEAKE ENERGY CORP 165167107 62412 2800 X 2300 0 500 CHEVRON CORPORATION 166764100 14357084 134935 X 133977 0 958 CHEVRON CORPORATION 166764100 7616112 71580 X 61910 8600 1070 CHUBB CORP 171232101 3966791 57307 X 57307 0 0 CHUBB CORP 171232101 2765685 39955 X 37705 400 1850 CHURCH & DWIGHT INC 171340102 181667 3970 X 3570 0 400 CHURCH & DWIGHT INC 171340102 96096 2100 X 0 1400 700 CISCO SYSTEMS INC 17275R102 1705649 94339 X 93264 0 1075 CISCO SYSTEMS INC 17275R102 1192412 65952 X 65052 0 900 CITRIX SYSTEMS INC 177376100 1152466 18980 X 18780 0 200 CITRIX SYSTEMS INC 177376100 259274 4270 X 4170 0 100 COCA COLA CO 191216100 2166971 30970 X 30970 0 0 COCA COLA CO 191216100 111952 1600 X 1600 0 0 COLGATE PALMOLIVE CO 194162103 2800249 30309 X 29861 0 448 COLGATE PALMOLIVE CO 194162103 825689 8937 X 8587 0 350 COMCAST CORP-CL A 20030N101 304270 12833 X 12683 0 150 COMCAST CORP-CL A 20030N101 78551 3313 X 3313 0 0 COMCAST CORP-SPECIAL CL A 20030N200 558513 23706 X 23706 0 0 CONOCOPHILLIPS 20825C104 1355601 18603 X 17236 0 1367 CONOCOPHILLIPS 20825C104 933319 12808 X 12808 0 0 CONSOLIDATED EDISON INC 209115104 1330978 21457 X 20407 0 1050 CONSOLIDATED EDISON INC 209115104 26363 425 X 425 0 0 CORN PRODS INTL INC 219023108 10518 200 X 200 0 0 CORN PRODS INTL INC 219023108 194583 3700 X 3700 0 0 COSTCO WHOLESALE CORP NEW 22160K105 3999110 47997 X 47797 0 200 COSTCO WHOLESALE CORP NEW 22160K105 3478610 41750 X 40450 300 1000 CSX CORP 126408103 150368 7140 X 6240 0 900 CSX CORP 126408103 176399 8376 X 8376 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 67274856 998233 969565 14725 13943
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- CUMMINS INC 231021106 452335 5139 X 5139 0 0 CUMMINS INC 231021106 264060 3000 X 3000 0 0 CVS CAREMARK CORP 126650100 638900 15667 X 15478 0 189 CVS CAREMARK CORP 126650100 398910 9782 X 8502 0 1280 DANAHER CORP 235851102 3834842 81523 X 81143 0 380 DANAHER CORP 235851102 1533128 32592 X 32192 0 400 DARDEN RESTAURANTS INC 237194105 254883 5592 X 5592 0 0 DEERE & CO 244199105 1314950 17000 X 17000 0 0 DEERE & CO 244199105 723223 9350 X 9350 0 0 DEVON ENERGY CORPORATION 25179M103 863908 13934 X 13784 0 150 DEVON ENERGY CORPORATION 25179M103 519250 8375 X 8375 0 0 DISNEY WALT CO NEW 254687106 5462063 145655 X 143705 0 1950 DISNEY WALT CO NEW 254687106 2704275 72114 X 69039 1000 2075 DOMINION RESOURCES INC 25746U109 2442052 46007 X 45707 0 300 DOMINION RESOURCES INC 25746U109 2025957 38168 X 37166 0 1002 DOVER CORP 260003108 320146 5515 X 5515 0 0 DOVER CORP 260003108 126549 2180 X 2180 0 0 DOW CHEMICAL COMPANY 260543103 123208 4284 X 4284 0 0 DOW CHEMICAL COMPANY 260543103 254957 8865 X 8865 0 0 DU PONT E I DE NEMOURS & CO 263534109 5895411 128777 X 126227 0 2550 DU PONT E I DE NEMOURS & CO 263534109 3166145 69160 X 50310 18700 150 DUKE ENERGY CORP 26441C105 897600 40800 X 39521 0 1279 DUKE ENERGY CORP 26441C105 942898 42859 X 40923 0 1936 ECOLAB INC 278865100 450629 7795 X 7495 0 300 ECOLAB INC 278865100 635505 10993 X 5493 5500 0 EL PASO CORPORATION 28336L109 172705 6500 X 6500 0 0 EL PASO CORPORATION 28336L109 167125 6290 X 6290 0 0 EMC CORP MASS 268648102 617616 28673 X 28673 0 0 EMC CORP MASS 268648102 240925 11185 X 11185 0 0 EMERSON ELEC CO 291011104 2278391 48903 X 48753 0 150 EMERSON ELEC CO 291011104 1784444 38301 X 24301 14000 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 472128 14225 X 14225 0 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 293732 8850 X 8850 0 0 ENTERGY CORP 29364G103 164509 2252 X 2252 0 0 ENTERGY CORP 29364G103 219150 3000 X 3000 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 315198 6796 X 6796 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 32466 700 X 700 0 0 EOG RES INC 26875P101 214062 2173 X 2173 0 0 EOG RES INC 26875P101 168846 1714 X 1714 0 0 ERIE INDEMNITY CO 29530P102 234480 3000 X 3000 0 0 EXELON CORP 30161N101 662954 15286 X 15286 0 0 EXELON CORP 30161N101 261955 6040 X 6040 0 0 EXPRESS SCRIPTS INC CL A 302182100 989213 22135 X 21885 0 250 EXPRESS SCRIPTS INC CL A 302182100 236410 5290 X 4190 0 1100 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 45772093 1056439 1001798 39200 15441
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- EXXONMOBIL CORP 30231G102 30241775 356793 X 355206 0 1587 EXXONMOBIL CORP 30231G102 15784431 186225 X 170446 13400 2379 FIDELITY NATL INFORMATION SVCS 31620M106 14624500 550000 X 550000 0 0 FIDELITY NATL INFORMATION SVCS 31620M106 12231 460 X 460 0 0 FLOWERS FOODS INC 343498101 14197 748 X 748 0 0 FLOWERS FOODS INC 343498101 200144 10545 X 10545 0 0 FORD MOTOR CO DEL 345370860 125300 11645 X 11645 0 0 FORD MOTOR CO DEL 345370860 174850 16250 X 15250 0 1000 FRANKLIN RESOURCES INC 354613101 1093739 11386 X 11386 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 60041 1632 X 1632 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 185569 5044 X 4644 0 400 FRONTIER COMMUNICATIONS CORP 35906A108 42251 8204 X 8071 0 133 FRONTIER COMMUNICATIONS CORP 35906A108 12437 2415 X 2247 96 72 GENERAL ELECTRIC CORP 369604103 9627753 537563 X 533929 0 3634 GENERAL ELECTRIC CORP 369604103 6282165 350763 X 305013 43200 2550 GENERAL MLS INC 370334104 1357170 33585 X 32785 0 800 GENERAL MLS INC 370334104 403696 9990 X 9190 800 0 GOLDMAN SACHS GROUP INC 38141G104 1117715 12360 X 12160 0 200 GOLDMAN SACHS GROUP INC 38141G104 414622 4585 X 4135 450 0 GOOGLE INC CL A 38259P508 935263 1448 X 1448 0 0 GOOGLE INC CL A 38259P508 107219 166 X 166 0 0 HALLIBURTON CO 406216101 189149 5481 X 5481 0 0 HALLIBURTON CO 406216101 172550 5000 X 5000 0 0 HEINZ H J CO 423074103 729648 13502 X 13502 0 0 HEINZ H J CO 423074103 178332 3300 X 2900 400 0 HEWLETT PACKARD CO 428236103 235266 9133 X 8533 0 600 HEWLETT PACKARD CO 428236103 217105 8428 X 8428 0 0 HOME DEPOT INC 437076102 3838378 91303 X 88878 0 2425 HOME DEPOT INC 437076102 2826265 67228 X 42428 23800 1000 HONEYWELL INTERNATIONAL INC 438516106 551816 10153 X 10000 0 153 HONEYWELL INTERNATIONAL INC 438516106 108917 2004 X 2004 0 0 HORMEL FOODS CORPORATION 440452100 304616 10400 X 10400 0 0 ILLINOIS TOOL WKS INC 452308109 2805870 60070 X 59445 0 625 ILLINOIS TOOL WKS INC 452308109 1423581 30477 X 22977 7000 500 INTEL CORP 458140100 6006410 247687 X 242162 0 5525 INTEL CORP 458140100 3288009 135588 X 96238 36950 2400 INTERNATIONAL PAPER CO 460146103 897265 30313 X 30313 0 0 INTERNATIONAL PAPER CO 460146103 253820 8575 X 6275 2300 0 INTL. BUSINESS MACHINES CORP 459200101 14760231 80271 X 79331 0 940 INTL. BUSINESS MACHINES CORP 459200101 7150909 38889 X 37399 875 615 JM SMUCKER CO 832696405 432124 5528 X 5528 0 0 JM SMUCKER CO 832696405 78014 998 X 998 0 0 JOHNSON & JOHNSON 478160104 8846742 134900 X 131739 0 3161 JOHNSON & JOHNSON 478160104 7726308 117815 X 104315 11000 2500 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 145838393 3228850 3055380 140271 33199
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- JOHNSON CONTROLS INC 478366107 1998452 63930 X 63455 0 475 JOHNSON CONTROLS INC 478366107 1167561 37350 X 17350 20000 0 JP MORGAN CHASE & CO 46625H100 5491903 165170 X 161395 0 3775 JP MORGAN CHASE & CO 46625H100 2682178 80667 X 77242 2000 1425 KANSAS CITY SOUTHERN 485170302 850125 12500 X 12500 0 0 KANSAS CITY SOUTHERN 485170302 163224 2400 X 2000 0 400 KELLOGG CO 487836108 242736 4800 X 4400 0 400 KELLOGG CO 487836108 15171 300 X 300 0 0 KIMBERLY CLARK CORP 494368103 610916 8305 X 7905 0 400 KIMBERLY CLARK CORP 494368103 218841 2975 X 2325 300 350 KINDER MORGAN ENERGY PARTNERS LP 494550106 280335 3300 X 3300 0 0 KINDER MORGAN ENERGY PARTNERS LP 494550106 462978 5450 X 5450 0 0 KOHLS CORP 500255104 340515 6900 X 6900 0 0 KRAFT FOODS INC CL A 50075N104 543028 14535 X 14410 0 125 KRAFT FOODS INC CL A 50075N104 72441 1939 X 1714 225 0 LILLY ELI & CO 532457108 600542 14450 X 14250 0 200 LILLY ELI & CO 532457108 594516 14305 X 14305 0 0 LOWES COS INC 548661107 867235 34170 X 34170 0 0 LOWES COS INC 548661107 401765 15830 X 15830 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 230046 3450 X 3450 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 166033 2490 X 2490 0 0 MARATHON OIL CORP 565849106 196109 6700 X 6700 0 0 MARATHON OIL CORP 565849106 184401 6300 X 6300 0 0 MARATHON PETROLEUM CORPORATION 56585A102 110689 3325 X 3325 0 0 MARATHON PETROLEUM CORPORATION 56585A102 104864 3150 X 3150 0 0 MARRIOTT INTERNATIONAL INC 571903202 22053 756 X 403 0 353 MARRIOTT INTERNATIONAL INC 571903202 284408 9750 X 9749 0 1 MATTEL INC 577081102 280376 10100 X 10100 0 0 MCCORMICK & CO INC 579780206 1173576 23276 X 23001 0 275 MCCORMICK & CO INC 579780206 1007240 19977 X 19977 0 0 MCDONALDS CORP 580135101 8719981 86913 X 86213 0 700 MCDONALDS CORP 580135101 3983001 39699 X 39174 250 275 MCKESSON CORP 58155Q103 263725 3385 X 3385 0 0 MEAD JOHNSON NUTRITION CO 582839106 6873 100 X 100 0 0 MEAD JOHNSON NUTRITION CO 582839106 356709 5190 X 5190 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 545472 9758 X 9758 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 234221 4190 X 4190 0 0 MEDTRONIC INC 585055106 515228 13470 X 13470 0 0 MEDTRONIC INC 585055106 89314 2335 X 2335 0 0 MERCK & CO INC 58933Y105 4593632 121847 X 121447 0 400 MERCK & CO INC 58933Y105 3659916 97080 X 72504 22000 2576 METLIFE INC 59156R108 1866123 59850 X 59850 0 0 METLIFE INC 59156R108 1239717 39760 X 23360 16000 400 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 47438169 1062127 988822 60775 12530
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- MICROCHIP TECHNOLOGY INC 595017104 270329 7380 X 7380 0 0 MICROSOFT CORP 594918104 3237913 124727 X 123552 0 1175 MICROSOFT CORP 594918104 1376243 53014 X 35314 13500 4200 MONSANTO CO 61166W101 416076 5938 X 5768 0 170 MONSANTO CO 61166W101 344394 4915 X 4915 0 0 NATIONAL-OILWELL INC 637071101 967498 14230 X 13505 0 725 NATIONAL-OILWELL INC 637071101 904267 13300 X 8300 5000 0 NEWMONT MNG CORP 651639106 248861 4147 X 4147 0 0 NEXTERA ENERGY INC 65339F101 1176080 19318 X 19318 0 0 NEXTERA ENERGY INC 65339F101 805138 13225 X 13075 0 150 NIKE INC-CLASS B 654106103 878605 9117 X 9117 0 0 NIKE INC-CLASS B 654106103 303566 3150 X 3150 0 0 NORDSTROM INC 655664100 316255 6362 X 6362 0 0 NORFOLK SOUTHERN CORP 655844108 335885 4610 X 4610 0 0 NORFOLK SOUTHERN CORP 655844108 378289 5192 X 5192 0 0 NORTHERN TR CORP 665859104 408300 10295 X 10295 0 0 NORTHERN TR CORP 665859104 78527 1980 X 1680 300 0 NUCOR CORP 670346105 459012 11600 X 11400 0 200 NUCOR CORP 670346105 142452 3600 X 2600 1000 0 OCCIDENTAL PETE CORP 674599105 898489 9589 X 9589 0 0 OCCIDENTAL PETE CORP 674599105 108692 1160 X 1160 0 0 ORACLE CORPORATION 68389X105 425303 16581 X 16581 0 0 ORACLE CORPORATION 68389X105 111988 4366 X 4366 0 0 PEABODY ENERGY CORP 704549104 237299 7167 X 7167 0 0 PEABODY ENERGY CORP 704549104 454766 13735 X 13735 0 0 PEAPACK-GLADSTONE FINL CORP 704699107 5282249 491372 X 484675 0 6697 PEAPACK-GLADSTONE FINL CORP 704699107 4431956 412275 X 412275 0 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 791430 31000 X 31000 0 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 1007797 39475 X 19725 19750 0 PEPSICO INC 713448108 11163520 168252 X 163194 0 5058 PEPSICO INC 713448108 5344692 80553 X 65103 14400 1050 PFIZER INC 717081103 1802244 83283 X 79214 0 4069 PFIZER INC 717081103 1133676 52388 X 34188 18200 0 PHILIP MORRIS INTERNATIONAL 718172109 649500 8276 X 7876 0 400 PHILIP MORRIS INTERNATIONAL 718172109 274680 3500 X 3500 0 0 PITNEY BOWES INC 724479100 654740 35315 X 34815 0 500 PITNEY BOWES INC 724479100 223407 12050 X 9300 1500 1250 PNC FINANCIAL SERVICES GROUP 693475105 902074 15642 X 15642 0 0 PNC FINANCIAL SERVICES GROUP 693475105 532871 9240 X 8395 0 845 PPG INDUSTRIES INC 693506107 402839 4825 X 4825 0 0 PPG INDUSTRIES INC 693506107 313088 3750 X 3750 0 0 PPL CORPORATION 69351T106 1572940 53465 X 52740 0 725 PPL CORPORATION 69351T106 359512 12220 X 12220 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 52127442 1885579 1784715 73650 27214
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- PRAXAIR INC 74005P104 393820 3684 X 3684 0 0 PRAXAIR INC 74005P104 53450 500 X 500 0 0 PROCTER & GAMBLE CO 742718109 10793411 161796 X 158251 0 3545 PROCTER & GAMBLE CO 742718109 7378593 110607 X 95082 14675 850 PROVIDENT FINL SVCS INC 74386T105 214240 16000 X 16000 0 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 1459834 44224 X 42574 0 1650 PUBLIC SVC ENTERPRISE GROUP INC 744573106 832512 25220 X 23720 0 1500 QUALCOMM INC 747525103 5835615 106684 X 104584 0 2100 QUALCOMM INC 747525103 2744244 50169 X 38219 11250 700 QUEST DIAGNOSTICS INC 74834L100 730685 12585 X 12385 0 200 QUEST DIAGNOSTICS INC 74834L100 724299 12475 X 12275 0 200 ROCKWELL AUTOMATION INC 773903109 339556 4628 X 4628 0 0 ROCKWELL AUTOMATION INC 773903109 96702 1318 X 518 550 250 RUTH'S HOSPITALITY GROUP INC 783332109 50426 10146 X 10146 0 0 SANDISK CORP 80004C101 267407 5434 X 5434 0 0 SEMPRA ENERGY 816851109 23925 435 X 435 0 0 SEMPRA ENERGY 816851109 198000 3600 X 3600 0 0 SOUTHERN COMPANY 842587107 2839938 61351 X 60358 0 993 SOUTHERN COMPANY 842587107 2242751 48450 X 35150 12000 1300 SPECTRA ENERGY CORP 847560109 617583 20084 X 20084 0 0 SPECTRA ENERGY CORP 847560109 93911 3054 X 2454 0 600 STARBUCKS CORP 855244109 11503 250 X 250 0 0 STARBUCKS CORP 855244109 356578 7750 X 7750 0 0 STRYKER CORPORATION 863667101 417564 8400 X 8400 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 109503 2300 X 2300 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 190440 4000 X 4000 0 0 SYSCO CORP 871829107 3531860 120418 X 118618 0 1800 SYSCO CORP 871829107 1622536 55320 X 52735 1870 715 TARGET CORP 87612E106 3432611 67017 X 66367 0 650 TARGET CORP 87612E106 2090083 40806 X 35806 5000 0 TEXAS INSTRUMENTS INC 882508104 700678 24070 X 24070 0 0 TEXAS INSTRUMENTS INC 882508104 297359 10215 X 10215 0 0 TJX COS INC 872540109 42151 653 X 653 0 0 TJX COS INC 872540109 160084 2480 X 2480 0 0 TRAVELERS COMPANIES INC 89417E109 1383927 23389 X 23389 0 0 TRAVELERS COMPANIES INC 89417E109 288040 4868 X 4460 0 408 UGI CORP 902681105 268275 9125 X 6325 0 2800 UGI CORP 902681105 834078 28370 X 4350 23820 200 UNION PAC CORP 907818108 3912682 36933 X 36483 0 450 UNION PAC CORP 907818108 2200268 20769 X 13069 7000 700 UNITED PARCEL SERVICE CL B 911312106 2248616 30723 X 30723 0 0 UNITED PARCEL SERVICE CL B 911312106 139061 1900 X 1900 0 0 UNITED TECHNOLOGIES CORP 913017109 7058959 96579 X 95574 0 1005 UNITED TECHNOLOGIES CORP 913017109 5349384 73189 X 62261 8200 2728 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 74577142 1371968 1262259 84365 25344
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 8 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- US BANCORP NEW 902973304 2872277 106184 X 104509 0 1675 US BANCORP NEW 902973304 1652593 61094 X 60294 0 800 V.F. CORP 918204108 2291027 18041 X 17816 0 225 V.F. CORP 918204108 2310075 18191 X 14491 3500 200 VECTREN CORP 92240G101 1875016 62025 X 62025 0 0 VECTREN CORP 92240G101 1653128 54685 X 35445 18540 700 VERIZON COMMUNICATIONS 92343V104 3721050 92748 X 87786 0 4962 VERIZON COMMUNICATIONS 92343V104 2070874 51617 X 50417 900 300 VISA INC CL A 92826C839 1512797 14900 X 14900 0 0 VISA INC CL A 92826C839 449270 4425 X 4150 275 0 WAL MART STORES INC 931142103 1962279 32836 X 30836 0 2000 WAL MART STORES INC 931142103 299995 5020 X 5020 0 0 WASTE MANAGEMENT INC 94106L109 3699403 113097 X 111447 0 1650 WASTE MANAGEMENT INC 94106L109 2126804 65020 X 43170 21250 600 WELLS FARGO & CO 949746101 2299524 83437 X 81000 0 2437 WELLS FARGO & CO 949746101 1691164 61363 X 40363 21000 0 WILLIAMS-SONOMA INC 969904101 223300 5800 X 5800 0 0 WISCONSIN ENERGY CORP 976657106 263179 7528 X 6728 0 800 XEROX CORP 984121103 99182 12460 X 12460 0 0 XEROX CORP 984121103 50148 6300 X 6300 0 0 XYLEM INC-W/I 98419M100 90300 3515 X 3115 0 400 XYLEM INC-W/I 98419M100 138649 5397 X 5397 0 0 YUM! BRANDS INC 988498101 645982 10947 X 10947 0 0 YUM! BRANDS INC 988498101 15048 255 X 255 0 0 ZIMMER HLDGS INC 98956P102 125644 2352 X 2352 0 0 ZIMMER HLDGS INC 98956P102 84938 1590 X 1590 0 0 3M CO 88579Y101 2328161 28486 X 28236 0 250 3M CO 88579Y101 674845 8257 X 8257 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR DOMESTIC COMMON STOCKS 527800467 11740729 11052551 522303 165875
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 9 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK ADR SECURITIES -------------- BHP BILLITON LTD SPONS ADR 088606108 1539805 21801 X 21226 0 575 BHP BILLITON LTD SPONS ADR 088606108 411773 5830 X 5155 675 0 BP PLC SPONS ADR 055622104 711621 16650 X 15650 0 1000 BP PLC SPONS ADR 055622104 204810 4792 X 3992 0 800 GLAXO SMITHKLINE SPONS ADR 37733W105 101527 2225 X 1600 0 625 GLAXO SMITHKLINE SPONS ADR 37733W105 402867 8829 X 8829 0 0 NOVARTIS AG SPONS ADR 66987V109 741724 12974 X 12974 0 0 NOVARTIS AG SPONS ADR 66987V109 592739 10368 X 10043 0 325 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 175963 7081 X 6581 0 500 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 100643 4050 X 3550 0 500 ROYAL DUTCH SHELL SPONS ADR 780259206 580188 7938 X 7938 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 453304 6202 X 6202 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 1783508 44190 X 44190 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 1108205 27458 X 26958 0 500 TOTAL S.A. SPONS ADR 89151E109 1379203 26985 X 26460 0 525 TOTAL S.A. SPONS ADR 89151E109 753873 14750 X 1750 13000 0 UNILEVER NV NY SHARES ADR 904784709 180443 5250 X 5250 0 0 UNILEVER NV NY SHARES ADR 904784709 65303 1900 X 1900 0 0 UNILEVER PLC SPONS ADR 904767704 150672 4495 X 4495 0 0 UNILEVER PLC SPONS ADR 904767704 67040 2000 X 2000 0 0 VODAFONE GROUP SPONS ADR 92857W209 668880 23863 X 23863 0 0 VODAFONE GROUP SPONS ADR 92857W209 131208 4681 X 4681 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR ADR SECURITIES 12305299 264312 245287 13675 5350
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 10 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) --------------------------------- --------- --------- ---- ------ ----- ---------- ------- ------- 43 DOMESTIC COMMON STOCKS 527800467 11740729 11052551 522303 165875 44 ADR SECURITIES 12305299 264312 245287 13675 5350 --------- --------- ---- ------ ----- ---------- ------- ------- *SUBTOTALS* 540105766 12005041 11297838 535978 171225
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 11 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) --------------------------------- --------- --------- ---- ------ ----- ---------- ------- ------- **NONE**
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 12 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER REAL ESTATE INVESTMENT TRUSTS ----------------------------- ANNALY CAPITAL MANAGEMENT REIT * 035710409 215460 13500 X N.A. N.A. N.A. ANNALY CAPITAL MANAGEMENT REIT * 035710409 151620 9500 X N.A. N.A. N.A. CYS INVESTMENTS INC REIT * 12673A108 223380 17000 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 67822 526 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 285215 2212 X N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 943497 42738 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 13 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER FOREIGN SECURITIES ------------------ BCE INC * 05534B760 102092 2450 X 2450 0 0 BCE INC * 05534B760 299649 7191 X 191 7000 0 COVIDIEN PLC * G2554F113 574598 12766 X 12366 0 400 COVIDIEN PLC * G2554F113 322272 7160 X 7160 0 0 INGERSOLL-RAND PLC * G47791101 147566 4843 X 4843 0 0 INGERSOLL-RAND PLC * G47791101 249336 8183 X 8183 0 0 NOBLE CORP * H5833N103 157325 5206 X 5206 0 0 NOBLE CORP * H5833N103 78572 2600 X 2600 0 0 SCHLUMBERGER LTD * 806857108 6290668 92090 X 90190 0 1900 SCHLUMBERGER LTD * 806857108 3263715 47778 X 46678 400 700 TE CONNECTIVITY LIMITED * H84989104 320116 10390 X 10390 0 0 TRANSOCEAN LTD * H8817H100 80082 2086 X 2086 0 0 TRANSOCEAN LTD * H8817H100 148608 3871 X 3667 0 204 WEATHERFORD INTNTL LTD * H27013103 1189646 81260 X 79960 0 1300 WEATHERFORD INTNTL LTD * H27013103 226554 15475 X 12075 2000 1400 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR FOREIGN SECURITIES 13450799 303349 288045 9400 5904
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 14 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- ALERIAN MLP ETF * 00162Q866 207168 12465 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 1371511 25507 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 99690 1854 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 3074278 62069 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 485592 9804 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 3403939 89719 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 634812 16732 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 1633286 15652 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 801825 7684 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 2600067 47231 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 1171189 21275 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 1610151 16360 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 39368 400 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 2510343 57842 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 1172234 27010 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 536985 9292 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4045 70 X N.A. N.A. N.A. ISHARES RUSSELL 1000 VALUE * 464287598 265473 4182 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 925807 13555 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 39477 578 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 294945 4228 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 192328 2757 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 2309478 34250 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 613208 9094 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 2081302 35990 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 611263 10570 X N.A. N.A. N.A. ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 259602 3486 X N.A. N.A. N.A. ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 174409 2342 X N.A. N.A. N.A. ISHARES TR S&P 500 INDEX FUND * 464287200 182390 1448 X N.A. N.A. N.A. ISHARES TR S&P 500 INDEX FUND * 464287200 28971 230 X N.A. N.A. N.A. ISHARES TRUST-S&P 400 MIDCAP * 464287507 145170 1657 X N.A. N.A. N.A. ISHARES TRUST-S&P 400 MIDCAP * 464287507 60013 685 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 3550955 63603 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 989419 17722 X N.A. N.A. N.A. RYDEX S&P EQUAL WEIGHT ETF * 78355W106 842527 18205 X N.A. N.A. N.A. RYDEX S&P EQUAL WEIGHT ETF * 78355W106 150410 3250 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 144391 950 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 180108 1185 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 4058566 75340 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 2048407 38025 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 7724260 48431 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1508456 9458 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 8728274 69548 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 1056083 8415 X N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 60522175 900150 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 15 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- UTILITIES SELECT SECTOR SPDR * 81369Y886 562367 15630 X N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR * 81369Y886 78976 2195 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 1399952 19460 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 163160 2268 X N.A. N.A. N.A. VANGUARD LARGE-CAP ETF * 922908637 297674 5195 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 1036703 33846 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 742012 24225 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 5782931 151346 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 1816351 47536 X N.A. N.A. N.A. VANGUARD S&P 500 ETF * 922908413 198777 3460 X N.A. N.A. N.A. VANGUARD S&P 500 ETF * 922908413 183840 3200 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 3256525 42647 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 1490165 19515 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 2893035 46163 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 1422734 22702 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 5764287 82737 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 1223614 17563 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 392198 9909 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 510582 12900 X N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 89738058 1462647 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 16 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED-END FIXED INCOME (TAX) ----------------------------- ISHARES BARCLAYS 1-3 YEAR CR * 464288646 702829 6745 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CR * 464288646 15630 150 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 1411150 16700 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 34223 405 X N.A. N.A. N.A. ISHARES IBOXX INV GRD CORP BOND FD * 464287242 295776 2600 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 147823 4150 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 166167 4665 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 394061 4531 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 161764 1860 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 1233053 15253 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 424006 5245 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 409179 4898 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 20885 250 X N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 5416546 67452 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 17 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END FIXED INC-NON-TAX ---------------------------- BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 46800 3000 X N.A. N.A. N.A. BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 118295 7583 X N.A. N.A. N.A. ISHARES S&P S/T NATION MUNI * 464288158 1200179 11245 X N.A. N.A. N.A. ISHARES TR S&P NAT MUNI BOND FUND * 464288414 508450 4697 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 193200 13800 X N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 2066924 40325 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 18 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) --------------------------------- --------- --------- ---- ------ ----- ---------- ------- ------- 97 CLOSED END FIXED INC-NON-TAX 2066924 40325 N.A. N.A. N.A. 68 CLOSED-END FIXED INCOME (TAX) 5416546 67452 N.A. N.A. N.A. 63 CLOSED END EQUITY MUTUAL FUND 89738058 1462647 N.A. N.A. N.A. 54 FOREIGN SECURITIES 13450799 303349 288045 9400 5904 47 REAL ESTATE INVESTMENT TRUSTS 943497 42738 N.A. N.A. N.A. --------- --------- ---- ------ ----- ---------- ------- ------- *SUBTOTALS* 111615824 1916511 288045 9400 5904 *SUBTOTALS* 111615824 1916511 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT INCLUDED IN THE MAPPING INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 19 **SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) --------------------------------- --------- --------- ---- ------ ----- ---------- ------- ------- A. COMMON STOCK 540105766 12005041 11297838 535978 171225 C. OTHER 111615824 1916511 288045 9400 5904 --------- --------- ---- ------ ----- ---------- ------- ------- **GRAND TOTALS** 651721590 13921552 11585883 545378 177129
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 1
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 2
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE B. PREFERRED STOCK FOREIGN PREFERRED STOCKS ------------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/7/12 AS OF 12/30/11 DEPT ID# 233 PAGE 3
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER RIGHTS AND WARRANTS -------------------