0001209191-15-070287.txt : 20150911 0001209191-15-070287.hdr.sgml : 20150911 20150911121211 ACCESSION NUMBER: 0001209191-15-070287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150911 DATE AS OF CHANGE: 20150911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METALICO INC CENTRAL INDEX KEY: 0001048685 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 186 NORTH AVE EAST STREET 2: 908-497-9610 CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 908-497-9610 MAIL ADDRESS: STREET 1: 186 NORTH AVENUE EAST CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: METALICO INC /NJ DATE OF NAME CHANGE: 19971029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY SEAN P CENTRAL INDEX KEY: 0001225718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32453 FILM NUMBER: 151102766 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-11 1 0001048685 METALICO INC MEA 0001225718 DUFFY SEAN P 809 WEST HILL STREET CHARLOTTE NC 28208 1 0 0 0 Common Stock 2015-09-11 4 S 0 24000 0.60 D 0 D Rights to Deferred Stock 0.00 2015-09-11 4 S 0 2000 0.60 D 2015-09-11 2015-09-11 Common Stock 2000 0 D All equity interests sold in accordance with the Agreement and Plan of Merger dated as of June 15, 2015, by and among Total Merchant Limited, TM Merger Sub Corp. and the Issuer, as amended (the "Merger Agreement"). Options at various exercise prices terminated upon consummation of the transactions contemplated under the Merger Agreement described in fn 1. /s/ Arnold S. Graber Attorney-in-Fact 2015-09-11