0001048703-19-000057.txt : 20190515 0001048703-19-000057.hdr.sgml : 20190515 20190515160419 ACCESSION NUMBER: 0001048703-19-000057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 19827936 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001048703 XXXXXXXX 03-31-2019 03-31-2019 Karpus Management, Inc.
183 SULLY'S TRAIL PITTSFORD NY 14534
13F HOLDINGS REPORT 028-11445 N
Charles Trible Senior International Equity Analyst 585-586-4680 Charles Trible Pittsford NY 05-15-2019 0 206 2743284 false
INFORMATION TABLE 2 13fq119kim.xml ABERDEEN ASIA PACIFIC INCOME COM 003009107 50 11750 SH SOLE 11750 0 0 ABERDEEN EM MKTS EQUITY INCOME FUND COM 00301w105 5986 799261 SH SOLE 799261 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 6081 856463 SH SOLE 856463 0 0 ABERDEEN TOTAL DYNAMIC DIVID COM 00326l100 775 92001 SH SOLE 92001 0 0 PETROLEUM & RESOURCES CORP COM 00548f105 497 29609 SH SOLE 29609 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 24646 1683489 SH SOLE 1683489 0 0 ALLEGRO MERGER ACQ CORP COM 01749n103 25054 2523050 SH SOLE 2523050 0 0 ALLIANCEBERNSTEIN NATL MUNI INC COM 01864u106 3140 242441 SH SOLE 242441 0 0 ALLIANZGI EQUITY & CONVERTIB COM 018829101 7898 366652 SH SOLE 366652 0 0 AMCI ACQUISITION CORP COM 00165r101 17343 1762488 SH SOLE 1762488 0 0 ANDINA ACQUISITION CORP III COM G04415108 2675 274900 SH SOLE 274900 0 0 AON PLC COM g0408v102 454 2626 SH SOLE 2626 0 0 BERKSHIRE HATHAWAY INC DEL CL B COM 084670702 327 1605 SH SOLE 1605 0 0 BIG ROCK PART ACQ CORP COM 089482103 2159 208792 SH SOLE 208792 0 0 BLACK RIDGE ACQ CORP COM 09216t107 3967 388240 SH SOLE 388240 0 0 BLACKROCK CALIFORNIA MUNICIPAL INCOME TR COM 09248E102 9883 763743 SH SOLE 763743 0 0 BLACKROCK CORE BD TR COM 09249E101 9974 741591 SH SOLE 741591 0 0 BLACKROCK CR ALLCTN INC COM 092508100 43150 3454768 SH SOLE 3454768 0 0 BLACKROCK ENH CAP & INC FD INC COM 09256A109 1807 113002 SH SOLE 113002 0 0 BLACKROCK ENHANCED EQT DIV TR COM 09251A104 2805 323900 SH SOLE 323900 0 0 BLACKROCK ENHANCED GLOBAL DIV TRUST COM 092501105 6849 639495 SH SOLE 639495 0 0 BLACKROCK ENHANCED INTL DIV TRUST COM 092524107 6313 1129346 SH SOLE 1129346 0 0 BLACKROCK FL MUNI 2020 TERM COM 09250m109 1381 96311 SH SOLE 96311 0 0 BLACKROCK INCOME TR INC COM 09247F100 57800 9747058 SH SOLE 9747058 0 0 BLACKROCK INVT QUALITY MUNI COM 09247d105 4560 320017 SH SOLE 320017 0 0 BLACKROCK MUNICIPAL TARGET COM 09257P105 23527 1056431 SH SOLE 1056431 0 0 BLACKROCK MUNI INTER DR FD INC COM 09253X102 976 71092 SH SOLE 71092 0 0 BLACKROCK MUNI NY INT DUR FD COM 09255F109 616 44714 SH SOLE 44714 0 0 BLACKROCK INS MUNI INCOME TR COM 092479104 19479 1450387 SH SOLE 1450387 0 0 BLACKROCK MUNIHOLDINGS NY INSURED FD COM 09255c106 24354 1882109 SH SOLE 1882109 0 0 BLACKROCK MUNIHLDNGS CALI QLTY COM 09254L107 12393 928303 SH SOLE 928303 0 0 BLACKROCK MUNIHOLDINGS IN II COM 09254C107 3722 303313 SH SOLE 303313 0 0 BLACKROCK MUNIHOLDINGS INSUR COM 09254A101 4874 403795 SH SOLE 403795 0 0 BLACKROCK MUNIYIELD QUAL II COM 09254G108 11727 953398 SH SOLE 953398 0 0 BLACKROCK MUNIYIELD CA INSUR COM 09254N103 12404 918130 SH SOLE 918130 0 0 BLACKROCK MUNIYIELD NY INSUR COM 09255E102 16138 1304572 SH SOLE 1304572 0 0 BLACKROCK MUNIYIELD INSURED COM 09254e103 58087 4506360 SH SOLE 4506360 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254f100 8090 573759 SH SOLE 573759 0 0 BLACKROCK MUNIYLD MICH QLTY FD COM 09254V105 8623 644003 SH SOLE 644003 0 0 BLACKROCK NEW YORK MUNI INC COM 09248l106 5944 451636 SH SOLE 451636 0 0 BLACKROCK NEW YORK MUN II COM 09249R102 3170 234800 SH SOLE 234800 0 0 BLACKROCK NY MUNI INC QLTY TR COM 09249U105 1482 115845 SH SOLE 115845 0 0 BLACKROCK NY MUNICIPAL BOND TR COM 09249P106 1420 100494 SH SOLE 100494 0 0 BLACKROCK RES & COMM STRATEGY COM 09257A108 82 10000 SH SOLE 10000 0 0 BOXWOOD MERGER CORP COM 10319t101 21652 2227550 SH SOLE 2227550 0 0 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 134 12000 SH SOLE 12000 0 0 CF FIN ACQUISITION CORP COM 12528n107 5352 542263 SH SOLE 542263 0 0 CHASERG TECHNOLOGY ACQ CORP COM 16166a103 13688 1382625 SH SOLE 1382625 0 0 CHINA FD INC COM 169373107 4430 212453 SH SOLE 212453 0 0 CLEARBRIDGE ENERGY MLP FUND COM 184692101 3072 240004 SH SOLE 240004 0 0 COHEN & STEERS GLOBAL INC BLDR COM 19248M103 597 70260 SH SOLE 70260 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 762 4240 SH SOLE 4240 0 0 CONSTELLATION BRANDS INC CL B COM 21036p207 479 2696 SH SOLE 2696 0 0 CORNERSTONE STRATEGIC VALUE COM 21924b302 26374 2135564 SH SOLE 2135564 0 0 CORNERSTONE TOTAL RETURN FND COM 21924U300 7419 613178 SH SOLE 613178 0 0 DFB HEALTHCARE ACQUISTION CO COM 23291e109 292 29200 SH SOLE 29200 0 0 DISNEY WALT CO COM 254687106 370 3287 SH SOLE 3287 0 0 DREYFUS MUNICIPAL INCOME INC COM 26201R102 10645 1262736 SH SOLE 1262736 0 0 DTF TAX-FREE INCOME INC COM 23334J107 4388 329704 SH SOLE 329704 0 0 DUFF & PHELPS UTIL CORP BD COM 26432k108 38412 4466561 SH SOLE 4466561 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 10787 977119 SH SOLE 977119 0 0 EAGLE GROWTH & INCOME FUND COM 26958j105 5981 385380 SH SOLE 385380 0 0 EATON VANCE CA MUNI INC TRST COM 27826F101 6516 533191 SH SOLE 533191 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 16068 1508737 SH SOLE 1508737 0 0 EATON VANCE ENHANCED EQ INC FD COM 278274105 1909 131285 SH SOLE 131285 0 0 EATON VANCE MUN BD FD COM 27827X101 139163 11277389 SH SOLE 11277389 0 0 EATON VANCE MUNICIPAL INCOME COM 27826U108 4850 400506 SH SOLE 400506 0 0 EATON VANCE NEW YORK MUN BD FD COM 27827Y109 13897 1181753 SH SOLE 1181753 0 0 EATON VANCE NY MUNICIPAL INC COM 27826w104 417 34024 SH SOLE 34024 0 0 EATON VANCE SR INCOME TR COM 27826S103 90 14600 SH SOLE 14600 0 0 EATON VANCE TX ADV GLBL DIV FD COM 27828s101 3270 206833 SH SOLE 206833 0 0 EDTECHX HOLDINGS ACQ CORP COM 28138x103 5803 578575 SH SOLE 578575 0 0 EDTECHX HLDGS ACQUISITION CO COM 28138x202 661 65100 SH SOLE 65100 0 0 EUROPEAN EQUITY FUND COM 298768102 2287 257555 SH SOLE 257555 0 0 EXXON MOBIL CORP COM 30231G102 926 11442 SH SOLE 11442 0 0 FEDERATED PREMIER MUNI INC COM 31423P108 5066 376904 SH SOLE 376904 0 0 FIRST TR ABERDEEN GLBL OPP FD COM 337319107 16217 1628193 SH SOLE 1628193 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 792 49975 SH SOLE 49975 0 0 FORUM MERGER II ACQ CORP COM 34986f103 17778 1790288 SH SOLE 1790288 0 0 GABELLI HLTHCARE & WELLNESS TR SHS COM 36246K103 11408 1086495 SH SOLE 1086495 0 0 GIGCAPITAL, INC ACQ CORP COM 37518n106 13672 1341709 SH SOLE 1341709 0 0 GORDON POINTE ACQ CORP COM 382788107 4474 439453 SH SOLE 439453 0 0 GRAF INDUSTRIAL ACQ CORP COM 384278107 15009 1541015 SH SOLE 1541015 0 0 GREENLAND ACQ CORP COM G40981139 2434 243400 SH SOLE 243400 0 0 JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD COM 41013p749 9186 1327511 SH SOLE 1327511 0 0 HOME DEPOT INC COM 437076102 569 2866 SH SOLE 2866 0 0 INSIGHT SELECT INCOME FD COM 45781w109 9369 494946 SH SOLE 494946 0 0 INTEL CORP COM 458140100 228 4116 SH SOLE 4116 0 0 INVESCO BD FD COM 46132L107 3697 203141 SH SOLE 203141 0 0 INVESCO VRDO TAX-FREE WEEKLY ETF COM 46138g862 374 15000 SH SOLE 15000 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 2128 177357 SH SOLE 177357 0 0 INVESCO MUN TR COM 46131J103 1212 100316 SH SOLE 100316 0 0 INVESCO PA VALUE MUN INCOME TR COM 46132K109 2773 222564 SH SOLE 222564 0 0 INVESCO QUALITY MUNI INC TRST COM 46133G107 1103 90745 SH SOLE 90745 0 0 INVESCO SR INCOME TR COM 46131h107 99 23500 SH SOLE 23500 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 14492 1163082 SH SOLE 1163082 0 0 ISHARES MSCI CDA ETF COM 464286509 16509 588983 SH SOLE 588983 0 0 ISHARES MSCI JAPAN ETF COM 46434G822 14000 252882 SH SOLE 252882 0 0 ISHARES TR CORE DIV GRWTH COM 46434v621 20680 556521 SH SOLE 556521 0 0 ISHARES TR CORE MSCI EURO COM 46434V738 2341 49754 SH SOLE 49754 0 0 ISHARES CORE S&P500 ETF COM 464287200 77995 270405 SH SOLE 270405 0 0 ISHARES TR EUROPE ETF COM 464287861 1075 24185 SH SOLE 24185 0 0 ISHARES TR MSCI ACWI EX US COM 464288240 3186 67492 SH SOLE 67492 0 0 ISHARES MSCI CHINA ETF COM 46429b671 4051 63760 SH SOLE 63760 0 0 ISHARES TR MSCI EMG MKT ETF COM 464287234 737 16820 SH SOLE 16820 0 0 ISHARES SHORT TERM NATIONAL MUNI BOND COM 464288158 1069 10100 SH SOLE 10100 0 0 JAPAN SMALLER CAPTLZTN FD INC COM 47109U104 9031 1015886 SH SOLE 1015886 0 0 JOHNSON & JOHNSON COM 478160104 326 2375 SH SOLE 2375 0 0 JPMORGAN CHASE & CO COM 46625H100 222 2109 SH SOLE 2109 0 0 KAYNE ANDERSON MIDSTREAM/ENE COM 48661e108 17089 1406525 SH SOLE 1406525 0 0 KBL MERGER CORP. IV COM 48242A104 5167 500170 SH SOLE 500170 0 0 KIMBERLY CLARK CORP COM 494368103 384 3152 SH SOLE 3152 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF COM 518416102 8053 282375 SH SOLE 282375 0 0 LAZARD WORLD DIVID & INCOME FD COM 521076109 10499 1047767 SH SOLE 1047767 0 0 LEGACY ACQ CORP COM 524643103 15762 1568375 SH SOLE 1568375 0 0 LENNOX INTL INC COM 526107107 22964 85095 SH SOLE 85095 0 0 LF CAPITAL ACQ CORP COM 50200k108 17842 1775300 SH SOLE 1775300 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT COM 50208a102 1518 115910 SH SOLE 115910 0 0 LOWES COS INC COM 548661107 201 1800 SH SOLE 1800 0 0 MADISON CVRED CALL & EQ STR FD COM 557437100 2092 309027 SH SOLE 309027 0 0 MANNING & NAPIER, INC. COM 56382q102 553 254942 SH SOLE 254942 0 0 MEGALITH FINANCIAL ACQ CORP COM 58518F109 18367 1840338 SH SOLE 1840338 0 0 MFS INTER INCOME TR COM 55273C107 1572 418175 SH SOLE 418175 0 0 MFS INVT GRADE MUN TR COM 59318b108 10866 1148582 SH SOLE 1148582 0 0 MICROSOFT CORP COM 594918104 739 6156 SH SOLE 6156 0 0 MONOCLE ACQUISITION CORP COM COM 609754106 13203 1347250 SH SOLE 1347250 0 0 MONOCLE ACQUISITION CORP COM 609754205 758 75000 SH SOLE 75000 0 0 MORGAN STANLEY ASIA PAC FD INC COM 61744U106 1706 102270 SH SOLE 102270 0 0 MORGAN STANLEY EM MKTS COM 617477104 104 15650 SH SOLE 15650 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 3581 170116 SH SOLE 170116 0 0 MOSAIC ACQUISITION CORP COM COM 61946m100 6287 625600 SH SOLE 625600 0 0 MUDRICK CAP ACQUISITION CORP COM COM 624745105 13461 1334070 SH SOLE 1334070 0 0 NEW GERMANY FD INC COM 644465106 10763 747452 SH SOLE 747452 0 0 NOVANTA INC COM 67000B104 300 3485 SH SOLE 3485 0 0 NUCOR CORP COM 670346105 252 4168 SH SOLE 4168 0 0 NUVEEN AMT-FREE MUN INCOME FD COM 670657105 173646 13016907 SH SOLE 13016907 0 0 NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD COM 67066Y105 14181 1025412 SH SOLE 1025412 0 0 NUVEEN CALIFORNIA SELECT TAX-FREE INC COM 67063r103 564 39852 SH SOLE 39852 0 0 NUVEEN CALIFORNIA AMT-FREE COM 670651108 6244 446661 SH SOLE 446661 0 0 NUVEEN INT DUR QUAL MUN TRM FD COM 670677103 5811 443909 SH SOLE 443909 0 0 NUVEEN INTER DURATION MN TMFD COM 670671106 2941 223155 SH SOLE 223155 0 0 NUVEEN MUNI 2021 TGT TRM FD COM 670687102 8908 925004 SH SOLE 925004 0 0 NUVEEN NY AMT FREE MUN INCOME COM 670656107 92083 7250664 SH SOLE 7250664 0 0 NUVEEN NY MUNI VALUE FUND 2 COM 670706100 2365 167129 SH SOLE 167129 0 0 NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 19767 1477326 SH SOLE 1477326 0 0 NUVEEN OHIO QUALITY INCOME MUN COM 670980101 12247 846339 SH SOLE 846339 0 0 NUVEEN PA INVT QUALITY MUN FD COM 670972108 391 29500 SH SOLE 29500 0 0 NUVEEN DIVID ADVANTAGE MUN FD COM 67066V101 121662 8958881 SH SOLE 8958881 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071b108 5900 566241 SH SOLE 566241 0 0 NUVEEN SELECT TAX FREE INCM PT COM 67062F100 214 14663 SH SOLE 14663 0 0 NUVEEN SELECT TAX FREE INCM PT COM 67063C106 1731 125400 SH SOLE 125400 0 0 NUVEEN SELECT TAX FREE INCM 3 COM 67063X100 337 22914 SH SOLE 22914 0 0 NUVEEN SR INCOME FD COM 67067y104 67 11500 SH SOLE 11500 0 0 OPES ACQ CORP COM 68373p100 1620 159400 SH SOLE 159400 0 0 ORACLE CORP COM 68389X105 333 6158 SH SOLE 6158 0 0 PAYCHEX INC COM 704326107 377 4644 SH SOLE 4644 0 0 PEPSICO INC COM 713448108 316 2600 SH SOLE 2600 0 0 PFIZER INC COM 717081103 279 6509 SH SOLE 6509 0 0 PIONEER DIVERSIFIED HIGH INCOME TRUST COM 723653101 20009 1407105 SH SOLE 1407105 0 0 PIONEER HIGH INCOME TRUST COM 72369h106 154 16889 SH SOLE 16889 0 0 PROCTER & GAMBLE CO COM 742718109 286 2754 SH SOLE 2754 0 0 PURE ACQ CORP COM 74621Q106 47163 4688205 SH SOLE 4688205 0 0 PUTNAM MUN OPPORTUNITIES TR COM 746922103 701 56883 SH SOLE 56883 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821r109 12139 1241203 SH SOLE 1241203 0 0 SEMPRA ENERGY COM 816851109 261 2050 SH SOLE 2050 0 0 SENTINEL ENERGY SVCS INC COM 81728p105 5641 561262 SH SOLE 561262 0 0 SOCIAL CAPITAL HEDOSOPHIA ACQ CORP COM g8250r103 255 25000 SH SOLE 25000 0 0 SPARTAN ENERGY ACQUISITON CO COM 846784106 9187 934550 SH SOLE 934550 0 0 SPDR S&P 500 ETF COM 78462F103 41437 144672 SH SOLE 144672 0 0 SPDR SER TR NUVN BR SHT MUNI COM 78468R739 3318 68527 SH SOLE 68527 0 0 TAIWAN FD INC COM 874036106 2351 131143 SH SOLE 131143 0 0 TEKLA HEATHCARE INVESTORS COM 87911J103 7534 366639 SH SOLE 366639 0 0 TEKLA HEALTHCARE OPPORTUNIT FD COM 879105104 8051 457942 SH SOLE 457942 0 0 TEMPLETON EMERGING MKTS FD INC COM 880191101 2237 147379 SH SOLE 147379 0 0 TENZING ACQUISITION CORP COM g8708a116 3576 354025 SH SOLE 354025 0 0 TUNDER BRIDGE ACQ CORP COM g8857r100 4385 429450 SH SOLE 429450 0 0 TIBERIUS ACQ CORP COM 88633a107 2939 291522 SH SOLE 291522 0 0 TOTTENHAM ACQ CORP COM g8959n106 3651 364350 SH SOLE 364350 0 0 TRIDENT ACQ CORP COM 89615t106 8194 801725 SH SOLE 801725 0 0 TRINITY MERGER ACQ CORP COM 89653l106 22068 2155111 SH SOLE 2155111 0 0 TUSCAN HOLDINGS CORP COM 90069k104 5886 600000 SH SOLE 600000 0 0 TWELVE SEAS ACQ CORP COM G9145a107 2898 289775 SH SOLE 289775 0 0 VANECK VECTORS ETF TR AMT FREE SHORT COM 92189f528 1046 59543 SH SOLE 59543 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND COM 921937793 3903 43090 SH SOLE 43090 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND COM 921937827 1719 21675 SH SOLE 21675 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT COM 921937835 5146 63858 SH SOLE 63858 0 0 VANGUARD INDEX FDS GROWTH ETF COM 922908736 25127 157785 SH SOLE 157785 0 0 VANGUARD INDEX FDS S&P 500 ETF COM 922908363 309726 1177174 SH SOLE 1177174 0 0 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 104684 674551 SH SOLE 674551 0 0 VANGUARD INDEX FDS TOTAL STK MKT COM 922908769 59056 402481 SH SOLE 402481 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US COM 922042775 25737 502681 SH SOLE 502681 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF COM 922042858 47063 1088917 SH SOLE 1088917 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF COM 922042874 99399 1805937 SH SOLE 1805937 0 0 VANGUARD FTSE PACIFIC ETF COM 922042866 42391 632698 SH SOLE 632698 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 720 17250 SH SOLE 17250 0 0 VECTOIQ ACQ CORP COM 92243n103 21192 2115017 SH SOLE 2115017 0 0 VOYA ASIA PAC DIVID EQUITY IN COM 92912J102 495 53993 SH SOLE 53993 0 0 VOYA GLOBAL ADVANTAGE AND PREMIUM OPP COM 92912R104 657 63738 SH SOLE 63738 0 0 VOYA GLBL EQTY DIV & PREM OPP COM 92912T100 467 72727 SH SOLE 72727 0 0 W P CAREY INC COM 92936U109 306 3889 SH SOLE 3889 0 0 WEALTHBRIDGE ACQUISITION LTD COM G4887W110 562 57275 SH SOLE 57275 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 8532 1160781 SH SOLE 1160781 0 0 WESTERN ASSET PREMIER BOND COM 957664105 940 71575 SH SOLE 71575 0 0 WESTERN ASSET CLYM INFL SEC IN COM 95766Q106 3129 282383 SH SOLE 282383 0 0 WESTERN ASST MN PRT FD INC COM 95766P108 6028 417420 SH SOLE 417420 0 0 WESTERN ASSET CLYM INFL OPP IN COM 95766R104 8196 764587 SH SOLE 764587 0 0