0001049650-16-000017.txt : 20161115
0001049650-16-000017.hdr.sgml : 20161115
20161115170931
ACCESSION NUMBER: 0001049650-16-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001049650
IRS NUMBER: 760828345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06570
FILM NUMBER: 162000487
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-277-7310
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990324
13F-HR
1
primary_doc.xml
13F-HR
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0001049650
XXXXXXXX
09-30-2016
09-30-2016
FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
150 EAST 52ND STREET
16TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-06570
N
Harriet Villanueva
Office Manager
6462777310
Harriet Villanueva
New York
NY
11-15-2016
0
102
403272
false
INFORMATION TABLE
2
secq316.xml
HSBC Hldgs PLC 6.2% Ser A (Cal
PFD
404280604
625
24150
SH
SOLE
0
0
24150
3M Company
COM
88579y101
208
1225
SH
SOLE
0
0
1225
Abbott Laboratories
COM
002824100
272
6675
SH
SOLE
0
0
6675
Alibaba Group Holding Ltd
COM
01609W102
369
3550
SH
SOLE
0
0
3550
Alken Euro Opp Fd
COM
G78994947
1498
16940
SH
SOLE
0
0
16940
Allergan Inc.
COM
G0177J108
7004
30049
SH
SOLE
0
0
30049
Alphabet Inc. Cap Stk CL A
COM
02079K305
4139
5038
SH
SOLE
0
0
5038
Alphabet Inc. Cap Stk CL C
COM
02079K107
10419
13074
SH
SOLE
0
0
13074
Amazon.com, Inc.
COM
023135106
936
1155
SH
SOLE
0
0
1155
American Express Inc.
COM
025816109
585
8759
SH
SOLE
0
0
8759
Avon Products, Inc.
COM
054303102
1721
261118
SH
SOLE
0
0
261118
BP p.l.c. ADR
COM
055622104
3388
93994
SH
SOLE
0
0
93994
Banco Santander Centl Hispano
COM
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15085
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Bank of America
COM
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229
13824
SH
SOLE
0
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13824
Barclays Bank PLC
COM
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220
8470
SH
SOLE
0
0
8470
Baron Emeriging Markets Fund-
COM
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2344
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SH
SOLE
0
0
193375
Berkshire Hathaway, Inc. CL A
COM
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1953
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SH
SOLE
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Berkshire Hathaway, Inc. CL B
COM
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9203
63696
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SOLE
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BlackRock Global Funds, Alloca
COM
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SH
SOLE
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0
17138
Celgene Corporation
COM
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2828
28270
SH
SOLE
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28270
Chevron Corp.
COM
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9553
93780
SH
SOLE
0
0
93780
Cisco Systems
COM
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8853
293535
SH
SOLE
0
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293535
Citigroup Inc.
COM
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259387
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SOLE
0
0
259387
Coca-Cola Co.
COM
191216100
417
9950
SH
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0
0
9950
Colgate Palmolive Co.
COM
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238
3350
SH
SOLE
0
0
3350
Conagra Inc.
COM
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1103
23229
SH
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0
0
23229
Deutsche Global Real Estate Se
COM
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162
17745
SH
SOLE
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17745
Devon Energy Corporation
COM
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6932
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Diageo PLC Spons. ADR
COM
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8332
SH
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0
0
8332
Exxon Mobil Corporation
COM
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1812
20783
SH
SOLE
0
0
20783
Facebook Inc.
COM
30303m102
10185
78345
SH
SOLE
0
0
78345
Franklin India Fund Cl Z
COM
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795
56917
SH
SOLE
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General Electric
COM
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4690
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SH
SOLE
0
0
161318
General Motors Co
COM
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6804
214295
SH
SOLE
0
0
214295
Goldman Sachs Group, Inc.
COM
38141g104
4258
24402
SH
SOLE
0
0
24402
Health Care Select Sector SPDR
COM
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6182
87943
SH
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87943
Heineken N V S ADR
COM
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6822
157745
SH
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0
0
157745
Henderson Gartmore - Cont Eur
COM
326895935
1185
120727
SH
SOLE
0
0
120727
Home Depot
COM
437076102
357
2827
SH
SOLE
0
0
2827
Intel Corp.
COM
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6568
185369
SH
SOLE
0
0
185369
Ishares US Aerospace and Defen
COM
464288760
4314
33952
SH
SOLE
0
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33952
JPMorgan Chase & Co.
COM
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SH
SOLE
0
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Janus Cap Global Life Sciences
COM
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3331
110438
SH
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110438
Johnson & Johnson
COM
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879
7654
SH
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Lazard Emerging Mkts Equity Po
COM
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373163
SH
SOLE
0
0
373163
M&T Bank Corporation
COM
55261f104
628
5280
SH
SOLE
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5280
MBIA, Inc.
COM
55262c100
85
10644
SH
SOLE
0
0
10644
Market Vectors Pharmaceutical
COM
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260
4684
SH
SOLE
0
0
4684
Matthews India Fund
COM
577130859
1183
41758
SH
SOLE
0
0
41758
Merck & Co, Inc.
COM
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SH
SOLE
0
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Microsoft Corp.
COM
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146254
SH
SOLE
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Oakmark International Fund Cla
COM
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SH
SOLE
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Orbital ATK Inc
COM
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337
4400
SH
SOLE
0
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PayPal Holdings, Inc
COM
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9864
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SH
SOLE
0
0
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Pepsico Inc.
COM
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1308
12359
SH
SOLE
0
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12359
Pfizer Inc.
COM
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9924
304970
SH
SOLE
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Philip Morris International In
COM
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2225
23280
SH
SOLE
0
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23280
Pictet - Water Held by Eurocle
COM
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710
2344
SH
SOLE
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2344
Pinebridge Invest India Eqty
COM
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SOLE
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1790
PowerShares S&P 500 Div Low Vo
COM
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6460
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SH
SOLE
0
0
170361
Procter & Gamble
COM
742718109
11866
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SH
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Pulte Group Inc
COM
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420960
Quintiles IMS Holdings Inc
COM
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SH
SOLE
0
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52124
Raytheon Co.
COM
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55046
SH
SOLE
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Real Estate Select Sector SPDR
COM
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1812
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SH
SOLE
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57310
S&P 400 Mid-Cap Dep. Recpt.
COM
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3258
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S&P 500 Depository Receipt
COM
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SPDR S&P Biotech
COM
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SPDR S&P Homebuilders
COM
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SPDR S&P Regional Banking
COM
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COM
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Select Sector SPDR Financial
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Select Sector SPDR Industrial
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Select Sector SPDR Technology
COM
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Templeton Growth Fund, Inc ClA
COM
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SH
SOLE
0
0
10000
The Brink's Company
COM
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26827
SH
SOLE
0
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26827
Toll Brothers, Inc
COM
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4788
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Total Fina S.A. ADR (N/C 6/14/
COM
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VanEck Vectors Oil Services ET
COM
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Vanguard Dividend Appreciation
COM
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2525
Vanguard Emerging Market
COM
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62100
Vanguard Teleco Services ETF
COM
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18866
Visa Inc
COM
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5784
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SH
SOLE
0
0
70111
Vista Outdoor Inc
COM
928377100
581
14975
SH
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14975
Vodafone Group ADR
COM
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SH
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0
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348891
Vodafone Group(British Pounds
COM
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17250
WPX Energy Inc.
COM
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SH
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0
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23320
Wal-Mart Stores
COM
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732
10650
SH
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10650
Walt Disney Company
COM
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Wisdom Tree Europe Hedged Equi
COM
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Wisdomtree Europe Smallcap Div
COM
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Wisdomtree Germany Hedged Equi
COM
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Zoetis Inc
COM
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iShares DJ Select Dividend Ind
COM
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iShares Edge MSCI Min Vol Emer
COM
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iShares MSCI Emerging Markets
COM
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iShares Russell 2000 Growth
COM
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iShares S&P MidCap 400 Index F
COM
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SPDR S&P 500 ETF Trust 12/30/2
PT OPT
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SOLE
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1961