-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9Uatq3y0J84NsR7BoXQGajyBJEgn9FZckvIeQYhTPVFHIroMzf2paIN2CMNoghC DQW2LtqrAQ+LCpWGUHqhZg== 0001193125-10-032313.txt : 20100216 0001193125-10-032313.hdr.sgml : 20100215 20100216161836 ACCESSION NUMBER: 0001193125-10-032313 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE ONE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0000939930 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 541746567 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44329 FILM NUMBER: 10608117 BUSINESS ADDRESS: STREET 1: 8001 AERIAL CENTER PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560-8413 BUSINESS PHONE: 9193794300 MAIL ADDRESS: STREET 1: 8001 AERIAL CENTER PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560-8413 FORMER COMPANY: FORMER CONFORMED NAME: DIMON INC DATE OF NAME CHANGE: 19950301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

CUSIP No. 018772103

   13G    Page 1 of 6 Pages

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2

(Amendment No. 1) (1)

Alliance One International Inc.

(Name of Issuer)

Common Stock (no par value)

(Title of Class of Securities)

018772103

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

(1) The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 6 Pages


CUSIP No. 018772103

   13G    Page 2 of 6 Pages

 

 
  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Bay Harbour Management, L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Florida

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    0

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0%

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IA

 

Page 2 of 6 Pages


CUSIP No. 018772103

   13G    Page 3 of 6 Pages

 

Schedule 13G

 

Item 1(a). Name of Issuer: Alliance One International Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices: 8001 Aerial Center Parkway, Morrisville, NC 27560-8417

 

Item 2(a). Name of Persons Filing: Bay Harbour Management, L.C.

 

Item 2(b). Address of Principal Business Office or, if None, Residence: 375 Park Avenue, 20th Floor New York, NY 10152

 

Item 2(c). Citizenship: Florida

 

Item 2(d). Title of Class of Securities: Common Stock (no par value) (the “Common Stock”)

 

Item 2(e). CUSIP Number: 018772103

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)

  

¨    

   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

   ¨        Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

  

¨    

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

  

¨    

   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

  

x    

   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

  

¨    

   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

  

¨    

   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

  

¨    

   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

  

¨    

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

  

¨    

   Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Page 3 of 6 Pages


CUSIP No. 018772103

   13G    Page 4 of 6 Pages

 

Item 4.

   Ownership.
   (a   Amount beneficially owned:
    

0

   (b   Percent of class:
     0%
   (c   Number of shares as to which the person has:
    

(i)     Sole power to vote or to direct the vote:

    

0

    

(ii)    Shared power to vote or to direct the vote:

    

(iii)  Sole power to dispose or to direct the disposition of:

    

0

    

(iv)   Shared power to dispose or to direct the disposition of:

Item 5.

   Ownership of Five Percent or Less of a Class.
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following     x.

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person.
   Not applicable.
Item 7.    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
  

Not applicable.

Item 8.    Identification and Classification of Members of the Group.
  

Not applicable.

Item 9.    Notice of Dissolution of Group.
  

Not Applicable.

 

Page 4 of 6 Pages


CUSIP No. 018772103

   13G    Page 5 of 6 Pages

 

Item 10.    Certification.
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 5 of 6 Pages


CUSIP No. 018772103

   13G    Page 6 of 6 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 16, 2010

 

    Bay Harbour Management, L.C.
    /s/ Michael Thompson
    Name:   Michael Thompson
    Title:   Portfolio Manager

 

Page 6 of 6 Pages

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