0001049650-14-000007.txt : 20140807
0001049650-14-000007.hdr.sgml : 20140807
20140807105220
ACCESSION NUMBER: 0001049650-14-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140807
DATE AS OF CHANGE: 20140807
EFFECTIVENESS DATE: 20140807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001049650
IRS NUMBER: 760828345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06570
FILM NUMBER: 141022344
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-277-7310
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990324
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001049650
XXXXXXXX
06-30-2014
06-30-2014
FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
150 EAST 52ND STREET
16TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-06570
N
Harriet Villanueva
Office Manager
646-277-7310
Harriet Villanueva
New York
NY
08-07-2014
0
110
327743
false
INFORMATION TABLE
2
sec2q14.xml
HSBC Hldgs PLC 6.2% Ser A (Cal
PFD
404280604
612
24150
SH
SOLE
0
0
24150
AB Svensk Ex Commodi
COM
870297801
86
10000
SH
SOLE
0
0
10000
AB Svensk Ex Energy
COM
870297306
104
14000
SH
SOLE
0
0
14000
AB Svensk Exportkred
COM
870297603
115
14000
SH
SOLE
0
0
14000
ABB Ltd.
COM
000375204
5270
228915
SH
SOLE
0
0
228915
Abbott Laboratories
COM
002824100
277
6765
SH
SOLE
0
0
6765
Abbvie Inc.
COM
00287Y109
218
3865
SH
SOLE
0
0
3865
Aberdeen Glb-Asia Pacific Fd A
COM
LU0011963
1820
24189
SH
SOLE
0
0
24189
Alken European Opportunity Fun
COM
016421919
4638
16819
SH
SOLE
0
0
16819
Alliant Techsystems Inc.
COM
018804104
556
4150
SH
SOLE
0
0
4150
Allianz RCM Technology Fund Cl
COM
018919464
3686
54845
SH
SOLE
0
0
54845
American Express Inc.
COM
025816109
660
6958
SH
SOLE
0
0
6958
Apollo Group, Inc.
COM
037604105
4009
128284
SH
SOLE
0
0
128284
Apple Computer
COM
037833100
6531
70282
SH
SOLE
0
0
70282
Avon Products, Inc.
COM
054303102
3182
217814
SH
SOLE
0
0
217814
BP p.l.c. ADR
COM
055622104
5981
113391
SH
SOLE
0
0
113391
Bank of America
COM
060505104
1151
74905
SH
SOLE
0
0
74905
Berkshire Hathaway, Inc. CL A
COM
084670108
1709
9
SH
SOLE
0
0
9
Berkshire Hathaway, Inc. CL B
COM
084670702
7693
60789
SH
SOLE
0
0
60789
BlackRock Global Funds, Alloca
COM
L10491972
948
18624
SH
SOLE
0
0
18624
Blackrock Cont Europflex Eur A
COM
LU0224105
1718
72241
SH
SOLE
0
0
72241
Cadence Design Systems, Inc.
COM
127387108
764
43700
SH
SOLE
0
0
43700
Chevron Corp.
COM
166764100
8569
65638
SH
SOLE
0
0
65638
Cisco Systems
COM
17275r102
6772
272525
SH
SOLE
0
0
272525
Citigroup Inc.
COM
172967424
6546
138974
SH
SOLE
0
0
138974
Coca-Cola Co.
COM
191216100
445
10510
SH
SOLE
0
0
10510
Colgate Palmolive Co.
COM
194162103
257
3766
SH
SOLE
0
0
3766
Conagra Inc.
COM
205887102
531
17888
SH
SOLE
0
0
17888
DWS RREEF Global Real Estate S
COM
23337g118
159
17745
SH
SOLE
0
0
17745
Diageo PLC Spons. ADR
COM
25243q205
466
3663
SH
SOLE
0
0
3663
Ebay Inc.
COM
278642103
8380
167404
SH
SOLE
0
0
167404
Exxon Mobil Corporation
COM
30231g102
2477
24599
SH
SOLE
0
0
24599
Facebook Inc.
COM
30303m102
673
10000
SH
SOLE
0
0
10000
Fidelity Select Automotive
COM
316390699
907
16728
SH
SOLE
0
0
16728
Fidelity Select Industrials Po
COM
316390517
3147
95282
SH
SOLE
0
0
95282
Franklin European Growth Fund
COM
L40594241
3315
249833
SH
SOLE
0
0
249833
Franklin Income Fund - Class I
COM
L4058T635
638
31365
SH
SOLE
0
0
31365
Franklin Tech Fund Cl N
COM
l4058r423
3318
380121
SH
SOLE
0
0
380121
Franklin Templeton Investments
COM
l90262244
111
10997
SH
SOLE
0
0
10997
General Electric
COM
369604103
5333
202921
SH
SOLE
0
0
202921
General Mills
COM
370334104
233
4440
SH
SOLE
0
0
4440
General Motors Co
COM
37045v100
8994
247773
SH
SOLE
0
0
247773
Glencore Xstrata PLC - OTC US
COM
g39420107
4996
897525
SH
SOLE
0
0
897525
Glencore Xstrata PLC(ADR)
COM
37827x100
493
44215
SH
SOLE
0
0
44215
Goldman Sachs Group, Inc.
COM
38141g104
5346
31925
SH
SOLE
0
0
31925
Google Inc. Cl A
COM
38259P508
3522
6024
SH
SOLE
0
0
6024
Google Inc. Cl C
COM
38259P706
4667
8113
SH
SOLE
0
0
8113
Health Care Select Sector SPDR
COM
81369Y209
5970
98144
SH
SOLE
0
0
98144
Heineken N V S ADR
COM
423012301
5367
150115
SH
SOLE
0
0
150115
Home Depot
COM
437076102
755
9321
SH
SOLE
0
0
9321
Honeywell, Inc.
COM
438516106
5617
60428
SH
SOLE
0
0
60428
IShares Russell Midcap Index F
COM
464287499
2163
13305
SH
SOLE
0
0
13305
Intel Corp.
COM
458140100
5745
185919
SH
SOLE
0
0
185919
International Business Machine
COM
459200101
1724
9509
SH
SOLE
0
0
9509
Invesco European Growth Fund C
COM
008882573
3745
90104
SH
SOLE
0
0
90104
JPM Fund - Europe EQ Plus
COM
LU0994472
1884
13240
SH
SOLE
0
0
13240
JPMorgan Chase & Co.
COM
46625h100
9427
163612
SH
SOLE
0
0
163612
JPMorgan Global Healthcare Cl
COM
lu0432979
3317
12696
SH
SOLE
0
0
12696
JPMorgan US Technology Fund
COM
LU0210536
3936
211710
SH
SOLE
0
0
211710
Johnson & Johnson
COM
478160104
1047
10011
SH
SOLE
0
0
10011
Lazard Emerging Mkts Equity Po
COM
52106n889
5194
254856
SH
SOLE
0
0
254856
Lowes Companies, Inc.
COM
548661107
520
10835
SH
SOLE
0
0
10835
M&T Bank Corporation
COM
55261f104
332
2680
SH
SOLE
0
0
2680
MFS Global Total Return Fund C
COM
552986853
278
16368
SH
SOLE
0
0
16368
MFS Meridan Global Total Retur
COM
L63667874
237
15590
SH
SOLE
0
0
15590
Market Vectors Oil Services ET
COM
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3583
62035
SH
SOLE
0
0
62035
Market Vectors Pharmaceutical
COM
57060u217
374
6029
SH
SOLE
0
0
6029
Marsh & McLennan Companies, In
COM
571748102
623
12028
SH
SOLE
0
0
12028
Merck & Co, Inc.
COM
58933y105
11045
190931
SH
SOLE
0
0
190931
Microsoft Corp.
COM
594918104
10300
246998
SH
SOLE
0
0
246998
Newell Rubbermaid Inc
COM
651229106
489
15776
SH
SOLE
0
0
15776
Oakmark International Fund Cla
COM
413838202
8652
321628
SH
SOLE
0
0
321628
PNC Bank Corp.
COM
693475105
476
5343
SH
SOLE
0
0
5343
Pepsico Inc.
COM
713448108
583
6525
SH
SOLE
0
0
6525
Pfizer Inc.
COM
717081103
12674
427017
SH
SOLE
0
0
427017
Philip Morris International In
COM
718172109
943
11179
SH
SOLE
0
0
11179
Polar Capital Funds PLC
COM
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2044
123088
SH
SOLE
0
0
123088
Procter & Gamble
COM
742718109
4991
63508
SH
SOLE
0
0
63508
Raytheon Co.
COM
755111507
2640
28619
SH
SOLE
0
0
28619
S&P 400 Mid-Cap Dep. Recpt.
COM
78467y107
2061
7910
SH
SOLE
0
0
7910
S&P 500 Depository Receipt
COM
78462f103
815
4165
SH
SOLE
0
0
4165
SPDR DJIA Trust
COM
78467x109
1410
8398
SH
SOLE
0
0
8398
SPDR S&P China ETF
COM
78463x400
5616
74639
SH
SOLE
0
0
74639
SPDR S&P Homebuilders
COM
78464A888
854
26070
SH
SOLE
0
0
26070
SPDR S&P Regional Banking
COM
78464a698
3530
87538
SH
SOLE
0
0
87538
Scout International
COM
81063u503
238
6294
SH
SOLE
0
0
6294
Select Sector SPDR Energy
COM
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4271
42670
SH
SOLE
0
0
42670
Select Sector SPDR Financial
COM
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2345
103133
SH
SOLE
0
0
103133
Select Sector SPDR Industrial
COM
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132948
SH
SOLE
0
0
132948
Select Sector SPDR Materials
COM
81369y100
1369
27585
SH
SOLE
0
0
27585
Strayer Education, Inc.
COM
863236105
1080
20570
SH
SOLE
0
0
20570
Suroco Energy Inc
COM
868874108
45
58500
SH
SOLE
0
0
58500
Templeton Growth Fund, Inc ClA
COM
880199104
263
10000
SH
SOLE
0
0
10000
The Brink's Company
COM
109696104
425
15051
SH
SOLE
0
0
15051
Toyota Motor Corp ADR
COM
892331307
6926
57880
SH
SOLE
0
0
57880
Vanguard Emerging Market
COM
922042858
4047
93840
SH
SOLE
0
0
93840
Vanguard Windsor Admiral
COM
922018403
333
4480
SH
SOLE
0
0
4480
Verizon Communications
COM
92343v104
3766
76966
SH
SOLE
0
0
76966
Visa Inc
COM
92826c839
3658
17360
SH
SOLE
0
0
17360
Vodafone Group ADR (NEW)
COM
92857w308
8708
260809
SH
SOLE
0
0
260809
Volkswagen AG Pfd
COM
DE0007664
1242
4745
SH
SOLE
0
0
4745
WPX Energy Inc.
COM
98212b103
5756
240755
SH
SOLE
0
0
240755
Wal-Mart Stores
COM
931142103
233
3100
SH
SOLE
0
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3100
Walt Disney Company
COM
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717
8357
SH
SOLE
0
0
8357
Zoetis Inc
COM
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4601
142587
SH
SOLE
0
0
142587
iShares DJ US Oil Equip & Serv
COM
464288844
2463
31775
SH
SOLE
0
0
31775
iShares MSCI Japan Index
COM
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1512
125558
SH
SOLE
0
0
125558
iShares Naftrac
COM
54555P910
687
208905
SH
SOLE
0
0
208905
iShares Russell 2000 Growth
COM
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1089
7864
SH
SOLE
0
0
7864
iShares S&P MidCap 400 Index F
COM
464287507
1796
12550
SH
SOLE
0
0
12550