Compliance Consultant

0001049662-21-000002.txt : 20210517 0001049662-21-000002.hdr.sgml : 20210517 20210517121006 ACCESSION NUMBER: 0001049662-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIES FINANCIAL LLC CENTRAL INDEX KEY: 0001049662 IRS NUMBER: 341257039 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06572 FILM NUMBER: 21928850 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168611148 MAIL ADDRESS: STREET 1: 1801 EAST NINTH ST STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: GRIES FINANCIAL CORP DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001049662 XXXXXXXX 03-31-2021 03-31-2021 GRIES FINANCIAL LLC

1801 EAST NINTH ST SUITE 1600 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06572 N Alisha Dowell Compliance Consultant 2027534565 Alisha Perdue Dowell SPRINGFIELD VA 05-17-2021 0 165 313402 false INFORMATION TABLE 2 GFP13F33121Final.xml 3M Co Equities 88579Y101 2049 10075 SH SOLE 0 0 10075 Abbott Laboratories Equities 002824100 2246 19122 SH SOLE 0 0 19122 Abbvie Inc Equities 00287Y109 4638 39781 SH SOLE 0 0 39781 Acuity Brands Inc Equities 00508Y102 444 2383 SH SOLE 0 0 2383 Adobe Systems Inc Equities 00724F101 6546 13805 SH SOLE 0 0 13805 Aflac Inc Equities 001055102 1518 27353 SH SOLE 0 0 27353 Akamai Technologies Inc. Equities 00971T101 281 2535 SH SOLE 0 0 2535 Alphabet Inc Class A Equities 02079K305 1217 546 SH SOLE 0 0 546 Alphabet Inc Class C Equities 02079K107 1004 444 SH SOLE 0 0 444 Altria Group Inc. Equities 02209S103 464 9267 SH SOLE 0 0 9267 Amazon.com Inc Equities 023135106 1401 443 SH SOLE 0 0 443 Amdocs Ltd. Equities G02602103 2522 33351 SH SOLE 0 0 33351 American Tower Corp Equities 03027X100 272 1113 SH SOLE 0 0 1113 AmerisourceBergen Corp Equities 03073E105 3106 26000 SH SOLE 0 0 26000 Amgen Inc Equities 031162100 904 3585 SH SOLE 0 0 3585 Amphenol Corp Equities 032095101 287 4400 SH SOLE 0 0 4400 ANTHEM INC Equities 036752103 618 1563 SH SOLE 0 0 1563 Apple Inc Equities 037833100 9267 74151 SH SOLE 0 0 74151 AT&T Inc Equities 00206R102 6545 203190 SH SOLE 0 0 203190 Athersys Inc. Equities 04744L106 23 15593 SH SOLE 0 0 15593 Avalara Inc Equities 05338G106 21830 180386 SH SOLE 0 0 180386 Bain Capital Specialty Finance Inc Equities 05684B107 3548 225692 SH SOLE 0 0 225692 Bank of America Corporation Equities 060505104 855 20442 SH SOLE 0 0 20442 Bank of New York Mellon Corp Equities 064058100 3134 60636 SH SOLE 0 0 60636 BANKUNITED INC Equities 06652K103 204 4335 SH SOLE 0 0 4335 Becton Dickinson & Co Equities 075887109 257 1052 SH SOLE 0 0 1052 Berkshire Hathaway Inc Equities 084670702 791 2756 SH SOLE 0 0 2756 Best Buy Co Inc Equities 086516101 1839 15453 SH SOLE 0 0 15453 BIOGEN INC Equities 09062X103 342 1215 SH SOLE 0 0 1215 Bristol-Myers Squibb Company Equities 110122108 1246 19155 SH SOLE 0 0 19155 BROADSTONE NET LEASE ORD Equities 11135E203 534 26170 SH SOLE 0 0 26170 Capital One Financial Corp Equities 14040H105 597 3817 SH SOLE 0 0 3817 Cardinal Health Inc Equities 14149Y108 2041 36380 SH SOLE 0 0 36380 Caterpillar Inc Equities 149123101 452 1884 SH SOLE 0 0 1884 CDW Corp Equities 12514G108 331 1967 SH SOLE 0 0 1967 Cedar Fair LP Equities 150185106 312 6800 SH SOLE 0 0 6800 Chevron Corp Equities 166764100 419 3930 SH SOLE 0 0 3930 Chubb Corp Equities H1467J104 601 3560 SH SOLE 0 0 3560 CINTAS CORP Equities 172908105 7927 22444 SH SOLE 0 0 22444 Cisco Systems Inc Equities 17275R102 2889 55041 SH SOLE 0 0 55041 Citigroup Inc Equities 172967424 594 7893 SH SOLE 0 0 7893 CME Group Inc. Equities 12572Q105 449 2085 SH SOLE 0 0 2085 Coca-Cola Co Equities 191216100 1206 22132 SH SOLE 0 0 22132 Colgate-Palmolive Company Equities 194162103 443 5324 SH SOLE 0 0 5324 Comcast Corp Equities 20030N101 239 4169 SH SOLE 0 0 4169 ConocoPhillips Equities 20825C104 744 13719 SH SOLE 0 0 13719 Copart Inc Equities 217204106 482 4000 SH SOLE 0 0 4000 Crown Castle International Corp Equities 22822V101 248 1382 SH SOLE 0 0 1382 CSX Corp Equities 126408103 3480 34545 SH SOLE 0 0 34545 CVS Health Corp Equities 126650100 2993 35518 SH SOLE 0 0 35518 Danaher Corporation Equities 235851102 1043 4126 SH SOLE 0 0 4126 DISCOVERY INC C Equities 25470F302 339 11099 SH SOLE 0 0 11099 Eaton Corp Equities G29183103 1599 10965 SH SOLE 0 0 10965 Ecolab Inc. Equities 278865100 3084 13926 SH SOLE 0 0 13926 Emerson Electric Co. Equities 291011104 1110 11723 SH SOLE 0 0 11723 Estee Lauder Cos Inc Equities 518439104 244 837 SH SOLE 0 0 837 Exxon Mobil Corporation Equities 30231G102 2689 45353 SH SOLE 0 0 45353 FACEBOOK INC Equities 30303M102 351 1150 SH SOLE 0 0 1150 First American Financial Corp Equities 31847R102 1975 30074 SH SOLE 0 0 30074 General Dynamics Equities 369550108 1844 9638 SH SOLE 0 0 9638 Gilead Sciences Inc Equities 375558103 2020 29317 SH SOLE 0 0 29317 Goldman Sachs Active Beta U.S. Small Cap Equities 381430602 5048 81982 SH SOLE 0 0 81982 Goldman Sachs BDC Inc Equities 38147U107 1282 66070 SH SOLE 0 0 66070 Goldman Sachs Group Inc Equities 38141G104 2863 7979 SH SOLE 0 0 7979 Home Depot Inc. Equities 437076102 2479 7618 SH SOLE 0 0 7618 Honeywell International Inc. Equities 438516106 335 1499 SH SOLE 0 0 1499 Hubbell Inc Equities 443510607 249 1300 SH SOLE 0 0 1300 Ingredion Inc Equities 457187102 2287 23687 SH SOLE 0 0 23687 Intel Corp Equities 458140100 1199 22204 SH SOLE 0 0 22204 International Business Machines Corp Equities 459200101 384 2665 SH SOLE 0 0 2665 International Paper Co. Equities 460146103 392 6272 SH SOLE 0 0 6272 Interpublic Group of Cos Inc Equities 460690100 2255 69742 SH SOLE 0 0 69742 iShares Core MSCI EAFE Equities 46432F842 275 3697 SH SOLE 0 0 3697 iShares Core MSCI Emerg Markets ETF Equities 46434G103 757 11977 SH SOLE 0 0 11977 iShares Core MSCI Total Intl Stk ETF Equities 46432F834 4165 58225 SH SOLE 0 0 58225 iShares Core S&P 500 ETF Equities 464287200 31371 76177 SH SOLE 0 0 76177 iShares Core S&P Mid-Cap ETF Equities 464287507 4508 16864 SH SOLE 0 0 16864 iShares Core S&P Total US Stock Mkt Equities 464287150 3554 37823 SH SOLE 0 0 37823 iShares Floating Rate Note Equities 46429B655 913 17988 SH SOLE 0 0 17988 iShares MSCI EAFE Index Equities 464287465 229 2930 SH SOLE 0 0 2930 iShares Russell 1000 Index Equities 464287622 672 2910 SH SOLE 0 0 2910 iShares Russell 2000 Index Equities 464287655 217 1006 SH SOLE 0 0 1006 iShares Russell Midcap Index Equities 464287499 458 6045 SH SOLE 0 0 6045 iShares Short Maturity Municipal Bd ETF Equities 46431W838 1287 25630 SH SOLE 0 0 25630 iShares Ultra Short-Term Bond ETF Equities 46434V878 1539 30485 SH SOLE 0 0 30485 J.M. Smucker Co. Equities 832696405 2100 15421 SH SOLE 0 0 15421 Johnson & Johnson Equities 478160104 1609 9466 SH SOLE 0 0 9466 JPMorgan Chase & Co Equities 46625H100 4871 30164 SH SOLE 0 0 30164 JPMorgan Ultra-Short Income ETF Equities 46641Q837 3169 62466 SH SOLE 0 0 62466 JPMorgan Ultra-Short Municipal Inc ETF Equities 46641Q654 680 13333 SH SOLE 0 0 13333 Juniper Networks Inc Equities 48203R104 1832 69582 SH SOLE 0 0 69582 L3Harris Technologies Inc Equities 502431109 1939 9032 SH SOLE 0 0 9032 LAM RESEARCH CORP Equities 512807108 822 1405 SH SOLE 0 0 1405 Landstar System Inc. Equities 515098101 4174 24000 SH SOLE 0 0 24000 LIBERTY BROADBAND CORP A Equities 530307107 456 2882 SH SOLE 0 0 2882 Lincoln National Corp (Radnor PA) Equities 534187109 275 4000 SH SOLE 0 0 4000 Lockheed Martin Corporation Equities 539830109 2878 7423 SH SOLE 0 0 7423 MARSH & MCLENNAN COS Equities 571748102 821 6101 SH SOLE 0 0 6101 MasterCard Incorporated Equities 57636Q104 226 628 SH SOLE 0 0 628 McDonald's Corporation Equities 580135101 225 978 SH SOLE 0 0 978 McKesson Inc. Equities 58155Q103 2110 10780 SH SOLE 0 0 10780 Merck & Co Inc Equities 58933Y105 887 11270 SH SOLE 0 0 11270 MetLife Inc Equities 59156R108 1620 25101 SH SOLE 0 0 25101 Microsoft Corporation Equities 594918104 5196 21379 SH SOLE 0 0 21379 Moderna Inc Equities 60770K107 285 1900 SH SOLE 0 0 1900 Mondelez International Inc Equities 609207105 270 4329 SH SOLE 0 0 4329 Moody s Corporation Equities 615369105 395 1200 SH SOLE 0 0 1200 Morgan Stanley Equities 617446448 2213 26074 SH SOLE 0 0 26074 National Fuel Gas Company Equities 636180101 2162 41400 SH SOLE 0 0 41400 Netflix Inc Equities 64110L106 227 467 SH SOLE 0 0 467 Newell Rubbermaid Inc Equities 651229106 2285 79966 SH SOLE 0 0 79966 NextEra Energy Inc Equities 65339F101 815 11216 SH SOLE 0 0 11216 Nike Inc. Equities 654106103 422 3159 SH SOLE 0 0 3159 Nordson Corporation Equities 655663102 243 1183 SH SOLE 0 0 1183 Northern Trust Corporation Equities 665859104 2213 18591 SH SOLE 0 0 18591 Northrop Grumman Corporation Equities 666807102 401 1083 SH SOLE 0 0 1083 NVIDIA Corporation Equities 67066G104 214 392 SH SOLE 0 0 392 OGE Energy Corp Equities 670837103 1687 49866 SH SOLE 0 0 49866 Omnicom Group Inc. Equities 681919106 2531 30336 SH SOLE 0 0 30336 Oracle Corporation Equities 68389X105 3417 43724 SH SOLE 0 0 43724 Parker Hannifin Corporation Equities 701094104 1107 3500 SH SOLE 0 0 3500 Paypal Hldgs Inc Equities 70450Y103 234 970 SH SOLE 0 0 970 PepsiCo Inc Equities 713448108 2109 14412 SH SOLE 0 0 14412 Pfizer Inc Equities 717081103 3550 88520 SH SOLE 0 0 88520 Phillips 66 Equities 718546104 375 4448 SH SOLE 0 0 4448 PIMCO Enhanced Short Maturity ETF Equities 72201R833 4629 45405 SH SOLE 0 0 45405 PNC Financial Services Group Inc Equities 693475105 585 2983 SH SOLE 0 0 2983 Procter & Gamble Co Equities 742718109 1837 13338 SH SOLE 0 0 13338 Progressive Corporation Equities 743315103 16538 155941 SH SOLE 0 0 155941 Qualcomm Inc. Equities 747525103 851 6693 SH SOLE 0 0 6693 Raytheon Technologies Ord Equities 75513E101 608 7253 SH SOLE 0 0 7253 Schwab Short-Term US Treasury ETF Equities 808524862 212 4130 SH SOLE 0 0 4130 Schwab US Dividend Equity ETF Equities 808524797 1014 13221 SH SOLE 0 0 13221 Schwab US Large-Cap ETF Equities 808524201 244 2467 SH SOLE 0 0 2467 SPDR S&P 500 Equities 78462F103 491 1198 SH SOLE 0 0 1198 SPDR S&P Dividend ETF Equities 78464A763 323 2570 SH SOLE 0 0 2570 Square Inc Cl A Equities 852234103 1648 8361 SH SOLE 0 0 8361 Starbucks Corporation Equities 855244109 224 2027 SH SOLE 0 0 2027 T. Rowe Price Group Equities 74144T108 1589 8417 SH SOLE 0 0 8417 TCG BDC Inc Equities 872280102 3223 245817 SH SOLE 0 0 245817 Texas Instruments Inc. Equities 882508104 548 3064 SH SOLE 0 0 3064 Thermo Fisher Scientific Inc Equities 883556102 843 1846 SH SOLE 0 0 1846 TransDigm Group Inc Equities 893641100 368 628 SH SOLE 0 0 628 Travelers Companies Inc. Equities 89417E109 1560 9889 SH SOLE 0 0 9889 Tyson Foods Inc. Equities 902494103 2441 30301 SH SOLE 0 0 30301 U.S. Bancorp Equities 902973304 201 3294 SH SOLE 0 0 3294 UGI Corp Equities 902681105 2143 46710 SH SOLE 0 0 46710 Union Pacific Corp Equities 907818108 429 1904 SH SOLE 0 0 1904 UnitedHealth Group Inc Equities 91324P102 2420 5924 SH SOLE 0 0 5924 Vanguard FTSE All World ex-US Small-Cap ETF Equities 922042718 738 5601 SH SOLE 0 0 5601 Vanguard Large Cap ETF Equities 922908637 781 4089 SH SOLE 0 0 4089 Vanguard Mid-Cap ETF Equities 922908629 327 1448 SH SOLE 0 0 1448 Vanguard MSCI Emerging Markets ETF Equities 922042858 917 18000 SH SOLE 0 0 18000 Vanguard Russell 1000 Value Index ETF Equities 92206C714 425 6110 SH SOLE 0 0 6110 Vanguard Value ETF Equities 922908744 412 2972 SH SOLE 0 0 2972 Verizon Communications Inc Equities 92343V104 2575 43793 SH SOLE 0 0 43793 Viacomcbs Cl B Ord Equities 92556H206 2113 54864 SH SOLE 0 0 54864 Visa Inc. Equities 92826C839 811 3624 SH SOLE 0 0 3624 Vulcan Materials Company Equities 929160109 1330 7000 SH SOLE 0 0 7000 Walgreen Boots Alliance Inc Com Equities 931427108 301 5557 SH SOLE 0 0 5557 Wal-Mart Stores Inc Equities 931142103 399 2886 SH SOLE 0 0 2886 Walt Disney Co Equities 254687106 1458 8176 SH SOLE 0 0 8176 Western Digital Corporation Equities 958102105 320 4816 SH SOLE 0 0 4816 XPO Logistics Inc Equities 983793100 352 2464 SH SOLE 0 0 2464 Zoetis Inc Equities 98978V103 734 4297 SH SOLE 0 0 4297