-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IICDeN4z+blIAJhc1u128r5mjTfNSu/b5ykQklB7HRRMEY0TVgApD7eSTnbTmNSO C7dgUPE2ACGQ8TGqPpf/7g== 0001327141-10-000001.txt : 20100924 0001327141-10-000001.hdr.sgml : 20100924 20100924171954 ACCESSION NUMBER: 0001327141-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100922 FILED AS OF DATE: 20100924 DATE AS OF CHANGE: 20100924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBERGER CHRISTOPHER B CENTRAL INDEX KEY: 0001327141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23731 FILM NUMBER: 101089458 MAIL ADDRESS: STREET 1: NUTRACEUTICAL INTERNATIONAL CORPORATION STREET 2: 1400 KEARNS BOULEVARD 2ND FLOOR CITY: PARK CITY STATE: UT ZIP: 84060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUTRACEUTICAL INTERNATIONAL CORP CENTRAL INDEX KEY: 0001050007 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 870515089 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1400 KEARNS BOULEVARD STREET 2: 2ND FLOOR CITY: PARK CITY STATE: UT ZIP: 84060 BUSINESS PHONE: 4356556000 MAIL ADDRESS: STREET 1: 1400 KEARNS BOULEVARD STREET 2: 2ND FLOOR CITY: PARK CITY STATE: UT ZIP: 84060 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-09-22 0 0001050007 NUTRACEUTICAL INTERNATIONAL CORP NUTR 0001327141 NEUBERGER CHRISTOPHER B NUTRACEUTICAL INTERNATIONAL CORPORATION 1400 KEARNS BOULEVARD 2ND FLOOR PARK CITY UT 84060 0 1 0 0 VP, Marketing & Sales Common Stock 2010-09-22 4 M 0 2500 3.5 A 8870.263 D Common Stock 2010-09-22 4 S 0 2500 15.15 D 6370.263 D Common Stock 2010-09-23 4 M 0 2500 3.5 A 8870.263 D Common Stock 2010-09-23 4 S 0 2500 14.8722 D 6370.263 D Common Stock 2010-09-24 4 M 0 2500 3.5 A 8870.263 D Common Stock 2010-09-24 4 S 0 2500 15.0438 D 6370.263 D Employee Stock Option (right to buy) 3.5 2010-09-22 4 M 0 2500 0 D 2011-12-13 Common Stock 2500 7500 D Employee Stock Option (right to buy) 3.5 2010-09-23 4 M 0 2500 0 D 2011-12-13 Common Stock 2500 5000 D Employee Stock Option (right to buy) 3.5 2010-09-24 4 M 0 2500 0 D 2011-12-13 Common Stock 2500 2500 D The price shown in Column 4 is a weighted average sale price. The price range for the sales is $14.86 to $15.10. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $15.0275 to $15.0625. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The option vested in six equal installments every six months beginning on June 13, 2002. /s/ Alison Pitt, attorney in fact 2010-09-24 -----END PRIVACY-ENHANCED MESSAGE-----