-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAYUp/vW0dN9LNu3pp0LfWLa9ArGPISndIMRL71NdjO7EkENkG6/isTg+hY0S/qp HaJgvUMvxfczdmA/fn3myQ== 0000866842-04-000037.txt : 20040217 0000866842-04-000037.hdr.sgml : 20040216 20040217084033 ACCESSION NUMBER: 0000866842-04-000037 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMPX INTERNATIONAL INC CENTRAL INDEX KEY: 0001049606 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 570981653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54653 FILM NUMBER: 04602546 BUSINESS ADDRESS: STREET 1: 5430 LBJ FREEWAY STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75240-2697 BUSINESS PHONE: 9724481400 MAIL ADDRESS: STREET 1: 5430 LBJ FREEWAY STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75240-2697 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO CENTRAL INDEX KEY: 0000866842 IRS NUMBER: 593418454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 565 FIFTH AVENUE STREET 2: SUITE 2101 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-557-2445 MAIL ADDRESS: STREET 1: 750 11TH STREET SOUTH STREET 2: SUITE 101 CITY: NAPLES STATE: FL ZIP: 34102 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO INC DATE OF NAME CHANGE: 19990325 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO DATE OF NAME CHANGE: 19930125 SC 13G/A 1 cix5.txt FROM 13G/A 12/31/03 SECURITY AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* COMPX INTERNATIONAL INC (Name of Issuer) Common Stock (Title of Class of Securities) 20563P101 (Cusip #) Cusip No. 20563P101 13G Page 1 of 3 Pages 1 Name of Reporting Person Dalton, Greiner, Hartman, Maher & Co IRS Identification 59-3418454 2) Check the Appropriate box if a Member of a group* 3) SEC Use Only 4) Citizenship or place of Organization Delaware Partnership Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power 802,858 6) Shared Voting Power 0 7) Sole Dispositive Power 829,100 8) Shared Dispositve Power 0 9) Aggregate Amount Beneficially owned by each reporting person 829,100 10) Check Box if the aggregate amount in row (9) excludes certain Shares 11) Percent of Class Represented by Amount in Row 9 16.18% 12) Type of Reporting Person IA Cusip No. 20563P101 13G Page 2 of 3 Pages Item 1(a). Name of Issuer: COMPX INTERNATIONAL INC Item 1(b). Address of Issuer's Principal Executive Office: 5430 LBJ FREEWAY, SUITE 1700 DALLAS, TX 75240 Item 2(a). Name of Person Filing: Dalton, Greiner, Hartman, Maher & Co Item 2(b). Address of Principal Business Office: 1100 Fifth Avenue South, Suite 301 Naples, FL 34102 Item 2(c). Citizenship: Delaware Partnership Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number 20563P101 Item 3. This statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), the person filing is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount beneficially owned: 829,100 shares (b) Percent of Class: 16.18% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 805,858 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition: 829,100 shares (iv) shared power to dispose or to direct the disposition: 0 shares Item 5. Ownership of Five Percent of Less of a Class : Not Applicable Item 6. Ownership of more than five percent on behalf of another person: Not Applicable Item 7. Identification and Classification of the subsidiary which acquired the security being reported on by the parent holding company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Cusip No. 20563P101 13G Page 3 of 3 Pages Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification : The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 2004 Dalton, Greiner, Hartman, Maher & Co By : /s/Anthony Carriero Title : Vice President-Finance -----END PRIVACY-ENHANCED MESSAGE-----