0001396677-13-000035.txt : 20130515
0001396677-13-000035.hdr.sgml : 20130515
20130515163901
ACCESSION NUMBER: 0001396677-13-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130515
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOPER STANLEY E
CENTRAL INDEX KEY: 0001265855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23731
FILM NUMBER: 13847796
MAIL ADDRESS:
STREET 1: C/O NUTRACEUTICAL INTERNATIONAL CORP
STREET 2: 1400 KEARNS BLVD 2ND FL.
CITY: PARK CITY
STATE: UT
ZIP: 84060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUTRACEUTICAL INTERNATIONAL CORP
CENTRAL INDEX KEY: 0001050007
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 870515089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1400 KEARNS BOULEVARD
STREET 2: 2ND FLOOR
CITY: PARK CITY
STATE: UT
ZIP: 84060
BUSINESS PHONE: 4356556000
MAIL ADDRESS:
STREET 1: 1400 KEARNS BOULEVARD
STREET 2: 2ND FLOOR
CITY: PARK CITY
STATE: UT
ZIP: 84060
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-15
0
0001050007
NUTRACEUTICAL INTERNATIONAL CORP
NUTR
0001265855
SOPER STANLEY E
C/O NUTRACEUTICAL INTERNATIONAL CORP
1400 KEARNS BLVD 2ND FL.
PARK CITY
UT
84060
0
1
0
0
VP, Legal Affairs
Common Stock
2013-05-15
4
M
0
5000
12.32
A
5000
D
Common Stock
2013-05-15
4
S
0
5000
18.9706
D
0
D
Employee Stock Option (right to buy)
12.32
2013-05-15
4
M
0
5000
0
D
2013-12-17
Common Stock
5000
0
D
Exercise of options expiring on December 17, 2013.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 29, 2013.
The price shown in Column 4 is a weighted average sale price. The price range for the sales is $18.97 to $19.00. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The option vested in six equal installments every six months beginning on June 17, 2004.
/s/ Alison Pitt, attorney in fact
2013-05-15