0001127602-11-009134.txt : 20110307
0001127602-11-009134.hdr.sgml : 20110307
20110307135440
ACCESSION NUMBER: 0001127602-11-009134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110304
FILED AS OF DATE: 20110307
DATE AS OF CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERLINGHIERI LEO
CENTRAL INDEX KEY: 0001202738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 11667909
MAIL ADDRESS:
STREET 1: MKS INSTRUMENTS, INC
STREET 2: SIX SHATTUCK ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-03-04
0001049502
MKS INSTRUMENTS INC
MKSI
0001202738
BERLINGHIERI LEO
2 TECH DRIVE
ANDOVER
MA
01810
1
1
President and CEO
Common Stock
2011-03-04
4
M
0
50000
14.72
A
55013
D
Common Stock
2011-03-05
4
S
0
50000
32.023
D
5013
D
Common Stock
2011-03-04
4
M
0
14624
A
19637
D
Common Stock
2011-03-04
4
M
0
10833
A
30470
D
Common Stock
2011-03-04
4
F
0
10629
32.05
D
19841
D
Stock Option (Right to Buy)
14.72
2011-03-04
4
M
0
50000
0
D
2005-07-30
2014-07-30
Common Stock
50000
0
D
Restricted Stock Unit
2011-03-04
4
M
0
14624
D
Common Stock
14624
90898.017
D
Restricted Stock Unit
2011-03-04
4
M
0
10833
D
Common Stock
10833
67530.344
D
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
25% after first year, 6.25% each quarter thereafter - total 4 years.
These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
The RSUs vest in equal annual installments over three years.
/s/Renee M. Donlan POA
2011-03-07