EX-99.28.H.4.C 11 d70113dex9928h4c.htm EXHIBIT A TO EXPENSE LIMITATION AGREEMENT, AMENDED JANUARY 1, 2021 Exhibit A to Expense Limitation Agreement, amended January 1, 2021

EX-28.h.4.c

EXHIBIT A

TO THE EXPENSE LIMITATION AGREEMENT BETWEEN

NATIONWIDE MUTUAL FUNDS AND

NATIONWIDE FUND ADVISORS

Effective May 1, 2007

Amended January 1, 2021*

 

Name of Fund/Class

  Expense Limitation for Fund/Class  

Nationwide Government Money Market Fund

 

Investor

    0.59

Service Class‡

    0.59

Class R6

    0.59

 

Nationwide American Century Small Cap Income Fund

  

Class A

     0.99

Class C

     0.99

Class R6

     0.99

Institutional Service Class

     0.99

Each of the Asset Allocation Funds (Nationwide Investor Destinations Aggressive Fund, Nationwide Investor Destinations Moderately Aggressive Fund, Nationwide Investor Destinations Moderate Fund, Nationwide Investor Destinations Moderately Conservative Fund, Nationwide Investor Destinations Conservative Fund)

 

Class A

     0.25

Class C

     0.25

Class R

     0.25

Service Class

     0.25

Class R6

     0.25

Institutional Service Class

     0.25

 

Nationwide S&P 500 Index Fund

  

Class A

     0.21

Class C

     0.21

Class R

     0.21

Class R6

     0.21

Service Class

     0.21

Institutional Service Class

     0.21

 

Nationwide Small Cap Index Fund

  

Class A

     0.28

Class C

     0.28

Class R

     0.28

Class R6

     0.28

Institutional Service Class

     0.28


Nationwide Mid Cap Market Index Fund

  

Class A

     0.30

Class C

     0.30

Class R

     0.30

Class R6

     0.30

Institutional Service Class

     0.30

 

Nationwide International Index Fund

  

Class A

     0.34

Class C

     0.34

Class R

     0.34

Class R6

     0.34

Institutional Service Class

     0.34

 

Nationwide Bond Index Fund

  

Class A

     0.29

Class C

     0.29

Class R

     0.29

Class R6

     0.29

Institutional Service Class

     0.29

 

Nationwide Bond Fund

  

Class A

     0.44

Class C

     0.44

Class R

     0.44

Class R6

     0.44

Institutional Service Class

     0.44

 

Nationwide Mellon Dynamic U.S. Core Fund
(formerly, Nationwide Dynamic U.S. Growth Fund)

  

Class A

     0.50

Class C

     0.50

Class R

     0.50

Class R6

     0.50

Eagle Class

     0.50

Institutional Service Class

     0.50

 

Nationwide Small Company Growth Fund

  

Class A

     0.94

Institutional Service Class

     0.94


Nationwide Global Sustainable Equity Fund

  

Class A

     0.95

Class C

     0.95

Class R6

     0.95

Institutional Service Class

     0.95

 

Nationwide Inflation-Protected Securities Fund

  

Class A

     0.30

Class R6

     0.30

Institutional Service Class

     0.30

 

Nationwide Core Plus Bond Fund

  

Class A

     0.70

Class R6

     0.70

Institutional Service Class

     0.70

 

Nationwide Bailard Cognitive Value Fund

  

Class A

     1.07

Class C

     1.07

Class M

     1.07

Class R6

     1.07

Institutional Service Class

     1.07

 

Nationwide Bailard International Equities Fund

  

Class A

     1.10

Class C

     1.10

Class M

     1.10

Class R6

     1.10

Institutional Service Class

     1.10

 

Nationwide Bailard Technology & Science Fund

  

Class A

     1.05

Class C

     1.05

Class M

     1.05

Class R6

     1.05

Institutional Service Class

     1.05

 

Nationwide Geneva Mid Cap Growth Fund

  

Class A

     0.98

Class C

     0.98

Class R6

     0.98

Institutional Service Class

     0.98


Nationwide Geneva Small Cap Growth Fund

  

Class A

     1.22

Class C

     1.22

Class R6

     1.22

Institutional Service Class

     1.22

 

Nationwide Loomis Core Bond Fund

  

Class A

     0.65

Class C

     0.65

Class R6

     0.65

Institutional Service Class

     0.65

 

Nationwide Diamond Hill Large Cap Concentrated Fund

  

Class A

     0.60

Class C

     0.60

Class R6

     0.60

Institutional Service Class

     0.60

 

Nationwide Loomis Short Term Bond Fund

  

Class A

     0.45

Class C

     0.45

Class R6

     0.45

Institutional Service Class

     0.45

 

Nationwide WCM Focused Small Cap Fund

  

Class A

     0.80

Class C

     0.80

Class R6

     0.80

Institutional Service Class

     0.80

 

Nationwide NYSE Arca Tech 100 Index Fund
(formerly, Nationwide Ziegler NYSE Arca Tech 100 Index Fund)

  

Class A

     0.68

Class C

     0.68

Class R6

     0.68

Institutional Service Class

     0.68

 

Nationwide Emerging Markets Debt Fund

  

Class A

     0.90

Class C

     0.90

Class R6

     0.90

Institutional Service Class

     0.90


Nationwide Amundi Global High Yield Fund

  

Class A

     0.70

Class C

     0.70

Class R6

     0.70

Institutional Service Class

     0.70

 

Nationwide Amundi Strategic Income Fund

  

Class A

     0.49

Class C

     0.49

Class R6

     0.49

Institutional Service Class

     0.49

 

Nationwide International Small Cap Fund

  

Class A

     0.99

Class R6

     0.99

Institutional Service Class

     0.99

 

Nationwide Loomis All Cap Growth Fund

  

Class A

     0.85

Class R6

     0.85

Eagle Class

     0.85

Institutional Service Class

     0.85

 

Nationwide AllianzGI International Growth Fund††

  

Class A

     0.72

Class R6

     0.72

Institutional Service Class

     0.72

Eagle Class

     0.72

 

Nationwide Mellon Disciplined Value Fund

  

Class A

     0.66

Class K

     0.66

Class R6

     0.66

Institutional Service Class

     0.66

Eagle Class

     0.66

 

Nationwide GQG US Quality Equity Fund

  

Class A

     0.49

Class R6

     0.49

Institutional Service Class

     0.49

Eagle Class

     0.49


*

As approved by the Board of Trustees at its meeting held on December 16-18, 2020.

Effective through February 28, 2022.

††

Effective through June 30, 2022.

With respect to the Service Class of the Nationwide Government Money Market Fund, effective until at least February 28, 2022, the Fund Operating Expenses shall be limited to 0.75% and shall include the Rule 12b-1 fees and fees paid pursuant to an Administrative Services Plan.


IN WITNESS WHEREOF, the parties have caused this Amended Exhibit A to be signed by their respective officers thereunto duly authorized and their respective corporate seals to be hereunto affixed, as of the day and year first above written.

 

NATIONWIDE MUTUAL FUNDS
By: /s/ Lee T. Cummings                                             
Name: Lee T. Cummings
Title: SVP

 

NATIONWIDE FUND ADVISORS
By: /s/ Lee T. Cummings                                             
Name: Lee T. Cummings
Title: SVP