X0306
4
2016-11-07
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001050047
BOLDUC JOHN
1450 BRICKELL AVENUE
31ST FLOOR
MIAMI
FL
33131
1
0
0
0
Common Stock, par value $0.001 per share
157146
D
Common Stock, par value $0.001 per share
2016-11-07
4
P
0
730
10.74
A
25178
I
See Footnote
Common Stock, par value $0.001 per share
2016-11-08
4
P
0
2450
10.88
A
27628
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.64 to $10.82, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc
2016-11-09