0001048703-17-000091.txt : 20170814 0001048703-17-000091.hdr.sgml : 20170814 20170814154949 ACCESSION NUMBER: 0001048703-17-000091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 171029887 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001048703 XXXXXXXX 06-30-2017 06-30-2017 Karpus Management, Inc.

183 SULLY'S TRAIL PITTSFORD NY 14534

13F HOLDINGS REPORT 028-11445 N Daniel L. Lippincott, CFA (585) 586-4680 Daniel L. Lippincott, CFA Pittsford NY 08-14-2017 0 140 1977764 false INFORMATION TABLE 2 13fq22017.xml ABERDEEN JAPAN EQUITY FUND COM 00306J109 7997 940826 SH SOLE 940826 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 871 37618 SH SOLE 37618 0 0 ABERDEEN SINGAPORE FUND COM 003244100 3030 273629 SH SOLE 273629 0 0 ADAMS EXPRESS CO COM 006212104 49376 3455287 SH SOLE 3455287 0 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 270 19700 SH SOLE 19700 0 0 ALLIANCE NATIONAL MUNI COM 01864u106 6061 442731 SH SOLE 442731 0 0 ALLIANZGI EQUITY & CONVERTIB COM 018829101 10732 543407 SH SOLE 543407 0 0 ASIA PAC FD COM 044901106 20649 1588395 SH SOLE 1588395 0 0 BARINGTON HILCO ACQUISITION COM 06759v101 7632 748208 SH SOLE 748208 0 0 BERKSHIRE HATHAWAY INC CL B COM 084670702 212 1250 SH SOLE 1250 0 0 BLACKROCK CORE BD TR COM 09249E101 18808 1355055 SH SOLE 1355055 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 43192 3211312 SH SOLE 3211312 0 0 BLACKROCK ENH CAP & INC FD INC COM 09256A109 15108 1014646 SH SOLE 1014646 0 0 BLACKROCK INCOME TR COM 09247F100 60660 9522730 SH SOLE 9522730 0 0 BLACKROCK INTL GRWTH & INC TR COM 092524107 11241 1789950 SH SOLE 1789950 0 0 BLACKROCK MUNI INTERM DURATI COM 09253X102 10809 769851 SH SOLE 769851 0 0 BLACKROCK MUNI NY INT DUR FD COM 09255F109 708 50567 SH SOLE 50567 0 0 BLACKROCK MUNIYLD MICH QLTY FD COM 09254V105 9254 659618 SH SOLE 659618 0 0 BLACKROCK NEW YORK MUNI BOND COM 09249P106 265 18502 SH SOLE 18502 0 0 BLACKROCK NY INS MUN COM 09249U105 2199 164262 SH SOLE 164262 0 0 BLACKROCK SCIENCE & TECHNOLOGY TRUST COM 09258G104 14849 668594 SH SOLE 668594 0 0 CHINA FD INC COM 169373107 4647 248753 SH SOLE 248753 0 0 CLOUGH GLBL OPPORTUNITIES FD COM 18914e106 10529 993283 SH SOLE 993283 0 0 COHEN & STEERS GLOBAL INC BLDR COM 19248M103 2674 280866 SH SOLE 280866 0 0 CONSTELLATION BRANDS INC-A COM 21036P108 821 4240 SH SOLE 4240 0 0 CONSTELLATION BRANDS INC-B COM 21036p207 525 2696 SH SOLE 2696 0 0 DISNEY WALT CO COM DISNEY COM 254687106 313 2944 SH SOLE 2944 0 0 DUFF & PHELPS UTILITY & CORPORATE BOND TR COM 26432k108 14926 1624141 SH SOLE 1624141 0 0 DWS HIGH INCOME OPPORTUNITIES COM 25158y102 1562 105000 SH SOLE 105000 0 0 EASTERLY ACQUISITION CORP COM 27616l102 5632 560416 SH SOLE 560416 0 0 EATON VANCE CA MUNI INC TRST COM 27826F101 567 45269 SH SOLE 45269 0 0 EATON VANCE MI MUNI INCOME TR COM 27826D106 1385 102335 SH SOLE 102335 0 0 EATON VANCE MUN BD FD COM 27827X101 49550 3904651 SH SOLE 3904651 0 0 EATON VANCE MUN BD FD II COM 27827K109 12335 974358 SH SOLE 974358 0 0 EATON VANCE NEW YORK MUN BD FD COM 27827Y109 1739 139335 SH SOLE 139335 0 0 EATON VANCE NY MUNICIPAL INC COM 27826w104 466 35758 SH SOLE 35758 0 0 EATON VANCE OH MUNICIPAL COM 27826G109 610 43818 SH SOLE 43818 0 0 EATON VANCE PA MUN BD FD COM 27828W102 233 18000 SH SOLE 18000 0 0 EATON VANCE PA MUNI INCOME TR COM 27826T101 773 63439 SH SOLE 63439 0 0 ELECTRUM SPECIAL ACQ CORP COM G3105C104 131 12950 SH SOLE 12950 0 0 EUROPEAN EQUITY FUND COM 298768102 4600 501645 SH SOLE 501645 0 0 EXXON MOBIL CORP COM 30231G102 861 10668 SH SOLE 10668 0 0 FEDERATED PREMIER INT MUNI COM 31423M105 20108 1472058 SH SOLE 1472058 0 0 FIRST TR ENHANCED EQTY INC FD COM 337318109 10640 726304 SH SOLE 726304 0 0 FIRST TRUST ABERDEEN GLOBAL COM 337319107 19577 1680404 SH SOLE 1680404 0 0 FORUM MERGER CORPORATION COM 34985b103 28303 2914874 SH SOLE 2914874 0 0 GABELLI HLTHCARE & WELLNESS TR COM 36246K103 10112 931978 SH SOLE 931978 0 0 GENERAL AMERN INVS COM 368802104 23828 693683 SH SOLE 693683 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 4749 324176 SH SOLE 324176 0 0 HARMONY MERGER CORP COM 413247107 7272 703850 SH SOLE 703850 0 0 HOME DEPOT INC COM 437076102 420 2741 SH SOLE 2741 0 0 INSIGHT SELECT INCOME FUND COM 45781w109 223 11257 SH SOLE 11257 0 0 INVESCO QUALITY MUNI INC TRST COM 46133G107 137 10740 SH SOLE 10740 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1239 81685 SH SOLE 81685 0 0 ISHARES 3-7 YR TR BD ETF COM 464288661 457 3700 SH SOLE 3700 0 0 ISHARES CORE MSCI EUROPE ETF COM 46434V738 328 7000 SH SOLE 7000 0 0 ISHARES MSCI ACWI EX US ETF COM 464288240 6460 141703 SH SOLE 141703 0 0 ISHARES MSCI CDA ETF COM 464286509 21389 799305 SH SOLE 799305 0 0 ISHARES MSCI EMERGING MKT INDEX ETF COM 464287234 776 18760 SH SOLE 18760 0 0 ISHARES MSCI JAPAN ETF COM 46434G822 16639 310147 SH SOLE 310147 0 0 ISHARES SHORT TERM NATIONAL MUNI BOND COM 464288158 25540 241448 SH SOLE 241448 0 0 ISHARES TR EUROPE ETF COM 464287861 1344 30325 SH SOLE 30325 0 0 JAPAN SMALLER CAPTLZTN FD COM 47109U104 18213 1586457 SH SOLE 1586457 0 0 JENSYN ACQ CORP COM 47632b102 5837 570000 SH SOLE 570000 0 0 JM GLOBAL ACQ CORP COM 46590H101 455 45775 SH SOLE 45775 0 0 JPMORGAN CHINA REGION FUND COM 48126T104 694 34592 SH SOLE 34592 0 0 KAYNE ANDERSON ACQ CORP COM 48661u102 477 49100 SH SOLE 49100 0 0 KBL MERGER CORP. IV COM 48242A104 13658 1408000 SH SOLE 1408000 0 0 KIMBERLY CLARK CORP COM 494368103 348 2697 SH SOLE 2697 0 0 LAZARD WORLD DIVID & INCOME FD COM 521076109 18216 1652967 SH SOLE 1652967 0 0 LENNOX INTL INC COM 526107107 15865 86390 SH SOLE 86390 0 0 LIBERTY ALL STAR EQUITY FD COM 530158104 38748 6845891 SH SOLE 6845891 0 0 M I ACQ CORP COM 55304a104 3302 329532 SH SOLE 329532 0 0 M III ACQ CORP COM 55378T104 13604 1388200 SH SOLE 1388200 0 0 MADISON STRATEGIC SECTR PREM COM 558268108 16848 1399348 SH SOLE 1399348 0 0 MADISON/CLAYMORE COVERED CAL COM 557437100 16397 2094102 SH SOLE 2094102 0 0 MANAGED DURATION INVESTMENT GR COM 56165r103 19793 1434277 SH SOLE 1434277 0 0 MARLIN PARTNERS ACQ CORP COM 57682v106 1078 111600 SH SOLE 111600 0 0 MFS INTER INCOME TR COM 55273C107 24510 5673577 SH SOLE 5673577 0 0 MFS INVT GRADE MUN TR COM 59318B108 27103 2672835 SH SOLE 2672835 0 0 MODERN MEDIA ACQ CORP COM 60765P103 40002 4094350 SH SOLE 4094350 0 0 MORGAN STANLEY ASIA PAC FD COM 61744U106 1964 118080 SH SOLE 118080 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 2224 137714 SH SOLE 137714 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1405 43397 SH SOLE 43397 0 0 MORGAN STANLEY TRUSTS INCOME SECS COM 61745P874 40155 2203918 SH SOLE 2203918 0 0 NATIONAL ENERGY SERVICES ACQ CORP' COM g6375r107 176 18425 SH SOLE 18425 0 0 NEUBERGER BERMAN NY INTMD MU COM 64124k102 303 23744 SH SOLE 23744 0 0 NEW GERMANY FD INC COM 644465106 11929 717300 SH SOLE 717300 0 0 NEW IRELAND FUND INC COM 645673104 3865 279484 SH SOLE 279484 0 0 NOVANTA INC COM 67000B104 552 15342 SH SOLE 15342 0 0 NUCOR CORP COM 670346105 241 4168 SH SOLE 4168 0 0 NUVEEN AMT-FREE MUN INCOME FD COM 670657105 21045 1537242 SH SOLE 1537242 0 0 NUVEEN CORE EQUITY ALPHA FUND COM 67090X107 10006 682524 SH SOLE 682524 0 0 NUVEEN DIVID ADVANTAGE MUN FD COM 67066V101 16514 1176216 SH SOLE 1176216 0 0 NUVEEN INT DUR QUAL MUN TRM FD COM 670677103 1519 117170 SH SOLE 117170 0 0 NUVEEN NY AMT FREE MUN INCOME COM 670656107 23624 1802019 SH SOLE 1802019 0 0 NUVEEN OHIO QUALITY INCOME MUN COM 670980101 7257 483803 SH SOLE 483803 0 0 NUVEEN SELECT TAX FREE INCM COM 67063C106 286 20884 SH SOLE 20884 0 0 PACHOLDER HIGH YIELD FUND, INC COM 693742108 502 63008 SH SOLE 63008 0 0 PAYCHEX INC COM 704326107 269 4726 SH SOLE 4726 0 0 PIONEER MUNI HI INCOME TRUST COM 723763108 1590 131201 SH SOLE 131201 0 0 POWERSHARES VRDO TAX-FREE WEEKLY PORTFOLIO COM 73936t433 21292 853740 SH SOLE 853740 0 0 QUINPARIO ACQ CORP COM 74874u101 1785 179925 SH SOLE 179925 0 0 SEMPRA ENERGY COM 816851109 231 2050 SH SOLE 2050 0 0 SILVER RUN II ACQ CORP COM 82812a103 4767 470600 SH SOLE 470600 0 0 SPDR S&P 500 ETF COM 78462F103 86983 359733 SH SOLE 359733 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF COM 78468R739 107313 2212647 SH SOLE 2212647 0 0 STELLAR III ACQ CORP COM y8172w107 8109 809293 SH SOLE 809293 0 0 SWISS HELVETIA FD INC COM 870875101 14438 1136826 SH SOLE 1136826 0 0 TAIWAN FD INC COM 874036106 2099 106067 SH SOLE 106067 0 0 TEKLA HEALTHCARE OPPORTUNITIES COM 879105104 6324 344813 SH SOLE 344813 0 0 TEMPLETON DRAGON FD INC COM 88018T101 3094 118535 SH SOLE 118535 0 0 TEMPLETON DRAGON FD INC COM 88018T101 709 35165 SH SOLE 35165 0 0 TEMPLETON EMERGING MKTS FD COM 880191101 2523 169227 SH SOLE 169227 0 0 TRI CONTL CORP COM 895436103 18167 746060 SH SOLE 746060 0 0 TURKISH INVT FD INC COM 900145103 177 18312 SH SOLE 18312 0 0 VAN KAMP PENN VAL MUNI INCOM COM 46132K109 12814 1037576 SH SOLE 1037576 0 0 VANECK VECTORS ETF TR AMT FREE SHORT COM 92189f528 3766 215543 SH SOLE 215543 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND COM 921937827 15818 198100 SH SOLE 198100 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF COM 922042775 24900 497706 SH SOLE 497706 0 0 VANGUARD INDEX FDS S&P 500 ETF COM 922908363 215465 970303 SH SOLE 970303 0 0 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 69563 513227 SH SOLE 513227 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX ETF COM 92204A702 14076 99942 SH SOLE 99942 0 0 VANGUARD INTERMEDIATE TERM GOVT BD ETF COM 92206c706 1783 27580 SH SOLE 27580 0 0 VANGUARD INTERM-TERM CORP BD ETF COM 92206c870 25636 292885 SH SOLE 292885 0 0 VANGUARD INTL EQUITY INDEX FD FTSE ETF COM 922042858 35525 870071 SH SOLE 870071 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF COM 922042874 115360 2092121 SH SOLE 2092121 0 0 VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF COM 922042866 40439 614570 SH SOLE 614570 0 0 VANGUARD LONG-TERM BOND ETF COM 921937793 8366 89825 SH SOLE 89825 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 1321 31974 SH SOLE 31974 0 0 VANGUARD TOTAL BOND ETF COM 921937835 29661 362466 SH SOLE 362466 0 0 VANGUARD US TOTAL STOCK MKT ETF COM 922908769 35800 287666 SH SOLE 287666 0 0 VOYA ASIA PACIFIC HIGH DIVIDEND COM 92912J102 1184 112514 SH SOLE 112514 0 0 VOYA EMERGING MKTS HIGH DIV EQ FD COM 92912P108 1221 139025 SH SOLE 139025 0 0 VOYA GLOBAL ADVANTAGE AND PREMIUM OPP COM 92912R104 3224 298225 SH SOLE 298225 0 0 W P CAREY INC COM 92936U109 257 3889 SH SOLE 3889 0 0 WESTERN ASSET CLYM INFL OPP IN COM 95766R104 13730 1245943 SH SOLE 1245943 0 0 WESTERN ASSET GLOBAL CP DEFINE COM 95790C107 466 26141 SH SOLE 26141 0 0 WESTERN ASSET HIGH YIELD DEFINE COM 95768b107 237 15500 SH SOLE 15500 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 224 30371 SH SOLE 30371 0 0