0000950123-11-064235.txt : 20110707 0000950123-11-064235.hdr.sgml : 20110707 20110707083107 ACCESSION NUMBER: 0000950123-11-064235 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110707 DATE AS OF CHANGE: 20110707 EFFECTIVENESS DATE: 20110707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06431 FILM NUMBER: 11955004 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 13F-HR 1 y91950e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 06/30/11 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: ----------- THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Peapack Gladstone Financial Corp ADDRESS: 500 Hills Drive Suite 300 P O Box 700 Bedminster, NJ 07921 13F FILE NUMBER: 001-16197 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael Pylypyshyn TITLE: First VP & Senior Trust OPS Of PHONE: (908)719-3306 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael Pylypyshyn Gladstone, NJ 7/6/11 ---------------------- ---------------- ---------- REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. ================================================================================ FORM 13F SUMMARY PAGE INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 1 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- ABBOTT LABS 002824100 7769974 147662 X 146212 0 1450 ABBOTT LABS 002824100 2996551 56947 X 54697 1250 1000 ADOBE SYS INC 00724F101 3707609 117889 X 116889 0 1000 ADOBE SYS INC 00724F101 1739562 55312 X 51912 1600 1800 AFLAC INC 001055102 305287 6540 X 6540 0 0 AFLAC INC 001055102 9336 200 X 200 0 0 AIR PRODUCTS & CHEMICALS INC 009158106 6884150 72025 X 71250 0 775 AIR PRODUCTS & CHEMICALS INC 009158106 3881408 40609 X 28344 11750 515 ALLSTATE CORP 020002101 73394 2404 X 2404 0 0 ALLSTATE CORP 020002101 152650 5000 X 5000 0 0 ALTERA CORP 021441100 497196 10727 X 10727 0 0 ALTERA CORP 021441100 278100 6000 X 4650 0 1350 ALTRIA GROUP INC 02209S103 136012 5150 X 5150 0 0 ALTRIA GROUP INC 02209S103 100358 3800 X 3800 0 0 AMAZON.COM INC 023135106 263383 1288 X 1288 0 0 AMERICAN ELEC PWR INC 025537101 89980 2388 X 2388 0 0 AMERICAN ELEC PWR INC 025537101 209312 5555 X 5555 0 0 AMERICAN EXPRESS CO 025816109 451600 8735 X 8735 0 0 AMERICAN EXPRESS CO 025816109 238596 4615 X 4615 0 0 AMGEN INC 031162100 1126622 19308 X 18558 0 750 AMGEN INC 031162100 344849 5910 X 4810 1100 0 ANADARKO PETROLEUM CORPORATION 032511107 251543 3277 X 3127 150 0 ANADARKO PETROLEUM CORPORATION 032511107 723079 9420 X 9420 0 0 APACHE CORP 037411105 256775 2081 X 2081 0 0 APACHE CORP 037411105 86373 700 X 400 0 300 APPLE INC 037833100 1821345 5426 X 5226 0 200 APPLE INC 037833100 416566 1241 X 1241 0 0 APPLIED MATERIALS INC 038222105 175960 13525 X 13525 0 0 APPLIED MATERIALS INC 038222105 27906 2145 X 2145 0 0 ARCHER DANIELS MIDLAND CO 039483102 167242 5547 X 5547 0 0 ARCHER DANIELS MIDLAND CO 039483102 63617 2110 X 2110 0 0 ASHLAND INC 044209104 481419 7450 X 7450 0 0 ASHLAND INC 044209104 129692 2007 X 2007 0 0 AT&T INC 00206R102 4867168 154956 X 152182 0 2774 AT&T INC 00206R102 3614192 115065 X 87072 26572 1421 AUTOMATIC DATA PROCESSING INC 053015103 5206470 98832 X 97142 800 890 AUTOMATIC DATA PROCESSING INC 053015103 2583164 49035 X 46585 1650 800 AVI BIOPHARMA INC 002346104 21450 15000 X 15000 0 0 BANK OF AMERICA CORP 060505104 649270 59240 X 56890 0 2350 BANK OF AMERICA CORP 060505104 399843 36482 X 35182 0 1300 BARD CR INC 067383109 278166 2532 X 1082 1450 0 BAXTER INTL INC 071813109 184800 3096 X 3096 0 0 BAXTER INTL INC 071813109 89535 1500 X 1500 0 0 -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 53751504 1168731 1103734 46322 18675
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 2 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- BECTON DICKINSON 075887109 1110300 12885 X 12885 0 0 BECTON DICKINSON 075887109 1383029 16050 X 15550 0 500 BERKSHIRE HATHAWAY INC CLASS A 084670108 232210 2 X 2 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 704791 9107 X 8807 150 150 BERKSHIRE HATHAWAY INC-CL B 084670702 232170 3000 X 3000 0 0 BLACKROCK INC CL A 09247X101 2601519 13563 X 13513 0 50 BLACKROCK INC CL A 09247X101 1531603 7985 X 4735 3250 0 BOEING CO 097023105 220311 2980 X 2980 0 0 BOEING CO 097023105 88716 1200 X 1200 0 0 BRISTOL MYERS SQUIBB CO 110122108 1251506 43215 X 43215 0 0 BRISTOL MYERS SQUIBB CO 110122108 1062542 36690 X 36690 0 0 BUCKEYE PARTNERS LP 118230101 724686 11225 X 11225 0 0 BUCKEYE PARTNERS LP 118230101 669487 10370 X 9345 625 400 CATERPILLAR INC 149123101 2265682 21282 X 20282 0 1000 CATERPILLAR INC 149123101 2006877 18851 X 18851 0 0 CENTER BANCORP INC 151408101 203904 19531 X 19531 0 0 CENTER BANCORP INC 151408101 31320 3000 X 3000 0 0 CHESAPEAKE ENERGY CORP 165167107 224753 7570 X 7570 0 0 CHESAPEAKE ENERGY CORP 165167107 95008 3200 X 2700 0 500 CHEVRON CORPORATION 166764100 13545776 131717 X 130809 0 908 CHEVRON CORPORATION 166764100 7321797 71196 X 61526 8600 1070 CHUBB CORP 171232101 3595630 57429 X 57429 0 0 CHUBB CORP 171232101 2547601 40690 X 38440 400 1850 CHURCH & DWIGHT INC 171340102 156079 3850 X 1500 1950 400 CHURCH & DWIGHT INC 171340102 56756 1400 X 0 1400 0 CISCO SYSTEMS INC 17275R102 2446274 156712 X 155237 0 1475 CISCO SYSTEMS INC 17275R102 1428815 91532 X 90632 0 900 CITRIX SYSTEMS INC 177376100 1238000 15475 X 15375 0 100 CITRIX SYSTEMS INC 177376100 261600 3270 X 3270 0 0 COCA COLA CO 191216100 2020651 30029 X 29179 850 0 COCA COLA CO 191216100 94206 1400 X 1400 0 0 COLGATE PALMOLIVE CO 194162103 2523439 28869 X 28421 0 448 COLGATE PALMOLIVE CO 194162103 778124 8902 X 8552 0 350 COMCAST CORP-CL A 20030N101 241161 9517 X 9367 0 150 COMCAST CORP-CL A 20030N101 96621 3813 X 3813 0 0 COMCAST CORP-SPECIAL CL A 20030N200 574396 23706 X 23706 0 0 CONOCOPHILLIPS 20825C104 1327705 17658 X 16291 0 1367 CONOCOPHILLIPS 20825C104 951755 12658 X 12658 0 0 CONSOLIDATED EDISON INC 209115104 1106860 20790 X 19740 0 1050 CONSOLIDATED EDISON INC 209115104 31678 595 X 595 0 0 CORN PRODS INTL INC 219023108 11056 200 X 200 0 0 CORN PRODS INTL INC 219023108 204536 3700 X 3700 0 0 COSTCO WHOLESALE CORP NEW 22160K105 4134872 50897 X 50697 0 200 COSTCO WHOLESALE CORP NEW 22160K105 3562374 43850 X 42400 300 1150 -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 66898176 1071561 1040018 17525 14018
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 3 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- CSX CORP 126408103 163613 6240 X 6240 0 0 CSX CORP 126408103 219619 8376 X 8376 0 0 CUMMINS INC 231021106 459082 4436 X 4436 0 0 CUMMINS INC 231021106 310470 3000 X 3000 0 0 CVS CAREMARK CORP 126650100 107103 2850 X 2850 0 0 CVS CAREMARK CORP 126650100 172192 4582 X 3302 0 1280 DANAHER CORP 235851102 4117747 77708 X 77328 0 380 DANAHER CORP 235851102 1703205 32142 X 31742 0 400 DARDEN RESTAURANTS INC 237194105 258852 5202 X 5202 0 0 DATARAM CORP 238108203 19097 12647 X 12647 0 0 DEERE & CO 244199105 816255 9900 X 8850 1050 0 DEERE & CO 244199105 746173 9050 X 9050 0 0 DEVON ENERGY CORPORATION 25179M103 261570 3319 X 3319 0 0 DEVON ENERGY CORPORATION 25179M103 100483 1275 X 1275 0 0 DIAMOND OFFSHORE DRILLING INC 25271C102 272275 3867 X 3867 0 0 DIAMOND OFFSHORE DRILLING INC 25271C102 31685 450 X 450 0 0 DISNEY WALT CO NEW 254687106 5693633 145841 X 143891 0 1950 DISNEY WALT CO NEW 254687106 2794835 71589 X 68514 1000 2075 DOMINION RESOURCES INC 25746U109 2173695 45032 X 44732 0 300 DOMINION RESOURCES INC 25746U109 1810559 37509 X 36507 0 1002 DOVER CORP 260003108 405105 5975 X 5975 0 0 DOVER CORP 260003108 147804 2180 X 2180 0 0 DOW CHEMICAL COMPANY 260543103 158292 4397 X 4397 0 0 DOW CHEMICAL COMPANY 260543103 320472 8902 X 8902 0 0 DU PONT E I DE NEMOURS & CO 263534109 5505641 101862 X 100412 0 1450 DU PONT E I DE NEMOURS & CO 263534109 3114361 57620 X 38920 18700 0 DUKE ENERGY CORP 26441C105 721792 38332 X 37053 0 1279 DUKE ENERGY CORP 26441C105 637283 33844 X 31908 0 1936 ECOLAB INC 278865100 359141 6370 X 6370 0 0 ECOLAB INC 278865100 124036 2200 X 2200 0 0 EL PASO CORPORATION 28336L109 1114030 55150 X 54650 0 500 EL PASO CORPORATION 28336L109 189678 9390 X 9390 0 0 EMC CORP MASS 268648102 686105 24904 X 24704 0 200 EMC CORP MASS 268648102 269577 9785 X 9785 0 0 EMERSON ELEC CO 291011104 2504700 44528 X 42778 1600 150 EMERSON ELEC CO 291011104 2103525 37396 X 23896 13500 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 521715 17350 X 13350 0 4000 ENBRIDGE ENERGY PARTNERS LP 29250R106 294987 9810 X 9810 0 0 ENTERGY CORP 29364G103 260283 3812 X 3812 0 0 ENTERGY CORP 29364G103 204840 3000 X 3000 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 312235 7226 X 7226 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 30247 700 X 700 0 0 EOG RES INC 26875P101 227187 2173 X 1098 1075 0 EOG RES INC 26875P101 179199 1714 X 1714 0 0 -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 42624378 973635 919808 36925 16902
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 4 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- ERIE INDEMNITY CO 29530P102 212160 3000 X 3000 0 0 EXELON CORP 30161N101 370609 8651 X 8651 0 0 EXELON CORP 30161N101 107100 2500 X 2500 0 0 EXPRESS SCRIPTS INC CL A 302182100 2681834 49682 X 48832 0 850 EXPRESS SCRIPTS INC CL A 302182100 1015634 18815 X 16965 1000 850 EXXONMOBIL CORP 30231G102 28730151 353037 X 350850 600 1587 EXXONMOBIL CORP 30231G102 15885783 195205 X 179426 13400 2379 FIDELITY NATL INFORMATION SVCS 31620M106 18622931 604837 X 604837 0 0 FIDELITY NATL INFORMATION SVCS 31620M106 14163 460 X 460 0 0 FIRST SOLAR INC 336433107 97880 740 X 740 0 0 FIRST SOLAR INC 336433107 171951 1300 X 750 200 350 FLOWERS FOODS INC 343498101 16508 749 X 749 0 0 FLOWERS FOODS INC 343498101 232412 10545 X 10545 0 0 FORD MOTOR CO DEL 345370860 153690 11145 X 11145 0 0 FORD MOTOR CO DEL 345370860 225467 16350 X 15350 0 1000 FRANKLIN RESOURCES INC 354613101 1655698 12611 X 12611 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 37136 702 X 702 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 266828 5044 X 4644 0 400 FRONTIER COMMUNICATIONS CORP 35906A108 93346 11567 X 11338 0 229 FRONTIER COMMUNICATIONS CORP 35906A108 30472 3776 X 3608 96 72 GENERAL ELECTRIC CORP 369604103 9032488 478923 X 474789 0 4134 GENERAL ELECTRIC CORP 369604103 6373133 337918 X 292668 42700 2550 GENERAL MLS INC 370334104 918217 24670 X 22170 2500 0 GENERAL MLS INC 370334104 318603 8560 X 8010 550 0 GOLDMAN SACHS GROUP INC 38141G104 1590426 11950 X 11750 0 200 GOLDMAN SACHS GROUP INC 38141G104 722013 5425 X 5125 300 0 GOOGLE INC CL A 38259P508 520559 1028 X 1028 0 0 GOOGLE INC CL A 38259P508 15698 31 X 31 0 0 HALLIBURTON CO 406216101 331296 6496 X 6496 0 0 HALLIBURTON CO 406216101 255000 5000 X 5000 0 0 HEINZ H J CO 423074103 683156 12822 X 12822 0 0 HEINZ H J CO 423074103 154512 2900 X 2900 0 0 HESS CORPORATION 42809H107 272500 3645 X 3645 0 0 HEWLETT PACKARD CO 428236103 1210264 33249 X 33249 0 0 HEWLETT PACKARD CO 428236103 780853 21452 X 12077 9000 375 HOME DEPOT INC 437076102 3197972 88293 X 86218 0 2075 HOME DEPOT INC 437076102 2402364 66327 X 41527 23800 1000 HONEYWELL INTERNATIONAL INC 438516106 570455 9573 X 9420 0 153 HONEYWELL INTERNATIONAL INC 438516106 119418 2004 X 2004 0 0 HORMEL FOODS CORPORATION 440452100 214632 7200 X 7200 0 0 ILLINOIS TOOL WKS INC 452308109 3353529 59365 X 58740 0 625 ILLINOIS TOOL WKS INC 452308109 2010027 35582 X 21332 14000 250 INTEL CORP 458140100 5203079 234796 X 230371 0 4425 INTEL CORP 458140100 2757036 124415 X 86265 35750 2400 -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 113628983 2892340 2722540 143896 25904
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ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- INTERNATIONAL PAPER CO 460146103 465431 15608 X 15608 0 0 INTERNATIONAL PAPER CO 460146103 32713 1097 X 1097 0 0 INTL. BUSINESS MACHINES CORP 459200101 12760061 74381 X 72441 1000 940 INTL. BUSINESS MACHINES CORP 459200101 6765246 39436 X 37946 875 615 ITT CORPORATION 450911102 406381 6896 X 6046 450 400 ITT CORPORATION 450911102 382868 6497 X 6497 0 0 JM SMUCKER CO 832696405 310194 4058 X 4058 0 0 JM SMUCKER CO 832696405 38067 498 X 498 0 0 JOHNSON & JOHNSON 478160104 8511899 127960 X 124399 400 3161 JOHNSON & JOHNSON 478160104 8307018 124880 X 111380 11000 2500 JOHNSON CONTROLS INC 478366107 2178610 52295 X 50120 0 2175 JOHNSON CONTROLS INC 478366107 1402901 33675 X 13675 20000 0 JP MORGAN CHASE & CO 46625H100 7047043 172131 X 163056 3300 5775 JP MORGAN CHASE & CO 46625H100 3421438 83572 X 80147 2000 1425 KANSAS CITY SOUTHERN 485170302 741625 12500 X 12500 0 0 KANSAS CITY SOUTHERN 485170302 142392 2400 X 2000 0 400 KELLOGG CO 487836108 312558 5650 X 5250 0 400 KELLOGG CO 487836108 16596 300 X 300 0 0 KIMBERLY CLARK CORP 494368103 503194 7560 X 7560 0 0 KIMBERLY CLARK CORP 494368103 198016 2975 X 2325 300 350 KINDER MORGAN ENERGY PARTNERS LP 494550106 272250 3750 X 3750 0 0 KINDER MORGAN ENERGY PARTNERS LP 494550106 377520 5200 X 5200 0 0 KOHLS CORP 500255104 278806 5575 X 5575 0 0 KRAFT FOODS INC CL A 50075N104 411733 11687 X 11562 0 125 KRAFT FOODS INC CL A 50075N104 81240 2306 X 2081 225 0 LILLY ELI & CO 532457108 560135 14925 X 14525 0 400 LILLY ELI & CO 532457108 521855 13905 X 13905 0 0 LOWES COS INC 548661107 952680 40870 X 40870 0 0 LOWES COS INC 548661107 688741 29547 X 29547 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 358545 4100 X 4100 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 306512 3505 X 3505 0 0 MARATHON OIL CORP 565849106 361490 6862 X 6862 0 0 MARATHON OIL CORP 565849106 331884 6300 X 6300 0 0 MARRIOTT INTERNATIONAL INC 571903202 99478 2803 X 2803 0 0 MARRIOTT INTERNATIONAL INC 571903202 496576 13992 X 13991 0 1 MATTEL INC 577081102 241225 8775 X 8775 0 0 MCCORMICK & CO INC 579780206 1074876 21684 X 21409 0 275 MCCORMICK & CO INC 579780206 1048505 21152 X 21152 0 0 MCDONALDS CORP 580135101 7670422 90968 X 88568 1700 700 MCDONALDS CORP 580135101 3313692 39299 X 38774 250 275 MEAD JOHNSON NUTRITION CO 582839106 6755 100 X 100 0 0 MEAD JOHNSON NUTRITION CO 582839106 368553 5456 X 5456 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 525636 9300 X 9300 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 334938 5926 X 5926 0 0 -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 74628298 1142356 1080939 41500 19917
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ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- MEDTRONIC INC 585055106 533718 13852 X 13852 0 0 MEDTRONIC INC 585055106 124837 3240 X 3240 0 0 MERCK & CO INC 58933Y105 4156491 117781 X 117531 0 250 MERCK & CO INC 58933Y105 3717166 105332 X 80756 22000 2576 METLIFE INC 59156R108 2284092 52065 X 51065 0 1000 METLIFE INC 59156R108 1581075 36040 X 19840 16000 200 MICROCHIP TECHNOLOGY INC 595017104 279776 7380 X 7380 0 0 MICROSOFT CORP 594918104 2860468 110018 X 109668 0 350 MICROSOFT CORP 594918104 1357564 52214 X 35014 13000 4200 MONSANTO CO 61166W101 426753 5883 X 5713 0 170 MONSANTO CO 61166W101 359436 4955 X 4955 0 0 MORGAN STANLEY 617446448 164245 7138 X 7138 0 0 MORGAN STANLEY 617446448 81686 3550 X 2750 0 800 NATIONAL FUEL GAS CO 636180101 232960 3200 X 3200 0 0 NATIONAL- OILWELL INC 637071101 628026 8030 X 8030 0 0 NATIONAL- OILWELL INC 637071101 547470 7000 X 7000 0 0 NEWMONT MNG CORP 651639106 223814 4147 X 4147 0 0 NEWMONT MNG CORP 651639106 37779 700 X 700 0 0 NEXTERA ENERGY INC 65339F101 1051403 18298 X 15998 2300 0 NEXTERA ENERGY INC 65339F101 780020 13575 X 13425 0 150 NIKE INC- CLASS B 654106103 951718 10577 X 10577 0 0 NIKE INC- CLASS B 654106103 283437 3150 X 3150 0 0 NORDSTROM INC 655664100 268825 5727 X 5727 0 0 NORFOLK SOUTHERN CORP 655844108 351047 4685 X 4685 0 0 NORFOLK SOUTHERN CORP 655844108 389037 5192 X 5192 0 0 NORTHERN TR CORP 665859104 829118 18040 X 17040 0 1000 NORTHERN TR CORP 665859104 124092 2700 X 2400 300 0 OCCIDENTAL PETE CORP 674599105 935216 8989 X 8389 600 0 OCCIDENTAL PETE CORP 674599105 120686 1160 X 1160 0 0 ORACLE CORPORATION 68389X105 567895 17256 X 12756 4500 0 ORACLE CORPORATION 68389X105 143685 4366 X 4366 0 0 PEABODY ENERGY CORP 704549104 576434 9785 X 9785 0 0 PEABODY ENERGY CORP 704549104 826802 14035 X 14035 0 0 PEAPACK- GLADSTONE FINL CORP 704699107 6594951 559843 X 556318 0 3525 PEAPACK- GLADSTONE FINL CORP 704699107 5866334 497991 X 497991 0 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 803486 29825 X 29825 0 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 984657 36550 X 17300 19250 0 PEPSICO INC 713448108 11287816 160270 X 154962 800 4508 PEPSICO INC 713448108 5595875 79453 X 64003 14400 1050 PFIZER INC 717081103 1905809 92515 X 84551 2900 5064 PFIZER INC 717081103 1534247 74478 X 56278 18200 0 PHILIP MORRIS INTERNATIONAL 718172109 519204 7776 X 7376 0 400 PHILIP MORRIS INTERNATIONAL 718172109 300465 4500 X 4500 0 0 --------- ------- ---- ---- ---- ------- ------ ----- SUBTOTALS FOR THIS PAGE 63189615 2223261 2083768 114250 25243
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 7 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- PITNEY BOWES INC 724479100 623949 27140 X 27140 0 0 PITNEY BOWES INC 724479100 355196 15450 X 14200 0 1250 PNC FINANCIAL SERVICES GROUP 693475105 703100 11795 X 11795 0 0 PNC FINANCIAL SERVICES GROUP 693475105 363025 6090 X 5245 0 845 PPG INDUSTRIES INC 693506107 578332 6370 X 6370 0 0 PPG INDUSTRIES INC 693506107 351811 3875 X 3875 0 0 PPL CORPORATION 69351T106 281222 10105 X 9380 0 725 PRAXAIR INC 74005P104 409389 3777 X 2552 1225 0 PRAXAIR INC 74005P104 70454 650 X 650 0 0 PROCTER & GAMBLE CO 742718109 9806372 154261 X 149566 1150 3545 PROCTER & GAMBLE CO 742718109 7136495 112262 X 96337 14675 1250 PROVIDENT FINL SVCS INC 74386T105 7160 500 X 500 0 0 PROVIDENT FINL SVCS INC 74386T105 229120 16000 X 16000 0 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 1343005 41146 X 39496 0 1650 PUBLIC SVC ENTERPRISE GROUP INC 744573106 840480 25750 X 24250 0 1500 QUALCOMM INC 747525103 5851414 103036 X 100936 0 2100 QUALCOMM INC 747525103 2781801 48984 X 37034 11250 700 QUEST DIAGNOSTICS INC 74834L100 821195 13895 X 13695 0 200 QUEST DIAGNOSTICS INC 74834L100 820013 13875 X 13675 0 200 ROCKWELL AUTOMATION INC 773903109 341227 3933 X 3933 0 0 ROCKWELL AUTOMATION INC 773903109 131702 1518 X 718 550 250 RUTH'S HOSPITALITY GROUP INC 783332109 56919 10146 X 10146 0 0 SANDISK CORP 80004C101 188161 4534 X 4534 0 0 SANDISK CORP 80004C101 20750 500 X 500 0 0 SEMPRA ENERGY 816851109 18508 350 X 350 0 0 SEMPRA ENERGY 816851109 190368 3600 X 3600 0 0 SOUTHERN COMPANY 842587107 1766463 43746 X 43078 0 668 SOUTHERN COMPANY 842587107 1810034 44825 X 31525 12000 1300 SPECTRA ENERGY CORP 847560109 528986 19299 X 19299 0 0 SPECTRA ENERGY CORP 847560109 97415 3554 X 2954 0 600 STARBUCKS CORP 855244109 9873 250 X 250 0 0 STARBUCKS CORP 855244109 302099 7650 X 7650 0 0 STRYKER CORPORATION 863667101 619884 10562 X 6537 2025 2000 SUBURBAN PROPANE PARTNERS LP 864482104 203892 3900 X 3900 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 219576 4200 X 4200 0 0 SUPERGEN INC (DELAWARE) 868059106 149000 50000 X 50000 0 0 SYSCO CORP 871829107 3692024 118410 X 116910 0 1500 SYSCO CORP 871829107 1732984 55580 X 53165 1700 715 TARGET CORP 87612E106 3028322 64556 X 63906 0 650 TARGET CORP 87612E106 1779531 37935 X 32935 5000 0 TEXAS INSTRUMENTS INC 882508104 984736 29995 X 29995 0 0 TEXAS INSTRUMENTS INC 882508104 473409 14420 X 14420 0 0 THERMO FISHER SCIENTIFIC INC 883556102 251443 3905 X 1905 2000 0 --------- ------- ---- ---- ---- ------- ------ ----- SUBTOTALS FOR THIS PAGE 51970839 1152329 1079106 51575 21648
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 8 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- TRAVELERS COMPANIES INC 89417E109 1257680 21543 X 21543 0 0 TRAVELERS COMPANIES INC 89417E109 325060 5568 X 5160 0 408 UGI CORP 902681105 298969 9375 X 6575 0 2800 UGI CORP 902681105 923216 28950 X 5350 23400 200 UNION PAC CORP 907818108 3741800 35841 X 34591 0 1250 UNION PAC CORP 907818108 2354638 22554 X 13154 8700 700 UNITED PARCEL SERVICE CL B 911312106 2229689 30573 X 29523 1050 0 UNITED PARCEL SERVICE CL B 911312106 49228 675 X 675 0 0 UNITED TECHNOLOGIES CORP 913017109 9109184 102917 X 101812 300 805 UNITED TECHNOLOGIES CORP 913017109 6711005 75822 X 62894 10200 2728 US BANCORP NEW 902973304 2720999 106664 X 99064 5925 1675 US BANCORP NEW 902973304 1572538 61644 X 60844 0 800 V.F. CORP 918204108 2769908 25515 X 25365 0 150 V.F. CORP 918204108 2637574 24296 X 17996 6000 300 VECTREN CORP 92240G101 1620895 58180 X 58180 0 0 VECTREN CORP 92240G101 1525474 54755 X 35695 18360 700 VERIZON COMMUNICATIONS 92343V104 3360864 90273 X 85311 0 4962 VERIZON COMMUNICATIONS 92343V104 2025163 54396 X 53696 400 300 VISA INC CL A 92826C839 1059570 12575 X 12575 0 0 VISA INC CL A 92826C839 372851 4425 X 4150 275 0 WAL MART STORES INC 931142103 1471606 27693 X 25693 0 2000 WAL MART STORES INC 931142103 261449 4920 X 4920 0 0 WALGREEN CO 931422109 566416 13340 X 13340 0 0 WALGREEN CO 931422109 106150 2500 X 2500 0 0 WASTE MANAGEMENT INC 94106L109 3694799 99136 X 97986 0 1150 WASTE MANAGEMENT INC 94106L109 2058608 55235 X 33385 21250 600 WELLS FARGO & CO 949746101 2496807 88981 X 82294 4250 2437 WELLS FARGO & CO 949746101 1820757 64888 X 43888 21000 0 WESTERN UNION CO 959802109 219329 10950 X 10950 0 0 WESTERN UNION CO 959802109 4006 200 X 200 0 0 WILLIAMS-SONOMA INC 969904101 211642 5800 X 5800 0 0 WISCONSIN ENERGY CORP 976657106 236003 7528 X 6728 0 800 XEROX CORP 984121103 129709 12460 X 5660 6800 0 XEROX CORP 984121103 65583 6300 X 6300 0 0 YUM! BRANDS INC 988498101 479704 8684 X 8684 0 0 YUM! BRANDS INC 988498101 14086 255 X 255 0 0 ZIMMER HLDGS INC 98956P102 154966 2452 X 2452 0 0 ZIMMER HLDGS INC 98956P102 122608 1940 X 1940 0 0 3M CO 88579Y101 1957419 20637 X 18987 1650 0 3M CO 88579Y101 934936 9857 X 9857 0 0 --------- ------- ---- ---- ---- -------- ------ ------ SUBTOTALS FOR DOMESTIC COMMON STOCKS 530364681 11894510 11145885 581553 167072
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 9 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE A. COMMON STOCK ADR SECURITIES -------------- BHP BILLITON LTD SPONS ADR 088606108 1998964 21124 X 20849 0 275 BHP BILLITON LTD SPONS ADR 088606108 667615 7055 X 6380 675 0 BP PLC SPONS ADR 055622104 717144 16192 X 15192 0 1000 BP PLC SPONS ADR 055622104 283102 6392 X 5592 0 800 GLAXO SMITHKLINE SPONS ADR 37733W105 78293 1825 X 1200 0 625 GLAXO SMITHKLINE SPONS ADR 37733W105 370184 8629 X 8629 0 0 NOVARTIS AG SPONS ADR 66987V109 527746 8636 X 8636 0 0 NOVARTIS AG SPONS ADR 66987V109 511063 8363 X 8038 0 325 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 529875 15649 X 15649 0 0 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 191478 5655 X 5155 0 500 ROYAL DUTCH SHELL SPONS ADR 780259206 457366 6430 X 6430 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 441148 6202 X 6202 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 4357786 90373 X 90373 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 2221399 46068 X 41568 4000 500 TOTAL S.A. SPONS ADR 89151E109 1120824 19378 X 19053 0 325 TOTAL S.A. SPONS ADR 89151E109 905196 15650 X 2650 13000 0 UNILEVER NV NY SHARES ADR 904784709 172463 5250 X 5250 0 0 UNILEVER NV NY SHARES ADR 904784709 62415 1900 X 1900 0 0 VODAFONE GROUP SPONS ADR 92857W209 536618 20083 X 15283 4800 0 VODAFONE GROUP SPONS ADR 92857W209 185704 6950 X 6950 0 0 -------- ------ ---- ---- ----- ------ ----- ---- SUBTOTALS FOR ADR SECURITIES 16336383 317804 290979 22475 4350
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 10 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ---------------- --------- -------- ---- ---- ---- ----- ---------------------------- 43 DOMESTIC COMMON STOCKS 530364681 11894510 11145885 581553 167072 44 ADR SECURITIES 16336383 317804 290979 22475 4350 --------- -------- ---- ---- ---- ------- ------- ------ *SUBTOTALS* 546701064 12212314 11436864 604028 171422
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 11 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE B. PREFERRED STOCK FOREIGN PREFERRED STOCKS ------------------------ BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 25350 1000 X N.A. N.A. N.A. BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 392925 15500 X N.A. N.A. N.A. ------ ----- ---- ---- ---- ---- ---- ---- SUBTOTALS FOR FOREIGN PREFERRED STOCKS 418275 16500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 12 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) -------------- ------ ----- ---- ---- ---- --------------------------- 50 FOREIGN PREFERRED STOCKS 418275 16500 N.A. N.A. N.A. ------ ----- ---- --- ---- ---- ---- ---- *SUBTOTALS* 418275 16500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 13 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER REAL ESTATE INVESTMENT TRUSTS ------------------------------- SIMON PROPERTY GROUP INC REIT * 828806109 14645 126 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 414360 3565 X N.A. N.A. N.A. ------------ ------ ----- ---- ---- ---- ------ ------ ----- SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 429005 3691 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 14 SEC USE ONLY ___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER FOREIGN SECURITIES ------------------ COVIDIEN PLC * G2554F113 461291 8666 X 8666 0 0 COVIDIEN PLC * G2554F113 391773 7360 X 7360 0 0 INGERSOLL-RAND PLC * G47791101 229184 5047 X 5047 0 0 INGERSOLL-RAND PLC * G47791101 371590 8183 X 8183 0 0 NOBLE CORP * H5833N103 133363 3384 X 3384 0 0 NOBLE CORP * H5833N103 102466 2600 X 2600 0 0 SCHLUMBERGER LTD * 806857108 7102512 82205 X 79655 750 1800 SCHLUMBERGER LTD * 806857108 4040323 46763 X 45663 400 700 SUN LIFE FINANCIAL INC * 866796105 259711 8634 X 8634 0 0 TE CONNECTIVITY LIMITED * H84989104 371717 10112 X 10112 0 0 THOMSON CORP * 884903105 247971 6602 X 6602 0 0 TRANSOCEAN LTD * H8817H100 293296 4543 X 4543 0 0 TRANSOCEAN LTD * H8817H100 339844 5264 X 5060 0 204 WEATHERFORD INTNTL LTD * H27013103 1151156 61395 X 60720 0 675 WEATHERFORD INTNTL LTD * H27013103 258750 13800 X 11100 2000 700 --------- ------ ---- ------ ------ ------ ---- ---- SUBTOTALS FOR FOREIGN SECURITIES 15754947 274558 267329 3150 4079
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 15 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ------------------------------ ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 971452 18357 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 98114 1854 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 4532211 75361 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 835465 13892 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 4188943 88003 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 920346 19335 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 1542517 14462 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 803576 7534 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 3096385 50079 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 1433590 23186 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 1325748 12125 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 38269 350 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 2966612 62128 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 1369184 28674 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 591571 9717 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4262 70 X N.A. N.A. N.A. ISHARES RUSSELL 1000 VALUE * 464287598 299203 4382 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 1039384 14176 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 42379 578 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 319658 4304 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 14854 200 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 2459592 35400 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 475313 6841 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 2382474 38427 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 473928 7644 X N.A. N.A. N.A. ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 332132 4131 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 3232909 56668 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 904071 15847 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 167901 1150 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 125561 860 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 1318794 24395 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 1846690 34160 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 8474125 47755 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1567948 8836 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 7461188 56537 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 911913 6910 X N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR * 81369Y886 437918 13080 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 289110 3595 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 154648 1923 X N.A. N.A. N.A. VANGUARD LARGE-CAP ETF * 922908637 214792 3545 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 3111364 81706 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 1681042 44145 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 6907784 142077 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 2316111 47637 X N.A. N.A. N.A. -------- ------- ---- ---- ----- --------- ------- ------- SUBTOTALS FOR THIS PAGE 73681031 1132036 N.A. N.A N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 16 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- VANGUARD SMALL CAP GROWTH ETF * 922908595 4058861 47251 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 1665859 19393 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 3580878 51097 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 1584088 22604 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 4694239 60144 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 1387183 17773 X N.A. N.A. N.A. VANGUARD TOTAL STOCK MARKET ETF * 922908769 653836 9559 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 491041 10399 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 974290 20633 X N.A. N.A. N.A. -------- ------- ---- ---- ---- ---- ----- ---- SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 92771306 1390889 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 17 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED-END FIXED INCOME (TAX) ----------------------------- ISHARES BARCLAYS 1-3 YEAR CR * 464288646 808640 7705 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CR * 464288646 15743 150 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 1539318 18260 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 34142 405 X N.A. N.A. N.A. ISHARES IBOXX INV GRD CORP BOND FD * 464287242 286338 2600 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 188385 4750 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 254419 6415 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 289292 3446 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 84790 1010 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 772540 9534 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 147475 1820 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 397522 4898 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 20290 250 X N.A. N.A. N.A. ------- ----- --- ---- ---- ---- ----- ----- SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 4838894 61243 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 18 SEC USE ONLY___________
ITEM 6 INVEST SHRD- AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END FIXED INC-NON-TAX --------------------------- BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 41430 3000 X N.A. N.A. N.A. BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 104721 7583 X N.A. N.A. N.A. ISHARES S&P S/T NATION MUNI * 464288158 828781 7815 X N.A. N.A. N.A. ISHARES TR S&P NAT MUNI BOND FUND * 464288414 488774 4722 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 181470 13800 X N.A. N.A. N.A. ------ ------ ---- ---- ----- ----- ----- ----- SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1645176 36920 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 19 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ------------------------------------ ------- ------- ---- ---- ---- ------------------------ 97 CLOSED END FIXED INC-NON-TAX 1645176 36920 N.A. N.A. N.A. 68 CLOSED-END FIXED INCOME (TAX) 4838894 61243 N.A. N.A. N.A. 63 CLOSED END EQUITY MUTUAL FUND 92771306 1390889 N.A. N.A. N.A. 54 FOREIGN SECURITIES 15754947 274558 267329 3150 4079 47 REAL ESTATE INVESTMENT TRUSTS 429005 3691 N.A. N.A. N.A. --------- ------- ---- ---- ---- ------ ----- ------ *SUBTOTALS* 115439328 1767301 267329 3150 4079 *SUBTOTALS* 115439328 1767301 N.A. N.A. N.A. ---------- * THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT INCLUDED IN THE MAPPING
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 7/2/11 AS OF 6/30/11 DEPT ID# 233 PAGE 20 **SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ------------------ ------- ------- ------ ----- ----- ----------------------------------- A. COMMON STOCK 546701064 12212314 11436864 604028 171422 B. PREFERRED STOCK 418275 16500 N.A. N.A. N.A. C. OTHER 115439328 1767301 267329 3150 4079 --------- -------- ------ ----- ------ --------- -------- --------- **GRAND TOTALS** 662558667 13996115 11704193 607178 175501