0001116502-05-000176.txt : 20120705
0001116502-05-000176.hdr.sgml : 20120704
20050203121820
ACCESSION NUMBER: 0001116502-05-000176
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050203
DATE AS OF CHANGE: 20050203
GROUP MEMBERS: AUGUSTINE LAWLOR
GROUP MEMBERS: CHRISTOPHER MIRABELLI, PH. D.
GROUP MEMBERS: ERIC AGUIAR, PH. D.
GROUP MEMBERS: HAROLD R. WERNER
GROUP MEMBERS: HEALTHCARE PARTNERS III, LP
GROUP MEMBERS: HEALTHCARE PARTNERS IV, LP
GROUP MEMBERS: HEALTHCARE PARTNERS V, LP
GROUP MEMBERS: HEALTHCARE PARTNERS VI, LP
GROUP MEMBERS: HEALTHCARE VENTURES III, LP
GROUP MEMBERS: HEALTHCARE VENTURES IV, LP
GROUP MEMBERS: HEALTHCARE VENTURES V, LP
GROUP MEMBERS: HEALTHCARE VENTURES VI, LP
GROUP MEMBERS: JAMES H. CAVANAUGH, PH. D.
GROUP MEMBERS: JOHN W. LITTLECHILD
GROUP MEMBERS: WILLIAM CROUSE
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHCARE VENTURES III L P
CENTRAL INDEX KEY: 0000886425
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: SC 13G/A
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DIVERSA CORP
CENTRAL INDEX KEY: 0001049210
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 223297375
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60329
FILM NUMBER: 05572203
BUSINESS ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-526-5000
MAIL ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
SC 13G/A
1
diversa-sc13ga.txt
SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
---------------------------------
OMB APPROVAL
---------------------------------
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response.............11
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
(Amendment No. __4_)*
DIVERSA CORPORATION
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.001 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
255064107
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
----------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Ventures III, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 3,231,679
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 3,231,679
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,231,679
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.40%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Partners III, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 3,231,679
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 3,231,679
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,231,679
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.40%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Ventures IV, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 949,929
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 949,929
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
949,929
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.17%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Partners IV, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 949,929
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 949,929
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
949,929
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.17%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Ventures V, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,677,658
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,677,658
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,677,658
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.84%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Partners V, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,677,658
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,677,658
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,677,658
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.84%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Ventures VI, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 638,500
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 638,500
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,500
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.46%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
HealthCare Partners VI, L.P.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 638,500
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 638,500
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,500
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.46%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
PN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G _
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
James H. Cavanaugh, Ph.D.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES 66,521
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 6,497,766
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 66,521
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 6,497,766
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,564,287
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
15.02%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Harold R. Werner
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 6,497,766
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 6,497,766
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,497,766
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
14.87%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William Crouse
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 6,497,766
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 6,497,766
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,497,766
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
14.87%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
John W. Littlechild
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 6,497,766
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 6,497,766
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,497,766
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
14.87%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Christopher Mirabelli, Ph.D.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 2,316,158
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 2,316,158
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,316,158
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Augustine Lawlor
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 2,316,158
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 2,316,158
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,316,158
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
________________________________________________________________________________
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Eric Aguiar, Ph.D.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3. SEC USE ONLY
________________________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5. SOLE VOTING POWER
SHARES
_________________________________________________________________
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 638,500
_________________________________________________________________
EACH 7. SOLE DISPOSITIVE POWER
REPORTING
_________________________________________________________________
PERSON 8. SHARED DISPOSITIVE POWER
WITH 638,500
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,500
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.46%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 255064107 13G
Item 1(a). Name of Issuer:
Diversa Corporation
____________________________________________________________________
Item 1(b). Address of Issuer's Principal Executive Offices:
4955 Directors Place
San Diego, CA 92121
____________________________________________________________________
Item 2(a). Name of Person Filing:
HealthCare Ventures III, L.P. ("HCV III"), HealthCare Partners
III, L.P. ("HCP III"), HealthCare Ventures IV, L.P. ("HCV
IV"), HealthCare Partners IV, L.P. ("HCP IV"), HealthCare
Ventures V, L.P. ("HCV V"), HealthCare Partners V, L.P. ("HCP
V"), HealthCare Ventures VI, L.P. ("HCV VI"), HealthCare
Partners VI, L.P. ("HCP VI"), Drs. Cavanaugh, Mirabelli and
Aguiar and Messrs. Werner, Littlechild, Crouse and Lawlor.
See attached Exhibit A, which is a copy of their agreement in
writing to file this statement on behalf of each of them. (1)
____________________________________________________________________
Item 2(b). Address of Principal Business Office, or if None, Residence:
The business address for HCV III, HCP III, HCV IV, HCP IV, HCV
V, HCP V, HCV VI, HCP VI, Drs. Cavanaugh and Aguiar and
Messrs. Werner and Crouse is 44 Nassau Street, Princeton, New
Jersey 08542. The business address for Dr. Mirabelli and
Messrs. Littlechild and Lawlor is 55 Cambridge Parkway,
Cambridge, Massachusetts 02142.
____________________________________________________________________
Item 2(c). Citizenship:
HCV III, HCP III, HCV IV, HCP IV, HCV V, HCP V, HCV VI and HCP
VI are limited partnerships organized under the laws of the
State of Delaware. Drs. Cavanaugh, Mirabelli and Aguiar and
Messrs. Werner, Littlechild, Crouse and Lawlor are each United
States citizens.
____________________________________________________________________
Item 2(d). Title of Class of Securities:
Common Stock par value $.001 (the "Shares")
____________________________________________________________________
Item 2(e). CUSIP Number:
255064107
____________________________________________________________________
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)
or (c), Check Whether the Person Filing is a: Not Applicable
(a) [_] Broker or dealer registered under Section 15 of the Exchange Act.
(b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange
Act.
(d) [_] Investment company registered under Section 8 of the Investment
Company Act.
(e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
(j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
---------------
(1) Dr. Cavanaugh and Messrs. Werner, Littlechild and Crouse are general
partners of HCP III, HCP IV, HCP V and HCP VI, the general partner of each
of HCV III, HCV IV, HCV V and HCV VI, respectively, the record holders of
the Issuer's securities. In addition, Dr. Mirabelli and Mr. Lawlor are also
general partners of HCP V and HCP VI, the general partner of each of HCV V
and HCV VI, the record holder of the Issuer' s securities and; Dr. Aguiar
is a general partner of HCP VI, the general partner of HCV VI, the record
holder of the Issuer's securities.
CUSIP No. 255064107 13G
Item 4. Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
As of December 31, 2004: HCV III and HCP III beneficially owned
3,231,679 Shares of the Issuer's Common Stock; HCV IV and HCP IV
beneficially owned 949,929 Shares of the Issuer's Common Stock; HCV V
and HCP V beneficially owned 1,677,658 Shares of the Issuer's Common
Stock; and HCV VI and HCP VI beneficially owned 638,500 Shares of the
Issuer's Common Stock. Dr. Cavanaugh beneficially owned 6,564,287
Shares consisting of 6,497,766 Shares of the Issuer's Common Stock,
and options to purchase 66,521 shares of the Issuer's Common Stock
(2), and Messrs. Werner, Crouse and Littlechild beneficially owned
6,497,766 Shares of the Issuer's Common Stock; Dr. Mirabelli and Mr.
Lawlor beneficially owned 2,316,158 Shares of the Issuer's Common
Stock and; Dr. Aguiar beneficially owned 638,500 Shares of the
Issuer's Common Stock.
______________________________________________________________________
(b) Percent of class:
As of December 31, 2004: the 3,231,679 Shares beneficially owned by
HCV III and HCP III constituted 7.40% of the Shares outstanding; the
949,929 Shares beneficially owned by HCV IV and HCP IV constituted
2.17% of the Shares outstanding; and the 1,677,658 Shares beneficially
owned by HCV V and HCP V constituted 3.84% of the Shares outstanding;
the 638,500 Shares beneficially owned by HCV VI and HCP VI constituted
1.46% of the Shares outstanding; the 6,564,287 Shares beneficially
owned by Dr. Cavanaugh constituted 15.02% of the Shares outstanding;
the 6,497,766 Shares beneficially owned by Messrs. Werner, Crouse and
Littlechild constituted 14.87% of the Shares outstanding; the
2,316,158 Shares beneficially owned by Dr. Mirabelli and Mr. Lawlor
constituted 5.3% of the Shares outstanding and; the 638,500 Shares
beneficially owned by Dr. Aguiar constituted 1.46% of the Shares
outstanding.
______________________________________________________________________
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
Dr. Cavanaugh has the sole power to vote or direct the vote as to the
66,521 Shares beneficially owned by him.
(ii) Shared power to vote or to direct the vote:
HCV III, HCP III, Dr. Cavanaugh and Messrs. Werner, Littlechild and
Crouse share the power to vote or direct the vote of those Shares
owned by HCV III.
HCV IV, HCP IV, Dr. Cavanaugh and Messrs. Werner, Littlechild and
Crouse share the power to vote or direct the vote of those Shares
owned by HCV IV.
HCV V, HCP V, Drs. Cavanaugh and Mirabelli and Messrs. Werner,
Littlechild, Crouse and Lawlor share the power to vote or direct the
vote of those Shares owned by HCV V.
HCV VI, HCP VI, Drs. Cavanaugh, Mirabelli and Aguiar and Messrs.
Werner, Littlechild, Crouse and Lawlor share the power to vote or
direct the vote of those Shares owned by HCV VI.
(iii) Sole power to dispose or to direct the disposition of:
Dr. Cavanaugh has the sole power to dispose or to direct the
disposition of the 66,521 Shares beneficially owned by him.
(iv) Shared power to dispose or to direct the disposition of:
HCV III, HCP III, Dr. Cavanaugh and Messrs. Werner, Littlechild and
Crouse share the power to dispose of or direct the disposition of
those Shares owned by HCV III.
HCV IV, HCP IV, Dr. Cavanaugh and Messrs. Werner, Littlechild and
Crouse share the power to dispose of or direct the disposition of
those Shares owned by HCV IV.
HCV V, HCP V, Drs. Cavanaugh and Mirabelli and Messrs. Werner,
Littlechild, Crouse and Lawlor share the power to dispose of or direct
the disposition of those Shares owned by HCV V.
HCV VI, HCP VI, Drs. Cavanaugh, Mirabelli and Aguiar and Messrs.
Werner, Littlechild, Crouse and Lawlor share the power to vote or
direct the vote of those Shares owned by HCV VI.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities check the following [ ].
Not Applicable
_______________________________________________________________________
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not Applicable.
_______________________________________________________________________
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
Not Applicable.
_______________________________________________________________________
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
_______________________________________________________________________
Item 9. Notice of Dissolution of Group.
Not Applicable.
______________________________________________________________________
Item 10. Certifications.
Not Applicable.
---------------
(2) Does not include options to purchase an additional 41,250 Shares of the
Issuer's Common Stock, which were granted to Dr. Cavanaugh as a director of
the Issuer, and which are not currently exercisable within 60 days of
12/31/04. These additional options become exercisable as to (i) 138.88
Shares per month for 3 months, beginning on March 22, 2005; and (ii) 972.22
Shares per month for 15 months, beginning on March 15, 2005; and (iii)
972.22 Shares per month for 27 months, beginning on June 17, 2005 (Dr.
Cavanaugh is not deemed to beneficially own these Shares as of the date of
this report.)
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 2, 2005 HealthCare Ventures III, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners III, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners III, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures IV, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners IV, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners IV, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures V, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners V, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners V, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures VI, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners VI, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners VI, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey James H. Cavanaugh, Ph.D
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey Harold Werner
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey William Crouse
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts John W. Littlechild
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts Christopher Mirabelli, Ph.D.
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts Augustine Lawlor
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey Eric Aguiar, Ph.D.
EXHIBIT A
AGREEMENT
JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree to jointly prepare and file with regulatory
authorities a Schedule 13G and any future amendments thereto reporting each of
the undersigned's ownership of securities of Diversa Corporation and hereby
affirm that such Schedule 13G is being filed on behalf of each of the
undersigned.
February 2, 2005 HealthCare Ventures III, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners III, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners III, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures IV, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners IV, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners IV, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures V, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners V, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners V, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Ventures VI, L.P.
Princeton, New Jersey By: its General Partner, HealthCare Partners VI, L.P.
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 HealthCare Partners VI, L.P.
Princeton, New Jersey
By: /s/ Jeffrey Steinberg
-------------------------------------------
Jeffrey Steinberg, Administrative Partner
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey James H. Cavanaugh, Ph.D
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey Harold Werner
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey William Crouse
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts John W. Littlechild
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts Christopher Mirabelli, Ph.D.
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Cambridge, Massachusetts Augustine Lawlor
February 2, 2005 /s/ Jeffrey Steinberg, Attorney-in-Fact
-----------------------------------------------
Princeton, New Jersey Eric Aguiar, Ph.D.
Note. Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).