-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IUizk+qgYVJC0aWnf8QTEcbLNz7o1Dv22RTZT5SdconlIwlzZ45Gy7bcDeFiZQUO CEbPxULOBwmfRK38QJKE1A== 0000950123-11-002455.txt : 20110113 0000950123-11-002455.hdr.sgml : 20110113 20110113094148 ACCESSION NUMBER: 0000950123-11-002455 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110113 DATE AS OF CHANGE: 20110113 EFFECTIVENESS DATE: 20110113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06431 FILM NUMBER: 11526668 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 13F-HR 1 y89024e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 12/31/10 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: _______ THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Peapack Gladstone Financial Corp ADDRESS: 500 Hills Drive Suite 300 P O Box 700 Bedminster, NJ 07921 13F FILE NUMBER: 001-16197 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael Pylypyshyn TITLE: First VP & Senior Trust OPS Of PHONE: (908)719-3306 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael Pylypyshyn Gladstone, NJ 1/12/11 REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 1 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- ABBOTT LABS 002824100 5699469 118962 X 115697 1490 1775 ABBOTT LABS 002824100 2661496 55552 X 39377 15900 275 ADOBE SYS INC 00724F101 3455363 112260 X 109865 1275 1120 ADOBE SYS INC 00724F101 1771912 57567 X 42915 14252 400 AFLAC INC 001055102 196941 3490 X 3490 0 0 AFLAC INC 001055102 11286 200 X 0 200 0 AIR PRODUCTS & CHEMICALS INC 009158106 6893464 75794 X 65669 9475 650 AIR PRODUCTS & CHEMICALS INC 009158106 2568792 28244 X 19000 9244 0 ALLSTATE CORP 020002101 114768 3600 X 2400 0 1200 ALLSTATE CORP 020002101 191280 6000 X 6000 0 0 ALTERA CORP 021441100 466240 13104 X 13104 0 0 ALTERA CORP 021441100 288198 8100 X 6000 2100 0 ALTRIA GROUP INC 02209S103 129871 5275 X 4500 0 775 ALTRIA GROUP INC 02209S103 93556 3800 X 3800 0 0 AMAZON.COM INC 023135106 222840 1238 X 1238 0 0 AMERICAN ELEC PWR INC 025537101 85920 2388 X 2388 0 0 AMERICAN ELEC PWR INC 025537101 210663 5855 X 2237 3618 0 AMERICAN EXPRESS CO 025816109 322801 7521 X 5971 0 1550 AMERICAN EXPRESS CO 025816109 198076 4615 X 4320 295 0 AMGEN INC 031162100 1097561 19992 X 19067 100 825 AMGEN INC 031162100 456219 8310 X 4175 4135 0 ANADARKO PETROLEUM CORPORATION 032511107 246758 3240 X 3240 0 0 ANADARKO PETROLEUM CORPORATION 032511107 740275 9720 X 7920 0 1800 AON CORP 037389103 500681 10882 X 10882 0 0 APACHE CORP 037411105 164537 1380 X 1380 0 0 APACHE CORP 037411105 111480 935 X 635 0 300 APPLE INC 037833100 1081866 3354 X 3229 0 125 APPLE INC 037833100 598671 1856 X 1340 156 360 APPLIED MATERIALS INC 038222105 202671 14425 X 14425 0 0 APPLIED MATERIALS INC 038222105 42080 2995 X 2935 60 0 ARCHER DANIELS MIDLAND CO 039483102 157830 5247 X 5247 0 0 ARCHER DANIELS MIDLAND CO 039483102 63469 2110 X 2110 0 0 ASHLAND INC 044209104 1064246 20925 X 9925 11000 0 ASHLAND INC 044209104 15614 307 X 157 150 0 AT&T INC 00206R102 4880488 166116 X 135066 25000 6050 AT&T INC 00206R102 3127472 106449 X 72893 28101 5455 AUTOMATIC DATA PROCESSING INC 053015103 4487540 96965 X 93815 2550 600 AUTOMATIC DATA PROCESSING INC 053015103 2336446 50485 X 34250 15835 400 AVI BIOPHARMA INC 002346104 31800 15000 X 15000 0 0 AVON PRODUCTS INC 054303102 239803 8252 X 8252 0 0 BANK OF AMERICA CORP 060505104 915698 68643 X 65443 2200 1000 BANK OF AMERICA CORP 060505104 660397 49505 X 37660 10545 1300 BECTON DICKINSON 075887109 1325696 15685 X 14735 650 300 BECTON DICKINSON 075887109 1434727 16975 X 15325 1150 500 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 51566961 1213318 1027077 159481 26760
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 2 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- BERKSHIRE HATHAWAY INC CLASS A 084670108 240900 2 X 2 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 268369 3350 X 3350 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 240330 3000 X 650 2350 0 BLACKROCK INC CL A 09247X101 797006 4182 X 3712 100 370 BLACKROCK INC CL A 09247X101 419276 2200 X 1170 1030 0 BOEING CO 097023105 193496 2965 X 2965 0 0 BOEING CO 097023105 84838 1300 X 1300 0 0 BRISTOL MYERS SQUIBB CO 110122108 692743 26161 X 22511 0 3650 BRISTOL MYERS SQUIBB CO 110122108 1027954 38820 X 38820 0 0 BUCKEYE PARTNERS LP 118230101 696703 10425 X 9975 0 450 BUCKEYE PARTNERS LP 118230101 739808 11070 X 9195 1875 0 CATERPILLAR INC 149123101 3490708 37270 X 27270 10000 0 CATERPILLAR INC 149123101 2289144 24441 X 17171 7070 200 CENTER BANCORP INC 151408101 179553 22031 X 22031 0 0 CENTER BANCORP INC 151408101 24450 3000 X 0 3000 0 CHEVRON CORPORATION 166764100 11636200 127520 X 114545 10425 2550 CHEVRON CORPORATION 166764100 6327549 69343 X 48715 16428 4200 CHUBB CORP 171232101 5058367 84815 X 81635 1600 1580 CHUBB CORP 171232101 2919378 48950 X 37755 11195 0 CISCO SYSTEMS INC 17275R102 2884272 142574 X 138899 1075 2600 CISCO SYSTEMS INC 17275R102 2022636 99982 X 76665 23317 0 CITIGROUP INC 172967101 41965 8872 X 8872 0 0 CITIGROUP INC 172967101 68131 14404 X 10156 1325 2923 CITRIX SYSTEMS INC 177376100 621847 9090 X 9090 0 0 CITRIX SYSTEMS INC 177376100 56780 830 X 375 455 0 COCA COLA CO 191216100 1574468 23939 X 23239 700 0 COCA COLA CO 191216100 228551 3475 X 1200 200 2075 COLGATE PALMOLIVE CO 194162103 2128278 26481 X 26481 0 0 COLGATE PALMOLIVE CO 194162103 736350 9162 X 7882 880 400 COMCAST CORP-CL A 20030N101 146738 6679 X 6679 0 0 COMCAST CORP-CL A 20030N101 150495 6850 X 6303 547 0 COMCAST CORP-SPECIAL CL A 20030N200 545347 26206 X 26206 0 0 CONOCOPHILLIPS 20825C104 1027152 15083 X 14975 108 0 CONOCOPHILLIPS 20825C104 875630 12858 X 11413 1445 0 CONSOLIDATED EDISON INC 209115104 1029371 20766 X 20766 0 0 CONSOLIDATED EDISON INC 209115104 36236 731 X 731 0 0 COSTCO WHOLESALE CORP NEW 22160K105 4400044 60934 X 58284 1300 1350 COSTCO WHOLESALE CORP NEW 22160K105 3337546 46220 X 36165 9805 250 CSX CORP 126408103 64610 1000 X 1000 0 0 CSX CORP 126408103 180391 2792 X 2792 0 0 CUMMINS INC 231021106 11001 100 X 100 0 0 CUMMINS INC 231021106 220020 2000 X 2000 0 0 CVS CAREMARK CORP 126650100 130388 3750 X 3750 0 0 CVS CAREMARK CORP 126650100 173224 4982 X 2980 2002 0 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 60018243 1070605 939775 108232 22598
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 3 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- DANAHER CORP 235851102 3639637 77160 X 75060 1500 600 DANAHER CORP 235851102 1518497 32192 X 20160 12032 0 DATARAM CORP 238108203 19856 12647 X 12647 0 0 DEERE & CO 244199105 462173 5565 X 3865 0 1700 DEERE & CO 244199105 784823 9450 X 6200 2250 1000 DEVON ENERGY CORPORATION 25179M103 288917 3680 X 3365 0 315 DEVON ENERGY CORPORATION 25179M103 21590 275 X 275 0 0 DISNEY WALT CO NEW 254687106 5189696 138355 X 132245 3085 3025 DISNEY WALT CO NEW 254687106 2873416 76604 X 59511 17093 0 DOMINION RESOURCES INC 25746U109 1932482 45236 X 40408 1300 3528 DOMINION RESOURCES INC 25746U109 1628187 38113 X 24908 12801 404 DOVER CORP 260003108 134435 2300 X 1800 0 500 DOVER CORP 260003108 127421 2180 X 2000 180 0 DOW CHEMICAL COMPANY 260543103 245808 7200 X 4000 0 3200 DOW CHEMICAL COMPANY 260543103 365366 10702 X 8865 37 1800 DU PONT E I DE NEMOURS & CO 263534109 4425154 88716 X 71466 15200 2050 DU PONT E I DE NEMOURS & CO 263534109 1671479 33510 X 19400 14110 0 DUKE ENERGY CORP 26441C105 690707 38782 X 35007 625 3150 DUKE ENERGY CORP 26441C105 692702 38894 X 23658 13300 1936 EL PASO CORPORATION 28336L109 738912 53700 X 53700 0 0 EL PASO CORPORATION 28336L109 159478 11590 X 10590 1000 0 EMC CORP MASS 268648102 701977 30654 X 30454 0 200 EMC CORP MASS 268648102 353462 15435 X 12585 2850 0 EMERSON ELEC CO 291011104 1312680 22961 X 15961 6000 1000 EMERSON ELEC CO 291011104 1233214 21571 X 21571 0 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 424184 6800 X 6200 0 600 ENBRIDGE ENERGY PARTNERS LP 29250R106 332485 5330 X 5330 0 0 ENTERGY CORP 29364G103 252509 3565 X 3565 0 0 ENTERGY CORP 29364G103 141660 2000 X 2000 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 300674 7226 X 6276 0 950 ENTERPRISE PRODS PARTNERS LP 293792107 29127 700 X 700 0 0 EXELON CORP 30161N101 364392 8751 X 8241 510 0 EXELON CORP 30161N101 104100 2500 X 150 2350 0 EXPRESS SCRIPTS INC CL A 302182100 2190647 40530 X 39940 390 200 EXPRESS SCRIPTS INC CL A 302182100 848855 15705 X 10190 5515 0 EXXONMOBIL CORP 30231G102 19175062 262241 X 258146 1795 2300 EXXONMOBIL CORP 30231G102 17251640 235936 X 153874 29200 52862 FIDELITY NATL INFORMATION SVCS 31620M106 22035173 804497 X 316 804181 0 FIDELITY NATL INFORMATION SVCS 31620M106 21939 801 X 801 0 0 FIRST SOLAR INC 336433107 240108 1845 X 1845 0 0 FIRST SOLAR INC 336433107 208224 1600 X 925 575 100 FORD MOTOR CO DEL 345370860 175791 10470 X 10470 0 0 FORD MOTOR CO DEL 345370860 276196 16450 X 16450 0 0 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 95584835 2244419 1215120 947879 81420
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 4 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- FORTUNE BRANDS INC 349631101 39163 650 X 650 0 0 FORTUNE BRANDS INC 349631101 265100 4400 X 3400 1000 0 FRANKLIN RESOURCES INC 354613101 1404026 12625 X 12625 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 42152 351 X 351 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 278849 2322 X 500 1822 0 FRONTIER COMMUNICATIONS CORP 35906A108 132990 13668 X 13160 264 244 FRONTIER COMMUNICATIONS CORP 35906A108 140501 14440 X 12726 1474 240 GENERAL ELECTRIC CORP 369604103 8404987 459540 X 409415 40625 9500 GENERAL ELECTRIC CORP 369604103 6315519 345299 X 231009 92090 22200 GENERAL MLS INC 370334104 670943 18852 X 18852 0 0 GENERAL MLS INC 370334104 276534 7770 X 2420 5350 0 GENZYME CORPORATION 372917104 153080 2150 X 2150 0 0 GENZYME CORPORATION 372917104 106800 1500 X 900 600 0 GOLDMAN SACHS GROUP INC 38141G104 2408892 14325 X 13795 295 235 GOLDMAN SACHS GROUP INC 38141G104 1452902 8640 X 5975 2465 200 GOOGLE INC CL A 38259P508 542889 914 X 914 0 0 GOOGLE INC CL A 38259P508 12473 21 X 0 21 0 HALLIBURTON CO 406216101 36012 882 X 882 0 0 HALLIBURTON CO 406216101 277644 6800 X 5000 800 1000 HEINZ H J CO 423074103 563745 11398 X 11298 100 0 HEINZ H J CO 423074103 143434 2900 X 400 2500 0 HESS CORPORATION 42809H107 291235 3805 X 3805 0 0 HEWLETT PACKARD CO 428236103 1859725 44174 X 28649 15125 400 HEWLETT PACKARD CO 428236103 785249 18652 X 12752 5525 375 HOME DEPOT INC 437076102 3574788 101962 X 76890 24347 725 HOME DEPOT INC 437076102 1564623 44627 X 34650 9977 0 HONEYWELL INTERNATIONAL INC 438516106 208015 3913 X 3913 0 0 HONEYWELL INTERNATIONAL INC 438516106 143745 2704 X 2504 200 0 HUDSON CITY BANCORP INC 443683107 130674 10257 X 10257 0 0 HUDSON CITY BANCORP INC 443683107 12740 1000 X 1000 0 0 ILLINOIS TOOL WKS INC 452308109 2984793 55895 X 41670 14100 125 ILLINOIS TOOL WKS INC 452308109 742100 13897 X 12547 1350 0 INTEL CORP 458140100 4527128 215270 X 177670 34825 2775 INTEL CORP 458140100 1690076 80365 X 52730 25235 2400 INTL. BUSINESS MACHINES CORP 459200101 10150949 69167 X 67197 1185 785 INTL. BUSINESS MACHINES CORP 459200101 6176541 42086 X 31434 8392 2260 ITT CORPORATION 450911102 366542 7034 X 7034 0 0 ITT CORPORATION 450911102 451898 8672 X 7547 1125 0 JOHNSON & JOHNSON 478160104 8252584 133429 X 119494 12650 1285 JOHNSON & JOHNSON 478160104 7647381 123644 X 97585 22140 3919 JOHNSON CONTROLS INC 478366107 256284 6709 X 6709 0 0 JOHNSON CONTROLS INC 478366107 240660 6300 X 6300 0 0 JP MORGAN CHASE & CO 46625H100 6562289 154698 X 149883 1525 3290 JP MORGAN CHASE & CO 46625H100 3441535 81130 X 61511 18596 1023 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 85730189 2158837 1760153 345703 52981
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 5 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- KANSAS CITY SOUTHERN 485170302 239300 5000 X 5000 0 0 KANSAS CITY SOUTHERN 485170302 47860 1000 X 0 1000 0 KELLOGG CO 487836108 237522 4650 X 4650 0 0 KELLOGG CO 487836108 15324 300 X 0 300 0 KIMBERLY CLARK CORP 494368103 501483 7955 X 7955 0 0 KIMBERLY CLARK CORP 494368103 190696 3025 X 2725 300 0 KINDER MORGAN ENERGY PARTNERS LP 494550106 263475 3750 X 3225 0 525 KINDER MORGAN ENERGY PARTNERS LP 494550106 365352 5200 X 4200 1000 0 LILLY ELI & CO 532457108 596556 17025 X 17025 0 0 LILLY ELI & CO 532457108 557311 15905 X 9205 6700 0 LOWES COS INC 548661107 1060834 42298 X 40848 0 1450 LOWES COS INC 548661107 820919 32732 X 15630 17102 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 993063 14088 X 13818 0 270 L3 COMMUNICATIONS HOLDINGS INC 502424104 931525 13215 X 9885 2755 575 MARATHON OIL CORP 565849106 56656 1530 X 1530 0 0 MARATHON OIL CORP 565849106 199962 5400 X 5400 0 0 MARRIOTT INTERNATIONAL INC 571903202 116437 2803 X 2803 0 0 MARRIOTT INTERNATIONAL INC 571903202 665138 16012 X 13792 2220 0 MCCORMICK & CO INC 579780206 1937928 41649 X 26149 15500 0 MCCORMICK & CO INC 579780206 972803 20907 X 17620 2987 300 MCDONALDS CORP 580135101 6273748 81732 X 79487 845 1400 MCDONALDS CORP 580135101 3016207 39294 X 26320 11574 1400 MEAD JOHNSON NUTRITION CO 582839106 6225 100 X 100 0 0 MEAD JOHNSON NUTRITION CO 582839106 339636 5456 X 5456 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 194226 3170 X 3170 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 363086 5926 X 5926 0 0 MEDTRONIC INC 585055106 182854 4930 X 4930 0 0 MEDTRONIC INC 585055106 127590 3440 X 3440 0 0 MERCK & CO INC 58933Y105 4547455 126178 X 103018 20290 2870 MERCK & CO INC 58933Y105 3194802 88646 X 60660 25410 2576 METLIFE INC 59156R108 1812485 40785 X 24385 16000 400 METLIFE INC 59156R108 402404 9055 X 7785 1270 0 MICROSOFT CORP 594918104 2759155 98859 X 95539 2800 520 MICROSOFT CORP 594918104 1528463 54764 X 40600 9764 4400 MONSANTO CO 61166W101 417353 5993 X 5823 0 170 MONSANTO CO 61166W101 453008 6505 X 5630 775 100 MORGAN STANLEY 617446448 260536 9575 X 9575 0 0 MORGAN STANLEY 617446448 149655 5500 X 5300 200 0 NATIONAL FUEL GAS CO 636180101 209984 3200 X 3200 0 0 NATIONAL-OILWELL INC 637071101 553468 8230 X 8230 0 0 NATIONAL-OILWELL INC 637071101 464025 6900 X 6300 400 200 NEWMONT MNG CORP 651639106 187484 3052 X 3052 0 0 NEWMONT MNG CORP 651639106 73716 1200 X 700 0 500 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 38287709 866934 710086 139192 17656
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 6 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ----------------------- NEXTERA ENERGY INC 65339F101 672335 12932 X 12502 430 0 NEXTERA ENERGY INC 65339F101 767632 14765 X 7825 6640 300 NIKE INC-CLASS B 654106103 772026 9038 X 8873 25 140 NIKE INC-CLASS B 654106103 256260 3000 X 2200 800 0 NORFOLK SOUTHERN CORP 655844108 313158 4985 X 4185 800 0 NORFOLK SOUTHERN CORP 655844108 514621 8192 X 7625 567 0 NORTHERN TR CORP 665859104 2278792 41126 X 38301 375 2450 NORTHERN TR CORP 665859104 423887 7650 X 5655 1995 0 OCCIDENTAL PETE CORP 674599105 568097 5791 X 5716 75 0 OCCIDENTAL PETE CORP 674599105 113796 1160 X 0 1160 0 ORACLE CORPORATION 68389X105 205798 6575 X 5825 0 750 ORACLE CORPORATION 68389X105 136656 4366 X 4366 0 0 PEABODY ENERGY CORP 704549104 718815 11235 X 10035 1200 0 PEABODY ENERGY CORP 704549104 961939 15035 X 12075 2960 0 PEAPACK-GLADSTONE FINL CORP 704699107 7395892 566735 X 563735 0 3000 PEAPACK-GLADSTONE FINL CORP 704699107 6891522 528086 X 502528 6458 19100 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 1459896 51550 X 26550 25000 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 436128 15400 X 7400 8000 0 PEPSICO INC 713448108 10252629 156936 X 139881 12525 4530 PEPSICO INC 713448108 4307076 65928 X 48201 17477 250 PFIZER INC 717081103 1125053 64252 X 63052 0 1200 PFIZER INC 717081103 1074781 61381 X 56570 4811 0 PHILIP MORRIS INTERNATIONAL 718172109 455129 7776 X 7201 0 575 PHILIP MORRIS INTERNATIONAL 718172109 281412 4808 X 4500 308 0 PNC FINANCIAL SERVICES GROUP 693475105 590563 9726 X 9726 0 0 PNC FINANCIAL SERVICES GROUP 693475105 217378 3580 X 3580 0 0 PPG INDUSTRIES INC 693506107 647339 7700 X 7700 0 0 PPG INDUSTRIES INC 693506107 540150 6425 X 4025 2400 0 PROCTER & GAMBLE CO 742718109 10111647 157184 X 139229 15080 2875 PROCTER & GAMBLE CO 742718109 6461241 100439 X 64737 34552 1150 PROVIDENT FINL SVCS INC 74386T105 7565 500 X 500 0 0 PROVIDENT FINL SVCS INC 74386T105 242080 16000 X 16000 0 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 1317761 41426 X 41126 300 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 945075 29710 X 25090 4620 0 QUALCOMM INC 747525103 4791127 96810 X 90760 3400 2650 QUALCOMM INC 747525103 1877354 37934 X 29580 8354 0 QUEST DIAGNOSTICS INC 74834L100 1089384 20185 X 19565 250 370 QUEST DIAGNOSTICS INC 74834L100 983603 18225 X 14850 2775 600 ROCKWELL AUTOMATION INC 773903109 161348 2250 X 2250 0 0 ROCKWELL AUTOMATION INC 773903109 264825 3693 X 3018 675 0 RUTH'S HOSPITALITY GROUP INC 783332109 46976 10146 X 10146 0 0 SEMPRA ENERGY 816851109 18368 350 X 350 0 0 SEMPRA ENERGY 816851109 188928 3600 X 3600 0 0 -------- -------- ---- ----- ----- -------- -------- -------- SUBTOTALS FOR THIS PAGE 72886042 2234585 2030633 164012 39940
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 7 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- SOUTHERN COMPANY 842587107 1928933 50456 X 34156 15000 1300 SOUTHERN COMPANY 842587107 1395013 36490 X 31365 4125 1000 SPECTRA ENERGY CORP 847560109 196122 7848 X 7848 0 0 SPECTRA ENERGY CORP 847560109 88814 3554 X 3554 0 0 STAPLES INC 855030102 136848 6010 X 6010 0 0 STAPLES INC 855030102 87095 3825 X 0 3825 0 STARBUCKS CORP 855244109 12852 400 X 400 0 0 STARBUCKS CORP 855244109 271499 8450 X 6200 2250 0 SUBURBAN PROPANE PARTNERS LP 864482104 218751 3900 X 3900 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 314104 5600 X 1600 4000 0 SUPERGEN INC (DELAWARE) 868059106 131000 50000 X 50000 0 0 SYSCO CORP 871829107 3888709 132269 X 124514 900 6855 SYSCO CORP 871829107 1777818 60470 X 33415 27055 0 TARGET CORP 87612E106 4354434 72417 X 60157 11360 900 TARGET CORP 87612E106 2023976 33660 X 25245 8065 350 TEXAS INSTRUMENTS INC 882508104 682078 20987 X 20987 0 0 TEXAS INSTRUMENTS INC 882508104 705088 21695 X 18545 2650 500 TRAVELERS COMPANIES INC 89417E109 682503 12251 X 10791 0 1460 TRAVELERS COMPANIES INC 89417E109 215486 3868 X 3868 0 0 UGI CORP 902681105 997139 31575 X 9575 22000 0 UGI CORP 902681105 175269 5550 X 5550 0 0 UNION PAC CORP 907818108 3372917 36401 X 27526 8875 0 UNION PAC CORP 907818108 1302244 14054 X 8424 2410 3220 UNITED PARCEL SERVICE CL B 911312106 1985426 27355 X 27355 0 0 UNITED PARCEL SERVICE CL B 911312106 48992 675 X 575 100 0 UNITED TECHNOLOGIES CORP 913017109 8301575 105457 X 96077 6950 2430 UNITED TECHNOLOGIES CORP 913017109 5149941 65421 X 47821 17400 200 US BANCORP NEW 902973304 2733140 101340 X 97020 1350 2970 US BANCORP NEW 902973304 1824359 67644 X 49842 16502 1300 V.F. CORP 918204108 3150741 36560 X 28060 8000 500 V.F. CORP 918204108 1598294 18546 X 12825 5521 200 VECTREN CORP 92240G101 1838781 72450 X 47790 20000 4660 VECTREN CORP 92240G101 923832 36400 X 22840 13560 0 VERIZON COMMUNICATIONS 92343V104 2913852 81438 X 75518 1100 4820 VERIZON COMMUNICATIONS 92343V104 2166765 60558 X 50921 6392 3245 VISA INC CL A 92826C839 809370 11500 X 11000 500 0 VISA INC CL A 92826C839 256887 3650 X 3400 250 0 WAL MART STORES INC 931142103 1167207 21643 X 19513 130 2000 WAL MART STORES INC 931142103 348927 6470 X 4850 620 1000 WALGREEN CO 931422109 270967 6955 X 6955 0 0 WALGREEN CO 931422109 97400 2500 X 0 2500 0 WASTE MANAGEMENT INC 94106L109 4243774 115101 X 91976 21175 1950 WASTE MANAGEMENT INC 94106L109 1203621 32645 X 17460 15185 0 --------- -------- -------- -------- -------- SUBTOTALS FOR THIS PAGE 65992543 1496038 1205428 249750 40860
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 8 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- WELLS FARGO & CO 949746101 2728731 88052 X 67802 19090 1160 WELLS FARGO & CO 949746101 1640456 52935 X 46546 6389 0 WESTERN UNION CO 959802109 203342 10950 X 10950 0 0 WESTERN UNION CO 959802109 3714 200 X 200 0 0 WILLIAMS-SONOMA INC 969904101 207002 5800 X 4800 1000 0 YUM! BRANDS INC 988498101 302491 6167 X 6167 0 0 YUM! BRANDS INC 988498101 32128 655 X 255 0 400 ZIMMER HLDGS INC 98956P102 100113 1865 X 1865 0 0 ZIMMER HLDGS INC 98956P102 130979 2440 X 1290 1150 0 3M CO 88579Y101 1296053 15018 X 15018 0 0 3M CO 88579Y101 931781 10797 X 10482 315 0 --------- -------- -------- -------- -------- SUBTOTALS FOR DOMESTIC COMMON STOCKS 477643312 11479615 9053647 2142193 283775
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 9 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- A. COMMON STOCK ADR SECURITIES -------------- BHP BILLITON LTD SPONS ADR 088606108 4066458 43763 X 36163 7500 100 BHP BILLITON LTD SPONS ADR 088606108 830240 8935 X 5555 3380 0 BP PLC SPONS ADR 055622104 311222 7046 X 6147 399 500 BP PLC SPONS ADR 055622104 304950 6904 X 4904 2000 0 CHINA MOBILE LIMITED SPONS ADR 16941M109 14886 300 X 300 0 0 CHINA MOBILE LIMITED SPONS ADR 16941M109 228252 4600 X 1800 0 2800 GLAXO SMITHKLINE SPONS ADR 37733W105 71577 1825 X 1825 0 0 GLAXO SMITHKLINE SPONS ADR 37733W105 368707 9401 X 9401 0 0 NOKIA CORP SPONS ADR 654902204 97834 9480 X 9480 0 0 NOKIA CORP SPONS ADR 654902204 7224 700 X 0 700 0 NOVARTIS AG SPONS ADR 66987V109 190114 3225 X 3225 0 0 NOVARTIS AG SPONS ADR 66987V109 63666 1080 X 920 160 0 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 652816 17252 X 15972 0 1280 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 375184 9915 X 8165 1250 500 ROYAL DUTCH SHELL SPONS ADR 780259206 396940 5944 X 5944 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 423252 6338 X 6238 100 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 5140591 98611 X 84326 13125 1160 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 2167722 41583 X 26145 15438 0 TOTAL S.A. SPONS ADR 89151E109 1286461 24055 X 12055 12000 0 TOTAL S.A. SPONS ADR 89151E109 34762 650 X 450 200 0 UNILEVER NV NY SHARES ADR 904784709 164850 5250 X 4050 0 1200 UNILEVER NV NY SHARES ADR 904784709 59660 1900 X 1900 0 0 VODAFONE GROUP SPONS ADR 92857W209 204963 7752 X 7752 0 0 VODAFONE GROUP SPONS ADR 92857W209 313473 11856 X 10038 943 875 --------- -------- -------- -------- -------- SUBTOTALS FOR ADR SECURITIES 17775804 328365 262755 57195 8415
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 10 *SUMMARY PAGE FOR A. COMMON STOCK * MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) - ---------------- --------- -------- ---------- ----- ------ -------------------------- 43 DOMESTIC COMMON STOCKS 477643312 11479615 9053647 2142193 283775 44 ADR SECURITIES 17775804 328365 262755 57195 8415 --------- -------- -------- -------- -------- *SUBTOTALS* 495419116 11807980 9316402 2199388 292190
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 11 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- B. PREFERRED STOCKS FOREIGN PREFERRED STOCKS ------------------------ BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 398880 16000 X N.A. N.A. N.A. BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 137115 5500 X N.A. N.A. N.A. --------- -------- -------- -------- -------- SUBTOTALS FOR FOREIGN PREFERRED STOCKS 535995 21500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 12 *SUMMARY PAGE FOR B. PREFERRED STOCK * MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) - ---------------- --------- -------- ---------- ----- ------ -------------------------- 50 FOREIGN PREFERRED STOCKS 535995 21500 N.A. N.A. N.A. --------- -------- -------- -------- -------- *SUBTOTALS* 535995 21500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 13 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER REAL ESTATE INVESTMENT TRUSTS ----------------------------- PROLOGIS REIT * 743410102 48735 3375 X N.A. N.A. N.A. PROLOGIS REIT * 743410102 99997 6925 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 12536 126 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 354682 3565 X N.A. N.A. N.A. --------- -------- -------- -------- -------- SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 515950 13991 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 14 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER FOREIGN SECURITIES --------------------------- ALCON INC * H01301102 115197 705 X 705 0 0 ALCON INC * H01301102 411768 2520 X 2520 0 0 COVIDIEN PLC * G2554F105 321492 7041 X 7041 0 0 COVIDIEN PLC * G2554F105 326926 7160 X 7160 0 0 GOLDCORP INC * 380956409 59774 1300 X 1300 0 0 GOLDCORP INC * 380956409 183920 4000 X 0 4000 0 INGERSOLL-RAND PLC * G47791101 191656 4070 X 4070 0 0 INGERSOLL-RAND PLC * G47791101 479517 10183 X 10183 0 0 NABORS INDUSTRIES LTD * G6359F103 213416 9097 X 5097 0 4000 NABORS INDUSTRIES LTD * G6359F103 47436 2022 X 1722 300 0 RESEARCH IN MOTION LIMITED * 760975102 589961 10149 X 10149 0 0 RESEARCH IN MOTION LIMITED * 760975102 88067 1515 X 0 1515 0 ROGERS COMMUNICATIONS-CL B * 775109200 450190 13000 X 12000 1000 0 SCHLUMBERGER LTD * 806857108 6581470 78820 X 76605 425 1790 SCHLUMBERGER LTD * 806857108 4131413 49478 X 37033 12445 0 TRANSOCEAN LTD * H8817H100 476908 6861 X 6861 0 0 TRANSOCEAN LTD * H8817H100 530431 7631 X 6932 699 0 --------- -------- -------- -------- -------- SUBTOTALS FOR FOREIGN SECURITIES 15199542 215552 189378 20384 5790
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 15 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- CENTRAL FUND CANADA CL A * 153501101 103650 5000 X N.A. N.A. N.A. CENTRAL FUND CANADA CL A * 153501101 186570 9000 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 572991 11492 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 92440 1854 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 4037208 69344 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 810830 13927 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 4362626 91571 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 1162941 24410 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 1308254 14004 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 696820 7459 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 2176485 38447 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 1151787 20346 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 815018 8010 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 54945 540 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 2389761 53094 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 1167064 25929 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 334685 5845 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4008 70 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 235322 6065 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 224652 5790 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 988912 14443 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 39576 578 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 331125 4606 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 14378 200 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 1882186 28670 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 255772 3896 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 1864988 31297 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 242770 4074 X N.A. N.A. N.A. ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 300595 4141 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 3132430 57518 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 431432 7922 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 145656 1050 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 110976 800 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 1873359 36040 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 571780 11000 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 7390344 44877 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1195083 7257 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 5331171 42395 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 557073 4430 X N.A. N.A. N.A. VANGUARD EMERGING MARKETS FUND ETF * 922042858 7013043 145662 X N.A. N.A. N.A. VANGUARD EMERGING MARKETS FUND ETF * 922042858 2648367 55007 X N.A. N.A. N.A. VANGUARD EUROPE PACIFIC ETF * 921943858 2435281 67366 X N.A. N.A. N.A. VANGUARD EUROPE PACIFIC ETF * 921943858 1564211 43270 X N.A. N.A. N.A. --------- SUBTOTALS FOR THIS PAGE 62208565 1028696 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 16 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- VANGUARD SMALL CAP GROWTH ETF * 922908595 3442188 44108 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 1444755 18513 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 3089066 46202 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 1428731 21369 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 3793029 52224 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 1182634 16283 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 1215018 27514 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 248753 5633 X N.A. N.A. N.A. --------- -------- -------- -------- -------- SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 78052739 1260542 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 17 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER CLOSED-END FIXED INCOME (TAX) ----------------------------- ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 609275 7255 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 117572 1400 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 202183 2451 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 47844 580 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 526450 6543 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 129541 1610 X N.A. N.A. N.A. --------- -------- -------- -------- -------- SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 1632865 19839 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 18 SEC USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------------- ------------ --------- -------- ---------------- ------ -------------------------- INVEST SHRD- AUTH VOTING AUTH(SHARES) INSTR SHRD- -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE - ------------------------- -------------- ------------ --------- -------- ---- ----- ----- ------ -------- -------- -------- C. OTHER CLOSED END FIXED INC-NON-TAX ---------------------------- BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 68032 4937 X N.A. N.A. N.A. BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 104494 7583 X N.A. N.A. N.A. ISHARES S&P S/T NATION MUNI * 464288158 518939 4985 X N.A. N.A. N.A. NUVEEN N J INVT QUALITY MUN FD INC * 670971100 140738 10727 X N.A. N.A. N.A. NUVEEN N J INVT QUALITY MUN FD INC * 670971100 18368 1400 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 181470 13800 X N.A. N.A. N.A. --------- -------- -------- -------- -------- SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1032041 43432 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 19 *SUMMARY PAGE FOR C. OTHER * MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) - ------------------------- --------- -------- ---------- ----- ------ -------------------------- 97 CLOSED END FIXED INC-NON-TAX 1032041 43432 N.A. N.A. N.A. 68 CLOSED-END FIXED INCOME (TAX) 1632865 19839 N.A. N.A. N.A. 63 CLOSED END EQUITY MUTUAL FUND 78052739 1260542 N.A. N.A. N.A. 54 FOREIGN SECURITIES 15199542 215552 189378 20384 5790 47 REAL ESTATE INVESTMENT TRUSTS 515950 13991 N.A. N.A. N.A. --------- -------- -------- -------- -------- *SUBTOTALS* 96433137 1553356 189378 20384 5790 *SUBTOTALS* 96433137 1553356 N.A. N.A. N.A. * THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT INCLUDED IN THE MAPPING
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/9/11 AS OF 12/31/10 DEPT ID# 233 PAGE 20 **SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV ** CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) - ------------------------- --------- -------- ---------- ----- ------ -------------------------- A. COMMON STOCK 495419116 11807980 9316402 2199388 292190 B. PREFERRED STOCK 535995 21500 N.A. N.A. N.A. C. OTHER 96433137 1553356 189378 20384 5790 --------- -------- -------- -------- -------- **GRAND TOTALS** 592388248 13382836 9505780 2219772 297980
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