-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C425tYBNaOJkimySV23n0sYXz1eTV/HOuRQ6dPLRDv+JV9HOQHUxwIsvEK7Gu5Qn 0tYlIcZFCDwU/mY4QRIgEA== 0001164691-10-000049.txt : 20101115 0001164691-10-000049.hdr.sgml : 20101115 20101115155219 ACCESSION NUMBER: 0001164691-10-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PECONIC PARTNERS LLC CENTRAL INDEX KEY: 0001050464 IRS NUMBER: 133942422 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06618 FILM NUMBER: 101192199 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129040440 MAIL ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: FLA ADVISERS L L C DATE OF NAME CHANGE: 19990325 13F-HR 1 ppform13f09302010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Peconic Partners LLC Address: 506 Montauk Highway PO Box 3002 East Quogue, NY 11942 Form 13F File Number: 28-06618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wook Lee Title: Chief Operating Officer Phone: (212) 904-0445 Signature, Place, and Date of Signing: /s/ Wook Lee New York, NY 11/15/2010 [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 List of 13(f) Securities used for this report: Third quarter 2010 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $575,961 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------------- --------- ------- ---------------------------- ------ ------ -------------- NAME TITLE SHS OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------------- --------- ------- ------ ---- ---- ------ ------ ---- ---- ---- ADA ES INC COM 005208103 $301 62,810 SH SOLE NONE 62,810 AGRIUM INC COM 008916108 $19,497 260,000 SH SOLE NONE 260,000 ALPHA NATURAL RESOURCES COM 02076X102 $25,717 624,946 SH SOLE NONE 624,946 AMERICAN TOWER CORP CL A 029912201 $1,282 25,000 SH SOLE NONE 25,000 AQUA AMERICA INC COM 03836W103 $2,060 101,000 SH SOLE NONE 101,000 BPZ RESOURCES INC COM 055639108 $649 169,500 SH SOLE NONE 169,500 CF INDS HLDGS INC COM 125269100 $75,751 793,200 SH SOLE NONE 793,200 CALGON CARBON CORP COM 129603106 $435 30,000 SH SOLE NONE 30,000 CALPINE CORP COM NEW 131347304 $747 60,000 SH SOLE NONE 60,000 CINEMARK HOLDINGS INC COM 17243V102 $15,483 961,700 SH SOLE NONE 961,700 CONTINENTAL AIRLS INC CL B 210795308 $21,021 846,246 SH SOLE NONE 846,246 CAMERON INTERNATIONAL COM 13342B105 $29,776 693,100 SH SOLE NONE 693,100 CROWN CASTLE INTL CORP COM 228227104 $13,956 316,100 SH SOLE NONE 316,100 D R HORTON INC COM 23331A109 $9,912 891,400 SH SOLE NONE 891,400 DELCATH SYS INC COM 24661P104 $396 55,000 SH SOLE NONE 55,000 DRAGONWAVE INC COM 26144M103 $1,062 150,000 SH SOLE NONE 150,000 ENTERPRISE PRDS PARTNRS COM 293792107 $1,984 50,000 SH SOLE NONE 50,000 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 $1,076 1,000,000 PRN SOLE NONE 1,000,000 EQUINIX INC NOTE 3.000%10/1 29444UAG1 $552 500,000 PRN SOLE NONE 500,000 FINISAR CORP COM NEW 31787A507 $470 25,000 SH SOLE NONE 25,000 FINISAR NOTE 2.500%10/1 31787AAF8 $1,980 2,000,000 PRN SOLE NONE 2,000,000 FLOTEK INDS INC DEL COM 343389102 $1,415 1,025,000 SH SOLE NONE 1,025,000 FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 $1,124 1,750,000 PRN SOLE NONE 1,750,000 FOSTER L B CO COM 350060109 $178 6,160 SH SOLE NONE 6,160 GAFISA S A SPONS ADR 362607301 $155 10,000 SH SOLE NONE 10,000 GOOGLE INC CL A 38259P508 $176 335 SH SOLE NONE 335 HECKMANN CORP COM 422680108 $390 100,000 SH SOLE NONE 100,000 KB HOME COM 48666K109 $8,761 773,300 SH SOLE NONE 773,300 KODIAK OIL & GAS CORP COM 50015Q100 $254 75,000 SH SOLE NONE 75,000 LENNAR CORP CL A 526057104 $7,615 495,100 SH SOLE NONE 495,100 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 $1,124 20,000 SH SOLE NONE 20,000 MICRON TECHNOLOGY INC COM 595112103 $7,597 1,053,700 SH SOLE NONE 1,053,700 MICRON TECHNOLOGY INC COM 595112103 $350 10,000 SH CALL SOLE NONE 10,000 MOSAIC CO COM 61945A107 $34,903 594,000 SH SOLE NONE 594,000 NATIONAL OILWELL VARCO COM 637071101 $8,894 200,000 SH SOLE NONE 200,000 NEW YORK TIMES CO CL A 650111107 $8,767 1,132,700 SH SOLE NONE 1,132,700 NEXTERA ENERGY INC COM 65339F101 $71 1,300 SH SOLE NONE 1,300 NUANCE COMMUNICATIONS COM 67020Y100 $42,685 2,729,210 SH SOLE NONE 2,729,210 PETROHAWK ENERGY CORP COM 716495106 $1,130 70,000 SH SOLE NONE 70,000 POTASH CORP SASK INC COM 73755L107 $23,709 164,600 SH SOLE NONE 164,600 PULTE GROUP INC COM 745867101 $7,810 891,500 SH SOLE NONE 891,500 QUANTA SVCS INC COM 74762E102 $32,491 1,702,857 SH SOLE NONE 1,702,857 QUANTA SVCS INC COM 74762E102 $950 10,000 SH CALL SOLE NONE 10,000 RANGE RES CORP COM 75281A109 $1,525 40,000 SH SOLE NONE 40,000 REGAL ENTMT GROUP CL A 758766109 $22,597 1,722,300 SH SOLE NONE 1,722,300 RYLAND GROUP INC COM 783764103 $5,215 291,000 SH SOLE NONE 291,000 SBA COMMUNICATIONS CORP COM 78388J106 $27,527 683,042 SH SOLE NONE 683,042 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 $248 1,700 SH SOLE NONE 1,700 SULPHCO INC COM 865378103 $85 235,018 SH SOLE NONE 235,018 TECK RESOURCES LTD CL B 878742204 $823 20,000 SH SOLE NONE 20,000 TESCO CORP COM 88157K101 $691 57,416 SH SOLE NONE 57,416 TOLL BROTHERS INC COM 889478103 $7,540 396,400 SH SOLE NONE 396,400 UNITED CONTINENTAL HDGS COM 910047109 $47,559 2,010,100 SH SOLE NONE 2,010,100 VALE S A ADR 91912E105 $1,876 60,000 SH SOLE NONE 60,000 VEECO INSTRS INC DEL COM 922417100 $15,692 450,000 SH SOLE NONE 450,000 VENOCO INC COM 92275P307 $589 30,000 SH SOLE NONE 30,000 WALTER ENERGY INC COM 93317Q105 $27,935 343,641 SH SOLE NONE 343,641 WESTPORT INNOVATIONS COM NEW 960908309 $1,408 80,000 SH SOLE NONE 80,000
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