0001049650-14-000005.txt : 20140516
0001049650-14-000005.hdr.sgml : 20140516
20140515200556
ACCESSION NUMBER: 0001049650-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001049650
IRS NUMBER: 760828345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06570
FILM NUMBER: 14849524
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-277-7310
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL PARTNERS CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990324
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001049650
XXXXXXXX
03-31-2014
03-31-2014
FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC
150 EAST 52ND STREET
16TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-06570
N
Harriet Villanueva
Office Manager
646-277-7310
Harriet Villanueva
New York
NY
05-15-2014
0
109
308582
false
INFORMATION TABLE
2
sec1q14.xml
HSBC Hldgs PLC 6.2% Ser A (Cal
PFD
404280604
630
24750
SH
SOLE
0
0
24750
AB Svensk Ex Commodi
COM
870297801
86
10000
SH
SOLE
0
0
10000
AB Svensk Ex Energy
COM
870297306
99
14000
SH
SOLE
0
0
14000
AB Svensk Exportkred
COM
870297603
125
14000
SH
SOLE
0
0
14000
ABB Ltd.
COM
000375204
4845
187875
SH
SOLE
0
0
187875
Abbott Laboratories
COM
002824100
261
6765
SH
SOLE
0
0
6765
Aberdeen Glb-Asia Pacific Fd A
COM
LU0011963
1737
24189
SH
SOLE
0
0
24189
Alken European Opportunity Fun
COM
016421919
4597
16819
SH
SOLE
0
0
16819
Alliant Techsystems Inc.
COM
018804104
593
4175
SH
SOLE
0
0
4175
Allianz RCM Technology Fund Cl
COM
018919464
3478
54473
SH
SOLE
0
0
54473
American Express Inc.
COM
025816109
716
7958
SH
SOLE
0
0
7958
Americas Bullion Roy
COM
03064H109
55
670000
SH
SOLE
0
0
670000
Apollo Group, Inc.
COM
037604105
3632
106074
SH
SOLE
0
0
106074
Apple Computer
COM
037833100
5832
10866
SH
SOLE
0
0
10866
Avon Products, Inc.
COM
054303102
2999
204847
SH
SOLE
0
0
204847
BP p.l.c. ADR
COM
055622104
5412
112522
SH
SOLE
0
0
112522
Bank of America
COM
060505104
1288
74905
SH
SOLE
0
0
74905
Berkshire Hathaway, Inc. CL A
COM
084670108
1686
9
SH
SOLE
0
0
9
Berkshire Hathaway, Inc. CL B
COM
084670702
7451
59624
SH
SOLE
0
0
59624
BlackRock Global Funds, Alloca
COM
L10491972
923
18624
SH
SOLE
0
0
18624
Blackrock Cont Europflex Eur A
COM
LU0224105
1774
72241
SH
SOLE
0
0
72241
Blackrock Glbl Fds Held by Eur
COM
LU0122379
1524
53188
SH
SOLE
0
0
53188
Cadence Design Systems, Inc.
COM
127387108
755
48600
SH
SOLE
0
0
48600
Chevron Corp.
COM
166764100
7834
65883
SH
SOLE
0
0
65883
Cisco Systems
COM
17275r102
6034
269199
SH
SOLE
0
0
269199
Citigroup Inc.
COM
172967424
6273
131783
SH
SOLE
0
0
131783
Coca-Cola Co.
COM
191216100
406
10510
SH
SOLE
0
0
10510
Colgate Palmolive Co.
COM
194162103
244
3766
SH
SOLE
0
0
3766
Conagra Inc.
COM
205887102
513
16525
SH
SOLE
0
0
16525
DWS RREEF Global Real Estate S
COM
23337g118
147
17745
SH
SOLE
0
0
17745
Diageo PLC Spons. ADR
COM
25243q205
434
3484
SH
SOLE
0
0
3484
Ebay Inc.
COM
278642103
8838
159994
SH
SOLE
0
0
159994
Exxon Mobil Corporation
COM
30231g102
2497
25567
SH
SOLE
0
0
25567
Facebook Inc.
COM
30303m102
640
10625
SH
SOLE
0
0
10625
Fidelity Select Automotive
COM
316390699
1475
26158
SH
SOLE
0
0
26158
Fidelity Select Industrials Po
COM
316390517
3066
91006
SH
SOLE
0
0
91006
Franklin European Growth Fund
COM
L40594241
2913
223756
SH
SOLE
0
0
223756
Franklin Income Fund - Class I
COM
L4058T635
497
25690
SH
SOLE
0
0
25690
Franklin Tech Fund Cl N
COM
l4058r423
2515
299430
SH
SOLE
0
0
299430
Franklin Templeton Investments
COM
l90262244
107
10997
SH
SOLE
0
0
10997
General Electric
COM
369604103
5260
203171
SH
SOLE
0
0
203171
General Mills
COM
370334104
230
4440
SH
SOLE
0
0
4440
General Motors Co
COM
37045v100
8300
241133
SH
SOLE
0
0
241133
Glencore Xstrata PLC - OTC US
COM
g39420107
4631
899525
SH
SOLE
0
0
899525
Glencore Xstrata PLC(ADR)
COM
37827x100
414
40440
SH
SOLE
0
0
40440
Goldman Sachs Group, Inc.
COM
38141g104
5047
30805
SH
SOLE
0
0
30805
Google Inc.
COM
38259P706
6733
6041
SH
SOLE
0
0
6041
Health Care Select Sector SPDR
COM
81369Y209
3922
67054
SH
SOLE
0
0
67054
Heineken N V S ADR
COM
423012301
5268
151165
SH
SOLE
0
0
151165
Home Depot
COM
437076102
738
9321
SH
SOLE
0
0
9321
Honeywell, Inc.
COM
438516106
5638
60778
SH
SOLE
0
0
60778
IShares Russell Midcap Index F
COM
464287499
1936
12509
SH
SOLE
0
0
12509
Intel Corp.
COM
458140100
4778
185089
SH
SOLE
0
0
185089
International Business Machine
COM
459200101
1658
8614
SH
SOLE
0
0
8614
Invesco European Growth Fund C
COM
008882573
3288
82164
SH
SOLE
0
0
82164
JPM Fund - Europe EQ Plus
COM
LU0994472
1862
13240
SH
SOLE
0
0
13240
JPMorgan Chase & Co.
COM
46625h100
9441
155507
SH
SOLE
0
0
155507
JPMorgan Global Healthcare Cl
COM
lu0432979
3195
12696
SH
SOLE
0
0
12696
JPMorgan US Technology Fund
COM
LU0210536
3870
211710
SH
SOLE
0
0
211710
Johnson & Johnson
COM
478160104
983
10011
SH
SOLE
0
0
10011
Lazard Emerging Mkts Equity Po
COM
52106n889
4711
253429
SH
SOLE
0
0
253429
Lowes Companies, Inc.
COM
548661107
530
10835
SH
SOLE
0
0
10835
M&T Bank Corporation
COM
55261f104
325
2680
SH
SOLE
0
0
2680
MFS Global Total Return Fund C
COM
552986853
187
11353
SH
SOLE
0
0
11353
MFS Meridan Global Total Retur
COM
L63667874
214
14633
SH
SOLE
0
0
14633
Market Vectors Oil Services ET
COM
57060u191
3128
62140
SH
SOLE
0
0
62140
Market Vectors Pharmaceutical
COM
57060u217
358
6129
SH
SOLE
0
0
6129
Marsh & McLennan Companies, In
COM
571748102
593
12020
SH
SOLE
0
0
12020
Merck & Co, Inc.
COM
58933y105
10826
190692
SH
SOLE
0
0
190692
Microsoft Corp.
COM
594918104
10311
251541
SH
SOLE
0
0
251541
Newell Rubbermaid Inc
COM
651229106
452
15101
SH
SOLE
0
0
15101
Oakmark International Fund Cla
COM
413838202
8490
320031
SH
SOLE
0
0
320031
PNC Bank Corp.
COM
693475105
465
5343
SH
SOLE
0
0
5343
Pepsico Inc.
COM
713448108
587
7025
SH
SOLE
0
0
7025
Pfizer Inc.
COM
717081103
13027
405570
SH
SOLE
0
0
405570
Philip Morris International In
COM
718172109
878
10719
SH
SOLE
0
0
10719
Polar Capital Funds PLC
COM
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1832
121096
SH
SOLE
0
0
121096
Procter & Gamble
COM
742718109
1357
16838
SH
SOLE
0
0
16838
S&P 400 Mid-Cap Dep. Recpt.
COM
78467y107
1982
7910
SH
SOLE
0
0
7910
S&P 500 Depository Receipt
COM
78462f103
739
3950
SH
SOLE
0
0
3950
SPDR S&P China ETF
COM
78463x400
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73434
SH
SOLE
0
0
73434
SPDR S&P Homebuilders
COM
78464A888
2388
73373
SH
SOLE
0
0
73373
SPDR S&P Regional Banking
COM
78464a698
3516
84975
SH
SOLE
0
0
84975
Scout International
COM
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233
6294
SH
SOLE
0
0
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Select Sector SPDR Energy
COM
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SH
SOLE
0
0
39470
Select Sector SPDR Financial
COM
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2386
106808
SH
SOLE
0
0
106808
Select Sector SPDR Industrial
COM
81369y704
6686
127773
SH
SOLE
0
0
127773
Strayer Education, Inc.
COM
863236105
955
20570
SH
SOLE
0
0
20570
Suroco Energy Inc
COM
868874108
16
58500
SH
SOLE
0
0
58500
Tal International Group Inc
COM
874083108
2989
69730
SH
SOLE
0
0
69730
Templeton Growth Fund, Inc ClA
COM
880199104
552
21500
SH
SOLE
0
0
21500
The Brink's Company
COM
109696104
358
12546
SH
SOLE
0
0
12546
Toyota Motor Corp ADR
COM
892331307
6366
56390
SH
SOLE
0
0
56390
Twenty First Century Fox Inc
COM
90130A200
855
27487
SH
SOLE
0
0
27487
Vanguard Emerging Market
COM
922042858
3715
91555
SH
SOLE
0
0
91555
Vanguard Windsor Admiral
COM
922018403
604
8500
SH
SOLE
0
0
8500
Verizon Communications
COM
92343v104
4010
84307
SH
SOLE
0
0
84307
Visa Inc
COM
92826c839
3747
17360
SH
SOLE
0
0
17360
Vodafone Group ADR (NEW)
COM
92857w308
6376
173218
SH
SOLE
0
0
173218
Volkswagen AG Pfd
COM
DE0007664
1233
4745
SH
SOLE
0
0
4745
WPX Energy Inc.
COM
98212b103
4347
241108
SH
SOLE
0
0
241108
Wal-Mart Stores
COM
931142103
237
3100
SH
SOLE
0
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3100
Walt Disney Company
COM
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669
8357
SH
SOLE
0
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8357
Williams Cos
COM
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3672
90500
SH
SOLE
0
0
90500
Zoetis Inc
COM
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4062
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SH
SOLE
0
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140375
iShares DJ US Oil Equip & Serv
COM
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2258
33025
SH
SOLE
0
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33025
iShares MSCI Japan Index
COM
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1378
121633
SH
SOLE
0
0
121633
iShares Naftrac
COM
54555P910
648
208905
SH
SOLE
0
0
208905
iShares Russell 2000 Growth
COM
464287648
2351
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SH
SOLE
0
0
17282